81_FR_24974 81 FR 24893 - Draft Standard Review Plan on Foreign Ownership, Control, or Domination, Revision 1

81 FR 24893 - Draft Standard Review Plan on Foreign Ownership, Control, or Domination, Revision 1

NUCLEAR REGULATORY COMMISSION

Federal Register Volume 81, Issue 81 (April 27, 2016)

Page Range24893-24894
FR Document2016-09916

The U.S. Nuclear Regulatory Commission (NRC) is soliciting public comment on the Draft Standard Review Plan on Foreign Ownership, Control, or Domination, Revision 1. The Standard Review Plan (SRP) provides guidance and establishes procedures for NRC staff to review the issue of whether an applicant for a nuclear facility license is owned, controlled, or dominated by an alien, a foreign corporation, or a foreign government. This SRP will be used as the basis for such reviews in connection with license applications for new facilities, or applications for approval of direct or indirect transfers of facility licenses.

Federal Register, Volume 81 Issue 81 (Wednesday, April 27, 2016)
[Federal Register Volume 81, Number 81 (Wednesday, April 27, 2016)]
[Notices]
[Pages 24893-24894]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-09916]


=======================================================================
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NUCLEAR REGULATORY COMMISSION

[NRC-2016-0088]


Draft Standard Review Plan on Foreign Ownership, Control, or 
Domination, Revision 1

AGENCY: Nuclear Regulatory Commission.

ACTION: Standard review plan-draft section revision; request for 
comment.

-----------------------------------------------------------------------

SUMMARY: The U.S. Nuclear Regulatory Commission (NRC) is soliciting 
public comment on the Draft Standard Review Plan on Foreign Ownership, 
Control, or Domination, Revision 1. The Standard Review Plan (SRP) 
provides guidance and establishes procedures for NRC staff to review 
the issue of whether an applicant for a nuclear facility license is 
owned, controlled, or dominated by an alien, a foreign corporation, or 
a foreign government. This SRP will be used as the basis for such 
reviews in connection with license applications for new facilities, or 
applications for approval of direct or indirect transfers of facility 
licenses.

DATES: Comments must be filed no later than May 27, 2016. Comments 
received after this date will be considered if it is practical to do 
so, but the Commission is able to ensure consideration only for 
comments received on or before this date.

ADDRESSES: You may submit comments by any of the following methods 
(unless this document describes a different method for submitting 
comments on a specific subject):
     Federal Rulemaking Web site: Go to http://www.regulations.gov and search for Docket ID NRC-2016-0088. Address 
questions about NRC dockets to Carol Gallagher; telephone: 301-415-
3463; email: [email protected]. For technical questions, contact 
the individual listed in the FOR FURTHER INFORMATION CONTACT section of 
this document.
     Mail comments to: Cindy Bladey, Office of Administration, 
Mail Stop: OWFN-12-H08, U.S. Nuclear Regulatory Commission, Washington, 
DC 20555-0001.
    For additional direction on obtaining information and submitting 
comments, see ``Obtaining Information and Submitting Comments'' in the 
SUPPLEMENTARY INFORMATION section of this document.

FOR FURTHER INFORMATION CONTACT: Shawn W. Harwell, Office of Nuclear 
Reactor Regulation, telephone: 301-415-1309; email: 
[email protected], U.S. Nuclear Regulatory Commission, Washington, 
DC 20555-0001.

SUPPLEMENTARY INFORMATION:

I. Obtaining Information and Submitting Comments

A. Obtaining Information

    Please refer to Docket ID NRC-2016-0088 when contacting the NRC 
about the availability of information for this action. You may obtain 
publicly-available information related to this action by any of the 
following methods:
     Federal Rulemaking Web site: Go to http://www.regulations.gov and search for Docket ID NRC-2016-0088.
     NRC's Agencywide Documents Access and Management System 
(ADAMS): You may obtain publicly-available documents online in the 
ADAMS Public Documents collection at http://www.nrc.gov/reading-rm/adams.html. To begin the search, select ``ADAMS Public Documents'' and 
then select ``Begin Web-based ADAMS Search.'' For problems with ADAMS, 
please contact the NRC's Public Document Room (PDR) reference staff at 
1-800-397-4209, 301-415-4737, or by email to [email protected]. The 
Draft Standard Review Plan on Foreign Ownership, Control, or 
Domination, Revision 1, is available in ADAMS under Accession No. 
ML16048A025.
     NRC's PDR: You may examine and purchase copies of public 
documents at the NRC's PDR, Room O1-F21, One White Flint North, 11555 
Rockville Pike, Rockville, Maryland 20852.

