81_FR_28870 81 FR 28780 - The Food and Drug Administration Deems Certain Tobacco Products Subject to FDA Authority, Sales and Distribution Restrictions, and Health Warning Requirements for Packages and Advertisements; Small Entity Compliance Guide; Availability

81 FR 28780 - The Food and Drug Administration Deems Certain Tobacco Products Subject to FDA Authority, Sales and Distribution Restrictions, and Health Warning Requirements for Packages and Advertisements; Small Entity Compliance Guide; Availability

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration

Federal Register Volume 81, Issue 90 (May 10, 2016)

Page Range28780-28781
FR Document2016-10684

The Food and Drug Administration (FDA) is announcing the availability of a guidance for industry entitled ``FDA Deems Certain Tobacco Products Subject to FDA Authority, Sales and Distribution Restrictions, and Health Warning Requirements for Packages and Advertisements; Small Entity Compliance Guide.'' This small entity compliance guide (SECG) is intended to set forth in plain language the requirements of the deeming regulation and to help small businesses understand and comply with the regulation.

Federal Register, Volume 81 Issue 90 (Tuesday, May 10, 2016)
[Federal Register Volume 81, Number 90 (Tuesday, May 10, 2016)]
[Proposed Rules]
[Pages 28780-28781]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-10684]


-----------------------------------------------------------------------

DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

21 CFR Parts 1100, 1140, and 1143

[Docket No. FDA-2014-N-0189]


The Food and Drug Administration Deems Certain Tobacco Products 
Subject to FDA Authority, Sales and Distribution Restrictions, and 
Health Warning Requirements for Packages and Advertisements; Small 
Entity Compliance Guide; Availability

AGENCY: Food and Drug Administration, HHS.

ACTION: Notification of availability.

-----------------------------------------------------------------------

SUMMARY: The Food and Drug Administration (FDA) is announcing the 
availability of a guidance for industry entitled ``FDA Deems Certain 
Tobacco Products Subject to FDA Authority, Sales and Distribution 
Restrictions, and Health Warning Requirements for Packages and 
Advertisements; Small Entity Compliance Guide.'' This small entity 
compliance guide (SECG) is intended to set forth in plain language the 
requirements of the deeming regulation and to help small businesses 
understand and comply with the regulation.

DATES: Submit either electronic or written comments on Agency guidances 
at any time.

ADDRESSES: You may submit comments as follows:

Electronic Submissions

    Submit electronic comments in the following way:
     Federal eRulemaking Portal: http://www.regulations.gov. 
Follow the instructions for submitting comments. Comments submitted 
electronically, including attachments, to http://www.regulations.gov 
will be posted to the docket unchanged. Because your comment will be 
made public, you are solely responsible for ensuring that your comment 
does not include any confidential information that you or a third party 
may not wish to be posted, such as medical information, your or anyone 
else's Social Security number, or confidential business information, 
such as a manufacturing process. Please note that if you include your 
name, contact information, or other information that identifies you in 
the body of your comments, that information will be posted on http://www.regulations.gov.
     If you want to submit a comment with confidential 
information that you do not wish to be made available to the public, 
submit the comment as a written/paper submission and in the manner 
detailed (see ``Written/Paper Submissions'' and ``Instructions'').

