81_FR_47045 81 FR 46907 - State Alternative Plan Program (SAPP) and the First Responder Network Authority Nationwide Public Safety Broadband Network

81 FR 46907 - State Alternative Plan Program (SAPP) and the First Responder Network Authority Nationwide Public Safety Broadband Network

DEPARTMENT OF COMMERCE
National Telecommunications and Information Administration

Federal Register Volume 81, Issue 138 (July 19, 2016)

Page Range46907-46913
FR Document2016-17034

The National Telecommunications and Information Administration (NTIA) publishes this Notice to provide preliminary guidance concerning how a qualified state may apply to NTIA for authority to enter into a spectrum capacity lease with the First Responder Network Authority (FirstNet) and receive a grant to construct its radio access network (RAN) should it opt to do so as allowed under the Middle Class Tax Relief and Job Creation Act of 2012 (Pub. L. 112-96, Title VI, 126 Stat. 256 (codified at 47 U.S.C. 1401 et seq.) (Act). NTIA also seeks public comment on this preliminary guidance through this Notice.

Federal Register, Volume 81 Issue 138 (Tuesday, July 19, 2016)
[Federal Register Volume 81, Number 138 (Tuesday, July 19, 2016)]
[Notices]
[Pages 46907-46913]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-17034]


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DEPARTMENT OF COMMERCE

National Telecommunications and Information Administration

[Docket Number: 160706588-6588-01]
RIN 0660-XC027


State Alternative Plan Program (SAPP) and the First Responder 
Network Authority Nationwide Public Safety Broadband Network

AGENCY: National Telecommunications and Information Administration, 
U.S. Department of Commerce.

ACTION: Notice and request for comments.

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SUMMARY: The National Telecommunications and Information Administration 
(NTIA) publishes this Notice to provide preliminary guidance concerning 
how a qualified state may apply to NTIA for authority to enter into a 
spectrum capacity lease with the First Responder Network Authority 
(FirstNet) and receive a grant to construct its radio access network 
(RAN) should it opt to do so as allowed under the Middle Class Tax 
Relief and Job Creation Act of 2012 (Pub. L. 112-96, Title VI, 126 
Stat. 256 (codified at 47 U.S.C. 1401 et seq.) (Act). NTIA also seeks 
public comment on this preliminary guidance through this Notice.

DATES: Submit written comments on or before August 18, 2016.

ADDRESSES: The public may submit written comments on issues addressed 
in this Notice. Written comments may be submitted electronically via 
email to: [email protected] or by mail to: Office of Public 
Safety Communications, National Telecommunications and Information 
Administration, U.S. Department of Commerce, 1401 Constitution Avenue 
NW., Room 4078, Washington, DC 20230. Comments submitted by email 
should be machine-readable and should not be copy-protected. Commenters 
should include the name of the person or organization filing the 
comment, as well as a page number on each page of their submissions. 
Paper submissions should also include a CD or DVD with an electronic 
version of the document, which should be labeled with the name and 
organization of the filer. All comments received are a part of the 
public record and will generally be posted to the NTIA Web site (http://www.ntia.doc.gov) without change. All

[[Page 46908]]

personal identifying information (e.g., name, address) voluntarily 
submitted by the commenter may be publicly accessible.

FOR FURTHER INFORMATION CONTACT: Carolyn Dunn, Office of Public Safety 
Communications, National Telecommunications and Information 
Administration, U.S. Department of Commerce, 1401 Constitution Avenue 
NW., Room 4078, Washington, DC 20230; [email protected]; (202) 
482-4103. Please direct media inquiries to NTIA's Office of Public 
Affairs, (202) 482-7002; via email to: [email protected].

SUPPLEMENTARY INFORMATION: 

I. Introduction: Summary

    The Act requires FirstNet to take all actions necessary to ensure 
the deployment and operation of a nationwide public safety broadband 
network (NPSBN).\1\ The NPSBN will, by law, initially consist of a core 
network and a RAN that links to the core to ensure that a single, 
national network architecture delivers broadband services to first 
responders in each state.\2\ Under the Act, however, a state may assume 
the cost and responsibility to construct, operate, maintain, and 
improve the RAN in its state, provided that it successfully undertakes 
three significant steps.
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    \1\ See 47 U.S.C. 1426(b).
    \2\ 47 U.S.C. 1422(b). See also 47 U.S.C. 1401(31), defining the 
term ``State'' to include the District of Columbia and the 
territories and possessions.
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    First, a state must submit its alternative plan for the 
construction, maintenance, operation and improvements of its RAN to the 
Federal Communications Commission (FCC) and meet specific 
interoperability criteria established by the FCC.\3\ Second, if the FCC 
approves the state alternative plan, that state must make five separate 
technical and financial demonstrations to NTIA. The state must 
demonstrate: (1) That it has the technical capabilities to operate and 
the funding to support its RAN; (2) that it has the ability to maintain 
ongoing interoperability with the NPSBN; (3) that it has the ability to 
complete the project within specified comparable timelines specific to 
the state; (4) the cost-effectiveness of the state alternative plan 
submitted to the FCC; and, (5) comparable security, coverage, and 
quality of service to that of the NPSBN. Third, assuming the state has 
successfully made such demonstrations to NTIA, the state then must 
negotiate and enter into a spectrum capacity lease with FirstNet, which 
will be required for operation of the state RAN.\4\
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    \3\ See 47 U.S.C. 1442(e).
    \4\ See 47 U.S.C. 1442(e)(3)(C)-(D).
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    These three steps are fundamental to achieving a core goal of the 
Act, which is ensuring that the NPSBN, regardless whether FirstNet or a 
state assumes responsibility for the RAN, will interoperate, provide 
seamless broadband service across the nation, and be financially and 
technically sustainable. The Act directs NTIA to help determine whether 
a state, if it decides to pursue deploying and operating the RAN, can 
do so in a way that delivers these essential functionalities. NTIA's 
goal in reviewing state requests is to ensure that the nation has 
access to an interoperable, sustainable, technically sound, and cost-
effective NPSBN. Accordingly, each state must ensure that its RAN 
functions as a fully interoperable, sustainable part of the NPSBN, and 
that it will do so in a manner that most effectively utilizes the 
limited federal fiscal resources and the spectrum allocated under the 
Act. Thus, for example, and as discussed more fully below, a state that 
proposes to utilize a ``greenfield'' build for its RAN will be unlikely 
to successfully demonstrate to NTIA that its alternative plan is cost-
effective.
    This Notice provides initial guidance on NTIA's process to review a 
state's application for authority to enter into a spectrum capacity 
lease with FirstNet and for optional grant funds to assist in the 
construction of its RAN. Section II discusses applicable provisions of 
the Act. Section III makes clear that NTIA will treat all such requests 
as requests for a grant under federal law. Section III also provides 
general parameters of each grant request (Lease Authority or a RAN 
Construction Grant). Finally, Section IV specifies the manner by which 
each state must demonstrate compliance with the Act's requirements in 
order to receive either grant. For each of the five demonstrations 
required of states under the Act, NTIA provides initial guidance on how 
to present such information and how NTIA will evaluate it.
    NTIA provides this preliminary guidance to better inform states and 
other stakeholders as several important activities continue with regard 
to the future NPSBN buildout and operation. We feel that this 
information will be of use as states continue to consult with FirstNet 
on the NPSBN buildout in a given state or territory. Additionally, as 
FirstNet's procurement advances, we feel that other stakeholders will 
benefit from understanding the initial framework NTIA has developed 
with regard to the demonstrations a state must make to NTIA should it 
desire to bear the responsibility to conduct the RAN within that state. 
Future notices, including but not limited to a forthcoming Federal 
Funding Opportunity (FFO) notice, will provide more details on the 
application processes.\5\
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    \5\ NTIA intends to issue such an FFO notice not later than the 
date on which FirstNet first delivers a proposed plan for the 
buildout of the NPSBN in a state.
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II. Background: Relevant Statutory Provisions