[[Page 24894]]

B. Submitting Comments

    Please include Docket ID NRC-2016-0088 in your comment submission.
    The NRC cautions you not to include identifying or contact 
information that you do not want to be publicly disclosed in your 
comment submission. The NRC will post all comment submissions at http://www.regulations.gov as well as enter the comment submissions into 
ADAMS. The NRC does not routinely edit comment submissions to remove 
identifying or contact information.
    If you are requesting or aggregating comments from other persons 
for submission to the NRC, then you should inform those persons not to 
include identifying or contact information that they do not want to be 
publicly disclosed in their comment submission. Your request should 
state that the NRC does not routinely edit comment submissions to 
remove such information before making the comment submissions available 
to the public or entering the comment into ADAMS.

II. Discussion

    The NRC is issuing this revision to the SRP on Foreign Ownership, 
Control, or Domination (FOCD), to provide guidance and establish 
procedures for NRC staff's review of whether an applicant for a nuclear 
facility license issued under sections 103.d., ``Commercial Licenses,'' 
or 104.d., ``Medical Therapy and Research and Development,'' of the 
Atomic Energy Act of 1954, as amended (AEA or Act), is owned, 
controlled, or dominated by an alien, a foreign corporation, or a 
foreign government (individually or collectively, a foreign entity). 
Specifically, this revision of the SRP establishes guidance on graded 
negation action plan (NAP) criteria; provides for the consideration of 
site-specific criteria, as necessary; allows for the use of license 
conditions to incorporate NAPs and the staff's ``totality of facts'' 
review approach; and incorporates provisions for analyzing foreign 
financing. This SRP will be used as the basis for the conduct of FOCD 
reviews associated with license applications for new facilities to be 
licensed under title 10 of the Code of Federal Regulations (10 CFR), 
parts 50 and 52; applications for the renewal of facility licenses; or 
applications for approval of direct or indirect transfers of facility 
licenses.
    Where there are co-applicants, each intending to own an interest in 
a new facility as co-licensees, the reviewer should consider each 
applicant to determine whether it is owned, controlled, or dominated by 
a foreign entity. If a co-licensee of an existing facility owns a 
partial interest in the facility and is transferring that interest, the 
acquirer should also be considered to determine whether it is owned, 
controlled, or dominated by a foreign entity.
    The FOCD determination is to be made with an orientation toward the 
common defense and security. The provisions in the AEA for FOCD and 
inimicality, and the staff's reviews of these areas under NRC 
regulations, are derived from the same national security concerns, but 
appear in separate and distinct language in the AEA. The FOCD 
provisions in the AEA and NRC regulations are country-neutral, whereas 
the staff's inimicality review and its findings directly account for a 
license applicant's country of origin and any ties or interests that 
could result in a determination of inimicality. As such, while FOCD and 
inimicality are closely related, this SRP does not address the 
determination of whether issuance of a license would be inimical to the 
common defense and security or to the health and safety of the public.
    The previous revision of this SRP was approved by the Commission in 
its staff requirements memorandum on SECY-99-165, ``Final Standard 
Review Plan Regarding Foreign Ownership, Control, or Domination of 
Applicants for Reactor Licenses,'' dated August 31, 1999, and published 
in the Federal Register on September 28, 1999. Revision 1 to this SRP 
has been updated to reflect current NRC regulations and policy.

    Dated at Rockville, Maryland, this 19th day of April 2016.

