81_FR_374 81 FR 371 - List of Approved Spent Fuel Storage Casks: Holtec International HI-STORM 100 Cask System; Amendment No. 9, Revision 1

81 FR 371 - List of Approved Spent Fuel Storage Casks: Holtec International HI-STORM 100 Cask System; Amendment No. 9, Revision 1

NUCLEAR REGULATORY COMMISSION

Federal Register Volume 81, Issue 3 (January 6, 2016)

Page Range371-378
FR Document2015-33280

The U.S. Nuclear Regulatory Commission (NRC) is amending its spent fuel storage regulations by revising the Holtec International (``Holtec,'' or ``the applicant'') HI-STORM 100 Cask System listing within the ``List of Approved Spent Fuel Storage Casks'' to include Amendment No. 9, Revision 1, to Certificate of Compliance (CoC) No. 1014. Amendment No. 9, Revision 1, changes cooling time limits for thimble plug devices (TPDs), removes certain testing requirements for the fabrication of Metamic HT neutron-absorbing structural material, and reduces certain minimum guaranteed values (MGV) used in bounding calculations for this material. Amendment No. 9, Revision 1, also changes fuel definitions to classify certain boiling water reactor (BWR) fuel within specified guidelines as undamaged fuel.

Federal Register, Volume 81 Issue 3 (Wednesday, January 6, 2016)
[Federal Register Volume 81, Number 3 (Wednesday, January 6, 2016)]
[Rules and Regulations]
[Pages 371-378]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-33280]



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Federal Register / Vol. 81, No. 3 / Wednesday, January 6, 2016 / 
Rules and Regulations

[[Page 371]]



NUCLEAR REGULATORY COMMISSION

10 CFR Part 72

[NRC-2015-0156]
RIN 3150-AJ63


List of Approved Spent Fuel Storage Casks: Holtec International 
HI-STORM 100 Cask System; Amendment No. 9, Revision 1

AGENCY: Nuclear Regulatory Commission.

ACTION: Direct final rule.

-----------------------------------------------------------------------

SUMMARY: The U.S. Nuclear Regulatory Commission (NRC) is amending its 
spent fuel storage regulations by revising the Holtec International 
(``Holtec,'' or ``the applicant'') HI-STORM 100 Cask System listing 
within the ``List of Approved Spent Fuel Storage Casks'' to include 
Amendment No. 9, Revision 1, to Certificate of Compliance (CoC) No. 
1014. Amendment No. 9, Revision 1, changes cooling time limits for 
thimble plug devices (TPDs), removes certain testing requirements for 
the fabrication of Metamic HT neutron-absorbing structural material, 
and reduces certain minimum guaranteed values (MGV) used in bounding 
calculations for this material. Amendment No. 9, Revision 1, also 
changes fuel definitions to classify certain boiling water reactor 
(BWR) fuel within specified guidelines as undamaged fuel.

DATES: The direct final rule is effective March 21, 2016, unless 
significant adverse comments are received by February 5, 2016. If the 
direct final rule is withdrawn as a result of such comments, timely 
notice of the withdrawal will be published in the Federal Register. 
Comments received after this date will be considered if it is practical 
to do so, but the NRC staff is able to ensure consideration only of 
comments received on or before this date. Comments received on this 
direct final rule will also be considered to be comments on a companion 
proposed rule published in the Proposed Rules section of this issue of 
the Federal Register.

ADDRESSES: You may submit comments by any of the following methods 
(unless this document describes a different method for submitting 
comments on a specific subject):
     Federal rulemaking Web site: Go to http://www.regulations.gov and search for Docket ID NRC-2015-0156. Address 
questions about NRC dockets to Carol Gallagher, telephone: 301-415-
3463; email: [email protected]. For technical questions, contact 
the individual listed in the FOR FURTHER INFORMATION CONTACT section of 
this document.
     Email comments to: [email protected]. If you do 
not receive an automatic email reply confirming receipt, then contact 
us at 301-415-1677.
     Fax comments to: Secretary, U.S. Nuclear Regulatory 
Commission at 301-415-1101.
     Mail comments to: Secretary, U.S. Nuclear Regulatory 
Commission, Washington, DC 20555-0001, ATTN: Rulemakings and 
Adjudications Staff.
     Hand deliver comments to: 11555 Rockville Pike, Rockville, 
Maryland 20852, between 7:30 a.m. and 4:15 p.m. (Eastern Time) Federal 
workdays; telephone: 301-415-1677.
    For additional direction on obtaining information and submitting 
comments, see ``Obtaining Information and Submitting Comments'' in the 
SUPPLEMENTARY INFORMATION section of this document.

FOR FURTHER INFORMATION CONTACT: Robert D. MacDougall, Office of 
Nuclear Material Safety and Safeguards, telephone: 301-415-5175, email: 
[email protected]; U.S. Nuclear Regulatory Commission, 
Washington, DC 20555-0001.

SUPPLEMENTARY INFORMATION: 

Table of Contents

I. Obtaining Information and Submitting Comments
II. Procedural Background
III. Background
IV. Discussion of Changes
V. Voluntary Consensus Standards
VI. Agreement State Compatibility
VII. Plain Writing
VIII. Environmental Assessment and Final Finding of No Significant 
Environmental Impact
IX. Paperwork Reduction Act Statement
X. Regulatory Flexibility Certification
XI. Regulatory Analysis
XII. Backfitting and Issue Finality
XIII. Congressional Review Act
XIV. Availability of Document

I. Obtaining Information and Submitting Comments

A. Obtaining Information

    Please refer to Docket ID NRC-2015-0156 when contacting the NRC 
about the availability of information for this action. You may obtain 
publicly-available information related to this action by any of the 
following methods:
     Federal Rulemaking Web site: Go to http://www.regulations.gov and search for Docket ID NRC-2015-0156.
     NRC's Agencywide Documents Access and Management System 
(ADAMS): You may obtain publicly-available documents online in the 
ADAMS Public Documents collection at http://www.nrc.gov/reading-rm/adams.html. To begin the search, select ``ADAMS Public Documents'' and 
then select ``Begin Web-based ADAMS Search.'' For problems with ADAMS, 
please contact the NRC's Public Document Room (PDR) reference staff at 
1-800-397-4209, 301-415-4737, or by email to [email protected]. For 
the convenience of the reader, instructions about obtaining materials 
referenced in this document are provided in the ``Availability of 
Documents'' section.
     NRC's PDR: You may examine and purchase copies of public 
documents at the NRC's PDR, Room O1-F21, One White Flint North, 11555 
Rockville Pike, Rockville, Maryland 20852.

B. Submitting Comments

    Please include Docket ID NRC-2015-0156 in the subject line of your 
comment submission.
    The NRC cautions you not to include identifying or contact 
information that you do not want to be publicly disclosed in your 
comment submission. The NRC will post all comment submissions at http://www.regulations.gov as well as enter the comment submissions into 
ADAMS. The NRC does not routinely edit comment submissions to remove 
identifying or contact information.

[[Page 372]]

    If you are requesting or aggregating comments from other persons 
for submission to the NRC, you should inform those persons not to 
include identifying or contact information that they do not want to be 
publicly disclosed in their comment submission. Your request should 
state that the NRC does not routinely edit comment submissions to 
remove such information before making the comment submissions available 
to the public or entering the comment into ADAMS.

II. Procedural Background

    This rule is limited to the changes contained in Amendment No. 9, 
Revision 1, to CoC No. 1014 and does not include other aspects of the 
Holtec HI-STORM 100 Cask System design. The NRC is using the ``direct 
final rule'' procedure to issue this amendment because it represents a 
limited and routine change to an existing CoC and is expected to be 
noncontroversial. Adequate protection of public health and safety 
continues to be ensured. The amendment to the rule will become 
effective on March 21, 2016. If the NRC receives significant adverse 
comments on this direct final rule by February 5, 2016, the NRC will 
publish a Federal Register notice withdrawing the direct final rule, 
and will address the comments in a subsequent Federal Register notice 
for a final rule based on the companion proposed rule published in the 
Proposed Rule section of this issue of the Federal Register. Absent the 
need for significant modifications to the proposed revisions that would 
require republication, the NRC will not initiate a second comment 
period on this action.
    A significant adverse comment is a comment where the commenter 
explains why the rule would be inappropriate, including challenges to 
the rule's underlying premise or approach, or would be ineffective or 
unacceptable without a change. A comment is adverse and significant if:
    (1) The comment opposes the rule and provides a reason sufficient 
to require a substantive response in a notice-and-comment process. For 
example, a substantive response is required when:
    (a) The comment causes the NRC staff to reevaluate (or reconsider) 
its position or conduct additional analysis;
    (b) The comment raises an issue serious enough to warrant a 
substantive response to clarify or complete the record; or
    (c) The comment raises a relevant issue that was not previously 
addressed or considered by the NRC staff.
    (2) The comment proposes a change or an addition to the rule, and 
it is apparent that the rule would be ineffective or unacceptable 
without incorporation of the change or addition.
    (3) The comment causes the NRC staff to make a change (other than 
editorial) to the rule, CoC, or Technical Specifications.
    For detailed instructions on filing comments, please see the 
ADDRESSES section of this document.

III. Background

    Section 218(a) of the Nuclear Waste Policy Act (NWPA) of 1982, as 
amended, requires that ``the Secretary [of the U.S. Department of 
Energy] shall establish a demonstration program, in cooperation with 
the private sector, for the dry storage of spent nuclear fuel at 
civilian nuclear power reactor sites, with the objective of 
establishing one or more technologies that the [U.S. Nuclear 
Regulatory] Commission may, by rule, approve for use at the sites of 
civilian nuclear power reactors without, to the maximum extent 
practicable, the need for additional site-specific approvals by the 
Commission.'' Section 133 of the NWPA states, in part, that ``[t]he 
Commission shall, by rule, establish procedures for the licensing of 
any technology approved by the Commission under Section 219(a) [sic: 
218(a)] for use at the site of any civilian nuclear power reactor.''
    To implement this mandate, the Commission approved dry storage of 
spent nuclear fuel in NRC-approved casks under a general license by 
publishing a final rule to add a new subpart K in part 72 of title 10 
of the Code of Federal Regulations (10 CFR) entitled, ``General License 
for Storage of Spent Fuel at Power Reactor Sites'' (55 FR 29181; July 
18, 1990). This rule also established a new subpart L in 10 CFR part 72 
entitled, ``Approval of Spent Fuel Storage Casks,'' which contains 
procedures and criteria for obtaining NRC approval of spent fuel 
storage cask designs. The NRC subsequently issued a final rule (65 FR 
25241; May 1, 2000) that approved the HI-STORM 100 Cask System design 
and added it to the list of NRC-approved cask designs in 10 CFR 72.214, 
``List of approved spent fuel storage casks,'' as CoC No. 1014. Most 
recently, the NRC issued a final rule effective on March 11, 2014 (78 
FR 78165), that approved the HI-STORM 100 Cask System design amendment 
subject to this rulemaking and added it to the list of NRC-approved 
cask designs in 10 CFR 72.214 as CoC No. 1014, Amendment No. 9.

IV. Discussion of Changes

    On July 1, 2014, Holtec submitted a request to the NRC to revise 
CoC No. 1014 to supersede Amendment 9 with Amendment 9, Revision 1. 
Amendment No. 9, Revision 1, changes cooling time limits for TPDs, 
removes certain testing requirements for the fabrication of Metamic HT, 
and reduces certain MGVs used in bounding calculations for this 
material. Amendment No. 9, Revision 1, also changes fuel definitions to 
classify certain boiling water reactor (BWR) fuel within specified 
guidelines as undamaged fuel. The changes to the CoC and Technical 
Specifications (TS) Appendices are identified with revisions bars in 
the margin of each document.
    As a revision, the CoC and its associated TS will supersede the 
previous version of the CoC No. 1014, Amendment No. 9 CoC and its TSs 
in their entirety. A revision in lieu of a new amendment is justified 
on the grounds that:
     Equipment for CoC No. 1014, Amendment No. 9, cask systems 
has been placed in service by several general licensees, all of whom 
were made aware of Holtec's revision request and supported it;
     No new canisters are being requested to be added to CoC 
No. 1014, Amendment No. 9, cask systems;
     No new systems, components, or structures are requested to 
be added to CoC No. 1014, Amendment No. 9, cask systems;
     The requested changes have minor field and administrative 
implementation impacts on general licensees; and
     The requested changes are applicable to CoC No. 1014, 
Amendment No. 9, in their entirety.
    Each of the applicant's proposed changes is discussed below.