Written/Paper Submissions

    Submit written/paper submissions as follows:
     Mail/Hand delivery/Courier (for written/paper 
submissions): Division of Dockets Management (HFA-305), Food and Drug 
Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.
     For written/paper comments submitted to the Division of 
Dockets Management, FDA will post your comment, as well as any 
attachments, except for information submitted, marked and identified, 
as confidential, if submitted as detailed in ``Instructions.''
    Instructions: All submissions received must include the Docket No. 
FDA-2014-N-0189 for ``FDA Deems Certain Tobacco Products Subject to FDA 
Authority, Sales and Distribution Restrictions, and Health Warning 
Requirements for Packages and Advertisements; Small Entity Compliance 
Guide.'' Received comments will be placed in the docket and, except for 
those submitted as ``Confidential Submissions,'' publicly viewable at 
http://www.regulations.gov or at the Division of Dockets Management 
between 9 a.m. and 4 p.m., Monday through Friday.
     Confidential Submissions--To submit a comment with 
confidential information that you do not wish to be made publicly 
available, submit your comments only as a written/paper submission. You 
should submit two copies total. One copy will include the information 
you claim to be confidential with a heading or cover note that states 
``THIS DOCUMENT CONTAINS CONFIDENTIAL INFORMATION''. The Agency will 
review this copy, including the claimed confidential information, in 
its consideration of comments. The second copy, which will have the 
claimed confidential information redacted/blacked out, will be 
available for public viewing and posted on http://www.regulations.gov. 
Submit both copies to the Division of Dockets Management. If you do not 
wish your name and contact information to be made publicly available, 
you can provide this information on the cover sheet and not in the body 
of your comments and you must identify this information as 
``confidential.'' Any information marked as ``confidential'' will not 
be disclosed except in accordance with 21 CFR 10.20 and other 
applicable disclosure law. For more information about FDA's posting of

[[Page 28781]]

comments to public dockets, see 80 FR 56469, September 18, 2015, or 
access the information at: http://www.fda.gov/regulatoryinformation/dockets/default.htm.
    Docket: For access to the docket to read background documents or 
the electronic and written/paper comments received, go to http://www.regulations.gov and insert the docket number, found in brackets in 
the heading of this document, into the ``Search'' box and follow the 
prompts and/or go to the Division of Dockets Management, 5630 Fishers 
Lane, Rm. 1061, Rockville, MD 20852.
    Submit written requests for single copies of this guidance to the 
Center for Tobacco Products, Food and Drug Administration, Document 
Control Center, Bldg. 71, Rm. G335, 10903 New Hampshire Ave., Silver 
Spring, MD 20993-0002. Send one self-addressed adhesive label to assist 
that office in processing your request or include a fax number to which 
the guidance document may be sent. See the SUPPLEMENTARY INFORMATION 
section for information on electronic access to the guidance.

FOR FURTHER INFORMATION CONTACT: Katherine Collins, Center for Tobacco 
Products, Food and Drug Administration, Document Control Center, Bldg. 
71, Rm. G335, 10903 New Hampshire Ave., Silver Spring, MD 20993-2000, 
1-877-287-1373, email: [email protected].

SUPPLEMENTARY INFORMATION:

I. Background

    FDA is announcing the availability of a guidance for industry 
entitled ``FDA Deems Certain Tobacco Products Subject to FDA Authority, 
Sales and Distribution Restrictions, and Health Warning Requirements 
for Packages and Advertisements, Small Entity Compliance Guide.'' This 
guidance is intended to help small businesses understand and comply 
with FDA's implementation of the final rule entitled ``Deeming Tobacco 
Products To Be Subject to the Federal Food, Drug, and Cosmetic Act, as 
Amended by the Family Smoking Prevention and Tobacco Control Act; 
Restrictions on the Sale and Distribution of Tobacco Products and 
Required Warning Statements for Tobacco Products'' (Deeming rule), 
which is published elsewhere in this edition of the Federal Register. 
Specifically, this guidance is intended to help small businesses 
understand how to comply with FDA's final rule deeming tobacco products 
to be subject to the Federal Food, Drug, and Cosmetic Act (``FD&C 
Act''), as amended by the Family Smoking Prevention and Tobacco Control 
Act (``Tobacco Control Act''). The Deeming rule extends FDA's authority 
in Chapter IX of the FD&C Act to include all tobacco products, except 
accessories of newly deemed tobacco products. The Deeming rule also 
prohibits the sale of covered tobacco products to individuals under the 
age of 18, prohibits vending machine sales unless sold in adult-only 
facilities, and requires the display of health warning statements on 
cigarette tobacco, roll-your-own tobacco, and covered tobacco product 
packages and in advertisements.
    In compliance with section 212 of the Small Business Regulatory 
Enforcement Fairness Act (Pub. L. 104-121), FDA is making available 
this SECG stating in plain language the legal requirements of the 
Deeming final rule, set forth in 21 CFR parts 1100, 1140, and 1143.

