81_FR_4368 81 FR 4352 - Submission for OMB Review; Comment Request

81 FR 4352 - Submission for OMB Review; Comment Request

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 81, Issue 16 (January 26, 2016)

Page Range4352-4353
FR Document2016-01394

Federal Register, Volume 81 Issue 16 (Tuesday, January 26, 2016)
[Federal Register Volume 81, Number 16 (Tuesday, January 26, 2016)]
[Notices]
[Pages 4352-4353]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-01394]


-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

[SEC File No. 270-330, OMB Control No. 3235-0645]


Submission for OMB Review; Comment Request

Upon Written Request Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE., Washington, DC 
20549-2736.

Extension:
    Interactive Data

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget this request for extension of the previously approved 
collection of information discussed below.
    The ``Interactive Data'' collection of information requires issuers 
filing registration statements under the Securities Act of 1933 (15 
U.S.C. 77a et seq.) and reports under the Securities Exchange Act of 
1934 (15 U.S.C. 78a et seq.) to submit specified financial information 
to the Commission and post it on their corporate Web sites, if any, in 
interactive data format using

[[Page 4353]]

eXtensible Business Reporting Language (XBRL). This collection of 
information is located primarily in registration statement and report 
exhibit provisions, which require interactive data, and Rule 405 of 
Regulation S-T (17 CFR 232.405), which specifies how to submit and post 
interactive data. The exhibit provisions are in Item 601(b)(101) of 
Regulation S-K (17 CFR 229.601(b)(101)), Form F-10 under the Securities 
Act (17 CFR 239.40) and Forms 20-F, 40-F and 6-K under the Exchange Act 
(17 CFR 249.220f, 17 CFR 249.240f and 17 CFR 249.306).
    In interactive data format, financial statement information could 
be downloaded directly into spreedsheets and analyzed in a variety of 
ways using commercial off-the-shelf software. The specified financial 
information already is and will continue to be required to be submitted 
to the Commission in traditional format under existing requirements. 
The purpose of the interactive data requirement is to make financial 
information easier for investors to analyze and assist issuers in 
automating regulatory filings and business information processing. We 
estimate that 8601 respondents per year will each submit an average of 
4.5 reponses per year for an estimated total of 38,705 responses. We 
further estimate an internal burden of 56 hours per response for a 
total annual internal burden of 2,167,480 hours (56 hours per response 
x 38,705 responses).
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid control number.
    The public may view the background documentation for this 
information collection at the following Web site, www.reginfo.gov . 
Comments should be directed to: (i) Desk Officer for the Securities and 
Exchange Commission, Office of Information and Regulatory Affairs, 
Office of Management and Budget, Room 10102, New Executive Office 
Building, Washington, DC 20503, or by sending an email to: 
[email protected]; and (ii) Pamela Dyson, Director/Chief 
Information Officer, Securities and Exchange Commission, c/o Remi 
Pavlik-Simon, 100 F Street NE., Washington, DC 20549 or send an email 
to: [email protected]. Comments must be submitted to OMB within 30 
days of this notice.

    Dated: January 20, 2016.
Brent J. Fields,
Secretary.
[FR Doc. 2016-01394 Filed 1-25-16; 8:45 am]
BILLING CODE 8011-01-P



