81_FR_4365 81 FR 4349 - OldWeb sites.com, Inc., RPHL Acquisition Corp. (a/k/a Rockport Healthcare Group, Inc.), The Brainy Brands Company, Inc., TheraBiogen, Inc., U.S. Helicopter Corporation, and Vicor Technologies, Inc.; Order of Suspension of Trading

81 FR 4349 - OldWeb sites.com, Inc., RPHL Acquisition Corp. (a/k/a Rockport Healthcare Group, Inc.), The Brainy Brands Company, Inc., TheraBiogen, Inc., U.S. Helicopter Corporation, and Vicor Technologies, Inc.; Order of Suspension of Trading

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 81, Issue 16 (January 26, 2016)

Page Range4349-4350
FR Document2016-01613

Federal Register, Volume 81 Issue 16 (Tuesday, January 26, 2016)
[Federal Register Volume 81, Number 16 (Tuesday, January 26, 2016)]
[Notices]
[Pages 4349-4350]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-01613]


-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

[File No. 500-1]


OldWeb sites.com, Inc., RPHL Acquisition Corp. (a/k/a Rockport 
Healthcare Group, Inc.), The Brainy Brands Company, Inc., TheraBiogen, 
Inc., U.S. Helicopter Corporation, and Vicor Technologies, Inc.; Order 
of Suspension of Trading

January 22, 2016.
    It appears to the Securities and Exchange Commission 
(``Commission'') that there is a lack of current and accurate 
information concerning the securities of OldWeb sites.com, Inc. (``OLDW 
\1\'') (CIK No. 1391570), an expired Utah corporation located in Salt 
Lake City, Utah with a class of securities registered with the 
Commission pursuant to Exchange Act Section 12(g) because it is 
delinquent in its periodic filings with the Commission, having not 
filed any periodic reports since it filed a Form 10-Q for the period 
ended September 30, 2011. On February 19, 2015, the Commission's 
Division of Corporation Finance (``Corporation Finance'') sent a 
delinquency letter to OLDW requesting compliance with its periodic 
filing requirements but OLDW did not receive the delinquency letter due 
to its failure to maintain a valid address on file with the Commission 
as required by Commission rules (Rule 301 of Regulation S-T, 17 CFR 
232.301 and Section 5.4 of EDGAR Filer Manual). As of January 13, 2016, 
the common shares of OLDW were quoted on OTC Link operated by OTC 
Markets Group Inc. (formerly ``Pink Sheets'') (``OTC Link''), had four 
market makers, and were eligible for the ``piggyback'' exception of 
Exchange Act Rule 15c2-11(f)(3).
---------------------------------------------------------------------------

    \1\ The short form of each issuer's name is also its stock 
symbol.
---------------------------------------------------------------------------

