81_FR_36936 81 FR 36826 - Exposure of Underground Miners to Diesel Exhaust

81 FR 36826 - Exposure of Underground Miners to Diesel Exhaust

DEPARTMENT OF LABOR
Mine Safety and Health Administration

Federal Register Volume 81, Issue 110 (June 8, 2016)

Page Range36826-36831
FR Document2016-13219

The Mine Safety and Health Administration (MSHA) is requesting information and data on approaches to control and monitor miners' exposures to diesel exhaust. Epidemiological studies by the National Institute for Occupational Safety and Health (NIOSH) and the National Cancer Institute (NCI) have found that diesel exhaust exposure increases miners' risk of death due to lung cancer. In June 2012, the International Agency for Research on Cancer (IARC) classified diesel exhaust as a human carcinogen. Because of the carcinogenic health risk to miners from exposure to diesel exhaust and to prevent material impairment of miners' health, MSHA is reviewing the Agency's existing standards and policy guidance on controlling miners' exposures to diesel exhaust to evaluate the effectiveness of the protections now in place to preserve miners' health.

Federal Register, Volume 81 Issue 110 (Wednesday, June 8, 2016)
[Federal Register Volume 81, Number 110 (Wednesday, June 8, 2016)]
[Proposed Rules]
[Pages 36826-36831]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-13219]


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DEPARTMENT OF LABOR

Mine Safety and Health Administration

30 CFR Parts 57, 70, 72, and 75

RIN 1219-AB86
[Docket No. MSHA-2014-0031]


Exposure of Underground Miners to Diesel Exhaust

AGENCY: Mine Safety and Health Administration, Labor.

ACTION: Request for information.

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SUMMARY: The Mine Safety and Health Administration (MSHA) is requesting 
information and data on approaches to control and monitor miners' 
exposures to diesel exhaust. Epidemiological studies by the National 
Institute for Occupational Safety and Health (NIOSH) and the National 
Cancer Institute (NCI) have found that diesel exhaust exposure 
increases miners' risk of death due to lung cancer. In June 2012, the 
International Agency for Research on Cancer (IARC) classified diesel 
exhaust as a human carcinogen. Because of the carcinogenic health risk 
to miners from exposure to diesel exhaust and to prevent material 
impairment of miners' health, MSHA is reviewing the Agency's existing 
standards and policy guidance on controlling miners' exposures to 
diesel exhaust to evaluate the effectiveness of the protections now in 
place to preserve miners' health.

DATES: Comments must be received or postmarked by midnight Eastern 
Standard Time on September 1, 2016.

ADDRESSES: Submit comments and informational materials, identified by 
RIN 1219-AB86 or Docket No. MSHA-2014-0031, by one of the following 
methods:
     Federal E-Rulemaking Portal: http://www.regulations.gov. 
Follow the on-line instructions for submitting comments.
     Electronic Mail: [email protected].
     Mail: MSHA, Office of Standards, Regulations, and 
Variances, 201 12th Street South, Arlington, Virginia 22202-5452.
     Hand Delivery or Courier: 201 12th Street South, 
Arlington, Virginia, between 9:00 a.m. and 5:00 p.m. Monday through 
Friday, except Federal holidays. Sign in at the receptionist's desk in 
Suite 4E401.
     Fax: 202-693-9441.
    Instructions: All submissions must include ``RIN 1219-AB86'' or 
``Docket No. MSHA-2014-0031.'' Do not include personal information that 
you do not

[[Page 36827]]

want publicly disclosed; MSHA will post all comments without change to 
http://www.regulations.gov and http://arlweb.msha.gov/currentcomments.asp, including any personal information provided.
    Docket: For access to the docket to read comments received, go to 
http://www.regulations.gov or http://arlweb.msha.gov/currentcomments.asp. To read background documents, go to http://www.regulations.gov. Review the docket in person at MSHA, Office of 
Standards, Regulations, and Variances, 201 12th Street South, 
Arlington, Virginia, between 9:00 a.m. and 5:00 p.m. Monday through 
Friday, except Federal Holidays. Sign in at the receptionist's desk in 
Suite 4E401.
    E-Mail Notification: To subscribe to receive an email notification 
when MSHA publishes rules in the Federal Register, go to http://www.msha.gov.

FOR FURTHER INFORMATION CONTACT: Sheila A. McConnell, Acting Director, 
Office of Standards, Regulations, and Variances, MSHA, at 
[email protected] (email), 202-693-9440 (voice); or 202-693-
9441 (facsimile). These are not toll-free numbers.

SUPPLEMENTARY INFORMATION: 

Table of Contents

I. Background
    A. Regulatory History
    B. Recent Research
    C. Health Hazard Alerts
    D. Recent State Actions
II. Information Request
    A. Non-Permissible, Light-Duty, Diesel-Powered Equipment in 
Underground Coal Mines
    B. Maintenance of Diesel-Powered Equipment in Underground Coal 
Mines and Recordkeeping Requirements
    C. Exhaust After-Treatment Technology
    D. Monitoring MNM Miners' Exposures to DPM
    E. Other Information

I. Background

A. Regulatory History

1. DPM in Underground Coal Mines
    On October 25, 1996, MSHA published a final rule establishing 
revised requirements for the approval of diesel engines and related 
components used in underground coal mines; requirements for coal mine 
operators' monitoring of diesel exhaust emissions; and safety standards 
for the use of diesel-powered equipment in underground coal mines (61 
FR 55412). The rule required clean-burning engines on diesel-powered 
equipment and training for persons maintaining the equipment. The rule 
also required sufficient ventilating air where diesel-powered equipment 
is operated.
    On January 19, 2001, MSHA published a final rule (66 FR 5526) 
limiting diesel particulate matter (DPM) exposure in underground coal 
mines. This standard is based on laboratory analysis of engine exhaust. 
It requires that the exhaust of certain pieces of equipment be 
restricted to the following prescribed levels:
     Permissible equipment must not emit more than 2.5 grams 
per hour (g/hr) of DPM;
     Non-permissible heavy-duty equipment, as defined by 30 CFR 
75.1908(a) and operated in underground areas of underground coal mines, 
must not emit more than 2.5 g/hr of DPM (30 CFR 72.501(c));
     Non-permissible light-duty equipment, as defined by 30 CFR 
75.1908(b), must not emit more than 5.0 g/hr of DPM (30 CFR 72.502(a)).

These standards also require mine operators to use engineering controls 
to reduce DPM exposures of underground coal miners. Mine operators must 
provide annual training to all miners exposed to DPM and maintain an 
inventory of the mine's diesel-powered equipment.
    Under 30 CFR 72.502(b), non-permissible, light-duty, diesel-powered 
equipment must be deemed in compliance with 30 CFR 72.502(a) if it uses 
an engine that meets or exceeds the applicable Environmental Protection 
Agency (EPA) particulate matter emissions requirements. In promulgating 
its DPM rule, which allows more particulate emissions for light-duty 
equipment than for heavy-duty equipment, MSHA assumed that diesel 
engine manufacturers would comply with EPA standards and that, when 
replacing vehicles in the mine's light-duty fleet, mine operators would 
purchase newer (new or used) vehicles that met EPA emissions standards, 
thus accelerating the turnover to a newer generation of technology. 
MSHA expected a significant reduction in the amount of DPM emitted by 
the underground fleet as these cleaner engines replaced or supplemented 
older engines in underground coal mines.
    MSHA had considered establishing stricter standards for certain 
types of equipment and covering more light-duty equipment, but 
concluded that such actions would either be technologically or 
economically infeasible for the coal mining industry as a whole at that 
time. MSHA concluded that the introduction of newer and cleaner engines 
underground that met EPA standards, and the continued development of 
after-treatment and other control technologies, would allow additional 
reductions in DPM levels to become feasible for the industry as a 
whole.
    For this reason, MSHA's January 2001 DPM standards incorporated 
EPA's then-applicable standards for light-duty diesel engine emissions. 
In 2004, EPA phased in even lower emissions standards for light-duty 
diesel engines.
    All MSHA diesel equipment is classified as ``nonroad'' under EPA 
rules. EPA nonroad diesel engine regulations were structured as a 4-
tiered progression. Each tier involved a phased-in lowering of 
emissions standards over several years based on the size (power) of the 
engine.
    EPA published Tier 1 standards on June 17, 1994 (59 FR 31306, 40 
CFR part 89) for nonroad compression-ignition engines (which include 
diesel engines). Under these standards, for engines at and above 130 
kilowatts (kW), emissions of particulate matter could not exceed .54 g/
kW and carbon monoxide could not exceed 11.4 g/kW. These standards were 
phased in by engine size for model years 1996 to 2000. In addition, all 
engines greater than or equal to 37 kW were subject to an oxides of 
nitrogen (NOX, consisting of NO and NO2) 
emissions limit of 9.2 g/kW-hr, phased in by engine size over model 
years 1998 through 2000 (59 FR 31341). However, EPA explicitly excluded 
engines regulated by MSHA. Id. at 31340.
    On October 23, 1998, EPA published Tier 1 DPM standards for nonroad 
compression-ignition engines less than 37 kW (50 hp), setting a 1.2 g/
kW-hr particulate matter limit phased in by engine size over model 
years 1999 and 2000. The rule also established a Tier 1 NOX 
limit of 14.6 g/kW-hr for engines 37 kW and above, phased in by engine 
size over model years 1996 through 2000.
    In addition, the rule required more stringent Tier 2 DPM standards 
for all nonroad diesel engines, ranging from 1.0 g/kW-hr for the 
smallest engines to .54 g/kW-hr for the largest engines, phased in by 
engine size over model years 2001 to 2006. Under the rule, Tier 3 DPM 
standards for engines 37 kW and above were the same as the Tier 2 
standards, but for these engines Tier 3 introduced additional limits 
for other types of emissions (hydrocarbons plus NOX). The 
rule also introduced Tier 3 standards for engines 37-560 kW for these 
same other types of emissions, phased in by engine size over model 
years 2006 through 2008 (40 CFR 89.112). MSHA-regulated engines 
continued to be exempted from the EPA rule.