                                                  4352                             Federal Register / Vol. 81, No. 16 / Tuesday, January 26, 2016 / Notices

                                                  which would benefit all market                             III. Date of Effectiveness of the                      Commission and any person, other than
                                                  participants by providing more trading                     Proposed Rule Change and Timing for                    those that may be withheld from the
                                                  opportunities and tighter spreads, even                    Commission Action                                      public in accordance with the
                                                  to those market participants that do not                      The foregoing rule change is effective              provisions of 5 U.S.C. 552, will be
                                                  participate in the ACE Program.                            upon filing pursuant to Section                        available for Web site viewing and
                                                  Additionally, the Exchange believes the                    19(b)(3)(A) 18 of the Act and                          printing in the Commission’s Public
                                                  proposed changes to the ACE Program                        subparagraph (f)(2) of Rule 19b–4 19                   Reference Room, 100 F Street NE.,
                                                  are consistent with the Act because they                   thereunder, because it establishes a due,              Washington, DC 20549 on official
                                                  may attract greater volume and liquidity                   fee, or other charge imposed by the                    business days between the hours of
                                                  to the Exchange, which would benefit                       Exchange.                                              10:00 a.m. and 3:00 p.m. Copies of the
                                                  all market participants by providing                          At any time within 60 days of the                   filing also will be available for
                                                  tighter quoting and better prices, all of                  filing of such proposed rule change, the               inspection and copying at the principal
                                                  which perfects the mechanism for a free                    Commission summarily may                               office of the Exchange. All comments
                                                  and open market and national market                        temporarily suspend such rule change if                received will be posted without change;
                                                  system.                                                    it appears to the Commission that such                 the Commission does not edit personal
                                                     For these reasons, the Exchange                         action is necessary or appropriate in the              identifying information from
                                                  believes that the proposal is consistent                   public interest, for the protection of                 submissions. You should submit only
                                                  with the Act.                                              investors, or otherwise in furtherance of              information that you wish to make
                                                                                                             the purposes of the Act. If the                        available publicly. All submissions
                                                  B. Self-Regulatory Organization’s                                                                                 should refer to File Number SR–
                                                                                                             Commission takes such action, the
                                                  Statement on Burden on Competition                                                                                NYSEMKT–2016–09, and should be
                                                                                                             Commission shall institute proceedings
                                                     In accordance with Section 6(b)(8) of                   under Section 19(b)(2)(B) 20 of the Act to             submitted on or before February 16,
                                                  the Act,17 the Exchange does not believe                   determine whether the proposed rule                    2016.
                                                  that the proposed rule change will                         change should be approved or                             For the Commission, by the Division of
                                                  impose any burden on competition that                      disapproved.                                           Trading and Markets, pursuant to delegated
                                                  is not necessary or appropriate in                         IV. Solicitation of Comments
                                                                                                                                                                    authority.21
                                                  furtherance of the purposes of the Act.                                                                           Brent J. Fields,
                                                  The Exchange acknowledges that the                           Interested persons are invited to                    Secretary.
                                                  proposed changes relating to transaction                   submit written data, views, and
                                                                                                                                                                    [FR Doc. 2016–01391 Filed 1–25–16; 8:45 am]
                                                  charges and/or credits, including the                      arguments concerning the foregoing,
                                                                                                                                                                    BILLING CODE 8011–01–P
                                                  Sliding Scale and ACE Program, may                         including whether the proposed rule
                                                  increase both intermarket and                              change is consistent with the Act.
                                                  intramarket competition by incenting                       Comments may be submitted by any of                    SECURITIES AND EXCHANGE