1. Reduced Cooling Time Limit for TPDS

    The TPDs are a form of non-fuel hardware inserted into guide tubes 
used in some pressurized water reactor (PWR) fuel assemblies and made 
radioactive by exposure to neutrons during reactor operation. 
Supporting its proposal to reduce the cooling time limits for TPDs, the 
applicant noted that TPDs are not considered in any of the thermal 
analyses of CoC No. 1014, Amendment No. 9, so that in order to comply 
with this amendment, general licensees must perform an evaluation under 
10 CFR 72.212 to ensure that maximum fuel storage decay heat limits are 
met. The applicant stated that, currently, cooling times for TPDs 
exposed to typical fuel burnups in a reactor core are long, preventing 
many TPDs from being stored in the dry multi-purpose canisters (MPC) 
that contain spent fuel and non-fuel hardware with ``activation 
products,'' or components or constituents made radioactive by

[[Page 373]]

exposure to neutrons in the reactor core. The applicant proposed to 
reduce the required cooling times so that general license users can 
have greater flexibility to store a larger population of TPDs.
    The principal activation product from the irradiation of TPDs in a 
reactor core is Cobalt-60 (Co-60), which has a half-life (the time it 
takes to lose half its radioactivity) of 5 years. The applicant 
calculated that the Co-60 source for a TPD with a five-year cooling 
time after exposure to a fuel burnup of 63,000 megawatt-days per metric 
ton of uranium (MWD/MTU) or less is 141 curies. The maximum Co-60 
activity of TPDs is 240 curies. The applicant selected 141 curies Co-60 
as the design basis Co-60 activity for each TPD, so that any TPD can be 
stored in a HI-STORM MPC so long as the TPD has a cooling time of 5 
years or greater after a burnup of 63,000 MWD/MTU or less, as required 
by the TSs.
    The applicant also calculated the dose rates from a HI-STORM 100 
overpack with an MPC for BWR and for PWR fuels using allowable burnup 
and cooling times from the proposed Revision 1 to CoC No. 1014, 
Amendment No. 9. These calculated dose rates were less than the 
allowable values in the TSs for the currently-approved Amendment No. 9.
    The NRC staff reviewed the applicant's proposed revisions to its 
final safety analysis report (FSAR) and finds that the proposed change 
would have no impact on a fuel rod's internal pressure or cladding 
temperatures. The NRC staff finds the storing of TPDs to be acceptable 
because, as non-fuel components, they present no risk of rupturing and 
releasing fission products, fission product gases, or any other 
material detrimental to the internals of the cask. Nor would the 
storage of TPDs prevent the retrieval of spent fuel from a cask. 
General licensees will, however, continue to be required under 72.212 
to evaluate and ensure that cell heat loads per canister remain below 
the applicable limits as listed in the FSAR and TSs prior to loading.

2. Removing or Revising Certain Metamic-HT Fabrication Testing 
Requirements

    Metamic-HT is a neutron-absorbing structural material used for 
internal components of MPCs, which hold spent fuel assemblies and other 
radioactive fuel components inside storage casks. The applicant 
proposed changing Metamic-HT fabrication testing requirements to: 
Remove testing using a 1-inch collimated neutron beam; remove Charpy V-
notch and lateral expansion testing; remove thermal conductivity 
testing; revise testing requirements for fuel basket welds; change re-
testing criteria when a component fails to meet an MGV by requiring 
only the failed property to be re-tested (not all MGVs); and add the 
ability to conduct 100% testing of an MGV property within a lot if a 
sample within the lot fails re-testing. According to the applicant, 
these changes are to improve Metamic-HT testing, or ease undue burden, 
because some testing requirements were overly conservative and created 
a lengthy testing process, while others did not affect the safety 
analysis.
    The requirement for the use of a 1-inch neutron beam is based on 
Interim Staff Guidance (ISG)-23, ``Application of ASTM Standard 
Practice C1671-07 when performing technical reviews of spent fuel 
storage and transportation packaging licensing actions.'' ISG-23 
concludes that a beam between 1 cm and 2.54 cm is acceptable for 
qualification and acceptance testing of neutron absorbing materials. 
The ISG also states, however, that ``a visual inspection should be 
conducted on all neutron absorbing materials intended for service,'' 
and that as part of that visual inspection, ``it is important to ensure 
that there are no defects that might lead to problems in service; such 
as delaminations or cracks that could appear on clad neutron absorbing 
materials.'' The staff finds that in this instance, a visual inspection 
of all neutron-absorbing materials intended for service, along with 
other fabrication testing measures called for in ISG-23, such as 
minimum plate thickness testing, will provide adequate assurance 
against significant defects in Metamic HT without the need for neutron 
beam testing.
    The Charpy V-notch test is a measure of a given material's 
toughness under impact loading to study temperature-dependent ductile-
to-brittle transitions. As temperature decreases, a metal's ability to 
absorb the energy of an impact--its ductility--decreases, and at some 
temperature, its ductility may suddenly drop almost to zero. This sharp 
transition to brittleness is essentially unidentified in metals with a 
face-centered cubic (FCC) crystal structure, however, and Metamic-HT is 
an aluminum composite with an FCC-based metal matrix. The staff 
therefore concludes that the Charpy V-notch test is not necessary for 
Metamic-HT.
    Proposing to remove the thermal conductivity testing requirement 
for Metamic-HT during fabrication, the applicant noted that there is 
little variability in this material's thermal conductivity when 
fabricated according to the manufacturing manual.
    The NRC staff evaluated the applicant's proposal and finds that the 
thermal conductivity of Metamic-HT is stable for normal operating 
temperatures (200 [deg]C to 500 [deg]C), so that removal of this 
testing requirement would have no impact on any of the previously 
approved NRC staff evaluations. The proposed change is therefore 
considered acceptable.
    The applicant also intends to employ a new qualified welding 
process called Friction Stir Welding (FSW), for external basket joints. 
Allowing the use of FSW of the Metamic HT basket does not change the 
safety basis as evaluated by the staff in HI-STORM 100, Amendment No. 
9, with respect to basket structural performance. Since the basket 
corners utilize the same welded joint configuration specified in 
amendment No. 9 and prior amendments, the primary consideration is that 
of weld process and qualification, rather than structural performance 
of the weld itself.
    Based on its review of the application, the staff determined that 
the methods used to qualify the weld joint were sufficiently robust to 
demonstrate a structural performance comparable to the welding method 
described in previous amendments. The loading conditions and the fully 
supported boundary conditions of the peripheral basket panels result in 
calculated joint stresses below their full capacity. The staff 
therefore concludes that this margin accounts for any differences in 
welding procedures, should they arise in the future. The staff's 
conclusions in this regard only apply to the basket corner welds and 
shim arrangement defined by this revision.

3. Changing Minimum Guaranteed Values for Metamic-HT Analyses

    Using the guidance of the American Society of Mechanical Engineers 
(ASME) Section II, Mandatory Appendix 5, ``Guideline on the Approval of 
New Materials Under the ASME Boiler and Pressure Vessel Code,'' Holtec 
determined the mechanical properties of Metamic-HT at ambient and 
various other higher and lower temperatures. It then analyzed its test 
data using statistical methods to determine minimum, average, and mean 
values of the material's structural properties. In addition, the 
applicant established a design value MGV for each of the various 
properties. An MGV is an arbitrary value for any given property below 
the lowest measured value from the test data. The MGV is then 
demonstrated or guaranteed to be exceeded for every manufactured lot of 
Metamic HT through lot testing.

[[Page 374]]

    The MGVs for Metamic-HT are used in calculations to demonstrate 
that structural components made with this material will satisfy 
engineering requirements, such as stress or deflection limits to ensure 
acceptable hardness of the component in service. Using MGV values 
produces a bounding calculation for any given engineering requirement.
    To support its proposal for reducing some of these MGVs, Holtec 
used differing MGV values in structural calculations for developing 
stress/strain curves from finite element analysis, a method of 
computing displacements, stresses, and strains at defined points along 
the length, width, or within a cross-section of a given component.
    Holtec's calculations determined that a positive margin of safety 
for basket performance criteria remains even with an average reduction 
of approximately 10 percent in MGVs for material yield stress, ultimate 
strength, and Young's modulus, a measure of a material's elasticity 
(ability to resume its original dimensions) under lengthwise tension or 
compression. The applicant also reported a calculated reduction of 20 
percent of the MGV for area criteria measured during a tensile test. 
Positive margins remain in the criteria for peak stress, maximum 
deflection, and crack propagation. These minimum values are guaranteed 
to be met by the imposition of a sampling test plan based on the 
standards for critical service parts. The applicant also proposed to 
add the ability to conduct 100 percent testing of an MGV property 
within a lot if a sample fails re-testing.
    This is the same change Holtec made to the HI-STORM 100 Flood/Wind 
(FW) Multipurpose MPC Storage System, CoC--No. 1032 using an acceptable 
evaluation that complied with 10 CFR 72.48, ``Changes, tests, and 
experiments.'' The NRC staff reviewed these results and finds the 
proposed changes acceptable, because an adequate safety margin remains 
for basket performance criteria even with the reduced MGVs.

4. New Spent Fuel Definitions

    Holtec proposed to add new definitions for ``undamaged fuel 
assembly,'' and ``repaired/reconstituted fuel assembly'' to provide 
further clarity for cask system users and greater consistency with NRC 
guidance for classifying fuel. In addition, the applicant says that 
these definitions will help some BWR users who have older, low-
enriched, channeled BWR fuel with potential cladding defects that these 
users want to load for dry storage without prior placement in a damaged 
fuel container. A discussion of the definition changes follows.
4.a. Definition of ``Undamaged Fuel Assembly''
    The applicant proposed the new definition for ``undamaged fuel 
assembly'' to read: ``a) a fuel assembly without known or suspected 
cladding defects greater than pinhole leaks or hairline cracks and that 
can be handled by normal means; or b) a BWR fuel assembly with an 
intact channel and a maximum average initial enrichment of 3.3 percent 
U-235 by weight (wt-percent) that has no known or suspected grossly 
breached spent fuel rods and can be handled by normal means.'' Under 
this definition, an ``undamaged fuel assembly'' may be a repaired and 
reconstituted fuel assembly.
    The applicant noted that with the currently approved definition, 
inspections to classify the fuel cladding of channeled BWR fuel as 
undamaged may be prohibitively costly and/or unjustifiable for 
maintaining worker radiation exposures as low as reasonably achievable. 
Holtec also noted, however, that a particular subset of older, less-
enriched fuel has been shown to remain subcritical even with 
significant cladding damage and rearrangement of the fuel rods inside 
the channel. If this fuel does not have gross cladding breaches 
(defined as breaches larger than pinhole leaks or hairline cracks), can 
be handled by normal means, and has enrichment less than or equal to 
3.3 weight-percent, Holtec asserted, the fuel does not require a 
damaged fuel container and is not limited to certain basket locations 
in the HI-STORM 100 Cask System's MPC model 68 designed for BWR fuel.
    Under the NRC's ISG-1, ``Classifying the Condition of Spent Nuclear 
Fuel for Interim Storage and Transportation Based on Function,'' 
undamaged fuel may contain some cladding defects if it is safeguarded 
from high temperatures and/or oxidation and does not contain gross 
cladding breaches. Because HI-STORM 100 Cask System MPCs are backfilled 
with helium and shown to keep peak fuel cladding temperatures below the 
limits in ISG 11, ``Cladding Considerations for the Transportation and 
Storage of Spent Fuel,'' the staff has determined that this fuel is 
protected during storage from temperatures that would lead to gross 
ruptures. Also, as long as the fuel meets ISG-1 and does not already 
contain a gross breach, the staff concludes that there are no means for 
the release of fuel fragments during storage. In addition, fuel that 
contains an assembly defect may be considered undamaged under ISG-1 if 
the fuel can still meet fuel-specific and system-related functions. The 
NRC staff will therefore also consider repaired and/or reconstituted 
assemblies meeting these functions as undamaged under the applicant's 
proposed revised definition.
4.b. Definition of ``Repaired/Reconstituted Fuel Assembly''
    As part of Amendment No. 9, Revision 1, Holtec proposed a new 
definition for a repaired or reconstituted fuel assembly as one that 
``contains dummy fuel rod(s) that displaces [sic] an amount of water 
greater than or equal to the original fuel rod(s) and/or which contains 
structural repairs so it can be handled by normal means.'' The 
applicant proposed this definition for clarification purposes and as a 
subset of the definition of ``undamaged fuel.'' It is a common practice 
to repair a nuclear fuel assembly by removing a damaged fuel rod and 
replacing it with a dummy rod to allow the assembly to be returned to 
the reactor core. The NRC has approved this use in specific 
applications, and has provided guidance to 10 CFR part 50 licensees to 
ensure that the repair is performed within the requirements of the 
licensee's 10 CFR part 50 TSs and does not create an unreviewed safety 
question. Because a repaired/reconstituted fuel assembly is restored to 
a condition within the bounds of its original design and safety 
analysis, the NRC staff finds this type of assembly to be a subset of 
``undamaged fuel,'' and concludes that the applicant's proposed 
definition is consistent with ISG-1 and therefore acceptable.

5. Conclusions

    As documented in its Safety Evaluation Report (SER), the NRC staff 
performed a detailed safety evaluation of this proposed CoC amendment 
request. There are no significant changes to cask design requirements 
in the proposed CoC amendment. Considering the specific design 
requirements for each accident condition, the design of the cask would 
prevent loss of containment, shielding, and criticality control. If 
there is no loss of containment, shielding, or criticality control, the 
environmental impacts would be not be significant. This amendment does 
not reflect a significant change in design or fabrication of the cask. 
In addition, any resulting occupational exposures or offsite dose rates 
from the implementation of Amendment No. 9, Revision 1, would remain 
well within 10 CFR part 20 radiation safety limits. Therefore, the 
proposed CoC changes will not result in any radiological or non-
radiological environmental impacts that significantly

[[Page 375]]

differ from the environmental impacts evaluated in the environmental 
assessment (EA) supporting the May 1, 2000, final rule approving the 
original HI-STORM 100 Cask System CoC. There will be no significant 
changes in the types or amounts of any effluent released, no 
significant increase in individual or cumulative radiation exposures, 
and no significant increase in the potential for or consequences of 
radiological accidents.
    This direct final rule revises the HI-STORM 100 Cask System listing 
in 10 CFR 72.214 by adding Amendment No. 9, Revision 1, to CoC No. 
1014. The revision consists of the changes previously described, as set 
forth in the revised CoC and TSs. The revised TSs are identified in the 
SER.
    The revised HI-STORM 100 Cask System design, when used under the 
conditions specified in the CoC, the TSs, and the NRC's regulations, 
will meet the requirements of 10 CFR part 72; therefore, adequate 
protection of public health and safety will continue to be ensured. 
When this direct final rule becomes effective, persons who hold a 
general license under 10 CFR 72.210 may load spent nuclear fuel into 
HI-STORM 100 Cask Systems that meet the criteria of Amendment No. 9, 
Revision 1, to CoC No. 1014 under 10 CFR 72.212.

