81_FR_24850 81 FR 24769 - State Inspection Programs for Passenger-Carrier Vehicles

81 FR 24769 - State Inspection Programs for Passenger-Carrier Vehicles

DEPARTMENT OF TRANSPORTATION
Federal Motor Carrier Safety Administration

Federal Register Volume 81, Issue 81 (April 27, 2016)

Page Range24769-24772
FR Document2016-09846

FMCSA announces that it is considering a rulemaking that would require the States to establish a program for annual inspections of commercial motor vehicles (CMVs) designed or used to transport passengers (or, passenger-carrying CMVs). FMCSA plans to assess the risks associated with improperly maintained or inspected passenger- carrying CMVs by reviewing the effectiveness of existing Federal inspection standards that are applicable to these types of vehicles, and considering the costs and benefits of having a mandatory inspection program.

Federal Register, Volume 81 Issue 81 (Wednesday, April 27, 2016)
[Federal Register Volume 81, Number 81 (Wednesday, April 27, 2016)]
[Proposed Rules]
[Pages 24769-24772]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-09846]


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DEPARTMENT OF TRANSPORTATION

Federal Motor Carrier Safety Administration

49 CFR Parts 350

[Docket No. FMCSA-2014-0470]
RIN 2126-AB84


 State Inspection Programs for Passenger-Carrier Vehicles

AGENCY: Federal Motor Carrier Safety Administration (FMCSA), DOT.

ACTION: Advance notice of proposed rulemaking (ANPRM).

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SUMMARY: FMCSA announces that it is considering a rulemaking that would 
require the States to establish a program for annual inspections of 
commercial motor vehicles (CMVs) designed or used to transport 
passengers (or, passenger-carrying CMVs). FMCSA plans to assess the 
risks associated with improperly maintained or inspected passenger-
carrying CMVs by reviewing the effectiveness of existing Federal 
inspection standards that are applicable to these types of vehicles, 
and considering the costs and benefits of having a mandatory inspection 
program.

DATES: Comments on this notice must be received on or before June 27, 
2016.

ADDRESSES: You may submit comments identified by Docket Number FMCSA-
2014-0470 using any of the following methods:
     Federal eRulemaking Portal: http://www.regulations.gov. 
Follow the online instructions for submitting comments.
     Mail: Docket Management Facility, U.S. Department of 
Transportation, 1200 New Jersey Avenue SE., West Building, Ground 
Floor, Room W12-140, Washington, DC 20590-0001.
     Hand Delivery or Courier: West Building, Ground Floor, 
Room W12-140, 1200 New Jersey Avenue SE., Washington, DC, between 9 
a.m. and 5 p.m., Monday through Friday, except Federal holidays.
     Fax: 202-493-2251.
    To avoid duplication, please use only one of these four methods. 
See the ``Public Participation and Request for Comments'' portion of 
the SUPPLEMENTARY INFORMATION section for instructions on submitting 
comments.

FOR FURTHER INFORMATION CONTACT: Ms. Loretta Bitner, Chief, Passenger 
Carrier Division at 202-385-2428, or via email at 
[email protected], Federal Motor Carrier Safety Administration, 
1200 New Jersey Avenue SE., Washington, DC 20590-0001. If you have 
questions on viewing or submitting material to the docket, contact 
Docket Services, telephone (202) 366-9826.

SUPPLEMENTARY INFORMATION: This advanced notice of proposed rulemaking 
(ANPRM) is organized as follows:

I. Public Participation and Request for Comments
    A. Submitting Comments
    B. Viewing Comments and Documents
    C. Privacy Act
II. Legal Basis for the Rulemaking
III. Background
IV. Questions

I. Public Participation and Request for Comments

A. Submitting Comments

    If you submit a comment, please include the docket number for this 
ANPRM (Docket No. FMCSA-2014-0470), indicate the specific section of 
this document to which each comment applies, and provide a reason for 
each suggestion or recommendation. You may submit your comments and 
material online or by fax, mail, or hand delivery, but please use only 
one of these means. FMCSA recommends that you include your name and a 
mailing address, an email address, or a phone number in the body of 
your document so that FMCSA can contact you if there are questions 
regarding your submission.
    To submit your comment online, go to http://www.regulations.gov, 
put the docket number, FMCSA-2014-0470, in the keyword box, and click 
``Search.'' When the new screen appears, click on the ``Comment Now!'' 
button and type your comment into the text box on the following screen. 
Choose whether you are submitting your comment as an individual or on 
behalf of a third party and then submit.
    If you submit your comments by mail or hand delivery, submit them 
in an unbound format, no larger than 8\1/2\ by 11 inches, suitable for 
copying and electronic filing. If you submit comments by mail and would 
like to know that they reached the facility, please enclose a stamped, 
self-addressed postcard or envelope.
    We will consider all comments and material received during the 
comment period and may develop a notice of proposed rulemaking (NPRM) 
based on your comments and other information and analysis.

B. Viewing Comments and Documents

    To view comments, as well as any documents mentioned in this 
preamble as being available in the docket, go to http://www.regulations.gov. Insert the docket number, FMCSA-2014-0470, in the 
keyword box, and click ``Search.'' Next, click the ``Open Docket 
Folder'' button and choose the document to review. If you do not have 
access to the Internet, you may view the docket online by visiting the 
Docket Management Facility in Room W12-140 on the ground floor of the 
DOT West Building, 1200 New Jersey Avenue SE., Washington, DC 20590, 
between 9 a.m. and 5 p.m., e.t., Monday through Friday, except Federal 
holidays.

C. Privacy Act

    In accordance with 5 U.S.C. 553(c), DOT solicits comments from the 
public to better inform its rulemaking process. DOT posts these 
comments, without edit, including any personal information the 
commenter provides, to www.regulations.gov, as described in

[[Page 24770]]

the system of records notice (DOT/ALL-14 FDMS), which can be reviewed 
at www.dot.gov/privacy.

II. Legal Basis for the Rulemaking

    Section 32710 of Motorcoach Enhanced Safety Act of 2012, enacted as 
part of MAP-21, requires that the Secretary of Transportation complete 
a rulemaking proceeding to consider requiring States to establish a 
program for annual inspections of vehicles designed or used to 
transport passengers (Pub. L. 112-141). As part of this proceeding, 
FMCSA must assess: (1) The risks associated with improperly maintained 
or inspected CMVs designed or used to transport passengers; (2) the 
effectiveness of existing Federal inspection standards in mitigating 
the risks associated with improperly maintained vehicles and ensuring 
safe and proper operation; and (3) the costs and benefits of a 
mandatory inspection program.