                                                  participants to direct their orders to the                 the following methods:                                 COMMISSION
                                                  Exchange, which will enhance the                           Electronic Comments                                    [SEC File No. 270–330, OMB Control No.
                                                  quality of quoting and may increase the
                                                  volume of contracts traded on the                            • Use the Commission’s Internet                      3235–0645]
                                                  Exchange. To the extent this purpose is                    comment form (http://www.sec.gov/
                                                                                                             rules/sro.shtml); or                                   Submission for OMB Review;
                                                  achieved, the Exchange believes the
                                                                                                               • Send an email to rule-comments@                    Comment Request
                                                  proposed amendments are pro-
                                                                                                             sec.gov. Please include File Number SR–                Upon Written Request Copies Available
                                                  competitive and any resulting increase
                                                                                                             NYSEMKT–2016–09 on the subject line.                    From: Securities and Exchange
                                                  in volume and liquidity to the Exchange
                                                  would benefit all of Exchange                              Paper Comments                                          Commission, Office of FOIA Services,
                                                  participants through increased                                                                                     100 F Street NE., Washington, DC
                                                                                                                • Send paper comments in triplicate
                                                  opportunities to trade as well as                                                                                  20549–2736.
                                                                                                             to Secretary, Securities and Exchange
                                                  enhancing price discovery.                                 Commission, 100 F Street NE.,                          Extension:
                                                     The Exchange notes that it operates in                  Washington, DC 20549–1090.                               Interactive Data
                                                  a highly competitive market in which                          All submissions should refer to File                   Notice is hereby given that, pursuant
                                                  market participants can readily favor                      Number SR–NYSEMKT–2016–09. This                        to the Paperwork Reduction Act of 1995
                                                  competing venues. In such an                               file number should be included on the                  (44 U.S.C. 3501 et seq.), the Securities
                                                  environment, the Exchange must                             subject line if email is used. To help the             and Exchange Commission
                                                  continually review, and consider                           Commission process and review your                     (‘‘Commission’’) has submitted to the
                                                  adjusting, its fees and credits to remain                  comments more efficiently, please use                  Office of Management and Budget this
                                                  competitive with other exchanges. For                      only one method. The Commission will                   request for extension of the previously
                                                  the reasons described above, the                           post all comments on the Commission’s                  approved collection of information
                                                  Exchange believes that the proposed                        Internet Web site (http://www.sec.gov/                 discussed below.
                                                  rule change reflects this competitive                      rules/sro.shtml). Copies of the                           The ‘‘Interactive Data’’ collection of
                                                  environment.                                               submission, all subsequent                             information requires issuers filing
                                                  C. Self-Regulatory Organization’s                          amendments, all written statements                     registration statements under the
                                                  Statement on Comments on the                               with respect to the proposed rule                      Securities Act of 1933 (15 U.S.C. 77a et
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                                                  Proposed Rule Change Received From                         change that are filed with the                         seq.) and reports under the Securities
                                                  Members, Participants, or Others                           Commission, and all written                            Exchange Act of 1934 (15 U.S.C. 78a et
                                                                                                             communications relating to the                         seq.) to submit specified financial
                                                    No written comments were solicited                       proposed rule change between the                       information to the Commission and post
                                                  or received with respect to the proposed                                                                          it on their corporate Web sites, if any,
                                                  rule change.                                                 18 15 U.S.C. 78s(b)(3)(A).                           in interactive data format using
                                                                                                               19 17 CFR 240.19b–4(f)(2).
                                                    17 15   U.S.C. 78f(b)(8).                                  20 15 U.S.C. 78s(b)(2)(B).                             21 17   CFR 200.30–3(a)(12).



