81_FR_39299 81 FR 39183 - Prior Notice of Imported Food Questions and Answers (Edition 3); Guidance for Industry; Availability

81 FR 39183 - Prior Notice of Imported Food Questions and Answers (Edition 3); Guidance for Industry; Availability

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration

Federal Register Volume 81, Issue 116 (June 16, 2016)

Page Range39183-39184
FR Document2016-14231

The Food and Drug Administration (FDA or we) is announcing the availability of a guidance for industry entitled ``Prior Notice of Imported Food Questions and Answers (Edition 3): Guidance for Industry.'' The guidance provides updated information pertaining to prior notice of imported food under the Federal Food, Drug, and Cosmetic Act (the FD&C Act), as amended by the Food Safety Modernization Act (FSMA) on January 4, 2011. The guidance is intended to help the food industry and others comply with prior notice requirements.

Federal Register, Volume 81 Issue 116 (Thursday, June 16, 2016)
[Federal Register Volume 81, Number 116 (Thursday, June 16, 2016)]
[Rules and Regulations]
[Pages 39183-39184]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-14231]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

21 CFR Part 1

[Docket No. FDA-2011-N-0179]


Prior Notice of Imported Food Questions and Answers (Edition 3); 
Guidance for Industry; Availability

AGENCY: Food and Drug Administration, HHS.

ACTION: Notice of availability.

-----------------------------------------------------------------------

SUMMARY: The Food and Drug Administration (FDA or we) is announcing the 
availability of a guidance for industry entitled ``Prior Notice of 
Imported Food Questions and Answers (Edition 3): Guidance for 
Industry.'' The guidance provides updated information pertaining to 
prior notice of imported food under the Federal Food, Drug, and 
Cosmetic Act (the FD&C Act), as amended by the Food Safety 
Modernization Act (FSMA) on January 4, 2011. The guidance is intended 
to help the food industry and others comply with prior notice 
requirements.

DATES: Submit either electronic or written comments on FDA guidances at 
any time.

ADDRESSES: You may submit comments as follows:

Electronic Submissions

    Submit electronic comments in the following way:
     Federal eRulemaking Portal: http://www.regulations.gov. 
Follow the instructions for submitting comments. Comments submitted 
electronically, including attachments, to http://www.regulations.gov 
will be posted to the docket unchanged. Because your comment will be 
made public, you are solely responsible for ensuring that your comment 
does not include any confidential information that you or a third party 
may not wish to be posted, such as medical information, your or anyone 
else's Social Security number, or confidential business information, 
such as a manufacturing process. Please note that if you include your 
name, contact information, or other information that identifies you in 
the body of your comments, that information will be posted on http://www.regulations.gov.
     If you want to submit a comment with confidential 
information that you do not wish to be made available to the public, 
submit the comment as a written/paper submission and in the manner 
detailed (see ``Written/Paper Submissions'' and ``Instructions'').

[[Page 39184]]