[[Page 36828]]

    On June 29, 2004, the EPA published a final rule introducing even 
lower Tier 4 emissions standards for new compression-ignition engines 
of all sizes. (69 FR 38958, 40 CFR 1039). This rule provided for 
``interim'' Tier 4 standards applicable to engines for model years 2014 
and earlier and final Tier 4 standards applicable to model years after 
the 2014 model year. Based on engine size, the final standards set 
particulate matter limits of .04 to .40 g/kW-hr, NOX limits 
of .40 to 3.5 g/kW-hr, and carbon monoxide limits of 3.5 to 6.6 g/kW-
hr. The final standards also imposed lower hydrocarbon limits. 40 CFR 
1039.101. Again, MSHA-regulated engines were explicitly excluded from 
these standards. 40 CFR 1039.5(c). Tier 4 engines were expected to have 
90 percent lower DPM emissions than the same types of engines under 
Tier 3 standards (69 FR 38958, 40 CFR 1039).
2. DPM in Underground Metal and Nonmetal Mines
    In 2001, MSHA published a final rule establishing new health 
standards for underground metal and nonmetal mines that use equipment 
powered by diesel engines (30 CFR part 57). This rule established a 
concentration limit for DPM and required mine operators to use 
engineering and work practice controls to reduce DPM to that limit. 
Operators were required to comply in accordance with a phase-in period, 
with the final limit to be in effect by January 20, 2006. In the rule, 
MSHA provided operators with the opportunity to obtain a special 
extension if engineering and work practice controls that would reduce a 
miner's personal exposure to the final exposure limit could not be 
implemented by the deadline due to technological constraints. This 
extension opportunity did not apply to newer mines.
    MSHA published another final rule (70 FR 32868; June 6, 2005) that 
replaced the concentration limit for DPM exposures of MNM miners from a 
total carbon (TC) permissible exposure limit (PEL) to a comparable 
elemental carbon (EC) PEL. This was not intended to be a substantive 
change to the exposure limits; rather, MSHA believed that EC renders a 
more accurate measure of DPM exposure than does TC. The first phase of 
the PEL reduction would have required a PEL of 308 micrograms of EC per 
cubic meter of air (308EC [mu]g/m\3\), effective on May 20, 
2006.
    After publishing this 2005 rule, however, MSHA found that the 
engineering applications and related technological implementation 
issues were more complex and extensive than previously thought. In 
response, the Agency published a proposed rule (70 FR 53280; September 
7, 2005) seeking specific comments and data on an appropriate 
conversion factor for the final DPM limit from TC to EC and related 
technological implementation issues.
    On May 18, 2006, MSHA published a final rule (71 FR 28924) that 
reverted back to using TC to measure DPM exposure. This rule phased-in 
a final DPM PEL of 160 micrograms of TC per cubic meter of air 
(160TC [mu]g/m\3\) over a two-year period. MSHA believed 
that the industry as a whole was capable of attaining this DPM PEL 
within the timeframes established using existing DPM control methods 
and not requiring the development of new technologies.
    MSHA stated that the development of high temperature disposable 
diesel particulate filter (HTDPF) systems would fill a critical gap in 
available filter technology because they demonstrated high filtration 
efficiency for EC, and did not increase NO2 emissions. MSHA 
also anticipated that production of biodiesel fuel would increase 
dramatically, making it easier for mine operators to gain access to a 
reliable supply of this alternative fuel. In addition, MSHA anticipated 
that EPA-compliant engines along with other engineering and 
administrative controls would enable the underground MNM mining 
industry as a whole to resolve lingering implementation challenges 
relating to the 160TC [mu]g/m\3\ DPM final exposure limit.
    In the May 18, 2006 final rule, MSHA also: (1) Finalized provisions 
addressing medical evaluation and transfer of miners who are unable to 
wear respirators for medical reasons; (2) committed the Agency to 
proposing a rule in the near future to convert the DPM limit from TC to 
EC; (3) deleted the provision that restricts newer mines from applying 
for an extension of time in which to meet the final concentration 
limit; and (4) addressed technological and economic feasibility issues 
and the costs and benefits of the rule. 30 CFR part 57. In accordance 
with the phase-in schedule, the DPM PEL was reduced to 350TC 
[micro]g/m\3\ effective January 20, 2007. The final limit of 
160TC [micro]g/m\3\ became effective on May 20, 2008.
    On May 20, 2008 (73 FR 29058), MSHA published a Federal Register 
document announcing that it had decided not to engage in rulemaking to 
convert the TC limit to a comparable EC limit. This decision was based 
on MSHA's assessment that the latest available scientific evidence 
regarding the variability of the TC to EC ratio, at levels below 230 
[micro]g TC, was insufficient to suggest an appropriate conversion 
factor. Because the Agency could not support an appropriate EC limit, 
MSHA's existing DPM standard presently remains at 160TC 
[micro]g/m\3\.
    The existing standards are based on a miner's personal exposure to 
DPM and specify that, in an underground MNM mine, such exposure must 
not exceed an average 8-hour equivalent, full-shift airborne 
concentration of 160 micrograms of total carbon (TC) per cubic meter of 
air (160TC [micro]g/m\3\) when measured as an 8-hour, time-
weighted average concentration (TWA8). 30 CFR 57.5060(b)(3). 
These standards require mine operators to use engineering and/or 
workplace controls to reduce miners' exposures to a level as low as 
feasible and, where controls do not reduce exposure to the PEL or 
below, to supplement controls with respiratory protection. 30 CFR 
57.5060(d). These standards also provide that a physician or other 
licensed health care professional conduct a medical evaluation of 
miners to determine the miner's ability to wear respiratory protection. 
30 CFR 57.5060(d)(3).

B. Recent Research

    The National Cancer Institute (NCI) (Silverman et al.) and the 
National Institute for Occupational Safety and Health (NIOSH) (Attfield 
et al.) completed the Diesel Exhaust in Miners Study in March 2012. 
This epidemiological study included 12,315 workers from eight nonmetal 
mining facilities (three potash, three trona, one limestone, and one 
salt (halite) facility) located in Ohio, Missouri, New Mexico, and 
Wyoming. The study was conducted to determine whether breathing diesel 
exhaust could lead to lung cancer and other health outcomes. Two 
evaluations of this study are published in the Journal of the National 
Cancer Institute, as follows:

    D. Silverman et al. (2012). ``The Diesel Exhaust in Miners 
Study: A Nested Case-Control Study of Lung Cancer and Diesel 
Exhaust.'' Journal of the National Cancer Institute, 104(11):855-68. 
doi: 10.1093/jnci/djs034
    M. Attfield et al. (2012). ``The Diesel Exhaust in Miners Study: 
A Cohort Mortality Study with Emphasis on Lung Cancer.'' Journal of 
the National Cancer Institute, 104(11):869-83. doi: 10.1093/jnci/
djs035

    Silverman et al. concluded that diesel exhaust exposure may cause 
lung cancer in humans and may represent a potential public health 
burden. Attfield et al. concluded that diesel exhaust increases the 
risk of death from lung cancer and has important public health 
implications.
    Both the case-control study (Silverman et al.) and the mortality

[[Page 36829]]

study (Attfield et al.) showed a strong relationship between the levels 
of exposure to diesel exhaust and risk of death from lung cancer. In 
both studies, the relationship between lung cancer risk and diesel 
exhaust exposure remained after controlling for smoking and other lung 
cancer risk factors. The death rates were about three to five times 
greater for workers with the highest exposures to diesel exhaust than 
for workers who had the lowest exposures.
    On June 12, 2012, the International Agency for Research on Cancer 
(IARC) \1\ concluded that there is sufficient evidence of 
carcinogenicity in humans from diesel exhaust exposure to upgrade its 
classification of diesel exhaust from ``probably carcinogenic'' to 
``carcinogenic to humans''.\2\
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    \1\ International Agency for Research on Cancer, World Health 
Organization, Press Release No. 213, ``IARC: Diesel Engine Exhaust 
Carcinogenic,'' June 12, 2012.
    \2\ International Agency for Research on Cancer, 
``Carcinogenicity of Diesel-Engine and Gasoline-Engine Exhausts and 
Some Nitroarenes,'' IARC Monographs, Volume 105, World Health 
Organization, 2013.
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    In November 2015, the Health Effects Institute \3\ completed its 
evaluation of recent epidemiological evidence for assessing the risk of 
lung cancer from exposure to diesel exhaust. The evaluation concluded 
that the Diesel Exhaust in Miners Study and the Trucking Industry 
Particle Study were ``well designed and carefully conducted, embodying 
the attributes of epidemiological studies that are considered important 
for quantitative risk assessment.'' \4\
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    \3\ The Health Effects Institute is an independent, non-profit 
research institute funded jointly by the U.S. Environmental 
Protection Agency and industry to provide credible, high quality 
science on air pollution and health for air quality decisions. HEI 
sponsors do not participate in the selection, oversight, or review 
of HEI science, and HEI's reports do not necessarily represent their 
views.
    \4\ HEI Press Release, ``New Report Examines Latest Studies of 
Lung Cancer Risk in Workers Exposed to Exhaust from Older Diesel 
Engines,'' November 24, 2015.
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C. Health Hazard Alerts

    Following the IARC classification of diesel exhaust as a human 
carcinogen, MSHA issued two Health Hazard Alerts: one on diesel exhaust 
and DPM in underground coal and MNM mines, and one on nitrogen dioxide 
(NO2) emissions in underground coal mines. The first Health 
Hazard Alert was issued in partnership with the Occupational Safety and 
Health Administration (OSHA) on January 10, 2013. It provided 
information about diesel exhaust and DPM in underground coal and MNM 
mines, occupations with potential exposure, the health hazards of 
exposure, engineering and workplace controls, respiratory protection, 
and the standards in place to protect miners from exposure.
    MSHA issued a second Health Hazard Alert on August 6, 2013. The 
alert reinforced the dangers of platinum-based particulate filters as a 
source of increased concentrations of nitrogen dioxide (NO2) 
in underground coal mines. MSHA had addressed these dangers before. On 
May 16, 2011, MSHA had published a Program Information Bulletin NO. 
P11-38, Re-Issue of P02-04--Potential Health Hazard Caused by Platinum-
Based Catalyzed Diesel Particulate Matter Exhaust Filters, informing 
mine operators of a potential health hazard caused by then-available 
platinum-based catalyzed diesel particulate matter (DPM) exhaust 
filters for diesel-powered equipment. The PIB advised that the use of 
these filters may result in increased production of nitrogen dioxide 
(NO2) gas, as compared to NO2 emissions produced 
by engines operating without these filters, causing miners to be 
exposed to increased concentrations of NO2.

