81_FR_24816 81 FR 24735 - Federal Regulation Supplement: Revisions to Uniform Administrative Requirements, Cost Principles and Audit Requirements for Federal Awards (NASA Case 2015-N030)

81 FR 24735 - Federal Regulation Supplement: Revisions to Uniform Administrative Requirements, Cost Principles and Audit Requirements for Federal Awards (NASA Case 2015-N030)

NATIONAL AERONAUTICS AND SPACE ADMINISTRATION

Federal Register Volume 81, Issue 81 (April 27, 2016)

Page Range24735-24737
FR Document2016-09625

NASA is proposing to amend the NASA regulation, titled Uniform Administrative Requirements, Cost Principles and Audit Requirements for Federal Awards to modify the requirements related to information contained in a Federal award for commercial firms with no cost sharing requirement and to add new or modify existing terms and conditions related to indirect cost charges and access to research results.

Federal Register, Volume 81 Issue 81 (Wednesday, April 27, 2016)
[Federal Register Volume 81, Number 81 (Wednesday, April 27, 2016)]
[Proposed Rules]
[Pages 24735-24737]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-09625]


========================================================================
Proposed Rules
                                                Federal Register
________________________________________________________________________

This section of the FEDERAL REGISTER contains notices to the public of 
the proposed issuance of rules and regulations. The purpose of these 
notices is to give interested persons an opportunity to participate in 
the rule making prior to the adoption of the final rules.

========================================================================


Federal Register / Vol. 81, No. 81 / Wednesday, April 27, 2016 / 
Proposed Rules

[[Page 24735]]



NATIONAL AERONAUTICS AND SPACE ADMINISTRATION

2 CFR Part 1800

RIN 2700-AE29


Federal Regulation Supplement: Revisions to Uniform 
Administrative Requirements, Cost Principles and Audit Requirements for 
Federal Awards (NASA Case 2015-N030)

AGENCY: National Aeronautics and Space Administration.

ACTION: Proposed rule.

-----------------------------------------------------------------------

SUMMARY: NASA is proposing to amend the NASA regulation, titled Uniform 
Administrative Requirements, Cost Principles and Audit Requirements for 
Federal Awards to modify the requirements related to information 
contained in a Federal award for commercial firms with no cost sharing 
requirement and to add new or modify existing terms and conditions 
related to indirect cost charges and access to research results.

DATES: Comments on the proposed rule should be submitted in writing to 
the address shown below on or before June 27, 2016, to be considered in 
the formation of a final rule.

ADDRESSES: Submit comments identified by NASA Case 2015-N030, using any 
of the following methods:
    [cir] Regulations.gov: http://www.regulations.gov. Submit comments 
via the Federal eRulemaking portal by entering ``NASA Case 2015-N030'' 
under the heading ``Enter keyword or ID'' and selecting ``Search.'' 
Select the link ``Submit a Comment'' that corresponds with ``NASA Case 
2015-N030.'' Follow the instructions provided at the ``Submit a 
Comment'' screen. Please include your name, company name (if any), and 
``NASA Case 2015-N030'' on your attached document.
    [cir] Email: [email protected]. Include NASA Case 2015-
N030 in the subject line of the message.
    [cir] Fax: (202) 358-3082.
    [cir] Mail: National Aeronautics and Space Administration, 
Headquarters, Office of Procurement, Contract and Grant Policy 
Division, Attn: Ms. Jennifer Richards, Room 5M34, 300 E Street SW., 
Washington, DC 20546-0001.

FOR FURTHER INFORMATION CONTACT: Ms. Jennifer Richards, NASA HQ, Office 
of Procurement, Contract and Grant Policy Division, Room 5M34, 300 E 
Street SW., Washington, DC 20456-0001. Telephone 202-358-0047; 
facsimile 202-358-3082.

SUPPLEMENTARY INFORMATION:

I. Background

    NASA is proposing the following changes to NASA regulation Uniform 
Administrative Requirements, Cost Principles and Audit Requirements for 
Federal Awards (2 CFR part 1800):
    1. Modify the requirement related to information contained in a 
Federal award for commercial firms with no cost sharing requirement. 
NASA requirements for information contained in a Federal award can be 
found at 2 CFR 1800.210, which adopts and supplements 2 CFR 200.210. 
Title 2 CFR 200.210 includes a list of data elements that must be 
included in a Federal award, including indirect cost rate for the 
Federal award (including if the de minimis rate is charged per Sec.  
200.414 Indirect (F&A) costs). Although 2 CFR part 200 does not apply 
to commercial firms, NASA, in its adoption of the regulation at 2 CFR 
1800.3, Applicability, added commercial firms with no cost sharing 
requirement to the list of applicable entities. Therefore, the 
requirement to include an indirect cost rate on a notice of Federal 
award is applicable to commercial firms with no cost sharing 
requirement.
    2. Add a new term and condition to address those instances when a 
recipient has a change in its negotiated indirect cost rate agreement 
during the period of performance of an award. See 2 CFR 200.56, 200.57, 
and 200.414 for more information on indirect (facilities & 
administrative) costs. NASA has discovered that, on occasion, when a 
recipient's indirect cost rate has changed as a result of a new 
negotiated indirect cost rate agreement, the change in rate has not 
always been captured when indirect costs have been charged to NASA. As 
a result, some recipients have either overcharged or undercharged NASA 
for indirect costs.
    3. Modify an existing term and condition and add a new term and 
condition to ensure recipients meet requirements associated with, 
``NASA Plan: Increasing Access to the Results of Scientific Research'' 
(see http://science.nasa.gov/media/medialibrary/2015/07/08/NASA_Plan_for_increasing_access_to_results_of_federally_funded_research1.pdf). This plan was issued in response to the Executive Office of the 
President's, Office of Science and Technology Policy (OSTP) Memorandum 
for the Heads of Executive Departments and Agencies, dated February 22, 
2013, ``Increasing Access to the Results of Federally Funded Scientific 
Research.'' Through this memorandum, OSTP directed all agencies with 
more than $100 million in annual research and development expenditures 
to prepare a plan for improving the public's access to the results of 
federally funded research. Part A of NASA's plan focuses on digital 
unclassified scientific research data, which are research data that can 
be stored digitally and accessed electronically.
    To facilitate increased access to such data, NASA has updated its 
research data policy to require all investigators submitting a research 
proposal or research project plan to NASA to include a Data Management 
Plan for managing and providing access to final research data or to 
state why their data cannot or need not be made publicly available. 
Part B of the plan focuses on the public access to peer-reviewed 
scientific research manuscripts. The scope of applicability of this 
part includes all final peer-reviewed scientific research manuscripts 
authored or coauthored by investigators funded for this research by 
NASA-appropriated funds.

II. Analysis

    After consideration of feedback from commercial firms expressing 
concern that indirect cost rates are sensitive financial information 
which should not be available on documents that could potentially be 
released to the public, NASA has determined that excluding indirect 
cost rates from notices of Federal award to commercial firms with no 
cost sharing requirement is a prudent business decision that protects 
sensitive financial information.

[[Page 24736]]

    In order to ensure that the permitted amount of indirect costs is 
being charged to an award, NASA is proposing a new term and condition 
requiring recipients that have changes to their indirect cost rate 
agreement during the period of performance of an award to apply the 
approved rate to covered direct costs expended during the time frame of 
the rate agreement, even if the agreement is not on file with NASA. 
This will prevent NASA from overpaying or underpaying for indirect 
charges and ensure recipients are receiving what they are legally 
allowed. To address the NASA plan requirements for awardees from non-
NASA organizations that publish scientific research or compile digital 
datasets resulting from research, development, and technology programs, 
NASA is proposing the following revisions:
     Modify an existing term and condition, 2 CFR 1800.902 
Technical Publications and Reports, to add a requirement for awardees 
with research and research-related awards to follow additional 
reporting requirements at 2 CFR 1800.930 Access to Research Results.
     Add a new term and condition requiring recipients to 
comply with their approved Data Management Plan submitted with their 
proposal, and as modified upon agreement by the recipient and NASA from 
time to time during the course of the period of performance. In 
addition, this new term and condition will ensure that any Final Peer-
Reviewed Manuscripts are submitted to the NASA-designated repository, 
currently the PubMed Central system at www.ncbi.nlm.nih.gov, within one 
year of peer-review or publication by a journal, whichever is earlier. 
Furthermore, it will ensure that any publisher's agreements entered 
into by an awardee will allow for the awardee to comply with these 
requirements including submission of Final Peer-Reviewed Manuscripts to 
the NASA-designated repository, currently the PubMed Central system, 
with sufficient rights to permit such repository to use such Final 
Peer-Reviewed Manuscript in its normal course, including rights to 
permit users to download XML and plain text formats. Finally, the 
grantee agrees to be responsible for, and defend NASA against, any 
royalties, fees, or other costs claimed against NASA or for which NASA 
may be held liable as a consequence of awardee failing to comply with 
the foregoing and include in annual and final reports a list of Final 
Peer-Reviewed Manuscripts covered by this term and condition.

III. Executive Orders 12866 and 13563

    Executive Orders (E.O.s) 12866 and 13563 direct agencies to assess 
all costs and benefits of available regulatory alternatives and, if 
regulation is necessary, to select regulatory approaches that maximize 
net benefits (including potential economic, environmental, public 
health and safety effects, distributive impacts, and equity). E.O. 
13563 emphasizes the importance of quantifying both costs and benefits, 
of reducing costs, of harmonizing rules, and of promoting flexibility. 
This is not a significant regulatory action and, therefore, was not 
subject to review under section 6(b) of E.O. 12866, Regulatory Planning 
and Review, dated September 30, 1993. This proposed rule is not a major 
rule under 5 U.S.C. 804.