III. Background

    Section 210 of the Motor Carrier Safety Act of 1984 required the 
Secretary of Transportation to prescribe standards for the inspection 
of CMVs. See 49 U.S.C. 31142. Under the Federal Motor Carrier Safety 
Regulations (FMCSR), a CMV, including qualifying passenger vehicles,\1\ 
must be inspected at least once every 12 months. See 49 CFR 396.17. 
Subject to exceptions under Sec.  396.23, a motor carrier must either 
conduct the inspection using its own qualified personnel or use a 
qualified third party that maintains appropriate facilities and employs 
inspectors qualified under Sec.  396.19. In lieu of conducting a self-
inspection or relying on a third-party inspector under Sec.  396.17, a 
motor carrier may satisfy the FMCSR annual inspection requirement 
through a State or other jurisdiction's inspection program in 
accordance with Sec.  396.23(a), provided that the inspection satisfies 
regulatory requirements.
---------------------------------------------------------------------------

    \1\ A CMV is defined, in part, for purposes of this regulation 
as a ``motor vehicle used on a highway in interstate commerce to 
transport passengers . . . when the vehicle--(1) [h]as a gross 
vehicle weight rating or gross combination weight rating, or gross 
vehicle weight or gross combination weight, of 4,536 kg (10,001 
pounds) or more, whichever is greater; or (2) [i]s designed or used 
to transport more than 8 passengers (including the driver) for 
compensation; or (3) [i]s designed or used to transport more than 15 
passengers, including the driver, and is not used to transport 
passengers for compensation . . .'' 49 CFR 390.5.
---------------------------------------------------------------------------

    However, in those States that have a mandatory State inspection 
requirement that the FMCSA Administrator has determined to be as 
effective as inspections under Sec.  396.17, a motor carrier may rely 
on the State inspection process in order to satisfy the annual 
inspection requirement. 49 CFR 396.23(b)(1). A State inspection under 
this provision might be conducted by State personnel, at a State-
authorized commercial facility, or by the motor carrier under the 
auspices of a State-authorized self-inspection program. Id. According 
to the latest list published by FMCSA, 22 States are among the 
governmental entities that have mandatory inspections programs 
recognized by the FMCSA Administrator. 73 FR 63040 (October 22, 
2008).\2\
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    \2\ At the time of publication, the list of State inspection 
programs determined comparable to, or as effective as, the FMCSA 
periodic inspection program included California, Connecticut, 
Hawaii, Illinois, Louisiana, Maine, Maryland, Massachusetts, 
Michigan, Minnesota, New Hampshire, New Jersey, New York, Ohio, 
Pennsylvania, Rhode Island, Texas, Utah, Vermont, Virginia, West 
Virginia, and Wisconsin. Other jurisdictions and agencies with 
approved programs are the District of Columbia, the Alabama LPG 
Board, the 10 Canadian Provinces, and the Yukon Territory. However 
FMCSA does not collect inspection data on passenger CMVs that are 
not subject to FMCSAs regulatory authority.
---------------------------------------------------------------------------

    In 2012, Congress enacted legislation requiring the Secretary of 
Transportation to complete a rulemaking proceeding to consider 
requiring States to establish an annual inspection program as discussed 
under the Legal Basis section, above. Subsequently, FMCSA conducted 
three public listening sessions that provided interested parties with 
the opportunity to share their views on the merits of requiring State 
inspections of passenger CMVs.\3\ Transcripts of these sessions are 
available in the public docket noted above. Stakeholders' presentations 
proved valuable in developing the questions posed in today's ANPRM. 
While the Agency received a broad range of comments, recurring themes 
included the costs of mandatory inspection programs, the value of a 
nation-wide uniform inspection standard, and the need for national 
training of inspectors to eliminate inconsistencies in how inspection 
standards are applied. Both industry and the enforcement community 
identified concerns about the cost of the inspection programs. 
Stakeholders' estimates of costs for program administration and 
individual inspections varied significantly. Industry stakeholders 
expressed concern about inconsistent inspections under existing 
programs.
---------------------------------------------------------------------------

    \3\ The listening sessions were conducted at the American Bus 
Association Marketplace in St. Louis, Missouri on January 13, 2015, 
a United Motor Coach Association meeting in New Orleans, Louisiana 
on January 18, 2015, and a Commercial Vehicle Safety Alliance 
workshop in Jacksonville, Florida on April 14, 2015.
---------------------------------------------------------------------------

    Section 32710 of MAP-21 did not address the Agency's authority to 
require mandatory State inspection programs. While Congress has granted 
the Secretary broad regulatory authority over the interstate operation 
of CMVs, under Federalism principles and the 10th Amendment, the 
Federal government may not compel the States to enact or administer a 
Federal regulatory program (New York v. United States, 505 U.S. 144, 
188 (1992)), or compel State officers to administer or enforce a 
Federal regulatory program (Printz v. United States, 521 U.S. 898, 935 
(1997)). Thus, FMCSA assumes Congress intended that State participation 
would be required as a condition of receiving Federal funds. See, e.g., 
South Dakota v. Dole, 483 U.S. 203, 206-207 (1987). However, Congress 
neither established a new financial assistance program for funding 
State inspection programs nor specified what existing financial 
assistance program FMCSA might employ to incentivize States to adopt 
inspection programs. Thus, in posing its final question below, the 
Agency is seeking its State partners' views on how to implement and 
incentivize a required State inspection program, should the Agency 
propose such a program.

IV. Questions

    FMCSA is considering a rulemaking under which States would 
establish a program for annual inspections of CMVs designed or used to 
transport passengers. The Agency will use information gathered through 
this ANPRM to quantify the economic benefits and costs of this action 
if it issues an NPRM. The Agency encourages parties with knowledge of 
the industry to provide information about the impact that such a rule 
would have on current regulations, operating costs, business practices, 
safety, and any other areas that would be affected by a rule requiring 
States to establish inspection programs.
    FMCSA also requests responses to the following issues and 
questions. Again, whenever possible, commenters should provide data. 
FMCSA also encourages stakeholders to describe any applicable 
regulatory inspection process under which they operate. FMCSA 
recognizes that an individual commenter may choose to respond to all of 
the issues or only a subset, based on his or her interest or area of 
expertise.