    For the Nuclear Regulatory Commission.
William M. Dean,
 Director, Office of Nuclear Reactor Regulation.
[FR Doc. 2016-09916 Filed 4-26-16; 8:45 am]
 BILLING CODE 7590-01-P



                                                                                 Federal Register / Vol. 81, No. 81 / Wednesday, April 27, 2016 / Notices                                          24893

                                                    —Updates on the Exploration Systems                     ASAP Meeting at MSFC.’’ For security                  this document describes a different
                                                       Development                                          questions, please call Becky Hopson at                method for submitting comments on a
                                                    —Updates on the Commercial Crew                         (256) 544–4541. At the beginning of the               specific subject):
                                                       Program                                              meeting, members of the public may                      • Federal Rulemaking Web site: Go to
                                                    — Updates on the International Space                    make a verbal presentation to the Panel               http://www.regulations.gov and search
                                                       Station Program                                      on the subject of safety in NASA, not to              for Docket ID NRC–2016–0088. Address
                                                       The meeting will be open to the                      exceed 5 minutes in length. To do so,                 questions about NRC dockets to Carol
                                                    public up to the seating capacity of the                members of the public must contact Ms.                Gallagher; telephone: 301–415–3463;
                                                    room. Seating will be on a first-come                   Marian Norris at mnorris@nasa.gov or at               email: Carol.Gallagher@nrc.gov. For
                                                    basis. This meeting is also available                   (202) 358–4452 at least 48 hours in                   technical questions, contact the
                                                    telephonically. Any interested person                   advance. Any member of the public is                  individual listed in the FOR FURTHER
                                                    may call the USA toll free conference                   permitted to file a written statement                 INFORMATION CONTACT section of this
                                                    call number (800) 857–7040; pass code                   with the Panel at the time of the                     document.
                                                    2708980. Attendees will be required to                  meeting. Verbal presentations and                       • Mail comments to: Cindy Bladey,
                                                    sign a visitor’s register and to comply                 written comments should be limited to                 Office of Administration, Mail Stop:
                                                    with NASA Marshall Space Flight                         the subject of safety in NASA. It is                  OWFN–12–H08, U.S. Nuclear
                                                    Center security requirements, including                 imperative that the meeting be held on                Regulatory Commission, Washington,
                                                    the presentation of a valid picture ID                  this date to accommodate the                          DC 20555–0001.
                                                                                                            scheduling priorities of the key                        For additional direction on obtaining
                                                    and a secondary form of ID, before
                                                                                                            participants.                                         information and submitting comments,
                                                    receiving an access badge. Due to the
                                                                                                                                                                  see ‘‘Obtaining Information and
                                                    Real ID Act, Public Law 109–13, any                     Patricia D. Rausch,                                   Submitting Comments’’ in the
                                                    attendees with drivers licenses issued                  Advisory Committee Management Officer,                SUPPLEMENTARY INFORMATION section of
                                                    from noncompliant states/territories                    National Aeronautics and Space                        this document.
                                                    must present a second form of ID.                       Administration.
                                                    Noncompliant states/territories are                                                                           FOR FURTHER INFORMATION CONTACT:
                                                                                                            [FR Doc. 2016–09802 Filed 4–26–16; 8:45 am]           Shawn W. Harwell, Office of Nuclear
                                                    American Samoa, Illinois, Minnesota,                    BILLING CODE 7510–13–P
                                                    Missouri, New Mexico, and                                                                                     Reactor Regulation, telephone: 301–
                                                    Washington. All U.S. citizens desiring                                                                        415–1309; email: Shawn.Harwell@
                                                    to attend the Aerospace Safety Advisory                                                                       nrc.gov, U.S. Nuclear Regulatory
                                                                                                            NUCLEAR REGULATORY                                    Commission, Washington, DC 20555–
                                                    Panel meeting at the Marshall Space
                                                                                                            COMMISSION                                            0001.
                                                    Flight Center must provide their full
                                                    name, company affiliation (if                           [NRC–2016–0088]                                       SUPPLEMENTARY INFORMATION:
                                                    applicable), driver’s license number and                                                                      I. Obtaining Information and
                                                    state, citizenship, place of birth, and                 Draft Standard Review Plan on Foreign
