81_FR_26319 81 FR 26235 - Agency Information Collection Activities: Proposed Collection; Comment Request

81 FR 26235 - Agency Information Collection Activities: Proposed Collection; Comment Request

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Centers for Medicare & Medicaid Services

Federal Register Volume 81, Issue 84 (May 2, 2016)

Page Range26235-26236
FR Document2016-10232

The Centers for Medicare & Medicaid Services (CMS) is announcing an opportunity for the public to comment on CMS' intention to collect information from the public. Under the Paperwork Reduction Act of 1995 (the PRA), federal agencies are require; to publish notice in the Federal Register concerning each proposed collection of information (including each proposed extension or reinstatement of an existing collection of information) and to allow 60 days for public comment on the proposed action. Interested persons are invited to send comments regarding our burden estimates or any other aspect of this collection of information, including any of the following subjects: (1) The necessity and utility of the proposed information collection for the proper performance of the agency's functions; (2) the accuracy of the estimated burden; (3) ways to enhance the quality, utility, and clarity of the information to be collected; and (4) the use of automated collection techniques or other forms of information technology to minimize the information collection burden.

Federal Register, Volume 81 Issue 84 (Monday, May 2, 2016)
[Federal Register Volume 81, Number 84 (Monday, May 2, 2016)]
[Notices]
[Pages 26235-26236]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-10232]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Centers for Medicare & Medicaid Services

[Document Identifiers: CMS-367 and CMS-10243]


Agency Information Collection Activities: Proposed Collection; 
Comment Request

AGENCY: Centers for Medicare & Medicaid Services, Department of Health 
and Human Services.

ACTION: Notice.

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SUMMARY: The Centers for Medicare & Medicaid Services (CMS) is 
announcing an opportunity for the public to comment on CMS' intention 
to collect information from the public. Under the Paperwork Reduction 
Act of 1995 (the PRA), federal agencies are require; to publish notice 
in the Federal Register concerning each proposed collection of 
information (including each proposed extension or reinstatement of an 
existing collection of information) and to allow 60 days for public 
comment on the proposed action. Interested persons are invited to send 
comments regarding our burden estimates or any other aspect of this 
collection of information, including any of the following subjects: (1) 
The necessity and utility of the proposed information collection for 
the proper performance of the agency's functions; (2) the accuracy of 
the estimated burden; (3) ways to enhance the quality, utility, and 
clarity of the information to be collected; and (4) the use of 
automated collection techniques or other forms of information 
technology to minimize the information collection burden.

DATES: Comments must be received by July 1, 2016

ADDRESSES: When commenting, please reference the document identifier or 
OMB control number. To be assured consideration, comments and 
recommendations must be submitted in any one of the following ways:
    1. Electronically. You may send your comments electronically to 
http://www.regulations.gov. Follow the instructions for ``Comment or 
Submission'' or ``More Search Options'' to find the information 
collection document(s) that are accepting comments.
    2. By regular mail. You may mail written comments to the following 
address: CMS, Office of Strategic Operations and Regulatory Affairs, 
Division of Regulations Development, Attention: Document Identifier/OMB 
Control Number ___, Room C4-26-05, 7500 Security Boulevard, Baltimore, 
Maryland 21244-1850.
    To obtain copies of a supporting statement and any related forms 
for the proposed collection(s) summarized in this notice, you may make 
your request using one of following:
    1. Access CMS' Web site address at http://www.cms.hhs.gov/PaperworkReductionActof1995.
    2. Email your request, including your address, phone number, OMB 
number, and CMS document identifier, to [email protected].
    3. Call the Reports Clearance Office at (410) 786-1326.

FOR FURTHER INFORMATION CONTACT: Reports Clearance Office at (410) 786-
1326.

SUPPLEMENTARY INFORMATION: 

Contents

    This notice sets out a summary of the use and burden associated 
with the following information collections. More detailed information 
can be found in each collection's supporting statement and associated 
materials (see ADDRESSES).