    It appears to the Commission that there is a lack of current and 
accurate information concerning the securities of RPHL Acquisition 
Corp. (a/k/a Rockport Healthcare Group, Inc.) (``RPHL'') (CIK No. 
919606), a void Delaware corporation located in Houston, Texas with a 
class of securities registered with the Commission pursuant to Exchange 
Act Section 12(g) because it is delinquent in its periodic filings with 
the Commission, having not filed any periodic reports since it filed a 
Form 10-KSB for the period ended March 31, 2008. On April 22, 2015, 
Corporation Finance sent a delinquency letter to RPHL requesting 
compliance with its periodic filing requirements but RPHL did not 
receive the delinquency letter due to its failure to maintain a valid 
address on file with the Commission as required by Commission rules 
(Rule 301 of Regulation S-T, 17 CFR 232.301 and Section 5.4 of EDGAR 
Filer Manual). As of January 13, 2016, the common stock of RPHL was 
quoted on OTC Link, had five market makers, and was eligible for the 
``piggyback'' exception of Exchange Act Rule 15c2-11(f)(3).
    It appears to the Commission that there is a lack of current and 
accurate information concerning the securities of The Brainy Brands 
Company, Inc. (``TBBC'') (CIK No. 1478838), a forfeited Delaware 
corporation located in Suwanee, Georgia with a class of securities 
registered with the Commission pursuant to Exchange Act Section 12(g) 
because it is delinquent in its periodic filings with the Commission, 
having not filed any periodic reports since it filed a Form 10-Q for 
the period ended September 30, 2011. On February 19, 2015, Corporation 
Finance sent a delinquency letter to TBBC requesting compliance with 
its periodic filing requirements but TBBC did not receive the 
delinquency letter due to its failure to maintain a valid address on 
file with the Commission as required by Commission rules (Rule 301 of 
Regulation S-T, 17 CFR 232.301 and Section 5.4 of EDGAR Filer Manual). 
As of January 13, 2016, the common stock of TBBC was quoted on OTC 
Link, had five market makers, and was eligible for the ``piggyback'' 
exception of Exchange Act Rule 15c2-11(f)(3).
    It appears to the Commission that there is a lack of current and 
accurate information concerning the securities of TheraBiogen, Inc. 
(``TRAB'') (CIK No. 1405286), a revoked Nevada corporation located in 
Manalapan, New Jersey with a class of securities registered with the 
Commission pursuant to Exchange Act Section 12(g) because it is 
delinquent in its periodic filings with the Commission, having not 
filed any periodic reports since it filed a Form 10-Q for the period 
ended May 31, 2012. On April 28, 2015, Corporation Finance sent a 
delinquency letter to TRAB requesting compliance with its periodic 
filing requirements but TRAB did not receive the delinquency letter due 
to its failure to maintain a valid address on file with the Commission 
as required by Commission rules (Rule 301 of Regulation S-T, 17 CFR 
232.301 and Section 5.4 of EDGAR Filer Manual). As of January 13, 2016, 
the common stock of TRAB was quoted on OTC Link, had seven market 
makers, and was eligible for the ``piggyback'' exception of Exchange 
Act Rule 15c2-11(f)(3).
    It appears to the Commission that there is a lack of current and 
accurate information concerning the securities of U.S. Helicopter 
Corporation (``USHP'') (CIK No. 1309140), a void Delaware corporation 
located in New York, New York with a class of securities registered 
with the Commission pursuant to Exchange Act Section 12(g) because it 
is delinquent in its periodic filings with the Commission, having not 
filed any periodic reports since it filed a Form 10-Q for the period 
ended September 30, 2008. On February 19, 2015, Corporation Finance 
sent a delinquency letter to USHP requesting compliance with its 
periodic filing requirements but USHP did not receive the delinquency 
letter due to its failure to maintain a valid address on file with the 
Commission as required by Commission rules (Rule 301 of Regulation S-T, 
17 CFR 232.301 and Section 5.4 of EDGAR Filer Manual). As of January 
13, 2016, the common stock of USHP was quoted on OTC Link, had five 
market makers, and was eligible for the ``piggyback'' exception of 
Exchange Act Rule 15c2-11(f)(3).
    It appears to the Commission that there is a lack of current and 
accurate information concerning the securities of Vicor Technologies, 
Inc. (``VCRTQ'')

[[Page 4350]]

(CIK No. 1335104), a void Delaware corporation located in Boca Raton, 
Florida with a class of securities registered with the Commission 
pursuant to Exchange Act Section 12(g) because it is delinquent in its 
periodic filings with the Commission, having not filed any periodic 
reports since it filed a Form 10-Q for the period ended September 30, 
2011. On February 19, 2015, Corporation Finance sent a delinquency 
letter to VCRTQ requesting compliance with its periodic filing 
requirements but VCRTQ did not receive the delinquency letter due to 
its failure to maintain a valid address on file with the Commission as 
required by Commission rules (Rule 301 of Regulation S-T, 17 CFR 
Section 232.301 and Section 5.4 of EDGAR Filer Manual). As of January 
13, 2016, the common stock of VCRTQ was quoted on OTC Link, had seven 
market makers, and was eligible for the ``piggyback'' exception of 
Exchange Act Rule 15c2-11(f)(3).
    The Commission is of the opinion that the public interest and the 
protection of investors require a suspension of trading in the 
securities of the above-listed companies. Therefore, it is ordered, 
pursuant to Section 12(k) of the Securities Exchange Act of 1934, that 
trading in the securities of the above-listed companies is suspended 
for the period from 9:30 a.m. EST on January 22, 2016, through 11:59 
p.m. EST on February 4, 2016.