Written/Paper Submissions

    Submit written/paper submissions as follows:
     Mail/Hand delivery/Courier (for written/paper 
submissions): Division of Dockets Management (HFA-305), Food and Drug 
Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.
     For written/paper comments submitted to the Division of 
Dockets Management, FDA will post your comment, as well as any 
attachments, except for information submitted, marked and identified, 
as confidential, if submitted as detailed in ``Instructions.''
    Instructions: All submissions received must include the Docket No. 
FDA-2011-N-0179 for ``Prior Notice of Imported Food Questions and 
Answers (Edition 3): Guidance for Industry.'' Received comments will be 
placed in the docket and, except for those submitted as ``Confidential 
Submissions,'' publicly viewable at http://www.regulations.gov or at 
the Division of Dockets Management between 9 a.m. and 4 p.m., Monday 
through Friday.
     Confidential Submissions--To submit a comment with 
confidential information that you do not wish to be made publicly 
available, submit your comments only as a written/paper submission. You 
should submit two copies total. One copy will include the information 
you claim to be confidential with a heading or cover note that states 
``THIS DOCUMENT CONTAINS CONFIDENTIAL INFORMATION.'' The Agency will 
review this copy, including the claimed confidential information, in 
its consideration of comments. The second copy, which will have the 
claimed confidential information redacted/blacked out, will be 
available for public viewing and posted on http://www.regulations.gov. 
Submit both copies to the Division of Dockets Management. If you do not 
wish your name and contact information to be made publicly available, 
you can provide this information on the cover sheet and not in the body 
of your comments and you must identify this information as 
``confidential.'' Any information marked as ``confidential'' will not 
be disclosed except in accordance with 21 CFR 10.20 and other 
applicable disclosure law. For more information about FDA's posting of 
comments to public dockets, see 80 FR 56469, September 18, 2015, or 
access the information at: http://www.fda.gov/regulatoryinformation/dockets/default.htm.
    Docket: For access to the docket to read background documents or 
the electronic and written/paper comments received, go to http://www.regulations.gov and insert the docket number, found in brackets in 
the heading of this document, into the ``Search'' box and follow the 
prompts and/or go to the Division of Dockets Management, 5630 Fishers 
Lane, Rm. 1061, Rockville, MD 20852.
    Submit written requests for single copies of the guidance to the 
Office of Regulatory Affairs, Office of Food and Feed Operations, Food 
and Drug Administration, 10903 New Hampshire Ave., Silver Spring, MD 
20993. Send two self-addressed adhesive labels to assist that office in 
processing your request. See the SUPPLEMENTARY INFORMATION section for 
electronic access to the guidance.

FOR FURTHER INFORMATION CONTACT: Angel M. Suarez, Office of Regulatory 
Affairs, Office of Food and Feed Operations, Division of Food Defense 
Targeting, Food and Drug Administration, Element Bldg., HFC-180, 12420 
Parklawn Dr., Rockville, MD 20857-20993, 866-521-2297.

SUPPLEMENTARY INFORMATION: 

I. Background

    FDA is announcing the availability of a guidance for industry 
entitled ``Prior Notice of Imported Food Questions and Answers (Edition 
3): Guidance for Industry.'' We are issuing this guidance consistent 
with our good guidance practices regulation (21 CFR 10.115). The 
guidance represents the current thinking of FDA on this topic. It does 
not establish any rights for any person and is not binding on FDA or on 
the public. You can use an alternative approach if it satisfies the 
requirements of the applicable statutes and regulations.
    Since publication of edition two of the guidance, FDA has issued a 
final rule requiring the submission to FDA of prior notice of food, 
including animal feed, imported or offered for import into the United 
States (November 7, 2008, 73 FR 66294) and, in accordance with section 
304 of FSMA, a final rule requiring the name of any country to which an 
article has been refused entry be reported in prior notices (May 30, 
2013, 78 FR 32359). FDA is issuing a third edition of its prior notice 
guidance to address questions received since publication of the second 
edition, clarify previous responses, update previous responses as 
appropriate to reflect the 2008 final rule, and include information 
about the new prior notice information requirement created by FSMA.
    FDA issued the first and second editions of this guidance on 
December 16, 2003, and May 3, 2004, respectively. Both editions were 
issued as Level 1 guidance documents under 21 CFR 10.115. Consistent 
with FDA's good guidance practices regulations (21 CFR 10.115(g)(2)), 
the Agency accepted comments, but implemented the documents immediately 
because it determined that prior public participation was not feasible 
or appropriate.
    In the Federal Register of March 31, 2014 (79 FR 17947), we made 
available a draft guidance for industry entitled ``Draft Guidance for 
Industry: Prior Notice of Imported Food Questions and Answers (Edition 
3)'' and gave interested parties an opportunity to submit comments by 
May 30, 2014, for us to consider before beginning work on the final 
version of the guidance. We carefully considered all comments received 
when preparing the final guidance. No substantive changes were made in 
finalizing the guidance. The guidance announced in this notice 
finalizes the draft guidance dated March 2014.

II. Electronic Access

    Persons with access to the Internet may obtain the guidance at 
either http://www.fda.gov/Food/GuidanceRegulation/GuidanceDocumentsRegulatoryInformation/default.htm or http://www.regulations.gov. Use the FDA Web site listed in the previous 
sentence to find the most current version of the guidance.