[[Page 24771]]

Existing State Mandatory Vehicle Inspection Programs for Passenger-
Carrying Commercial Motor Vehicles (CMVs)

    1. Does your State or the States in which you register your 
passenger-carrying CMV conduct mandatory inspections of such vehicles? 
Please indicate the State(s) in which your passenger-carrying CMVs are 
registered.
    2. What vehicle types are included in the mandatory passenger-
carrying CMV inspection program (e.g., motorcoaches, school buses, 
mini-buses, 9-15 passenger vans, etc.) and which are not included?
    3. If your State has a mandatory program, briefly describe your 
inspection procedures and indicate which vehicle components are 
inspected.
    4. How many total inspections are performed by your State annually 
for each of the following types of vehicles?

a. Motorcoaches
b. School buses
c. Mini-buses
d. 9-15 passenger vans
e. Other

    5. What is the estimated time required to complete each vehicle 
inspection?
    6. What procedures are used to record the vehicle inspection?
    7. If a vehicle does not pass an inspection, who addresses the 
issues? If it is done by someone other than the inspecting entity, is 
there a second inspection after the issues are addressed? On average, 
how many follow up inspections does it take to pass a vehicle?
    8. Are mandatory vehicle inspections performed by State employees, 
by third-party inspectors authorized by the State, or by passenger 
carrier employees through a State-authorized self-inspection program?
    9. If vehicle inspections are conducted by a State-authorized third 
party or by passenger-carrier employees authorized by the State, are 
there differences in safety outcomes between those conducted by State 
employees and those conducted by third-party inspectors or through a 
passenger carrier's State-authorized self-inspection facilities?
    10. Are there any specific benefits or concerns related to using 
third-party inspectors or by others?
    11. If inspections are conducted by third-party inspectors or by 
passenger carrier-employed mechanics or technicians, what oversight is 
or should be required?
    12. Should self-inspection or third-party inspections be options 
for compliance with a mandatory State inspection?
    13. How does/would the cost of inspections differ between those 
conducted by State employees or by third-party inspectors?
    14. What might be other preferable options?

Measuring Effectiveness of Inspection Programs

    15. Does your State have information on violations discovered 
during inspections that are attributable to maintenance issues that 
should have been found during a required vehicle inspection?
    16. Has your State considered implementing a mandatory passenger-
carrying CMV inspection program, but declined to do so? If so, what are 
your State's reasons for not implementing a program?
    17. If your State imposes mandatory inspection of passenger-
carrying CMVs, how is the effectiveness of that program measured?
    18. What are the most common vehicle defects discovered during 
these mandatory vehicle inspections? What safety conclusions do you 
draw from the results of these inspections?
    19. Has your State or organization collected data related to 
crashes, injuries, or fatalities attributable to improperly maintained 
or inspected passenger-carrying CMVs? If so, please provide summary 
information or links to detailed data associated with these areas.
    20. Has the occurrence of passenger-carrying CMV-involved crashes, 
injuries, or fatalities before and after the implementation of a 
mandatory inspection requirement been evaluated? If so, please provide 
summary information or links to detailed data associated with these 
areas.
    21. After a State inspection requirement was instituted, what 
changes were observed over time in the number of safety violations 
discovered during inspections, if any.
    22. Do programs that inspect only a sample of vehicles have 
significantly different outcomes than those where all vehicles are 
inspected, please provide examples of how they differ?

Inspection Facilities and Locations

    23. Where does your State conduct mandatory passenger-carrying CMV 
inspections (e.g., State owned/leased facility, third party facility, 
carrier's place of business, or other type of facility)?
    24. Where should mandatory passenger-carrying CMV inspections be 
performed?
    25. If mandatory passenger-carrying CMV inspections are conducted 
at the carrier's place of business, what accommodations must be made to 
ensure appropriate access (e.g., pits, lifts, etc.) to conduct full 
inspections of motorcoaches and other large passenger vehicles?
    26. How does facility location or accessibility for mandatory 
inspections impact inspections or compliance?
    27. What delays may the State experience in completing mandatory 
inspections (e.g. lack of sufficient number of inspection facilities)?

Costs

    28. What is the cost per mandatory vehicle inspection to the 
carrier?
    29. Do inspection fees differ based on the type of vehicle being 
inspected?
    30. Do vehicle inspection fees differ based on location of the 
inspections?
    31. How much does it cost the State to establish and run inspection 
programs on an annual basis?
    32. If a vehicle does not pass an inspection, is there an 
additional cost for the second inspection?
    33. If fees are collected by the State, does the State dedicate the 
revenue to the administration of the program?

Uniformity of Mandatory Vehicle Inspection Programs

    34. What qualifications should be applicable to individuals 
authorized to perform mandatory passenger-carrying CMV inspections?
    35. Should minimum training elements be required for passenger-
carrying CMV inspections? If so, how much training should be required 
and who should administer the training?
    36. What should be the minimum vehicle components inspected under a 
mandatory bus inspection program?
    37. How does the existence of different vehicle inspection 
requirements among the States affect carrier business practices?
    38. How might business practices change under a uniform mandatory 
bus inspection program?

Current Federal Standards

    39. How effective are existing Federal standards for the inspection 
of passenger-carrying CMVs in (1) mitigating the risks associated with 
improperly maintained vehicles and (2) ensuring the safe and proper 
operating condition of the vehicles?
    40. What is an effective and efficient way for the FMCSA to track 
inspected carriers to reduce burden on States and carriers?

Federal Authority

    41. How should FMCSA incentivize the States to establish mandatory

[[Page 24772]]

passenger-carrying CMV inspection programs?