    By the Commission.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2016-01613 Filed 1-22-16; 11:15 am]
BILLING CODE 8011-01-P



                                                                                Federal Register / Vol. 81, No. 16 / Tuesday, January 26, 2016 / Notices                                             4349

                                                  amendments, all written statements                      2015, the Commission’s Division of                     rules (Rule 301 of Regulation S–T, 17
                                                  with respect to the proposed rule                       Corporation Finance (‘‘Corporation                     CFR 232.301 and Section 5.4 of EDGAR
                                                  change that are filed with the                          Finance’’) sent a delinquency letter to                Filer Manual). As of January 13, 2016,
                                                  Commission, and all written                             OLDW requesting compliance with its                    the common stock of TBBC was quoted
                                                  communications relating to the                          periodic filing requirements but OLDW                  on OTC Link, had five market makers,
                                                  proposed rule change between the                        did not receive the delinquency letter                 and was eligible for the ‘‘piggyback’’
                                                  Commission and any person, other than                   due to its failure to maintain a valid                 exception of Exchange Act Rule 15c2–
                                                  those that may be withheld from the                     address on file with the Commission as                 11(f)(3).
                                                  public in accordance with the                           required by Commission rules (Rule 301                    It appears to the Commission that
                                                  provisions of 5 U.S.C. 552, will be                     of Regulation S–T, 17 CFR 232.301 and                  there is a lack of current and accurate
                                                  available for Web site viewing and                      Section 5.4 of EDGAR Filer Manual). As                 information concerning the securities of
                                                  printing in the Commission’s Public                     of January 13, 2016, the common shares                 TheraBiogen, Inc. (‘‘TRAB’’) (CIK No.
                                                  Reference Room, 100 F Street NE.,                       of OLDW were quoted on OTC Link                        1405286), a revoked Nevada corporation
                                                  Washington, DC 20549, on official                       operated by OTC Markets Group Inc.                     located in Manalapan, New Jersey with
                                                  business days between the hours of                      (formerly ‘‘Pink Sheets’’) (‘‘OTC Link’’),             a class of securities registered with the
                                                  10:00 a.m. and 3:00 p.m. Copies of such                 had four market makers, and were                       Commission pursuant to Exchange Act
                                                  filing also will be available for                       eligible for the ‘‘piggyback’’ exception of            Section 12(g) because it is delinquent in
                                                  inspection and copying at the principal                 Exchange Act Rule 15c2–11(f)(3).                       its periodic filings with the
                                                  office of the ISE. All comments received                   It appears to the Commission that                   Commission, having not filed any
                                                  will be posted without change; the                      there is a lack of current and accurate                periodic reports since it filed a Form
                                                  Commission does not edit personal                       information concerning the securities of               10–Q for the period ended May 31,
                                                  identifying information from                            RPHL Acquisition Corp. (a/k/a Rockport                 2012. On April 28, 2015, Corporation
                                                  submissions. You should submit only                     Healthcare Group, Inc.) (‘‘RPHL’’) (CIK                Finance sent a delinquency letter to
                                                  information that you wish to make                       No. 919606), a void Delaware                           TRAB requesting compliance with its
                                                  available publicly. All submissions                     corporation located in Houston, Texas                  periodic filing requirements but TRAB
                                                  should refer to File Number SR–ISE–                     with a class of securities registered with             did not receive the delinquency letter
                                                  2016–02 and should be submitted by                      the Commission pursuant to Exchange                    due to its failure to maintain a valid
                                                  February 16, 2016.                                      Act Section 12(g) because it is                        address on file with the Commission as
                                                    For the Commission, by the Division of                delinquent in its periodic filings with                required by Commission rules (Rule 301
                                                  Trading and Markets, pursuant to delegated              the Commission, having not filed any                   of Regulation S–T, 17 CFR 232.301 and
                                                  authority.11                                            periodic reports since it filed a Form                 Section 5.4 of EDGAR Filer Manual). As
                                                  Brent J. Fields,                                        10–KSB for the period ended March 31,                  of January 13, 2016, the common stock
                                                  Secretary.                                              2008. On April 22, 2015, Corporation                   of TRAB was quoted on OTC Link, had
                                                  [FR Doc. 2016–01392 Filed 1–25–16; 8:45 am]
                                                                                                          Finance sent a delinquency letter to                   seven market makers, and was eligible