                                                                                                            Ownership, Control, or Domination,                    Submitting Comments
                                                    date of birth to the Marshall Space
                                                    Flight Center Protective Services and                   Revision 1                                            A. Obtaining Information
                                                    Export Control Office no later than close               AGENCY:  Nuclear Regulatory                              Please refer to Docket ID NRC–2016–
                                                    of business on May 9, 2016. All non-                    Commission.                                           0088 when contacting the NRC about
                                                    U.S. citizens must submit their name;                                                                         the availability of information for this
                                                                                                            ACTION: Standard review plan-draft
                                                    current address; driver’s license number                                                                      action. You may obtain publicly-
                                                                                                            section revision; request for comment.
                                                    and state (if applicable); citizenship;                                                                       available information related to this
                                                    company affiliation (if applicable) to                  SUMMARY:    The U.S. Nuclear Regulatory               action by any of the following methods:
                                                    include address, telephone number, and                  Commission (NRC) is soliciting public                    • Federal Rulemaking Web site: Go to
                                                    title; place of birth; date of birth; U.S.              comment on the Draft Standard Review                  http://www.regulations.gov and search
                                                    visa information to include type,                       Plan on Foreign Ownership, Control, or                for Docket ID NRC–2016–0088.
                                                    number, and expiration date; U.S. Social                Domination, Revision 1. The Standard                     • NRC’s Agencywide Documents
                                                    Security Number (if applicable);                        Review Plan (SRP) provides guidance                   Access and Management System
                                                    Permanent Residents (green card                         and establishes procedures for NRC staff              (ADAMS): You may obtain publicly-
                                                    holders) number and expiration date (if                 to review the issue of whether an                     available documents online in the
                                                    applicable); place and date of entry into               applicant for a nuclear facility license is           ADAMS Public Documents collection at
                                                    the U.S.; and Passport information to                   owned, controlled, or dominated by an                 http://www.nrc.gov/reading-rm/
                                                    include Country of issue, number, and                   alien, a foreign corporation, or a foreign            adams.html. To begin the search, select
                                                    expiration date to the Marshall Space                   government. This SRP will be used as                  ‘‘ADAMS Public Documents’’ and then
                                                    Flight Center Protective Services and                   the basis for such reviews in connection              select ‘‘Begin Web-based ADAMS
                                                    Export Control Office no later than close               with license applications for new                     Search.’’ For problems with ADAMS,
                                                    of business on May 4, 2016. If the above                facilities, or applications for approval of           please contact the NRC’s Public
                                                    information is not received by the noted                direct or indirect transfers of facility              Document Room (PDR) reference staff at
                                                    dates, attendees should expect a                        licenses.                                             1–800–397–4209, 301–415–4737, or by
                                                    minimum delay of four (4) hours. All                                                                          email to pdr.resource@nrc.gov. The
                                                    visitors to this meeting will be required               DATES:  Comments must be filed no later
                                                                                                                                                                  Draft Standard Review Plan on Foreign
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    to process in through the Redstone/                     than May 27, 2016. Comments received
                                                                                                                                                                  Ownership, Control, or Domination,
                                                    Marshall Space Flight Center Joint                      after this date will be considered if it is
                                                                                                                                                                  Revision 1, is available in ADAMS
                                                    Visitor Control Center located on                       practical to do so, but the Commission
                                                                                                                                                                  under Accession No. ML16048A025.
                                                    Rideout Road, north of Gate 9, prior to                 is able to ensure consideration only for                 • NRC’s PDR: You may examine and
                                                    entering Marshall Space Flight Center.                  comments received on or before this                   purchase copies of public documents at
                                                    Please provide the appropriate data, via                date.                                                 the NRC’s PDR, Room O1–F21, One
                                                    fax at (256) 544–2101, noting at the top                ADDRESSES:  You may submit comments                   White Flint North, 11555 Rockville
                                                    of the page ‘‘Public Admission to the                   by any of the following methods (unless               Pike, Rockville, Maryland 20852.