    Issued under the authority of delegation in 49 CFR 1.87 on April 
20, 2016.
T.F. Scott Darling, III,
Acting Administrator.
[FR Doc. 2016-09846 Filed 4-26-16; 8:45 am]
BILLING CODE 4910-EX-P



                                                                           Federal Register / Vol. 81, No. 81 / Wednesday, April 27, 2016 / Proposed Rules                                         24769

                                                    2002, Public Law 107–198, see 44 U.S.C.                 require the States to establish a program              ANPRM (Docket No. FMCSA–2014–
                                                    3506(c)(4).                                             for annual inspections of commercial                   0470), indicate the specific section of
                                                       Provisions of the Regulatory                         motor vehicles (CMVs) designed or used                 this document to which each comment
                                                    Flexibility Act of 1980 do not apply to                 to transport passengers (or, passenger-                applies, and provide a reason for each
                                                    this proceeding. Members of the public                  carrying CMVs). FMCSA plans to assess                  suggestion or recommendation. You
                                                    should note that from the time a Notice                 the risks associated with improperly                   may submit your comments and
                                                    of Proposed Rule Making is issued until                 maintained or inspected passenger-                     material online or by fax, mail, or hand
                                                    the matter is no longer subject to                      carrying CMVs by reviewing the                         delivery, but please use only one of
                                                    Commission consideration or court                       effectiveness of existing Federal                      these means. FMCSA recommends that
                                                    review, all ex parte contacts (other than               inspection standards that are applicable               you include your name and a mailing
                                                    ex parte presentations exempt under 47                  to these types of vehicles, and                        address, an email address, or a phone
                                                    CFR 1.1204(a)) are prohibited in                        considering the costs and benefits of                  number in the body of your document
                                                    Commission proceedings, such as this                    having a mandatory inspection program.                 so that FMCSA can contact you if there
                                                    one, which involve channel allotments.                  DATES: Comments on this notice must be                 are questions regarding your
                                                    See 47 CFR 1.1208 for rules governing                   received on or before June 27, 2016.                   submission.
                                                    restricted proceedings.                                                                                          To submit your comment online, go to
                                                                                                            ADDRESSES: You may submit comments
                                                       For information regarding proper                                                                            http://www.regulations.gov, put the
                                                                                                            identified by Docket Number FMCSA–
                                                    filing procedures for comments, see 47                                                                         docket number, FMCSA–2014–0470, in
                                                                                                            2014–0470 using any of the following
                                                    CFR 1.415 and 1.420.                                                                                           the keyword box, and click ‘‘Search.’’
                                                                                                            methods:
                                                                                                                                                                   When the new screen appears, click on
                                                    List of Subjects in 47 CFR Part 73                         • Federal eRulemaking Portal: http://
                                                                                                                                                                   the ‘‘Comment Now!’’ button and type
                                                      Television.                                           www.regulations.gov. Follow the online
                                                                                                                                                                   your comment into the text box on the
                                                                                                            instructions for submitting comments.
                                                    Federal Communications Commission.                         • Mail: Docket Management Facility,                 following screen. Choose whether you
                                                    Thomas Horan,                                           U.S. Department of Transportation, 1200                are submitting your comment as an
                                                    Chief of Staff, Media Bureau.                           New Jersey Avenue SE., West Building,                  individual or on behalf of a third party
                                                                                                            Ground Floor, Room W12–140,                            and then submit.
                                                    Proposed Rules                                                                                                   If you submit your comments by mail
                                                                                                            Washington, DC 20590–0001.
                                                      For the reasons discussed in the                         • Hand Delivery or Courier: West                    or hand delivery, submit them in an
                                                    preamble, the Federal Communications                    Building, Ground Floor, Room W12–                      unbound format, no larger than 81⁄2 by
                                                    Commission proposes to amend 47 CFR                     140, 1200 New Jersey Avenue SE.,                       11 inches, suitable for copying and
                                                    part 73 as follows:                                     Washington, DC, between 9 a.m. and 5                   electronic filing. If you submit
                                                                                                            p.m., Monday through Friday, except                    comments by mail and would like to
                                                    PART 73—RADIO BROADCAST                                                                                        know that they reached the facility,
                                                                                                            Federal holidays.
                                                    SERVICES                                                                                                       please enclose a stamped, self-addressed
                                                                                                               • Fax: 202–493–2251.
                                                                                                               To avoid duplication, please use only               postcard or envelope.
                                                    ■ 1. The authority citation for part 73                                                                          We will consider all comments and
                                                    continues to read as follows:                           one of these four methods. See the
                                                                                                            ‘‘Public Participation and Request for                 material received during the comment
                                                      Authority: 47 U.S.C. 154, 303, 334, 336,              Comments’’ portion of the                              period and may develop a notice of
                                                    and 339.                                                                                                       proposed rulemaking (NPRM) based on
                                                                                                            SUPPLEMENTARY INFORMATION section for
                                                    § 73.622   [Amended]                                    instructions on submitting comments.                   your comments and other information
                                                                                                                                                                   and analysis.
                                                    ■ 2. Section 73.622(i), the Post-                       FOR FURTHER INFORMATION CONTACT: Ms.
                                                    Transition Table of DTV Allotments                      Loretta Bitner, Chief, Passenger Carrier               B. Viewing Comments and Documents
                                                    under Georiga is amended by adding                      Division at 202–385–2428, or via email                   To view comments, as well as any
                                                    channel 22 and removing channel 51 at                   at Loretta.Bitner@dot.gov, Federal Motor               documents mentioned in this preamble
                                                    Cordele.                                                Carrier Safety Administration, 1200                    as being available in the docket, go to
                                                    [FR Doc. 2016–09830 Filed 4–26–16; 8:45 am]             New Jersey Avenue SE., Washington,                     http://www.regulations.gov. Insert the
                                                    BILLING CODE P
                                                                                                            DC 20590–0001. If you have questions                   docket number, FMCSA–2014–0470, in
                                                                                                            on viewing or submitting material to the               the keyword box, and click ‘‘Search.’’
                                                                                                            docket, contact Docket Services,                       Next, click the ‘‘Open Docket Folder’’
                                                    DEPARTMENT OF TRANSPORTATION                            telephone (202) 366–9826.                              button and choose the document to
                                                                                                            SUPPLEMENTARY INFORMATION: This                        review. If you do not have access to the
                                                    Federal Motor Carrier Safety                            advanced notice of proposed                            Internet, you may view the docket
                                                    Administration                                          rulemaking (ANPRM) is organized as                     online by visiting the Docket
                                                                                                            follows:                                               Management Facility in Room W12–140
                                                    49 CFR Parts 350                                        I. Public Participation and Request for                on the ground floor of the DOT West
                                                    [Docket No. FMCSA–2014–0470]                                  Comments                                         Building, 1200 New Jersey Avenue SE.,
                                                                                                               A. Submitting Comments                              Washington, DC 20590, between 9 a.m.
                                                    RIN 2126–AB84                                              B. Viewing Comments and Documents                   and 5 p.m., e.t., Monday through Friday,
                                                                                                               C. Privacy Act                                      except Federal holidays.
                                                    State Inspection Programs for                           II. Legal Basis for the Rulemaking
jstallworth on DSK7TPTVN1PROD with PROPOSALS