                                                                                                          RPHL requesting compliance with its                    for the ‘‘piggyback’’ exception of
                                                  BILLING CODE 8011–01–P
                                                                                                          periodic filing requirements but RPHL                  Exchange Act Rule 15c2–11(f)(3).
                                                                                                          did not receive the delinquency letter                    It appears to the Commission that
                                                  SECURITIES AND EXCHANGE                                 due to its failure to maintain a valid                 there is a lack of current and accurate
                                                  COMMISSION                                              address on file with the Commission as                 information concerning the securities of
                                                                                                          required by Commission rules (Rule 301                 U.S. Helicopter Corporation (‘‘USHP’’)
                                                  [File No. 500–1]                                        of Regulation S–T, 17 CFR 232.301 and                  (CIK No. 1309140), a void Delaware
                                                                                                          Section 5.4 of EDGAR Filer Manual). As                 corporation located in New York, New
                                                  OldWeb sites.com, Inc., RPHL                            of January 13, 2016, the common stock                  York with a class of securities registered
                                                  Acquisition Corp. (a/k/a Rockport                       of RPHL was quoted on OTC Link, had                    with the Commission pursuant to
                                                  Healthcare Group, Inc.), The Brainy                     five market makers, and was eligible for               Exchange Act Section 12(g) because it is
                                                  Brands Company, Inc., TheraBiogen,                      the ‘‘piggyback’’ exception of Exchange                delinquent in its periodic filings with
                                                  Inc., U.S. Helicopter Corporation, and                  Act Rule 15c2–11(f)(3).                                the Commission, having not filed any
                                                  Vicor Technologies, Inc.; Order of                         It appears to the Commission that                   periodic reports since it filed a Form
                                                  Suspension of Trading                                   there is a lack of current and accurate                10–Q for the period ended September
                                                  January 22, 2016.                                       information concerning the securities of               30, 2008. On February 19, 2015,
                                                     It appears to the Securities and                     The Brainy Brands Company, Inc.                        Corporation Finance sent a delinquency
                                                  Exchange Commission (‘‘Commission’’)                    (‘‘TBBC’’) (CIK No. 1478838), a forfeited              letter to USHP requesting compliance
                                                  that there is a lack of current and                     Delaware corporation located in                        with its periodic filing requirements but
                                                  accurate information concerning the                     Suwanee, Georgia with a class of                       USHP did not receive the delinquency
                                                  securities of OldWeb sites.com, Inc.                    securities registered with the                         letter due to its failure to maintain a
                                                  (‘‘OLDW 1’’) (CIK No. 1391570), an                      Commission pursuant to Exchange Act                    valid address on file with the
                                                  expired Utah corporation located in Salt                Section 12(g) because it is delinquent in              Commission as required by Commission
                                                  Lake City, Utah with a class of securities              its periodic filings with the                          rules (Rule 301 of Regulation S–T, 17
                                                  registered with the Commission                          Commission, having not filed any                       CFR 232.301 and Section 5.4 of EDGAR
                                                  pursuant to Exchange Act Section 12(g)                  periodic reports since it filed a Form                 Filer Manual). As of January 13, 2016,
                                                  because it is delinquent in its periodic                10–Q for the period ended September                    the common stock of USHP was quoted
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                                                  filings with the Commission, having not                 30, 2011. On February 19, 2015,                        on OTC Link, had five market makers,
                                                  filed any periodic reports since it filed               Corporation Finance sent a delinquency                 and was eligible for the ‘‘piggyback’’
                                                  a Form 10–Q for the period ended                        letter to TBBC requesting compliance                   exception of Exchange Act Rule 15c2–
                                                  September 30, 2011. On February 19,                     with its periodic filing requirements but              11(f)(3).
                                                                                                          TBBC did not receive the delinquency                      It appears to the Commission that
                                                    11 17 CFR 200.30–3(a)(12).                            letter due to its failure to maintain a                there is a lack of current and accurate
                                                    1 The short form of each issuer’s name is also its    valid address on file with the                         information concerning the securities of
                                                  stock symbol.                                           Commission as required by Commission                   Vicor Technologies, Inc. (‘‘VCRTQ’’)


