81_FR_15589 81 FR 15533 - Office of Tribal Self-Governance; Negotiation Cooperative Agreement

81 FR 15533 - Office of Tribal Self-Governance; Negotiation Cooperative Agreement

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Indian Health Service

Federal Register Volume 81, Issue 56 (March 23, 2016)

Page Range15533-15540
FR Document2016-06556

Federal Register, Volume 81 Issue 56 (Wednesday, March 23, 2016)
[Federal Register Volume 81, Number 56 (Wednesday, March 23, 2016)]
[Notices]
[Pages 15533-15540]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-06556]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Indian Health Service


Office of Tribal Self-Governance; Negotiation Cooperative 
Agreement

    Announcement Type: New--Limited Competition.
    Funding Announcement Number: HHS-2016-IHS-TSGN-0001.
    Catalog of Federal Domestic Assistance Number: 93.444.

Key Dates

    Application Deadline Date: June 3, 2016.
    Review Date: June 17, 2016.
    Earliest Anticipated Start Date: July 1, 2016.
    Signed Tribal Resolutions Due Date: June 3, 2016.

I. Funding Opportunity Description

Statutory Authority

    The Indian Health Service (IHS) Office of Tribal Self-Governance 
(OTSG) is accepting limited competition Negotiation Cooperative 
Agreement applications for Tribal Self-Governance Program (TSGP). This 
program is authorized under Title V of the Indian Self-Determination 
and Education Assistance Act (ISDEAA), 25 U.S.C. 458aaa-2(e). This 
program is described in the Catalog of Federal Domestic Assistance 
(CFDA), available at https://www.cfda.gov/, under 93.444.

Background

    The TSGP is more than an IHS program; it is an expression of the 
government-to- government relationship between the United States and 
Indian Tribes. Through the TSGP, Tribes negotiate with the IHS to 
assume Programs, Services, Functions and Activities (PSFAs), or 
portions thereof, which gives Tribes the authority to manage and tailor 
health care programs in a manner that best fits the needs of their 
communities.
    Participation in the TSGP is one of three ways that Tribes can 
choose to obtain health care from the Federal Government for their 
members. Specifically, Tribes can choose to: (1) Receive health care 
services directly from the IHS, (2) contract with the IHS to administer 
individual PSFAs that the IHS would otherwise provide (referred to as 
Title I Self-Determination Contracting), or (3) compact with the IHS to 
assume control over healthcare PSFAs that the IHS would otherwise 
provide (referred to as Title V Self-Governance Compacting or the 
TSGP). These options are not exclusive and Tribes may choose to combine 
options based on their individual needs and circumstances. 
Participation in the TSGP affords Tribes the most flexibility to tailor 
health care PSFAs to the needs of their communities.
    The TSGP is a Tribally-driven initiative and strong Tribal/Federal 
partnerships are essential for program success. The IHS established the 
OTSG to implement Tribal self-governance authorities. The OTSG: (1) 
Serves as the primary liaison and advocate for Tribes participating in 
the TSGP, (2) develops, directs, and implements TSGP policies and 
procedures, (3) provides information and technical assistance to Self-
Governance Tribes, and (4) advises the IHS Director on compliance with 
TSGP policies, regulations, and guidelines. Each IHS Area has an Agency 
Lead Negotiator (ALN), designated by the IHS Director, who has the 
authority to negotiate Self-Governance Compacts and Funding Agreements. 
A Tribe should contact their respective ALN to begin the self-
governance planning process or, if

[[Page 15534]]

currently an existing Self-Governance Tribe, discuss methods to expand 
current PSFAs. The ALN shall provide an overview of the TSGP 
negotiations process and will provide technical assistance as the Tribe 
prepares to participate in the TSGP.

Purpose

    The purpose of this Negotiation Cooperative Agreement is to provide 
Tribes with resources to help defray costs related to preparing for and 
conducting TSGP negotiations. TSGP negotiations are a dynamic, 
evolving, and Tribally-driven process that requires careful planning 
and preparation by both Tribal and Federal parties, including the 
sharing of precise, up-to-date information. The design of the 
negotiations process: (1) Enables a Tribe to set its own priorities 
when assuming responsibility for IHS PSFAs, (2) observes the 
government-to-government relationship between the United States and 
each Tribe, and (3) involves the active participation of both Tribal 
and IHS representatives, including the OTSG. Because each Tribal 
situation is unique, a Tribe's successful transition into the TSGP, or 
expansion of their current program, requires focused discussions 
between the Federal and Tribal negotiation teams about the Tribe's 
specific health care concerns and plans.
    The negotiations process has four major stages, including: (1) 
Planning, (2) pre-negotiations, (3) negotiations, and (4) post-
negotiations. Title V of the ISDEAA requires that a Tribe or Tribal 
organization complete a planning phase to the satisfaction of the 
Tribe. The planning phase must include legal and budgetary research and 
internal Tribal government planning and organizational preparation 
relating to the administration of health care programs. During pre-
negotiations, the Tribal and Federal negotiation teams review and 
discuss issues identified during the planning phase. A draft compact, 
funding agreement, and funding tables are developed, typically by the 
Tribe, and distributed to both the Tribal and Federal negotiation 
teams. These draft documents are used as the basis for pre- and final 
negotiations. Pre-negotiations provide an opportunity for the Tribe and 
the IHS to identify and discuss issues directly related to the Tribe's 
compact, funding agreement, and Tribal shares. At final negotiations, 
Tribal and Federal negotiation teams come together to determine and 
agree upon the terms and provisions of the Tribe's compact and funding 
agreement.
    The Tribal negotiation team must include a Tribal leader from the 
governing body. This representative may be a Tribal leader or a 
designee, like the Tribal Health Director. The Tribal negotiation team 
may also include technical and program staff, legal counsel, and other 
consultants. The Federal negotiations team is led by the ALN and 
generally includes an OTSG Program Analyst and a member of the Office 
of the General Counsel. It may also include other IHS staff and subject 
matter experts as needed. The ALN is the only member of the Federal 
negotiation team with delegated authority to negotiate on behalf of the 
IHS Director.
    Negotiations provide an opportunity for the Tribal and Federal 
negotiation teams to work together in good faith to enhance each self-
governance agreement. Negotiations are not an allocation process; they 
provide an opportunity to mutually review and discuss budget and 
program issues. As issues arise, both negotiation teams work through 
the issues to reach agreement on the final documents. After the 
negotiations are complete, the compact and funding agreement are signed 
by the authorizing Tribal official and submitted to the ALN who then 
reviews the final package to ensure each document accurately reflects 
what was negotiated. Once the ALN completes this review, the final 
package is submitted to the OTSG to be prepared for the IHS Director's 
signature. After the compact and funding agreement have been signed by 
both parties, they become legally binding and enforceable agreements. 
The negotiating Tribe then becomes a ``Self-Governance Tribe,'' and a 
participant in the TSGP.
    A Negotiation Cooperative Agreement is not a prerequisite to enter 
the TSGP. A Tribe may use other resources to develop and negotiate its 
compact and funding agreement. Tribes that receive a Negotiation 
Cooperative Agreement are not obligated to participate in Title V and 
may choose to delay or decline participation or expansion in the TSGP.

Limited Competition Justification

    There is limited competition under this announcement because the 
authorizing legislation restricts eligibility to Tribes that meet 
specific criteria. See 25 U.S.C. 458aaa-2(e); 42 CFR 137.24-26; see 
also 42 CFR 137.10.

II. Award Information

Type of Award

    Cooperative Agreement.

Estimated Funds Available

    The total amount of funding identified for fiscal year (FY) 2016 is 
approximately $240,000. Individual award amounts are anticipated to be 
$48,000. The amount of funding available for competing awards issued 
under this announcement are subject to the availability of 
appropriations and budgetary priorities of the Agency. The IHS is under 
no obligation to make awards that are selected for funding under this 
announcement.

Anticipated Number of Awards

    Approximately five awards will be issued under this program 
announcement.

Project Period

    The project period is for 12 months and runs from July 1, 2016 to 
June 30, 2017.

Cooperative Agreement

    Cooperative agreements awarded by the Department of Health and 
Human Services (HHS) are administered under the same policies as a 
grant. The funding agency (IHS) is required to have substantial 
programmatic involvement in the project during the entire award 
segment. Below is a detailed description of the level of involvement 
required for both IHS and the grantee. IHS will be responsible for 
activities listed under section A and the grantee will be responsible 
for activities listed under section B as stated:

Substantial Involvement Description for the TSGP Negotiation 
Cooperative Agreement

A. IHS Programmatic Involvement
    (1) Provide descriptions of PSFAs and associated funding at all 
organizational levels (Service Unit, Area, and Headquarters), including 
funding formulas and methodologies related to determining Tribal 
shares.
    (2) Meet with Negotiation Cooperative Agreement recipient to 
provide program information and discuss methods currently used to 
manage and deliver health care.
    (3) Identify and provide statutes, regulations, and policies that 
provide authority for administering IHS programs.
    (4) Provide technical assistance on the IHS budget, Tribal shares, 
and other topics as needed.
B. Grantee Negotiation Cooperative Agreement Award Activities
    (1) Determine the PSFAs that will be negotiated into the Tribe's 
compact and funding agreement. Prepare and discuss each PSFA in 
comparison to the current level of services provided so that an 
informed decision can be made on new or expanded program assumption.

[[Page 15535]]

    (2) Identify Tribal shares associated with the PSFAs that will be 
included in the funding agreement.
    (3) Develop the terms and conditions that will be set forth in both 
the compact and funding agreement to submit to the ALN prior to 
negotiations.

III. Eligibility Information

1. Eligibility

    To be eligible for this Limited Competition Negotiation Cooperative 
Agreement under this announcement, an applicant must:
    A. Be an ``Indian Tribe'' as defined in 25 U.S.C. 450b(e); a 
``Tribal Organization'' as defined in 25 U.S.C. 450b(l); or an ``Inter-
Tribal Consortium'' as defined at 42 CFR 137.10. However, Alaska Native 
Villages or Alaska Native Village Corporations are not eligible if they 
are located within the area served by an Alaska Native regional health 
entity. See Consolidated Appropriations Act, 2014, Public Law 113-76. 
By statute, the Native Village of Eyak, Eastern Aleutian Tribes, and 
the Council for Athabascan Tribal Governments have also been deemed 
Alaska Native regional health entities and therefore are eligible to 
apply. Those Alaska Tribes not represented by a Self-Governance Tribal 
consortium Funding Agreement within their area may still be considered 
to participate in the TSGP.
    B. Demonstrate, for three fiscal years, financial stability and 
financial management capability. The Indian Tribe must provide evidence 
that, for the three years prior to participation in Self-Governance, 
the Indian Tribe has had no uncorrected significant and material audit 
exceptions in the required annual audit of the Indian Tribe's Self-
Determination Contracts or Self-Governance Funding Agreements with any 
Federal agency. See 25 U.S.C. 458aaa-2; 42 CFR 137.15-23.
    For Tribes or Tribal organizations that expended $750,000 or more 
($500,000 for FYs ending after December 31, 2003) in Federal awards, 
the OTSG shall retrieve the audits directly from the Federal Audit 
Clearinghouse.
    For Tribes or Tribal organizations that expended less than $750,000 
($500,000 for FYs ending after December 31, 2003) in Federal awards, 
the Tribe or Tribal organization must provide evidence of the program 
review correspondence from IHS or Bureau of Indian Affairs officials. 
See 42 CFR 137.21-23.
    Meeting the eligibility criteria for a Negotiation Cooperative 
Agreement does not mean that a Tribe or Tribal organization is eligible 
for participation in the IHS TSGP under Title V of the ISDEAA. See 25 
U.S.C. 458aaa-2; 42 CFR 137.15-23. For additional information on 
eligibility for the IHS TSGP, please visit the Eligibility and Funding 
page on the OTSG Web site, located at:  http://www.ihs.gov/SelfGovernance.

    Note:  Please refer to Section IV.2 (Application and Submission 
Information/Subsection 2, Content and Form of Application 
Submission) for additional proof of applicant status documents 
required such as Tribal resolutions, proof of non-profit status, 
etc.

2. Cost Sharing or Matching

    The IHS does not require matching funds or cost sharing for grants 
or cooperative agreements.

3. Other Requirements

    If application budgets exceed the highest dollar amount outlined 
under the ``Estimated Funds Available'' section within this funding 
announcement, the application will be considered ineligible and will 
not be reviewed for further consideration. If deemed ineligible, IHS 
will not return the application. The applicant will be notified by 
email by the Division of Grants Management (DGM) of this decision.
Tribal Resolution
    An Indian Tribe or Tribal organization that is proposing a project 
affecting another Indian Tribe must include resolutions from all 
affected Tribes to be served. Applications by Tribal organizations will 
not require a specific Tribal resolution if the current Tribal 
resolution(s) under which they operate would encompass the proposed 
grant activities.
    An official signed Tribal resolution must be received by the DGM 
prior to a Notice of Award being issued to any applicant selected for 
funding. However, if an official signed Tribal resolution cannot be 
submitted with the electronic application submission prior to the 
official application deadline date, a draft Tribal resolutions must be 
submitted by the deadline in order for the application to be considered 
complete and eligible for review. The draft tribal resolution is not in 
lieu of the required signed resolution, but is acceptable until a 
signed resolution is received. If an official signed Tribal resolution 
is not received by DGM when funding decisions are made, then a Notice 
of Award will not be issued to that applicant and they will not receive 
any IHS funds until such time as they have submitted a signed 
resolution to the Grants Management Specialist listed in this Funding 
Announcement.
    An applicant submitting any of the above additional documentation 
after the initial application submission due date is required to ensure 
the information was received by the IHS by obtaining documentation 
confirming delivery (i.e. FedEx tracking, postal return receipt, etc.).