    Dated: June 10, 2016.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2016-14231 Filed 6-15-16; 8:45 am]
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                                                                   Federal Register / Vol. 81, No. 116 / Thursday, June 16, 2016 / Rules and Regulations                                             39183

                                                Order 7400.9Z, dated August 6, 2015,                    number of small entities under the                       DEPARTMENT OF HEALTH AND
                                                and effective September 15, 2015, which                 criteria of the Regulatory Flexibility Act.              HUMAN SERVICES
                                                is incorporated by reference in 14 CFR
                                                                                                        Environmental Review                                     Food and Drug Administration
                                                part 71.1. The Class E airspace
                                                designations listed in this document                       The FAA has determined that this
                                                will be published subsequently in the                   action qualifies for categorical exclusion               21 CFR Part 1
                                                Order.                                                  under the National Environmental                         [Docket No. FDA–2011–N–0179]
                                                Availability and Summary of                             Policy Act in accordance with FAA
                                                Documents for Incorporation by                          Order 1050.1F, ‘‘Environmental                           Prior Notice of Imported Food
                                                Reference                                               Impacts: Policies and Procedures’’                       Questions and Answers (Edition 3);
                                                                                                        paragraph 5–6.5a. This airspace action                   Guidance for Industry; Availability
                                                   This document amends FAA Order                       is not expected to cause any potentially
                                                7400.9Z, Airspace Designations and                                                                               AGENCY:   Food and Drug Administration,
                                                                                                        significant environmental impacts, and                   HHS.
                                                Reporting Points, dated August 6, 2015,                 no extraordinary circumstances exist
                                                and effective September 15, 2015. FAA                   that warrant preparation of an                           ACTION:   Notice of availability.
                                                Order 7400.9Z is publicly available as                  environmental assessment.
                                                listed in the ADDRESSES section of this                                                                          SUMMARY:   The Food and Drug
                                                document. FAA Order 7400.9Z lists                       List of Subjects in 14 CFR Part 71                       Administration (FDA or we) is
                                                Class A, B, C, D, and E airspace areas,                                                                          announcing the availability of a
                                                air traffic service routes, and reporting                Airspace, Incorporation by reference,                   guidance for industry entitled ‘‘Prior
                                                points.                                                 Navigation (air).                                        Notice of Imported Food Questions and
                                                                                                                                                                 Answers (Edition 3): Guidance for
                                                The Rule                                                Adoption of the Amendment
                                                                                                                                                                 Industry.’’ The guidance provides
                                                  This action amends Title 14, Code of                    In consideration of the foregoing, the                 updated information pertaining to prior
                                                Federal Regulations (14 CFR), Part 71 by                Federal Aviation Administration                          notice of imported food under the
                                                amending Class E airspace at Little Rock                amends 14 CFR part 71 as follows:                        Federal Food, Drug, and Cosmetic Act
                                                Air Force Base (AFB), AR. The air traffic                                                                        (the FD&C Act), as amended by the Food
                                                control tower at Dennis Cantrell Field,                 PART 71—DESIGNATION OF CLASS A,                          Safety Modernization Act (FSMA) on
                                                Conway, AR, has closed, and                             B, C, D, AND E AIRSPACE AREAS; AIR                       January 4, 2011. The guidance is
                                                approaches cancelled. This action                       TRAFFIC SERVICE ROUTES; AND                              intended to help the food industry and
                                                removes Dennis F. Cantrell Field,                       REPORTING POINTS                                         others comply with prior notice
                                                Conway, AR, from the airspace                                                                                    requirements.