IV. Paperwork Reduction Act

    This proposed rule contains information collection requirements 
that require the approval of the Office of Management and Budget under 
the Paperwork Reduction Act (44 U.S.C chapter 35; however, these 
changes to 2 CFR part 1800 do not impose additional information 
collection requirements to the paperwork burden previously approved 
under OMB Control Number 2700-0092, entitled Financial Assistant 
Awards/Grants and Cooperative Agreements.

List of Subjects in 2 CFR Part 1800

    Government financial assistance.

Manuel Quinones,
NASA Federal Register Liaison.

    Accordingly, 2 CFR part 1800 is proposed to be amended as follows:

PART 1800--UNIFORM ADMINISTRATIVE REQUIREMENTS, COST PRINCIPLES, 
AND AUDIT REQUIREMENTS FOR FEDERAL AWARDS

0
1. The authority citation for 2 CFR part 1800 continues to read as 
follows:

    Authority: 51 U.S.C. 20113(e), Pub. L. 97-258, 96 Stat. 1003 (31 
U.S.C. 6301 et seq.), and 2 CFR part 200.

0
2. Revise Sec.  1800.210 to read as follows:


Sec.  1800.210  Information contained in a Federal award.

    NASA waives the requirement for the inclusion of indirect cost 
rates on any notice of Federal award for commercial firms with no cost 
sharing requirement. The terms and conditions for NASA may be found at 
Appendix B of this Part and https://prod.nais.nasa.gov/pub/pub_library/srba.

0
3. Amend Appendix B to part 1800 by:
0
a. Under 1800.902 Technical Publications and Reports, adding paragraph 
(a)(4); and
0
b. Adding 1800.929 Indirect Costs and 1800.930 Access to Research 
Results.
    The additions read as follows:

Appendix B to Part 1800--Terms and Conditions

* * * * *

1800.902 Technical Publications and Reports

* * * * *
    (a) * * *
* * * * *
    (4) For research and research-related awards, see additional 
reporting requirements at 1800.930 Access to Research Results.
* * * * *

1800.929 Indirect Costs

    Prescription --The Grant Officer shall include this term and 
condition in all awards with indirect costs, excluding those awards 
using the 10% de minimis rate.

Indirect Costs

    If during the course of this award, the approved indirect cost 
rate is revised, changed or removed, that rate must be applied, as 
allowed, to the covered direct costs that are expended during the 
time frame of that rate agreement. Any corrections, either up or 
down, to the approved budget submitted with the awarded application 
must be reflected in the awardees' records of costs and should be 
audited as such.

(End of Term and Condition)

1800.930 Access to Research Results

    Prescription--The Grant Officer shall include this term and 
condition in all research and research-related awards.

Access to Research Results

    (a) This award is subject to the requirements of the, ``NASA 
Plan: Increasing Access to the Results of Scientific Research,'' 
which covers public access to digital scientific data and peer-
reviewed publications. For purposes of this term and condition, the 
following definitions apply:
    (1) Awardee: Any recipient of a NASA grant or cooperative 
agreement, its investigators, and subrecipient (subaward or contract 
as defined in 2 CFR part 200.92 and 200.22, respectively) at any 
level.
    (2) Final Peer-Reviewed Manuscript: The final text version of a 
peer-reviewed article disclosing the results of scientific research 
which is authored or co-authored by the Awardee or funded, in whole 
or in part, with funds from a NASA award, that includes all 
modifications from the publishing peer review process, and all 
graphics and supplemental material associated with the article.
    (b) The recipient shall:
    (1) Comply with their approved Data Management Plan submitted 
with its proposal, and as modified upon agreement by the recipient 
and NASA from time to time

[[Page 24737]]

during the course of the period of performance.
    (2) Ensure that any Final Peer-Reviewed Manuscript is submitted 
to the NASA-designated repository, currently the PubMed Central 
system at www.ncbi.nlm.nih.gov. Ensure that the Final Peer-Reviewed 
Manuscript is submitted to PubMed Central within one year of peer-
review or publication by a journal, whichever is earlier.
    (3) Ensure that any publisher's agreements entered into by an 
Awardee will allow for the Awardee to comply with these requirements 
including submission of Final Peer-Reviewed Manuscripts to the NASA-
designated repository, as listed in the above bullet, with 
sufficient rights to permit such repository to use such Final Peer-
Reviewed Manuscript in its normal course, including rights to permit 
users to download XML and plain text formats.
    (4) Agree to be responsible for, and defend NASA against, any 
royalties, fees, or other costs claimed against NASA or for which 
NASA may be held liable as a consequence of Awardee failing to 
comply with the foregoing. Include in annual and final reports a 
list of Final Peer-Reviewed Manuscripts covered by this term and 
condition.