A. FirstNet's Technical Network Components and Policies

    The Act requires the NPSBN to be composed of: (1) A core network 
consisting of national and regional data centers that connect to a RAN 
and the Internet/public switched network; and (2) a RAN consisting of 
cell site equipment, antennas, and backhaul equipment that is built and 
operated in consideration of state, local, and tribal consultation.\6\ 
Further, the Act requires FirstNet to establish policies for these 
components, which collectively constitute the NPSBN. Under the section 
of the Act entitled, ``Establishment of Network Policies,'' FirstNet 
must develop technical and operational NPSBN requirements, practices, 
procedures, and standards for NPSBN management and operation, terms of 
service for the use of the NPSBN, and ongoing compliance reviews and 
monitoring.\7\
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    \6\ See 47 U.S.C. 1422(b).
    \7\ See 47 U.S.C. 1426(c)(1)(B)-(E).
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B. A State's Options on RAN Construction, Operation, Maintenance, and 
Improvements

    The Act requires FirstNet to develop and present to each state 
general details of the proposed buildout of the NPSBN, including its 
proposed plan for building the RAN in that state.\8\ Once FirstNet 
presents its state plan to the governor of a given state, a state must 
decide whether it authorizes FirstNet to build, operate, maintain, and 
improve the state RAN or if it wants to take on that responsibility 
itself.\9\ The governor has 90 days to make that decision.
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    \8\ See 47 U.S.C. 1442(e)(1). While 47 U.S.C. 1442(e) is not 
specific to this, for purposes of this Notice, the reference to a 
``state'' incorporates both states and territories.
    \9\ See 47 U.S.C. 1442(e)(2).
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    FirstNet has determined that a state may choose to adopt the 
FirstNet state plan by either: (1) Providing actual notice in writing 
to FirstNet within the Act's 90-day decision period; or (2) providing 
no notice at all within the 90-

[[Page 46909]]

day period.\10\ The process for a state to reject FirstNet's state plan 
and receive authority to proceed with its own RAN plan is as follows: 
Upon making a decision to assume responsibility for RAN deployment in 
the state, the governor shall notify FirstNet, NTIA, and the FCC of 
this decision within the 90-day decision period.\11\ The governor must 
then develop and complete requests for proposals for the construction, 
maintenance, and operation of the RAN within 180 days after deciding to 
assume responsibility for the RAN.\12\ Then, in developing its 
alternative plan for the construction, maintenance, operation, and 
improvement of the RAN that it must submit to the FCC for approval, the 
state must demonstrate compliance with minimum technical 
interoperability requirements established pursuant to the Act by a 
board selected by the FCC.\13\ Additionally, the alternative state plan 
must demonstrate interoperability with the NPSBN.\14\ If the FCC 
disapproves the alternative state plan, FirstNet shall proceed with the 
construction, maintenance, operation, and improvements of the NPSBN 
within the state.\15\ Alternatively, if the FCC approves the state-
developed plan, the state must then apply to NTIA for the authority to 
enter into a spectrum capacity lease with FirstNet to operate its RAN 
within the state.\16\ Additionally, a state receiving FCC approval of 
its alternative plan may, but is not required to, apply to NTIA for 
grant funds to assist in the construction of its RAN.\17\
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    \10\ First Responder Network Authority, Final Interpretations of 
Parts of the Middle Class Tax Relief and Job Creation Act of 2012, 
80 FR 63504, 63506 (Oct. 20, 2015) (FirstNet Final Interpretations 
on Second Notice).
    \11\ See 47 U.S.C. 1442(e)(3)(A).
    \12\ See 47 U.S.C. 1442(e)(3)(B).
    \13\ See 47 U.S.C. 1442(e)(3)(C)(i)(I) (requiring a state 
alternative plan to be in compliance with minimum technical 
interoperability requirements established by the Technical Advisory 
Board for First Responder Interoperability pursuant to the Act); see 
also Interoperability Board, Recommended Minimum Technical 
Requirements to Ensure Nationwide Interoperability for the 
Nationwide Public Safety Broadband Network (May 22, 2012), available 
at http://apps.fcc.gov/ecfs/document/view?id=7021919873.
    \14\ 47 U.S.C. 1442(e)(3)(C)(i)(II).
    \15\ See 47 U.S.C. 1442(e)(3)(C)(iv).
    \16\ See 47 U.S.C. 1442(e)(3)(C)(iii)(II).
    \17\ See 47 U.S.C. 1442(e)(3)(C)(iii)(I).
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C. NTIA Analysis of State Demonstrations Regarding Ongoing RAN 
Responsibilities