CMS-367 Medicaid Drug Program--Monthly and Quarterly Drug Reporting 
Format
CMS-10243 Testing Experience and Functional Tools: Functional 
Assessment Standardized Items (FASI) Based on the CARE Tool

    Under the PRA (44 U.S.C. 3501-3520), federal agencies must obtain 
approval from the Office of Management and Budget (OMB) for each 
collection of information they conduct or sponsor. The term 
``collection of information'' is defined in 44 U.S.C. 3502(3) and 5 CFR 
1320.3(c) and includes agency requests or requirements that members of 
the public submit reports, keep records, or provide information to a 
third party. Section 3506(c)(2)(A) of the PRA requires federal agencies 
to publish a 60-day notice in the Federal Register concerning each 
proposed collection of information, including each proposed extension 
or reinstatement of an existing collection of information, before 
submitting the collection to OMB for approval. To comply with this 
requirement, CMS is publishing this notice.
    1. Type of Information Collection Request: Revision of a currently 
approved collection; Title of Information Collection: Medicaid Drug 
Program--Monthly and Quarterly Drug Reporting Format; Use: Labelers 
transmit drug product and pricing data to CMS within 30 days after the 
end of each calendar month and quarter. CMS calculates the unit rebate 
amount (URA) and the unit rebate offset amount (UROA) for each new drug 
application (NDC) and distributes to all State Medicaid agencies. 
States use the URA to invoice the labeler for rebates and the UROA to 
report onto the CMS-64. The monthly data is used to calculate Federal 
Upper Limit (FUL) prices for applicable drugs and for states that opt 
to use this data to establish their pharmacy reimbursement methodology. 
Form Number: CMS-367 (OMB control number: 0938-0578); Frequency: 
Monthly and Quarterly; Affected Public: Private sector (Business or 
other for-profits); Number of Respondents: 610;

[[Page 26236]]

Total Annual Responses: 12,810; Total Annual Hours: 3,618,703. (For 
policy questions regarding this collection contact Samone Angel at 410-
786-1123.)
    2. Type of Information Collection Request: Reinstatement with 
change of a previously approved collection; Title of Information 
Collection: Testing Experience and Functional Tools: Functional 
Assessment Standardized Items (FASI) Based on the CARE Tool; Use: In 
2012, CMS funded a project entitled, Technical Assistance to States for 
Testing Experience and Functional Tools (TEFT) Grants. One component of 
this demonstration is to amend and test the reliability of a setting-
agnostic, interoperable set of data elements, called ``items,'' that 
can support standardized assessment of individuals across the continuum 
of care. Items that were created for use in post-acute care settings 
using the Continuity Assessment Record and Evaluation (CARE) tool have 
been adopted, modified, or supplemented for use in community-based 
long-term services and supports (CB-LTSS) programs. This project will 
test the reliability and validity of the function-related assessment 
items, now referred to as Functional Assessment Standardized Items 
(FASI), when applied in community settings, and in various populations: 
Elders (65 years and older); younger adults (18-64) with physical 
disabilities; and adults of any age with intellectual or developmental 
disabilities, with severe mental illness, or with traumatic brain 
injury.
    Individual-level data will be collected two times using the TEFT 
FASI Item Set. The first data collection effort will collect data that 
can be analyzed to evaluate the reliability and validity of the FASI 
items when used with the five waiver populations. Assessors will 
conduct functional assessments in client homes using the TEFT FASI Item 
Set. Changes may be recommended to individual TEFT FASI items, to be 
made prior to releasing the TEFT FASI items for use by the states. The 
FASI Field Test Report will be released to the public.
    The second data collection will be conducted by the states to 
demonstrate their use of the FASI data elements. The assessment data 
could be used by the states for multiple purposes. They may use the 
standardized items to determine individual eligibility for state 
programs, or to help determine levels of care within which people can 
receive services, or other purposes. In the second round of data 
collection, states will demonstrate their proposed uses, manage their 
FASI data collection and conduct their own analysis, to the extent they 
propose to do such tasks. The states have been funded under the 
demonstration grant to conduct the round 2 data collection and 
analysis. These states will submit reports to CMS describing their 
experience in the Round 2 data collection, including the items they 
collected, how they planned to use the data, and the types of 
challenges and successes they encountered in doing so. The reports may 
be used by CMS in their evaluation of the TEFT grants. Form Number: 
CMS-10243 (OMB control number: 0938-1037); Frequency: On occasion; 
Affected Public: Individuals and households; Number of Respondents: 
5,650; Total Annual Responses: 5,650; Total Annual Hours: 2,825. (For 
policy questions regarding this collection contact Allison Weaver at 
410-786-4924.)