V. Voluntary Consensus Standards

    The National Technology Transfer and Advancement Act of 1995 (Pub. 
L. 104-113) requires that Federal agencies use technical standards 
developed or adopted by voluntary consensus standards bodies unless the 
use of such a standard is inconsistent with applicable law or otherwise 
impractical. In this direct final rule, the NRC will revise the Holtec 
HI-STORM 100 Cask System design listed in Sec.  72.214, ``List of 
Approved Spent Fuel Storage Casks.'' This action does not constitute 
the establishment of a standard that contains generally applicable 
requirements.

VI. Agreement State Compatibility

    Under the ``Policy Statement on Adequacy and Compatibility of 
Agreement State Programs'' approved by the Commission on June 30, 1997, 
and published in the Federal Register on September 3, 1997 (62 FR 
46517), this rule is classified as Compatibility Category ``NRC.'' 
Compatibility is not required for Category ``NRC'' regulations. The NRC 
program elements in this category relate directly to areas of 
regulation reserved to the NRC by the Atomic Energy Act of 1954, as 
amended, or the provisions of 10 CFR. Although an Agreement State may 
not adopt program elements reserved to the NRC, it may wish to inform 
its licensees of certain requirements using mechanisms consistent with 
the particular State's administrative procedure laws, but classifying 
an NRC rule as Category ``NRC'' does not confer regulatory authority on 
the State.

VII. Plain Writing

    The Plain Writing Act of 2010 (Pub. L. 111-274) requires Federal 
agencies to write documents in a clear, concise, and well-organized 
manner. The NRC has written this document to be consistent with the 
Plain Writing Act as well as the Presidential Memorandum, ``Plain 
Language in Government Writing,'' published June 10, 1998 (63 FR 
31883).

VIII. Environmental Assessment and Finding of No Significant 
Environmental Impact

A. The Action

    The action is to amend 10 CFR 72.214 to revise the Holtec HI-STORM 
100 Cask System listing within the ``List of Approved Spent Fuel 
Storage Casks'' to include Amendment No. 9, Revision 1, to CoC No. 
1014. Under the National Environmental Policy Act (NEPA) of 1969, as 
amended, and the NRC's regulations in subpart A of 10 CFR part 51, 
``Environmental Protection Regulations for Domestic Licensing and 
Related Regulatory Functions,'' the NRC has determined that this rule, 
if adopted, would not be a major Federal action significantly affecting 
the quality of the human environment and, therefore, an environmental 
impact statement (EIS) is not required. The NRC has made a finding of 
no significant impact on the basis of this EA.

B. The Need for the Action

    The need for this direct final rule is to allow users of HI-STORM 
100 Cask Systems under Amendment 9, Revision 1, to load for dry storage 
under a general license some PWR fuel assemblies with shorter cooling 
times for TPDs, and some BWR fuel assemblies that would otherwise have 
to remain in spent fuel storage pools. Specifically, Amendment No. 9, 
Revision 1, changes cooling time limits for TPDs, removes certain 
testing requirements for the fabrication of Metamic HT neutron-
absorbing structural material, and reduces certain MGVs used in 
bounding calculations for this material. Amendment No. 9, Revision 1, 
also changes fuel definitions to classify certain BWR fuel within 
specified guidelines as undamaged fuel, which could avert the worker 
radiation exposures that would otherwise be necessary to put this fuel 
into containers before loading them into MPCs.

C. Environmental Impacts of the Action

    On July 18,1990 (55 FR 29181), the NRC issued an amendment to 10 
CFR part 72 to provide for the storage of spent fuel under a general 
license in cask designs approved by the NRC. The potential 
environmental impact of using NRC-approved storage casks was initially 
analyzed in the EA for the 1990 final rule. The EA for this Amendment 
No. 9, Revision 1, tiers off of that EA for the July 18, 1990, final 
rule. Tiering on past environmental assessments is a standard process 
under NEPA. As stated in the Council on Environmental Quality's 40 
Frequently Asked Questions, the tiering process makes each EIS/EA of 
greater use and meaning to the public as the plan or program develops 
without duplication of the analysis prepared for the previous impact 
statement.
    Holtec HI-STORM 100 Cask Systems are designed to mitigate the 
effects of design basis accidents that could occur during storage. 
Design basis accidents account for human-induced events and the most 
severe natural phenomena reported for the site and surrounding area. 
Postulated accidents analyzed for an independent spent fuel storage 
installation, the type of facility at which a holder of a power reactor 
operating license would store spent fuel in casks in accordance with 10 
CFR part 72, include tornado winds and tornado-generated missiles, a 
design basis earthquake, a design basis flood, an accidental cask drop, 
lightning effects, fire, explosions, and other incidents.
    Considering the specific design requirements for each accident 
condition, the design of the cask would prevent loss of confinement, 
shielding, and criticality control. If there is no loss of confinement, 
shielding, or criticality control, the environmental impacts would be 
insignificant. This revision does not reflect a significant change in 
design or fabrication of the cask. There are no significant changes to 
cask design requirements in the proposed CoC revision. In addition, 
because there are no significant design or process changes, any 
resulting occupational exposures or offsite doses from the 
implementation of Amendment No. 9, Revision 1, would remain well within 
10 CFR part 20 radiation protection limits. Therefore, the proposed CoC 
changes will not result in any radiological or non-radiological 
environmental impacts that differ significantly from the environmental 
impacts evaluated in the EA supporting the July 18, 1990, final rule. 
There will

[[Page 376]]

be no significant change in the types or amounts of any effluent 
released, no significant increase in individual or cumulative radiation 
exposures, and no significant increase in the potential for or 
consequences of radiological accidents. The NRC staff documented these 
safety findings in the SER.

D. Alternative to the Action

    The alternative to this action is to deny approval of Amendment No. 
9, Revision 1, and end the direct final rule. Consequently, any 10 CFR 
part 72 general licensee that seeks to load spent fuel into a HI-STORM 
100 Cask System in accordance with the changes described in proposed 
Amendment No. 9, Revision 1, would have to request an exemption from 
the requirements of 10 CFR 72.212 and 72.214. Under this alternative, 
interested licensees would have to prepare, and the NRC would have to 
review, each separate exemption request, thereby increasing the 
administrative burden on the NRC and the costs to each licensee. The 
environmental impacts of this no-action alternative would therefore be 
the same as or more than those for the action itself.

E. Alternative Use of Resources

    Approval of Amendment No. 9, Revision 1, to CoC No. 1014 would 
result in no irreversible commitments of resources.

F. Agencies and Persons Contacted

    No agencies or persons outside the NRC were contacted in connection 
with the preparation of this EA.

G. Finding of No Significant Impact

    The environmental impacts of the action have been reviewed as 
required by the NRC's 10 CFR part 51 regulations. Based on the 
foregoing EA, the NRC concludes that this direct final rule entitled, 
``List of Approved Spent Fuel Storage Casks: Holtec International HI-
STORM 100 Cask System; Amendment No. 9, Revision 1,'' will not have a 
significant effect on the human environment. Therefore, the NRC has 
determined that an EIS for this direct final rule is not necessary.

IX. Paperwork Reduction Act Statement

    This rule does not contain any information collection requirements, 
and is therefore not subject to the Paperwork Reduction Act of 1995 (44 
U.S.C. 3501 et seq.).

Public Protection Notification

    The NRC may not conduct or sponsor, and a person is not required to 
respond to, a request for information or an information collection 
requirement unless the requesting document displays a currently valid 
Office of Management and Budget control number.

X. Regulatory Flexibility Certification

    Under the Regulatory Flexibility Act of 1980 (5 U.S.C. 605(b)), the 
NRC certifies that this rule will not, if issued, have a significant 
economic impact on a substantial number of small entities. This direct 
final rule affects only nuclear power plant licensees and Holtec. These 
entities do not fall within the definition of small entities set forth 
in the Regulatory Flexibility Act or the size standards established by 
the NRC (10 CFR 2.810).

XI. Regulatory Analysis

    On July 18, 1990 (55 FR 29181), the NRC issued an amendment to 10 
CFR part 72 to provide for the storage of spent nuclear fuel under a 
general license in cask designs approved by the NRC. Any nuclear power 
reactor licensee can use NRC-approved cask designs to store spent 
nuclear fuel if it notifies the NRC in advance, the spent fuel is 
stored under the conditions specified in the cask's CoC, and the 
conditions of the general license are met. A list of NRC-approved cask 
designs is provided in 10 CFR 72.214. On May 1, 2000 (65 FR 25241), the 
NRC issued an amendment to 10 CFR part 72 that approved the HI-STORM 
100 Cask System design by adding it to the list of NRC-approved cask 
designs in 10 CFR 72.214.
    On July 1, 2014, Holtec submitted an application to revise the HI-
STORM 100 Cask System as described in Section III, ``Discussion of 
Changes,'' of this document.
    The alternative to this action is to withhold approval of Amendment 
No. 9, Revision 1, and to require any 10 CFR part 72 general licensee 
seeking to load spent nuclear fuel into a HI-STORM 100 Cask System 
under the changes described in Amendment No. 9, Revision 1, to request 
an exemption from the requirements of 10 CFR 72.212 and 72.214. Under 
this alternative, each interested 10 CFR part 72 licensee would have to 
prepare, and the NRC would have to review, a separate exemption 
request, thereby increasing the administrative burden upon the NRC and 
the costs to each licensee.
    Approval of the direct final rule is consistent with previous NRC 
actions. Further, as documented in the SER and the EA, the direct final 
rule will have no adverse effect on public health and safety or the 
environment. This direct final rule has no significant identifiable 
impact or benefit on other Government agencies. Based on this 
regulatory analysis, the NRC concludes that the requirements of the 
direct final rule are commensurate with the NRC's responsibilities for 
public health and safety and the common defense and security. No other 
available alternative is believed to be as satisfactory, and therefore, 
this action is recommended.

XII. Backfitting and Issue Finality

    For the reasons set forth below, the NRC has determined that the 
backfit rule (10 CFR 72.62) does not apply to this direct final rule, 
and therefore, a backfit analysis is not required.
    This direct final rule revises CoC No. 1014, Amendment No. 9, for 
the Holtec HI-STORM 100 Cask System, as currently listed in 10 CFR 
72.214, ``List of Approved Spent Fuel Storage Casks.'' Amendment No. 9, 
Revision 1, reduces cooling time limits for TPDs in some fuel 
assemblies, removes a thermal conductivity testing requirement for the 
fabrication of Metamic HT neutron-absorbing structural material, and 
reduces the MGVs used in bounding calculations for this material. 
Amendment No. 9, Revision 1, also changes fuel definitions to classify 
certain BWR fuel within specified guidelines as undamaged fuel.
    According to the certificate holder, casks have been manufactured 
under Amendment No. 9, the subject of this revision. Although Holtec 
(applicant, certificate holder) has manufactured some casks under the 
existing CoC No. 1014, Amendment No. 9, that is being revised by this 
direct final rule, Holtec, as the certificate holder, is not subject to 
backfitting protection under 10 CFR 72.62. Moreover, Holtec requested 
the change and requested to apply it to the existing casks manufactured 
under Amendment No. 9. Therefore, even if the certificate holder were 
deemed to be an entity protected from backfitting, this request 
represents a voluntary change and is not backfitting for Holtec.
    Under 10 CFR 72.62, general licensees are entities that are 
protected from backfitting, and in this instance, Holtec has provided 
casks under CoC No. 1014, Amendment No. 9, to general licensees at the 
Braidwood, Byron, Farley, Hatch, and Vogtle reactor facilities. General 
licensees are required, pursuant to 10 CFR 72.212, to ensure that each 
cask conforms to the terms, conditions, and specifications of a CoC, 
and that each cask can be safely used at the specific site in question. 
Because the casks purchased and delivered under CoC No. 1014 Amendment 
No. 9, must now be evaluated under 10 CFR 72.212

[[Page 377]]

consistent with the revisions in CoC No. 1014 Amendment 9, Revision 1, 
this change in the evaluation method and criteria constitutes a change 
in a procedure required to operate an independent spent fuel storage 
installation (ISFSI) and, therefore, would constitute backfitting under 
10 CFR 72.62(a)(2).
    In this instance, however, the affected general licensees 
voluntarily indicated their willingness to comply with the revised CoC. 
In order to provide these general licensees adequate time to implement 
the revised CoC, it now also incorporates a condition that provides 
general licensees 180 days from the effective date of Revision 1 to 
implement the changes authorized by this revision and to perform the 
required evaluation. Therefore, although the general licensees are 
entities that are protected from backfitting, this request represents a 
voluntary change and is not backfitting for the general licensees.
    In addition, the changes in CoC No. 1014, Amendment 9, Revision 1, 
do not apply to casks manufactured to the initial CoC 1014 or 
subsequent Amendments of CoC 1014. These changes therefore have no 
effect on current ISFSI general licensees using casks manufactured to 
the initial CoC 1014 or other amendments of CoC No. 1014. Thus, the NRC 
approval of CoC No. 1014, Amendment No. 9, Revision 1, does not 
constitute backfitting for general licensed users of the Holtec HI-
STORM 100 Cask System that were manufactured to the initial CoC No. 
1014 or to other amendments of CoC No. 1014, under 10 CFR 72.62, 10 CFR 
50.109(a)(1), or the issue finality provisions in 10 CFR part 52.
    For these reasons, no backfit analysis or additional documentation 
addressing the issue finality criteria in 10 CFR part 52 has been 
prepared by the NRC.