(End of Term and Condition)

[FR Doc. 2016-09625 Filed 4-26-16; 8:45 am]
 BILLING CODE 7510-13-P



                                                                                                                                                                                                     24735

                                                    Proposed Rules                                                                                                 Federal Register
                                                                                                                                                                   Vol. 81, No. 81

                                                                                                                                                                   Wednesday, April 27, 2016



                                                    This section of the FEDERAL REGISTER                      Æ Mail: National Aeronautics and                       3. Modify an existing term and
                                                    contains notices to the public of the proposed          Space Administration, Headquarters,                    condition and add a new term and
                                                    issuance of rules and regulations. The                  Office of Procurement, Contract and                    condition to ensure recipients meet
                                                    purpose of these notices is to give interested          Grant Policy Division, Attn: Ms. Jennifer              requirements associated with, ‘‘NASA
                                                    persons an opportunity to participate in the            Richards, Room 5M34, 300 E Street SW.,                 Plan: Increasing Access to the Results of
                                                    rule making prior to the adoption of the final
                                                    rules.
                                                                                                            Washington, DC 20546–0001.                             Scientific Research’’ (see http://
                                                                                                            FOR FURTHER INFORMATION CONTACT: Ms.                   science.nasa.gov/media/medialibrary/
                                                                                                            Jennifer Richards, NASA HQ, Office of                  2015/07/08/NASA_Plan_for_increasing_
                                                    NATIONAL AERONAUTICS AND                                Procurement, Contract and Grant Policy                 access_to_results_of_federally_funded_
                                                    SPACE ADMINISTRATION                                    Division, Room 5M34, 300 E Street SW.,                 research1.pdf). This plan was issued in
                                                                                                            Washington, DC 20456–0001.                             response to the Executive Office of the
                                                    2 CFR Part 1800                                         Telephone 202–358–0047; facsimile                      President’s, Office of Science and
                                                    RIN 2700–AE29                                           202–358–3082.                                          Technology Policy (OSTP)
                                                                                                            SUPPLEMENTARY INFORMATION:                             Memorandum for the Heads of
                                                    Federal Regulation Supplement:                                                                                 Executive Departments and Agencies,
                                                                                                            I. Background                                          dated February 22, 2013, ‘‘Increasing
                                                    Revisions to Uniform Administrative
                                                    Requirements, Cost Principles and                          NASA is proposing the following                     Access to the Results of Federally
                                                    Audit Requirements for Federal                          changes to NASA regulation Uniform                     Funded Scientific Research.’’ Through
                                                    Awards (NASA Case 2015–N030)                            Administrative Requirements, Cost                      this memorandum, OSTP directed all
                                                                                                            Principles and Audit Requirements for                  agencies with more than $100 million in
                                                    AGENCY:  National Aeronautics and                       Federal Awards (2 CFR part 1800):                      annual research and development
                                                    Space Administration.                                      1. Modify the requirement related to                expenditures to prepare a plan for
                                                    ACTION: Proposed rule.                                  information contained in a Federal                     improving the public’s access to the
                                                                                                            award for commercial firms with no cost                results of federally funded research. Part
                                                    SUMMARY:   NASA is proposing to amend                   sharing requirement. NASA                              A of NASA’s plan focuses on digital
                                                    the NASA regulation, titled Uniform                     requirements for information contained                 unclassified scientific research data,
                                                    Administrative Requirements, Cost                       in a Federal award can be found at 2
                                                    Principles and Audit Requirements for                                                                          which are research data that can be
                                                                                                            CFR 1800.210, which adopts and                         stored digitally and accessed
                                                    Federal Awards to modify the                            supplements 2 CFR 200.210. Title 2 CFR
                                                    requirements related to information                                                                            electronically.
                                                                                                            200.210 includes a list of data elements
                                                    contained in a Federal award for                                                                                 To facilitate increased access to such
                                                                                                            that must be included in a Federal
                                                    commercial firms with no cost sharing                                                                          data, NASA has updated its research
                                                                                                            award, including indirect cost rate for
                                                    requirement and to add new or modify                    the Federal award (including if the de                 data policy to require all investigators
                                                    existing terms and conditions related to                minimis rate is charged per § 200.414                  submitting a research proposal or
                                                    indirect cost charges and access to                     Indirect (F&A) costs). Although 2 CFR                  research project plan to NASA to
                                                    research results.                                       part 200 does not apply to commercial                  include a Data Management Plan for
                                                    DATES: Comments on the proposed rule                    firms, NASA, in its adoption of the                    managing and providing access to final
                                                    should be submitted in writing to the                   regulation at 2 CFR 1800.3,                            research data or to state why their data
                                                    address shown below on or before June                   Applicability, added commercial firms                  cannot or need not be made publicly
                                                    27, 2016, to be considered in the                       with no cost sharing requirement to the                available. Part B of the plan focuses on
                                                    formation of a final rule.                              list of applicable entities. Therefore, the            the public access to peer-reviewed
                                                    ADDRESSES: Submit comments                              requirement to include an indirect cost                scientific research manuscripts. The
                                                    identified by NASA Case 2015–N030,                      rate on a notice of Federal award is                   scope of applicability of this part
                                                    using any of the following methods:                     applicable to commercial firms with no                 includes all final peer-reviewed
                                                       Æ Regulations.gov: http://                           cost sharing requirement.                              scientific research manuscripts authored
                                                    www.regulations.gov. Submit comments                       2. Add a new term and condition to                  or coauthored by investigators funded
                                                    via the Federal eRulemaking portal by                   address those instances when a                         for this research by NASA-appropriated
                                                    entering ‘‘NASA Case 2015–N030’’                        recipient has a change in its negotiated               funds.
                                                    under the heading ‘‘Enter keyword or                    indirect cost rate agreement during the                II. Analysis
                                                    ID’’ and selecting ‘‘Search.’’ Select the               period of performance of an award. See
                                                    link ‘‘Submit a Comment’’ that                          2 CFR 200.56, 200.57, and 200.414 for                     After consideration of feedback from
                                                    corresponds with ‘‘NASA Case 2015–                      more information on indirect (facilities               commercial firms expressing concern
                                                    N030.’’ Follow the instructions                         & administrative) costs. NASA has                      that indirect cost rates are sensitive
                                                    provided at the ‘‘Submit a Comment’’                    discovered that, on occasion, when a                   financial information which should not
jstallworth on DSK7TPTVN1PROD with PROPOSALS