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                                                    24894                        Federal Register / Vol. 81, No. 81 / Wednesday, April 27, 2016 / Notices

                                                    B. Submitting Comments                                  entity. If a co-licensee of an existing               Tuesday, May 17, 2016—1:00 p.m. until
                                                      Please include Docket ID NRC–2016–                    facility owns a partial interest in the               5:00 p.m.
                                                    0088 in your comment submission.                        facility and is transferring that interest,
                                                                                                            the acquirer should also be considered                   The Subcommittee will review the
                                                      The NRC cautions you not to include                                                                         cyber security informational SECY
                                                    identifying or contact information that                 to determine whether it is owned,
                                                                                                            controlled, or dominated by a foreign                 paper on Control of Access. The
                                                    you do not want to be publicly                                                                                Subcommittee will hear presentations
                                                    disclosed in your comment submission.                   entity.
                                                                                                                                                                  by and hold discussions with the NRC
                                                    The NRC will post all comment                              The FOCD determination is to be                    staff and other interested persons
                                                    submissions at http://                                  made with an orientation toward the                   regarding this matter. The
                                                    www.regulations.gov as well as enter the                common defense and security. The                      Subcommittee will gather information,
                                                    comment submissions into ADAMS.                         provisions in the AEA for FOCD and                    analyze relevant issues and facts, and
                                                    The NRC does not routinely edit                         inimicality, and the staff’s reviews of               formulate proposed positions and
                                                    comment submissions to remove                           these areas under NRC regulations, are                actions, as appropriate, for deliberation
                                                    identifying or contact information.                     derived from the same national security               by the Full Committee.
                                                      If you are requesting or aggregating                  concerns, but appear in separate and                     Members of the public desiring to
                                                    comments from other persons for                         distinct language in the AEA. The FOCD                provide oral statements and/or written
                                                    submission to the NRC, then you should                  provisions in the AEA and NRC                         comments should notify the Designated
                                                    inform those persons not to include                     regulations are country-neutral, whereas              Federal Official (DFO), Christina
                                                    identifying or contact information that                 the staff’s inimicality review and its                Antonescu (Telephone 301–415–6792 or
                                                    they do not want to be publicly                         findings directly account for a license               Email: Christina.Antonescu@nrc.gov)
                                                    disclosed in their comment submission.                  applicant’s country of origin and any                 five days prior to the meeting, if
                                                    Your request should state that the NRC                  ties or interests that could result in a              possible, so that appropriate
                                                    does not routinely edit comment                         determination of inimicality. As such,                arrangements can be made. Thirty-five
                                                    submissions to remove such information                  while FOCD and inimicality are closely                hard copies of each presentation or
                                                    before making the comment                               related, this SRP does not address the                handout should be provided to the DFO
                                                    submissions available to the public or                  determination of whether issuance of a                thirty minutes before the meeting. In
                                                    entering the comment into ADAMS.                        license would be inimical to the                      addition, one electronic copy of each
                                                    II. Discussion                                          common defense and security or to the                 presentation should be emailed to the
                                                                                                            health and safety of the public.                      DFO one day before the meeting. If an
                                                       The NRC is issuing this revision to the
                                                                                                               The previous revision of this SRP was              electronic copy cannot be provided
                                                    SRP on Foreign Ownership, Control, or
                                                                                                            approved by the Commission in its staff               within this timeframe, presenters
                                                    Domination (FOCD), to provide
                                                                                                            requirements memorandum on SECY–                      should provide the DFO with a CD
                                                    guidance and establish procedures for
                                                                                                            99–165, ‘‘Final Standard Review Plan                  containing each presentation at least
                                                    NRC staff’s review of whether an
                                                                                                            Regarding Foreign Ownership, Control,                 thirty minutes before the meeting.
                                                    applicant for a nuclear facility license
                                                                                                            or Domination of Applicants for Reactor               Electronic recordings will be permitted
                                                    issued under sections 103.d.,
                                                                                                            Licenses,’’ dated August 31, 1999, and                only during those portions of the