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                                                  4350                             Federal Register / Vol. 81, No. 16 / Tuesday, January 26, 2016 / Notices

                                                  (CIK No. 1335104), a void Delaware                         the proposed rule change as described                  being charged on other exchanges for
                                                  corporation located in Boca Raton,                         in Items I, II, and III below, which Items             Electronic executions in Penny Pilot
                                                  Florida with a class of securities                         have been prepared by the Exchange.                    issues.4
                                                  registered with the Commission                             The Commission is publishing this                         The Exchange also proposes to
                                                  pursuant to Exchange Act Section 12(g)                     notice to solicit comments on the                      increase rates per contract for Electronic
                                                  because it is delinquent in its periodic                   proposed rule change from interested                   transactions in issues that are not part
                                                  filings with the Commission, having not                    persons.                                               of the Penny Pilot program from $0.58
                                                  filed any periodic reports since it filed                                                                         to $0.75 for Broker Dealers, Firms,
                                                                                                             I. Self-Regulatory Organization’s                      Professional Customers and Non-NYSE
                                                  a Form 10–Q for the period ended
                                                                                                             Statement of the Terms of Substance of                 Amex Options Market Makers; and
                                                  September 30, 2011. On February 19,
                                                                                                             the Proposed Rule Change                               $0.23 to $0.25 for DOMMs, e-
                                                  2015, Corporation Finance sent a
                                                  delinquency letter to VCRTQ requesting                        The Exchange proposes to modify the                 Specialists, NYSE Amex Options Market
                                                  compliance with its periodic filing                        NYSE Amex Options Fee Schedule                         Makers and Specialists. These rates are
                                                  requirements but VCRTQ did not                             (‘‘Fee Schedule’’). The Exchange                       competitive with rates being charged on
                                                  receive the delinquency letter due to its                  proposes to implement the fee change                   other exchanges for Electronic
                                                  failure to maintain a valid address on                     effective January 13, 2016.3 The                       executions in non-Penny Pilot issues.5
                                                  file with the Commission as required by                    proposed change is available on the                       Section I.C. of the Fee Schedule
                                                  Commission rules (Rule 301 of                              Exchange’s Web site at www.nyse.com,                   currently provides a discount to NYSE
                                                  Regulation S–T, 17 CFR Section 232.301                     at the principal office of the Exchange,               Amex Options Market Maker
                                                  and Section 5.4 of EDGAR Filer                             and at the Commission’s Public                         transaction fees based on a sliding
                                                  Manual). As of January 13, 2016, the                       Reference Room.                                        volume scale (the ‘‘Sliding Scale’’ [sic].6
                                                  common stock of VCRTQ was quoted on                                                                               Specifically, an NYSE Amex Options
                                                                                                             II. Self-Regulatory Organization’s                     Market Maker that has monthly volume
                                                  OTC Link, had seven market makers,                         Statement of the Purpose of, and
                                                  and was eligible for the ‘‘piggyback’’                                                                            on the Exchange of 0.10% or less of total
                                                                                                             Statutory Basis for, the Proposed Rule
                                                  exception of Exchange Act Rule 15c2–                       Change                                                    4 For example, Miami Securities International
                                                  11(f)(3).                                                                                                         Exchange, LLC (‘‘MIAX’’) charges $0.45 to firms and
                                                     The Commission is of the opinion that                     In its filing with the Commission, the
                                                                                                                                                                    $0.47 to non-MIAX market makers, broker dealers
                                                  the public interest and the protection of                  self-regulatory organization included                  and public customers other than priority customers
                                                  investors require a suspension of trading                  statements concerning the purpose of,                  for execution in Penny Pilot issues (see MIAX fee
                                                  in the securities of the above-listed                      and basis for, the proposed rule change                schedule, available here, https://www.miaxoptions.
                                                                                                             and discussed any comments it received                 com/content/fees); and NASDAQ OMX PHLX LLC
                                                  companies. Therefore, it is ordered,                                                                              (‘‘PHLX’’) charges $0.48 to professional customers,
                                                  pursuant to Section 12(k) of the                           on the proposed rule change. The text                  broker dealers and firms for execution in Penny
                                                  Securities Exchange Act of 1934, that                      of those statements may be examined at                 Pilot issues (see PHLX fee schedule, available here,
                                                  trading in the securities of the above-                    the places specified in Item IV below.                 http://www.nasdaqtrader.com/Micro.aspx?id=PHLX
                                                                                                             The Exchange has prepared summaries,                   Pricing). In addition, NYSE Arca, Inc. (‘‘NYSE
                                                  listed companies is suspended for the                                                                             Arca’’), NASDAQ Options Market LLC (‘‘NOM’’)
                                                  period from 9:30 a.m. EST on January                       set forth in sections A, B, and C below,               and BATS BZX Exchange (‘‘BATS’’) all charge a
                                                  22, 2016, through 11:59 p.m. EST on                        of the most significant parts of such                  $0.50 take fee for removing liquidity in Penny Pilot
                                                  February 4, 2016.                                          statements.                                            issues. See NYSE Arca fee schedule, available here,
                                                                                                                                                                    https://www.nyse.com/publicdocs/nyse/markets/
                                                     By the Commission.                                      A. Self-Regulatory Organization’s                      arca-options/NYSE_Arca_Options_Fee_
                                                                                                             Statement of the Purpose of, and the                   Schedule.pdf; NOM fee schedule, available here,
                                                  Jill M. Peterson,
                                                                                                                                                                    http://www.nasdaqtrader.com/Micro.aspx?id=
                                                  Assistant Secretary.                                       Statutory Basis for, the Proposed Rule                 OptionsPricing; and BATS fee schedule, available
                                                  [FR Doc. 2016–01613 Filed 1–22–16; 11:15 am]
                                                                                                             Change                                                 here, http://www.batsoptions.com/support/fee_
                                                                                                                                                                    schedule/.
                                                  BILLING CODE 8011–01–P                                     1. Purpose                                                5 For example, MIAX charges $0.29 to MIAX