    If a state wishes to assume the responsibility to construct, 
operate, maintain, and improve its own RAN, NTIA must evaluate a 
state's demonstrations of specific criteria set forth in the Act, which 
address its ability to operate the RAN on technical, financial, 
interoperability, programmatic, and qualitative levels. If successful, 
NTIA will grant the: (1) Required authorization to enter into a 
spectrum capacity lease from FirstNet to operate its state RAN; and (2) 
optional eligibility to receive grant funds from NTIA to construct its 
state RAN.\18\ Specifically, the Act requires a state to demonstrate 
the following:
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    \18\ See 47 U.S.C. 1442(e)(3)(D).
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    1. The state has the technical capabilities to operate, and the 
funding to support, the state RAN;
    2. The state has the ability to maintain ongoing RAN 
interoperability with the NPSBN;
    3. The state has the ability to complete the RAN buildout within 
specified comparable timelines specific to the state;
    4. The cost-effectiveness of the state alternative plan; and
    5. The ability to provide RAN security, coverage, and quality of 
service comparable to that of the NPSBN.\19\
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    \19\ Id.
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D. Utilization of FirstNet's Statutory Interpretations

    FirstNet has interpreted some of the statutory provisions described 
above. These include the consequences of a state's failure to meet 
NTIA-reviewed criteria at least with respect to a state application for 
authority to enter into a spectrum capacity lease with FirstNet; the 
consequences of a state's failure to implement an FCC-approved 
alternative state plan; and any determination regarding the Act's 
Section 6302(g)(2) limitation of a state's use of revenues emanating 
from covered leasing agreements exclusively to RAN construction, 
maintenance, operations, and improvements.\20\ These and other 
interpretations may directly bear upon the issues in this Notice and 
any additional Notices relating to NTIA's duties described in this 
Notice and pursuant to the Act. NTIA will utilize FirstNet's relevant 
interpretations of provisions of the Act in carrying out its 
responsibilities on these matters.
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    \20\ See First Responder Network Authority, Proposed 
Interpretations of Parts of the Middle Class Tax Relief and Job 
Creation Act of 2012, 79 FR 57058 (Sept. 24, 2014) (FirstNet First 
Notice); First Responder Network Authority, Final Interpretations of 
Parts of the Middle Class Tax Relief and Job Creation Act of 2012, 
80 FR 63523 (Oct. 20, 2015) (FirstNet Final Interpretations on First 
Notice); FirstNet Final Interpretations on Second Notice.
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III. Overview of Applications for Grant of Authority To Enter Into a 
Spectrum Capacity Lease With FirstNet and RAN Construction Funding

    As noted above, states must submit, and NTIA must review, requests 
by states whose state alternative plans are approved by the FCC for: 
(1) Grant of authority to enter into a spectrum capacity lease from 
FirstNet (Lease Authority); and (2) the optional request for RAN 
construction grant funding (RAN Construction Grant). The Act makes 
clear that a qualified state must request Lease Authority from NTIA so 
that the state may enter into an agreement to use spectrum licensed to 
FirstNet to operate the state's RAN.\21\
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    \21\ See 47 U.S.C. 1442(e)(3)(C)(iii)(II). In contrast, applying 
to NTIA for construction grant funds by such a State is optional. 
See 47 U.S.C. 1442(e)(3)(C)(iii)(I).
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    As a threshold matter, NTIA has determined that each of these 
requests are grant requests under federal regulations, and that 
approval of such requests are grants of something of value provided by 
NTIA. We make this determination pursuant to the Federal Grants and 
Cooperative Agreement Act of 1977, which makes clear that ``[a]n 
executive agency shall use a grant agreement as the legal instrument 
reflecting a relationship between the United States Government and a 
State, a local government, or other recipient when--(1) the principal 
purpose of the relationship is to transfer a thing of value to the 
State or local government or other recipient to carry out a public 
purpose of support or stimulation authorized by a law of the United 
States instead of acquiring (by purchase, lease, or barter) property or 
services for the direct benefit or use of the United States Government. 
. . .'' \22\ NTIA will evaluate a state's request for Lease Authority, 
or its request for Lease Authority plus an optional RAN Construction 
Grant, as a single grant application.
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    \22\ See Federal Grants and Cooperative Agreement Act of 1977, 
sec. 5, Public Law 95-224, 92 Stat. 3, 4 (Feb. 3, 1978) (codified at 
31 U.S.C. 6304).
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    Such applications will be processed pursuant to a forthcoming FFO 
notice providing specific details on the application and grant program 
requirements.\23\ NTIA expects to establish additional application 
requirements for the RAN Construction Grant that are commensurate with

[[Page 46910]]

application requirements for other federal construction grant programs.
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    \23\ NTIA has termed the non-monetary grant of authority by NTIA 
to a state to enter into a spectrum capacity lease pursuant to 47 
U.S.C. 1442(e)(3)(C)(iii)(II) of the Act as a ``Lease Authority'' to 
avoid the erroneous interpretation that grant of such authority will 
involve the grant of funds.
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    NTIA must evaluate either grant request on the identical 
demonstration criteria set forth in 47 U.S.C. 1442(e)(3)(D). Below, we 
address procedural issues common to both types of requests and those 
distinct for each type of grant application pursuant to the Act.

A. Grant Procedures Common to Lease Authority and a RAN Construction 
Grant

    1. Timing of Applications to NTIA. The Act does not spell out 
deadlines for the submission of grant applications to NTIA. However, 
given the need for the NPSBN to be built in a timely manner, the 
upcoming FFO notice will establish deadlines by which a state must file 
its application. NTIA tentatively sets this deadline to be no later 
than 60 days after the FCC has approved a state's alternative plan.
    2. Eligible Applicants. Eligible applicants for Lease Authority or 
a RAN Construction Grant will be those states and territories of the 
United States whose alternative state plan was approved by the FCC 
pursuant to the Act.\24\
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    \24\ See 47 U.S.C. 1442(e)(3)(C)(ii).
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    3. Discretionary Grants. Because the Act did not establish 
mandatory funding levels for each eligible grantee, Lease Authority and 
RAN Construction Grants are considered discretionary grants. Therefore, 
NTIA is authorized to grant or reject applications and determine final 
award amounts, based on an assessment against the statutory 
demonstration criteria and other factors that will be detailed in the 
FFO.
    4. Common Demonstration Evaluation. NTIA will apply an identical 
method of evaluation of the state demonstrations pursuant to 47 U.S.C. 
1442(e)(3)(D) to both types of grant requests. Should a state apply for 
both Lease Authority and a RAN Construction Grant, NTIA will conduct 
one review of the state's joint submission.
    5. Rolling Application Evaluation. NTIA will review and make 
determinations on state applications for Lease Authority or a RAN 
Construction Grant on a rolling basis following the FCC's approval of a 
state's alternative plan and submission of a state's required 
demonstrations to NTIA. We recognize that making timely decisions on a 
state's application is critical to ensuring the NPSBN is deployed and 
operational in every state--regardless of the party ultimately 
responsible for conducting a RAN in a given state. While NTIA has not 
fully developed specific details on the application and grant program 
requirements, we will review applications as expeditiously as possible 
to further the intent of the Act to speed NPSBN deployment.
    6. Evaluation of RAN as Approved by FCC in Alternative State Plan. 
For purposes of either grant request, NTIA will evaluate the proposed 
RAN as it has been approved by the FCC. Thus, a state's grant 
application and corresponding additional demonstrations should address 
the alternative state plan approved by the FCC. NTIA intends to review 
all relevant aspects of a state's approved plan, which may include the 
RAN and deployable components, as well as proposed devices, 
applications, and services.