                                                    screen. Please include your name,                       recipient’s indirect cost rate has                     be available on documents that could
                                                    company name (if any), and ‘‘NASA                       changed as a result of a new negotiated                potentially be released to the public,
                                                    Case 2015–N030’’ on your attached                       indirect cost rate agreement, the change               NASA has determined that excluding
                                                    document.                                               in rate has not always been captured                   indirect cost rates from notices of
                                                       Æ Email: jennifer.l.richards@nasa.gov.               when indirect costs have been charged                  Federal award to commercial firms with
                                                    Include NASA Case 2015–N030 in the                      to NASA. As a result, some recipients                  no cost sharing requirement is a prudent
                                                    subject line of the message.                            have either overcharged or                             business decision that protects sensitive
                                                       Æ Fax: (202) 358–3082.                               undercharged NASA for indirect costs.                  financial information.


                                               VerDate Sep<11>2014   15:15 Apr 26, 2016   Jkt 238001   PO 00000   Frm 00001   Fmt 4702   Sfmt 4702   E:\FR\FM\27APP1.SGM   27APP1


                                                    24736                  Federal Register / Vol. 81, No. 81 / Wednesday, April 27, 2016 / Proposed Rules

                                                       In order to ensure that the permitted                III. Executive Orders 12866 and 13563                  ■ 3. Amend Appendix B to part 1800 by:
                                                    amount of indirect costs is being                          Executive Orders (E.O.s) 12866 and                  ■ a. Under 1800.902 Technical
                                                    charged to an award, NASA is                            13563 direct agencies to assess all costs              Publications and Reports, adding
                                                    proposing a new term and condition                      and benefits of available regulatory                   paragraph (a)(4); and
                                                    requiring recipients that have changes to                                                                      ■ b. Adding 1800.929 Indirect Costs and
                                                                                                            alternatives and, if regulation is
                                                    their indirect cost rate agreement during               necessary, to select regulatory                        1800.930 Access to Research Results.
                                                    the period of performance of an award                                                                            The additions read as follows:
                                                                                                            approaches that maximize net benefits
                                                    to apply the approved rate to covered                   (including potential economic,                         Appendix B to Part 1800—Terms and
                                                    direct costs expended during the time                   environmental, public health and safety                Conditions
                                                    frame of the rate agreement, even if the                effects, distributive impacts, and
                                                    agreement is not on file with NASA.                                                                            *       *       *   *    *
                                                                                                            equity). E.O. 13563 emphasizes the
                                                    This will prevent NASA from                             importance of quantifying both costs                   1800.902    Technical Publications and
                                                    overpaying or underpaying for indirect                  and benefits, of reducing costs, of                    Reports
                                                    charges and ensure recipients are                       harmonizing rules, and of promoting                    *       *       *   *    *
                                                    receiving what they are legally allowed.                flexibility. This is not a significant                     (a) * * *
                                                    To address the NASA plan requirements                   regulatory action and, therefore, was not              *       *       *   *    *
                                                    for awardees from non-NASA                              subject to review under section 6(b) of                  (4) For research and research-related
                                                    organizations that publish scientific                   E.O. 12866, Regulatory Planning and                    awards, see additional reporting
                                                    research or compile digital datasets                    Review, dated September 30, 1993. This                 requirements at 1800.930 Access to Research
                                                    resulting from research, development,                                                                          Results.
                                                                                                            proposed rule is not a major rule under
                                                    and technology programs, NASA is                        5 U.S.C. 804.                                          *       *       *   *    *
                                                    proposing the following revisions:                                                                             1800.929 Indirect Costs
                                                       • Modify an existing term and                        IV. Paperwork Reduction Act
                                                                                                                                                                     Prescription —The Grant Officer shall
                                                    condition, 2 CFR 1800.902 Technical                       This proposed rule contains                          include this term and condition in all awards
                                                    Publications and Reports, to add a                      information collection requirements that               with indirect costs, excluding those awards
                                                    requirement for awardees with research                  require the approval of the Office of                  using the 10% de minimis rate.
                                                    and research-related awards to follow                   Management and Budget under the
                                                                                                                                                                   Indirect Costs
                                                    additional reporting requirements at 2                  Paperwork Reduction Act (44 U.S.C
                                                    CFR 1800.930 Access to Research                         chapter 35; however, these changes to 2                   If during the course of this award, the
                                                                                                            CFR part 1800 do not impose additional                 approved indirect cost rate is revised,
                                                    Results.
                                                                                                                                                                   changed or removed, that rate must be
                                                       • Add a new term and condition                       information collection requirements to                 applied, as allowed, to the covered direct
                                                    requiring recipients to comply with                     the paperwork burden previously                        costs that are expended during the time
                                                    their approved Data Management Plan                     approved under OMB Control Number                      frame of that rate agreement. Any corrections,
                                                    submitted with their proposal, and as                   2700–0092, entitled Financial Assistant                either up or down, to the approved budget
                                                    modified upon agreement by the                          Awards/Grants and Cooperative                          submitted with the awarded application must
                                                    recipient and NASA from time to time                    Agreements.                                            be reflected in the awardees’ records of costs
                                                                                                                                                                   and should be audited as such.
                                                    during the course of the period of                      List of Subjects in 2 CFR Part 1800
                                                    performance. In addition, this new term                                                                        (End of Term and Condition)
                                                    and condition will ensure that any Final                  Government financial assistance.                     1800.930 Access to Research Results
                                                    Peer-Reviewed Manuscripts are                           Manuel Quinones,                                         Prescription—The Grant Officer shall
                                                    submitted to the NASA-designated                        NASA Federal Register Liaison.                         include this term and condition in all
                                                    repository, currently the PubMed                                                                               research and research-related awards.
                                                                                                              Accordingly, 2 CFR part 1800 is
                                                    Central system at                                                                                              Access to Research Results
                                                                                                            proposed to be amended as follows:
                                                    www.ncbi.nlm.nih.gov, within one year
                                                    of peer-review or publication by a                                                                                (a) This award is subject to the
                                                                                                            PART 1800—UNIFORM                                      requirements of the, ‘‘NASA Plan: Increasing
                                                    journal, whichever is earlier.                          ADMINISTRATIVE REQUIREMENTS,                           Access to the Results of Scientific Research,’’
                                                    Furthermore, it will ensure that any                    COST PRINCIPLES, AND AUDIT                             which covers public access to digital
                                                    publisher’s agreements entered into by                  REQUIREMENTS FOR FEDERAL                               scientific data and peer-reviewed
                                                    an awardee will allow for the awardee                   AWARDS                                                 publications. For purposes of this term and
                                                    to comply with these requirements                                                                              condition, the following definitions apply:
                                                    including submission of Final Peer-                     ■ 1. The authority citation for 2 CFR                     (1) Awardee: Any recipient of a NASA
                                                    Reviewed Manuscripts to the NASA-                       part 1800 continues to read as follows:                grant or cooperative agreement, its
                                                    designated repository, currently the                                                                           investigators, and subrecipient (subaward or
                                                                                                              Authority: 51 U.S.C. 20113(e), Pub. L. 97–           contract as defined in 2 CFR part 200.92 and
                                                    PubMed Central system, with sufficient                  258, 96 Stat. 1003 (31 U.S.C. 6301 et seq.),           200.22, respectively) at any level.
                                                    rights to permit such repository to use                 and 2 CFR part 200.                                       (2) Final Peer-Reviewed Manuscript: The
                                                    such Final Peer-Reviewed Manuscript                     ■ 2. Revise § 1800.210 to read as                      final text version of a peer-reviewed article
                                                    in its normal course, including rights to               follows:                                               disclosing the results of scientific research
                                                    permit users to download XML and                                                                               which is authored or co-authored by the
                                                    plain text formats. Finally, the grantee                § 1800.210 Information contained in a                  Awardee or funded, in whole or in part, with
                                                    agrees to be responsible for, and defend                Federal award.                                         funds from a NASA award, that includes all
jstallworth on DSK7TPTVN1PROD with PROPOSALS