                                                    Passenger-Carrier Vehicles                              III. Background                                        C. Privacy Act
                                                                                                            IV. Questions                                            In accordance with 5 U.S.C. 553(c),
                                                    AGENCY: Federal Motor Carrier Safety
                                                    Administration (FMCSA), DOT.                            I. Public Participation and Request for                DOT solicits comments from the public
                                                    ACTION: Advance notice of proposed                      Comments                                               to better inform its rulemaking process.
                                                    rulemaking (ANPRM).                                                                                            DOT posts these comments, without
                                                                                                            A. Submitting Comments                                 edit, including any personal information
                                                    SUMMARY:  FMCSA announces that it is                      If you submit a comment, please                      the commenter provides, to
                                                    considering a rulemaking that would                     include the docket number for this                     www.regulations.gov, as described in


                                               VerDate Sep<11>2014   15:15 Apr 26, 2016   Jkt 238001   PO 00000   Frm 00035   Fmt 4702   Sfmt 4702   E:\FR\FM\27APP1.SGM   27APP1


                                                    24770                  Federal Register / Vol. 81, No. 81 / Wednesday, April 27, 2016 / Proposed Rules

                                                    the system of records notice (DOT/ALL–                  process in order to satisfy the annual                 concern about inconsistent inspections
                                                    14 FDMS), which can be reviewed at                      inspection requirement. 49 CFR                         under existing programs.
                                                    www.dot.gov/privacy.                                    396.23(b)(1). A State inspection under                   Section 32710 of MAP–21 did not
                                                    II. Legal Basis for the Rulemaking                      this provision might be conducted by                   address the Agency’s authority to
                                                                                                            State personnel, at a State-authorized                 require mandatory State inspection
                                                       Section 32710 of Motorcoach                          commercial facility, or by the motor
                                                    Enhanced Safety Act of 2012, enacted as                                                                        programs. While Congress has granted
                                                                                                            carrier under the auspices of a State-                 the Secretary broad regulatory authority
                                                    part of MAP–21, requires that the                       authorized self-inspection program. Id.
                                                    Secretary of Transportation complete a                                                                         over the interstate operation of CMVs,
                                                                                                            According to the latest list published by              under Federalism principles and the
                                                    rulemaking proceeding to consider                       FMCSA, 22 States are among the
                                                    requiring States to establish a program                                                                        10th Amendment, the Federal
                                                                                                            governmental entities that have
                                                    for annual inspections of vehicles                                                                             government may not compel the States
                                                                                                            mandatory inspections programs
                                                    designed or used to transport passengers                                                                       to enact or administer a Federal
                                                                                                            recognized by the FMCSA
                                                    (Pub. L. 112–141). As part of this                                                                             regulatory program (New York v. United
                                                                                                            Administrator. 73 FR 63040 (October 22,
                                                    proceeding, FMCSA must assess: (1)                                                                             States, 505 U.S. 144, 188 (1992)), or
                                                                                                            2008).2
                                                    The risks associated with improperly                                                                           compel State officers to administer or
                                                    maintained or inspected CMVs designed                      In 2012, Congress enacted legislation               enforce a Federal regulatory program
                                                    or used to transport passengers; (2) the                requiring the Secretary of                             (Printz v. United States, 521 U.S. 898,
                                                    effectiveness of existing Federal                       Transportation to complete a                           935 (1997)). Thus, FMCSA assumes
                                                    inspection standards in mitigating the                  rulemaking proceeding to consider                      Congress intended that State
                                                    risks associated with improperly                        requiring States to establish an annual                participation would be required as a
                                                    maintained vehicles and ensuring safe                   inspection program as discussed under                  condition of receiving Federal funds.
                                                    and proper operation; and (3) the costs                 the Legal Basis section, above.                        See, e.g., South Dakota v. Dole, 483 U.S.
                                                    and benefits of a mandatory inspection                  Subsequently, FMCSA conducted three                    203, 206–207 (1987). However, Congress
                                                    program.                                                public listening sessions that provided                neither established a new financial
                                                                                                            interested parties with the opportunity
                                                    III. Background                                                                                                assistance program for funding State
                                                                                                            to share their views on the merits of
                                                       Section 210 of the Motor Carrier                                                                            inspection programs nor specified what
                                                                                                            requiring State inspections of passenger
                                                    Safety Act of 1984 required the                                                                                existing financial assistance program
                                                                                                            CMVs.3 Transcripts of these sessions are
                                                    Secretary of Transportation to prescribe                                                                       FMCSA might employ to incentivize
                                                                                                            available in the public docket noted
                                                    standards for the inspection of CMVs.                                                                          States to adopt inspection programs.