    Dated: April 27, 2016.
William N. Parham, III,
Director, Paperwork Reduction Staff, Office of Strategic Operations and 
Regulatory Affairs.
[FR Doc. 2016-10232 Filed 4-29-16; 8:45 am]
 BILLING CODE 4120-01-P



                                                                                 Federal Register / Vol. 81, No. 84 / Monday, May 2, 2016 / Notices                                             26235

                                                become a PO must submit an                              SUMMARY:   The Centers for Medicare &                 FOR FURTHER INFORMATION CONTACT:
                                                application to CMS that describes how                   Medicaid Services (CMS) is announcing                 Reports Clearance Office at (410) 786–
                                                the entity meets all the requirements in                an opportunity for the public to                      1326.
                                                the PACE program. An entity’s                           comment on CMS’ intention to collect                  SUPPLEMENTARY INFORMATION:
                                                application must be accompanied by an                   information from the public. Under the
                                                assurance from the State Administering                  Paperwork Reduction Act of 1995 (the                  Contents
                                                Agency (SAA) of the State in which the                  PRA), federal agencies are require; to                   This notice sets out a summary of the
                                                PO is going to be located.                              publish notice in the Federal Register                use and burden associated with the
                                                   Beginning in 2016, initial PACE                      concerning each proposed collection of                following information collections. More
                                                applications will be submitted via a new                information (including each proposed                  detailed information can be found in
                                                automated, electronic submission                        extension or reinstatement of an existing             each collection’s supporting statement
                                                process. An application also must be                    collection of information) and to allow               and associated materials (see
                                                submitted for a PO that seeks to expand                 60 days for public comment on the                     ADDRESSES).
                                                its service area and/or add a new PACE                  proposed action. Interested persons are               CMS–367 Medicaid Drug Program—
                                                center site.                                            invited to send comments regarding our                      Monthly and Quarterly Drug
                                                   The purpose of this PRA package is to                burden estimates or any other aspect of                     Reporting Format
                                                enable the submission of both initial                   this collection of information, including             CMS–10243 Testing Experience and
                                                PACE applications, as well as service                   any of the following subjects: (1) The                      Functional Tools: Functional
                                                area expansion applications. We have                    necessity and utility of the proposed                       Assessment Standardized Items
                                                successfully transitioned the Medicare                  information collection for the proper                       (FASI) Based on the CARE Tool
                                                Advantage application and Prescription                  performance of the agency’s functions;                   Under the PRA (44 U.S.C. 3501–
                                                Drug Plan (PDP) application to a fully                  (2) the accuracy of the estimated                     3520), federal agencies must obtain
                                                electronic submission process, enabling                 burden; (3) ways to enhance the quality,              approval from the Office of Management
                                                a more organized and streamlined                        utility, and clarity of the information to            and Budget (OMB) for each collection of
                                                review, and would like to bring those                   be collected; and (4) the use of                      information they conduct or sponsor.
                                                same efficiencies to all PACE                           automated collection techniques or                    The term ‘‘collection of information’’ is
                                                application processes. OMB approval                     other forms of information technology to              defined in 44 U.S.C. 3502(3) and 5 CFR
                                                would help ensure applicant                             minimize the information collection                   1320.3(c) and includes agency requests
                                                compliance with CMS’ requirements                       burden.                                               or requirements that members of the
                                                and ability to gather data used to                                                                            public submit reports, keep records, or
                                                                                                        DATES:  Comments must be received by
                                                support approval or denial of either an                                                                       provide information to a third party.
                                                                                                        July 1, 2016
                                                initial PACE application or a service                                                                         Section 3506(c)(2)(A) of the PRA
                                                area expansion application submitted by                 ADDRESSES: When commenting, please
                                                                                                        reference the document identifier or                  requires federal agencies to publish a
                                                an existing PO. Form Number: CMS–R–                                                                           60-day notice in the Federal Register
                                                244 (OMB control number: 0938–0790);                    OMB control number. To be assured