B. General Parameters for Lease Authority

    If the FCC approves a state's alternative plan, the state must 
request Lease Authority from NTIA to obtain from FirstNet the right to 
operate its RAN on the Band 14 spectrum licensed to FirstNet.\25\ NTIA 
will not award or approve any such spectrum capacity lease itself. 
NTIA's role is limited to determining whether a state has demonstrated 
compliance with the required technical, financial, interoperability, 
programmatic, and qualitative criteria so that it can authorize the 
state to enter into a spectrum lease with FirstNet.
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    \25\ 47 U.S.C. 1442(e)(3)(C)(iii)(II).
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C. General Parameters for a RAN Construction Grant

    1. Spectrum Capacity Lease Condition Precedent for RAN Construction 
Grant Obligation. A state cannot apply for a RAN Construction Grant 
without also applying for Lease Authority. Accordingly, NTIA will 
review a single application for both a Lease Authority Grant and a RAN 
Construction Grant and make determinations about whether the state has 
sufficiently demonstrated compliance with the required criteria of 47 
U.S.C. 1442(e)(3)(D). If so, NTIA will award that state Lease 
Authority. However, NTIA will not award RAN Construction Grant funding 
until that state has fully executed a spectrum capacity lease agreement 
with FirstNet.
    2. Determining RAN Construction Grant Funding Level. NTIA is 
developing a process for determining funding levels for each state that 
may apply for a RAN Construction Grant. In developing this process, 
NTIA may take into consideration cost increases FirstNet will incur 
should a state assume the responsibility to conduct its own RAN, and 
may reduce a final grant award accordingly. For example, FirstNet may 
incur increased costs to mitigate additional operational risks to the 
NPSBN, and losses of cost efficiencies, if a state assumes 
responsibility for the construction and operation of the RAN within its 
boundaries. Additionally, should a state conduct its own RAN, FirstNet 
may bear increased expenses related to interconnection of the state RAN 
to the NPSBN and mitigation of potential interference by the state RAN 
to the NPSBN operations in a bordering state. Further, the final grant 
award amount to a state may be impacted by financial factors, such as 
how efficiently FirstNet and its partner(s) can build the RAN for that 
state and the projected income from that state's partnership 
agreement(s) and all other revenue sources. Additionally, NTIA will set 
forth any cost sharing requirements for the RAN Construction Grant in 
the forthcoming FFO.
    3. Allowable costs. RAN Construction Grant allowable costs will be 
limited to categories of costs, such as equipment, construction, 
installation, contractual, and other associated costs related to 
construction of the state's RAN as detailed in the state alternative 
plan approved by the FCC. Ongoing maintenance, operation (inclusive of 
all recurring costs), and improvement costs are not eligible grant 
expenses. A RAN Construction Grant may fund a portion of the overall 
cost of the construction of a state's RAN, and any unanticipated costs 
beyond the RAN Construction Grant award are the responsibility of the 
state. Further, a state's decision to propose to NTIA a more costly 
plan than what is proposed in the FirstNet state plan will be at the 
state's discretion and expense; the RAN Construction Grant award will 
not be increased to accommodate any such proposal.
    4. Partnership Valuation. Applicants will be required to disclose 
the value of any partnering agreement that will enable and support the 
state in the construction and/or operation of the state RAN. Further, a 
state must demonstrate how any such agreement and state policies and 
procedures will ensure that revenues from such an agreement will be 
used only for constructing, maintaining, operating, and improving the 
state RAN pursuant to the Act and not for any other purpose.\26\
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    \26\ See 47 U.S.C. 1442(g).
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    5. Environmental Compliance. NTIA will require that all of a 
state's RAN Construction Grant-funded activities

[[Page 46911]]

comply with the National Environmental Policy Act (NEPA), National 
Historic Preservation Act (NHPA), and other applicable federal 
environmental requirements.\27\
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    \27\ The National Environmental Policy Act (NEPA), the National 
Historic Preservation Act (NHPA), and other such federal policy 
directives require federal administrative agencies to factor 
environmental and historic preservation considerations into their 
discretionary decision-making, including federally funded actions 
such as grants. NEPA directs that federal agencies implement, ``to 
the fullest extent possible,'' methods and procedures designed to 
accord environmental and historic preservation factors appropriate 
consideration. See 42 U.S.C. 4332. Therefore, RAN Construction 
activities will be subject to compliance with NEPA and NHPA and such 
requirements will be set out in the FFO.
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IV. Lease Authority and RAN Construction Grant Application 
Demonstrations

    Central to the Act's provision of Lease Authority and a RAN 
Construction Grant is a detailed set of demonstrations a state must 
make to NTIA to establish eligibility for these grant 
opportunities.\28\ These demonstrations are separate and distinct from 
any demonstrations required of a state in its alternative state plan 
submitted to the FCC pursuant to the Act.\29\ The required 
demonstrations to NTIA are distinct in that they address: (1) the 
ability to maintain ongoing interoperability, rather than the 
capability of interoperability as of the time the state plan is 
submitted to the FCC; (2) the technical and financial viability of the 
proposed RAN deployment, operation, maintenance, and improvement; and 
(3) the state's planned timelines, security, coverage, and quality of 
service as compared to that of the NPSBN.\30\
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    \28\ See 47 U.S.C. 1442(e)(3)(D).
    \29\ See 47 U.S.C. 1442(e)(3)(C)(i)-(ii). For the FCC review, 
the state alterative plan must demonstrate interoperability: a) at 
the technical level via compliance with the Interoperability Board 
Minimum Technical Requirements; and b) with the NPSBN.
    \30\ See 47 U.S.C. 1442(e)(3)(D) (providing the requirements 
that a qualified state must show to obtain grant funds and spectrum 
capacity leasing rights).
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    NTIA interprets each of the criteria in 47 U.S.C. 1442(e)(3)(D) 
below to provide NTIA's preliminary view on how states should make the 
required demonstrations and how NTIA will evaluate each criterion. The 
forthcoming FFO notice will provide more specific, quantifiable, and 
finalized criteria and application questions.