                                                    ‘‘Commercial Licenses,’’ or 104.d.,
                                                                                                            published in the Federal Register on                  meeting that are open to the public.
                                                    ‘‘Medical Therapy and Research and
                                                                                                            September 28, 1999. Revision 1 to this                Detailed procedures for the conduct of
                                                    Development,’’ of the Atomic Energy
                                                                                                            SRP has been updated to reflect current               and participation in ACRS meetings
                                                    Act of 1954, as amended (AEA or Act),
                                                                                                            NRC regulations and policy.                           were published in the Federal Register
                                                    is owned, controlled, or dominated by
                                                    an alien, a foreign corporation, or a                     Dated at Rockville, Maryland, this 19th day         on October 21, 2015, (80 FR 63846).
                                                    foreign government (individually or                     of April 2016.                                           Detailed meeting agendas and meeting
                                                    collectively, a foreign entity).                          For the Nuclear Regulatory Commission.              transcripts are available on the NRC
                                                    Specifically, this revision of the SRP                                                                        Web site at http://www.nrc.gov/reading-
                                                                                                            William M. Dean,
                                                    establishes guidance on graded negation                                                                       rm/doc-collections/acrs. Information
                                                                                                            Director, Office of Nuclear Reactor                   regarding topics to be discussed,
                                                    action plan (NAP) criteria; provides for                Regulation.
                                                    the consideration of site-specific                                                                            changes to the agenda, whether the
                                                                                                            [FR Doc. 2016–09916 Filed 4–26–16; 8:45 am]           meeting has been canceled or
                                                    criteria, as necessary; allows for the use
                                                    of license conditions to incorporate                    BILLING CODE 7590–01–P                                rescheduled, and the time allotted to
                                                    NAPs and the staff’s ‘‘totality of facts’’                                                                    present oral statements can be obtained
                                                    review approach; and incorporates                                                                             from the Web site cited above or by
                                                                                                            NUCLEAR REGULATORY                                    contacting the identified DFO.
                                                    provisions for analyzing foreign
                                                                                                            COMMISSION                                            Moreover, in view of the possibility that
                                                    financing. This SRP will be used as the
                                                    basis for the conduct of FOCD reviews                                                                         the schedule for ACRS meetings may be
                                                                                                            Advisory Committee on Reactor                         adjusted by the Chairman as necessary
                                                    associated with license applications for                Safeguards (ACRS) Meeting of the
                                                    new facilities to be licensed under title                                                                     to facilitate the conduct of the meeting,
                                                                                                            ACRS Subcommittee on Digital I&C                      persons planning to attend should check
                                                    10 of the Code of Federal Regulations                   Systems; Notice of Meeting
                                                    (10 CFR), parts 50 and 52; applications                                                                       with these references if such
                                                    for the renewal of facility licenses; or                                                                      rescheduling would result in a major
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                                                                               The ACRS Subcommittee on Digital                   inconvenience.
                                                    applications for approval of direct or                  I&C Systems will hold a meeting on May
                                                    indirect transfers of facility licenses.                17, 2016, Room T–2B1, 11545 Rockville                    If attending this meeting, please enter
                                                       Where there are co-applicants, each                  Pike, Rockville, Maryland.                            through the One White Flint North
                                                    intending to own an interest in a new                                                                         building, 11555 Rockville Pike,
                                                    facility as co-licensees, the reviewer                     The meeting will be open to public                 Rockville, MD. After registering with
                                                    should consider each applicant to                       attendance.                                           security, please contact Mr. Theron
                                                    determine whether it is owned,                             The agenda for the subject meeting                 Brown (Telephone 240–888–9835) to be
                                                    controlled, or dominated by a foreign                   shall be as follows:                                  escorted to the meeting room.


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Document Created: 2018-02-07 13:55:43
Document Modified: 2018-02-07 13:55:43
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionStandard review plan-draft section revision; request for comment.
DatesComments must be filed no later than May 27, 2016. Comments received after this date will be considered if it is practical to do so, but the Commission is able to ensure consideration only for comments received on or before this date.
ContactShawn W. Harwell, Office of Nuclear Reactor Regulation, telephone: 301-415-1309; email: [email protected], U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001.
FR Citation81 FR 24893 

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