D. State Actions

    West Virginia, Pennsylvania, and Ohio require diesel-powered 
equipment used in underground coal mines to include an exhaust 
emissions control and conditioning system that meets the following 
requirements:
     DPM emissions that do not exceed an average concentration 
of 0.12 milligrams of DPM per cubic meter of air (mg/m\3\) when diluted 
by 100 percent (West Virginia and Ohio) or by 50 percent (Pennsylvania) 
of the MSHA Part 7 approved ventilation rate for that diesel engine.
     An oxidation catalyst or other gaseous emissions control 
device capable of reducing undiluted carbon monoxide (CO) emissions to 
100 parts per million (ppm) or less under all conditions of operation 
within the normal engine operating temperature range.
     A DPM filter capable of reducing DPM concentrations by at 
least 75 percent (West Virginia) or by an average of 95 percent 
(Pennsylvania) or to a level that does not exceed an average 
concentration of 0.12 milligrams per cubic meter (mg/m\3\) of air when 
diluted by 100 percent of the MSHA Part 7 approved ventilation rate for 
that diesel engine (Ohio).
    In addition, West Virginia, Ohio, and Pennsylvania limit ambient 
concentrations of exhaust gases to a ceiling of 35 parts per million 
(ppm) for carbon monoxide (CO) and 3 ppm for nitrogen dioxide 
(NO2). West Virginia and Pennsylvania also limit ambient 
concentrations of nitric oxide (NO) to 25 ppm. If the concentrations of 
these emissions exceed 75 percent of these limits, these states require 
mine operators to make changes to the use of diesel equipment, mine 
ventilation, or other modifications to the mining process.
    All three states require mine operators to keep written records of 
emissions tests, pre-operational examinations, and maintenance and 
repairs for all diesel equipment operated underground. These states 
also require specific information to be recorded that MSHA does not 
require, e.g., the results of testing the engine at full throttle 
against the brakes with loaded hydraulics (engine speed tests), 
operating hour meter hours, total intake restriction, total exhaust 
back pressure, cooled exhaust gas temperature, coolant temperature, 
engine oil pressure, and engine oil temperature.

II. Information Request

    MSHA requests information and data on the effectiveness of the 
existing standards in controlling miners' exposures to diesel exhaust, 
including DPM. MSHA specifically requests input from industry, labor, 
and other interested parties on approaches that may enhance control of 
DPM and diesel exhaust exposures to improve protections for miners in 
underground coal and MNM mines. When responding--
     Address your comments to the topic and question number. 
For example, the response to questions regarding underground coal 
mines, Question 1, would be identified as ``A.1''.
     Explain the rationale supporting your views and, where 
possible, include specific examples.
     Provide sufficient detail in your responses to enable 
proper Agency review and consideration.
     Identify the information on which you rely and include 
applicable experiences, data, models, calculations, studies and 
articles, standard professional practices, availability of technology, 
and costs.
    MSHA invites comment in response to the specific questions posed 
below and encourages commenters to include any related cost and benefit 
data, and any specific issues related to the impact on small mines.

A. Non-Permissible, Light-Duty, Diesel-Powered Equipment in Underground 
Coal Mines

    It has been 14 years since MSHA promulgated its DPM rule for

[[Page 36830]]

underground coal mines. At that time, MSHA had estimated a service life 
of 10 years for non-permissible, light-duty, diesel-powered equipment. 
Based on this estimate, MSHA expects that all the non-permissible, 
light-duty, diesel-powered equipment in use at that time has now been 
replaced with equipment having newer and cleaner diesel engines. MSHA's 
latest diesel inventory for underground coal mines indicates that this 
newer light-duty equipment makes up about 66 percent of the total 
existing diesel-powered fleet. MSHA believes that this newer equipment 
has resulted in a decrease in the overall levels of diesel emissions in 
underground coal mines. Diesel engine manufacturers have integrated a 
variety of advanced technologies into new engine designs to reduce 
engine emissions to meet EPA requirements.
    To assist MSHA in determining whether it is feasible to lower the 
emissions limits for non-permissible, light-duty, diesel-powered 
equipment to 2.5 g/hr of DPM or less, please respond to the following 
questions. For each response, please provide data, the specific type of 
equipment, manufacturer, engine type, filter type, level of DPM, and 
comments that support your response.
    1. Is there evidence that non-permissible, light-duty, diesel-
powered equipment currently being operated in underground mines emits 
2.5 g/hr of DPM or less? If so, please provide this evidence.
    2. What administrative, engineering, and technological challenges 
would the coal mining industry face in meeting a 2.5 g/hr DPM emissions 
level for non-permissible, light-duty, diesel-powered equipment?
    3. What costs would the coal mining industry incur to lower 
emissions of DPM to 2.5 g/hr or less on non-permissible, light-duty 
diesel-powered equipment? What are the advantages, disadvantages of 
requiring that light-duty diesel-powered equipment emit no more than 
2.5 g/hr of DPM?
    4. What percentage of non-permissible, light-duty, diesel-powered 
equipment operating underground does not meet the current EPA emissions 
standards?
    5. What modifications could be applied to non-permissible, light-
duty, diesel-powered equipment to meet current EPA emissions standards? 
What percentage of this equipment could not be modified to meet current 
EPA emissions standards? If these are specific types of equipment, 
please list the manufacturers and model numbers.
    6. What are the advantages, disadvantages, and costs associated 
with requiring all non-permissible, light-duty, diesel-powered 
equipment operating in underground coal mines to meet current EPA 
emissions standards? Please be specific and include the rationale for 
your response.
    7. West Virginia, Pennsylvania, and Ohio limit diesel equipment in 
the outby areas of underground coal mines based on the air quantity 
approved on the highest ventilation plate. What are the advantages, 
disadvantages, and costs of MSHA adopting such an approach?

B. Maintenance of Diesel-Powered Equipment in Underground Coal Mines 
and Recordkeeping Requirements

    Performing routine preventive maintenance of diesel engines helps 
ensure that the engines are maintained in approved condition. Under 30 
CFR 75.1914(f), all diesel-powered equipment must be examined and 
tested weekly in accordance with approved checklists and manufacturers' 
maintenance manuals. Under 30 CFR 75.1914(g), diesel-powered equipment 
approved under 30 CFR part 36 and non-permissible, heavy-duty, diesel-
powered equipment in underground coal mines are tested and evaluated on 
a weekly basis in accordance with mine operator-developed standard 
operating procedures. These procedures must provide for carbon monoxide 
sampling; carbon monoxide concentration must not exceed 2500 parts per 
million.
    8. What would be the advantages, disadvantages, safety and health 
benefits, and costs of testing non-permissible, light-duty, underground 
diesel-powered equipment on a weekly basis for carbon monoxide as 
required for permissible diesel-powered equipment and non-permissible, 
heavy-duty, diesel-powered equipment?
    9. Reducing the emissions of nitric oxide (NO) and nitrogen dioxide 
(NO2) is one way that engine manufacturers can control 
particulate production indirectly. What are the advantages, 
disadvantages, and costs of expanding exhaust emissions tests to 
include NO and NO2 to determine the effectiveness of 
emissions controls in underground coal mines? Please provide data and 
comments that support your response.
    10. Should MSHA require that diagnostics system tests include 
engine speed (testing the engine at full throttle against the brakes 
with loaded hydraulics), operating hour meter, total intake 
restriction, total exhaust back pressure, cooled exhaust gas 
temperature, coolant temperature, engine oil pressure, and engine oil 
temperature, as required by some states? Why or why not?
    11. What would be the advantages, disadvantages, and costs 
associated with requiring additional records to document the testing 
and maintenance of diesel-powered equipment in underground coal mines, 
such as the testing described above? Please be specific and include the 
rationale for your response.
    12. If your mine is in West Virginia, Pennsylvania, or Ohio, what 
is your experience with the resources expended to keep testing records? 
How have these records been used, e.g., have you analyzed the records 
for trends? Have you made any changes in the use of the diesel-powered 
equipment, emissions controls, or mine ventilation based on the records 
of emissions testing? If so, please provide examples.
    13. Please provide information related to additional training 
requirements for persons who operate and maintain diesel equipment. 
Please be specific on the types of training required, time associated 
with training, and additional safety and health benefits provided.

C. Exhaust After-Treatment and Engine Technologies

    Options for reducing diesel exhaust emissions that are available 
include integration of advanced technologies into new engine designs 
and exhaust after-treatment systems. Reduction of diesel exhaust 
emissions prior to their release into the mine environment is an 
effective strategy used to prevent or reduce exposure of underground 
miners to diesel exhaust. The underground coal and MNM mining 
industries use exhaust after-treatment technology to control and reduce 
DPM and gaseous emissions from the existing fleet of diesel-powered 
equipment. While existing DPM standards provide for flexibility of 
controls to reach the required limit (i.e., controls that reduce engine 
emissions), MSHA expected that most operators would use hot gas 
(ceramic) filters to comply.
    MSHA is requesting information on the types and effectiveness of 
exhaust after-treatment technologies used in underground mines. Please 
describe some best practices for selecting and using after-treatment 
devices.
    14. What exhaust after-treatment technologies are currently used on 
diesel-powered equipment? What are the costs associated with acquiring 
and maintaining these after-treatment technologies and by how much did 
they reduce DPM emissions? How durable and reliable are after-treatment 
technologies and how often should these technologies be replaced? 
Please be specific and include examples and the rationale for your 
response.