A. The Technical Capabilities To Operate, and the Funding To Support, 
the State RAN 31
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    \31\ See 47 U.S.C. 1442(e)(3)(D)(i)(I) (requiring that a 
qualified state has the technical capabilities to operate, and 
funding to support, its RAN).
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    Under this provision of the Act, a state must demonstrate: (1) That 
it can operate the state RAN on a technical level; and (2) that it has 
the financial resources to do so. We discuss how a state can 
effectively make each part of this demonstration below.
    As a primary matter, a state must be able to demonstrate with 
specificity that it can operate its RAN on a technical level. To make 
such a demonstration, it must have a technical standard against which 
its demonstrations may be measured. As established in the Act, all 
components of the NPSBN, including the core network and the RAN, must 
be operated under common technical network policies.\32\ To give 
meaning to the Act's focus on ensuring technical compatibility and 
interoperability across each part of the NPSBN, NTIA believes that 
these policies must be applied to any portion of the RAN, regardless 
whether FirstNet or a state assumes responsibility for the building, 
operation, maintenance, and improvement of the RAN in a given state. 
Accordingly, the network policies that apply to FirstNet as it ensures 
the building, operation, maintenance, and improvement of the NPSBN core 
and any portion of the RAN also must apply to a state seeking to build, 
operate, maintain, and improve the RAN in its state. Applying the 
network policies uniformly to all parts of the RAN helps ensure the 
NPSBN will function uniformly and in a manner that best serves public 
safety, consistent with the Act's requirement to create a single, 
nationwide architecture.\33\ Therefore, a state will need to be 
compliant with the RAN-specific network policies established by 
FirstNet as required by the Act in order to meet the demonstrations 
required in 47 U.S.C. 1442(e)(3)(D).
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    \32\ See 47 U.S.C. 1426(b)(1).
    \33\ See 47 U.S.C. 1422(b) (``The [NPSBN] shall be based on a 
single, national network architecture . . . .'').
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    From a resource management perspective, NTIA will require a state 
to identify the proposed management capabilities and organizational 
structure of its RAN project team.\34\ Further, NTIA will require a 
state to provide information on its planned staff size and technical 
operations to demonstrate how the state's staffing plan, if properly 
funded, will ensure that the RAN is built, operated, and maintained in 
accordance with the RAN-specific network policies FirstNet establishes. 
A forthcoming FFO notice will provide additional details regarding the 
technical capabilities a state must demonstrate under 47 U.S.C. 
1442(e)(3)(D)(i)(I).
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    \34\ NTIA may require a state to provide information on each key 
staff member (e.g., status as partner employee, government employee, 
contractor, or consultant; curriculum vitae; operational function 
via organizational chart).
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    In addition to this technical showing, 47 U.S.C. 
1442(e)(3)(D)(i)(I) requires a state to demonstrate that it has the 
financial resources to build, operate, maintain, and improve the RAN 
for the duration of the requested authorized operation. In that 
context, a state will be required to provide its budgeting documents 
and staffing plan for its operations and must disclose its sources of 
funding for its RAN (e.g., whether such funds are covered lease fees or 
other state fees, state appropriations, in-kind contributions, or 
grants). Further, a state must disclose any partnership agreement 
(whether or not such an agreement constitutes a ``public-private 
partnership'' or ``covered leasing agreement'' under the Act) \35\ it 
has executed, or intends to execute, with respect to its RAN. A state 
will also need to address funding risks and lifecycle plans in its 
demonstrations and how these may impact its ability to financially 
support the implementation of FirstNet's RAN-specific network policies. 
Among other things, NTIA may require surety bonds to ensure RAN 
construction completion in the event of default by the state's RFP 
partner.
---------------------------------------------------------------------------

    \35\ See 47 U.S.C. 1442(g) (stating prohibitions which a state 
must adhere to in developing partnership arrangements).
---------------------------------------------------------------------------

B. The Ability To Maintain Ongoing Interoperability With the Nationwide 
Public Safety Broadband Network 36
---------------------------------------------------------------------------

    \36\ See 47 U.S.C. 1442(e)(3)(D)(i)(II) (stating a State must 
show the ability to maintain ongoing interoperability with the 
NPSBN).
---------------------------------------------------------------------------

    Under this requirement, a state must demonstrate that its RAN and 
other network attributes will be interoperable with the NPSBN on an 
``ongoing'' basis. Consistent with the interoperability demonstration a 
state must make to the FCC in its state alternative plan, NTIA will 
determine interoperability with the NPSBN if a state demonstrates the 
ability to ensure that its RAN is capable of: 1) meeting the 
Interoperability Board Minimum Technical Requirements; and 2) 
interoperating with the NPSBN.\37\ To the extent FirstNet's network 
policies establish interoperability requirements, NTIA will consider a 
state's demonstration of adoption of and long-

[[Page 46912]]

term capability of compliance with those requirements, including 
potential changes in policies, as strong evidence of a state RAN's 
interoperability with the NPSBN from a technical perspective.
---------------------------------------------------------------------------

    \37\ See 47 U.S.C. 1442(e)(3)(C)(i).
---------------------------------------------------------------------------

    However, the 47 U.S.C. 1442(e)(3)(D)(i)(II) demonstration must 
include a state's ability to ensure ongoing interoperability with the 
NPSBN. Thus, a state must demonstrate that its entire operation as 
authorized by the FCC, insofar as it engages any RAN or core elements 
of the NPSBN, will be interoperable on an ongoing basis. For this 
reason, a state's demonstration must also show how, for example, any 
deployable RAN components and related applications the state intends to 
use will be interoperable with the NPSBN. This demonstration must 
include technical attributes and a plan for ensuring, through staffing 
and resources, the ability to meet those technical imperatives. 
Additionally, NTIA may require that a state demonstrate the ability to 
maintain ongoing interoperability with the NPSBN from a non-technical 
standpoint and require information on planned RAN governance models, 
standard operating procedures, training and exercises, and usage.
    As a state must show capability of ``ongoing'' interoperability 
with the NPSBN, a state's demonstration must be forward looking and 
illustrate how its RAN and other network attributes will be 
interoperable with the NPSBN over time. Recognizing that the ongoing 
aspect of interoperability will largely be facilitated by a state's 
partner charged with constructing, operating, maintaining, and 
improving the RAN, NTIA will require that any state partnership 
agreement ensures the RAN will be interoperable with the NPSBN from 
deployment onward. Such a requirement may include demonstration of a 
partner's commitment to complying with FirstNet's evolving 
interoperability-based network policies.
    Further, a state's RAN must be capable of interoperability with the 
NPSBN as it evolves and improves throughout the duration of the 
proposed RAN operation by the state, including compliance with new or 
evolving network policies. Such demonstrations should also include 
evidence that the state has the funding to fulfill these necessary 
elements for maintaining ongoing interoperability as detailed in 
Section IV. B.