XIII. Congressional Review Act

    The Office of Management and Budget has not found this to be a 
major rule as defined in the Congressional Review Act.

XIV. Availability of Documents

    The documents identified in the following table are available to 
interested persons through one or more of the following methods, as 
indicated.

------------------------------------------------------------------------
                   Document                       ADAMS accession No.
------------------------------------------------------------------------
Proposed CoC 1014 Amendment No. 9, Revision 1  ML15156A941
Proposed CoC 1014 Amendment No. 9, Revision 1  ML15156A956
 Technical Specifications, Appendix A.
Proposed CoC 1014 Amendment No. 9, Revision 1  ML15156A970
 Technical Specifications, Appendix B.
Proposed CoC 1014 Amendment No. 9, Revision 1  ML15156A982
 Technical Specifications, Appendix A-100U.
Proposed CoC 1014 Amendment No. 9, Revision 1  ML15156B000
 Technical Specifications, Appendix B-100U.
Preliminary CoC 1014 Amendment No. 9,          ML15156B011
 Revision 1 Safety Evaluation Report.
Request for Revision Application dated July    ML14182A486
 1, 2014.
Notification by general licensees of           ML15240A233
 voluntary acceptance of Revision 1
 requirements dated August 28, 2015.
Interim Staff Guidance 1, Classifying the      ML071420268
 Condition of Spent Nuclear Fuel for Interim
 Storage and Transportation Based on Function.
Interim Staff Guidance 11, Revision 3,         ML033230335
 Cladding Considerations for the
 Transportation and Storage of Spent Fuel.
Interim Staff Guidance 23, Application of      ML103130171
 ASTM Standard Practice C1671-07 when
 performing technical reviews of spent fuel
 storage and transportation packaging
 licensing actions.
------------------------------------------------------------------------

    The NRC may post materials related to this document, including 
public comments, on the Federal rulemaking Web site at http://www.regulations.gov under Docket ID NRC-2015-0156. The Federal 
rulemaking Web site allows you to receive alerts when changes or 
additions occur in a docket folder. To subscribe: (1) Navigate to the 
docket folder (NRC-2015-0156); (2) click the ``Sign up for Email 
Alerts'' link; and (3) enter your email address and select how 
frequently you would like to receive emails (daily, weekly, or 
monthly).

List of Subjects in 10 CFR Part 72

    Administrative practice and procedure, Criminal penalties, 
Hazardous waste, Indians, Intergovernmental relations, Manpower 
training programs, Nuclear energy, Nuclear materials, Occupational 
safety and health, Penalties, Radiation protection, Reporting and 
recordkeeping requirements, Security measures, Spent fuel, 
Whistleblowing.

    For the reasons set out in the preamble and under the authority of 
the Atomic Energy Act of 1954, as amended; the Energy Reorganization 
Act of 1974, as amended; the Nuclear Waste Policy Act of 1982, as 
amended; and 5 U.S.C. 552 and 553; the NRC adopts the following 
amendments to 10 CFR part 72:

PART 72--LICENSING REQUIREMENTS FOR THE INDEPENDENT STORAGE OF 
SPENT NUCLEAR FUEL, HIGH-LEVEL RADIOACTIVE WASTE, AND REACTOR-
RELATED GREATER THAN CLASS C WASTE

0
1. The authority citation for part 72 continues to read as follows:

    Authority: Atomic Energy Act of 1954, secs. 51, 53, 57, 62, 63, 
65, 69, 81, 161, 182, 183, 184, 186, 187, 189, 223, 234, 274 (42 
U.S.C. 2071, 2073, 2077, 2092, 2093, 2095, 2099, 2111, 2201, 2210e, 
2232, 2233, 2234, 2236, 2237, 2238, 2273, 2282, 2021); Energy 
Reorganization Act of 1974, secs. 201, 202, 206, 211 (42 U.S.C. 
5841, 5842, 5846, 5851); National Environmental Policy Act of 1982, 
secs. 117(a), 132, 133, 134, 135, 137, 141, 145(g), 148, 218(a) (42 
U.S.C. 10137(a), 10152, 10153, 10154, 10155, 10157, 10161, 10165(g), 
10168, 10198(a)); 44 U.S.C. 3504 note.

    Section 72.44(g) also issued under Nuclear Waste Policy Act 
secs. 142(b) and 148(c), (d) (42 U.S.C. 10162(b), 10168(c), (d)).
    Section 72.46 also issued under Atomic Energy Act sec. 189 (42 
U.S.C. 2239); Nuclear Waste Policy Act sec. 134 (42 U.S.C. 10154).
    Section 72.96(d) also issued under Nuclear Waste Policy Act sec. 
145(g) (42 U.S.C. 10165(g)).
    Subpart J also issued under Nuclear Waste Policy Act secs. 
117(a), 141(h) (42 U.S.C. 10137(a), 10161(h)).
    Subpart K also issued under sec. 218(a) (42 U.S.C. 10198).


0
2. In Sec.  72.214, Certificate of Compliance No. 1014 is revised to 
read as follows:


Sec.  72.214  List of approved spent fuel storage casks.

* * * * *
    Certificate Number: 1014.
    Initial Certificate Effective Date: May 31, 2000.
    Amendment Number 1 Effective Date: July 15, 2002.
    Amendment Number 2 Effective Date: June 7, 2005.
    Amendment Number 3 Effective Date: May 29, 2007.
    Amendment Number 4 Effective Date: January 8, 2008.
    Amendment Number 5 Effective Date: July 14, 2008.

[[Page 378]]

    Amendment Number 6 Effective Date: August 17, 2009.
    Amendment Number 7 Effective Date: December 28, 2009.
    Amendment Number 8 Effective Date: May 2, 2012, as corrected on 
November 16, 2012 (ADAMS Accession No. ML12213A170).
    Amendment Number 9 Effective Date: March 11, 2014, superseded by 
Amendment Number 9, Revision 1, on March 21, 2016.
    xxxx
    Amendment Number 9, Revision 1, Effective Date: March 21, 2016.
    Safety Analysis Report (SAR) Submitted by: Holtec International.
    SAR Title: Final Safety Analysis Report for the HI-STORM 100 Cask 
System.
    Docket Number: 72-1014.
    Certificate Expiration Date: May 31, 2020.
    Model Number: HI-STORM 100.
* * * * *

    Dated at Rockville, Maryland, this 22nd day of December, 2015.

    For the Nuclear Regulatory Commission.
Glenn M. Tracy,
Acting, Executive Director for Operations.
[FR Doc. 2015-33280 Filed 1-5-16; 8:45 am]
BILLING CODE 7590-01-P



                                                                                                                                                                                                 371

                                           Rules and Regulations                                                                                          Federal Register
                                                                                                                                                          Vol. 81, No. 3

                                                                                                                                                          Wednesday, January 6, 2016



                                           This section of the FEDERAL REGISTER                    comments received on or before this                    VII. Plain Writing
                                           contains regulatory documents having general            date. Comments received on this direct                 VIII. Environmental Assessment and Final
                                           applicability and legal effect, most of which           final rule will also be considered to be                    Finding of No Significant Environmental
                                           are keyed to and codified in the Code of                comments on a companion proposed                            Impact
                                           Federal Regulations, which is published under                                                                  IX. Paperwork Reduction Act Statement
                                                                                                   rule published in the Proposed Rules                   X. Regulatory Flexibility Certification
                                           50 titles pursuant to 44 U.S.C. 1510.
                                                                                                   section of this issue of the Federal                   XI. Regulatory Analysis
                                           The Code of Federal Regulations is sold by              Register.                                              XII. Backfitting and Issue Finality
                                           the Superintendent of Documents. Prices of              ADDRESSES:   You may submit comments                   XIII. Congressional Review Act
                                           new books are listed in the first FEDERAL               by any of the following methods (unless                XIV. Availability of Document
                                           REGISTER issue of each week.
                                                                                                   this document describes a different                    I. Obtaining Information and
                                                                                                   method for submitting comments on a                    Submitting Comments
                                           NUCLEAR REGULATORY                                      specific subject):
                                                                                                      • Federal rulemaking Web site: Go to                A. Obtaining Information
                                           COMMISSION
                                                                                                   http://www.regulations.gov and search                     Please refer to Docket ID NRC–2015–
                                           10 CFR Part 72                                          for Docket ID NRC–2015–0156. Address                   0156 when contacting the NRC about
                                                                                                   questions about NRC dockets to Carol                   the availability of information for this
                                           [NRC–2015–0156]                                         Gallagher, telephone: 301–415–3463;                    action. You may obtain publicly-
                                           RIN 3150–AJ63                                           email: Carol.Gallagher@nrc.gov. For                    available information related to this
                                                                                                   technical questions, contact the                       action by any of the following methods:
                                           List of Approved Spent Fuel Storage                     individual listed in the FOR FURTHER                      • Federal Rulemaking Web site: Go to
                                           Casks: Holtec International HI–STORM                    INFORMATION CONTACT section of this                    http://www.regulations.gov and search
                                           100 Cask System; Amendment No. 9,                       document.                                              for Docket ID NRC–2015–0156.
                                           Revision 1                                                 • Email comments to:                                   • NRC’s Agencywide Documents
                                                                                                   Rulemaking.Comments@nrc.gov. If you                    Access and Management System
                                           AGENCY: Nuclear Regulatory
                                                                                                   do not receive an automatic email reply                (ADAMS): You may obtain publicly-
                                           Commission.
                                                                                                   confirming receipt, then contact us at                 available documents online in the
                                           ACTION: Direct final rule.                              301–415–1677.                                          ADAMS Public Documents collection at
                                                                                                      • Fax comments to: Secretary, U.S.                  http://www.nrc.gov/reading-rm/
                                           SUMMARY:    The U.S. Nuclear Regulatory
                                                                                                   Nuclear Regulatory Commission at 301–                  adams.html. To begin the search, select
                                           Commission (NRC) is amending its
                                                                                                   415–1101.                                              ‘‘ADAMS Public Documents’’ and then
                                           spent fuel storage regulations by
                                                                                                      • Mail comments to: Secretary, U.S.                 select ‘‘Begin Web-based ADAMS
                                           revising the Holtec International
                                                                                                   Nuclear Regulatory Commission,                         Search.’’ For problems with ADAMS,
                                           (‘‘Holtec,’’ or ‘‘the applicant’’) HI–
                                                                                                   Washington, DC 20555–0001, ATTN:                       please contact the NRC’s Public
                                           STORM 100 Cask System listing within
                                                                                                   Rulemakings and Adjudications Staff.                   Document Room (PDR) reference staff at
                                           the ‘‘List of Approved Spent Fuel
                                                                                                      • Hand deliver comments to: 11555                   1–800–397–4209, 301–415–4737, or by
                                           Storage Casks’’ to include Amendment
                                                                                                   Rockville Pike, Rockville, Maryland                    email to pdr.resource@nrc.gov. For the
                                           No. 9, Revision 1, to Certificate of
                                                                                                   20852, between 7:30 a.m. and 4:15 p.m.                 convenience of the reader, instructions
                                           Compliance (CoC) No. 1014.
                                                                                                   (Eastern Time) Federal workdays;                       about obtaining materials referenced in
                                           Amendment No. 9, Revision 1, changes
                                                                                                   telephone: 301–415–1677.                               this document are provided in the
                                           cooling time limits for thimble plug
                                                                                                      For additional direction on obtaining               ‘‘Availability of Documents’’ section.
                                           devices (TPDs), removes certain testing
                                                                                                   information and submitting comments,
                                           requirements for the fabrication of
                                                                                                   see ‘‘Obtaining Information and                           • NRC’s PDR: You may examine and
                                           Metamic HT neutron-absorbing                                                                                   purchase copies of public documents at
                                                                                                   Submitting Comments’’ in the
                                           structural material, and reduces certain                                                                       the NRC’s PDR, Room O1–F21, One
                                                                                                   SUPPLEMENTARY INFORMATION section of
                                           minimum guaranteed values (MGV)                                                                                White Flint North, 11555 Rockville
                                                                                                   this document.
                                           used in bounding calculations for this                                                                         Pike, Rockville, Maryland 20852.
                                           material. Amendment No. 9, Revision 1,                  FOR FURTHER INFORMATION CONTACT:
                                           also changes fuel definitions to classify               Robert D. MacDougall, Office of Nuclear                B. Submitting Comments
                                           certain boiling water reactor (BWR) fuel                Material Safety and Safeguards,                          Please include Docket ID NRC–2015–
                                           within specified guidelines as                          telephone: 301–415–5175, email:                        0156 in the subject line of your
                                           undamaged fuel.                                         Robert.MacDougall@nrc.gov; U.S.                        comment submission.
                                                                                                   Nuclear Regulatory Commission,
                                           DATES: The direct final rule is effective                                                                        The NRC cautions you not to include
                                                                                                   Washington, DC 20555–0001.
                                           March 21, 2016, unless significant                                                                             identifying or contact information that
                                           adverse comments are received by                        SUPPLEMENTARY INFORMATION:                             you do not want to be publicly
                                           February 5, 2016. If the direct final rule              Table of Contents                                      disclosed in your comment submission.
                                           is withdrawn as a result of such                                                                               The NRC will post all comment
wgreen on DSK2VPTVN1PROD with RULES




                                           comments, timely notice of the                          I. Obtaining Information and Submitting                submissions at http://
                                                                                                         Comments
                                           withdrawal will be published in the                     II. Procedural Background
                                                                                                                                                          www.regulations.gov as well as enter the
                                           Federal Register. Comments received                     III. Background                                        comment submissions into ADAMS.
                                           after this date will be considered if it is             IV. Discussion of Changes                              The NRC does not routinely edit
                                           practical to do so, but the NRC staff is                V. Voluntary Consensus Standards                       comment submissions to remove
                                           able to ensure consideration only of                    VI. Agreement State Compatibility                      identifying or contact information.