                                                designation and regulatory text for Little              ■ 1. The authority citation for part 71                  DATES: Submit either electronic or
                                                Rock AFB, as they are no longer needed                  continues to read as follows:                            written comments on FDA guidances at
                                                to define its boundaries. Additionally,                   Authority: 49 U.S.C. 106(f), 106(g); 40103,            any time.
                                                geographic coordinates for Little Rock                  40113, 40120; E.O. 10854, 24 FR 9565, 3 CFR,             ADDRESSES: You may submit comments
                                                AFB, are changed from (lat. 34°54′59″                   1959–1963 Comp., p. 389.                                 as follows:
                                                N., long. 92°08′47″ W.) to (lat. 34°55′03″
                                                                                                        § 71.1       [Amended]                                   Electronic Submissions
                                                N., long. 92°08′42″ W.) and Saline
                                                County Airport, Benton, AR,                             ■ 2. The incorporation by reference in                     Submit electronic comments in the
                                                coordinates are changed from (lat.                      14 CFR 71.1 of FAA Order 7400.9Z,                        following way:
                                                34°33′23″ N., long. 92°36′25″ W.) to (lat.              Airspace Designations and Reporting                        • Federal eRulemaking Portal: http://
                                                34°35′25″ N., long. 92°28′46″ W.). These                Points, dated August 6, 2015, and                        www.regulations.gov. Follow the
                                                minor adjustments reflect the current                   effective September 15, 2015, is                         instructions for submitting comments.
                                                information in the FAA’s aeronautical                   amended as follows:                                      Comments submitted electronically,
                                                database.                                                                                                        including attachments, to http://
                                                                                                        Paragraph 6005 Class E Airspace Areas                    www.regulations.gov will be posted to
                                                Regulatory Notices and Analyses                         Extending Upward From 700 Feet or More
                                                                                                        Above the Surface of the Earth.
                                                                                                                                                                 the docket unchanged. Because your
                                                   The FAA has determined that this                                                                              comment will be made public, you are
                                                regulation only involves an established                 *        *      *       *      *                         solely responsible for ensuring that your
                                                body of technical regulations for which                 ASW AR E5 Little Rock, AR [Amended]                      comment does not include any
                                                frequent and routine amendments are                     Little Rock AFB, AR                                      confidential information that you or a
                                                necessary to keep them operationally                      (Lat. 34°55′03″ N., long. 92°08′42″ W.)                third party may not wish to be posted,
                                                current, is non-controversial and                       Little Rock, Adams Field, AR                             such as medical information, your or
                                                unlikely to result in adverse or negative                 (Lat. 34°43′46″ N., long. 92°13′29″ W.)                anyone else’s Social Security number, or
                                                comments. It, therefore: (1) Is not a                   Benton, Saline County Airport, AR                        confidential business information, such
                                                ‘‘significant regulatory action’’ under                   (Lat. 34°35′25″ N., long. 92°28′46″ W.)                as a manufacturing process. Please note
                                                Executive Order 12866; (2) is not a                       That airspace extending upward from 700                that if you include your name, contact
                                                ‘‘significant rule’’ under DOT                          feet above the surface bounded within a 20-              information, or other information that
                                                Regulatory Policies and Procedures (44                  mile radius of Little Rock AFB, and within               identifies you in the body of your
                                                FR 11034; February 26, 1979); and (3)                   a 22-mile radius of Adams Field Airport and
                                                                                                        within a 6.3-mile radius of Saline County
                                                                                                                                                                 comments, that information will be
                                                does not warrant preparation of a                       Airport.                                                 posted on http://www.regulations.gov.
jstallworth on DSK7TPTVN1PROD with RULES