[[Page 36831]]

    15. What are the advantages, disadvantages, and relative costs of 
using DPM filters capable of reducing DPM concentrations by at least 75 
percent or by an average of 95 percent or to a level that does not 
exceed an average concentration of 0.12 milligrams per cubic meter (mg/
m\3\) of air when diluted by 100 percent of the MSHA Part 7 approved 
ventilation rate for that diesel engine? How often do the filters need 
to be replaced?
    16. What sensors (e.g. ammonia, nitrogen oxide (NO), nitrogen 
dioxide (NO2)) are built into the after-treatment devices 
used on the diesel-powered equipment?
    17. Are integrated engine and exhaust after-treatment systems used 
to control DPM and gaseous emissions in the mining industry? If so, 
please describe the costs associated with acquiring and maintaining 
integrated systems, and the reduction in DPM emissions produced.
    18. What are the advantages, disadvantages, and relative costs of 
requiring that all light-duty diesel-powered equipment be equipped with 
high-efficiency DPM filters?
    As discussed above, on June 29, 2004, EPA adopted Tier 4 diesel 
engine standards. These standards are performance-based and technology-
neutral in the sense that manufacturers are responsible for determining 
which emissions control technologies will be needed to meet the 
requirements. Engine manufacturers will produce new engines with 
advanced emissions control technologies to comply with Tier 4 emissions 
standards. Exhaust emissions from these engines are expected to 
decrease by more than 90 percent.
    19. In the mining industry, are operators replacing the engines on 
existing equipment with Tier 4i (interim) or Tier 4 engines? If so, 
please specify the type of equipment (make and model) and engine size 
and tier. Please indicate how much it costs to replace the engine 
(parts and labor).
    20. What types of diesel equipment purchased new for use in the 
mining industry is powered by Tier 4i or Tier 4 engines? What types of 
diesel-powered equipment, purchased used for use in the mining 
industry, are powered by Tier 3, Tier 4i or Tier 4 engines?
    21. Are Tier 4i or Tier 4 engines used in underground mines 
equipped with diesel particulate filter (DPF) systems (e.g., advanced 
diesel engines with integrated after-treatment systems)? Please provide 
specific examples.
    22. How long have Tier 4i or Tier 4 engines been in use in the 
mining industry and what additional cost is associated with maintaining 
equipment equipped with these engines?
    23. What percentage of underground coal mines' total diesel 
equipment inventory is equipped with Tier 4i or Tier 4 engines?

D. Monitoring MNM Miners' Exposures to DPM

    Under the existing standards, MSHA uses total carbon (TC) 
measurements as a surrogate for DPM when determining MNM miners' DPM 
exposures.
    24. MSHA requests information on alternative surrogates, other than 
TC, to estimate a miner's DPM exposure. What is the surrogate's limit 
of detection and what are potential interferences in a mine 
environment?
    25. What are the advantages, disadvantages, and relative costs for 
using the alternative surrogate to determine a MNM miner's exposure to 
DPM? Please be specific and include the rationale for your response.
    26. MSHA requests information on advances in sampling and 
analytical technology and other methods for measuring a MNM miner's DPM 
exposure that may allow for a reduced exposure limit.

E. MNM Miners' Personal Exposure Limit (PEL)

    MSHA analyzed its sampling data from 2006 (when the final PEL was 
published) to 2015, and found that the average exposures of MNM miners 
decreased by 57 percent from 253TC to 109TC 
[mu]g/m\3\ in MNM mines. Further analysis of the data revealed that 
approximately 63 percent of the mines sampled had average exposures 
below 100TC [mu]g/m\3\ in 2015 and 75 percent of the mines 
sampled have average exposures below 122TC [mu]g/m\3\. 
Overall, 50 percent of the mines sampled have average exposures between 
48TC and 122TC [mu]g/m\3\. For operators who have 
had success in reducing exposures below the existing standard, please 
describe the best practices that you have used to reduce controls. MSHA 
intends to share this information with the underground metal and 
nonmetal mining community.
    27. What existing controls were most effective in reducing 
exposures since 2006? Are these controls available and applicable to 
all MNM mines?
    28. Based on MSHA's data, MNM miners' average exposures are well 
below the existing standard of 160TC [mu]g/m\3\. What are 
the technological challenges and relative costs of reducing the DPM 
exposure limit?

F. Other Information

    Please provide any other data or information that may be useful to 
MSHA in evaluating miners' exposures to harmful diesel exhaust 
emissions, including the effectiveness of existing control mechanisms 
for reducing harmful diesel emissions and limiting miners' exposures to 
harmful diesel exhaust emissions.

    Authority: 30 U.S.C. 811, 813(h).

Joseph A. Main,
Assistant Secretary of Labor for Mine Safety and Health.
[FR Doc. 2016-13219 Filed 6-7-16; 8:45 am]
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                                               36826                    Federal Register / Vol. 81, No. 110 / Wednesday, June 8, 2016 / Proposed Rules

                                               safety and health, Reporting and                          year; shall make the records available                 DEPARTMENT OF LABOR
                                               recordkeeping requirements.                               for inspection by authorized
                                                                                                         representatives of the Secretary and the               Mine Safety and Health Administration
                                               Joseph A. Main,
                                                                                                         representatives of miners; and shall
                                               Assistant Secretary of Labor for Mine Safety              provide these representatives a copy on                30 CFR Parts 57, 70, 72, and 75
                                               and Health.
                                                                                                         request.                                               RIN 1219–AB86
                                                 For the reasons set out in the
                                               preamble, and under the authority of the                  PART 57—SAFETY AND HEALTH                              [Docket No. MSHA–2014–0031]
                                               Federal Mine Safety and Health Act of                     STANDARDS—UNDERGROUND
                                               1977, as amended by the Mine                              METAL AND NONMETAL MINES                               Exposure of Underground Miners to
                                               Improvement and New Emergency                                                                                    Diesel Exhaust
                                               Response Act of 2006, MSHA is                             ■ 3. The authority citation for part 57
                                                                                                         continues to read as follows:                          AGENCY:  Mine Safety and Health
                                               proposing to amend chapter I of title 30                                                                         Administration, Labor.
                                               of the Code of Federal Regulations as                         Authority: 30 U.S.C. 811.
                                                                                                                                                                ACTION: Request for information.
                                               follows:                                                  ■ 4. Revise § 57.18002 to read as
                                                                                                         follows:                                               SUMMARY:   The Mine Safety and Health
                                               PART 56—SAFETY AND HEALTH                                                                                        Administration (MSHA) is requesting
                                               STANDARDS—SURFACE METAL AND                               § 57.18002    Examination of working places.           information and data on approaches to
                                               NONMETAL MINES                                              (a) A competent person designated by                 control and monitor miners’ exposures
                                                                                                         the operator shall examine each working                to diesel exhaust. Epidemiological
                                               ■ 1. The authority citation for part 56
                                                                                                         place at least once each shift, before                 studies by the National Institute for
                                               continues to read as follows:
                                                                                                         miners begin work in that place, for                   Occupational Safety and Health
                                                   Authority: 30 U.S.C. 811.                             conditions that may adversely affect                   (NIOSH) and the National Cancer
                                               ■ 2. Revise § 56.18002 to read as                         safety or health.                                      Institute (NCI) have found that diesel
                                               follows:                                                    (1) The operator shall promptly notify               exhaust exposure increases miners’ risk
                                                                                                         miners in any affected areas of any                    of death due to lung cancer. In June
                                               § 56.18002       Examination of working places.           adverse conditions found that may                      2012, the International Agency for
                                                 (a) A competent person designated by                    adversely affect safety or health and                  Research on Cancer (IARC) classified
                                               the operator shall examine each working                   promptly initiate appropriate action to                diesel exhaust as a human carcinogen.
                                               place at least once each shift, before                    correct such conditions.                               Because of the carcinogenic health risk
                                               miners begin work in that place, for                        (2) Conditions noted by the person                   to miners from exposure to diesel
                                               conditions that may adversely affect                      conducting the examination that may                    exhaust and to prevent material
                                               safety or health.                                         present an imminent danger shall be                    impairment of miners’ health, MSHA is
                                                 (1) The operator shall promptly notify                  brought to the immediate attention of                  reviewing the Agency’s existing
                                               miners in any affected areas of any                       the operator who shall withdraw all                    standards and policy guidance on
                                               adverse conditions found that may                         persons from the area affected (except                 controlling miners’ exposures to diesel
                                               adversely affect safety or health and                     persons referred to in section 104(c) of               exhaust to evaluate the effectiveness of
                                               promptly initiate appropriate action to                   the Federal Mine Safety and Health Act                 the protections now in place to preserve
                                               correct such conditions.                                  of 1977) until the danger is abated.                   miners’ health.
                                                 (2) Conditions noted by the person                        (b) A record of each examination shall               DATES: Comments must be received or
                                               conducting the examination that may                       be made and the person conducting the
                                               present an imminent danger shall be                                                                              postmarked by midnight Eastern
                                                                                                         examination shall sign and date the                    Standard Time on September 1, 2016.
                                               brought to the immediate attention of                     record before the end of the shift for
                                               the operator who shall withdraw all                                                                              ADDRESSES: Submit comments and
                                                                                                         which the examination was made.
                                               persons from the area affected (except                                                                           informational materials, identified by
                                                                                                           (1) The record shall include the
                                               persons referred to in section 104(c) of                                                                         RIN 1219–AB86 or Docket No. MSHA–
                                                                                                         locations of all areas examined and a
                                               the Federal Mine Safety and Health Act                                                                           2014–0031, by one of the following
                                                                                                         description of each condition found that
                                               of 1977) until the danger is abated.                                                                             methods:
                                                                                                         may adversely affect the safety or health                • Federal E-Rulemaking Portal:
                                                 (b) A record of each examination shall                  of miners.
                                               be made and the person conducting the                                                                            http://www.regulations.gov. Follow the
                                                                                                           (2) The record also shall include:                   on-line instructions for submitting
                                               examination shall sign and date the                         (i) A description of the corrective
                                               record before the end of the shift for                                                                           comments.
                                                                                                         action taken,                                            • Electronic Mail: zzMSHA-
                                               which the examination was made.                             (ii) The date that the corrective action
                                                 (1) The record shall include the                                                                               comments@dol.gov.
                                                                                                         was taken, and                                           • Mail: MSHA, Office of Standards,
                                               locations of all areas examined and a                       (iii) The name of the person who
                                               description of each condition found that                                                                         Regulations, and Variances, 201 12th
                                                                                                         made the record of the corrective action               Street South, Arlington, Virginia 22202–
                                               may adversely affect the safety or health                 and the date the record of the corrective
                                               of miners.                                                                                                       5452.
                                                                                                         action was made.                                         • Hand Delivery or Courier: 201 12th
                                                 (2) The record also shall include:
                                                                                                           (3) The operator shall maintain the                  Street South, Arlington, Virginia,
                                                 (i) A description of the corrective
                                                                                                         examination records for at least one                   between 9:00 a.m. and 5:00 p.m.
                                               action taken,
                                                                                                         year; shall make the records available
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                                                 (ii) The date that the corrective action                                                                       Monday through Friday, except Federal
                                               was taken, and                                            for inspection by authorized                           holidays. Sign in at the receptionist’s
                                                 (iii) The name of the person who                        representatives of the Secretary and the               desk in Suite 4E401.
                                               made the record of the corrective action                  representatives of miners; and shall                     • Fax: 202–693–9441.
                                               and the date the record of the corrective                 provide these representatives a copy on                  Instructions: All submissions must
                                               action was made.                                          request.                                               include ‘‘RIN 1219–AB86’’ or ‘‘Docket
                                                 (3) The operator shall maintain the                     [FR Doc. 2016–13218 Filed 6–7–16; 8:45 am]             No. MSHA–2014–0031.’’ Do not include
                                               examination records for at least one                      BILLING CODE 4520–43–P                                 personal information that you do not