IV. Application and Submission Information

1. Obtaining Application Materials

    The application package and detailed instructions for this 
announcement can be found at http://www.Grants.gov or http://www.ihs.gov/dgm/funding/.
    Questions regarding the electronic application process may be 
directed to Mr. Paul Gettys at (301) 443-2114 or (301) 443-5204.

2. Content and Form Application Submission

    The applicant must include the project narrative as an attachment 
to the application package. Mandatory documents for all applicants 
include:
     Table of contents.
     Abstract (one page) summarizing the project.
     Application forms:
    [cir] SF-424, Application for Federal Assistance.
    [cir] SF-424A, Budget Information--Non-Construction Programs.
    [cir] SF-424B, Assurances--Non-Construction Programs.
     Budget Justification and Narrative (must be single spaced 
and not exceed five pages).
     Project Narrative (must be single spaced and not exceed 
ten pages).
    [cir] Background information on the Tribe or Tribal organization.
    [cir] Proposed scope of work, objectives, and activities that 
provide a description of what will be accomplished, including a one-
page Timeframe Chart.
     Tribal Resolution(s).
     501(c)(3) Certificate (if applicable).
     Biographical sketches for all Key Personnel.
     Contractor/Consultant resumes or qualifications and scope 
of work.
     Disclosure of Lobbying Activities (SF-LLL).
     Certification Regarding Lobbying (GG-Lobbying Form).
     Copy of current Negotiated Indirect Cost rate (IDC) 
agreement (required) in order to receive IDC.
     Organizational Chart (optional).
Public Policy Requirements
    All Federal-wide public policies apply to IHS grants and 
cooperative agreements with exception of the Discrimination policy.

[[Page 15536]]

Requirements for Project and Budget Narratives

    A. Project Narrative: This narrative should be a separate Word 
document that is no longer than ten pages and must: Be single-
spaced, be type written, have consecutively numbered pages, use 
black type not smaller than 12 characters per one inch, and be 
printed on one side only of standard size 8\1/2\'' x 11'' paper.
    Be sure to succinctly address and answer all questions listed 
under the narrative and place them under the evaluation criteria 
(refer to Section V.1, Evaluation criteria in this announcement) and 
place all responses and required information in the correct section 
(noted below), or they shall not be considered or scored. These 
narratives will assist the Objective Review Committee (ORC) in 
becoming familiar with the applicant's activities and 
accomplishments prior to this cooperative agreement award. If the 
narrative exceeds the page limit, only the first ten pages will be 
reviewed. The ten page limit for the narrative does not include the 
work plan, standard forms, Tribal resolutions, table of contents, 
budget and budget justifications, narratives, and/or other appendix 
items.
    There are three parts to the narrative: Part A--Program 
Information; Part B--Program Planning and Evaluation; and Part C--
Program Report. See below for additional details about what must be 
included in the narrative.

Part A: Program Information (4 Page Limitation)

Section 1: Needs

Introduction and Need for Assistance

    Demonstrate that the Tribe has conducted previous self-
governance planning activities by clearly stating the results of 
what was learned during the planning process. Explain how the Tribe 
has determined it has the knowledge and expertise to assume or 
expand PSFAs. Identify the need for assistance and how the 
Negotiation Cooperative Agreement would benefit the health 
activities the Tribe is preparing to assume or expand.

Part B: Program Planning and Evaluation (4 Page Limitation)

Section 1: Program Plans

Project Objective(s), Work Plan and Approach

    State in measurable terms the objectives and appropriate 
activities to achieve the following Cooperative Agreement Recipient 
Award Activities:
    (a) Determine the PSFAs that will be negotiated into the Tribe's 
Compact and Funding Agreement. Prepare and discuss each PSFA in 
comparison to the current level of services provided so that an 
informed decision can be made on new or expanded program assumption.
    (b) Identify Tribal shares associated with the PSFAs that will 
be included in the Funding Agreement.
    (c) Develop the terms and conditions that will be set forth in 
both the Compact and Funding Agreement to submit to the ALN prior to 
negotiations.
    (d) Describe fully and clearly how the Tribe's proposal will 
result in an improved approach to managing the PSFAs to be assumed 
or expanded. Include how the Tribe plans to demonstrate improved 
health services to the community and incorporate the proposed 
timelines for negotiations.

Organizational Capabilities, Key Personnel and Qualifications

    Describe the organizational structure of the Tribe and its 
ability to manage the proposed project. Include resumes or position 
descriptions of key staff showing requisite experience and 
expertise. If applicable, include resumes and scope of work for 
consultants that demonstrate experience and expertise relevant to 
the project.

Section 2: Program Evaluation

    Describe fully and clearly the improvements that will be made by 
the Tribe to manage the health care system and identify the 
anticipated or expected benefits for the Tribe. Define the criteria 
to be used to evaluate objectives associated with the project.
Part C: Program Report (2 Page Limitation)
    Section 1: Describe major accomplishments over the last 24 
months.
    Please identify and describe significant health related 
accomplishments associated with the delivery of quality health 
services. This section should highlight major program achievements 
over the last 24 months.
    Section 2: Describe major activities over the last 24 months. 
Please provide an overview of significant program activities 
associated with the delivery of quality health services over the 
last 24 months. This section should address significant program 
activities including those related to the accomplishments listed in 
the previous section.

    B. Budget Narrative: This narrative must include a line item budget 
with a narrative justification for all expenditures identifying 
reasonable and allowable costs necessary to accomplish the goals and 
objectives as outlined in the project narrative. Budget should match 
the scope of work described in the project narrative. The page 
limitation should not exceed five pages.

3. Submission Dates and Times

    Applications must be submitted electronically through Grants.gov by 
11:59 p.m. Eastern Daylight Time (EDT) on the Application Deadline Date 
listed in the Key Dates section on page one of this announcement. Any 
application received after the application deadline will not be 
accepted for processing, nor will it be given further consideration for 
funding. Grants.gov will notify the applicant via email if the 
application is rejected.
    If technical challenges arise and assistance is required with the 
electronic application process, contact Grants.gov Customer Support via 
email to [email protected] or at (800) 518-4726. Customer Support is 
available to address questions 24 hours a day, 7 days a week (except on 
Federal holidays). If problems persist, contact Mr. Paul Gettys 
([email protected]), DGM Grant Systems Coordinator, by telephone at 
(301) 443-2114 or (301) 443-5204. Please be sure to contact Mr. Gettys 
at least ten days prior to the application deadline. Please do not 
contact the DGM until you have received a Grants.gov tracking number. 
In the event you are not able to obtain a tracking number, call the DGM 
as soon as possible.
    If the applicant needs to submit a paper application instead of 
submitting electronically through Grants.gov, a waiver must be 
requested. Prior approval must be requested and obtained from Mr. 
Robert Tarwater, Director, DGM. The waiver must: (1) Be documented in 
writing (emails are acceptable), before submitting a paper application, 
and (2) include clear justification for the need to deviate from the 
required electronic grants submission process. A written waiver request 
must be sent to [email protected] with a copy to 
[email protected]. Once the waiver request has been approved, the 
applicant will receive a confirmation of approval email containing 
submission instructions and the mailing address to submit the 
application. A copy of the written approval must be submitted along 
with the hardcopy of the application that is mailed to DGM. Paper 
applications that are submitted without a copy of the signed waiver 
from the Director of Grants Management, will not be reviewed or 
considered for funding. The applicant will be notified via email of 
this decision by the Grants Management Officer of the DGM. Paper 
applications must be received by the DGM no later than 5:00 p.m., EDT, 
on the Application Deadline Date listed in the Key Dates section on 
page one of this announcement. Late applications will not be accepted 
for processing or considered for funding.

4. Intergovernmental Review

    Executive Order 12372 requiring intergovernmental review is not 
applicable to this program.

5. Funding Restrictions

     Pre-award costs are not allowable.
     The available funds are inclusive of direct and 
appropriate indirect costs.
     Only one grant/cooperative agreement will be awarded per 
applicant per grant cycle. Tribes cannot apply for both the Planning 
Cooperative

[[Page 15537]]

Agreement and the Negotiation Cooperative Agreement within the same 
grant cycle.
     IHS will not acknowledge receipt of applications.

6. Electronic Submission Requirements

    All applications must be submitted electronically. Please use the 
http://www.Grants.gov Web site to submit an application electronically 
and select the ``Find Grant Opportunities'' link on the homepage. 
Download a copy of the application package, complete it offline, and 
then upload and submit the completed application via the http://www.Grants.gov Web site. Electronic copies of the application may not 
be submitted as attachments to email messages addressed to IHS 
employees or offices.
    If the applicant receives a waiver to submit paper application 
documents, they must follow the rules and timelines that are noted 
below. The applicant must seek assistance at least ten days prior to 
the Application Deadline Date listed in the Key Dates section on page 
one of this announcement.
    Applicants that do not adhere to the timelines for System for Award 
Management (SAM) and/or http://www.Grants.gov registration or that fail 
to request timely assistance with technical issues will not be 
considered for a waiver to submit a paper application.
    Please be aware of the following:
     Please search for the application package in http://www.Grants.gov by entering the CFDA number or the Funding Opportunity 
Number. Both numbers are located in the header of this announcement.
     If you experience technical challenges while submitting 
your application electronically, please contact Grants.gov Support 
directly at: [email protected] or (800) 518-4726. Customer Support is 
available to address questions 24 hours a day, 7 days a week (except on 
Federal holidays).
     Upon contacting Grants.gov, obtain a tracking number as 
proof of contact. The tracking number is helpful if there are technical 
issues that cannot be resolved and a waiver from the agency must be 
obtained.
     If it is determined that a waiver is needed, the applicant 
must submit a request in writing (emails are acceptable) to 
[email protected] with a copy to [email protected]. Please 
include a clear justification for the need to deviate from the standard 
electronic submission process.
     If the waiver is approved, the application should be sent 
directly to the DGM by the Application Deadline Date listed in the Key 
Dates section on page one of this announcement.
     Applicants are strongly encouraged not to wait until the 
deadline date to begin the application process through Grants.gov as 
the registration process for SAM and Grants.gov could take up to 
fifteen working days.
     Please use the optional attachment feature in Grants.gov 
to attach additional documentation that may be requested by the DGM.
     All applicants must comply with any page limitation 
requirements described in this Funding Announcement.
     After electronically submitting the application, the 
applicant will receive an automatic acknowledgment from Grants.gov that 
contains a Grants.gov tracking number. The DGM will download the 
application from Grants.gov and provide necessary copies to the 
appropriate agency officials. Neither the DGM nor the OTSG will notify 
the applicant that the application has been received.
     Email applications will not be accepted under this 
announcement.
Dun and Bradstreet (D&B) Data Universal Numbering System (DUNS)
    All IHS applicants and grantee organizations are required to obtain 
a DUNS number and maintain an active registration in the SAM database. 
The DUNS number is a unique 9-digit identification number provided by 
D&B which uniquely identifies each entity. The DUNS number is site 
specific; therefore, each distinct performance site may be assigned a 
DUNS number. Obtaining a DUNS number is easy, and there is no charge. 
To obtain a DUNS number, please access it through http://fedgov.dnb.com/webform, or to expedite the process, call (866) 705-
5711.
    All HHS recipients are required by the Federal Funding 
Accountability and Transparency Act of 2006, as amended (``Transparency 
Act''), to report information on sub-awards. Accordingly, all IHS 
grantees must notify potential first-tier sub-recipients that no entity 
may receive a first-tier sub-award unless the entity has provided its 
DUNS number to the prime grantee organization. This requirement ensures 
the use of a universal identifier to enhance the quality of information 
available to the public pursuant to the Transparency Act.
System for Award Management (SAM)
    Organizations that were not registered with Central Contractor 
Registration (CCR) and have not registered with SAM will need to obtain 
a DUNS number first and then access the SAM online registration through 
the SAM home page at https://www.sam.gov (U.S. organizations will also 
need to provide an Employer Identification Number from the Internal 
Revenue Service that may take an additional 2-5 weeks to become 
active). Completing and submitting the registration takes approximately 
one hour to complete and SAM registration will take 3-5 business days 
to process. Registration with the SAM is free of charge. Applicants may 
register online at https://www.sam.gov.
    Additional information on implementing the Transparency Act, 
including the specific requirements for DUNS and SAM, can be found on 
the IHS Grants Management, Grants Policy Web site: http://www.ihs.gov/dgm/policytopics/.