                                                                                                        consideration, comments and                           concerning each proposed collection of
                                                Frequency: Once and occasionally;                                                                             information, including each proposed
                                                Affected Public: Private sector (Not-for-               recommendations must be submitted in
                                                                                                        any one of the following ways:                        extension or reinstatement of an existing
                                                profit institutions); Number of                                                                               collection of information, before
                                                Respondents: 730; Total Annual                            1. Electronically. You may send your
                                                                                                        comments electronically to http://                    submitting the collection to OMB for
                                                Responses: 55,060; Total Annual Hours:                                                                        approval. To comply with this
                                                5,748. (For policy questions regarding                  www.regulations.gov. Follow the
                                                                                                        instructions for ‘‘Comment or                         requirement, CMS is publishing this
                                                this collection contact Debbie Vanhoven                                                                       notice.
                                                at 410–786–6625.)                                       Submission’’ or ‘‘More Search Options’’
                                                                                                        to find the information collection                       1. Type of Information Collection
                                                   Dated: April 27, 2016.                               document(s) that are accepting                        Request: Revision of a currently
                                                William N. Parham, III,                                 comments.                                             approved collection; Title of
                                                Director, Paperwork Reduction Staff, Office               2. By regular mail. You may mail                    Information Collection: Medicaid Drug
                                                of Strategic Operations and Regulatory                  written comments to the following                     Program—Monthly and Quarterly Drug
                                                Affairs.                                                address: CMS, Office of Strategic                     Reporting Format; Use: Labelers
                                                [FR Doc. 2016–10231 Filed 4–29–16; 8:45 am]             Operations and Regulatory Affairs,                    transmit drug product and pricing data
                                                BILLING CODE 4120–01–P                                  Division of Regulations Development,                  to CMS within 30 days after the end of
                                                                                                        Attention: Document Identifier/OMB                    each calendar month and quarter. CMS
                                                                                                        Control Number ___, Room C4–26–05,                    calculates the unit rebate amount (URA)
                                                DEPARTMENT OF HEALTH AND                                7500 Security Boulevard, Baltimore,                   and the unit rebate offset amount
                                                HUMAN SERVICES                                          Maryland 21244–1850.                                  (UROA) for each new drug application
                                                                                                          To obtain copies of a supporting                    (NDC) and distributes to all State
                                                Centers for Medicare & Medicaid                         statement and any related forms for the               Medicaid agencies. States use the URA
                                                Services                                                proposed collection(s) summarized in                  to invoice the labeler for rebates and the
                                                [Document Identifiers: CMS–367 and CMS–                 this notice, you may make your request                UROA to report onto the CMS–64. The
                                                10243]                                                  using one of following:                               monthly data is used to calculate
                                                                                                          1. Access CMS’ Web site address at                  Federal Upper Limit (FUL) prices for
                                                Agency Information Collection                                                                                 applicable drugs and for states that opt
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                                                                                                        http://www.cms.hhs.gov/
                                                Activities: Proposed Collection;                        PaperworkReductionActof1995.                          to use this data to establish their
                                                Comment Request                                           2. Email your request, including your               pharmacy reimbursement methodology.
                                                AGENCY: Centers for Medicare &                          address, phone number, OMB number,                    Form Number: CMS–367 (OMB control
                                                Medicaid Services, Department of                        and CMS document identifier, to                       number: 0938–0578); Frequency:
                                                Health and Human Services.                              Paperwork@cms.hhs.gov.                                Monthly and Quarterly; Affected Public:
                                                                                                          3. Call the Reports Clearance Office at             Private sector (Business or other for-
                                                ACTION: Notice.
                                                                                                        (410) 786–1326.                                       profits); Number of Respondents: 610;