C. The Ability To Complete the Project Within Specified Comparable 
Timelines Specific to the State 38
---------------------------------------------------------------------------

    \38\ See 47 U.S.C. 1442(e)(3)(D)(i)(III) (providing that states 
must demonstrate the ability to complete projects with specified 
timelines).
---------------------------------------------------------------------------

    FirstNet currently anticipates that its state plans will include 
timelines for NPSBN buildout as ``minimum legally required contents of 
a FirstNet plan for a State'' against which a state may present project 
completion time frames for comparison in its demonstration to NTIA.\39\ 
Accordingly, we require that a state's demonstration to NTIA contain 
specified timelines for the completion of its project as authorized by 
the FCC. These timelines must be of the same number, nature, and type 
as those presented to the state by FirstNet in its proposed state plan 
so that identical benchmark topics and timeframes may be readily 
compared and assessed.
---------------------------------------------------------------------------

    \39\ FirstNet Second Notice, 80 FR at 13342.
---------------------------------------------------------------------------

D. The Cost-Effectiveness of the State Plan Submitted to the FCC

    NTIA will require that a state alternative plan, as submitted by a 
state to and approved by the FCC pursuant to the Act, is the plan at 
issue in this required demonstration. We believe every aspect of that 
plan as itemized in the Act--RAN construction, maintenance, operation, 
and improvement \40\--must be assessed for cost-effectiveness for the 
duration of the requested authorized operation.
---------------------------------------------------------------------------

    \40\ See 47 U.S.C. 1442(e)(3)(C)(i).
---------------------------------------------------------------------------

    In determining cost-effectiveness, NTIA may assess areas, including 
but not limited to, the proposed federal and state partner share of the 
RAN cost; the value, use, and revenue return of spectrum and other 
assets; and overall financial value of the proposed plan. For example, 
a state plan that proposes a ``greenfield'' build (one that does not 
leverage existing infrastructure and/or a public-private partnership 
and deploys a network solely consisting of new components) is not 
likely to demonstrate cost effectiveness. Additionally, the Act makes 
clear that a nationwide buildout can provide significant economies of 
scale across state boundaries that can leverage existing infrastructure 
when feasible and reduce the cost of NPSBN RAN construction in any 
given state or territory. NTIA will take these cross-border economies 
into account in the context of a state opt-out plan's cost 
effectiveness.

E. Comparable Security, Coverage, and Quality of Service to That of the 
NPSBN 41
---------------------------------------------------------------------------

    \41\ See Sec.  1442(e)(3)(D)(iii).
---------------------------------------------------------------------------

    FirstNet anticipates including specific details on security, 
coverage, and quality of service in its proposed plan for the buildout 
of the NPSBN in a given state.\42\ This will form the basis around 
which a state should build its demonstration pursuant to 47 U.S.C. 
1442(e)(3)(D)(iii). NTIA will compare the security, coverage, and 
quality of service aspects of a state's demonstration to the equivalent 
elements and for the equivalent duration in FirstNet's proposed plan 
for the buildout of the NPSBN in that state.
---------------------------------------------------------------------------

    \42\ See FirstNet Second Notice, 80 FR at 13342.
---------------------------------------------------------------------------

    With respect to coverage, we note that the Act requires the NPSBN 
to include ``substantial rural coverage milestones as part of each 
phase of the construction and deployment of the network.'' \43\ As a 
result, any state with significant rural areas should include 
substantial rural coverage milestones as part of its overall 
demonstration to enable NTIA to make an appropriate rural buildout plan 
comparison between the two plans.
---------------------------------------------------------------------------

    \43\ 47 U.S.C. 1426(b)(3).
---------------------------------------------------------------------------

V. Request for Public Comment and Ex Parte Communications

    NTIA invites public comment on any and all issues identified in 
this Notice. Any non-public oral presentation to NTIA regarding the 
substance of this Notice will be considered an ex parte presentation, 
and the substance of the meeting will be placed on the public record 
and become part of this docket. No later than two (2) business days 
after an oral presentation or meeting, an interested party must submit 
a memorandum to NTIA summarizing the substance of the communication. 
NTIA reserves the right to supplement the memorandum with additional 
information as necessary, or to request that the party making the 
filing do so, if NTIA believes that important information was omitted 
or characterized incorrectly. Any written presentation provided in 
support of the oral communication or meeting will also be placed on the 
public record and become part of this docket. Such ex parte 
communications must be submitted to this docket as provided in the 
ADDRESSES section above and clearly labeled as an ex parte 
presentation. Federal entities are not subject to these procedures.


[[Page 46913]]


    Dated: July 14, 2016.
Lawrence E. Strickling,
Assistant Secretary for Communications and Information.
[FR Doc. 2016-17034 Filed 7-18-16; 8:45 am]
BILLING CODE 3510-60-P



                                                                                   Federal Register / Vol. 81, No. 138 / Tuesday, July 19, 2016 / Notices                                                 46907