                                      VerDate Sep<11>2014   13:07 Jan 05, 2016   Jkt 238001   PO 00000   Frm 00001   Fmt 4700   Sfmt 4700   E:\FR\FM\06JAR1.SGM   06JAR1


                                           372               Federal Register / Vol. 81, No. 3 / Wednesday, January 6, 2016 / Rules and Regulations

                                             If you are requesting or aggregating                  ineffective or unacceptable without                    Amendment 9, Revision 1. Amendment
                                           comments from other persons for                         incorporation of the change or addition.               No. 9, Revision 1, changes cooling time
                                           submission to the NRC, you should                         (3) The comment causes the NRC staff                 limits for TPDs, removes certain testing
                                           inform those persons not to include                     to make a change (other than editorial)                requirements for the fabrication of
                                           identifying or contact information that                 to the rule, CoC, or Technical                         Metamic HT, and reduces certain MGVs
                                           they do not want to be publicly                         Specifications.                                        used in bounding calculations for this
                                           disclosed in their comment submission.                    For detailed instructions on filing                  material. Amendment No. 9, Revision 1,
                                           Your request should state that the NRC                  comments, please see the ADDRESSES                     also changes fuel definitions to classify
                                           does not routinely edit comment                         section of this document.                              certain boiling water reactor (BWR) fuel
                                           submissions to remove such information                  III. Background                                        within specified guidelines as
                                           before making the comment                                                                                      undamaged fuel. The changes to the
                                           submissions available to the public or                     Section 218(a) of the Nuclear Waste                 CoC and Technical Specifications (TS)
                                           entering the comment into ADAMS.                        Policy Act (NWPA) of 1982, as                          Appendices are identified with
                                                                                                   amended, requires that ‘‘the Secretary                 revisions bars in the margin of each
                                           II. Procedural Background                               [of the U.S. Department of Energy] shall               document.
                                              This rule is limited to the changes                  establish a demonstration program, in                     As a revision, the CoC and its
                                           contained in Amendment No. 9,                           cooperation with the private sector, for               associated TS will supersede the
                                           Revision 1, to CoC No. 1014 and does                    the dry storage of spent nuclear fuel at               previous version of the CoC No. 1014,
                                           not include other aspects of the Holtec                 civilian nuclear power reactor sites,                  Amendment No. 9 CoC and its TSs in
                                           HI–STORM 100 Cask System design.                        with the objective of establishing one or              their entirety. A revision in lieu of a
                                           The NRC is using the ‘‘direct final rule’’              more technologies that the [U.S. Nuclear               new amendment is justified on the
                                           procedure to issue this amendment                       Regulatory] Commission may, by rule,                   grounds that:
                                           because it represents a limited and                     approve for use at the sites of civilian                  • Equipment for CoC No. 1014,
                                           routine change to an existing CoC and                   nuclear power reactors without, to the                 Amendment No. 9, cask systems has
                                           is expected to be noncontroversial.                     maximum extent practicable, the need                   been placed in service by several
                                           Adequate protection of public health                    for additional site-specific approvals by              general licensees, all of whom were
                                           and safety continues to be ensured. The                 the Commission.’’ Section 133 of the                   made aware of Holtec’s revision request
                                           amendment to the rule will become                       NWPA states, in part, that ‘‘[t]he                     and supported it;
                                           effective on March 21, 2016. If the NRC                 Commission shall, by rule, establish                      • No new canisters are being
                                           receives significant adverse comments                   procedures for the licensing of any                    requested to be added to CoC No. 1014,
                                           on this direct final rule by February 5,                technology approved by the                             Amendment No. 9, cask systems;
                                           2016, the NRC will publish a Federal                    Commission under Section 219(a) [sic:                     • No new systems, components, or
                                           Register notice withdrawing the direct                  218(a)] for use at the site of any civilian            structures are requested to be added to
                                           final rule, and will address the                        nuclear power reactor.’’                               CoC No. 1014, Amendment No. 9, cask
                                           comments in a subsequent Federal                           To implement this mandate, the                      systems;
                                           Register notice for a final rule based on               Commission approved dry storage of                        • The requested changes have minor
                                           the companion proposed rule published                   spent nuclear fuel in NRC-approved                     field and administrative implementation
                                           in the Proposed Rule section of this                    casks under a general license by                       impacts on general licensees; and
                                           issue of the Federal Register. Absent the               publishing a final rule to add a new                      • The requested changes are
                                           need for significant modifications to the               subpart K in part 72 of title 10 of the                applicable to CoC No. 1014,
                                           proposed revisions that would require                   Code of Federal Regulations (10 CFR)                   Amendment No. 9, in their entirety.
                                           republication, the NRC will not initiate                entitled, ‘‘General License for Storage of                Each of the applicant’s proposed
                                           a second comment period on this action.                 Spent Fuel at Power Reactor Sites’’ (55                changes is discussed below.
                                              A significant adverse comment is a                   FR 29181; July 18, 1990). This rule also
                                                                                                                                                          1. Reduced Cooling Time Limit for TPDS
                                           comment where the commenter                             established a new subpart L in 10 CFR
                                           explains why the rule would be                          part 72 entitled, ‘‘Approval of Spent                     The TPDs are a form of non-fuel
                                           inappropriate, including challenges to                  Fuel Storage Casks,’’ which contains                   hardware inserted into guide tubes used
                                           the rule’s underlying premise or                        procedures and criteria for obtaining                  in some pressurized water reactor
                                           approach, or would be ineffective or                    NRC approval of spent fuel storage cask                (PWR) fuel assemblies and made
                                           unacceptable without a change. A                        designs. The NRC subsequently issued a                 radioactive by exposure to neutrons
                                           comment is adverse and significant if:                  final rule (65 FR 25241; May 1, 2000)                  during reactor operation. Supporting its
                                              (1) The comment opposes the rule and                 that approved the HI–STORM 100 Cask                    proposal to reduce the cooling time
                                           provides a reason sufficient to require a               System design and added it to the list                 limits for TPDs, the applicant noted that
                                           substantive response in a notice-and-                   of NRC-approved cask designs in 10                     TPDs are not considered in any of the
                                           comment process. For example, a                         CFR 72.214, ‘‘List of approved spent                   thermal analyses of CoC No. 1014,
                                           substantive response is required when:                  fuel storage casks,’’ as CoC No. 1014.                 Amendment No. 9, so that in order to
                                              (a) The comment causes the NRC staff                 Most recently, the NRC issued a final                  comply with this amendment, general
                                           to reevaluate (or reconsider) its position              rule effective on March 11, 2014 (78 FR                licensees must perform an evaluation
                                           or conduct additional analysis;                         78165), that approved the HI–STORM                     under 10 CFR 72.212 to ensure that
                                              (b) The comment raises an issue                      100 Cask System design amendment                       maximum fuel storage decay heat limits
                                           serious enough to warrant a substantive                 subject to this rulemaking and added it                are met. The applicant stated that,
                                           response to clarify or complete the                     to the list of NRC-approved cask designs               currently, cooling times for TPDs
                                           record; or                                                                                                     exposed to typical fuel burnups in a
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                                                                                                   in 10 CFR 72.214 as CoC No. 1014,
                                              (c) The comment raises a relevant                    Amendment No. 9.                                       reactor core are long, preventing many
                                           issue that was not previously addressed                                                                        TPDs from being stored in the dry multi-
                                           or considered by the NRC staff.                         IV. Discussion of Changes                              purpose canisters (MPC) that contain
                                              (2) The comment proposes a change                      On July 1, 2014, Holtec submitted a                  spent fuel and non-fuel hardware with
                                           or an addition to the rule, and it is                   request to the NRC to revise CoC No.                   ‘‘activation products,’’ or components or
                                           apparent that the rule would be                         1014 to supersede Amendment 9 with                     constituents made radioactive by


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                                                             Federal Register / Vol. 81, No. 3 / Wednesday, January 6, 2016 / Rules and Regulations                                            373

                                           exposure to neutrons in the reactor core.               testing; revise testing requirements for                  The NRC staff evaluated the
                                           The applicant proposed to reduce the                    fuel basket welds; change re-testing                   applicant’s proposal and finds that the
                                           required cooling times so that general                  criteria when a component fails to meet                thermal conductivity of Metamic-HT is
                                           license users can have greater flexibility              an MGV by requiring only the failed                    stable for normal operating temperatures
                                           to store a larger population of TPDs.                   property to be re-tested (not all MGVs);               (200 °C to 500 °C), so that removal of
                                              The principal activation product from                and add the ability to conduct 100%                    this testing requirement would have no
                                           the irradiation of TPDs in a reactor core               testing of an MGV property within a lot                impact on any of the previously
                                           is Cobalt-60 (Co-60), which has a half-                 if a sample within the lot fails re-testing.           approved NRC staff evaluations. The
                                           life (the time it takes to lose half its                According to the applicant, these                      proposed change is therefore considered
                                           radioactivity) of 5 years. The applicant                changes are to improve Metamic-HT                      acceptable.
                                           calculated that the Co-60 source for a                  testing, or ease undue burden, because                    The applicant also intends to employ
                                           TPD with a five-year cooling time after                 some testing requirements were overly                  a new qualified welding process called
                                           exposure to a fuel burnup of 63,000                     conservative and created a lengthy                     Friction Stir Welding (FSW), for
                                           megawatt-days per metric ton of                         testing process, while others did not                  external basket joints. Allowing the use
                                           uranium (MWD/MTU) or less is 141                        affect the safety analysis.                            of FSW of the Metamic HT basket does
                                           curies. The maximum Co-60 activity of                      The requirement for the use of a 1-                 not change the safety basis as evaluated
                                           TPDs is 240 curies. The applicant                       inch neutron beam is based on Interim                  by the staff in HI–STORM 100,
                                           selected 141 curies Co-60 as the design                 Staff Guidance (ISG)-23, ‘‘Application of              Amendment No. 9, with respect to
                                           basis Co-60 activity for each TPD, so                   ASTM Standard Practice C1671–07                        basket structural performance. Since the
                                           that any TPD can be stored in a HI–                     when performing technical reviews of                   basket corners utilize the same welded
                                           STORM MPC so long as the TPD has a                      spent fuel storage and transportation                  joint configuration specified in
                                           cooling time of 5 years or greater after                packaging licensing actions.’’ ISG–23                  amendment No. 9 and prior
                                           a burnup of 63,000 MWD/MTU or less,                     concludes that a beam between 1 cm                     amendments, the primary consideration
                                           as required by the TSs.                                 and 2.54 cm is acceptable for                          is that of weld process and qualification,
                                              The applicant also calculated the dose               qualification and acceptance testing of                rather than structural performance of
                                           rates from a HI–STORM 100 overpack                      neutron absorbing materials. The ISG                   the weld itself.
                                           with an MPC for BWR and for PWR                         also states, however, that ‘‘a visual                     Based on its review of the application,
                                           fuels using allowable burnup and                        inspection should be conducted on all                  the staff determined that the methods
                                           cooling times from the proposed                         neutron absorbing materials intended                   used to qualify the weld joint were
                                           Revision 1 to CoC No. 1014,                             for service,’’ and that as part of that                sufficiently robust to demonstrate a
                                           Amendment No. 9. These calculated                       visual inspection, ‘‘it is important to                structural performance comparable to
                                           dose rates were less than the allowable                 ensure that there are no defects that                  the welding method described in
                                           values in the TSs for the currently-                    might lead to problems in service; such                previous amendments. The loading
                                           approved Amendment No. 9.                               as delaminations or cracks that could                  conditions and the fully supported
                                              The NRC staff reviewed the                           appear on clad neutron absorbing                       boundary conditions of the peripheral
                                           applicant’s proposed revisions to its                   materials.’’ The staff finds that in this              basket panels result in calculated joint
                                           final safety analysis report (FSAR) and                 instance, a visual inspection of all                   stresses below their full capacity. The
                                           finds that the proposed change would                    neutron-absorbing materials intended                   staff therefore concludes that this
                                           have no impact on a fuel rod’s internal                 for service, along with other fabrication              margin accounts for any differences in
                                           pressure or cladding temperatures. The                  testing measures called for in ISG–23,                 welding procedures, should they arise
                                           NRC staff finds the storing of TPDs to be               such as minimum plate thickness                        in the future. The staff’s conclusions in
                                           acceptable because, as non-fuel                         testing, will provide adequate assurance               this regard only apply to the basket
                                           components, they present no risk of                     against significant defects in Metamic                 corner welds and shim arrangement
                                           rupturing and releasing fission                         HT without the need for neutron beam                   defined by this revision.
                                           products, fission product gases, or any                 testing.                                               3. Changing Minimum Guaranteed
                                           other material detrimental to the                          The Charpy V-notch test is a measure
                                                                                                                                                          Values for Metamic-HT Analyses
                                           internals of the cask. Nor would the                    of a given material’s toughness under
                                           storage of TPDs prevent the retrieval of                impact loading to study temperature-                      Using the guidance of the American
                                           spent fuel from a cask. General licensees               dependent ductile-to-brittle transitions.              Society of Mechanical Engineers
                                           will, however, continue to be required                  As temperature decreases, a metal’s                    (ASME) Section II, Mandatory
                                           under 72.212 to evaluate and ensure                     ability to absorb the energy of an                     Appendix 5, ‘‘Guideline on the
                                           that cell heat loads per canister remain                impact—its ductility—decreases, and at                 Approval of New Materials Under the
                                           below the applicable limits as listed in                some temperature, its ductility may                    ASME Boiler and Pressure Vessel
                                           the FSAR and TSs prior to loading.                      suddenly drop almost to zero. This                     Code,’’ Holtec determined the
                                                                                                   sharp transition to brittleness is                     mechanical properties of Metamic-HT at
                                           2. Removing or Revising Certain                         essentially unidentified in metals with a              ambient and various other higher and
                                           Metamic-HT Fabrication Testing                          face-centered cubic (FCC) crystal                      lower temperatures. It then analyzed its
                                           Requirements                                            structure, however, and Metamic-HT is                  test data using statistical methods to
                                              Metamic-HT is a neutron-absorbing                    an aluminum composite with an FCC-                     determine minimum, average, and mean
                                           structural material used for internal                   based metal matrix. The staff therefore                values of the material’s structural
                                           components of MPCs, which hold spent                    concludes that the Charpy V-notch test                 properties. In addition, the applicant
                                           fuel assemblies and other radioactive                   is not necessary for Metamic-HT.                       established a design value MGV for each
                                           fuel components inside storage casks.                      Proposing to remove the thermal                     of the various properties. An MGV is an
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                                           The applicant proposed changing                         conductivity testing requirement for                   arbitrary value for any given property
                                           Metamic-HT fabrication testing                          Metamic-HT during fabrication, the                     below the lowest measured value from
                                           requirements to: Remove testing using a                 applicant noted that there is little                   the test data. The MGV is then
                                           1-inch collimated neutron beam; remove                  variability in this material’s thermal                 demonstrated or guaranteed to be
                                           Charpy V-notch and lateral expansion                    conductivity when fabricated according                 exceeded for every manufactured lot of
                                           testing; remove thermal conductivity                    to the manufacturing manual.                           Metamic HT through lot testing.