                                                    NASA against, any royalties, fees, or                      NASA waives the requirement for the                 modifications from the publishing peer
                                                    other costs claimed against NASA or for                 inclusion of indirect cost rates on any                review process, and all graphics and
                                                                                                                                                                   supplemental material associated with the
                                                    which NASA may be held liable as a                      notice of Federal award for commercial
                                                                                                                                                                   article.
                                                    consequence of awardee failing to                       firms with no cost sharing requirement.                   (b) The recipient shall:
                                                    comply with the foregoing and include                   The terms and conditions for NASA                         (1) Comply with their approved Data
                                                    in annual and final reports a list of Final             may be found at Appendix B of this Part                Management Plan submitted with its
                                                    Peer-Reviewed Manuscripts covered by                    and https://prod.nais.nasa.gov/pub/                    proposal, and as modified upon agreement by
                                                    this term and condition.                                pub_library/srba.                                      the recipient and NASA from time to time



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                                                                           Federal Register / Vol. 81, No. 81 / Wednesday, April 27, 2016 / Proposed Rules                                             24737

                                                    during the course of the period of                      ADDRESSES:    You may submit comments,                 Charlotte survey area in terms of the
                                                    performance.                                            identified by ‘‘RIN 3206–AN37,’’ using                 overall population and employment and
                                                       (2) Ensure that any Final Peer-Reviewed              any of the following methods:                          the kinds and sizes of private industrial
                                                    Manuscript is submitted to the NASA-                       Federal eRulemaking Portal: http://                 establishments criteria.
                                                    designated repository, currently the PubMed
                                                    Central system at www.ncbi.nlm.nih.gov.
                                                                                                            www.regulations.gov. Follow the                           Based on this analysis, we believe
                                                    Ensure that the Final Peer-Reviewed                     instructions for submitting comments.                  Caldwell County is appropriately
                                                    Manuscript is submitted to PubMed Central                  Mail: Brenda L. Roberts, Deputy                     defined to the Asheville wage area.
                                                    within one year of peer-review or publication           Associate Director for Pay and Leave,                  OPM regulations at 5 CFR 532.211
                                                    by a journal, whichever is earlier.                     Employee Services, U.S. Office of                      permit splitting MSAs only in very
                                                       (3) Ensure that any publisher’s agreements           Personnel Management, Room 7H31,                       unusual circumstances. There appear to
                                                    entered into by an Awardee will allow for the           1900 E Street NW., Washington, DC                      be no unusual circumstances that would
                                                    Awardee to comply with these requirements               20415–8200.                                            permit splitting the Bloomsburg-
                                                    including submission of Final Peer-Reviewed                Email: pay-leave-policy@opm.gov.                    Berwick MSA. To comply with OPM
                                                    Manuscripts to the NASA-designated
                                                    repository, as listed in the above bullet, with         FOR FURTHER INFORMATION CONTACT:                       regulations not to split MSAs,
                                                    sufficient rights to permit such repository to          Madeline Gonzalez, (202) 606–2858;                     Alexander and Catawba Counties would
                                                    use such Final Peer-Reviewed Manuscript in              email pay-leave-policy@opm.gov; or                     be redefined to the Asheville wage area.
                                                    its normal course, including rights to permit           FAX: (202) 606–4264.                                   The remaining county in the Hickory-
                                                    users to download XML and plain text                    SUPPLEMENTARY INFORMATION: OPM is                      Lenoir-Morganton MSA, Burke County,
                                                    formats.                                                issuing a proposed rule that would                     is already defined to the Asheville wage
                                                       (4) Agree to be responsible for, and defend                                                                 area. There are currently no FWS
                                                    NASA against, any royalties, fees, or other
                                                                                                            redefine the geographic boundaries of
                                                                                                            the Asheville, NC, and Charlotte, NC,                  employees working in Alexander and
                                                    costs claimed against NASA or for which                                                                        Catawba Counties.
                                                    NASA may be held liable as a consequence                appropriated fund FWS wage areas. The
                                                    of Awardee failing to comply with the                   proposed rule would redefine                              FPRAC, the national labor-
                                                    foregoing. Include in annual and final reports          Alexander and Catawba Counties, NC,                    management committee responsible for