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                                                                                Federal Register / Vol. 81, No. 16 / Tuesday, January 26, 2016 / Notices                                                      4353

                                                  eXtensible Business Reporting Language                  SECURITIES AND EXCHANGE                                A. Self-Regulatory Organization’s
                                                  (XBRL). This collection of information                  COMMISSION                                             Statement of the Purpose of, and the
                                                  is located primarily in registration                                                                           Statutory Basis for, the Proposed Rule
                                                  statement and report exhibit provisions,                [Release No. 34–76937; File No. SR–                    Change
                                                  which require interactive data, and Rule                NYSEArca–2016–09]                                      1. Purpose
                                                  405 of Regulation S–T (17 CFR 232.405),
                                                  which specifies how to submit and post                  Self-Regulatory Organizations; NYSE                       The Exchange proposes to amend the
                                                  interactive data. The exhibit provisions                Arca, Inc.; Notice of Filing and                       fees for NYSE Arca BBO and NYSE Arca
                                                  are in Item 601(b)(101) of Regulation S–                Immediate Effectiveness of Proposed                    Trades market data products,4 as set
                                                  K (17 CFR 229.601(b)(101)), Form F–10                   Rule Change Amending the Fees for                      forth on the NYSE Arca Equities
                                                  under the Securities Act (17 CFR                                                                               Proprietary Market Data Fee Schedule
                                                                                                          NYSE Arca BBO and NYSE Arca
                                                  239.40) and Forms 20–F, 40–F and 6–K                                                                           (‘‘Fee Schedule’’). The Exchange
                                                                                                          Trades
                                                  under the Exchange Act (17 CFR                                                                                 proposes to make the following fee
                                                  249.220f, 17 CFR 249.240f and 17 CFR                    January 20, 2016.                                      changes effective January 4 [sic],5 2016:
                                                  249.306).                                                                                                         • Establish a multiple data feed fee;
                                                                                                             Pursuant to section 19(b)(1) 1 of the                  • Discontinue fees relating to
                                                     In interactive data format, financial                Securities Exchange Act of 1934
                                                  statement information could be                                                                                 managed non-display;
                                                                                                          (‘‘Act’’) 2 and Rule 19b–4 thereunder,3                   • Modify the application of the access
                                                  downloaded directly into spreedsheets
                                                                                                          notice is hereby given that, on January                fee; and
                                                  and analyzed in a variety of ways using
                                                  commercial off-the-shelf software. The
                                                                                                          11, 2016, NYSE Arca, Inc. (‘‘Exchange’’                   • Reduce the Enterprise Fee.
                                                                                                          or ‘‘NYSE Arca’’) filed with the
                                                  specified financial information already                                                                        Multiple Data Feed Fee 6
                                                  is and will continue to be required to be               Securities and Exchange Commission
                                                                                                          (‘‘Commission’’ or ‘‘SEC’’) the proposed                 The Exchange proposes to establish a
                                                  submitted to the Commission in
                                                                                                          rule change as described in Items I, II,               new monthly fee, the ‘‘Multiple Data
                                                  traditional format under existing
                                                                                                          and III below, which Items have been                   Feed Fee,’’ that would apply to data
                                                  requirements. The purpose of the
                                                                                                          prepared by the self-regulatory                        recipients that take a data feed for a
                                                  interactive data requirement is to make
                                                                                                          organization. The Commission is                        market data product in more than two
                                                  financial information easier for
                                                                                                          publishing this notice to solicit                      locations. Data recipients taking NYSE
                                                  investors to analyze and assist issuers in
                                                                                                          comments on the proposed rule change                   Arca BBO or NYSE Arca Trades in more
                                                  automating regulatory filings and
                                                                                                          from interested persons.                               than two locations would be charged
                                                  business information processing. We
                                                                                                                                                                 $200 per additional location per product
                                                  estimate that 8601 respondents per year                 I. Self-Regulatory Organization’s                      per month. No new reporting would be
                                                  will each submit an average of 4.5                      Statement of the Terms of Substance of                 required.7
                                                  reponses per year for an estimated total                the Proposed Rule Change
                                                  of 38,705 responses. We further estimate                                                                       Managed Non-Display Fees
                                                  an internal burden of 56 hours per                         The Exchange proposes to amend the                    Non-Display Use of NYSE Arca
                                                  response for a total annual internal                    fees for NYSE Arca BBO and NYSE Arca                   market data means accessing,
                                                  burden of 2,167,480 hours (56 hours per                 Trades to: (1) Establish a multiple data               processing, or consuming NYSE Arca
                                                  response × 38,705 responses).                           feed fee; (2) discontinue fees relating to             market data delivered via direct and/or
                                                     An agency may not conduct or                         managed non-display; (3) modify the                    Redistributor 8 data feeds for a purpose
                                                  sponsor, and a person is not required to                application of the access fee; and (4)
                                                  respond to, a collection of information                 reduce the Enterprise Fee. The proposed                   4 See Securities Exchange Act Release Nos. 62188