                                                                                                                The purpose of this filing is to amend              market makers and $0.75 to non-MIAX market
                                                                                                                                                                    makers, firms, broker dealers and public customers
                                                  SECURITIES AND EXCHANGE                                    Sections I. A., C. and E of the Fee                    other than priority customers for executions in non-
                                                  COMMISSION                                                 Schedule to adjust fees and credits                    Penny Pilot issues (see id., MIAX fee schedule);
                                                                                                             payable, effective on January 13, 2016.                PHLX charges $0.25 to specialists and market
                                                  [Release No. 34–76935; File No. SR–                           Section I.A. of the Fee Schedule sets               makers and $0.75 to professional customers, broker
                                                  NYSEMKT–2016–09]                                                                                                  dealers and firms per execution in Non-Penny
                                                                                                             forth the rates for Standard Option                    issues (see id., PHLX fee schedule); and CBOE
                                                                                                             transactions. The Exchange is proposing                charges $0.75 to broker dealers, non-CBOE market
                                                  Self-Regulatory Organizations; NYSE                        to increase rates per contract for                     makers and professionals per execution in non-
                                                  MKT LLC; Notice of Filing and                              Electronic transactions. Specifically, the             Penny Pilot issues (see The Chicago Board Options
                                                  Immediate Effectiveness of Proposed                        Exchange proposes to increase rates for                Exchange, Inc. (‘‘CBOE’’) fee schedule, http://www.
                                                  Rule Change Modifying the NYSE                                                                                    cboe.com/publish/feeschedule/CBOEFee
                                                                                                             Electronic transactions in issues in the               Schedule.pdf). In addition, the BOX Options
                                                  Amex Options Fee Schedule                                  Penny Pilot program from $0.44 to $0.50                Exchange, LLC (‘‘BOX’’) assesses fees greater than
                                                                                                             for Broker Dealers, Professional                       $1.00 to non-Customers for executions against
                                                  January 20, 2016.
                                                                                                                                                                    Public Customer interest in non-Penny Pilot issues
                                                     Pursuant to Section 19(b)(1) of the                     Customers and Non-NYSE Amex                            and NYSE Arca charges a $0.99 take fee to lead
                                                  Securities Exchange Act of 1934                            Options Market Makers; from $0.34 to                   market makers, market makers, firms and broker
                                                  (‘‘Act’’),1 and Rule 19b–4 thereunder,2                    $0.42 for Firms; and $0.23 to $0.25 for                dealers for executions in non-Penny Pilot issues.
                                                                                                             DOMMs, e-Specialists, NYSE Amex                        See NYSE Arca fee schedule, available here, https://
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                                                  notice is hereby given that on January                                                                            www.nyse.com/publicdocs/nyse/markets/arca-
                                                  13, 2016, NYSE MKT LLC (the                                Options Market Makers and Specialists.                 options/NYSE_Arca_Options_Fee_Schedule.pdf;
                                                  ‘‘Exchange’’ or ‘‘NYSE MKT’’) filed with                   These rates are competitive with rates                 and BOX fee schedule, available here, http://box
                                                  the Securities and Exchange                                                                                       exchange.com/assets/BOX_Fee_Schedule.pdf.
                                                                                                               3 The Exchange originally filed this proposed rule      6 See Fee Schedule, Section I.C.(NYSE Amex
                                                  Commission (‘‘SEC’’ or ‘‘Commission’’)                     change on January 04, 2016 under File No. SR–          Options Market Maker Sliding Scale—Electronic),
                                                                                                             NYSEMKT–2016–01. The Exchange subsequently             available here, https://www.nyse.com/publicdocs/
                                                    1 15   U.S.C. 78s(b)(1).                                 withdrew that filing on January 13, 2016 and filed     nyse/markets/amex-options/NYSE_Amex_Options_
                                                    2 17   CFR 240.19b–4.                                    this proposed rule change.                             Fee_Schedule.pdf.



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Document Created: 2018-02-02 12:37:52
Document Modified: 2018-02-02 12:37:52
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
FR Citation81 FR 4349 

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