II. Significance of Guidance

    FDA is issuing this SECG as a level 2 guidance, consistent with 
FDA's good guidance practices regulation (21 CFR 10.115). The guidance 
represents the current thinking of FDA on this topic. It does not 
establish any rights for any person and is not binding on FDA or the 
public unless specific regulatory or statutory requirements are cited. 
You can use an alternative approach if it satisfies the requirements of 
the applicable statutes and regulations.

III. Electronic Access

    Persons with access to the Internet may obtain an electronic 
version of the guidance at either http://www.regulations.gov or http://www.fda.gov/TobaccoProducts/Labeling/RulesRegulationsGuidance/default.htm.

    Dated: May 3, 2016.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2016-10684 Filed 5-5-16; 8:45 am]
 BILLING CODE 4164-01-P



                                               28780                    Federal Register / Vol. 81, No. 90 / Tuesday, May 10, 2016 / Proposed Rules

                                               rule on Deeming Tobacco Products To                     DEPARTMENT OF HEALTH AND                              public, submit the comment as a
                                               Be Subject to the Federal Food, Drug,                   HUMAN SERVICES                                        written/paper submission and in the
                                               and Cosmetic Act, as Amended by the                                                                           manner detailed (see ‘‘Written/Paper
                                               Family Smoking Prevention and                           Food and Drug Administration                          Submissions’’ and ‘‘Instructions’’).
                                               Tobacco Control Act; Restrictions on the                                                                      Written/Paper Submissions
                                               Sale and Distribution of Tobacco                        21 CFR Parts 1100, 1140, and 1143
                                                                                                                                                                Submit written/paper submissions as
                                               Products and Required Warning                           [Docket No. FDA–2014–N–0189]                          follows:
                                               Statements for Tobacco Products. The                                                                             • Mail/Hand delivery/Courier (for
                                               collections of information in the final                 The Food and Drug Administration
                                                                                                                                                             written/paper submissions): Division of
                                               rule are subject to review by the Office                Deems Certain Tobacco Products
                                                                                                                                                             Dockets Management (HFA–305), Food
                                               of Management and Budget (OMB)                          Subject to FDA Authority, Sales and
                                                                                                                                                             and Drug Administration, 5630 Fishers
                                               under the Paperwork Reduction Act of                    Distribution Restrictions, and Health
                                                                                                                                                             Lane, Rm. 1061, Rockville, MD 20852.
                                               1995 (PRA) (44 U.S.C. 3501–3520). As                    Warning Requirements for Packages                        • For written/paper comments
                                               required by the PRA, FDA has                            and Advertisements; Small Entity                      submitted to the Division of Dockets
                                               published an analysis of the information                Compliance Guide; Availability                        Management, FDA will post your
                                               collection provisions elsewhere in this                 AGENCY:    Food and Drug Administration,              comment, as well as any attachments,
                                               issue of the Federal Register and has                   HHS.                                                  except for information submitted,
                                               submitted them for OMB approval.                                                                              marked and identified, as confidential,
                                                                                                       ACTION:   Notification of availability.
                                                                                                                                                             if submitted as detailed in
                                                  This guidance also refers to
                                                                                                       SUMMARY:    The Food and Drug                         ‘‘Instructions.’’
                                               previously approved collections of                                                                               Instructions: All submissions received
                                               information. These collections of                       Administration (FDA) is announcing the
                                                                                                       availability of a guidance for industry               must include the Docket No. FDA–
                                               information are subject to review by the                                                                      2014–N–0189 for ‘‘FDA Deems Certain
                                                                                                       entitled ‘‘FDA Deems Certain Tobacco
                                               Office of Management and Budget                                                                               Tobacco Products Subject to FDA
                                                                                                       Products Subject to FDA Authority,
                                               (OMB) under the PRA (44 U.S.C. 3501–                                                                          Authority, Sales and Distribution
                                                                                                       Sales and Distribution Restrictions, and
                                               3520). The collections of information in                Health Warning Requirements for                       Restrictions, and Health Warning
                                               section 905(j) of the Federal Food, Drug,               Packages and Advertisements; Small                    Requirements for Packages and
                                               and Cosmetic Act (FD&C Act) have been                   Entity Compliance Guide.’’ This small                 Advertisements; Small Entity
                                               approved under OMB control number                       entity compliance guide (SECG) is                     Compliance Guide.’’ Received