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                                           374               Federal Register / Vol. 81, No. 3 / Wednesday, January 6, 2016 / Rules and Regulations

                                              The MGVs for Metamic-HT are used                     fuel container. A discussion of the                    still meet fuel-specific and system-
                                           in calculations to demonstrate that                     definition changes follows.                            related functions. The NRC staff will
                                           structural components made with this                                                                           therefore also consider repaired and/or
                                                                                                   4.a. Definition of ‘‘Undamaged Fuel
                                           material will satisfy engineering                                                                              reconstituted assemblies meeting these
                                                                                                   Assembly’’
                                           requirements, such as stress or                                                                                functions as undamaged under the
                                           deflection limits to ensure acceptable                     The applicant proposed the new                      applicant’s proposed revised definition.
                                           hardness of the component in service.                   definition for ‘‘undamaged fuel
                                                                                                   assembly’’ to read: ‘‘a) a fuel assembly               4.b. Definition of ‘‘Repaired/
                                           Using MGV values produces a bounding
                                                                                                   without known or suspected cladding                    Reconstituted Fuel Assembly’’
                                           calculation for any given engineering
                                           requirement.                                            defects greater than pinhole leaks or                    As part of Amendment No. 9,
                                              To support its proposal for reducing                 hairline cracks and that can be handled                Revision 1, Holtec proposed a new
                                           some of these MGVs, Holtec used                         by normal means; or b) a BWR fuel                      definition for a repaired or reconstituted
                                           differing MGV values in structural                      assembly with an intact channel and a                  fuel assembly as one that ‘‘contains
                                           calculations for developing stress/strain               maximum average initial enrichment of                  dummy fuel rod(s) that displaces [sic]
                                           curves from finite element analysis, a                  3.3 percent U–235 by weight (wt-                       an amount of water greater than or equal
                                           method of computing displacements,                      percent) that has no known or suspected                to the original fuel rod(s) and/or which
                                           stresses, and strains at defined points                 grossly breached spent fuel rods and can               contains structural repairs so it can be
                                           along the length, width, or within a                    be handled by normal means.’’ Under                    handled by normal means.’’ The
                                           cross-section of a given component.                     this definition, an ‘‘undamaged fuel                   applicant proposed this definition for
                                              Holtec’s calculations determined that                assembly’’ may be a repaired and                       clarification purposes and as a subset of
                                           a positive margin of safety for basket                  reconstituted fuel assembly.                           the definition of ‘‘undamaged fuel.’’ It is
                                           performance criteria remains even with                     The applicant noted that with the                   a common practice to repair a nuclear
                                           an average reduction of approximately                   currently approved definition,                         fuel assembly by removing a damaged
                                           10 percent in MGVs for material yield                   inspections to classify the fuel cladding              fuel rod and replacing it with a dummy
                                           stress, ultimate strength, and Young’s                  of channeled BWR fuel as undamaged                     rod to allow the assembly to be returned
                                           modulus, a measure of a material’s                      may be prohibitively costly and/or                     to the reactor core. The NRC has
                                           elasticity (ability to resume its original              unjustifiable for maintaining worker                   approved this use in specific
                                           dimensions) under lengthwise tension                    radiation exposures as low as                          applications, and has provided guidance
                                           or compression. The applicant also                      reasonably achievable. Holtec also                     to 10 CFR part 50 licensees to ensure
                                           reported a calculated reduction of 20                   noted, however, that a particular subset               that the repair is performed within the
                                           percent of the MGV for area criteria                    of older, less-enriched fuel has been                  requirements of the licensee’s 10 CFR
                                           measured during a tensile test. Positive                shown to remain subcritical even with                  part 50 TSs and does not create an
                                           margins remain in the criteria for peak                 significant cladding damage and                        unreviewed safety question. Because a
                                           stress, maximum deflection, and crack                   rearrangement of the fuel rods inside the              repaired/reconstituted fuel assembly is
                                           propagation. These minimum values are                   channel. If this fuel does not have gross              restored to a condition within the
                                           guaranteed to be met by the imposition                  cladding breaches (defined as breaches                 bounds of its original design and safety
                                           of a sampling test plan based on the                    larger than pinhole leaks or hairline                  analysis, the NRC staff finds this type of
                                           standards for critical service parts. The               cracks), can be handled by normal                      assembly to be a subset of ‘‘undamaged
                                           applicant also proposed to add the                      means, and has enrichment less than or                 fuel,’’ and concludes that the applicant’s
                                           ability to conduct 100 percent testing of               equal to 3.3 weight-percent, Holtec                    proposed definition is consistent with
                                           an MGV property within a lot if a                       asserted, the fuel does not require a                  ISG–1 and therefore acceptable.
                                           sample fails re-testing.                                damaged fuel container and is not
                                                                                                   limited to certain basket locations in the             5. Conclusions
                                              This is the same change Holtec made
                                           to the HI–STORM 100 Flood/Wind (FW)                     HI–STORM 100 Cask System’s MPC                            As documented in its Safety
                                           Multipurpose MPC Storage System,                        model 68 designed for BWR fuel.                        Evaluation Report (SER), the NRC staff
                                           CoC—No. 1032 using an acceptable                           Under the NRC’s ISG–1, ‘‘Classifying                performed a detailed safety evaluation
                                           evaluation that complied with 10 CFR                    the Condition of Spent Nuclear Fuel for                of this proposed CoC amendment
                                           72.48, ‘‘Changes, tests, and                            Interim Storage and Transportation                     request. There are no significant
                                           experiments.’’ The NRC staff reviewed                   Based on Function,’’ undamaged fuel                    changes to cask design requirements in
                                           these results and finds the proposed                    may contain some cladding defects if it                the proposed CoC amendment.
                                           changes acceptable, because an                          is safeguarded from high temperatures                  Considering the specific design
                                           adequate safety margin remains for                      and/or oxidation and does not contain                  requirements for each accident
                                           basket performance criteria even with                   gross cladding breaches. Because HI–                   condition, the design of the cask would
                                           the reduced MGVs.                                       STORM 100 Cask System MPCs are                         prevent loss of containment, shielding,
                                                                                                   backfilled with helium and shown to                    and criticality control. If there is no loss
                                           4. New Spent Fuel Definitions                           keep peak fuel cladding temperatures                   of containment, shielding, or criticality
                                              Holtec proposed to add new                           below the limits in ISG 11, ‘‘Cladding                 control, the environmental impacts
                                           definitions for ‘‘undamaged fuel                        Considerations for the Transportation                  would be not be significant. This
                                           assembly,’’ and ‘‘repaired/reconstituted                and Storage of Spent Fuel,’’ the staff has             amendment does not reflect a significant
                                           fuel assembly’’ to provide further clarity              determined that this fuel is protected                 change in design or fabrication of the
                                           for cask system users and greater                       during storage from temperatures that                  cask. In addition, any resulting
                                           consistency with NRC guidance for                       would lead to gross ruptures. Also, as                 occupational exposures or offsite dose
                                           classifying fuel. In addition, the                      long as the fuel meets ISG–1 and does                  rates from the implementation of
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                                           applicant says that these definitions will              not already contain a gross breach, the                Amendment No. 9, Revision 1, would
                                           help some BWR users who have older,                     staff concludes that there are no means                remain well within 10 CFR part 20
                                           low-enriched, channeled BWR fuel with                   for the release of fuel fragments during               radiation safety limits. Therefore, the
                                           potential cladding defects that these                   storage. In addition, fuel that contains               proposed CoC changes will not result in
                                           users want to load for dry storage                      an assembly defect may be considered                   any radiological or non-radiological
                                           without prior placement in a damaged                    undamaged under ISG–1 if the fuel can                  environmental impacts that significantly


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                                                             Federal Register / Vol. 81, No. 3 / Wednesday, January 6, 2016 / Rules and Regulations                                              375

                                           differ from the environmental impacts                   an Agreement State may not adopt                       necessary to put this fuel into containers
                                           evaluated in the environmental                          program elements reserved to the NRC,                  before loading them into MPCs.
                                           assessment (EA) supporting the May 1,                   it may wish to inform its licensees of
                                                                                                                                                          C. Environmental Impacts of the Action
                                           2000, final rule approving the original                 certain requirements using mechanisms
                                           HI–STORM 100 Cask System CoC.                           consistent with the particular State’s                    On July 18,1990 (55 FR 29181), the
                                           There will be no significant changes in                 administrative procedure laws, but                     NRC issued an amendment to 10 CFR
                                           the types or amounts of any effluent                    classifying an NRC rule as Category                    part 72 to provide for the storage of
                                           released, no significant increase in                    ‘‘NRC’’ does not confer regulatory                     spent fuel under a general license in
                                           individual or cumulative radiation                      authority on the State.                                cask designs approved by the NRC. The
                                           exposures, and no significant increase                                                                         potential environmental impact of using
                                           in the potential for or consequences of                 VII. Plain Writing                                     NRC-approved storage casks was
                                           radiological accidents.                                   The Plain Writing Act of 2010 (Pub.                  initially analyzed in the EA for the 1990
                                              This direct final rule revises the HI–               L. 111–274) requires Federal agencies to               final rule. The EA for this Amendment
                                           STORM 100 Cask System listing in 10                     write documents in a clear, concise, and               No. 9, Revision 1, tiers off of that EA for
                                           CFR 72.214 by adding Amendment No.                      well-organized manner. The NRC has                     the July 18, 1990, final rule. Tiering on
                                           9, Revision 1, to CoC No. 1014. The                     written this document to be consistent                 past environmental assessments is a
                                           revision consists of the changes                        with the Plain Writing Act as well as the              standard process under NEPA. As stated
                                           previously described, as set forth in the               Presidential Memorandum, ‘‘Plain                       in the Council on Environmental
                                           revised CoC and TSs. The revised TSs                    Language in Government Writing,’’                      Quality’s 40 Frequently Asked
                                           are identified in the SER.                              published June 10, 1998 (63 FR 31883).                 Questions, the tiering process makes
                                              The revised HI–STORM 100 Cask                                                                               each EIS/EA of greater use and meaning
                                           System design, when used under the                      VIII. Environmental Assessment and                     to the public as the plan or program
                                           conditions specified in the CoC, the                    Finding of No Significant                              develops without duplication of the
                                           TSs, and the NRC’s regulations, will                    Environmental Impact                                   analysis prepared for the previous
                                           meet the requirements of 10 CFR part                    A. The Action                                          impact statement.
                                           72; therefore, adequate protection of                                                                             Holtec HI–STORM 100 Cask Systems
                                           public health and safety will continue to                 The action is to amend 10 CFR 72.214                 are designed to mitigate the effects of
                                           be ensured. When this direct final rule                 to revise the Holtec HI–STORM 100                      design basis accidents that could occur
                                           becomes effective, persons who hold a                   Cask System listing within the ‘‘List of               during storage. Design basis accidents
                                           general license under 10 CFR 72.210                     Approved Spent Fuel Storage Casks’’ to                 account for human-induced events and
                                           may load spent nuclear fuel into HI–                    include Amendment No. 9, Revision 1,                   the most severe natural phenomena
                                           STORM 100 Cask Systems that meet the                    to CoC No. 1014. Under the National                    reported for the site and surrounding
                                           criteria of Amendment No. 9, Revision                   Environmental Policy Act (NEPA) of                     area. Postulated accidents analyzed for
                                           1, to CoC No. 1014 under 10 CFR                         1969, as amended, and the NRC’s                        an independent spent fuel storage
                                           72.212.                                                 regulations in subpart A of 10 CFR part                installation, the type of facility at which
                                                                                                   51, ‘‘Environmental Protection                         a holder of a power reactor operating
                                           V. Voluntary Consensus Standards                        Regulations for Domestic Licensing and                 license would store spent fuel in casks
                                              The National Technology Transfer                     Related Regulatory Functions,’’ the NRC                in accordance with 10 CFR part 72,
                                           and Advancement Act of 1995 (Pub. L.                    has determined that this rule, if                      include tornado winds and tornado-
                                           104–113) requires that Federal agencies                 adopted, would not be a major Federal                  generated missiles, a design basis
                                           use technical standards developed or                    action significantly affecting the quality             earthquake, a design basis flood, an
                                           adopted by voluntary consensus                          of the human environment and,                          accidental cask drop, lightning effects,
                                           standards bodies unless the use of such                 therefore, an environmental impact                     fire, explosions, and other incidents.
                                           a standard is inconsistent with                         statement (EIS) is not required. The NRC                  Considering the specific design
                                           applicable law or otherwise impractical.                has made a finding of no significant                   requirements for each accident
                                           In this direct final rule, the NRC will                 impact on the basis of this EA.                        condition, the design of the cask would
                                           revise the Holtec HI–STORM 100 Cask                                                                            prevent loss of confinement, shielding,
                                                                                                   B. The Need for the Action                             and criticality control. If there is no loss
                                           System design listed in § 72.214, ‘‘List
                                           of Approved Spent Fuel Storage Casks.’’                    The need for this direct final rule is              of confinement, shielding, or criticality
                                           This action does not constitute the                     to allow users of HI–STORM 100 Cask                    control, the environmental impacts
                                           establishment of a standard that                        Systems under Amendment 9, Revision                    would be insignificant. This revision
                                           contains generally applicable                           1, to load for dry storage under a general             does not reflect a significant change in
                                           requirements.                                           license some PWR fuel assemblies with                  design or fabrication of the cask. There
                                                                                                   shorter cooling times for TPDs, and                    are no significant changes to cask design
                                           VI. Agreement State Compatibility                       some BWR fuel assemblies that would                    requirements in the proposed CoC
                                             Under the ‘‘Policy Statement on                       otherwise have to remain in spent fuel                 revision. In addition, because there are
                                           Adequacy and Compatibility of                           storage pools. Specifically, Amendment                 no significant design or process
                                           Agreement State Programs’’ approved by                  No. 9, Revision 1, changes cooling time                changes, any resulting occupational
                                           the Commission on June 30, 1997, and                    limits for TPDs, removes certain testing               exposures or offsite doses from the
                                           published in the Federal Register on                    requirements for the fabrication of                    implementation of Amendment No. 9,
                                           September 3, 1997 (62 FR 46517), this                   Metamic HT neutron-absorbing                           Revision 1, would remain well within
                                           rule is classified as Compatibility                     structural material, and reduces certain               10 CFR part 20 radiation protection
                                           Category ‘‘NRC.’’ Compatibility is not                  MGVs used in bounding calculations for                 limits. Therefore, the proposed CoC
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                                           required for Category ‘‘NRC’’                           this material. Amendment No. 9,                        changes will not result in any
                                           regulations. The NRC program elements                   Revision 1, also changes fuel definitions              radiological or non-radiological
                                           in this category relate directly to areas               to classify certain BWR fuel within                    environmental impacts that differ
                                           of regulation reserved to the NRC by the                specified guidelines as undamaged fuel,                significantly from the environmental
                                           Atomic Energy Act of 1954, as amended,                  which could avert the worker radiation                 impacts evaluated in the EA supporting
                                           or the provisions of 10 CFR. Although                   exposures that would otherwise be                      the July 18, 1990, final rule. There will


