81_FR_14980 81 FR 14927 - Northcreek Mezzanine Fund II, L.P.; License No. 05/05-0315: Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest

81 FR 14927 - Northcreek Mezzanine Fund II, L.P.; License No. 05/05-0315: Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest

SMALL BUSINESS ADMINISTRATION

Federal Register Volume 81, Issue 53 (March 18, 2016)

Page Range14927-14928
FR Document2016-06136

Federal Register, Volume 81 Issue 53 (Friday, March 18, 2016)
[Federal Register Volume 81, Number 53 (Friday, March 18, 2016)]
[Notices]
[Pages 14927-14928]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-06136]


-----------------------------------------------------------------------

SMALL BUSINESS ADMINISTRATION


Northcreek Mezzanine Fund II, L.P.; License No. 05/05-0315: 
Notice Seeking Exemption Under Section 312 of the Small Business 
Investment Act, Conflicts of Interest

    Notice is hereby given that Northcreek Mezzanine Fund II, L.P., 255 
East 5th Street, Suite 3010 Cincinnati, OH 45202, a Federal Licensee 
Under the Small Business Investment Act of 1958, as amended (``the 
Act''), in connection with the financing of a small concern, has sought 
an exemption under Section 312 of the Act and Section 107.730, 
Financings which Constitute Conflicts of Interest of the Small Business 
Administration (``SBA'') Rules and Regulations (13 CFR 107.730). 
Northcreek Mezzanine Fund I, L.P. and Northcreek Mezzanine Fund II, 
L.P. propose to provide debt and equity financing to FBM Holdings LLC, 
100 Winners Circle, Brentwood, TN 37027.
    The financing is brought within the purview of Sec.  107.730(a)(2) 
of the Regulations because Northcreek Mezzanine Fund I, L.P. is 
currently invested in FBM Holdings, LLC and

[[Page 14928]]

because of its level of ownership, FBM Holdings LLC is an Associate. 
Northcreek Mezzanine Fund I, L.P. and Northcreek Mezzanine Fund II, 
L.P. are also Associates and are seeking to co-invest in FBM Holdings, 
LLC. Therefore this transaction is considered financing an Associate, 
requiring prior SBA exemption.
    Notice is hereby given that any interested person may submit 
written comments on the transaction, within fifteen days of the date of 
this publication, to the Associate Administrator for Investment, U.S. 
Small Business Administration, 409 Third Street SW., Washington, DC 
20416.

    Dated: March 10, 2016.
Michele J. Schimpp,
Deputy Associate Administrator for Office of Investment and Innovation.
[FR Doc. 2016-06136 Filed 3-17-16; 8:45 am]
BILLING CODE P



                                                                                    Federal Register / Vol. 81, No. 53 / Friday, March 18, 2016 / Notices                                                  14927