V. Application Review Information

    The instructions for preparing the application narrative also 
constitute the evaluation criteria for reviewing and scoring the 
application. Weights assigned to each section are noted in parentheses. 
The ten page narrative should be written in a manner that is clear and 
concise to outside reviewers unfamiliar with prior related activities 
of the applicant. It should be well organized, succinct, and contain 
all information necessary for reviewers to understand the project 
fully. Points will be assigned to each evaluation criteria adding up to 
a total of 100 points. A minimum score of 60 points is required for 
funding. Points are assigned as follows:

1. Criteria

A. Introduction and Need for Assistance (25 Points)
    Demonstrate that the Tribe has conducted previous self-governance 
planning activities by clearly stating the results of what was learned 
during the planning process. Explain how the Tribe has determined it 
has the knowledge and expertise to assume or expand PSFAs. Identify the 
need for assistance and how the Negotiation Cooperative Agreement would 
benefit the health activities the Tribe is preparing to assume or 
expand.
B. Project Objective(s), Work Plan and Approach (25 Points)
    State in measurable terms the objectives and appropriate activities 
to achieve the following Cooperative Agreement Recipient Award 
Activities:
    1. Determine the PSFAs that will be negotiated into the Tribe's 
Compact and Funding Agreement. Prepare and discuss each PSFA in 
comparison to the

[[Page 15538]]

current level of services provided so that an informed decision can be 
made on new or expanded program assumption.
    2. Identify Tribal shares associated with the PSFAs that will be 
included in the Funding Agreement.
    3. Develop the terms and conditions that will be set forth in both 
the Compact and Funding Agreement to submit to the ALN prior to 
negotiations. Clearly describe how the Tribe's proposal will result in 
an improved approach to managing the PSFAs to be assumed or expanded. 
Include how the Tribe plans to demonstrate improved health care 
services to the community and incorporate the proposed timelines for 
negotiations.
C. Program Evaluation (25 Points)
    Describe fully the improvements that will be made by the Tribe to 
manage the health care system and identify the anticipated or expected 
benefits for the Tribe. Define the criteria to be used to evaluate 
objectives associated with the project.
D. Organizational Capabilities, Key Personnel and Qualifications (15 
Points)
    Describe the organizational structure of the Tribe and its ability 
to manage the proposed project. Include resumes or position 
descriptions of key staff showing requisite experience and expertise. 
If applicable, include resumes and scope of work for consultants that 
demonstrate experience and expertise relevant to the project.
E. Categorical Budget and Budget Justification (10 Points)
    Submit a budget with a narrative describing the budget request and 
matching the scope of work described in the project narrative. Justify 
all expenditures identifying reasonable and allowable costs necessary 
to accomplish the goals and objectives as outlined in the project 
narrative.
Additional Documents Can Be Uploaded as Appendix Items in Grants.gov
     Work plan, logic model and/or time line for proposed 
objectives.
     Position descriptions for key staff.
     Resumes of key staff that reflect current duties.
     Consultant or contractor proposed scope of work and letter 
of commitment (if applicable).
     Current Indirect Cost Agreement.
     Organizational chart.
     Map of area identifying project location(s).
     Additional documents to support narrative (i.e. data 
tables, key news articles, etc.).

2. Review and Selection

    Each application will be prescreened by the DGM staff for 
eligibility and completeness as outlined in the funding announcement. 
Applications that meet the eligibility criteria shall be reviewed for 
merit by the ORC based on evaluation criteria in this funding 
announcement. The ORC could be composed of both Tribal and Federal 
reviewers appointed by the OTSG to review and make recommendations on 
these applications. The technical review process ensures selection of 
quality projects in a national competition for limited funding. 
Incomplete applications and applications that are non-responsive to the 
eligibility criteria will not be referred to the ORC. The applicant 
will be notified via email of this decision by the Grants Management 
Officer of the DGM. Applicants will be notified by DGM, via email, to 
outline minor missing components (i.e., budget narratives, audit 
documentation, key contact form) needed for an otherwise complete 
application. All missing documents must be sent to DGM on or before the 
due date listed in the email of notification of missing documents 
required.
    To obtain a minimum score for funding by the ORC, applicants must 
address all program requirements and provide all required documentation

VI. Award Administration Information

1. Award Notices

    The Notice of Award (NoA) is a legally binding document signed by 
the Grants Management Officer and serves as the official notification 
of the grant award. The NoA will be initiated by the DGM in our grant 
system, GrantSolutions (https://www.grantsolutions.gov). Each entity 
that is approved for funding under this announcement will need to 
request or have a user account in GrantSolutions in order to retrieve 
their NoA. The NoA is the authorizing document for which funds are 
dispersed to the approved entities and reflects the amount of Federal 
funds awarded, the purpose of the grant, the terms and conditions of 
the award, the effective date of the award, and the budget/project 
period.
Disapproved Applicants
    Applicants who received a score less than the recommended funding 
level for approval (60 points) and were deemed to be disapproved by the 
ORC, will receive an Executive Summary Statement from the IHS program 
office within 30 days of the conclusion of the ORC outlining the 
strengths and weaknesses of their application submitted. The OTSG will 
also provide additional contact information as needed to address 
questions and concerns as well as provide technical assistance if 
desired.
Approved But Unfunded Applicants
    Approved but unfunded applicants that met the minimum scoring range 
and were deemed by the ORC to be ``Approved'', but were not funded due 
to lack of funding, will have their applications held by DGM for a 
period of one year. If additional funding becomes available during the 
course of FY 2016, the approved but unfunded application may be re-
considered by the OTSG for possible funding. The applicant will also 
receive an Executive Summary Statement from the OTSG within 30 days of 
the conclusion of the ORC.

    Note:  Any correspondence other than the official NoA signed by 
an IHS Grants Management Official announcing to the Project Director 
that an award has been made to their organization is not an 
authorization to implement their program on behalf of IHS.

2. Administrative Requirements

    Cooperative agreements are administered in accordance with the 
following regulations, policies, and OMB cost principles:
    A. The criteria as outlined in this Program Announcement.
    B. Administrative Regulations for Grants:
     Uniform Administrative Requirements for HHS Awards, 
located at 45 C.F.R Part 75.
    C. Grants Policy:
     HHS Grants Policy Statement, Revised 01/07.
    D. Cost Principles:
     Uniform Administrative Requirements for HHS Awards, ``Cost 
Principles,'' located at 45 CFR part 75, subpart E.
    E. Audit Requirements:
     Uniform Administrative Requirements for HHS Awards, 
``Audit Requirements,'' located at 45 CFR part 75, subpart F.

3. Indirect Costs

    This section applies to all grant recipients that request 
reimbursement of indirect costs (IDC) in their grant application. In 
accordance with HHS Grants Policy Statement, Part II-27, IHS requires 
applicants to obtain a current IDC rate agreement prior to award. The 
rate agreement must be prepared in accordance with the applicable cost 
principles and guidance as provided by the cognizant agency or office. 
A current rate covers the applicable grant activities under the current 
award's

[[Page 15539]]

budget period. If the current rate is not on file with the DGM at the 
time of award, the IDC portion of the budget will be restricted. The 
restrictions remain in place until the current rate is provided to the 
DGM.
    Generally, IDC rates for IHS grantees are negotiated with the 
Division of Cost Allocation (DCA) https://rates.psc.gov/ and the 
Department of Interior (Interior Business Center) https://www.doi.gov/ibc/services/finance/indirect-Cost-Services/indian-tribes. For 
questions regarding the indirect cost policy, please call the Grants 
Management Specialist listed under ``Agency Contacts'' or the main DGM 
office at (301) 443-5204.

4. Reporting Requirements

    The grantee must submit required reports consistent with the 
applicable deadlines. Failure to submit required reports within the 
time allowed may result in suspension or termination of an active 
grant, withholding of additional awards for the project, or other 
enforcement actions such as withholding of payments or converting to 
the reimbursement method of payment. Continued failure to submit 
required reports may result in one or both of the following: (1) The 
imposition of special award provisions; and (2) the non-funding or non-
award of other eligible projects or activities. This requirement 
applies whether the delinquency is attributable to the failure of the 
grantee organization or the individual responsible for preparation of 
the reports. Per DGM policy, all reports are required to be submitted 
electronically by attaching them as a ``Grants Note'' in 
GrantSolutions. Personnel responsible for submitting reports will be 
required to obtain a login and password for GrantSolutions. Please see 
the Agency Contacts list in section VII for the systems contact 
information.
    The reporting requirements for this program are noted below.
A. Progress Reports
    Program progress reports are required semi-annually, within 30 days 
after the budget period ends. These reports must include a brief 
comparison of actual accomplishments to the goals established for the 
period, a summary of progress to date or, if applicable, provide sound 
justification for the lack of progress, and other pertinent information 
as required. A final report must be submitted within 90 days of 
expiration of the budget/project period.
B. Financial Reports
    Federal Financial Report FFR (SF-425), Cash Transaction Reports are 
due 30 days after the close of every calendar quarter to the Payment 
Management Services, HHS at: http://www.dpm.psc.gov. It is recommended 
that the applicant also send a copy of the FFR (SF-425) report to the 
Grants Management Specialist. Failure to submit timely reports may 
cause a disruption in timely payments to the organization.
    Grantees are responsible and accountable for accurate information 
being reported on all required reports: the Progress Reports and 
Federal Financial Report.
C. Federal Sub-Award Reporting System (FSRS)
    This award may be subject to the Transparency Act sub-award and 
executive compensation reporting requirements of 2 CFR part 170.
    The Transparency Act requires the OMB to establish a single 
searchable database, accessible to the public, with information on 
financial assistance awards made by Federal agencies. The Transparency 
Act also includes a requirement for recipients of Federal grants to 
report information about first-tier sub-awards and executive 
compensation under Federal assistance awards.
    IHS has implemented a Term of Award into all IHS Standard Terms and 
Conditions, NoAs and funding announcements regarding the FSRS reporting 
requirement. This IHS Term of Award is applicable to all IHS grant and 
cooperative agreements issued on or after October 1, 2010, with a 
$25,000 sub-award obligation dollar threshold met for any specific 
reporting period. Additionally, all new (discretionary) IHS awards 
(where the project period is made up of more than one budget period) 
and where: (1) The project period start date was October 1, 2010 or 
after and (2) the primary awardee will have a $25,000 sub-award 
obligation dollar threshold during any specific reporting period will 
be required to address the FSRS reporting. For the full IHS award term 
implementing this requirement and additional award applicability 
information, visit the DGM Grants Policy Web site at: http://www.ihs.gov/dgm/policytopics/.
D. Compliance With Executive Order 13166 Implementation of Services 
Accessibility Provisions for All Grant Application Packages and Funding 
Opportunity Announcements
    Recipients of federal financial assistance (FFA) from HHS must 
administer their programs in compliance with federal civil rights law. 
This means that recipients of HHS funds must ensure equal access to 
their programs without regard to a person's race, color, national 
origin, disability, age and, in some circumstances, sex and religion. 
This includes ensuring your programs are accessible to persons with 
limited English proficiency. HHS provides guidance to recipients of FFA 
on meeting their legal obligation to take reasonable steps to provide 
meaningful access to their programs by persons with limited English 
proficiency. Please see http://www.hhs.gov/civil-rights/for-individuals/special-topics/limited-english-proficiency/guidance-federal-financial-assistance-recipients-title-VI/.
    The HHS Office for Civil Rights also provides guidance on complying 
with civil rights laws enforced by HHS. Please see http://www.hhs.gov/civil-rights/for-individuals/section-1557/index.html; and http://www.hhs.gov/civil-rights/index.html. Recipients of FFA also have 
specific legal obligations for serving qualified individuals with 
disabilities. Please see http://www.hhs.gov/civil-rights/for-individuals/disability/index.html. Please contact the HHS Office for 
Civil Rights for more information about obligations and prohibitions 
under federal civil rights laws at http://www.hhs.gov/civil-rights/for-individuals/disability/index.html or call 1-800-368-1019 or TDD 1-800-
537-7697. Also note it is an HHS Departmental goal to ensure access to 
quality, culturally competent care, including long-term services and 
supports, for vulnerable populations. For further guidance on providing 
culturally and linguistically appropriate services, recipients should 
review the National Standards for Culturally and Linguistically 
Appropriate Services in Health and Health Care at http://minorityhealth.hhs.gov/omh/browse.aspx?lvl=2&lvlid=53.
    Pursuant to 45 CFR 80.3(d), an individual shall not be deemed 
subjected to discrimination by reason of his/her exclusion from 
benefits limited by federal law to individuals eligible for benefits 
and services from the Indian Health Service.
    Recipients will be required to sign the HHS-690 Assurance of 
Compliance form which can be obtained from the following Web site: 
http://www.hhs.gov/sites/default/files/forms/hhs-690.pdf, and send it 
directly to the: U.S. Department of Health and Human Services, Office 
of Civil Rights, 200 Independence Ave. SW., Washington, DC 20201.
E. Federal Awardee Performance and Integrity Information System 
(FAPIIS)
    The IHS is required to review and consider any information about 
the