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                                           376               Federal Register / Vol. 81, No. 3 / Wednesday, January 6, 2016 / Rules and Regulations

                                           be no significant change in the types or                to, a request for information or an                    final rule has no significant identifiable
                                           amounts of any effluent released, no                    information collection requirement                     impact or benefit on other Government
                                           significant increase in individual or                   unless the requesting document                         agencies. Based on this regulatory
                                           cumulative radiation exposures, and no                  displays a currently valid Office of                   analysis, the NRC concludes that the
                                           significant increase in the potential for               Management and Budget control                          requirements of the direct final rule are
                                           or consequences of radiological                         number.                                                commensurate with the NRC’s
                                           accidents. The NRC staff documented                                                                            responsibilities for public health and
                                                                                                   X. Regulatory Flexibility Certification
                                           these safety findings in the SER.                                                                              safety and the common defense and
                                                                                                      Under the Regulatory Flexibility Act                security. No other available alternative
                                           D. Alternative to the Action                            of 1980 (5 U.S.C. 605(b)), the NRC                     is believed to be as satisfactory, and
                                              The alternative to this action is to                 certifies that this rule will not, if issued,          therefore, this action is recommended.
                                           deny approval of Amendment No. 9,                       have a significant economic impact on
                                                                                                   a substantial number of small entities.                XII. Backfitting and Issue Finality
                                           Revision 1, and end the direct final rule.
                                           Consequently, any 10 CFR part 72                        This direct final rule affects only                       For the reasons set forth below, the
                                           general licensee that seeks to load spent               nuclear power plant licensees and                      NRC has determined that the backfit
                                           fuel into a HI–STORM 100 Cask System                    Holtec. These entities do not fall within              rule (10 CFR 72.62) does not apply to
                                           in accordance with the changes                          the definition of small entities set forth             this direct final rule, and therefore, a
                                           described in proposed Amendment No.                     in the Regulatory Flexibility Act or the               backfit analysis is not required.
                                           9, Revision 1, would have to request an                 size standards established by the NRC                     This direct final rule revises CoC No.
                                           exemption from the requirements of 10                   (10 CFR 2.810).                                        1014, Amendment No. 9, for the Holtec
                                           CFR 72.212 and 72.214. Under this                                                                              HI–STORM 100 Cask System, as
                                                                                                   XI. Regulatory Analysis                                currently listed in 10 CFR 72.214, ‘‘List
                                           alternative, interested licensees would
                                           have to prepare, and the NRC would                         On July 18, 1990 (55 FR 29181), the                 of Approved Spent Fuel Storage Casks.’’
                                           have to review, each separate exemption                 NRC issued an amendment to 10 CFR                      Amendment No. 9, Revision 1, reduces
                                           request, thereby increasing the                         part 72 to provide for the storage of                  cooling time limits for TPDs in some
                                           administrative burden on the NRC and                    spent nuclear fuel under a general                     fuel assemblies, removes a thermal
                                           the costs to each licensee. The                         license in cask designs approved by the                conductivity testing requirement for the
                                           environmental impacts of this no-action                 NRC. Any nuclear power reactor                         fabrication of Metamic HT neutron-
                                           alternative would therefore be the same                 licensee can use NRC-approved cask                     absorbing structural material, and
                                           as or more than those for the action                    designs to store spent nuclear fuel if it              reduces the MGVs used in bounding
                                           itself.                                                 notifies the NRC in advance, the spent                 calculations for this material.
                                                                                                   fuel is stored under the conditions                    Amendment No. 9, Revision 1, also
                                           E. Alternative Use of Resources                         specified in the cask’s CoC, and the                   changes fuel definitions to classify
                                             Approval of Amendment No. 9,                          conditions of the general license are                  certain BWR fuel within specified
                                           Revision 1, to CoC No. 1014 would                       met. A list of NRC-approved cask                       guidelines as undamaged fuel.
                                           result in no irreversible commitments of                designs is provided in 10 CFR 72.214.                     According to the certificate holder,
                                           resources.                                              On May 1, 2000 (65 FR 25241), the NRC                  casks have been manufactured under
                                                                                                   issued an amendment to 10 CFR part 72                  Amendment No. 9, the subject of this
                                           F. Agencies and Persons Contacted                       that approved the HI–STORM 100 Cask                    revision. Although Holtec (applicant,
                                             No agencies or persons outside the                    System design by adding it to the list of              certificate holder) has manufactured
                                           NRC were contacted in connection with                   NRC-approved cask designs in 10 CFR                    some casks under the existing CoC No.
                                           the preparation of this EA.                             72.214.                                                1014, Amendment No. 9, that is being
                                                                                                      On July 1, 2014, Holtec submitted an                revised by this direct final rule, Holtec,
                                           G. Finding of No Significant Impact                     application to revise the HI–STORM 100                 as the certificate holder, is not subject
                                              The environmental impacts of the                     Cask System as described in Section III,               to backfitting protection under 10 CFR
                                           action have been reviewed as required                   ‘‘Discussion of Changes,’’ of this                     72.62. Moreover, Holtec requested the
                                           by the NRC’s 10 CFR part 51                             document.                                              change and requested to apply it to the
                                           regulations. Based on the foregoing EA,                    The alternative to this action is to                existing casks manufactured under
                                           the NRC concludes that this direct final                withhold approval of Amendment No.                     Amendment No. 9. Therefore, even if
                                           rule entitled, ‘‘List of Approved Spent                 9, Revision 1, and to require any 10 CFR               the certificate holder were deemed to be
                                           Fuel Storage Casks: Holtec International                part 72 general licensee seeking to load               an entity protected from backfitting, this
                                           HI–STORM 100 Cask System;                               spent nuclear fuel into a HI–STORM                     request represents a voluntary change
                                           Amendment No. 9, Revision 1,’’ will not                 100 Cask System under the changes                      and is not backfitting for Holtec.
                                           have a significant effect on the human                  described in Amendment No. 9,                             Under 10 CFR 72.62, general licensees
                                           environment. Therefore, the NRC has                     Revision 1, to request an exemption                    are entities that are protected from
                                           determined that an EIS for this direct                  from the requirements of 10 CFR 72.212                 backfitting, and in this instance, Holtec
                                           final rule is not necessary.                            and 72.214. Under this alternative, each               has provided casks under CoC No. 1014,
                                                                                                   interested 10 CFR part 72 licensee                     Amendment No. 9, to general licensees
                                           IX. Paperwork Reduction Act                             would have to prepare, and the NRC                     at the Braidwood, Byron, Farley, Hatch,
                                           Statement                                               would have to review, a separate                       and Vogtle reactor facilities. General
                                             This rule does not contain any                        exemption request, thereby increasing                  licensees are required, pursuant to 10
                                           information collection requirements,                    the administrative burden upon the                     CFR 72.212, to ensure that each cask
                                           and is therefore not subject to the                     NRC and the costs to each licensee.                    conforms to the terms, conditions, and
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                                           Paperwork Reduction Act of 1995 (44                        Approval of the direct final rule is                specifications of a CoC, and that each
                                           U.S.C. 3501 et seq.).                                   consistent with previous NRC actions.                  cask can be safely used at the specific
                                                                                                   Further, as documented in the SER and                  site in question. Because the casks
                                           Public Protection Notification                          the EA, the direct final rule will have no             purchased and delivered under CoC No.
                                             The NRC may not conduct or sponsor,                   adverse effect on public health and                    1014 Amendment No. 9, must now be
                                           and a person is not required to respond                 safety or the environment. This direct                 evaluated under 10 CFR 72.212


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                                                                Federal Register / Vol. 81, No. 3 / Wednesday, January 6, 2016 / Rules and Regulations                                                                            377

                                           consistent with the revisions in CoC No.                          required evaluation. Therefore, although                          1014 or to other amendments of CoC No.
                                           1014 Amendment 9, Revision 1, this                                the general licensees are entities that are                       1014, under 10 CFR 72.62, 10 CFR
                                           change in the evaluation method and                               protected from backfitting, this request                          50.109(a)(1), or the issue finality
                                           criteria constitutes a change in a                                represents a voluntary change and is not                          provisions in 10 CFR part 52.
                                           procedure required to operate an                                  backfitting for the general licensees.                              For these reasons, no backfit analysis
                                           independent spent fuel storage                                       In addition, the changes in CoC No.                            or additional documentation addressing
                                           installation (ISFSI) and, therefore,                              1014, Amendment 9, Revision 1, do not                             the issue finality criteria in 10 CFR part
                                           would constitute backfitting under 10                             apply to casks manufactured to the                                52 has been prepared by the NRC.
                                           CFR 72.62(a)(2).                                                  initial CoC 1014 or subsequent
                                              In this instance, however, the affected                        Amendments of CoC 1014. These                                     XIII. Congressional Review Act
                                           general licensees voluntarily indicated                           changes therefore have no effect on                                 The Office of Management and Budget
                                           their willingness to comply with the                              current ISFSI general licensees using                             has not found this to be a major rule as
                                           revised CoC. In order to provide these                            casks manufactured to the initial CoC                             defined in the Congressional Review
                                           general licensees adequate time to                                1014 or other amendments of CoC No.                               Act.
                                           implement the revised CoC, it now also                            1014. Thus, the NRC approval of CoC
                                                                                                                                                                               XIV. Availability of Documents
                                           incorporates a condition that provides                            No. 1014, Amendment No. 9, Revision
                                           general licensees 180 days from the                               1, does not constitute backfitting for                              The documents identified in the
                                           effective date of Revision 1 to                                   general licensed users of the Holtec HI–                          following table are available to
                                           implement the changes authorized by                               STORM 100 Cask System that were                                   interested persons through one or more
                                           this revision and to perform the                                  manufactured to the initial CoC No.                               of the following methods, as indicated.

                                                                                                                                                                                                                            ADAMS
                                                                                                                         Document                                                                                        accession No.