                                                    the proposed rule change and none have                  10:00 a.m. and 3:00 p.m. Copies of such                Development Company’s Non-Bank
                                                    been received.                                          filings also will be available for                     Lender Institution’s or Microlender’s
                                                                                                            inspection and copying at the principal                management, ownership, etc. is of
                                                    III. Date of Effectiveness of the
                                                                                                            office of OCC and on OCC’s Web site at                 ‘‘good character’’. To do so requires the
                                                    Proposed Rule Change and Timing for
                                                                                                            http://www.theocc.com/components/                      information requested on the Form
                                                    Commission Action
                                                                                                            docs/legal/rules_and_bylaws/sr_occ_16_                 1081. This form also provides data used
                                                       Within 45 days of the date of                        004.pdf.                                               to determine the qualifications and
                                                    publication of this notice in the Federal                  All comments received will be posted                capabilities of the lenders key
                                                    Register or within such longer period                   without change; the Commission does                    personnel.
                                                    up to 90 days (i) as the Commission may                 not edit personal identifying
                                                    designate if it finds such longer period                information from submissions. You                      Solicitation of Public Comments
                                                    to be appropriate and publishes its                     should submit only information that                      SBA is requesting comments on (a)
                                                    reasons for so finding or (ii) as to which              you wish to make available publicly.                   Whether the collection of information is
                                                    the self- regulatory organization                          All submissions should refer to File                necessary for the agency to properly
                                                    consents, the Commission will:                          Number SR–OCC–2016–004 and should                      perform its functions; (b) whether the
                                                       (A) By order approve or disapprove                   be submitted on orbefore April 8, 2016.                burden estimates are accurate; (c)
                                                    the proposed rule change, or                              For the Commission, by the Division of               whether there are ways to minimize the
                                                       (B) institute proceedings to determine               Trading and Markets, pursuant to delegated             burden, including through the use of
                                                    whether the proposed rule change                        authority.43                                           automated techniques or other forms of
                                                    should be disapproved.                                  Robert W. Errett,                                      information technology; and (d) whether
                                                    IV. Solicitation of Comments                            Deputy Secretary.                                      there are ways to enhance the quality,
                                                                                                                                                                   utility, and clarity of the information.
                                                      Interested persons are invited to                     [FR Doc. 2016–06098 Filed 3–17–16; 8:45 am]
                                                    submit written data, views and                          BILLING CODE 8011–01–P                                 Summary of Information Collection
                                                    arguments concerning the foregoing,                                                                              Title: Statement of Personal History.
                                                    including whether the proposed rule                                                                              Description of Respondents: Small
                                                    change is consistent with the Act.                      SMALL BUSINESS ADMINISTRATION                          Business Lending Companies.
                                                    Comments may be submitted by any of                                                                              Form Number: SBA Form 1081.
                                                    the following methods:                                  Data Collection Available for Public                     Total Estimated Annual Responses:
                                                                                                            Comments                                               215.
                                                    Electronic Comments                                                                                              Total Estimated Annual Hour Burden:
                                                                                                            AGENCY:  U.S. Small Business
                                                      • Use the Commission’s Internet                                                                              107.50.
                                                                                                            Administration.
                                                    comment form (http://www.sec.gov/
                                                                                                            ACTION: 60-day notice and request for                  Curtis B. Rich,
                                                    rules/sro.shtml); or
                                                      • Send an email to rule-comments@                     comments.                                              Management Analyst.
                                                    sec.gov. Please include File Number SR–                                                                        [FR Doc. 2016–06135 Filed 3–17–16; 8:45 am]
                                                                                                            SUMMARY:   The Small Business
                                                    OCC–2016–004 on the subject line.                       Administration (SBA) intends to request
                                                                                                                                                                   BILLING CODE 8025–01–P

                                                    Paper Comments                                          approval, from the Office of
                                                      • Send paper comments in triplicate                   Management and Budget (OMB) for the                    SMALL BUSINESS ADMINISTRATION
                                                    to Secretary, Securities and Exchange                   collection of information described
                                                    Commission, 100 F Street NE.,                           below. The Paperwork Reduction Act                     Northcreek Mezzanine Fund II, L.P.;
                                                    Washington, DC 20549–1090.                              (PRA) of 1995, 44 U.S.C Chapter 35                     License No. 05/05–0315: Notice
                                                                                                            requires federal agencies to publish a                 Seeking Exemption Under Section 312
                                                    All submissions should refer to File                    notice in the Federal Register
                                                    Number SR–OCC–2016–004. This file                                                                              of the Small Business Investment Act,
                                                                                                            concerning each proposed collection of                 Conflicts of Interest
                                                    number should be included on the                        information before submission to OMB,
                                                    subject line if email is used. To help the              and to allow 60 days for public                           Notice is hereby given that Northcreek
                                                    Commission process and review your                      comment in response to the notice. This                Mezzanine Fund II, L.P., 255 East 5th
                                                    comments more efficiently, please use                   notice complies with that requirement.                 Street, Suite 3010 Cincinnati, OH 45202,
                                                    only one method. The Commission will                                                                           a Federal Licensee Under the Small
                                                                                                            DATES: Submit comments on or before
                                                    post all comments on the Commission’s                                                                          Business Investment Act of 1958, as
                                                    Internet Web site (http://www.sec.gov/                  May 17, 2016.
                                                                                                                                                                   amended (‘‘the Act’’), in connection
                                                    rules/sro.shtml). Copies of the                         ADDRESSES: Send all comments to Mary                   with the financing of a small concern,
                                                    submission, all subsequent                              Frias, Loan Specialist, Office of                      has sought an exemption under Section
                                                    amendments, all written statements                      Financial Assistance, Small Business                   312 of the Act and Section 107.730,
                                                    with respect to the proposed rule                       Administration, 409 3rd Street SW.,                    Financings which Constitute Conflicts
                                                    change that are filed with the                          Washington, DC 20416.                                  of Interest of the Small Business
                                                    Commission, and all written                             FOR FURTHER INFORMATION CONTACT:                       Administration (‘‘SBA’’) Rules and
                                                    communications relating to the                          Mary Frias, Loan Specialist, Office of                 Regulations (13 CFR 107.730).
                                                    proposed rule change between the                        Financial Assistance, mary.frias@                      Northcreek Mezzanine Fund I, L.P. and
                                                    Commission and any person, other than                   sba.gov, 202–401–8234, or Curtis B.                    Northcreek Mezzanine Fund II, L.P.
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    those that may be withheld from the                     Rich, Management Analyst, 202–205–                     propose to provide debt and equity
                                                    public in accordance with the                           7030, curtis.rich@sba.gov.                             financing to FBM Holdings LLC, 100
                                                    provisions of 5 U.S.C. 552, will be                     SUPPLEMENTARY INFORMATION: Small                       Winners Circle, Brentwood, TN 37027.
                                                    available for Web site viewing and                      Business Administration (SBA)                             The financing is brought within the
                                                    printing in the Commission’s Public                     regulations require that we determine                  purview of § 107.730(a)(2) of the
                                                    Reference Room, 100 F Street NE.,                       that a participating Certified                         Regulations because Northcreek
                                                    Washington, DC 20549, on official                                                                              Mezzanine Fund I, L.P. is currently
                                                    business days between the hours of                        43 17   CFR 200.30–3(a)(12).                         invested in FBM Holdings, LLC and