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                                                                      Federal Register / Vol. 81, No. 110 / Wednesday, June 8, 2016 / Proposed Rules                                           36827

                                               want publicly disclosed; MSHA will                      sufficient ventilating air where diesel-               treatment and other control
                                               post all comments without change to                     powered equipment is operated.                         technologies, would allow additional
                                               http://www.regulations.gov and http://                     On January 19, 2001, MSHA                           reductions in DPM levels to become
                                               arlweb.msha.gov/currentcomments.asp,                    published a final rule (66 FR 5526)                    feasible for the industry as a whole.
                                               including any personal information                      limiting diesel particulate matter (DPM)                  For this reason, MSHA’s January 2001
                                               provided.                                               exposure in underground coal mines.                    DPM standards incorporated EPA’s
                                                  Docket: For access to the docket to                  This standard is based on laboratory                   then-applicable standards for light-duty
                                               read comments received, go to http://                   analysis of engine exhaust. It requires                diesel engine emissions. In 2004, EPA
                                               www.regulations.gov or http://                          that the exhaust of certain pieces of                  phased in even lower emissions
                                               arlweb.msha.gov/currentcomments.asp.                    equipment be restricted to the following               standards for light-duty diesel engines.
                                               To read background documents, go to                     prescribed levels:                                        All MSHA diesel equipment is
                                               http://www.regulations.gov. Review the                     • Permissible equipment must not                    classified as ‘‘nonroad’’ under EPA
                                               docket in person at MSHA, Office of                     emit more than 2.5 grams per hour (g/                  rules. EPA nonroad diesel engine
                                               Standards, Regulations, and Variances,                  hr) of DPM;                                            regulations were structured as a 4-tiered
                                               201 12th Street South, Arlington,                          • Non-permissible heavy-duty                        progression. Each tier involved a
                                               Virginia, between 9:00 a.m. and 5:00                    equipment, as defined by 30 CFR                        phased-in lowering of emissions
                                               p.m. Monday through Friday, except                      75.1908(a) and operated in underground                 standards over several years based on
                                               Federal Holidays. Sign in at the                        areas of underground coal mines, must                  the size (power) of the engine.
                                                                                                       not emit more than 2.5 g/hr of DPM (30                    EPA published Tier 1 standards on
                                               receptionist’s desk in Suite 4E401.
                                                                                                       CFR 72.501(c));                                        June 17, 1994 (59 FR 31306, 40 CFR part
                                                  E-Mail Notification: To subscribe to
                                                                                                          • Non-permissible light-duty                        89) for nonroad compression-ignition
                                               receive an email notification when
                                                                                                       equipment, as defined by 30 CFR                        engines (which include diesel engines).
                                               MSHA publishes rules in the Federal                                                                            Under these standards, for engines at
                                               Register, go to http://www.msha.gov.                    75.1908(b), must not emit more than 5.0
                                                                                                       g/hr of DPM (30 CFR 72.502(a)).                        and above 130 kilowatts (kW),
                                               FOR FURTHER INFORMATION CONTACT:                                                                               emissions of particulate matter could
                                               Sheila A. McConnell, Acting Director,                   These standards also require mine                      not exceed .54 g/kW and carbon
                                               Office of Standards, Regulations, and                   operators to use engineering controls to               monoxide could not exceed 11.4 g/kW.
                                               Variances, MSHA, at                                     reduce DPM exposures of underground                    These standards were phased in by
                                               mcconnell.sheila.a@dol.gov (email),                     coal miners. Mine operators must                       engine size for model years 1996 to
                                               202–693–9440 (voice); or 202–693–9441                   provide annual training to all miners                  2000. In addition, all engines greater
                                               (facsimile). These are not toll-free                    exposed to DPM and maintain an                         than or equal to 37 kW were subject to
                                               numbers.                                                inventory of the mine’s diesel-powered                 an oxides of nitrogen (NOX, consisting
                                                                                                       equipment.                                             of NO and NO2) emissions limit of 9.2
                                               SUPPLEMENTARY INFORMATION:                                 Under 30 CFR 72.502(b), non-                        g/kW-hr, phased in by engine size over
                                               Table of Contents                                       permissible, light-duty, diesel-powered                model years 1998 through 2000 (59 FR
                                                                                                       equipment must be deemed in                            31341). However, EPA explicitly
                                               I. Background
                                                  A. Regulatory History
                                                                                                       compliance with 30 CFR 72.502(a) if it                 excluded engines regulated by MSHA.
                                                  B. Recent Research                                   uses an engine that meets or exceeds the               Id. at 31340.
                                                  C. Health Hazard Alerts                              applicable Environmental Protection                       On October 23, 1998, EPA published
                                                  D. Recent State Actions                              Agency (EPA) particulate matter                        Tier 1 DPM standards for nonroad
                                               II. Information Request                                 emissions requirements. In                             compression-ignition engines less than
                                                  A. Non-Permissible, Light-Duty, Diesel-              promulgating its DPM rule, which                       37 kW (50 hp), setting a 1.2 g/kW-hr
                                                     Powered Equipment in Underground                  allows more particulate emissions for                  particulate matter limit phased in by
                                                     Coal Mines                                        light-duty equipment than for heavy-                   engine size over model years 1999 and
                                                  B. Maintenance of Diesel-Powered                     duty equipment, MSHA assumed that                      2000. The rule also established a Tier 1
                                                     Equipment in Underground Coal Mines
                                                     and Recordkeeping Requirements
                                                                                                       diesel engine manufacturers would                      NOX limit of 14.6 g/kW-hr for engines
                                                  C. Exhaust After-Treatment Technology                comply with EPA standards and that,                    37 kW and above, phased in by engine
                                                  D. Monitoring MNM Miners’ Exposures to               when replacing vehicles in the mine’s                  size over model years 1996 through
                                                     DPM                                               light-duty fleet, mine operators would                 2000.
                                                  E. Other Information                                 purchase newer (new or used) vehicles                     In addition, the rule required more
                                                                                                       that met EPA emissions standards, thus                 stringent Tier 2 DPM standards for all
                                               I. Background
                                                                                                       accelerating the turnover to a newer                   nonroad diesel engines, ranging from
                                               A. Regulatory History                                   generation of technology. MSHA                         1.0 g/kW-hr for the smallest engines to
                                                                                                       expected a significant reduction in the                .54 g/kW-hr for the largest engines,
                                               1. DPM in Underground Coal Mines
                                                                                                       amount of DPM emitted by the                           phased in by engine size over model
                                                  On October 25, 1996, MSHA                            underground fleet as these cleaner                     years 2001 to 2006. Under the rule, Tier
                                               published a final rule establishing                     engines replaced or supplemented older                 3 DPM standards for engines 37 kW and
                                               revised requirements for the approval of                engines in underground coal mines.                     above were the same as the Tier 2
                                               diesel engines and related components                      MSHA had considered establishing                    standards, but for these engines Tier 3
                                               used in underground coal mines;                         stricter standards for certain types of                introduced additional limits for other
                                               requirements for coal mine operators’                   equipment and covering more light-duty                 types of emissions (hydrocarbons plus
                                               monitoring of diesel exhaust emissions;                 equipment, but concluded that such                     NOX). The rule also introduced Tier 3
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                                               and safety standards for the use of                     actions would either be technologically                standards for engines 37–560 kW for
                                               diesel-powered equipment in                             or economically infeasible for the coal                these same other types of emissions,
                                               underground coal mines (61 FR 55412).                   mining industry as a whole at that time.               phased in by engine size over model
                                               The rule required clean-burning engines                 MSHA concluded that the introduction                   years 2006 through 2008 (40 CFR
                                               on diesel-powered equipment and                         of newer and cleaner engines                           89.112). MSHA-regulated engines
                                               training for persons maintaining the                    underground that met EPA standards,                    continued to be exempted from the EPA
                                               equipment. The rule also required                       and the continued development of after-                rule.