                                                                                                            above. Stakeholders’ presentations
                                                    See 49 U.S.C. 31142. Under the Federal                                                                         Thus, in posing its final question below,
                                                                                                            proved valuable in developing the
                                                    Motor Carrier Safety Regulations                        questions posed in today’s ANPRM.                      the Agency is seeking its State partners’
                                                    (FMCSR), a CMV, including qualifying                    While the Agency received a broad                      views on how to implement and
                                                    passenger vehicles,1 must be inspected                  range of comments, recurring themes                    incentivize a required State inspection
                                                    at least once every 12 months. See 49                   included the costs of mandatory                        program, should the Agency propose
                                                    CFR 396.17. Subject to exceptions under                 inspection programs, the value of a                    such a program.
                                                    § 396.23, a motor carrier must either                   nation-wide uniform inspection                         IV. Questions
                                                    conduct the inspection using its own                    standard, and the need for national
                                                    qualified personnel or use a qualified                  training of inspectors to eliminate                       FMCSA is considering a rulemaking
                                                    third party that maintains appropriate                  inconsistencies in how inspection                      under which States would establish a
                                                    facilities and employs inspectors                       standards are applied. Both industry                   program for annual inspections of CMVs
                                                    qualified under § 396.19. In lieu of                    and the enforcement community                          designed or used to transport
                                                    conducting a self-inspection or relying                 identified concerns about the cost of the              passengers. The Agency will use
                                                    on a third-party inspector under                                                                               information gathered through this
                                                                                                            inspection programs. Stakeholders’
                                                    § 396.17, a motor carrier may satisfy the
                                                                                                            estimates of costs for program                         ANPRM to quantify the economic
                                                    FMCSR annual inspection requirement
                                                                                                            administration and individual                          benefits and costs of this action if it
                                                    through a State or other jurisdiction’s
                                                                                                            inspections varied significantly.                      issues an NPRM. The Agency
                                                    inspection program in accordance with
                                                                                                            Industry stakeholders expressed                        encourages parties with knowledge of
                                                    § 396.23(a), provided that the inspection
                                                    satisfies regulatory requirements.                                                                             the industry to provide information
                                                       However, in those States that have a
                                                                                                               2 At the time of publication, the list of State
                                                                                                                                                                   about the impact that such a rule would
                                                                                                            inspection programs determined comparable to, or       have on current regulations, operating
                                                    mandatory State inspection requirement                  as effective as, the FMCSA periodic inspection
                                                    that the FMCSA Administrator has                        program included California, Connecticut, Hawaii,      costs, business practices, safety, and any
                                                    determined to be as effective as                        Illinois, Louisiana, Maine, Maryland,                  other areas that would be affected by a
                                                                                                            Massachusetts, Michigan, Minnesota, New                rule requiring States to establish
                                                    inspections under § 396.17, a motor                     Hampshire, New Jersey, New York, Ohio,
                                                    carrier may rely on the State inspection                Pennsylvania, Rhode Island, Texas, Utah, Vermont,      inspection programs.
                                                                                                            Virginia, West Virginia, and Wisconsin. Other             FMCSA also requests responses to the
                                                       1 A CMV is defined, in part, for purposes of this    jurisdictions and agencies with approved programs
                                                                                                            are the District of Columbia, the Alabama LPG
                                                                                                                                                                   following issues and questions. Again,
                                                    regulation as a ‘‘motor vehicle used on a highway
                                                    in interstate commerce to transport passengers . . .    Board, the 10 Canadian Provinces, and the Yukon        whenever possible, commenters should
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                                                    when the vehicle—(1) [h]as a gross vehicle weight       Territory. However FMCSA does not collect              provide data. FMCSA also encourages
                                                    rating or gross combination weight rating, or gross     inspection data on passenger CMVs that are not         stakeholders to describe any applicable
                                                    vehicle weight or gross combination weight, of          subject to FMCSAs regulatory authority.
                                                    4,536 kg (10,001 pounds) or more, whichever is             3 The listening sessions were conducted at the      regulatory inspection process under
                                                    greater; or (2) [i]s designed or used to transport      American Bus Association Marketplace in St. Louis,     which they operate. FMCSA recognizes
                                                    more than 8 passengers (including the driver) for       Missouri on January 13, 2015, a United Motor           that an individual commenter may
                                                    compensation; or (3) [i]s designed or used to           Coach Association meeting in New Orleans,
                                                    transport more than 15 passengers, including the        Louisiana on January 18, 2015, and a Commercial
                                                                                                                                                                   choose to respond to all of the issues or
                                                    driver, and is not used to transport passengers for     Vehicle Safety Alliance workshop in Jacksonville,      only a subset, based on his or her
                                                    compensation . . .’’ 49 CFR 390.5.                      Florida on April 14, 2015.                             interest or area of expertise.