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                                                    14928                           Federal Register / Vol. 81, No. 53 / Friday, March 18, 2016 / Notices

                                                    because of its level of ownership, FBM                  Primary Counties: Clackamas,                             Administration, Processing and
                                                    Holdings LLC is an Associate.                             Tillamook.                                             Disbursement Center, 14925 Kingsport
                                                    Northcreek Mezzanine Fund I, L.P. and                   Contiguous Counties:                                     Road, Fort Worth, TX 76155.
                                                    Northcreek Mezzanine Fund II, L.P. are                    Oregon: Clatsop, Columbia, Hood                        FOR FURTHER INFORMATION CONTACT: A.
                                                    also Associates and are seeking to co-                      River, Lincoln, Marion, Multnomah,                   Escobar, Office of Disaster Assistance,
                                                    invest in FBM Holdings, LLC. Therefore                      Polk, Wasco, Washington, Yamhill.                    U.S. Small Business Administration,
                                                    this transaction is considered financing                  The Interest Rates are:                                409 3rd Street SW., Suite 6050,
                                                    an Associate, requiring prior SBA                                                                                Washington, DC 20416.
                                                    exemption.                                                                                              Percent
                                                                                                                                                                     SUPPLEMENTARY INFORMATION: Notice is
                                                       Notice is hereby given that any                                                                               hereby given that as a result of the
                                                    interested person may submit written                    For Physical Damage:
                                                                                                              Homeowners With Credit Avail-                          President’s major disaster declaration on
                                                    comments on the transaction, within                         able Elsewhere ......................          3.625 03/07/2016, Private Non-Profit
                                                    fifteen days of the date of this                          Homeowners Without Credit                              organizations that provide essential
                                                    publication, to the Associate                               Available Elsewhere ..............             1.813 services of governmental nature may file
                                                    Administrator for Investment, U.S.                        Businesses With Credit Avail-                          disaster loan applications at the address
                                                    Small Business Administration, 409                          able Elsewhere ......................          6.000
                                                                                                                                                                     listed above or other locally announced
                                                    Third Street SW., Washington, DC                          Businesses       Without           Credit
                                                    20416.                                                      Available Elsewhere ..............             4.000 locations.
                                                                                                              Non-Profit Organizations With                             The following areas have been
                                                      Dated: March 10, 2016.                                    Credit Available Elsewhere ...                 2.625 determined to be adversely affected by
                                                    Michele J. Schimpp,                                       Non-Profit Organizations With-                         the disaster:
                                                    Deputy Associate Administrator for Office of                out Credit Available Else-                           Primary Counties: Albemarle,
                                                    Investment and Innovation.                                  where .....................................    2.625    Alexandria City, Arlington, Caroline,
                                                                                                            For Economic Injury:
                                                    [FR Doc. 2016–06136 Filed 3–17–16; 8:45 am]                                                                         Clarke, Culpeper, Fairfax, Falls
                                                                                                              Businesses & Small Agricultural
                                                    BILLING CODE P
                                                                                                                Cooperatives Without Credit                             Church City, Fauquier, Frederick,
                                                                                                                Available Elsewhere ..............             4.000    Highland, King George, Loudoun,
                                                                                                              Non-Profit Organizations With-                            Louisa, Madison, Manassas City,
                                                    SMALL BUSINESS ADMINISTRATION                               out Credit Available Else-                              Manassas Park City, Page, Patrick,
                                                    [Disaster Declaration #14663 and #14664]                    where .....................................    2.625    Prince William, Rappahannock,
                                                                                                                                                                        Spotsylvania, Stafford, Warren,
                                                    Oregon Disaster #OR–00079                                 The number assigned to this disaster                      Winchester City.
                                                                                                            for physical damage is 14663 B and for                      The Interest Rates are:
                                                    AGENCY: U.S. Small Business                             economic injury is 14664 0.
                                                    Administration                                            The State which received an EIDL                                                          Percent