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                                                26236                            Federal Register / Vol. 81, No. 84 / Monday, May 2, 2016 / Notices

                                                Total Annual Responses: 12,810; Total                   conduct their own analysis, to the                    Dogs and Cats,’’ dated September 10,
                                                Annual Hours: 3,618,703. (For policy                    extent they propose to do such tasks.                 2012.
                                                questions regarding this collection                     The states have been funded under the                 DATES:  Submit either electronic or
                                                contact Samone Angel at 410–786–                        demonstration grant to conduct the                    written comments on Agency guidances
                                                1123.)                                                  round 2 data collection and analysis.                 at any time.
                                                   2. Type of Information Collection                    These states will submit reports to CMS
                                                Request: Reinstatement with change of a                                                                       ADDRESSES: You may submit comments
                                                                                                        describing their experience in the
                                                previously approved collection; Title of                Round 2 data collection, including the                as follows:
                                                Information Collection: Testing                         items they collected, how they planned                Electronic Submissions
                                                Experience and Functional Tools:                        to use the data, and the types of
                                                Functional Assessment Standardized                                                                              Submit electronic comments in the
                                                                                                        challenges and successes they
                                                Items (FASI) Based on the CARE Tool;                                                                          following way:
                                                                                                        encountered in doing so. The reports
                                                Use: In 2012, CMS funded a project                                                                              • Federal eRulemaking Portal: http://
                                                                                                        may be used by CMS in their evaluation
                                                entitled, Technical Assistance to States                                                                      www.regulations.gov. Follow the
                                                                                                        of the TEFT grants. Form Number:
                                                for Testing Experience and Functional                                                                         instructions for submitting comments.
                                                                                                        CMS–10243 (OMB control number:
                                                Tools (TEFT) Grants. One component of                   0938–1037); Frequency: On occasion;                   Comments submitted electronically,
                                                this demonstration is to amend and test                 Affected Public: Individuals and                      including attachments, to http://
                                                the reliability of a setting-agnostic,                  households; Number of Respondents:                    www.regulations.gov will be posted to
                                                interoperable set of data elements,                     5,650; Total Annual Responses: 5,650;                 the docket unchanged. Because your
                                                called ‘‘items,’’ that can support                      Total Annual Hours: 2,825. (For policy                comment will be made public, you are
                                                standardized assessment of individuals                  questions regarding this collection                   solely responsible for ensuring that your
                                                across the continuum of care. Items that                contact Allison Weaver at 410–786–                    comment does not include any
                                                were created for use in post-acute care                 4924.)                                                confidential information that you or a
                                                settings using the Continuity                                                                                 third party may not wish to be posted,
                                                                                                           Dated: April 27, 2016.                             such as medical information, your or
                                                Assessment Record and Evaluation
                                                                                                        William N. Parham, III,                               anyone else’s Social Security number, or
                                                (CARE) tool have been adopted,
                                                                                                        Director, Paperwork Reduction Staff, Office           confidential business information, such
                                                modified, or supplemented for use in                    of Strategic Operations and Regulatory
                                                community-based long-term services                                                                            as a manufacturing process. Please note
                                                                                                        Affairs.                                              that if you include your name, contact
                                                and supports (CB–LTSS) programs. This
                                                                                                        [FR Doc. 2016–10232 Filed 4–29–16; 8:45 am]           information, or other information that
                                                project will test the reliability and
                                                validity of the function-related                        BILLING CODE 4120–01–P                                identifies you in the body of your
                                                assessment items, now referred to as                                                                          comments, that information will be
                                                Functional Assessment Standardized                                                                            posted on http://www.regulations.gov.