[[Page 15540]]

applicant that is in the Federal Awardee Performance and Integrity 
Information System (FAPIIS) before making any award in excess of the 
simplified acquisition threshold (currently $150,000) over the period 
of performance. An applicant may review and comment on any information 
about itself that a federal awarding agency previously entered. IHS 
will consider any comments by the applicant, in addition to other 
information in FAPIIS in making a judgment about the applicant's 
integrity, business ethics, and record of performance under federal 
awards when completing the review of risk posed by applicants as 
described in 45 CFR 75.205.
    As required by 45 CFR part 75 Appendix XII of the Uniform Guidance, 
non-federal entities (NFEs) are required to disclose in FAPIIS any 
information about criminal, civil, and administrative proceedings, and/
or affirm that there is no new information to provide. This applies to 
NFEs that receive federal awards (currently active grants, cooperative 
agreements, and procurement contracts) greater than $10,000,000 for any 
period of time during the period of performance of an award/project.
Mandatory Disclosure Requirements
    As required by 2 CFR part 200 of the Uniform Guidance, and the HHS 
implementing regulations at 45 CFR part 75, effective January 1, 2016, 
the Indian Health Service must require a non-federal entity or an 
applicant for a federal award to disclose, in a timely manner, in 
writing to the IHS or pass-through entity all violations of federal 
criminal law involving fraud, bribery, or gratuity violations 
potentially affecting the federal award.
    Submission is required for all applicants and recipients, in 
writing, to the IHS and to the HHS Office of Inspector General all 
information related to violations of federal criminal law involving 
fraud, bribery, or gratuity violations potentially affecting the 
federal award. 45 CFR 75.113.
    Disclosures must be sent in writing to: U.S. Department of Health 
and Human Services, Indian Health Service, Division of Grants 
Management, ATTN: Robert Tarwater, Director, 5600 Fishers Lane, 
Mailstop 09E70, Rockville, Maryland 20857. (Include ``Mandatory Grant 
Disclosures'' in subject line)

Ofc: (301) 443-5204
Fax: (301-594-0899
Email: [email protected]
    and
    U.S. Department of Health and Human Services, Office of Inspector 
General, ATTN: Mandatory Grant Disclosures, Intake Coordinator, 330 
Independence Avenue SW., Cohen Building, Room 5527, Washington, DC 
20201. URL: http://oig.hhs.gov/fraud/reportfraud/index.asp. (Include 
``Mandatory Grant Disclosures'' in subject line)
Fax: (202) 205-0604 (Include ``Mandatory Grant Disclosures'' in subject 
line) or
Email: [email protected]
    Failure to make required disclosures can result in any of the 
remedies described in 45 CFR 75.371 Remedies for noncompliance, 
including suspension or debarment (See 2 CFR parts 180 & 376 and 31 
U.S.C. 3321).

VII. Agency Contacts

    1. Questions on the programmatic issues may be directed to: Jeremy 
Marshall, Program Officer, Office of Tribal Self-Governance, 5600 
Fishers Lane, Mail Stop: 08E05, Rockville, MD 20857. Phone: (301) 443-
1912, Fax: (301) 443-1050, Email: [email protected], Web site: 
www.ihs.gov/self-governance.
    2. Questions on grants management and fiscal matters may be 
directed to: Vanietta Armstrong, Grants Management Specialist, 5600 
Fishers Lane, Mail Stop: 09E70, Rockville, MD 20857. Phone: (301) 443-
4792, Fax: (301) 594-0899, Email: [email protected].
    3. Questions on systems matters may be directed to: Paul Gettys, 
Grant Systems Coordinator, 5600 Fishers Lane, Mail Stop: 09E70, 
Rockville, MD 20857. Phone: 301-443-2114; or the DGM main line 301-443-
5204, Fax: (301) 594-0899, E-Mail: [email protected].

VIII. Other Information

    The Public Health Service strongly encourages all cooperative 
agreement and contract recipients to provide a smoke-free workplace and 
promote the non-use of all tobacco products. In addition, Public Law 
103-227, the Pro-Children Act of 1994, prohibits smoking in certain 
facilities (or in some cases, any portion of the facility) in which 
regular or routine education, library, day care, health care, or early 
childhood development services are provided to children. This is 
consistent with the HHS mission to protect and advance the physical and 
mental health of the American people.

    Dated: Macrch 17, 2016.
Elizabeth Fowler,
Deputy Director for Management Operations, Indian Health Service.
[FR Doc. 2016-06556 Filed 3-22-16; 8:45 am]
 BILLING CODE 4165-16-P



                                                                              Federal Register / Vol. 81, No. 56 / Wednesday, March 23, 2016 / Notices                                           15533

                                                  implementing regulations at 45 CFR part                 Management Specialist, 5600 Fishers                   is accepting limited competition
                                                  75, effective January 1, 2016, the Indian               Lane, Mail Stop: 09E70, Rockville, MD                 Negotiation Cooperative Agreement
                                                  Health Service must require a non-                      20857.                                                applications for Tribal Self-Governance
                                                  federal entity or an applicant for a                      Phone: (301) 443–4792.                              Program (TSGP). This program is
                                                  federal award to disclose, in a timely                    Fax: (301) 594–0899.                                authorized under Title V of the Indian
                                                  manner, in writing to the IHS or pass-                    Email: Vanietta.Armstrong@ihs.gov.                  Self-Determination and Education
                                                  through entity all violations of federal                  3. Questions on systems matters may                 Assistance Act (ISDEAA), 25 U.S.C.
                                                  criminal law involving fraud, bribery, or               be directed to: Paul Gettys, Grant                    458aaa–2(e). This program is described
                                                  gratuity violations potentially affecting               Systems Coordinator, 5600 Fishers                     in the Catalog of Federal Domestic
                                                  the federal award.                                      Lane, Mail Stop: 09E70, Rockville, MD                 Assistance (CFDA), available at https://
                                                    Submission is required for all                        20857.                                                www.cfda.gov/, under 93.444.
                                                  applicants and recipients, in writing, to                 Phone: (301) 443–2114; or the DGM
                                                                                                          main line (301) 443–5204.                             Background
                                                  the IHS and to the HHS Office of
                                                  Inspector General all information                         Fax: (301) 594–0899.                                   The TSGP is more than an IHS
                                                  related to violations of federal criminal                 Email: Paul.Gettys@ihs.gov.                         program; it is an expression of the
                                                  law involving fraud, bribery, or gratuity                                                                     government-to- government relationship
                                                                                                          VIII. Other Information
                                                  violations potentially affecting the                                                                          between the United States and Indian
                                                  federal award. 45 CFR 75.113                              The Public Health Service strongly                  Tribes. Through the TSGP, Tribes
                                                                                                          encourages all cooperative agreement                  negotiate with the IHS to assume
                                                    Disclosures must be sent in writing to:               and contract recipients to provide a                  Programs, Services, Functions and
                                                  U.S. Department of Health and Human                     smoke-free workplace and promote the                  Activities (PSFAs), or portions thereof,
                                                  Services, Indian Health Service,                        non-use of all tobacco products. In                   which gives Tribes the authority to
                                                  Division of Grants Management, ATTN:                    addition, Public Law 103–227, the Pro-                manage and tailor health care programs
                                                  Robert Tarwater, Director, 5600 Fishers                 Children Act of 1994, prohibits smoking               in a manner that best fits the needs of
                                                  Lane, Mailstop 09E70, Rockville,                        in certain facilities (or in some cases,              their communities.
                                                  Maryland 20857. (Include ‘‘Mandatory                    any portion of the facility) in which                    Participation in the TSGP is one of
                                                  Grant Disclosures’’ in subject line.)                   regular or routine education, library,                three ways that Tribes can choose to
                                                    Ofc: (301) 443–5204.                                  day care, health care, or early childhood             obtain health care from the Federal
                                                    Fax: (301) 594–0899.                                  development services are provided to                  Government for their members.
                                                    Email: Robert.Tarwater@ihs.gov.                       children. This is consistent with the                 Specifically, Tribes can choose to: (1)
                                                  AND                                                     HHS mission to protect and advance the                Receive health care services directly
                                                    U.S. Department of Health and                         physical and mental health of the                     from the IHS, (2) contract with the IHS
                                                  Human Services, Office of Inspector                     American people.                                      to administer individual PSFAs that the
                                                  General, ATTN: Mandatory Grant                                                                                IHS would otherwise provide (referred
                                                  Disclosures, Intake Coordinator, 330                      Dated: March 15, 2016.
                                                                                                                                                                to as Title I Self-Determination
                                                  Independence Avenue SW., Cohen                          Elizabeth Fowler,
                                                                                                                                                                Contracting), or (3) compact with the
                                                  Building, Room 5527, Washington, DC                     Deputy Director for Management Operations,            IHS to assume control over healthcare
                                                  20201. URL: http://oig.hhs.gov/fraud/                   Indian Health Service.
                                                                                                                                                                PSFAs that the IHS would otherwise
                                                  reportfraud/index.asp. (Include                         [FR Doc. 2016–06559 Filed 3–22–16; 8:45 am]           provide (referred to as Title V Self-
                                                  ‘‘Mandatory Grant Disclosures’’ in                      BILLING CODE 4165–16–P                                Governance Compacting or the TSGP).
                                                  subject line.)                                                                                                These options are not exclusive and
                                                    Fax: (202) 205–0604 (Include                                                                                Tribes may choose to combine options
                                                  ‘‘Mandatory Grant Disclosures’’ in                      DEPARTMENT OF HEALTH AND                              based on their individual needs and
                                                  subject line) or                                        HUMAN SERVICES                                        circumstances. Participation in the
                                                    Email:                                                                                                      TSGP affords Tribes the most flexibility
                                                  MandatoryGranteeDisclosures@                            Indian Health Service
                                                                                                                                                                to tailor health care PSFAs to the needs
                                                  oig.hhs.gov.                                                                                                  of their communities.
                                                                                                          Office of Tribal Self-Governance;
                                                    Failure to make required disclosures                  Negotiation Cooperative Agreement                        The TSGP is a Tribally-driven
                                                  can result in any of the remedies                                                                             initiative and strong Tribal/Federal
                                                  described in 45 CFR 75.371 Remedies                       Announcement Type: New—Limited                      partnerships are essential for program
                                                  for noncompliance, including                            Competition.                                          success. The IHS established the OTSG
                                                  suspension or debarment (See 2 CFR                        Funding Announcement Number:                        to implement Tribal self-governance
                                                  parts 180 & 376 and 31 U.S.C. 3321).                    HHS–2016–IHS–TSGN–0001.                               authorities. The OTSG: (1) Serves as the
                                                                                                            Catalog of Federal Domestic                         primary liaison and advocate for Tribes
                                                  VII. Agency Contacts                                    Assistance Number: 93.444.                            participating in the TSGP, (2) develops,
                                                     1. Questions on the programmatic                     Key Dates                                             directs, and implements TSGP policies
                                                  issues may be directed to: Jeremy                                                                             and procedures, (3) provides
                                                  Marshall, Program Officer, Office of                      Application Deadline Date: June 3,                  information and technical assistance to
                                                  Tribal Self-Governance, 5600 Fishers                    2016.                                                 Self-Governance Tribes, and (4) advises
                                                  Lane, Mail Stop: 08E05, Rockville, MD                     Review Date: June 17, 2016.                         the IHS Director on compliance with
                                                  20857.                                                    Earliest Anticipated Start Date: July 1,            TSGP policies, regulations, and
                                                     Phone: (301) 443–1912.                               2016.                                                 guidelines. Each IHS Area has an
jstallworth on DSK7TPTVN1PROD with NOTICES




                                                     Fax: (301) 443–1050.                                   Signed Tribal Resolutions Due Date:                 Agency Lead Negotiator (ALN),
                                                     Email: Jeremy.Marshall@ihs.gov.                      June 3, 2016.                                         designated by the IHS Director, who has
                                                     Web site: www.ihs.gov/self-                          I. Funding Opportunity Description                    the authority to negotiate Self-
                                                  governance.                                                                                                   Governance Compacts and Funding
                                                     2. Questions on grants management                    Statutory Authority                                   Agreements. A Tribe should contact
                                                  and fiscal matters may be directed to:                    The Indian Health Service (IHS)                     their respective ALN to begin the self-
                                                  Vanietta Armstrong, Grants                              Office of Tribal Self-Governance (OTSG)               governance planning process or, if


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                                                  15534                       Federal Register / Vol. 81, No. 56 / Wednesday, March 23, 2016 / Notices