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                                                                           Federal Register / Vol. 81, No. 81 / Wednesday, April 27, 2016 / Proposed Rules                                            24771

                                                    Existing State Mandatory Vehicle                          13. How does/would the cost of                       carrier’s place of business, what
                                                    Inspection Programs for Passenger-                      inspections differ between those                       accommodations must be made to
                                                    Carrying Commercial Motor Vehicles                      conducted by State employees or by                     ensure appropriate access (e.g., pits,
                                                    (CMVs)                                                  third-party inspectors?                                lifts, etc.) to conduct full inspections of
                                                       1. Does your State or the States in                    14. What might be other preferable                   motorcoaches and other large passenger
                                                    which you register your passenger-                      options?                                               vehicles?
                                                    carrying CMV conduct mandatory                                                                                    26. How does facility location or
                                                                                                            Measuring Effectiveness of Inspection
                                                    inspections of such vehicles? Please                                                                           accessibility for mandatory inspections
                                                                                                            Programs
                                                    indicate the State(s) in which your                                                                            impact inspections or compliance?
                                                    passenger-carrying CMVs are registered.                    15. Does your State have information                   27. What delays may the State
                                                       2. What vehicle types are included in                on violations discovered during                        experience in completing mandatory
                                                    the mandatory passenger-carrying CMV                    inspections that are attributable to                   inspections (e.g. lack of sufficient
                                                    inspection program (e.g., motorcoaches,                 maintenance issues that should have                    number of inspection facilities)?
                                                    school buses, mini-buses, 9–15                          been found during a required vehicle
                                                                                                            inspection?                                            Costs
                                                    passenger vans, etc.) and which are not
                                                    included?                                                  16. Has your State considered                         28. What is the cost per mandatory
                                                       3. If your State has a mandatory                     implementing a mandatory passenger-                    vehicle inspection to the carrier?
                                                    program, briefly describe your                          carrying CMV inspection program, but                     29. Do inspection fees differ based on
                                                    inspection procedures and indicate                      declined to do so? If so, what are your                the type of vehicle being inspected?
                                                    which vehicle components are                            State’s reasons for not implementing a                   30. Do vehicle inspection fees differ
                                                    inspected.                                              program?                                               based on location of the inspections?
                                                       4. How many total inspections are                       17. If your State imposes mandatory                   31. How much does it cost the State
                                                    performed by your State annually for                    inspection of passenger-carrying CMVs,                 to establish and run inspection
                                                    each of the following types of vehicles?                how is the effectiveness of that program               programs on an annual basis?
                                                    a. Motorcoaches                                         measured?                                                32. If a vehicle does not pass an
                                                    b. School buses                                            18. What are the most common                        inspection, is there an additional cost
                                                    c. Mini-buses                                           vehicle defects discovered during these                for the second inspection?
                                                    d. 9–15 passenger vans                                  mandatory vehicle inspections? What                      33. If fees are collected by the State,
                                                    e. Other                                                safety conclusions do you draw from the                does the State dedicate the revenue to
                                                       5. What is the estimated time required               results of these inspections?                          the administration of the program?
                                                    to complete each vehicle inspection?                       19. Has your State or organization
                                                                                                            collected data related to crashes,                     Uniformity of Mandatory Vehicle
                                                       6. What procedures are used to record                                                                       Inspection Programs
                                                    the vehicle inspection?                                 injuries, or fatalities attributable to
                                                       7. If a vehicle does not pass an                     improperly maintained or inspected                       34. What qualifications should be
                                                    inspection, who addresses the issues? If                passenger-carrying CMVs? If so, please                 applicable to individuals authorized to
                                                    it is done by someone other than the                    provide summary information or links                   perform mandatory passenger-carrying
                                                    inspecting entity, is there a second                    to detailed data associated with these                 CMV inspections?
                                                    inspection after the issues are                         areas.                                                   35. Should minimum training
                                                    addressed? On average, how many                            20. Has the occurrence of passenger-                elements be required for passenger-
                                                    follow up inspections does it take to                   carrying CMV-involved crashes,                         carrying CMV inspections? If so, how
                                                    pass a vehicle?                                         injuries, or fatalities before and after the           much training should be required and
                                                       8. Are mandatory vehicle inspections                 implementation of a mandatory                          who should administer the training?
                                                    performed by State employees, by third-                 inspection requirement been evaluated?                   36. What should be the minimum
                                                    party inspectors authorized by the State,               If so, please provide summary                          vehicle components inspected under a
                                                    or by passenger carrier employees                       information or links to detailed data                  mandatory bus inspection program?
                                                    through a State-authorized self-                        associated with these areas.                             37. How does the existence of
                                                    inspection program?                                        21. After a State inspection                        different vehicle inspection
                                                       9. If vehicle inspections are                        requirement was instituted, what                       requirements among the States affect
                                                    conducted by a State-authorized third                   changes were observed over time in the                 carrier business practices?
                                                    party or by passenger-carrier employees                 number of safety violations discovered                   38. How might business practices
                                                    authorized by the State, are there                      during inspections, if any.                            change under a uniform mandatory bus
                                                    differences in safety outcomes between                     22. Do programs that inspect only a                 inspection program?
                                                    those conducted by State employees and                  sample of vehicles have significantly
                                                                                                                                                                   Current Federal Standards
                                                    those conducted by third-party                          different outcomes than those where all
                                                    inspectors or through a passenger                       vehicles are inspected, please provide                   39. How effective are existing Federal
                                                    carrier’s State-authorized self-inspection              examples of how they differ?                           standards for the inspection of
                                                    facilities?                                                                                                    passenger-carrying CMVs in (1)
                                                       10. Are there any specific benefits or               Inspection Facilities and Locations                    mitigating the risks associated with
                                                    concerns related to using third-party                     23. Where does your State conduct                    improperly maintained vehicles and (2)
                                                    inspectors or by others?                                mandatory passenger-carrying CMV                       ensuring the safe and proper operating
                                                       11. If inspections are conducted by                  inspections (e.g., State owned/leased                  condition of the vehicles?
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                                                    third-party inspectors or by passenger                  facility, third party facility, carrier’s                40. What is an effective and efficient
                                                    carrier-employed mechanics or                           place of business, or other type of                    way for the FMCSA to track inspected
                                                    technicians, what oversight is or should                facility)?                                             carriers to reduce burden on States and
                                                    be required?                                              24. Where should mandatory                           carriers?
                                                       12. Should self-inspection or third-                 passenger-carrying CMV inspections be
                                                    party inspections be options for                        performed?                                             Federal Authority
                                                    compliance with a mandatory State                         25. If mandatory passenger-carrying                    41. How should FMCSA incentivize
                                                    inspection?                                             CMV inspections are conducted at the                   the States to establish mandatory


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                                                    24772                  Federal Register / Vol. 81, No. 81 / Wednesday, April 27, 2016 / Proposed Rules