                                           Proposed CoC 1014 Amendment No. 9, Revision 1 .......................................................................................................................        ML15156A941
                                           Proposed CoC 1014 Amendment No. 9, Revision 1 Technical Specifications, Appendix A ..........................................................                                ML15156A956
                                           Proposed CoC 1014 Amendment No. 9, Revision 1 Technical Specifications, Appendix B ..........................................................                                ML15156A970
                                           Proposed CoC 1014 Amendment No. 9, Revision 1 Technical Specifications, Appendix A–100U ................................................                                     ML15156A982
                                           Proposed CoC 1014 Amendment No. 9, Revision 1 Technical Specifications, Appendix B–100U ................................................                                     ML15156B000
                                           Preliminary CoC 1014 Amendment No. 9, Revision 1 Safety Evaluation Report ...........................................................................                        ML15156B011
                                           Request for Revision Application dated July 1, 2014 ......................................................................................................................   ML14182A486
                                           Notification by general licensees of voluntary acceptance of Revision 1 requirements dated August 28, 2015 ............................                                      ML15240A233
                                           Interim Staff Guidance 1, Classifying the Condition of Spent Nuclear Fuel for Interim Storage and Transportation Based on                                                    ML071420268
                                              Function.
                                           Interim Staff Guidance 11, Revision 3, Cladding Considerations for the Transportation and Storage of Spent Fuel ....................                                         ML033230335
                                           Interim Staff Guidance 23, Application of ASTM Standard Practice C1671–07 when performing technical reviews of spent fuel                                                    ML103130171
                                              storage and transportation packaging licensing actions.



                                              The NRC may post materials related                             Act of 1982, as amended; and 5 U.S.C.                               Section 72.46 also issued under Atomic
                                           to this document, including public                                552 and 553; the NRC adopts the                                   Energy Act sec. 189 (42 U.S.C. 2239); Nuclear
                                           comments, on the Federal rulemaking                               following amendments to 10 CFR part                               Waste Policy Act sec. 134 (42 U.S.C. 10154).
                                           Web site at http://www.regulations.gov                            72:                                                                 Section 72.96(d) also issued under Nuclear
                                                                                                                                                                               Waste Policy Act sec. 145(g) (42 U.S.C.
                                           under Docket ID NRC–2015–0156. The                                                                                                  10165(g)).
                                           Federal rulemaking Web site allows you                            PART 72—LICENSING
                                                                                                                                                                                 Subpart J also issued under Nuclear Waste
                                           to receive alerts when changes or                                 REQUIREMENTS FOR THE                                              Policy Act secs. 117(a), 141(h) (42 U.S.C.
                                           additions occur in a docket folder. To                            INDEPENDENT STORAGE OF SPENT                                      10137(a), 10161(h)).
                                           subscribe: (1) Navigate to the docket                             NUCLEAR FUEL, HIGH-LEVEL                                            Subpart K also issued under sec. 218(a) (42
                                           folder (NRC–2015–0156); (2) click the                             RADIOACTIVE WASTE, AND                                            U.S.C. 10198).
                                           ‘‘Sign up for Email Alerts’’ link; and (3)                        REACTOR-RELATED GREATER THAN
                                           enter your email address and select how                           CLASS C WASTE                                                     ■ 2. In § 72.214, Certificate of
                                           frequently you would like to receive                                                                                                Compliance No. 1014 is revised to read
                                           emails (daily, weekly, or monthly).                               ■ 1. The authority citation for part 72                           as follows:
                                                                                                             continues to read as follows:                                     § 72.214 List of approved spent fuel
                                           List of Subjects in 10 CFR Part 72
                                                                                                               Authority: Atomic Energy Act of 1954,                           storage casks.
                                              Administrative practice and                                    secs. 51, 53, 57, 62, 63, 65, 69, 81, 161, 182,
                                           procedure, Criminal penalties,                                                                                                      *     *     *     *     *
                                                                                                             183, 184, 186, 187, 189, 223, 234, 274 (42
                                           Hazardous waste, Indians,                                                                                                             Certificate Number: 1014.
                                                                                                             U.S.C. 2071, 2073, 2077, 2092, 2093, 2095,
                                           Intergovernmental relations, Manpower                             2099, 2111, 2201, 2210e, 2232, 2233, 2234,                          Initial Certificate Effective Date: May
                                           training programs, Nuclear energy,                                2236, 2237, 2238, 2273, 2282, 2021); Energy                       31, 2000.
                                           Nuclear materials, Occupational safety                            Reorganization Act of 1974, secs. 201, 202,                         Amendment Number 1 Effective Date:
                                           and health, Penalties, Radiation                                  206, 211 (42 U.S.C. 5841, 5842, 5846, 5851);                      July 15, 2002.
                                           protection, Reporting and recordkeeping                           National Environmental Policy Act of 1982,                          Amendment Number 2 Effective Date:
                                                                                                             secs. 117(a), 132, 133, 134, 135, 137, 141,                       June 7, 2005.
                                           requirements, Security measures, Spent
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                                                                                                             145(g), 148, 218(a) (42 U.S.C. 10137(a),
                                           fuel, Whistleblowing.                                             10152, 10153, 10154, 10155, 10157, 10161,
                                                                                                                                                                                 Amendment Number 3 Effective Date:
                                              For the reasons set out in the                                 10165(g), 10168, 10198(a)); 44 U.S.C. 3504                        May 29, 2007.
                                           preamble and under the authority of the                           note.                                                               Amendment Number 4 Effective Date:
                                           Atomic Energy Act of 1954, as amended;                              Section 72.44(g) also issued under Nuclear                      January 8, 2008.
                                           the Energy Reorganization Act of 1974,                            Waste Policy Act secs. 142(b) and 148(c), (d)                       Amendment Number 5 Effective Date:
                                           as amended; the Nuclear Waste Policy                              (42 U.S.C. 10162(b), 10168(c), (d)).                              July 14, 2008.


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                                           378               Federal Register / Vol. 81, No. 3 / Wednesday, January 6, 2016 / Rules and Regulations

                                             Amendment Number 6 Effective Date:                    Radiological Health, Food and Drug                     the device or if FDA determines that the
                                           August 17, 2009.                                        Administration, 10903 New Hampshire                    device submitted is not of ‘‘low-
                                             Amendment Number 7 Effective Date:                    Ave., Bldg. 66, Rm. G218, Silver Spring,               moderate risk’’ or that general controls
                                           December 28, 2009.                                      MD 20993–0002, 240–402–6400,                           would be inadequate to control the risks
                                             Amendment Number 8 Effective Date:                    jason.roberts@fda.hhs.gov.                             and special controls to mitigate the risks
                                           May 2, 2012, as corrected on November                   SUPPLEMENTARY INFORMATION:                             cannot be developed.
                                           16, 2012 (ADAMS Accession No.
                                                                                                   I. Background                                             In response to a request to classify a
                                           ML12213A170).
                                                                                                                                                          device under either procedure provided
                                             Amendment Number 9 Effective Date:                       In accordance with section 513(f)(1) of             by section 513(f)(2) of the FD&C Act,
                                           March 11, 2014, superseded by                           the Federal Food, Drug, and Cosmetic                   FDA will classify the device by written
                                           Amendment Number 9, Revision 1, on                      Act (the FD&C Act) (21 U.S.C.                          order within 120 days. This
                                           March 21, 2016.                                         360c(f)(1)), devices that were not in
                                             xxxx                                                                                                         classification will be the initial
                                                                                                   commercial distribution before May 28,                 classification of the device.
                                             Amendment Number 9, Revision 1,                       1976 (the date of enactment of the
                                           Effective Date: March 21, 2016.                         Medical Device Amendments of 1976),                       On February 23, 2015, INVO
                                             Safety Analysis Report (SAR)                          generally referred to as postamendments                Bioscience, submitted a request for
                                           Submitted by: Holtec International.                     devices, are classified automatically by               classification of the INVOcellTM
                                             SAR Title: Final Safety Analysis                      statute into class III without any FDA                 Intravaginal Culture System under
                                           Report for the HI–STORM 100 Cask                        rulemaking process. These devices                      section 513(f)(2) of the FD&C Act. The
                                           System.                                                 remain in class III and require                        manufacturer recommended that the
                                             Docket Number: 72–1014.                                                                                      device be classified into class II (Ref. 1).
                                             Certificate Expiration Date: May 31,                  premarket approval, unless and until
                                           2020.                                                   the device is classified or reclassified                  In accordance with section 513(f)(2) of
                                             Model Number: HI–STORM 100.                           into class I or II, or FDA issues an order             the FD&C Act, FDA reviewed the
                                                                                                   finding the device to be substantially                 request for de novo classification in
                                           *     *     *    *     *
                                                                                                   equivalent, in accordance with section                 order to classify the device under the
                                             Dated at Rockville, Maryland, this 22nd               513(i) of the FD&C Act, to a predicate                 criteria for classification set forth in
                                           day of December, 2015.                                  device that does not require premarket                 section 513(a)(1). FDA classifies devices
                                             For the Nuclear Regulatory Commission.                approval. The Agency determines                        into class II if general controls by
                                           Glenn M. Tracy,                                         whether new devices are substantially                  themselves are insufficient to provide
                                           Acting, Executive Director for Operations.              equivalent to predicate devices by                     reasonable assurance of safety and
                                           [FR Doc. 2015–33280 Filed 1–5–16; 8:45 am]              means of premarket notification                        effectiveness, but there is sufficient
                                           BILLING CODE 7590–01–P                                  procedures in section 510(k) of the                    information to establish special controls
                                                                                                   FD&C Act (21 U.S.C. 360(k)) and part                   to provide reasonable assurance of the
                                                                                                   807 (21 CFR part 807) of the regulations.              safety and effectiveness of the device for
                                           DEPARTMENT OF HEALTH AND                                   Section 513(f)(2) of the FD&C Act, as               its intended use. After review of the
                                           HUMAN SERVICES                                          amended by section 607 of the Food and                 information submitted in the request,
                                                                                                   Drug Administration Safety and                         FDA determined that the device can be
                                           Food and Drug Administration                            Innovation Act (Pub. L. 112–144),                      classified into class II with the
                                                                                                   provides two procedures by which a                     establishment of special controls. FDA
                                           21 CFR Part 884                                         person may request FDA to classify a                   believes these special controls, in
                                                                                                   device under the criteria set forth in                 addition to general controls, will
                                           [Docket No. FDA–2015–N–4408]                            section 513(a)(1). Under the first                     provide reasonable assurance of the
                                           Medical Devices; Obstetrical and                        procedure, the person submits a                        safety and effectiveness of the device.
                                           Gynecological Devices; Classification                   premarket notification under section                      Therefore, on November 2, 2015, FDA
                                           of the Intravaginal Culture System                      510(k) of the FD&C Act for a device that               issued an order to the requestor
                                                                                                   has not previously been classified and,                classifying the device into class II. FDA
                                           AGENCY:    Food and Drug Administration,                within 30 days of receiving an order                   is codifying the classification of the
                                           HHS.                                                    classifying the device into class III                  device by adding § 884.6165 (21 CFR
                                           ACTION:   Final order.                                  under section 513(f)(1) of the FD&CAct,                884.6165).
                                                                                                   the person requests a classification
                                           SUMMARY:    The Food and Drug                           under section 513(f)(2). Under the                        Following the effective date of this
                                           Administration (FDA) is classifying the                 second procedure, rather than first                    final classification order, any firm
                                           intravaginal culture system into class II               submitting a premarket notification                    submitting a premarket notification
                                           (special controls). The special controls                under section 510(k) of the FD&C Act                   (510(k)) for an intravaginal culture
                                           that will apply to the device are                       and then a request for classification                  system will need to comply with the
                                           identified in this order and will be part               under the first procedure, the person                  special controls named in this final
                                           of the codified language for the                        determines that there is no legally                    order. The device is assigned the generic
                                           intravaginal culture system’s                           marketed device upon which to base a                   name intravaginal culture system, and it
                                           classification. The Agency is classifying               determination of substantial                           is identified as a prescription device
                                           the device into class II (special controls)             equivalence and requests a classification              intended for preparing, holding, and
                                           in order to provide a reasonable                        under section 513(f)(2) of the FD&C Act.               transferring human gametes or embryos
                                           assurance of safety and effectiveness of                If the person submits a request to                     during intravaginal in vitro fertilization
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                                           the device.                                             classify the device under this second                  (IVF) or intravaginal culture procedures.
                                           DATES: This order is effective January 6,               procedure, FDA may decline to                             FDA has identified the following risks
                                           2015. The classification was applicable                 undertake the classification request if                to health associated specifically with
                                           on November 2, 2015.                                    FDA identifies a legally marketed device               this type of device, as well as the
                                           FOR FURTHER INFORMATION CONTACT:                        that could provide a reasonable basis for              measures required to mitigate these
                                           Jason Roberts, Center for Devices and                   review of substantial equivalence with                 risks in table 1:



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Document Created: 2016-01-06 04:02:21
Document Modified: 2016-01-06 04:02:21
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionDirect final rule.
DatesThe direct final rule is effective March 21, 2016, unless significant adverse comments are received by February 5, 2016. If the direct final rule is withdrawn as a result of such comments, timely notice of the withdrawal will be published in the Federal Register. Comments received after this date will be considered if it is practical to do so, but the NRC staff is able to ensure consideration only of comments received on or before this date. Comments received on this direct final rule will also be considered to be comments on a companion proposed rule published in the Proposed Rules section of this issue of the Federal Register.
ContactRobert D. MacDougall, Office of Nuclear Material Safety and Safeguards, telephone: 301-415-5175, email: [email protected]; U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001.
FR Citation81 FR 371 
RIN Number3150-AJ63
CFR AssociatedAdministrative Practice and Procedure; Criminal Penalties; Hazardous Waste; Indians; Intergovernmental Relations; Manpower Training Programs; Nuclear Energy; Nuclear Materials; Occupational Safety and Health; Penalties; Radiation Protection; Reporting and Recordkeeping Requirements; Security Measures; Spent Fuel and Whistleblowing

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