                                                    ACTION: Notice.                                         Declaration # is Oregon.
                                                                                                            (Catalog of Federal Domestic Assistance               For Physical Damage:
                                                    SUMMARY:    This is a notice of an                      Numbers 59008)                                          Non-Profit Organizations With
                                                    Administrative declaration of a disaster                                                                          Credit Available Elsewhere ...                2.625
                                                    for the State of OREGON dated 03/09/                     Dated: March 9, 2016.                                  Non-Profit Organizations With-
                                                    2016.                                                   Maria Contreras-Sweet,                                    out Credit Available Else-
                                                       Incident: Severe Winter Storms,                      Administrator.                                            where .....................................   2.625
                                                    Straight-line Winds, Flooding,                          [FR Doc. 2016–06138 Filed 3–17–16; 8:45 am]           For Economic Injury:
                                                    Landslides and Mudslides.                                                                                       Non-Profit Organizations With-
                                                                                                            BILLING CODE 8025–01–P
                                                       Incident Period: 12/06/2015 through                                                                            out Credit Available Else-
                                                                                                                                                                      where .....................................   2.625
                                                    12/23/2015.
                                                       Effective Date: 03/09/2016.                          SMALL BUSINESS ADMINISTRATION                           The number assigned to this disaster
                                                       Physical Loan Application Deadline
                                                                                                            [Disaster Declaration #14665 and #14666]              for physical damage is 14665B and for
                                                    Date: 05/09/2016.
                                                       Economic Injury (EIDL) Loan                                                                                economic injury is 14666B.
                                                                                                            Virginia Disaster #VA–00063
                                                    Application Deadline Date: 12/09/2016.                                                                        (Catalog of Federal Domestic Assistance
                                                    ADDRESSES: Submit completed loan                        AGENCY: U.S. Small Business                           Number 59008)
                                                    applications to: U.S. Small Business                    Administration.                                       James E. Rivera,
                                                    Administration, Processing And                          ACTION: Notice                                        Associate Administrator for Disaster
                                                    Disbursement Center, 14925 Kingsport                                                                          Assistance.
                                                                                                            SUMMARY:   This is a Notice of the
                                                    Road, Fort Worth, TX 76155.                                                                                   [FR Doc. 2016–06139 Filed 3–17–16; 8:45 am]
                                                                                                            Presidential declaration of a major
                                                    FOR FURTHER INFORMATION CONTACT: A.                     disaster for Public Assistance Only for               BILLING CODE 8025–01–P
                                                    Escobar, Office of Disaster Assistance,                 the State of Virginia (FEMA–4262–DR),
                                                    U.S. Small Business Administration,                     dated 03/07/2016.
                                                    409 3rd Street SW., Suite 6050,                           Incident: Severe Winter Storm and                   DEPARTMENT OF STATE
                                                    Washington, DC 20416.                                   Snowstorm.                                            [Public Notice: 9488]
                                                    SUPPLEMENTARY INFORMATION: Notice is                      Incident Period: 01/22/2016 through
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    hereby given that as a result of the                    01/23/2016.                                           Culturally Significant Object Imported
                                                    Administrator’s disaster declaration,                     Effective Date: 03/07/2016.                         for Exhibition Determinations: ‘‘A
                                                    applications for disaster loans may be                    Physical Loan Application Deadline
                                                                                                                                                                  Portrait of Antinous: In Two Parts’’
                                                    filed at the address listed above or other              Date: 05/06/2016.
                                                                                                                                                                  Exhibition
                                                    locally announced locations.                              Economic Injury (Eidl) Loan
                                                       The following areas have been                        Application Deadline Date: 12/07/2016.                SUMMARY:  Notice is hereby given of the
                                                    determined to be adversely affected by                  ADDRESSES: Submit completed loan                      following determinations: Pursuant to
                                                    the disaster:                                           applications to: U.S. Small Business                  the authority vested in me by the Act of


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Document Created: 2018-02-02 15:13:43
Document Modified: 2018-02-02 15:13:43
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
FR Citation81 FR 14927 

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