                                                    a list of Final Peer-Reviewed Manuscripts               from the Charlotte wage area to the                    advising OPM on matters concerning
                                                    covered by this term and condition.                     Asheville wage area.                                   the pay of FWS employees,
                                                    (End of Term and Condition)                                OPM considers the following                         recommended this change by
                                                    [FR Doc. 2016–09625 Filed 4–26–16; 8:45 am]             regulatory criteria under 5 CFR 532.211                consensus. This change would be
                                                                                                            when defining FWS wage area                            effective on the first day of the first
                                                    BILLING CODE 7510–13–P
                                                                                                            boundaries:                                            applicable pay period beginning on or
                                                                                                               (i) Distance, transportation facilities,            after 30 days following publication of
                                                                                                            and geographic features;                               the final regulations.
                                                    OFFICE OF PERSONNEL                                        (ii) Commuting patterns; and                        Regulatory Flexibility Act
                                                    MANAGEMENT                                                 (iii) Similarities in overall population,
                                                                                                            employment, and the kinds and sizes of                   I certify that these regulations would
                                                    5 CFR Part 532                                          private industrial establishments.                     not have a significant economic impact
                                                                                                               In addition, OPM regulations at 5 CFR               on a substantial number of small entities
                                                    RIN 3206–AN37                                                                                                  because they would affect only Federal
                                                                                                            532.211 do not permit splitting
                                                                                                            Metropolitan Statistical Areas (MSAs)                  agencies and employees.
                                                    Prevailing Rate Systems; Redefinition
                                                    of the Asheville, NC, and Charlotte, NC,                for the purpose of defining a wage area,               List of Subjects in 5 CFR Part 532
                                                    Appropriated Fund Federal Wage                          except in very unusual circumstances.
                                                                                                                                                                     Administrative practice and
                                                    System Wage Areas                                          Alexander, Burke, Caldwell, and
                                                                                                                                                                   procedure, Freedom of information,
                                                                                                            Catawba Counties, NC, comprise the
                                                    AGENCY:  U.S. Office of Personnel                                                                              Government employees, Reporting and
                                                                                                            Hickory-Lenoir-Morganton, NC, MSA.
                                                    Management.                                                                                                    recordkeeping requirements, Wages.
                                                                                                            The Hickory-Lenoir-Morganton MSA is
                                                    ACTION: Proposed rule with request for                  split between the Asheville, NC, and                   U.S. Office of Personnel Management.
                                                    comments.                                               Charlotte, NC, wage areas. Burke and                   Beth F. Cobert,
                                                                                                            Caldwell Counties are part of the area of              Acting Director.
                                                    SUMMARY:  The U.S. Office of Personnel                  application of the Asheville wage area                   Accordingly, the U.S. Office of
                                                    Management (OPM) is issuing a                           and Alexander and Catawba Counties                     Personnel Management is proposing to
                                                    proposed rule that would redefine the                   are part of the area of application of the             amend 5 CFR part 532 as follows:
                                                    geographic boundaries of the Asheville,                 Charlotte wage area.
                                                    NC, and Charlotte, NC, appropriated                        Based on an analysis of the regulatory              PART 532—PREVAILING RATE
                                                    fund Federal Wage System (FWS) wage                     criteria for Caldwell County, the core                 SYSTEMS
                                                    areas. The proposed rule would redefine                 county in the Hickory-Lenoir-
                                                    Alexander and Catawba Counties, NC,                     Morganton MSA, the entire Hickory-                     ■ 1. The authority citation for part 532
                                                    from the Charlotte wage area to the                     Lenoir-Morganton MSA would be                          continues to read as follows:
                                                    Asheville wage area. These changes are                  defined to the Asheville wage area.                      Authority: 5 U.S.C. 5343, 5346; § 532.707
                                                    based on a recent consensus                             When measuring to cities, the distance                 also issued under 5 U.S.C. 552.
                                                    recommendation of the Federal                           criterion does not favor one wage area
jstallworth on DSK7TPTVN1PROD with PROPOSALS