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                                               36828                  Federal Register / Vol. 81, No. 110 / Wednesday, June 8, 2016 / Proposed Rules

                                                  On June 29, 2004, the EPA published                  Agency published a proposed rule (70                   factor. Because the Agency could not
                                               a final rule introducing even lower Tier                FR 53280; September 7, 2005) seeking                   support an appropriate EC limit,
                                               4 emissions standards for new                           specific comments and data on an                       MSHA’s existing DPM standard
                                               compression-ignition engines of all                     appropriate conversion factor for the                  presently remains at 160TC mg/m3.
                                               sizes. (69 FR 38958, 40 CFR 1039). This                 final DPM limit from TC to EC and                        The existing standards are based on a
                                               rule provided for ‘‘interim’’ Tier 4                    related technological implementation                   miner’s personal exposure to DPM and
                                               standards applicable to engines for                     issues.                                                specify that, in an underground MNM
                                               model years 2014 and earlier and final                     On May 18, 2006, MSHA published a                   mine, such exposure must not exceed an
                                               Tier 4 standards applicable to model                    final rule (71 FR 28924) that reverted                 average 8-hour equivalent, full-shift
                                               years after the 2014 model year. Based                  back to using TC to measure DPM                        airborne concentration of 160
                                               on engine size, the final standards set                 exposure. This rule phased-in a final                  micrograms of total carbon (TC) per
                                               particulate matter limits of .04 to .40 g/              DPM PEL of 160 micrograms of TC per                    cubic meter of air (160TC mg/m3) when
                                               kW-hr, NOX limits of .40 to 3.5 g/kW-                   cubic meter of air (160TC mg/m3) over a                measured as an 8-hour, time-weighted
                                               hr, and carbon monoxide limits of 3.5 to                two-year period. MSHA believed that                    average concentration (TWA8). 30 CFR
                                               6.6 g/kW-hr. The final standards also                   the industry as a whole was capable of                 57.5060(b)(3). These standards require
                                               imposed lower hydrocarbon limits. 40                    attaining this DPM PEL within the                      mine operators to use engineering and/
                                               CFR 1039.101. Again, MSHA-regulated                     timeframes established using existing                  or workplace controls to reduce miners’
                                               engines were explicitly excluded from                   DPM control methods and not requiring                  exposures to a level as low as feasible
                                               these standards. 40 CFR 1039.5(c). Tier                 the development of new technologies.                   and, where controls do not reduce
                                               4 engines were expected to have 90                         MSHA stated that the development of                 exposure to the PEL or below, to
                                               percent lower DPM emissions than the                    high temperature disposable diesel                     supplement controls with respiratory
                                               same types of engines under Tier 3                      particulate filter (HTDPF) systems                     protection. 30 CFR 57.5060(d). These
                                               standards (69 FR 38958, 40 CFR 1039).                   would fill a critical gap in available                 standards also provide that a physician
                                                                                                       filter technology because they                         or other licensed health care
                                               2. DPM in Underground Metal and                         demonstrated high filtration efficiency
                                               Nonmetal Mines                                                                                                 professional conduct a medical
                                                                                                       for EC, and did not increase NO2                       evaluation of miners to determine the
                                                  In 2001, MSHA published a final rule                 emissions. MSHA also anticipated that                  miner’s ability to wear respiratory
                                               establishing new health standards for                   production of biodiesel fuel would                     protection. 30 CFR 57.5060(d)(3).
                                               underground metal and nonmetal mines                    increase dramatically, making it easier
                                               that use equipment powered by diesel                    for mine operators to gain access to a                 B. Recent Research
                                               engines (30 CFR part 57). This rule                     reliable supply of this alternative fuel.                The National Cancer Institute (NCI)
                                               established a concentration limit for                   In addition, MSHA anticipated that                     (Silverman et al.) and the National
                                               DPM and required mine operators to use                  EPA-compliant engines along with other                 Institute for Occupational Safety and
                                               engineering and work practice controls                  engineering and administrative controls                Health (NIOSH) (Attfield et al.)
                                               to reduce DPM to that limit. Operators                  would enable the underground MNM                       completed the Diesel Exhaust in Miners
                                               were required to comply in accordance                   mining industry as a whole to resolve                  Study in March 2012. This
                                               with a phase-in period, with the final                  lingering implementation challenges                    epidemiological study included 12,315
                                               limit to be in effect by January 20, 2006.              relating to the 160TC mg/m3 DPM final                  workers from eight nonmetal mining
                                               In the rule, MSHA provided operators                    exposure limit.                                        facilities (three potash, three trona, one
                                               with the opportunity to obtain a special                   In the May 18, 2006 final rule, MSHA                limestone, and one salt (halite) facility)
                                               extension if engineering and work                       also: (1) Finalized provisions addressing              located in Ohio, Missouri, New Mexico,
                                               practice controls that would reduce a                   medical evaluation and transfer of                     and Wyoming. The study was
                                               miner’s personal exposure to the final                  miners who are unable to wear                          conducted to determine whether
                                               exposure limit could not be                             respirators for medical reasons; (2)                   breathing diesel exhaust could lead to
                                               implemented by the deadline due to                      committed the Agency to proposing a                    lung cancer and other health outcomes.
                                               technological constraints. This                         rule in the near future to convert the                 Two evaluations of this study are
                                               extension opportunity did not apply to                  DPM limit from TC to EC; (3) deleted                   published in the Journal of the National
                                               newer mines.                                            the provision that restricts newer mines               Cancer Institute, as follows:
                                                  MSHA published another final rule                    from applying for an extension of time
                                               (70 FR 32868; June 6, 2005) that                        in which to meet the final concentration                 D. Silverman et al. (2012). ‘‘The Diesel
                                               replaced the concentration limit for                    limit; and (4) addressed technological                 Exhaust in Miners Study: A Nested Case-
                                                                                                                                                              Control Study of Lung Cancer and Diesel
                                               DPM exposures of MNM miners from a                      and economic feasibility issues and the                Exhaust.’’ Journal of the National Cancer
                                               total carbon (TC) permissible exposure                  costs and benefits of the rule. 30 CFR                 Institute, 104(11):855–68. doi: 10.1093/jnci/
                                               limit (PEL) to a comparable elemental                   part 57. In accordance with the phase-                 djs034
                                               carbon (EC) PEL. This was not intended                  in schedule, the DPM PEL was reduced                     M. Attfield et al. (2012). ‘‘The Diesel
                                               to be a substantive change to the                       to 350TC mg/m3 effective January 20,                   Exhaust in Miners Study: A Cohort Mortality
                                               exposure limits; rather, MSHA believed                  2007. The final limit of 160TC mg/m3                   Study with Emphasis on Lung Cancer.’’
                                               that EC renders a more accurate measure                 became effective on May 20, 2008.                      Journal of the National Cancer Institute,
                                               of DPM exposure than does TC. The first                    On May 20, 2008 (73 FR 29058),                      104(11):869–83. doi: 10.1093/jnci/djs035
                                               phase of the PEL reduction would have                   MSHA published a Federal Register                         Silverman et al. concluded that diesel
                                               required a PEL of 308 micrograms of EC                  document announcing that it had                        exhaust exposure may cause lung cancer
                                                                                                       decided not to engage in rulemaking to
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                                               per cubic meter of air (308EC mg/m3),                                                                          in humans and may represent a
                                               effective on May 20, 2006.                              convert the TC limit to a comparable EC                potential public health burden. Attfield
                                                  After publishing this 2005 rule,                     limit. This decision was based on                      et al. concluded that diesel exhaust
                                               however, MSHA found that the                            MSHA’s assessment that the latest                      increases the risk of death from lung
                                               engineering applications and related                    available scientific evidence regarding                cancer and has important public health
                                               technological implementation issues                     the variability of the TC to EC ratio, at              implications.
                                               were more complex and extensive than                    levels below 230 mg TC, was insufficient                  Both the case-control study
                                               previously thought. In response, the                    to suggest an appropriate conversion                   (Silverman et al.) and the mortality


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                                                                      Federal Register / Vol. 81, No. 110 / Wednesday, June 8, 2016 / Proposed Rules                                             36829