                                                  currently an existing Self-Governance                   governing body. This representative                   approximately $240,000. Individual
                                                  Tribe, discuss methods to expand                        may be a Tribal leader or a designee,                 award amounts are anticipated to be
                                                  current PSFAs. The ALN shall provide                    like the Tribal Health Director. The                  $48,000. The amount of funding
                                                  an overview of the TSGP negotiations                    Tribal negotiation team may also                      available for competing awards issued
                                                  process and will provide technical                      include technical and program staff,                  under this announcement are subject to
                                                  assistance as the Tribe prepares to                     legal counsel, and other consultants.                 the availability of appropriations and
                                                  participate in the TSGP.                                The Federal negotiations team is led by               budgetary priorities of the Agency. The
                                                                                                          the ALN and generally includes an                     IHS is under no obligation to make
                                                  Purpose
                                                                                                          OTSG Program Analyst and a member of                  awards that are selected for funding
                                                     The purpose of this Negotiation                      the Office of the General Counsel. It may             under this announcement.
                                                  Cooperative Agreement is to provide                     also include other IHS staff and subject
                                                  Tribes with resources to help defray                                                                          Anticipated Number of Awards
                                                                                                          matter experts as needed. The ALN is
                                                  costs related to preparing for and                      the only member of the Federal                           Approximately five awards will be
                                                  conducting TSGP negotiations. TSGP                      negotiation team with delegated                       issued under this program
                                                  negotiations are a dynamic, evolving,                   authority to negotiate on behalf of the               announcement.
                                                  and Tribally-driven process that                        IHS Director.
                                                  requires careful planning and                                                                                 Project Period
                                                                                                             Negotiations provide an opportunity
                                                  preparation by both Tribal and Federal                  for the Tribal and Federal negotiation                  The project period is for 12 months
                                                  parties, including the sharing of precise,              teams to work together in good faith to               and runs from July 1, 2016 to June 30,
                                                  up-to-date information. The design of                   enhance each self-governance                          2017.
                                                  the negotiations process: (1) Enables a                 agreement. Negotiations are not an                    Cooperative Agreement
                                                  Tribe to set its own priorities when                    allocation process; they provide an
                                                  assuming responsibility for IHS PSFAs,                                                                          Cooperative agreements awarded by
                                                                                                          opportunity to mutually review and                    the Department of Health and Human
                                                  (2) observes the government-to-                         discuss budget and program issues. As
                                                  government relationship between the                                                                           Services (HHS) are administered under
                                                                                                          issues arise, both negotiation teams                  the same policies as a grant. The
                                                  United States and each Tribe, and (3)                   work through the issues to reach
                                                  involves the active participation of both                                                                     funding agency (IHS) is required to have
                                                                                                          agreement on the final documents. After               substantial programmatic involvement
                                                  Tribal and IHS representatives,                         the negotiations are complete, the
                                                  including the OTSG. Because each                                                                              in the project during the entire award
                                                                                                          compact and funding agreement are                     segment. Below is a detailed description
                                                  Tribal situation is unique, a Tribe’s
                                                                                                          signed by the authorizing Tribal official             of the level of involvement required for
                                                  successful transition into the TSGP, or
                                                                                                          and submitted to the ALN who then                     both IHS and the grantee. IHS will be
                                                  expansion of their current program,
                                                                                                          reviews the final package to ensure each              responsible for activities listed under
                                                  requires focused discussions between
                                                                                                          document accurately reflects what was                 section A and the grantee will be
                                                  the Federal and Tribal negotiation teams
                                                                                                          negotiated. Once the ALN completes                    responsible for activities listed under
                                                  about the Tribe’s specific health care
                                                                                                          this review, the final package is                     section B as stated:
                                                  concerns and plans.
                                                     The negotiations process has four                    submitted to the OTSG to be prepared
                                                                                                          for the IHS Director’s signature. After               Substantial Involvement Description for
                                                  major stages, including: (1) Planning, (2)                                                                    the TSGP Negotiation Cooperative
                                                  pre-negotiations, (3) negotiations, and                 the compact and funding agreement
                                                                                                          have been signed by both parties, they                Agreement
                                                  (4) post-negotiations. Title V of the
                                                  ISDEAA requires that a Tribe or Tribal                  become legally binding and enforceable                A. IHS Programmatic Involvement
                                                  organization complete a planning phase                  agreements. The negotiating Tribe then
                                                                                                          becomes a ‘‘Self-Governance Tribe,’’ and                (1) Provide descriptions of PSFAs and
                                                  to the satisfaction of the Tribe. The                                                                         associated funding at all organizational
                                                  planning phase must include legal and                   a participant in the TSGP.
                                                                                                             A Negotiation Cooperative Agreement                levels (Service Unit, Area, and
                                                  budgetary research and internal Tribal                                                                        Headquarters), including funding
                                                  government planning and organizational                  is not a prerequisite to enter the TSGP.
                                                                                                          A Tribe may use other resources to                    formulas and methodologies related to
                                                  preparation relating to the                                                                                   determining Tribal shares.
                                                  administration of health care programs.                 develop and negotiate its compact and
                                                                                                          funding agreement. Tribes that receive a                (2) Meet with Negotiation Cooperative
                                                  During pre-negotiations, the Tribal and                                                                       Agreement recipient to provide program
                                                  Federal negotiation teams review and                    Negotiation Cooperative Agreement are
                                                                                                          not obligated to participate in Title V               information and discuss methods
                                                  discuss issues identified during the                                                                          currently used to manage and deliver
                                                  planning phase. A draft compact,                        and may choose to delay or decline
                                                                                                          participation or expansion in the TSGP.               health care.
                                                  funding agreement, and funding tables                                                                           (3) Identify and provide statutes,
                                                  are developed, typically by the Tribe,                  Limited Competition Justification                     regulations, and policies that provide
                                                  and distributed to both the Tribal and                                                                        authority for administering IHS
                                                  Federal negotiation teams. These draft                     There is limited competition under
                                                                                                          this announcement because the                         programs.
                                                  documents are used as the basis for pre-                                                                        (4) Provide technical assistance on the
                                                  and final negotiations. Pre-negotiations                authorizing legislation restricts
                                                                                                                                                                IHS budget, Tribal shares, and other
                                                  provide an opportunity for the Tribe                    eligibility to Tribes that meet specific
                                                                                                                                                                topics as needed.
                                                  and the IHS to identify and discuss                     criteria. See 25 U.S.C. 458aaa–2(e); 42
                                                  issues directly related to the Tribe’s                  CFR 137.24–26; see also 42 CFR 137.10.                B. Grantee Negotiation Cooperative
                                                                                                                                                                Agreement Award Activities
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                                                  compact, funding agreement, and Tribal                  II. Award Information
                                                  shares. At final negotiations, Tribal and                                                                       (1) Determine the PSFAs that will be
                                                  Federal negotiation teams come together                 Type of Award                                         negotiated into the Tribe’s compact and
                                                  to determine and agree upon the terms                     Cooperative Agreement.                              funding agreement. Prepare and discuss
                                                  and provisions of the Tribe’s compact                                                                         each PSFA in comparison to the current
                                                                                                          Estimated Funds Available                             level of services provided so that an
                                                  and funding agreement.
                                                     The Tribal negotiation team must                       The total amount of funding                         informed decision can be made on new
                                                  include a Tribal leader from the                        identified for fiscal year (FY) 2016 is               or expanded program assumption.


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                                                                              Federal Register / Vol. 81, No. 56 / Wednesday, March 23, 2016 / Notices                                             15535

                                                    (2) Identify Tribal shares associated                 ISDEAA. See 25 U.S.C. 458aaa–2; 42                      An applicant submitting any of the
                                                  with the PSFAs that will be included in                 CFR 137.15–23. For additional                         above additional documentation after
                                                  the funding agreement.                                  information on eligibility for the IHS                the initial application submission due
                                                    (3) Develop the terms and conditions                  TSGP, please visit the Eligibility and                date is required to ensure the
                                                  that will be set forth in both the                      Funding page on the OTSG Web site,                    information was received by the IHS by
                                                  compact and funding agreement to                        located at: http://www.ihs.gov/                       obtaining documentation confirming
                                                  submit to the ALN prior to negotiations.                SelfGovernance.                                       delivery (i.e. FedEx tracking, postal
                                                                                                            Note: Please refer to Section IV.2                  return receipt, etc.).
                                                  III. Eligibility Information
                                                                                                          (Application and Submission Information/              IV. Application and Submission
                                                  1. Eligibility                                          Subsection 2, Content and Form of
                                                                                                          Application Submission) for additional proof          Information
                                                     To be eligible for this Limited                      of applicant status documents required such
                                                  Competition Negotiation Cooperative                                                                           1. Obtaining Application Materials
                                                                                                          as Tribal resolutions, proof of non-profit
                                                  Agreement under this announcement,                      status, etc.                                            The application package and detailed
                                                  an applicant must:                                                                                            instructions for this announcement can
                                                     A. Be an ‘‘Indian Tribe’’ as defined in              2. Cost Sharing or Matching                           be found at http://www.Grants.gov or
                                                  25 U.S.C. 450b(e); a ‘‘Tribal                              The IHS does not require matching                  http://www.ihs.gov/dgm/funding/.
                                                  Organization’’ as defined in 25 U.S.C.                  funds or cost sharing for grants or                     Questions regarding the electronic
                                                  450b(l); or an ‘‘Inter-Tribal Consortium’’              cooperative agreements.                               application process may be directed to
                                                  as defined at 42 CFR 137.10. However,                                                                         Mr. Paul Gettys at (301) 443–2114 or
                                                  Alaska Native Villages or Alaska Native                 3. Other Requirements                                 (301) 443–5204.
                                                  Village Corporations are not eligible if                   If application budgets exceed the
                                                  they are located within the area served                                                                       2. Content and Form Application
                                                                                                          highest dollar amount outlined under                  Submission
                                                  by an Alaska Native regional health                     the ‘‘Estimated Funds Available’’
                                                  entity. See Consolidated Appropriations                 section within this funding                              The applicant must include the
                                                  Act, 2014, Public Law 113–76. By                        announcement, the application will be                 project narrative as an attachment to the
                                                  statute, the Native Village of Eyak,                    considered ineligible and will not be                 application package. Mandatory
                                                  Eastern Aleutian Tribes, and the                        reviewed for further consideration. If                documents for all applicants include:
                                                  Council for Athabascan Tribal                           deemed ineligible, IHS will not return                   • Table of contents.
                                                  Governments have also been deemed                       the application. The applicant will be                   • Abstract (one page) summarizing
                                                  Alaska Native regional health entities                  notified by email by the Division of                  the project.
                                                  and therefore are eligible to apply.                    Grants Management (DGM) of this                          • Application forms:
                                                  Those Alaska Tribes not represented by                  decision.                                                Æ SF–424, Application for Federal
                                                  a Self-Governance Tribal consortium                                                                           Assistance.
                                                  Funding Agreement within their area                     Tribal Resolution                                        Æ SF–424A, Budget Information—
                                                  may still be considered to participate in                 An Indian Tribe or Tribal organization              Non-Construction Programs.
                                                  the TSGP.                                               that is proposing a project affecting                    Æ SF–424B, Assurances—Non-
                                                     B. Demonstrate, for three fiscal years,              another Indian Tribe must include                     Construction Programs.
                                                  financial stability and financial                       resolutions from all affected Tribes to be               • Budget Justification and Narrative
                                                  management capability. The Indian                       served. Applications by Tribal                        (must be single spaced and not exceed
                                                  Tribe must provide evidence that, for                   organizations will not require a specific             five pages).
                                                  the three years prior to participation in               Tribal resolution if the current Tribal                  • Project Narrative (must be single
                                                  Self-Governance, the Indian Tribe has                   resolution(s) under which they operate                spaced and not exceed ten pages).
                                                  had no uncorrected significant and                      would encompass the proposed grant                       Æ Background information on the
                                                  material audit exceptions in the                        activities.                                           Tribe or Tribal organization.
                                                  required annual audit of the Indian                       An official signed Tribal resolution                   Æ Proposed scope of work, objectives,
                                                  Tribe’s Self-Determination Contracts or                 must be received by the DGM prior to                  and activities that provide a description
                                                  Self-Governance Funding Agreements                      a Notice of Award being issued to any                 of what will be accomplished, including
                                                  with any Federal agency. See 25 U.S.C.                  applicant selected for funding.                       a one-page Timeframe Chart.
                                                  458aaa–2; 42 CFR 137.15–23.                             However, if an official signed Tribal                    • Tribal Resolution(s).
                                                     For Tribes or Tribal organizations that              resolution cannot be submitted with the                  • 501(c)(3) Certificate (if applicable).
                                                  expended $750,000 or more ($500,000                     electronic application submission prior                  • Biographical sketches for all Key
                                                  for FYs ending after December 31, 2003)                 to the official application deadline date,            Personnel.
                                                  in Federal awards, the OTSG shall                       a draft Tribal resolutions must be                       • Contractor/Consultant resumes or
                                                  retrieve the audits directly from the                   submitted by the deadline in order for                qualifications and scope of work.
                                                  Federal Audit Clearinghouse.                            the application to be considered                         • Disclosure of Lobbying Activities
                                                     For Tribes or Tribal organizations that              complete and eligible for review. The                 (SF–LLL).
                                                  expended less than $750,000 ($500,000                   draft tribal resolution is not in lieu of                • Certification Regarding Lobbying
                                                  for FYs ending after December 31, 2003)                 the required signed resolution, but is                (GG-Lobbying Form).
                                                  in Federal awards, the Tribe or Tribal                  acceptable until a signed resolution is                  • Copy of current Negotiated Indirect
                                                  organization must provide evidence of                   received. If an official signed Tribal                Cost rate (IDC) agreement (required) in
                                                  the program review correspondence                       resolution is not received by DGM when
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                                                                                                                                                                order to receive IDC.
                                                  from IHS or Bureau of Indian Affairs                    funding decisions are made, then a                       • Organizational Chart (optional).
                                                  officials. See 42 CFR 137.21–23.                        Notice of Award will not be issued to
                                                     Meeting the eligibility criteria for a               that applicant and they will not receive              Public Policy Requirements
                                                  Negotiation Cooperative Agreement                       any IHS funds until such time as they                   All Federal-wide public policies
                                                  does not mean that a Tribe or Tribal                    have submitted a signed resolution to                 apply to IHS grants and cooperative
                                                  organization is eligible for participation              the Grants Management Specialist listed               agreements with exception of the
                                                  in the IHS TSGP under Title V of the                    in this Funding Announcement.                         Discrimination policy.