                                                    passenger-carrying CMV inspection                          • Electronic submission: Submit all                 Territories (collectively referred to here
                                                    programs?                                               electronic public comments via the                     as ‘‘members’’). The United States of
                                                      Issued under the authority of delegation in           Federal e-Rulemaking Portal.                           America is a Member. American Samoa,
                                                    49 CFR 1.87 on April 20, 2016.                             1. Go to www.regulations.gov/                       Guam, and the Commonwealth of the
                                                    T.F. Scott Darling, III,                                #!docketDetail;D=NOAA-NMFS-2016-                       Northern Mariana Islands (CNMI) are
                                                                                                            0031,                                                  Participating Territories.
                                                    Acting Administrator.
                                                                                                               2. Click the ‘‘Comment Now!’’ icon,                   As a Contracting Party to the
                                                    [FR Doc. 2016–09846 Filed 4–26–16; 8:45 am]
                                                                                                            complete the required fields, and                      Convention and a Member of the
                                                    BILLING CODE 4910–EX–P                                                                                         Commission, the United States
                                                                                                               3. Enter or attach your comments.
                                                                                                            —OR—                                                   implements conservation and
                                                                                                               • Mail: Submit written comments to                  management measures and other
                                                    DEPARTMENT OF COMMERCE                                  Michael D. Tosatto, Regional                           decisions adopted by the Commission.
                                                                                                            Administrator, NMFS, Pacific Islands                   The WCPFC Implementation Act (16
                                                    National Oceanic and Atmospheric                        Regional Office (PIRO), 1845 Wasp                      U.S.C. 6901 et seq.), authorizes the
                                                    Administration                                          Blvd., Building 176, Honolulu, HI                      Secretary of Commerce, in consultation
                                                                                                            96818.                                                 with the Secretary of State and the
                                                    50 CFR Part 300                                            Instructions: Comments sent by any                  Secretary of the Department in which
                                                                                                            other method, to any other address or                  the United States Coast Guard is
                                                    [Docket No. 160205084–6084–01]                          individual, or received after the end of               operating (currently the Department of
                                                                                                            the comment period, might not be                       Homeland Security), to promulgate such
                                                    RIN 0648–BF76                                                                                                  regulations as may be necessary to carry
                                                                                                            considered by NMFS. All comments
                                                                                                            received are a part of the public record               out the obligations of the United States
                                                    International Fisheries; Western and                                                                           under the Convention, including the
                                                    Central Pacific Fisheries for Highly                    and will generally be posted for public
                                                                                                            viewing on www.regulations.gov                         decisions of the Commission. The
                                                    Migratory Species; Purse Seine                                                                                 WCPFC Implementation Act further
                                                    Observer Requirements, and Fishing                      without change. All personal identifying
                                                                                                            information (e.g., name and address),                  provides that the Secretary of Commerce
                                                    Restrictions and Limits in Purse Seine                                                                         shall ensure consistency, to the extent
                                                    and Longline Fisheries for 2016–2017                    confidential business information, or
                                                                                                            otherwise sensitive information                        practicable, of fishery management
                                                    AGENCY:  National Marine Fisheries                      submitted voluntarily by the sender will               programs administered under the
                                                    Service (NMFS), National Oceanic and                    be publicly accessible. NMFS will                      WCPFC Implementation Act and the
                                                    Atmospheric Administration (NOAA),                      accept anonymous comments (enter ‘‘N/                  Magnuson-Stevens Fishery
                                                    Commerce.                                               A’’ in the required fields if you wish to              Conservation and Management Act
                                                                                                            remain anonymous).                                     (MSA; 16 U.S.C. 1801 et seq.), as well
                                                    ACTION: Proposed rule; request for
                                                                                                               An initial regulatory flexibility                   as other specific laws (see 16 U.S.C.
                                                    comments.
                                                                                                            analysis (IRFA) prepared under                         6905(b)). The Secretary of Commerce
                                                    SUMMARY:   NMFS seeks comments on                       authority of the Regulatory Flexibility                has delegated the authority to
                                                    this proposed rule issued under                         Act is included in the Classification                  promulgate regulations under the
                                                    authority of the Western and Central                    section of the SUPPLEMENTARY                           WCPFC Implementation Act to NMFS.
                                                    Pacific Fisheries Convention                            INFORMATION section of this document.
                                                                                                                                                                   A map showing the boundaries of the
                                                    Implementation Act (WCPFC                                  Copies of the RIR and the                           area of application of the Convention
                                                    Implementation Act). The proposed rule                  programmatic environmental                             (Convention Area), which comprises the
                                                    would, first, require that U.S. purse                   assessment (PEA) prepared for National                 majority of the WCPO, can be found on
                                                    seine vessels carry observers on fishing                Environmental Policy Act (NEPA)                        the WCPFC Web site at: www.wcpfc.int/
                                                    trips in the western and central Pacific                purposes are available at                              doc/convention-area-map.
                                                    Ocean (WCPO); second, establish                         www.regulations.gov or may be obtained                 Proposed Action
                                                    restrictions in 2016 and 2017 on the use                from Michael D. Tosatto, Regional                         This proposed rule includes three
                                                    of fish aggregating devices (FADs) by                   Administrator, NMFS PIRO (see address                  elements, described in detail below, that
                                                    U.S. purse seine vessels in the WCPO;                   above).                                                would be included in regulations at 50
                                                    and third, establish limits in 2016 and                 FOR FURTHER INFORMATION CONTACT: Tom                   CFR part 300, subpart O. The three
                                                    2017 on the amount of bigeye tuna that                  Graham, NMFS PIRO, 808–725–5032.                       elements would implement specific
                                                    may be captured by U.S. longline
                                                                                                            SUPPLEMENTARY INFORMATION:                             provisions of the Commission’s
                                                    vessels in the WCPO. This action is                                                                            Conservation and Management Measure
                                                    necessary to satisfy the obligations of                 Background on the Convention                           (CMM) 2015–01, ‘‘Conservation and
                                                    the United States under the Convention                     The Convention focuses on the                       Management Measure for Bigeye,
                                                    on the Conservation and Management of                   conservation and management of                         Yellowfin, and Skipjack Tuna in the
                                                    Highly Migratory Fish Stocks in the                     fisheries for highly migratory species                 Western and Central Pacific Ocean.’’
                                                    Western and Central Pacific Ocean                       (HMS). The objective of the Convention                 CMM 2015–01 was adopted by the
                                                    (Convention), to which it is a                          is to ensure, through effective                        Commission at its twelth regular annual
                                                    Contracting Party.                                      management, the long-term                              session, in December 2015, went into
                                                    DATES: Comments on the proposed rule                    conservation and sustainable use of                    effect February 6, 2016, and is generally
jstallworth on DSK7TPTVN1PROD with PROPOSALS




                                                    must be submitted in writing by May 12,                 HMS in the WCPO. To accomplish this                    applicable for the 2016–2017 period.
                                                    2016.                                                   objective, the Convention established                  CMM 2015–01 is the latest in a series of
                                                    ADDRESSES: You may submit comments                      the Commission for the Conservation                    CMMs devoted to the conservation and
                                                    on the proposed rule and the regulatory                 and Management of Highly Migratory                     management of tropical tuna stocks,
                                                    impact review (RIR) prepared for the                    Fish Stocks in the Western and Central                 particularly stocks of bigeye tuna
                                                    proposed rule, identified by NOAA–                      Pacific Ocean (Commission or WCPFC),                   (Thunnus obesus), yellowfin tuna
                                                    NMFS–2016–0031, by either of the                        which includes Members, Cooperating                    (Thunnus albacares), and skipjack tuna
                                                    following methods:                                      Non-members, and Participating                         (Katsuwonus pelamis). CMM 2015–01


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Document Created: 2018-02-07 13:55:29
Document Modified: 2018-02-07 13:55:29
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionAdvance notice of proposed rulemaking (ANPRM).
DatesComments on this notice must be received on or before June 27, 2016.
ContactMs. Loretta Bitner, Chief, Passenger Carrier Division at 202-385-2428, or via email at [email protected], Federal Motor Carrier Safety Administration, 1200 New Jersey Avenue SE., Washington, DC 20590-0001. If you have questions on viewing or submitting material to the docket, contact Docket Services, telephone (202) 366-9826.
FR Citation81 FR 24769 
RIN Number2126-AB84

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