                                               study (Attfield et al.) showed a strong                 exposure, engineering and workplace                    nitrogen dioxide (NO2). West Virginia
                                               relationship between the levels of                      controls, respiratory protection, and the              and Pennsylvania also limit ambient
                                               exposure to diesel exhaust and risk of                  standards in place to protect miners                   concentrations of nitric oxide (NO) to 25
                                               death from lung cancer. In both studies,                from exposure.                                         ppm. If the concentrations of these
                                               the relationship between lung cancer                       MSHA issued a second Health Hazard                  emissions exceed 75 percent of these
                                               risk and diesel exhaust exposure                        Alert on August 6, 2013. The alert                     limits, these states require mine
                                               remained after controlling for smoking                  reinforced the dangers of platinum-                    operators to make changes to the use of
                                               and other lung cancer risk factors. The                 based particulate filters as a source of               diesel equipment, mine ventilation, or
                                               death rates were about three to five                    increased concentrations of nitrogen                   other modifications to the mining
                                               times greater for workers with the                      dioxide (NO2) in underground coal                      process.
                                               highest exposures to diesel exhaust than                mines. MSHA had addressed these                          All three states require mine operators
                                               for workers who had the lowest                          dangers before. On May 16, 2011,                       to keep written records of emissions
                                               exposures.                                              MSHA had published a Program                           tests, pre-operational examinations, and
                                                  On June 12, 2012, the International                  Information Bulletin NO. P11–38, Re-                   maintenance and repairs for all diesel
                                               Agency for Research on Cancer (IARC) 1                  Issue of P02–04—Potential Health                       equipment operated underground.
                                               concluded that there is sufficient                      Hazard Caused by Platinum-Based                        These states also require specific
                                               evidence of carcinogenicity in humans                   Catalyzed Diesel Particulate Matter                    information to be recorded that MSHA
                                               from diesel exhaust exposure to upgrade                 Exhaust Filters, informing mine                        does not require, e.g., the results of
                                               its classification of diesel exhaust from               operators of a potential health hazard                 testing the engine at full throttle against
                                               ‘‘probably carcinogenic’’ to                            caused by then-available platinum-                     the brakes with loaded hydraulics
                                               ‘‘carcinogenic to humans’’.2                            based catalyzed diesel particulate matter              (engine speed tests), operating hour
                                                  In November 2015, the Health Effects                 (DPM) exhaust filters for diesel-powered               meter hours, total intake restriction,
                                               Institute 3 completed its evaluation of                 equipment. The PIB advised that the use                total exhaust back pressure, cooled
                                               recent epidemiological evidence for                     of these filters may result in increased               exhaust gas temperature, coolant
                                               assessing the risk of lung cancer from                  production of nitrogen dioxide (NO2)                   temperature, engine oil pressure, and
                                               exposure to diesel exhaust. The                         gas, as compared to NO2 emissions                      engine oil temperature.
                                               evaluation concluded that the Diesel                    produced by engines operating without
                                               Exhaust in Miners Study and the                         these filters, causing miners to be                    II. Information Request
                                               Trucking Industry Particle Study were                   exposed to increased concentrations of                    MSHA requests information and data
                                               ‘‘well designed and carefully conducted,                NO2.                                                   on the effectiveness of the existing
                                               embodying the attributes of                                                                                    standards in controlling miners’
                                               epidemiological studies that are                        D. State Actions
                                                                                                                                                              exposures to diesel exhaust, including
                                               considered important for quantitative                     West Virginia, Pennsylvania, and                     DPM. MSHA specifically requests input
                                               risk assessment.’’ 4                                    Ohio require diesel-powered equipment                  from industry, labor, and other
                                                                                                       used in underground coal mines to                      interested parties on approaches that
                                               C. Health Hazard Alerts
                                                                                                       include an exhaust emissions control                   may enhance control of DPM and diesel
                                                 Following the IARC classification of                  and conditioning system that meets the                 exhaust exposures to improve
                                               diesel exhaust as a human carcinogen,                   following requirements:                                protections for miners in underground
                                               MSHA issued two Health Hazard Alerts:                     • DPM emissions that do not exceed                   coal and MNM mines. When
                                               one on diesel exhaust and DPM in                        an average concentration of 0.12                       responding—
                                               underground coal and MNM mines, and                     milligrams of DPM per cubic meter of                      • Address your comments to the topic
                                               one on nitrogen dioxide (NO2)                           air (mg/m3) when diluted by 100                        and question number. For example, the
                                               emissions in underground coal mines.                    percent (West Virginia and Ohio) or by                 response to questions regarding
                                               The first Health Hazard Alert was issued                50 percent (Pennsylvania) of the MSHA                  underground coal mines, Question 1,
                                               in partnership with the Occupational                    Part 7 approved ventilation rate for that              would be identified as ‘‘A.1’’.
                                               Safety and Health Administration                        diesel engine.                                            • Explain the rationale supporting
                                               (OSHA) on January 10, 2013. It provided                   • An oxidation catalyst or other                     your views and, where possible, include
                                               information about diesel exhaust and                    gaseous emissions control device                       specific examples.
                                               DPM in underground coal and MNM                         capable of reducing undiluted carbon                      • Provide sufficient detail in your
                                               mines, occupations with potential                       monoxide (CO) emissions to 100 parts                   responses to enable proper Agency
                                               exposure, the health hazards of                         per million (ppm) or less under all                    review and consideration.
                                                                                                       conditions of operation within the                        • Identify the information on which
                                                  1 International Agency for Research on Cancer,
                                                                                                       normal engine operating temperature                    you rely and include applicable
                                               World Health Organization, Press Release No. 213,
                                               ‘‘IARC: Diesel Engine Exhaust Carcinogenic,’’ June      range.                                                 experiences, data, models, calculations,
                                               12, 2012.                                                 • A DPM filter capable of reducing                   studies and articles, standard
                                                  2 International Agency for Research on Cancer,       DPM concentrations by at least 75                      professional practices, availability of
                                               ‘‘Carcinogenicity of Diesel-Engine and Gasoline-        percent (West Virginia) or by an average               technology, and costs.
                                               Engine Exhausts and Some Nitroarenes,’’ IARC            of 95 percent (Pennsylvania) or to a
                                               Monographs, Volume 105, World Health
                                                                                                                                                                 MSHA invites comment in response
                                               Organization, 2013.                                     level that does not exceed an average                  to the specific questions posed below
                                                  3 The Health Effects Institute is an independent,    concentration of 0.12 milligrams per                   and encourages commenters to include
                                               non-profit research institute funded jointly by the     cubic meter (mg/m3) of air when diluted                any related cost and benefit data, and
                                               U.S. Environmental Protection Agency and industry
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                                                                                                       by 100 percent of the MSHA Part 7                      any specific issues related to the impact
                                               to provide credible, high quality science on air
                                               pollution and health for air quality decisions. HEI     approved ventilation rate for that diesel              on small mines.
                                               sponsors do not participate in the selection,           engine (Ohio).
                                               oversight, or review of HEI science, and HEI’s            In addition, West Virginia, Ohio, and                A. Non-Permissible, Light-Duty, Diesel-
                                               reports do not necessarily represent their views.       Pennsylvania limit ambient                             Powered Equipment in Underground
                                                  4 HEI Press Release, ‘‘New Report Examines Latest
                                                                                                       concentrations of exhaust gases to a                   Coal Mines
                                               Studies of Lung Cancer Risk in Workers Exposed to
                                               Exhaust from Older Diesel Engines,’’ November 24,       ceiling of 35 parts per million (ppm) for                It has been 14 years since MSHA
                                               2015.                                                   carbon monoxide (CO) and 3 ppm for                     promulgated its DPM rule for


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                                               36830                  Federal Register / Vol. 81, No. 110 / Wednesday, June 8, 2016 / Proposed Rules

                                               underground coal mines. At that time,                   requiring all non-permissible, light-                    11. What would be the advantages,
                                               MSHA had estimated a service life of 10                 duty, diesel-powered equipment                         disadvantages, and costs associated with
                                               years for non-permissible, light-duty,                  operating in underground coal mines to                 requiring additional records to
                                               diesel-powered equipment. Based on                      meet current EPA emissions standards?                  document the testing and maintenance
                                               this estimate, MSHA expects that all the                Please be specific and include the                     of diesel-powered equipment in
                                               non-permissible, light-duty, diesel-                    rationale for your response.                           underground coal mines, such as the
                                               powered equipment in use at that time                     7. West Virginia, Pennsylvania, and                  testing described above? Please be
                                               has now been replaced with equipment                    Ohio limit diesel equipment in the                     specific and include the rationale for
                                               having newer and cleaner diesel                         outby areas of underground coal mines                  your response.
                                               engines. MSHA’s latest diesel inventory                 based on the air quantity approved on                    12. If your mine is in West Virginia,
                                               for underground coal mines indicates                    the highest ventilation plate. What are                Pennsylvania, or Ohio, what is your
                                               that this newer light-duty equipment                    the advantages, disadvantages, and costs               experience with the resources expended
                                               makes up about 66 percent of the total                  of MSHA adopting such an approach?                     to keep testing records? How have these
                                               existing diesel-powered fleet. MSHA                                                                            records been used, e.g., have you
                                               believes that this newer equipment has                  B. Maintenance of Diesel-Powered                       analyzed the records for trends? Have
                                               resulted in a decrease in the overall                   Equipment in Underground Coal Mines                    you made any changes in the use of the
                                               levels of diesel emissions in                           and Recordkeeping Requirements                         diesel-powered equipment, emissions
                                               underground coal mines. Diesel engine                      Performing routine preventive                       controls, or mine ventilation based on
                                               manufacturers have integrated a variety                 maintenance of diesel engines helps                    the records of emissions testing? If so,
                                               of advanced technologies into new                       ensure that the engines are maintained                 please provide examples.
                                               engine designs to reduce engine                         in approved condition. Under 30 CFR                      13. Please provide information related
                                               emissions to meet EPA requirements.                     75.1914(f), all diesel-powered                         to additional training requirements for
                                                  To assist MSHA in determining                        equipment must be examined and tested                  persons who operate and maintain
                                               whether it is feasible to lower the                     weekly in accordance with approved                     diesel equipment. Please be specific on
                                               emissions limits for non-permissible,                   checklists and manufacturers’                          the types of training required, time
                                               light-duty, diesel-powered equipment to                 maintenance manuals. Under 30 CFR                      associated with training, and additional
                                               2.5 g/hr of DPM or less, please respond                 75.1914(g), diesel-powered equipment                   safety and health benefits provided.
                                               to the following questions. For each                    approved under 30 CFR part 36 and                      C. Exhaust After-Treatment and Engine
                                               response, please provide data, the                      non-permissible, heavy-duty, diesel-                   Technologies
                                               specific type of equipment,                             powered equipment in underground
                                               manufacturer, engine type, filter type,                                                                           Options for reducing diesel exhaust
                                                                                                       coal mines are tested and evaluated on                 emissions that are available include
                                               level of DPM, and comments that                         a weekly basis in accordance with mine
                                               support your response.                                                                                         integration of advanced technologies
                                                                                                       operator-developed standard operating                  into new engine designs and exhaust
                                                  1. Is there evidence that non-                       procedures. These procedures must
                                               permissible, light-duty, diesel-powered                                                                        after-treatment systems. Reduction of
                                                                                                       provide for carbon monoxide sampling;                  diesel exhaust emissions prior to their
                                               equipment currently being operated in                   carbon monoxide concentration must
                                               underground mines emits 2.5 g/hr of                                                                            release into the mine environment is an
                                                                                                       not exceed 2500 parts per million.                     effective strategy used to prevent or
                                               DPM or less? If so, please provide this
                                                                                                          8. What would be the advantages,                    reduce exposure of underground miners
                                               evidence.
                                                  2. What administrative, engineering,                 disadvantages, safety and health                       to diesel exhaust. The underground coal
                                               and technological challenges would the                  benefits, and costs of testing non-                    and MNM mining industries use
                                               coal mining industry face in meeting a                  permissible, light-duty, underground                   exhaust after-treatment technology to
                                               2.5 g/hr DPM emissions level for non-                   diesel-powered equipment on a weekly                   control and reduce DPM and gaseous
                                               permissible, light-duty, diesel-powered                 basis for carbon monoxide as required                  emissions from the existing fleet of
                                               equipment?                                              for permissible diesel-powered                         diesel-powered equipment. While
                                                  3. What costs would the coal mining                  equipment and non-permissible, heavy-                  existing DPM standards provide for
                                               industry incur to lower emissions of                    duty, diesel-powered equipment?                        flexibility of controls to reach the
                                               DPM to 2.5 g/hr or less on non-                            9. Reducing the emissions of nitric                 required limit (i.e., controls that reduce
                                               permissible, light-duty diesel-powered                  oxide (NO) and nitrogen dioxide (NO2)                  engine emissions), MSHA expected that
                                               equipment? What are the advantages,                     is one way that engine manufacturers                   most operators would use hot gas
                                               disadvantages of requiring that light-                  can control particulate production                     (ceramic) filters to comply.
                                               duty diesel-powered equipment emit no                   indirectly. What are the advantages,                      MSHA is requesting information on
                                               more than 2.5 g/hr of DPM?                              disadvantages, and costs of expanding                  the types and effectiveness of exhaust
                                                  4. What percentage of non-                           exhaust emissions tests to include NO                  after-treatment technologies used in
                                               permissible, light-duty, diesel-powered                 and NO2 to determine the effectiveness                 underground mines. Please describe
                                               equipment operating underground does                    of emissions controls in underground                   some best practices for selecting and
                                               not meet the current EPA emissions                      coal mines? Please provide data and                    using after-treatment devices.
                                               standards?                                              comments that support your response.                      14. What exhaust after-treatment
                                                  5. What modifications could be                          10. Should MSHA require that                        technologies are currently used on
                                               applied to non-permissible, light-duty,                 diagnostics system tests include engine                diesel-powered equipment? What are
                                               diesel-powered equipment to meet                        speed (testing the engine at full throttle             the costs associated with acquiring and
                                                                                                       against the brakes with loaded                         maintaining these after-treatment
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                                               current EPA emissions standards? What
                                               percentage of this equipment could not                  hydraulics), operating hour meter, total               technologies and by how much did they
                                               be modified to meet current EPA                         intake restriction, total exhaust back                 reduce DPM emissions? How durable
                                               emissions standards? If these are                       pressure, cooled exhaust gas                           and reliable are after-treatment
                                               specific types of equipment, please list                temperature, coolant temperature,                      technologies and how often should
                                               the manufacturers and model numbers.                    engine oil pressure, and engine oil                    these technologies be replaced? Please
                                                  6. What are the advantages,                          temperature, as required by some states?               be specific and include examples and
                                               disadvantages, and costs associated with                Why or why not?                                        the rationale for your response.