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                                                  15536                       Federal Register / Vol. 81, No. 56 / Wednesday, March 23, 2016 / Notices

                                                  Requirements for Project and Budget                       (d) Describe fully and clearly how the              Grants.gov Customer Support via email
                                                  Narratives                                              Tribe’s proposal will result in an improved           to support@grants.gov or at (800) 518–
                                                                                                          approach to managing the PSFAs to be                  4726. Customer Support is available to
                                                     A. Project Narrative: This narrative should          assumed or expanded. Include how the Tribe            address questions 24 hours a day, 7 days
                                                  be a separate Word document that is no                  plans to demonstrate improved health
                                                                                                          services to the community and incorporate
                                                                                                                                                                a week (except on Federal holidays). If
                                                  longer than ten pages and must: Be single-
                                                                                                          the proposed timelines for negotiations.              problems persist, contact Mr. Paul
                                                  spaced, be type written, have consecutively
                                                  numbered pages, use black type not smaller                                                                    Gettys (Paul.Gettys@ihs.gov), DGM
                                                                                                          Organizational Capabilities, Key Personnel
                                                  than 12 characters per one inch, and be                                                                       Grant Systems Coordinator, by
                                                                                                          and Qualifications
                                                  printed on one side only of standard size                                                                     telephone at (301) 443–2114 or (301)
                                                  81⁄2″ x 11″ paper.                                        Describe the organizational structure of the        443–5204. Please be sure to contact Mr.
                                                     Be sure to succinctly address and answer             Tribe and its ability to manage the proposed          Gettys at least ten days prior to the
                                                  all questions listed under the narrative and            project. Include resumes or position
                                                                                                          descriptions of key staff showing requisite
                                                                                                                                                                application deadline. Please do not
                                                  place them under the evaluation criteria                                                                      contact the DGM until you have
                                                  (refer to Section V.1, Evaluation criteria in           experience and expertise. If applicable,
                                                                                                          include resumes and scope of work for                 received a Grants.gov tracking number.
                                                  this announcement) and place all responses
                                                  and required information in the correct                 consultants that demonstrate experience and           In the event you are not able to obtain
                                                  section (noted below), or they shall not be             expertise relevant to the project.                    a tracking number, call the DGM as soon
                                                  considered or scored. These narratives will             Section 2: Program Evaluation                         as possible.
                                                  assist the Objective Review Committee (ORC)                                                                      If the applicant needs to submit a
                                                                                                            Describe fully and clearly the
                                                  in becoming familiar with the applicant’s
                                                                                                          improvements that will be made by the Tribe
                                                                                                                                                                paper application instead of submitting
                                                  activities and accomplishments prior to this                                                                  electronically through Grants.gov, a
                                                                                                          to manage the health care system and
                                                  cooperative agreement award. If the narrative                                                                 waiver must be requested. Prior
                                                  exceeds the page limit, only the first ten              identify the anticipated or expected benefits
                                                                                                          for the Tribe. Define the criteria to be used         approval must be requested and
                                                  pages will be reviewed. The ten page limit for
                                                  the narrative does not include the work plan,           to evaluate objectives associated with the            obtained from Mr. Robert Tarwater,
                                                  standard forms, Tribal resolutions, table of            project.                                              Director, DGM. The waiver must: (1) Be
                                                  contents, budget and budget justifications,             Part C: Program Report (2 Page                        documented in writing (emails are
                                                  narratives, and/or other appendix items.
                                                                                                          Limitation)                                           acceptable), before submitting a paper
                                                     There are three parts to the narrative: Part                                                               application, and (2) include clear
                                                  A—Program Information; Part B—Program                     Section 1: Describe major accomplishments           justification for the need to deviate from
                                                  Planning and Evaluation; and Part C—                    over the last 24 months.                              the required electronic grants
                                                  Program Report. See below for additional                  Please identify and describe significant
                                                  details about what must be included in the
                                                                                                                                                                submission process. A written waiver
                                                                                                          health related accomplishments associated
                                                  narrative.                                              with the delivery of quality health services.
                                                                                                                                                                request must be sent to GrantsPolicy@
                                                                                                          This section should highlight major program           ihs.gov with a copy to Robert.Tarwater@
                                                  Part A: Program Information (4 Page
                                                  Limitation)                                             achievements over the last 24 months.                 ihs.gov. Once the waiver request has
                                                                                                            Section 2: Describe major activities over           been approved, the applicant will
                                                  Section 1: Needs
                                                                                                          the last 24 months. Please provide an                 receive a confirmation of approval email
                                                  Introduction and Need for Assistance                    overview of significant program activities            containing submission instructions and
                                                     Demonstrate that the Tribe has conducted             associated with the delivery of quality health        the mailing address to submit the
                                                  previous self-governance planning activities            services over the last 24 months. This section        application. A copy of the written
                                                  by clearly stating the results of what was              should address significant program activities         approval must be submitted along with
                                                  learned during the planning process. Explain            including those related to the
                                                  how the Tribe has determined it has the                 accomplishments listed in the previous
                                                                                                                                                                the hardcopy of the application that is
                                                  knowledge and expertise to assume or                    section.                                              mailed to DGM. Paper applications that
                                                  expand PSFAs. Identify the need for                                                                           are submitted without a copy of the
                                                                                                             B. Budget Narrative: This narrative
                                                  assistance and how the Negotiation                                                                            signed waiver from the Director of
                                                                                                          must include a line item budget with a
                                                  Cooperative Agreement would benefit the                                                                       Grants Management, will not be
                                                  health activities the Tribe is preparing to             narrative justification for all
                                                                                                                                                                reviewed or considered for funding. The
                                                  assume or expand.                                       expenditures identifying reasonable and
                                                                                                                                                                applicant will be notified via email of
                                                                                                          allowable costs necessary to accomplish
                                                                                                                                                                this decision by the Grants Management
                                                  Part B: Program Planning and                            the goals and objectives as outlined in
                                                                                                                                                                Officer of the DGM. Paper applications
                                                  Evaluation (4 Page Limitation)                          the project narrative. Budget should
                                                                                                                                                                must be received by the DGM no later
                                                                                                          match the scope of work described in
                                                  Section 1: Program Plans                                                                                      than 5:00 p.m., EDT, on the Application
                                                                                                          the project narrative. The page
                                                  Project Objective(s), Work Plan and                                                                           Deadline Date listed in the Key Dates
                                                                                                          limitation should not exceed five pages.
                                                  Approach                                                                                                      section on page one of this
                                                    State in measurable terms the objectives
                                                                                                          3. Submission Dates and Times                         announcement. Late applications will
                                                  and appropriate activities to achieve the                 Applications must be submitted                      not be accepted for processing or
                                                  following Cooperative Agreement Recipient               electronically through Grants.gov by                  considered for funding.
                                                  Award Activities:                                       11:59 p.m. Eastern Daylight Time (EDT)                4. Intergovernmental Review
                                                    (a) Determine the PSFAs that will be
                                                  negotiated into the Tribe’s Compact and
                                                                                                          on the Application Deadline Date listed                  Executive Order 12372 requiring
                                                  Funding Agreement. Prepare and discuss                  in the Key Dates section on page one of               intergovernmental review is not
                                                  each PSFA in comparison to the current level            this announcement. Any application                    applicable to this program.
                                                  of services provided so that an informed                received after the application deadline
                                                  decision can be made on new or expanded                 will not be accepted for processing, nor              5. Funding Restrictions
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                                                  program assumption.                                     will it be given further consideration for               • Pre-award costs are not allowable.
                                                    (b) Identify Tribal shares associated with            funding. Grants.gov will notify the                      • The available funds are inclusive of
                                                  the PSFAs that will be included in the
                                                  Funding Agreement.
                                                                                                          applicant via email if the application is             direct and appropriate indirect costs.
                                                    (c) Develop the terms and conditions that             rejected.                                                • Only one grant/cooperative
                                                  will be set forth in both the Compact and                 If technical challenges arise and                   agreement will be awarded per
                                                  Funding Agreement to submit to the ALN                  assistance is required with the                       applicant per grant cycle. Tribes cannot
                                                  prior to negotiations.                                  electronic application process, contact               apply for both the Planning Cooperative


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                                                                              Federal Register / Vol. 81, No. 56 / Wednesday, March 23, 2016 / Notices                                            15537

                                                  Agreement and the Negotiation                           Date listed in the Key Dates section on               registration through the SAM home page
                                                  Cooperative Agreement within the same                   page one of this announcement.                        at https://www.sam.gov (U.S.
                                                  grant cycle.                                               • Applicants are strongly encouraged               organizations will also need to provide
                                                    • IHS will not acknowledge receipt of                 not to wait until the deadline date to                an Employer Identification Number
                                                  applications.                                           begin the application process through                 from the Internal Revenue Service that
                                                                                                          Grants.gov as the registration process for            may take an additional 2–5 weeks to
                                                  6. Electronic Submission Requirements
                                                                                                          SAM and Grants.gov could take up to                   become active). Completing and
                                                     All applications must be submitted                   fifteen working days.                                 submitting the registration takes
                                                  electronically. Please use the http://                     • Please use the optional attachment               approximately one hour to complete
                                                  www.Grants.gov Web site to submit an                    feature in Grants.gov to attach                       and SAM registration will take 3–5
                                                  application electronically and select the               additional documentation that may be                  business days to process. Registration
                                                  ‘‘Find Grant Opportunities’’ link on the                requested by the DGM.                                 with the SAM is free of charge.
                                                  homepage. Download a copy of the                           • All applicants must comply with                  Applicants may register online at
                                                  application package, complete it offline,               any page limitation requirements                      https://www.sam.gov.
                                                  and then upload and submit the                          described in this Funding                                Additional information on
                                                  completed application via the http://                   Announcement.                                         implementing the Transparency Act,
                                                  www.Grants.gov Web site. Electronic                        • After electronically submitting the              including the specific requirements for
                                                  copies of the application may not be                    application, the applicant will receive               DUNS and SAM, can be found on the
                                                  submitted as attachments to email                       an automatic acknowledgment from                      IHS Grants Management, Grants Policy
                                                  messages addressed to IHS employees or                  Grants.gov that contains a Grants.gov                 Web site: http://www.ihs.gov/dgm/
                                                  offices.                                                tracking number. The DGM will                         policytopics/.
                                                     If the applicant receives a waiver to                download the application from
                                                  submit paper application documents,                     Grants.gov and provide necessary copies               V. Application Review Information
                                                  they must follow the rules and timelines                to the appropriate agency officials.                    The instructions for preparing the
                                                  that are noted below. The applicant                     Neither the DGM nor the OTSG will                     application narrative also constitute the
                                                  must seek assistance at least ten days                  notify the applicant that the application             evaluation criteria for reviewing and
                                                  prior to the Application Deadline Date                  has been received.                                    scoring the application. Weights
                                                  listed in the Key Dates section on page                    • Email applications will not be                   assigned to each section are noted in
                                                  one of this announcement.                               accepted under this announcement.                     parentheses. The ten page narrative
                                                     Applicants that do not adhere to the                                                                       should be written in a manner that is
                                                                                                          Dun and Bradstreet (D&B) Data
                                                  timelines for System for Award                                                                                clear and concise to outside reviewers
                                                                                                          Universal Numbering System (DUNS)
                                                  Management (SAM) and/or http://                                                                               unfamiliar with prior related activities
                                                  www.Grants.gov registration or that fail                   All IHS applicants and grantee
                                                                                                                                                                of the applicant. It should be well
                                                  to request timely assistance with                       organizations are required to obtain a
                                                                                                                                                                organized, succinct, and contain all
                                                  technical issues will not be considered                 DUNS number and maintain an active
                                                                                                                                                                information necessary for reviewers to
                                                  for a waiver to submit a paper                          registration in the SAM database. The
                                                                                                                                                                understand the project fully. Points will
                                                  application.                                            DUNS number is a unique 9-digit
                                                                                                                                                                be assigned to each evaluation criteria
                                                     Please be aware of the following:                    identification number provided by D&B
                                                                                                                                                                adding up to a total of 100 points. A
                                                     • Please search for the application                  which uniquely identifies each entity.
                                                                                                                                                                minimum score of 60 points is required
                                                  package in http://www.Grants.gov by                     The DUNS number is site specific;
                                                                                                                                                                for funding. Points are assigned as
                                                  entering the CFDA number or the                         therefore, each distinct performance site
                                                                                                                                                                follows:
                                                  Funding Opportunity Number. Both                        may be assigned a DUNS number.
                                                  numbers are located in the header of                    Obtaining a DUNS number is easy, and                  1. Criteria
                                                  this announcement.                                      there is no charge. To obtain a DUNS
                                                                                                                                                                A. Introduction and Need for Assistance
                                                     • If you experience technical                        number, please access it through http://
                                                                                                                                                                (25 Points)
                                                  challenges while submitting your                        fedgov.dnb.com/webform, or to expedite
                                                  application electronically, please                      the process, call (866) 705–5711.                       Demonstrate that the Tribe has
                                                  contact Grants.gov Support directly at:                    All HHS recipients are required by the             conducted previous self-governance
                                                  support@grants.gov or (800) 518–4726.                   Federal Funding Accountability and                    planning activities by clearly stating the
                                                  Customer Support is available to                        Transparency Act of 2006, as amended                  results of what was learned during the
                                                  address questions 24 hours a day, 7 days                (‘‘Transparency Act’’), to report                     planning process. Explain how the Tribe
                                                  a week (except on Federal holidays).                    information on sub-awards.                            has determined it has the knowledge
                                                     • Upon contacting Grants.gov, obtain                 Accordingly, all IHS grantees must                    and expertise to assume or expand
                                                  a tracking number as proof of contact.                  notify potential first-tier sub-recipients            PSFAs. Identify the need for assistance
                                                  The tracking number is helpful if there                 that no entity may receive a first-tier               and how the Negotiation Cooperative
                                                  are technical issues that cannot be                     sub-award unless the entity has                       Agreement would benefit the health
                                                  resolved and a waiver from the agency                   provided its DUNS number to the prime                 activities the Tribe is preparing to
                                                  must be obtained.                                       grantee organization. This requirement                assume or expand.
                                                     • If it is determined that a waiver is               ensures the use of a universal identifier             B. Project Objective(s), Work Plan and
                                                  needed, the applicant must submit a                     to enhance the quality of information                 Approach (25 Points)
                                                  request in writing (emails are                          available to the public pursuant to the
                                                                                                                                                                  State in measurable terms the
jstallworth on DSK7TPTVN1PROD with NOTICES