                                               0910–0673; the collections of                           intended to set forth in plain language               comments will be placed in the docket
                                               information in sections 904(a)(1), (c)                  the requirements of the deeming                       and, except for those submitted as
                                               and 905(b), (c), (d), (h), (i) of the FD&C              regulation and to help small businesses               ‘‘Confidential Submissions,’’ publicly
                                               Act have been approved under OMB                        understand and comply with the                        viewable at http://www.regulations.gov
                                               control number 0910–0650; the                           regulation.                                           or at the Division of Dockets
                                               collections of information in section                                                                         Management between 9 a.m. and 4 p.m.,
                                                                                                       DATES:  Submit either electronic or                   Monday through Friday.
                                               904(a)(4) of the FD&C Act have been                     written comments on Agency guidances                     • Confidential Submissions—To
                                               approved under OMB control number                       at any time.                                          submit a comment with confidential
                                               0910–0654; the collections of
                                                                                                       ADDRESSES: You may submit comments                    information that you do not wish to be
                                               information in 21 CFR 1107.1(b) and (c),                                                                      made publicly available, submit your
                                                                                                       as follows:
                                               21 CFR 25.40, and section                                                                                     comments only as a written/paper
                                               905(j)(1)(A)(ii) of the FD&C Act have                   Electronic Submissions                                submission. You should submit two
                                               been approved under OMB control                           Submit electronic comments in the                   copies total. One copy will include the
                                               number 0910–0684; the collections of                    following way:                                        information you claim to be confidential
                                               information in sections 904(a)(3) and                     • Federal eRulemaking Portal: http://               with a heading or cover note that states
                                               904(c)(1) of the FD&C Act have been                     www.regulations.gov. Follow the                       ‘‘THIS DOCUMENT CONTAINS
                                               approved under OMB control number                       instructions for submitting comments.                 CONFIDENTIAL INFORMATION’’. The
                                               0910–0732; and the collections of                       Comments submitted electronically,                    Agency will review this copy, including
                                               information in section 910 have been                    including attachments, to http://                     the claimed confidential information, in
                                               approved under OMB control number                       www.regulations.gov will be posted to                 its consideration of comments. The
                                               0910–0775.                                              the docket unchanged. Because your                    second copy, which will have the
                                                                                                       comment will be made public, you are                  claimed confidential information
                                               III. Electronic Access                                  solely responsible for ensuring that your             redacted/blacked out, will be available
                                                 Persons with access to the Internet                   comment does not include any                          for public viewing and posted on http://
                                               may obtain an electronic version of the                 confidential information that you or a                www.regulations.gov. Submit both
                                               guidance at either http://                              third party may not wish to be posted,                copies to the Division of Dockets
                                               www.regulations.gov or http://                          such as medical information, your or                  Management. If you do not wish your
                                                                                                       anyone else’s Social Security number, or              name and contact information to be
                                               www.fda.gov/TobaccoProducts/
                                                                                                       confidential business information, such               made publicly available, you can
                                               Labeling/RulesRegulationsGuidance/
                                                                                                       as a manufacturing process. Please note               provide this information on the cover
                                               default.htm.                                            that if you include your name, contact                sheet and not in the body of your
ehiers on DSK5VPTVN1PROD with PROPOSALS




                                                 Dated: May 3, 2016.                                   information, or other information that                comments and you must identify this
                                               Leslie Kux,                                             identifies you in the body of your                    information as ‘‘confidential.’’ Any
                                               Associate Commissioner for Policy.                      comments, that information will be                    information marked as ‘‘confidential’’
                                               [FR Doc. 2016–10690 Filed 5–5–16; 8:45 am]
                                                                                                       posted on http://www.regulations.gov.                 will not be disclosed except in
                                                                                                         • If you want to submit a comment                   accordance with 21 CFR 10.20 and other
                                               BILLING CODE 4164–01–P
                                                                                                       with confidential information that you                applicable disclosure law. For more
                                                                                                       do not wish to be made available to the               information about FDA’s posting of