                                                  4412.99.3170; 4412.99.4100;                               company-specific dumping margin for                   Recommendation
                                                  4412.99.5100; 4412.99.5105;                               Qingdao Barry. Qingdao Barry remains                  [FR Doc. 2016–17050 Filed 7–18–16; 8:45 am]
                                                  4412.99.5115; 4412.99.5710;                               part of the PRC-wide entity and,                      BILLING CODE 3510–DS–P
                                                  4412.99.6000; 4412.99.7000;                               accordingly, its entry will be assessed at
                                                  4412.99.8000; 4412.99.9000;                               the PRC-wide rate.
                                                  4412.99.9500; 4418.71.2000;                                                                                     DEPARTMENT OF COMMERCE
                                                                                                            Cash Deposit Requirements
                                                  4418.71.9000; 4418.72.2000;
                                                  4418.72.9500; and 9801.00.2500 of the                        Effective upon publication of this                 National Telecommunications and
                                                  Harmonized Tariff Schedule of the                         notice of final rescission of the NSR of              Information Administration
                                                  United States (‘‘HTSUS’’). Although the                   Qingdao Barry, the Department will                    [Docket Number: 160706588–6588–01]
                                                  HTSUS subheadings are provided for                        instruct U.S. Customs and Border
                                                  convenience and customs purposes, our                     Protection to discontinue the option of               RIN 0660–XC027
                                                  written description of the scope of the                   posting a bond or security in lieu of a
                                                                                                            cash deposit for entries of subject                   State Alternative Plan Program (SAPP)
                                                  order is dispositive.
                                                                                                            merchandise from Qingdao Barry.                       and the First Responder Network
                                                  Analysis of Comments Received                             Because we did not calculate a dumping                Authority Nationwide Public Safety
                                                     All issues raised in the case briefs by                margin for Qingdao Barry or otherwise                 Broadband Network
                                                  parties are addressed in the Issues and                   find that Qingdao Barry is eligible for a             AGENCY:  National Telecommunications
                                                  Decision Memorandum.5 A list of the                       separate rate in this review, Qingdao                 and Information Administration, U.S.
                                                  issues which parties raised is attached                   Barry continues to be part of the PRC-                Department of Commerce.
                                                  to this notice as an Appendix.                            wide entity. The cash deposit rate for                ACTION: Notice and request for
                                                                                                            the PRC-wide entity is 25.62 percent.                 comments.
                                                  Bona Fide Analysis                                        These cash deposit requirements shall
                                                     For the Preliminary Rescission, the                    remain in effect until further notice.                SUMMARY:   The National
                                                  Department analyzed the bona fides of                                                                           Telecommunications and Information
                                                  Qingdao Barry’s single sale and                           Administrative Protective Order
                                                                                                                                                                  Administration (NTIA) publishes this
                                                  preliminarily found it was not a bona                       This notice also serves as a reminder               Notice to provide preliminary guidance
                                                  fide sale.6 Based on the Department’s                     to parties subject to Administrative                  concerning how a qualified state may
                                                  complete analysis of all of the                           Protective Order (‘‘APO’’) of their                   apply to NTIA for authority to enter into
                                                  information and comments on the                           responsibility concerning the return or               a spectrum capacity lease with the First
                                                  record of this review, the Department                     destruction of proprietary information                Responder Network Authority (FirstNet)
                                                  continues to find Qingdao Barry’s sale is                 disclosed under APO in accordance                     and receive a grant to construct its radio
                                                  not a bona fide sale, and it thus not                     with 19 CFR 351.305, which continues                  access network (RAN) should it opt to
                                                  reviewable pursuant to section                            to govern business proprietary                        do so as allowed under the Middle Class
                                                  751(a)(2)(B)(iv) of the Tariff Act of 1930,               information in these segments of the                  Tax Relief and Job Creation Act of 2012
                                                  as amended (‘‘the Act’’). The                             proceeding. Timely written notification               (Pub. L. 112–96, Title VI, 126 Stat. 256
                                                  Department reached this conclusion                        of the return or destruction of APO                   (codified at 47 U.S.C. 1401 et seq.) (Act).
                                                  based on its consideration of the totality                materials, or conversion to judicial                  NTIA also seeks public comment on this
                                                  of circumstances, including: (a) The                      protective order, is hereby requested.                preliminary guidance through this
                                                  atypical nature of the sale price; (b)                    Failure to comply with the regulations                Notice.
                                                  Qingdao Barry’s failure to demonstrate                    and terms of an APO is a violation
                                                                                                                                                                  DATES: Submit written comments on or
                                                  that its first unaffiliated customer resold               which is subject to sanction.
                                                                                                                                                                  before August 18, 2016.
                                                  the merchandise at a profit; (c) the                        We are issuing and publishing this
                                                                                                            notice in accordance with sections                    ADDRESSES: The public may submit
                                                  nature of the relationship between
                                                                                                            751(a)(2)(B) and 777(i) of the Tariff Act             written comments on issues addressed
                                                  Qingdao Barry and its U.S. customer;
                                                                                                            of 1930, as amended, and 19 CFR                       in this Notice. Written comments may
                                                  and (d) unusual circumstances
                                                                                                            351.214.                                              be submitted electronically via email to:
                                                  concerning payment.7 For a complete
                                                                                                                                                                  sapp-comments@ntia.doc.gov or by mail
                                                  discussion, see the Prelim Bona Fide                        Dated: July 12, 2016.                               to: Office of Public Safety
                                                  Memo and the Issues and Decision                          Ronald K. Lorentzen,                                  Communications, National
                                                  Memorandum.                                               Acting Assistant Secretary for Enforcement            Telecommunications and Information
                                                  Rescission of New Shipper Review                          and Compliance.                                       Administration, U.S. Department of
                                                     For the foregoing reasons, the                         Appendix—Issues and Decision                          Commerce, 1401 Constitution Avenue
                                                  Department continues to find that                         Memorandum                                            NW., Room 4078, Washington, DC
                                                  Qingdao Barry’s sale is not a bona fide                                                                         20230. Comments submitted by email
                                                                                                            Summary
                                                  sale and that this sale does not provide                                                                        should be machine-readable and should
                                                                                                            Background
                                                  a reasonable or reliable basis for                        Scope of the Order                                    not be copy-protected. Commenters
                                                  calculating a dumping margin. Because                     Discussion of the Issues                              should include the name of the person
                                                  this sale was Qingdao Barry’s only sale                     Comment 1: Whether the Department Used              or organization filing the comment, as
                                                  of subject merchandise during the POR,                        The Correct Time Period for Data                  well as a page number on each page of
                                                  the Department is rescinding this NSR.
                                                                                                                Comparison Purposes                               their submissions. Paper submissions
                                                                                                              Comment 2: Whether the Department                   should also include a CD or DVD with
mstockstill on DSK3G9T082PROD with NOTICES




                                                  Assessment                                                    Properly Evaluated the Price Differential         an electronic version of the document,
                                                                                                              Comment 3: Whether the Department
                                                   As the Department is rescinding this                                                                           which should be labeled with the name
                                                                                                                Properly Considered Whether the Sale
                                                  NSR, we have not calculated a                                 was Resold at a Profit and the Arms-              and organization of the filer. All
                                                                                                                Length Nature of the Sale                         comments received are a part of the
                                                    5 Id.                                                     Comment 4: Whether the Department                   public record and will generally be
                                                    6 See   Prelim Bona Fide Memo.                              Properly Analyzed Other Factors in Its            posted to the NTIA Web site (http://
                                                    7 See   Issues and Decision Memorandum.                     Bona Fide Analysis                                www.ntia.doc.gov) without change. All