                                                  unless it displays a currently valid                    rule change is available on the                        (May 27, 2010), 75 FR 31484 (June 3, 2010) (SR–
                                                  control number.                                                                                                NYSEArca–2010–23); 69315 (April 5, 2013), 78 FR
                                                                                                          Exchange’s Web site at www.nyse.com,                   21668 (April 11, 2013) (SR–NYSEArca–2013–37)
                                                     The public may view the background                   at the principal office of the Exchange,               (‘‘2013 Non-Display Filing’’); 70213 (Aug. 15, 2013),
                                                  documentation for this information                      and at the Commission’s Public                         78 FR 51796 (Aug. 21, 2013) (SR–NYSEArca–2013–
                                                  collection at the following Web site,                   Reference Room.                                        81) (‘‘2013 Arca BBO and Trades Filing’’); 73011
                                                  www.reginfo.gov . Comments should be                                                                           (Sept. 5, 2014), 79 FR 54315 (Sept. 11, 2014) (SR–
                                                                                                                                                                 NYSEARCA–2014–93) (‘‘2014 Non-Display Filing’’);
                                                  directed to: (i) Desk Officer for the                   II. Self-Regulatory Organization’s                     and 73998 (Jan. 6, 2015), 80 FR 1549 (Jan. 12, 2015)
                                                  Securities and Exchange Commission,                     Statement of the Purpose of, and                       (SR–NYSEArca–2014–148) (‘‘2015 NYSE Arca BBO
                                                  Office of Information and Regulatory                    Statutory Basis for, the Proposed Rule                 and Trades Filing’’).
                                                                                                                                                                    5 The Commission notes that, as stated in the
                                                  Affairs, Office of Management and                       Change
                                                                                                                                                                 Exhibit 5, the proposed fee changes were effective
                                                  Budget, Room 10102, New Executive                                                                              as of January 11, 2016.
                                                  Office Building, Washington, DC 20503,                    In its filing with the Commission, the                  6 The text of footnote 5 in Exhibit 5 of this
                                                  or by sending an email to: Shagufta_                    self-regulatory organization included                  proposed rule change was previously filed under a
                                                  Ahmed@omb.eop.gov; and (ii) Pamela                      statements concerning the purpose of,                  separate filing. See SR–NYSEArca–2016–01
                                                  Dyson, Director/Chief Information                       and basis for, the proposed rule change                (Proposed Rule Change to Amend the Fees for
                                                                                                          and discussed any comments it received                 NYSE ArcaBook).
                                                  Officer, Securities and Exchange                                                                                  7 Data vendors currently report a unique Vendor
                                                  Commission, c/o Remi Pavlik-Simon,                      on the proposed rule change. The text                  Account Number for each location at which they
                                                  100 F Street NE., Washington, DC 20549                  of those statements may be examined at                 provide a data feed to a data recipient. The
                                                  or send an email to: PRA_Mailbox@                       the places specified in Item IV below.                 Exchange considers each Vendor Account Number
                                                                                                                                                                 a location. For example, if a data recipient has five
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                                                  sec.gov. Comments must be submitted to                  The Exchange has prepared summaries,
                                                                                                                                                                 Vendor Account Numbers, representing five
                                                  OMB within 30 days of this notice.                      set forth in sections A, B, and C below,               locations, for the receipt of the NYSE Arca BBO
                                                    Dated: January 20, 2016.                              of the most significant parts of such                  product, that data recipient will pay the Multiple
                                                                                                          statements.                                            Data Feed fee with respect to three of the five
                                                  Brent J. Fields,                                                                                               locations.
                                                  Secretary.                                                                                                        8 ‘‘Redistributor’’ means a vendor or any other
                                                                                                            1 15 U.S.C. 78s(b)(1).
                                                  [FR Doc. 2016–01394 Filed 1–25–16; 8:45 am]                                                                    person that provides an NYSE Arca data product to
                                                                                                            2 15 U.S.C. 78a.                                     a data recipient or to any system that a data
                                                  BILLING CODE 8011–01–P                                    3 17 CFR 240.19b–4.                                                                             Continued




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Document Created: 2018-02-02 12:38:21
Document Modified: 2018-02-02 12:38:21
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
FR Citation81 FR 4352 

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