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                                                                        Federal Register / Vol. 81, No. 90 / Tuesday, May 10, 2016 / Proposed Rules                                               28781

                                               comments to public dockets, see 80 FR                   amended by the Family Smoking                         DEPARTMENT OF HEALTH AND
                                               56469, September 18, 2015, or access                    Prevention and Tobacco Control Act                    HUMAN SERVICES
                                               the information at: http://www.fda.gov/                 (‘‘Tobacco Control Act’’). The Deeming
                                               regulatoryinformation/dockets/                          rule extends FDA’s authority in Chapter               Food and Drug Administration
                                               default.htm.                                            IX of the FD&C Act to include all
                                                  Docket: For access to the docket to                  tobacco products, except accessories of               21 CFR Parts 1100, 1140, and 1143
                                               read background documents or the                        newly deemed tobacco products. The                    [Docket No. FDA–2015–D–2496]
                                               electronic and written/paper comments                   Deeming rule also prohibits the sale of
                                               received, go to http://                                 covered tobacco products to individuals               Premarket Tobacco Product
                                               www.regulations.gov and insert the                      under the age of 18, prohibits vending                Applications for Electronic Nicotine
                                               docket number, found in brackets in the                 machine sales unless sold in adult-only               Delivery Systems; Draft Guidance for
                                               heading of this document, into the                                                                            Industry; Availability; Agency
                                                                                                       facilities, and requires the display of
                                               ‘‘Search’’ box and follow the prompts                                                                         Information Collection Activities;
                                                                                                       health warning statements on cigarette
                                               and/or go to the Division of Dockets                                                                          Proposed Collection; Comment
                                                                                                       tobacco, roll-your-own tobacco, and
                                               Management, 5630 Fishers Lane, Rm.                                                                            Request
                                               1061, Rockville, MD 20852.                              covered tobacco product packages and
                                                  Submit written requests for single                   in advertisements.                                    AGENCY:   Food and Drug Administration,
                                               copies of this guidance to the Center for                  In compliance with section 212 of the              HHS.
                                               Tobacco Products, Food and Drug                         Small Business Regulatory Enforcement                 ACTION:   Notification of availability.
                                               Administration, Document Control                        Fairness Act (Pub. L. 104–121), FDA is                SUMMARY:   The Food and Drug
                                               Center, Bldg. 71, Rm. G335, 10903 New                   making available this SECG stating in                 Administration (FDA) is announcing the
                                               Hampshire Ave., Silver Spring, MD                       plain language the legal requirements of              availability of a draft guidance for
                                               20993–0002. Send one self-addressed                     the Deeming final rule, set forth in 21               industry entitled ‘‘Premarket Tobacco
                                               adhesive label to assist that office in                 CFR parts 1100, 1140, and 1143.                       Product Applications for Electronic
                                               processing your request or include a fax                                                                      Nicotine Delivery Systems.’’ Given the
                                               number to which the guidance                            II. Significance of Guidance
                                                                                                                                                             relatively new presence of electronic
                                               document may be sent. See the                                                                                 nicotine delivery systems (ENDS) on the
                                                                                                          FDA is issuing this SECG as a level 2
                                               SUPPLEMENTARY INFORMATION section for                                                                         U.S. market and FDA’s final rule
                                                                                                       guidance, consistent with FDA’s good
                                               information on electronic access to the                                                                       deeming these products to be subject to
                                               guidance.                                               guidance practices regulation (21 CFR
                                                                                                       10.115). The guidance represents the                  the tobacco product authorities in the
                                               FOR FURTHER INFORMATION CONTACT:                                                                              Federal Food, Drug, and Cosmetic Act
                                                                                                       current thinking of FDA on this topic.
                                               Katherine Collins, Center for Tobacco                                                                         (FD&C Act), FDA expects to receive
                                                                                                       It does not establish any rights for any
                                               Products, Food and Drug                                                                                       premarket tobacco product application
                                               Administration, Document Control                        person and is not binding on FDA or the