                                                    Prevailing Rate Advisory Committee                      more than another. When measuring to                   Appendix C to Subpart B of Part 532—
                                                    (FPRAC) to best match the counties                      host installations, the distance criterion             Appropriated Fund Wage and Survey
                                                    proposed for redefinition to a nearby                   favors the Asheville wage area more                    Areas
                                                    FWS survey area. There are no FWS                       than the Charlotte wage area. The                      ■  2. Appendix C to subpart B is
                                                    employees stationed in Alexander or                     commuting patterns criterion does not                  amended by revising the wage area
                                                    Catawba Counties.                                       favor one wage area more than another.                 listings for the proposed rule that would
                                                    DATES: We must receive comments on or                   Caldwell County resembles the                          redefine the geographic boundaries of
                                                    before May 27, 2016.                                    Asheville survey area more than the                    the wage areas to read as follows:


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Document Created: 2018-02-07 13:56:00
Document Modified: 2018-02-07 13:56:00
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionProposed rule.
DatesComments on the proposed rule should be submitted in writing to
ContactMs. Jennifer Richards, NASA HQ, Office of Procurement, Contract and Grant Policy Division, Room 5M34, 300 E Street SW., Washington, DC 20456-0001. Telephone 202-358-0047; facsimile 202-358-3082.
FR Citation81 FR 24735 
RIN Number2700-AE29

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