                                                  acceptable) to GrantsPolicy@ihs.gov                     Transparency Act.
                                                  with a copy to Robert.Tarwater@ihs.gov.                                                                       objectives and appropriate activities to
                                                  Please include a clear justification for                System for Award Management (SAM)                     achieve the following Cooperative
                                                  the need to deviate from the standard                     Organizations that were not registered              Agreement Recipient Award Activities:
                                                  electronic submission process.                          with Central Contractor Registration                    1. Determine the PSFAs that will be
                                                     • If the waiver is approved, the                     (CCR) and have not registered with SAM                negotiated into the Tribe’s Compact and
                                                  application should be sent directly to                  will need to obtain a DUNS number first               Funding Agreement. Prepare and
                                                  the DGM by the Application Deadline                     and then access the SAM online                        discuss each PSFA in comparison to the


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                                                  15538                       Federal Register / Vol. 81, No. 56 / Wednesday, March 23, 2016 / Notices

                                                  current level of services provided so                   2. Review and Selection                               submitted. The OTSG will also provide
                                                  that an informed decision can be made                      Each application will be prescreened               additional contact information as
                                                  on new or expanded program                              by the DGM staff for eligibility and                  needed to address questions and
                                                  assumption.                                             completeness as outlined in the funding               concerns as well as provide technical
                                                    2. Identify Tribal shares associated                  announcement. Applications that meet                  assistance if desired.
                                                  with the PSFAs that will be included in                 the eligibility criteria shall be reviewed
                                                  the Funding Agreement.                                                                                        Approved But Unfunded Applicants
                                                                                                          for merit by the ORC based on
                                                    3. Develop the terms and conditions                                                                            Approved but unfunded applicants
                                                                                                          evaluation criteria in this funding
                                                  that will be set forth in both the                                                                            that met the minimum scoring range
                                                                                                          announcement. The ORC could be
                                                  Compact and Funding Agreement to                                                                              and were deemed by the ORC to be
                                                                                                          composed of both Tribal and Federal
                                                  submit to the ALN prior to negotiations.                                                                      ‘‘Approved’’, but were not funded due
                                                                                                          reviewers appointed by the OTSG to
                                                  Clearly describe how the Tribe’s                                                                              to lack of funding, will have their
                                                                                                          review and make recommendations on
                                                  proposal will result in an improved                                                                           applications held by DGM for a period
                                                                                                          these applications. The technical review
                                                  approach to managing the PSFAs to be                                                                          of one year. If additional funding
                                                                                                          process ensures selection of quality
                                                  assumed or expanded. Include how the                                                                          becomes available during the course of
                                                                                                          projects in a national competition for
                                                  Tribe plans to demonstrate improved                                                                           FY 2016, the approved but unfunded
                                                                                                          limited funding. Incomplete
                                                  health care services to the community                                                                         application may be re-considered by the
                                                                                                          applications and applications that are
                                                  and incorporate the proposed timelines                                                                        OTSG for possible funding. The
                                                                                                          non-responsive to the eligibility criteria
                                                  for negotiations.                                                                                             applicant will also receive an Executive
                                                                                                          will not be referred to the ORC. The
                                                  C. Program Evaluation (25 Points)                       applicant will be notified via email of               Summary Statement from the OTSG
                                                                                                          this decision by the Grants Management                within 30 days of the conclusion of the
                                                    Describe fully the improvements that                                                                        ORC.
                                                  will be made by the Tribe to manage the                 Officer of the DGM. Applicants will be
                                                  health care system and identify the                     notified by DGM, via email, to outline                  Note: Any correspondence other than the
                                                                                                          minor missing components (i.e., budget                official NoA signed by an IHS Grants
                                                  anticipated or expected benefits for the
                                                                                                          narratives, audit documentation, key                  Management Official announcing to the
                                                  Tribe. Define the criteria to be used to                                                                      Project Director that an award has been made
                                                  evaluate objectives associated with the                 contact form) needed for an otherwise
                                                                                                                                                                to their organization is not an authorization
                                                  project.                                                complete application. All missing                     to implement their program on behalf of IHS.
                                                                                                          documents must be sent to DGM on or
                                                  D. Organizational Capabilities, Key                     before the due date listed in the email
                                                  Personnel and Qualifications (15 Points)                                                                      2. Administrative Requirements
                                                                                                          of notification of missing documents
                                                    Describe the organizational structure                 required.                                                Cooperative agreements are
                                                  of the Tribe and its ability to manage the                 To obtain a minimum score for                      administered in accordance with the
                                                  proposed project. Include resumes or                    funding by the ORC, applicants must                   following regulations, policies, and
                                                  position descriptions of key staff                      address all program requirements and                  OMB cost principles:
                                                  showing requisite experience and                        provide all required documentation                       A. The criteria as outlined in this
                                                  expertise. If applicable, include resumes                                                                     Program Announcement.
                                                                                                          VI. Award Administration Information                     B. Administrative Regulations for
                                                  and scope of work for consultants that
                                                  demonstrate experience and expertise                    1. Award Notices                                      Grants:
                                                                                                                                                                   • Uniform Administrative
                                                  relevant to the project.                                   The Notice of Award (NoA) is a                     Requirements for HHS Awards, located
                                                  E. Categorical Budget and Budget                        legally binding document signed by the                at 45 C.F.R Part 75.
                                                  Justification (10 Points)                               Grants Management Officer and serves                     C. Grants Policy:
                                                     Submit a budget with a narrative
                                                                                                          as the official notification of the grant                • HHS Grants Policy Statement,
                                                                                                          award. The NoA will be initiated by the               Revised 01/07.
                                                  describing the budget request and                       DGM in our grant system,
                                                  matching the scope of work described in                                                                          D. Cost Principles:
                                                                                                          GrantSolutions (https://                                 • Uniform Administrative
                                                  the project narrative. Justify all                      www.grantsolutions.gov). Each entity                  Requirements for HHS Awards, ‘‘Cost
                                                  expenditures identifying reasonable and                 that is approved for funding under this               Principles,’’ located at 45 CFR part 75,
                                                  allowable costs necessary to accomplish                 announcement will need to request or                  subpart E.
                                                  the goals and objectives as outlined in                 have a user account in GrantSolutions                    E. Audit Requirements:
                                                  the project narrative.                                  in order to retrieve their NoA. The NoA                  • Uniform Administrative
                                                  Additional Documents Can Be                             is the authorizing document for which                 Requirements for HHS Awards, ‘‘Audit
                                                  Uploaded as Appendix Items in                           funds are dispersed to the approved                   Requirements,’’ located at 45 CFR part
                                                  Grants.gov                                              entities and reflects the amount of                   75, subpart F.
                                                     • Work plan, logic model and/or time                 Federal funds awarded, the purpose of
                                                                                                                                                                3. Indirect Costs
                                                  line for proposed objectives.                           the grant, the terms and conditions of
                                                                                                          the award, the effective date of the                     This section applies to all grant
                                                     • Position descriptions for key staff.
                                                     • Resumes of key staff that reflect                  award, and the budget/project period.                 recipients that request reimbursement of
                                                  current duties.                                                                                               indirect costs (IDC) in their grant
                                                                                                          Disapproved Applicants                                application. In accordance with HHS
                                                     • Consultant or contractor proposed
                                                  scope of work and letter of commitment                    Applicants who received a score less                Grants Policy Statement, Part II–27, IHS
                                                                                                          than the recommended funding level for                requires applicants to obtain a current
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                                                  (if applicable).
                                                     • Current Indirect Cost Agreement.                   approval (60 points) and were deemed                  IDC rate agreement prior to award. The
                                                     • Organizational chart.                              to be disapproved by the ORC, will                    rate agreement must be prepared in
                                                     • Map of area identifying project                    receive an Executive Summary                          accordance with the applicable cost
                                                  location(s).                                            Statement from the IHS program office                 principles and guidance as provided by
                                                     • Additional documents to support                    within 30 days of the conclusion of the               the cognizant agency or office. A current
                                                  narrative (i.e. data tables, key news                   ORC outlining the strengths and                       rate covers the applicable grant
                                                  articles, etc.).                                        weaknesses of their application                       activities under the current award’s


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                                                                              Federal Register / Vol. 81, No. 56 / Wednesday, March 23, 2016 / Notices                                            15539