                                                regulatory evaluation as the anticipated                                                                           • If you want to submit a comment
                                                impact is so minimal. Since this is a                    Issued in Fort Worth, TX, on June 7, 2016.              with confidential information that you
                                                routine matter that only affects air traffic            Walter Tweedy,                                           do not wish to be made available to the
                                                procedures and air navigation, it is                    Acting Manager, Operations Support Group,                public, submit the comment as a
                                                certified that this rule, when                          ATO Central Service Center.                              written/paper submission and in the
                                                promulgated, does not have a significant                [FR Doc. 2016–14071 Filed 6–15–16; 8:45 am]              manner detailed (see ‘‘Written/Paper
                                                economic impact on a substantial                        BILLING CODE 4910–13–P                                   Submissions’’ and ‘‘Instructions’’).


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                                                39184              Federal Register / Vol. 81, No. 116 / Thursday, June 16, 2016 / Rules and Regulations

                                                Written/Paper Submissions                               electronic and written/paper comments                  16, 2003, and May 3, 2004, respectively.
                                                   Submit written/paper submissions as                  received, go to http://                                Both editions were issued as Level 1
                                                follows:                                                www.regulations.gov and insert the                     guidance documents under 21 CFR
                                                   • Mail/Hand delivery/Courier (for                    docket number, found in brackets in the                10.115. Consistent with FDA’s good
                                                written/paper submissions): Division of                 heading of this document, into the                     guidance practices regulations (21 CFR
                                                Dockets Management (HFA–305), Food                      ‘‘Search’’ box and follow the prompts                  10.115(g)(2)), the Agency accepted
                                                and Drug Administration, 5630 Fishers                   and/or go to the Division of Dockets                   comments, but implemented the
                                                Lane, Rm. 1061, Rockville, MD 20852.                    Management, 5630 Fishers Lane, Rm.                     documents immediately because it
                                                   • For written/paper comments                         1061, Rockville, MD 20852.                             determined that prior public
                                                                                                           Submit written requests for single                  participation was not feasible or
                                                submitted to the Division of Dockets
                                                                                                        copies of the guidance to the Office of                appropriate.
                                                Management, FDA will post your
                                                                                                        Regulatory Affairs, Office of Food and                    In the Federal Register of March 31,
                                                comment, as well as any attachments,
                                                                                                        Feed Operations, Food and Drug                         2014 (79 FR 17947), we made available
                                                except for information submitted,
                                                                                                        Administration, 10903 New Hampshire                    a draft guidance for industry entitled
                                                marked and identified, as confidential,
                                                                                                        Ave., Silver Spring, MD 20993. Send                    ‘‘Draft Guidance for Industry: Prior
                                                if submitted as detailed in
                                                                                                        two self-addressed adhesive labels to                  Notice of Imported Food Questions and
                                                ‘‘Instructions.’’
                                                                                                        assist that office in processing your                  Answers (Edition 3)’’ and gave
                                                   Instructions: All submissions received
                                                                                                        request. See the SUPPLEMENTARY                         interested parties an opportunity to
                                                must include the Docket No. FDA–
                                                                                                        INFORMATION section for electronic                     submit comments by May 30, 2014, for
                                                2011–N–0179 for ‘‘Prior Notice of
                                                                                                        access to the guidance.                                us to consider before beginning work on
                                                Imported Food Questions and Answers
                                                                                                        FOR FURTHER INFORMATION CONTACT:                       the final version of the guidance. We
                                                (Edition 3): Guidance for Industry.’’
                                                Received comments will be placed in                     Angel M. Suarez, Office of Regulatory                  carefully considered all comments
                                                the docket and, except for those                        Affairs, Office of Food and Feed                       received when preparing the final
                                                submitted as ‘‘Confidential                             Operations, Division of Food Defense                   guidance. No substantive changes were
                                                Submissions,’’ publicly viewable at                     Targeting, Food and Drug                               made in finalizing the guidance. The
                                                http://www.regulations.gov or at the                    Administration, Element Bldg., HFC–                    guidance announced in this notice
                                                                                                        180, 12420 Parklawn Dr., Rockville, MD                 finalizes the draft guidance dated March
                                                Division of Dockets Management
                                                                                                        20857–20993, 866–521–2297.                             2014.
                                                between 9 a.m. and 4 p.m., Monday
                                                through Friday.                                         SUPPLEMENTARY INFORMATION:
                                                                                                                                                               II. Electronic Access