                                                                                                                                                             (PMTA) submissions from
                                               Center, Bldg. 71, Rm. G335, 10903 New                   public unless specific regulatory or
                                                                                                                                                             manufacturers of ENDS. This draft
                                               Hampshire Ave., Silver Spring, MD                       statutory requirements are cited. You                 guidance is intended to assist persons
                                               20993–2000, 1–877–287–1373, email:                      can use an alternative approach if it                 with their PMTA submissions for ENDS
                                               AskCTP@fda.hhs.gov.                                     satisfies the requirements of the                     products.
                                               SUPPLEMENTARY INFORMATION:
                                                                                                       applicable statutes and regulations.                  DATES: Although you can comment on
                                                                                                       III. Electronic Access                                any guidance at any time (see 21 CFR
                                               I. Background
                                                                                                                                                             10.115(g)(5)), to ensure that the Agency
                                                  FDA is announcing the availability of                  Persons with access to the Internet                 considers your comment on this draft
                                               a guidance for industry entitled ‘‘FDA                  may obtain an electronic version of the               guidance before it begins work on the
                                               Deems Certain Tobacco Products                          guidance at either http://                            final version of the guidance, submit
                                               Subject to FDA Authority, Sales and                     www.regulations.gov or http://www.fda.                either electronic or written comments
                                               Distribution Restrictions, and Health                   gov/TobaccoProducts/Labeling/Rules                    on the draft guidance by July 11, 2016.
                                               Warning Requirements for Packages and                   RegulationsGuidance/default.htm.                      ADDRESSES: You may submit comments
                                               Advertisements, Small Entity                                                                                  as follows:
                                                                                                         Dated: May 3, 2016.
                                               Compliance Guide.’’ This guidance is
                                               intended to help small businesses                       Leslie Kux,                                           Electronic Submissions
                                               understand and comply with FDA’s                        Associate Commissioner for Policy.                      Submit electronic comments in the
                                               implementation of the final rule entitled               [FR Doc. 2016–10684 Filed 5–5–16; 8:45 am]            following way:
                                               ‘‘Deeming Tobacco Products To Be                        BILLING CODE 4164–01–P                                  • Federal eRulemaking Portal: http://
                                               Subject to the Federal Food, Drug, and                                                                        www.regulations.gov. Follow the
                                               Cosmetic Act, as Amended by the                                                                               instructions for submitting comments.
                                               Family Smoking Prevention and                                                                                 Comments submitted electronically,
                                               Tobacco Control Act; Restrictions on the                                                                      including attachments, to http://
                                               Sale and Distribution of Tobacco                                                                              www.regulations.gov will be posted to
                                               Products and Required Warning                                                                                 the docket unchanged. Because your
                                               Statements for Tobacco Products’’                                                                             comment will be made public, you are
                                               (Deeming rule), which is published                                                                            solely responsible for ensuring that your
ehiers on DSK5VPTVN1PROD with PROPOSALS




                                               elsewhere in this edition of the Federal                                                                      comment does not include any
                                               Register. Specifically, this guidance is                                                                      confidential information that you or a
                                               intended to help small businesses                                                                             third party may not wish to be posted,
                                               understand how to comply with FDA’s                                                                           such as medical information, your or
                                               final rule deeming tobacco products to                                                                        anyone else’s Social Security number, or
                                               be subject to the Federal Food, Drug,                                                                         confidential business information, such
                                               and Cosmetic Act (‘‘FD&C Act’’), as                                                                           as a manufacturing process. Please note


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Document Created: 2016-05-10 05:18:48
Document Modified: 2016-05-10 05:18:48
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionNotification of availability.
DatesSubmit either electronic or written comments on Agency guidances at any time.
ContactKatherine Collins, Center for Tobacco Products, Food and Drug Administration, Document Control Center, Bldg. 71, Rm. G335, 10903 New Hampshire Ave., Silver Spring, MD 20993-2000, 1-877-287-1373, email: [email protected]
FR Citation81 FR 28780 
CFR Citation21 CFR 1100
21 CFR 1140
21 CFR 1143

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