                                                  budget period. If the current rate is not               quarter to the Payment Management                     programs without regard to a person’s
                                                  on file with the DGM at the time of                     Services, HHS at: http://                             race, color, national origin, disability,
                                                  award, the IDC portion of the budget                    www.dpm.psc.gov. It is recommended                    age and, in some circumstances, sex and
                                                  will be restricted. The restrictions                    that the applicant also send a copy of                religion. This includes ensuring your
                                                  remain in place until the current rate is               the FFR (SF–425) report to the Grants                 programs are accessible to persons with
                                                  provided to the DGM.                                    Management Specialist. Failure to                     limited English proficiency. HHS
                                                     Generally, IDC rates for IHS grantees                submit timely reports may cause a                     provides guidance to recipients of FFA
                                                  are negotiated with the Division of Cost                disruption in timely payments to the                  on meeting their legal obligation to take
                                                  Allocation (DCA) https://rates.psc.gov/                 organization.                                         reasonable steps to provide meaningful
                                                  and the Department of Interior (Interior                  Grantees are responsible and                        access to their programs by persons with
                                                  Business Center) https://www.doi.gov/                   accountable for accurate information                  limited English proficiency. Please see
                                                  ibc/services/finance/indirect-Cost-                     being reported on all required reports:               http://www.hhs.gov/civil-rights/for-
                                                  Services/indian-tribes. For questions                   the Progress Reports and Federal                      individuals/special-topics/limited-
                                                  regarding the indirect cost policy, please              Financial Report.                                     english-proficiency/guidance-federal-
                                                  call the Grants Management Specialist                   C. Federal Sub-Award Reporting System                 financial-assistance-recipients-title-VI/.
                                                  listed under ‘‘Agency Contacts’’ or the                                                                          The HHS Office for Civil Rights also
                                                                                                          (FSRS)
                                                  main DGM office at (301) 443–5204.                                                                            provides guidance on complying with
                                                                                                             This award may be subject to the                   civil rights laws enforced by HHS.
                                                  4. Reporting Requirements                               Transparency Act sub-award and                        Please see http://www.hhs.gov/civil-
                                                     The grantee must submit required                     executive compensation reporting                      rights/for-individuals/section-1557/
                                                  reports consistent with the applicable                  requirements of 2 CFR part 170.                       index.html; and http://www.hhs.gov/
                                                  deadlines. Failure to submit required                      The Transparency Act requires the                  civil-rights/index.html. Recipients of
                                                  reports within the time allowed may                     OMB to establish a single searchable                  FFA also have specific legal obligations
                                                  result in suspension or termination of                  database, accessible to the public, with              for serving qualified individuals with
                                                  an active grant, withholding of                         information on financial assistance                   disabilities. Please see http://
                                                  additional awards for the project, or                   awards made by Federal agencies. The                  www.hhs.gov/civil-rights/for-
                                                  other enforcement actions such as                       Transparency Act also includes a                      individuals/disability/index.html.
                                                  withholding of payments or converting                   requirement for recipients of Federal                 Please contact the HHS Office for Civil
                                                  to the reimbursement method of                          grants to report information about first-             Rights for more information about
                                                  payment. Continued failure to submit                    tier sub-awards and executive                         obligations and prohibitions under
                                                  required reports may result in one or                   compensation under Federal assistance                 federal civil rights laws at http://
                                                  both of the following: (1) The                          awards.                                               www.hhs.gov/civil-rights/for-
                                                  imposition of special award provisions;                    IHS has implemented a Term of                      individuals/disability/index.html or call
                                                  and (2) the non-funding or non-award of                 Award into all IHS Standard Terms and                 1–800–368–1019 or TDD 1–800–537–
                                                  other eligible projects or activities. This             Conditions, NoAs and funding                          7697. Also note it is an HHS
                                                  requirement applies whether the                         announcements regarding the FSRS                      Departmental goal to ensure access to
                                                  delinquency is attributable to the failure              reporting requirement. This IHS Term of               quality, culturally competent care,
                                                  of the grantee organization or the                      Award is applicable to all IHS grant and              including long-term services and
                                                  individual responsible for preparation                  cooperative agreements issued on or                   supports, for vulnerable populations.
                                                  of the reports. Per DGM policy, all                     after October 1, 2010, with a $25,000                 For further guidance on providing
                                                  reports are required to be submitted                    sub-award obligation dollar threshold                 culturally and linguistically appropriate
                                                  electronically by attaching them as a                   met for any specific reporting period.                services, recipients should review the
                                                  ‘‘Grants Note’’ in GrantSolutions.                      Additionally, all new (discretionary)                 National Standards for Culturally and
                                                  Personnel responsible for submitting                    IHS awards (where the project period is               Linguistically Appropriate Services in
                                                  reports will be required to obtain a login              made up of more than one budget                       Health and Health Care at http://
                                                  and password for GrantSolutions. Please                 period) and where: (1) The project                    minorityhealth.hhs.gov/omh/
                                                  see the Agency Contacts list in section                 period start date was October 1, 2010 or              browse.aspx?lvl=2&lvlid=53.
                                                  VII for the systems contact information.                after and (2) the primary awardee will                   Pursuant to 45 CFR 80.3(d), an
                                                     The reporting requirements for this                  have a $25,000 sub-award obligation                   individual shall not be deemed
                                                  program are noted below.                                dollar threshold during any specific                  subjected to discrimination by reason of
                                                                                                          reporting period will be required to                  his/her exclusion from benefits limited
                                                  A. Progress Reports                                     address the FSRS reporting. For the full              by federal law to individuals eligible for
                                                    Program progress reports are required                 IHS award term implementing this                      benefits and services from the Indian
                                                  semi-annually, within 30 days after the                 requirement and additional award                      Health Service.
                                                  budget period ends. These reports must                  applicability information, visit the DGM                 Recipients will be required to sign the
                                                  include a brief comparison of actual                    Grants Policy Web site at: http://                    HHS–690 Assurance of Compliance
                                                  accomplishments to the goals                            www.ihs.gov/dgm/policytopics/.                        form which can be obtained from the
                                                  established for the period, a summary of                                                                      following Web site: http://www.hhs.gov/
                                                                                                          D. Compliance With Executive Order
                                                  progress to date or, if applicable,                                                                           sites/default/files/forms/hhs-690.pdf,
                                                                                                          13166 Implementation of Services
                                                  provide sound justification for the lack                                                                      and send it directly to the: U.S.
                                                                                                          Accessibility Provisions for All Grant
                                                  of progress, and other pertinent                                                                              Department of Health and Human
                                                                                                          Application Packages and Funding
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                                                  information as required. A final report                                                                       Services, Office of Civil Rights, 200
                                                                                                          Opportunity Announcements
                                                  must be submitted within 90 days of                                                                           Independence Ave. SW., Washington,
                                                  expiration of the budget/project period.                  Recipients of federal financial                     DC 20201.
                                                                                                          assistance (FFA) from HHS must
                                                  B. Financial Reports                                    administer their programs in                          E. Federal Awardee Performance and
                                                    Federal Financial Report FFR (SF–                     compliance with federal civil rights law.             Integrity Information System (FAPIIS)
                                                  425), Cash Transaction Reports are due                  This means that recipients of HHS funds                 The IHS is required to review and
                                                  30 days after the close of every calendar               must ensure equal access to their                     consider any information about the


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                                                  15540                       Federal Register / Vol. 81, No. 56 / Wednesday, March 23, 2016 / Notices

                                                  applicant that is in the Federal Awardee                Disclosures, Intake Coordinator, 330                  DEPARTMENT OF HEALTH AND
                                                  Performance and Integrity Information                   Independence Avenue SW., Cohen                        HUMAN SERVICES
                                                  System (FAPIIS) before making any                       Building, Room 5527, Washington, DC
                                                  award in excess of the simplified                       20201. URL: http://oig.hhs.gov/fraud/                 National Institutes of Health
                                                  acquisition threshold (currently                        reportfraud/index.asp. (Include
                                                  $150,000) over the period of                            ‘‘Mandatory Grant Disclosures’’ in                    National Institute of Diabetes and
                                                  performance. An applicant may review                    subject line)                                         Digestive and Kidney Diseases; Notice
                                                  and comment on any information about                    Fax: (202) 205–0604 (Include                          of Closed Meetings
                                                  itself that a federal awarding agency                     ‘‘Mandatory Grant Disclosures’’ in
                                                  previously entered. IHS will consider                     subject line) or                                      Pursuant to section 10(d) of the
                                                  any comments by the applicant, in                       Email: MandatoryGranteeDisclosures@                   Federal Advisory Committee Act, as
                                                  addition to other information in FAPIIS                   oig.hhs.gov                                         amended (5 U.S.C. App.), notice is
                                                  in making a judgment about the                            Failure to make required disclosures                hereby given of the following meetings.
                                                  applicant’s integrity, business ethics,                 can result in any of the remedies                       The meetings will be closed to the
                                                  and record of performance under federal                 described in 45 CFR 75.371 Remedies                   public in accordance with the
                                                  awards when completing the review of                    for noncompliance, including                          provisions set forth in sections
                                                  risk posed by applicants as described in                suspension or debarment (See 2 CFR                    552b(c)(4) and 552b(c)(6), Title 5 U.S.C.,
                                                  45 CFR 75.205.                                          parts 180 & 376 and 31 U.S.C. 3321).                  as amended. The grant applications and
                                                     As required by 45 CFR part 75                        VII. Agency Contacts                                  the discussions could disclose
                                                  Appendix XII of the Uniform Guidance,                                                                         confidential trade secrets or commercial
                                                  non-federal entities (NFEs) are required                   1. Questions on the programmatic
                                                                                                          issues may be directed to: Jeremy                     property such as patentable material,
                                                  to disclose in FAPIIS any information                                                                         and personal information concerning
                                                  about criminal, civil, and administrative               Marshall, Program Officer, Office of
                                                                                                          Tribal Self-Governance, 5600 Fishers                  individuals associated with the grant
                                                  proceedings, and/or affirm that there is                                                                      applications, the disclosure of which
                                                  no new information to provide. This                     Lane, Mail Stop: 08E05, Rockville, MD
                                                                                                          20857. Phone: (301) 443–1912, Fax:                    would constitute a clearly unwarranted
                                                  applies to NFEs that receive federal                                                                          invasion of personal privacy.
                                                  awards (currently active grants,                        (301) 443–1050, Email:
                                                  cooperative agreements, and                             Jeremy.Marshall@ihs.gov, Web site:                      Name of Committee: National Institute of
                                                                                                          www.ihs.gov/self-governance.                          Diabetes and Digestive and Kidney Diseases
                                                  procurement contracts) greater than                                                                           Special Emphasis Panel; Renal Disease
                                                                                                             2. Questions on grants management
                                                  $10,000,000 for any period of time                                                                            Ancillary Studies.
                                                                                                          and fiscal matters may be directed to:
                                                  during the period of performance of an                                                                          Date: April 13, 2016.
                                                                                                          Vanietta Armstrong, Grants
                                                  award/project.                                                                                                  Time: 3:00 p.m. to 4:00 p.m.
                                                                                                          Management Specialist, 5600 Fishers
                                                  Mandatory Disclosure Requirements                       Lane, Mail Stop: 09E70, Rockville, MD                   Agenda: To review and evaluate grant
                                                                                                                                                                applications.
                                                    As required by 2 CFR part 200 of the                  20857. Phone: (301) 443–4792, Fax:
                                                                                                                                                                  Place: National Institutes of Health, Two
                                                  Uniform Guidance, and the HHS                           (301) 594–0899, Email:                                Democracy Plaza, 6707 Democracy
                                                  implementing regulations at 45 CFR part                 Vanietta.Armstrong@ihs.gov.                           Boulevard, Bethesda, MD 20892 (Telephone
                                                                                                             3. Questions on systems matters may                Conference Call).
                                                  75, effective January 1, 2016, the Indian
                                                                                                          be directed to: Paul Gettys, Grant                      Contact Person: Carol J. Goter-Robinson,
                                                  Health Service must require a non-
                                                                                                          Systems Coordinator, 5600 Fishers                     Ph.D., Scientific Review Officer, Review
                                                  federal entity or an applicant for a
                                                                                                          Lane, Mail Stop: 09E70, Rockville, MD                 Branch, DEA, NIDDK, National Institutes of
                                                  federal award to disclose, in a timely
                                                                                                          20857. Phone: 301–443–2114; or the                    Health, Room 7347, 6707 Democracy
                                                  manner, in writing to the IHS or pass-
                                                                                                          DGM main line 301–443–5204, Fax:                      Boulevard, Bethesda, MD 20892–5452, (301)
                                                  through entity all violations of federal                                                                      594–7791, goterrobinsonc@
                                                                                                          (301) 594–0899, E-Mail: Paul.Gettys@
                                                  criminal law involving fraud, bribery, or                                                                     extra.niddk.nih.gov.
                                                                                                          ihs.gov.
                                                  gratuity violations potentially affecting                                                                       Name of Committee: National Institute of
                                                  the federal award.                                      VIII. Other Information                               Diabetes and Digestive and Kidney Diseases
                                                    Submission is required for all                          The Public Health Service strongly                  Special Emphasis Panel; Loan Repayment
                                                  applicants and recipients, in writing, to               encourages all cooperative agreement                  Application Review.
                                                  the IHS and to the HHS Office of                        and contract recipients to provide a                    Date: April 14, 2016.
                                                  Inspector General all information                       smoke-free workplace and promote the                    Time: 2:00 p.m. to 5:00 p.m.
                                                  related to violations of federal criminal               non-use of all tobacco products. In                     Agenda: To review and evaluate grant
                                                  law involving fraud, bribery, or gratuity               addition, Public Law 103–227, the Pro-                applications.
                                                  violations potentially affecting the                                                                            Place: National Institutes of Health, Two
                                                                                                          Children Act of 1994, prohibits smoking
                                                  federal award. 45 CFR 75.113.                                                                                 Democracy Plaza, 6707 Democracy
                                                                                                          in certain facilities (or in some cases,              Boulevard, Bethesda, MD 20892 (Telephone
                                                    Disclosures must be sent in writing to:               any portion of the facility) in which
                                                  U.S. Department of Health and Human                                                                           Conference Call).
                                                                                                          regular or routine education, library,                  Contact Person: John F. Connaughton,
                                                  Services, Indian Health Service,                        day care, health care, or early childhood             Ph.D., Chief, Training and Mentored
                                                  Division of Grants Management, ATTN:                    development services are provided to                  Research Section, Review Branch, DEA,
                                                  Robert Tarwater, Director, 5600 Fishers                 children. This is consistent with the                 NIDDK, National Institutes of Health, Room
                                                  Lane, Mailstop 09E70, Rockville,                        HHS mission to protect and advance the                7007, 6707 Democracy Boulevard, Bethesda,
                                                  Maryland 20857. (Include ‘‘Mandatory                    physical and mental health of the                     MD 20892–5452, (301) 594–7797,
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                                                  Grant Disclosures’’ in subject line)                    American people.                                      connaughtonj@extra.niddk.nih.gov.
                                                  Ofc: (301) 443–5204                                                                                           (Catalogue of Federal Domestic Assistance
                                                                                                            Dated: Macrch 17, 2016.
                                                  Fax: (301–594–0899                                                                                            Program Nos. 93.847, Diabetes,
                                                  Email: Robert.Tarwater@ihs.gov                          Elizabeth Fowler,
                                                                                                                                                                Endocrinology and Metabolic Research;
                                                    and                                                   Deputy Director for Management Operations,            93.848, Digestive Diseases and Nutrition
                                                    U.S. Department of Health and                         Indian Health Service.                                Research; 93.849, Kidney Diseases, Urology
                                                  Human Services, Office of Inspector                     [FR Doc. 2016–06556 Filed 3–22–16; 8:45 am]           and Hematology Research, National Institutes
                                                  General, ATTN: Mandatory Grant                          BILLING CODE 4165–16–P                                of Health, HHS)



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Document Created: 2016-03-23 00:03:32
Document Modified: 2016-03-23 00:03:32
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
DatesJune 3, 2016.
FR Citation81 FR 15533 

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