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                                                                      Federal Register / Vol. 81, No. 110 / Wednesday, June 8, 2016 / Proposed Rules                                                  36831

                                                  15. What are the advantages,                         associated with maintaining equipment                  F. Other Information
                                               disadvantages, and relative costs of                    equipped with these engines?                             Please provide any other data or
                                               using DPM filters capable of reducing                     23. What percentage of underground                   information that may be useful to
                                               DPM concentrations by at least 75                       coal mines’ total diesel equipment                     MSHA in evaluating miners’ exposures
                                               percent or by an average of 95 percent                  inventory is equipped with Tier 4i or                  to harmful diesel exhaust emissions,
                                               or to a level that does not exceed an                   Tier 4 engines?                                        including the effectiveness of existing
                                               average concentration of 0.12 milligrams                                                                       control mechanisms for reducing
                                               per cubic meter (mg/m3) of air when                     D. Monitoring MNM Miners’ Exposures
                                                                                                       to DPM                                                 harmful diesel emissions and limiting
                                               diluted by 100 percent of the MSHA                                                                             miners’ exposures to harmful diesel
                                               Part 7 approved ventilation rate for that                                                                      exhaust emissions.
                                                                                                          Under the existing standards, MSHA
                                               diesel engine? How often do the filters
                                                                                                       uses total carbon (TC) measurements as                   Authority: 30 U.S.C. 811, 813(h).
                                               need to be replaced?
                                                                                                       a surrogate for DPM when determining
                                                  16. What sensors (e.g. ammonia,                                                                             Joseph A. Main,
                                                                                                       MNM miners’ DPM exposures.
                                               nitrogen oxide (NO), nitrogen dioxide                                                                          Assistant Secretary of Labor for Mine Safety
                                               (NO2)) are built into the after-treatment                  24. MSHA requests information on                    and Health.
                                               devices used on the diesel-powered                      alternative surrogates, other than TC, to
                                                                                                                                                              [FR Doc. 2016–13219 Filed 6–7–16; 8:45 am]
                                               equipment?                                              estimate a miner’s DPM exposure. What
                                                                                                                                                              BILLING CODE 4520–43–P
                                                  17. Are integrated engine and exhaust                is the surrogate’s limit of detection and
                                               after-treatment systems used to control                 what are potential interferences in a
                                               DPM and gaseous emissions in the                        mine environment?
                                                                                                                                                              DEPARTMENT OF HOMELAND
                                               mining industry? If so, please describe                    25. What are the advantages,                        SECURITY
                                               the costs associated with acquiring and                 disadvantages, and relative costs for
                                               maintaining integrated systems, and the                 using the alternative surrogate to                     Coast Guard
                                               reduction in DPM emissions produced.                    determine a MNM miner’s exposure to
                                                  18. What are the advantages,                         DPM? Please be specific and include the                33 CFR Part 165
                                               disadvantages, and relative costs of                    rationale for your response.
                                               requiring that all light-duty diesel-                                                                          [Docket Number USCG–2016–0335]
                                                                                                          26. MSHA requests information on
                                               powered equipment be equipped with                      advances in sampling and analytical                    RIN 1625–AA00
                                               high-efficiency DPM filters?                            technology and other methods for
                                                  As discussed above, on June 29, 2004,                measuring a MNM miner’s DPM                            Safety Zone; Ohio River Mile 42.5 to
                                               EPA adopted Tier 4 diesel engine                        exposure that may allow for a reduced                  43.0, Chester, West Virginia
                                               standards. These standards are                          exposure limit.                                        AGENCY:   Coast Guard, DHS.
                                               performance-based and technology-
                                               neutral in the sense that manufacturers                 E. MNM Miners’ Personal Exposure                       ACTION:   Notice of proposed rulemaking.
                                               are responsible for determining which                   Limit (PEL)
                                                                                                                                                              SUMMARY:   The Coast Guard proposes to
                                               emissions control technologies will be                                                                         establish a temporary safety zone for all
                                                                                                          MSHA analyzed its sampling data
                                               needed to meet the requirements.                                                                               water extending 300 feet from the left
                                                                                                       from 2006 (when the final PEL was
                                               Engine manufacturers will produce new                                                                          descending bank into the Ohio River
                                                                                                       published) to 2015, and found that the
                                               engines with advanced emissions                                                                                from mile 42.5 to mile 43.0. This
                                                                                                       average exposures of MNM miners
                                               control technologies to comply with                                                                            proposed rule would be needed to
                                                                                                       decreased by 57 percent from 253TC to
                                               Tier 4 emissions standards. Exhaust                                                                            protect personnel, vessels, and the
                                                                                                       109TC mg/m3 in MNM mines. Further
                                               emissions from these engines are                                                                               marine environment from potential
                                                                                                       analysis of the data revealed that
                                               expected to decrease by more than 90                                                                           hazards created by a land based
                                                                                                       approximately 63 percent of the mines
                                               percent.                                                                                                       fireworks display. Entry of vessels or
                                                                                                       sampled had average exposures below
                                                  19. In the mining industry, are                                                                             persons into this zone would be
                                                                                                       100TC mg/m3 in 2015 and 75 percent of
                                               operators replacing the engines on                                                                             prohibited unless specifically
                                                                                                       the mines sampled have average
                                               existing equipment with Tier 4i                                                                                authorized by the Captain of the Port
                                                                                                       exposures below 122TC mg/m3. Overall,
                                               (interim) or Tier 4 engines? If so, please                                                                     Pittsburgh (COTP) or a designated
                                                                                                       50 percent of the mines sampled have
                                               specify the type of equipment (make                                                                            representative. We invite your
                                                                                                       average exposures between 48TC and
                                               and model) and engine size and tier.                                                                           comments on this proposed rulemaking.
                                                                                                       122TC mg/m3. For operators who have
                                               Please indicate how much it costs to
                                                                                                       had success in reducing exposures                      DATES: Comments and related material
                                               replace the engine (parts and labor).
                                                                                                       below the existing standard, please                    must be received by the Coast Guard on
                                                  20. What types of diesel equipment                   describe the best practices that you have              or before June 20, 2016.
                                               purchased new for use in the mining                     used to reduce controls. MSHA intends
                                               industry is powered by Tier 4i or Tier                                                                         ADDRESSES: You may submit comments
                                                                                                       to share this information with the                     identified by docket number USCG–
                                               4 engines? What types of diesel-                        underground metal and nonmetal
                                               powered equipment, purchased used for                                                                          2016–0335 using the Federal
                                                                                                       mining community.                                      eRulemaking Portal at http://
                                               use in the mining industry, are powered
                                               by Tier 3, Tier 4i or Tier 4 engines?                      27. What existing controls were most                www.regulations.gov. See the ‘‘Public
                                                  21. Are Tier 4i or Tier 4 engines used               effective in reducing exposures since                  Participation and Request for
                                               in underground mines equipped with                      2006? Are these controls available and                 Comments’’ portion of the
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                                               diesel particulate filter (DPF) systems                 applicable to all MNM mines?                           SUPPLEMENTARY INFORMATION section for
                                               (e.g., advanced diesel engines with                        28. Based on MSHA’s data, MNM                       further instructions on submitting
                                               integrated after-treatment systems)?                    miners’ average exposures are well                     comments.
                                               Please provide specific examples.                       below the existing standard of 160TC                   FOR FURTHER INFORMATION CONTACT:   If
                                                  22. How long have Tier 4i or Tier 4                  mg/m3. What are the technological                      you have questions about this proposed
                                               engines been in use in the mining                       challenges and relative costs of reducing              rulemaking, call or email MST1 Jennifer
                                               industry and what additional cost is                    the DPM exposure limit?                                Haggins, Marine Safety Unit Pittsburgh,


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Document Created: 2016-06-08 03:10:10
Document Modified: 2016-06-08 03:10:10
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionRequest for information.
DatesComments must be received or postmarked by midnight Eastern Standard Time on September 1, 2016.
ContactSheila A. McConnell, Acting Director, Office of Standards, Regulations, and Variances, MSHA, at [email protected] (email), 202-693-9440 (voice); or 202-693- 9441 (facsimile). These are not toll-free numbers.
FR Citation81 FR 36826 
RIN Number1219-AB86
CFR Citation30 CFR 57
30 CFR 70
30 CFR 72
30 CFR 75

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