                                                                                                        DEPARTMENT OF HEALTH AND                                • If you want to submit a comment
                                                Items (FASI), when applied in                           HUMAN SERVICES
                                                community settings, and in various                                                                            with confidential information that you
                                                populations: Elders (65 years and older);               Food and Drug Administration                          do not wish to be made available to the
                                                younger adults (18–64) with physical                                                                          public, submit the comment as a
                                                disabilities; and adults of any age with                [Docket No. FDA–2012–D–0755]                          written/paper submission and in the
                                                intellectual or developmental                                                                                 manner detailed (see ‘‘Written/Paper
                                                                                                        Compliance Policy Guide Sec. 690.150                  Submissions’’ and ‘‘Instructions’’).
                                                disabilities, with severe mental illness,               Labeling and Marketing of Dog and Cat
                                                or with traumatic brain injury.                         Food Diets Intended To Diagnose,                      Written/Paper Submissions
                                                   Individual-level data will be collected
                                                                                                        Cure, Mitigate, Treat, or Prevent                        Submit written/paper submissions as
                                                two times using the TEFT FASI Item
                                                                                                        Diseases; Availability                                follows:
                                                Set. The first data collection effort will
                                                collect data that can be analyzed to                    AGENCY:    Food and Drug Administration,                 • Mail/Hand delivery/Courier (for
                                                evaluate the reliability and validity of                HHS.                                                  written/paper submissions): Division of
                                                the FASI items when used with the five                  ACTION:   Notice.                                     Dockets Management (HFA–305), Food
                                                waiver populations. Assessors will                                                                            and Drug Administration, 5630 Fishers
                                                conduct functional assessments in client                SUMMARY:    The Food and Drug                         Lane, Rm. 1061, Rockville, MD 20852.
                                                homes using the TEFT FASI Item Set.                     Administration (FDA) is announcing the                   • For written/paper comments
                                                Changes may be recommended to                           availability of a compliance policy                   submitted to the Division of Dockets
                                                individual TEFT FASI items, to be made                  guide (CPG) entitled ‘‘Compliance                     Management, FDA will post your
                                                prior to releasing the TEFT FASI items                  Policy Guide Sec. 690.150 Labeling                    comment, as well as any attachments,
                                                for use by the states. The FASI Field                   and Marketing of Dog and Cat Food                     except for information submitted,
                                                Test Report will be released to the                     Diets Intended to Diagnose, Cure,                     marked and identified, as confidential,
                                                public.                                                 Mitigate, Treat, or Prevent Diseases.’’               if submitted as detailed in
                                                   The second data collection will be                   This CPG provides guidance to FDA                     ‘‘Instructions.’’
                                                conducted by the states to demonstrate                  staff on issues related to dog and cat                   Instructions: All submissions received
                                                their use of the FASI data elements. The                diets that are labeled and/or marketed as             must include the Docket No. FDA–
                                                assessment data could be used by the                    intending to diagnose, cure, mitigate,                2012–D–0755 for ‘‘Compliance Policy
                                                states for multiple purposes. They may                  treat, or prevent diseases and to provide             Guide Sec. 690.150 Labeling and
                                                use the standardized items to determine                 all or most nutrients in support of                   Marketing of Dog and Cat Food Diets
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                                                individual eligibility for state programs,              meeting the animal’s total daily nutrient             Intended to Diagnose, Cure, Mitigate,
                                                or to help determine levels of care                     requirements. This CPG finalizes the                  Treat, or Prevent Diseases.’’ Received
                                                within which people can receive                         draft CPG entitled ‘‘Compliance Policy                comments will be placed in the docket
                                                services, or other purposes. In the                     Guide Sec. 690.150 Labeling and                       and, except for those submitted as
                                                second round of data collection, states                 Marketing of Nutritional Products                     ‘‘Confidential Submissions,’’ publicly
                                                will demonstrate their proposed uses,                   Intended for Use to Diagnose, Cure,                   viewable at http://www.regulations.gov
                                                manage their FASI data collection and                   Mitigate, Treat, or Prevent Disease in                or at the Division of Dockets


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Document Created: 2016-04-30 13:35:40
Document Modified: 2016-04-30 13:35:40
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
DatesComments must be received by July 1, 2016
ContactReports Clearance Office at (410) 786- 1326.
FR Citation81 FR 26235 

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