                                                   • Confidential Submissions—To                        I. Background                                             Persons with access to the Internet
                                                submit a comment with confidential
                                                                                                           FDA is announcing the availability of               may obtain the guidance at either http://
                                                information that you do not wish to be
                                                                                                        a guidance for industry entitled ‘‘Prior               www.fda.gov/Food/Guidance
                                                made publicly available, submit your
                                                                                                        Notice of Imported Food Questions and                  Regulation/GuidanceDocuments
                                                comments only as a written/paper
                                                                                                        Answers (Edition 3): Guidance for                      RegulatoryInformation/default.htm or
                                                submission. You should submit two                       Industry.’’ We are issuing this guidance               http://www.regulations.gov. Use the
                                                copies total. One copy will include the                 consistent with our good guidance                      FDA Web site listed in the previous
                                                information you claim to be confidential                practices regulation (21 CFR 10.115).                  sentence to find the most current
                                                with a heading or cover note that states                The guidance represents the current                    version of the guidance.
                                                ‘‘THIS DOCUMENT CONTAINS                                thinking of FDA on this topic. It does
                                                CONFIDENTIAL INFORMATION.’’ The                                                                                  Dated: June 10, 2016.
                                                                                                        not establish any rights for any person
                                                Agency will review this copy, including                                                                        Leslie Kux,
                                                                                                        and is not binding on FDA or on the
                                                the claimed confidential information, in                public. You can use an alternative                     Associate Commissioner for Policy.
                                                its consideration of comments. The                      approach if it satisfies the requirements              [FR Doc. 2016–14231 Filed 6–15–16; 8:45 am]
                                                second copy, which will have the                        of the applicable statutes and                         BILLING CODE P
                                                claimed confidential information                        regulations.
                                                redacted/blacked out, will be available                    Since publication of edition two of
                                                for public viewing and posted on http://                the guidance, FDA has issued a final                   DEPARTMENT OF HOMELAND
                                                www.regulations.gov. Submit both                        rule requiring the submission to FDA of                SECURITY
                                                copies to the Division of Dockets                       prior notice of food, including animal
                                                Management. If you do not wish your                     feed, imported or offered for import into              Coast Guard
                                                name and contact information to be                      the United States (November 7, 2008, 73
                                                made publicly available, you can                        FR 66294) and, in accordance with                      33 CFR Part 100
                                                provide this information on the cover                   section 304 of FSMA, a final rule                      [Docket Number USCG–2016–0322]
                                                sheet and not in the body of your                       requiring the name of any country to
                                                comments and you must identify this                     which an article has been refused entry                RIN 1625–AA08
                                                information as ‘‘confidential.’’ Any                    be reported in prior notices (May 30,
                                                information marked as ‘‘confidential’’                                                                         Special Local Regulation; Cumberland
                                                                                                        2013, 78 FR 32359). FDA is issuing a
                                                will not be disclosed except in                         third edition of its prior notice guidance             River, Mile 190.5 to 194.0; Nashville, TN
                                                accordance with 21 CFR 10.20 and other                  to address questions received since                    AGENCY:Coast Guard, DHS.
                                                applicable disclosure law. For more                     publication of the second edition,                           Temporary final rule; request for
                                                                                                                                                               ACTION:
                                                information about FDA’s posting of                      clarify previous responses, update                     comments.
jstallworth on DSK7TPTVN1PROD with RULES




                                                comments to public dockets, see 80 FR                   previous responses as appropriate to
                                                56469, September 18, 2015, or access                    reflect the 2008 final rule, and include               SUMMARY:   The Coast Guard is
                                                the information at: http://www.fda.gov/                 information about the new prior notice                 establishing a special local regulation
                                                regulatoryinformation/dockets/                          information requirement created by                     for all waters of the Cumberland River
                                                default.htm.                                            FSMA.                                                  beginning at mile marker 190.5 and
                                                   Docket: For access to the docket to                     FDA issued the first and second                     ending at mile marker 194.0. This
                                                read background documents or the                        editions of this guidance on December                  special local regulation is necessary to


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Document Created: 2016-06-16 00:37:25
Document Modified: 2016-06-16 00:37:25
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionNotice of availability.
DatesSubmit either electronic or written comments on FDA guidances at any time.
ContactAngel M. Suarez, Office of Regulatory Affairs, Office of Food and Feed Operations, Division of Food Defense Targeting, Food and Drug Administration, Element Bldg., HFC-180, 12420 Parklawn Dr., Rockville, MD 20857-20993, 866-521-2297.
FR Citation81 FR 39183 

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