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                                                  46908                            Federal Register / Vol. 81, No. 138 / Tuesday, July 19, 2016 / Notices

                                                  personal identifying information (e.g.,                   with FirstNet, which will be required                     regard to the demonstrations a state
                                                  name, address) voluntarily submitted by                   for operation of the state RAN.4                          must make to NTIA should it desire to
                                                  the commenter may be publicly                                These three steps are fundamental to                   bear the responsibility to conduct the
                                                  accessible.                                               achieving a core goal of the Act, which                   RAN within that state. Future notices,
                                                                                                            is ensuring that the NPSBN, regardless                    including but not limited to a
                                                  FOR FURTHER INFORMATION CONTACT:                          whether FirstNet or a state assumes                       forthcoming Federal Funding
                                                  Carolyn Dunn, Office of Public Safety                     responsibility for the RAN, will                          Opportunity (FFO) notice, will provide
                                                  Communications, National                                  interoperate, provide seamless                            more details on the application
                                                  Telecommunications and Information                        broadband service across the nation,                      processes.5
                                                  Administration, U.S. Department of                        and be financially and technically
                                                  Commerce, 1401 Constitution Avenue                        sustainable. The Act directs NTIA to                      II. Background: Relevant Statutory
                                                  NW., Room 4078, Washington, DC                            help determine whether a state, if it                     Provisions
                                                  20230; sapp-comments@ntia.doc.gov;                        decides to pursue deploying and                           A. FirstNet’s Technical Network
                                                  (202) 482–4103. Please direct media                       operating the RAN, can do so in a way                     Components and Policies
                                                  inquiries to NTIA’s Office of Public                      that delivers these essential                                The Act requires the NPSBN to be
                                                  Affairs, (202) 482–7002; via email to:                    functionalities. NTIA’s goal in                           composed of: (1) A core network
                                                  press@ntia.doc.gov.                                       reviewing state requests is to ensure that                consisting of national and regional data
                                                  SUPPLEMENTARY INFORMATION:
                                                                                                            the nation has access to an                               centers that connect to a RAN and the
                                                                                                            interoperable, sustainable, technically                   Internet/public switched network; and
                                                  I. Introduction: Summary                                  sound, and cost-effective NPSBN.                          (2) a RAN consisting of cell site
                                                                                                            Accordingly, each state must ensure that                  equipment, antennas, and backhaul
                                                     The Act requires FirstNet to take all                  its RAN functions as a fully
                                                  actions necessary to ensure the                                                                                     equipment that is built and operated in
                                                                                                            interoperable, sustainable part of the                    consideration of state, local, and tribal
                                                  deployment and operation of a                             NPSBN, and that it will do so in a
                                                  nationwide public safety broadband                                                                                  consultation.6 Further, the Act requires
                                                                                                            manner that most effectively utilizes the                 FirstNet to establish policies for these
                                                  network (NPSBN).1 The NPSBN will, by                      limited federal fiscal resources and the
                                                  law, initially consist of a core network                                                                            components, which collectively
                                                                                                            spectrum allocated under the Act. Thus,
                                                  and a RAN that links to the core to                                                                                 constitute the NPSBN. Under the
                                                                                                            for example, and as discussed more
                                                  ensure that a single, national network                                                                              section of the Act entitled,
                                                                                                            fully below, a state that proposes to
                                                  architecture delivers broadband services                                                                            ‘‘Establishment of Network Policies,’’
                                                                                                            utilize a ‘‘greenfield’’ build for its RAN
                                                  to first responders in each state.2 Under                                                                           FirstNet must develop technical and
                                                                                                            will be unlikely to successfully
                                                  the Act, however, a state may assume                                                                                operational NPSBN requirements,
                                                                                                            demonstrate to NTIA that its alternative
                                                  the cost and responsibility to construct,                                                                           practices, procedures, and standards for
                                                                                                            plan is cost-effective.
                                                  operate, maintain, and improve the RAN                       This Notice provides initial guidance                  NPSBN management and operation,
                                                  in its state, provided that it successfully               on NTIA’s process to review a state’s                     terms of service for the use of the
                                                  undertakes three significant steps.                       application for authority to enter into a                 NPSBN, and ongoing compliance
                                                                                                            spectrum capacity lease with FirstNet                     reviews and monitoring.7
                                                     First, a state must submit its
                                                  alternative plan for the construction,                    and for optional grant funds to assist in                 B. A State’s Options on RAN
                                                  maintenance, operation and                                the construction of its RAN. Section II                   Construction, Operation, Maintenance,
                                                  improvements of its RAN to the Federal                    discusses applicable provisions of the                    and Improvements
                                                  Communications Commission (FCC)                           Act. Section III makes clear that NTIA
                                                                                                                                                                        The Act requires FirstNet to develop
                                                  and meet specific interoperability                        will treat all such requests as requests
                                                                                                                                                                      and present to each state general details
                                                  criteria established by the FCC.3                         for a grant under federal law. Section III
                                                                                                                                                                      of the proposed buildout of the NPSBN,
                                                  Second, if the FCC approves the state                     also provides general parameters of each
                                                                                                                                                                      including its proposed plan for building
                                                  alternative plan, that state must make                    grant request (Lease Authority or a RAN
                                                                                                                                                                      the RAN in that state.8 Once FirstNet
                                                  five separate technical and financial                     Construction Grant). Finally, Section IV
                                                                                                                                                                      presents its state plan to the governor of
                                                  demonstrations to NTIA. The state must                    specifies the manner by which each
                                                                                                                                                                      a given state, a state must decide
                                                  demonstrate: (1) That it has the                          state must demonstrate compliance with
                                                                                                            the Act’s requirements in order to                        whether it authorizes FirstNet to build,
                                                  technical capabilities to operate and the                                                                           operate, maintain, and improve the state
                                                  funding to support its RAN; (2) that it                   receive either grant. For each of the five
                                                                                                            demonstrations required of states under                   RAN or if it wants to take on that
                                                  has the ability to maintain ongoing                                                                                 responsibility itself.9 The governor has
                                                  interoperability with the NPSBN; (3)                      the Act, NTIA provides initial guidance
                                                                                                            on how to present such information and                    90 days to make that decision.
                                                  that it has the ability to complete the                                                                               FirstNet has determined that a state
                                                  project within specified comparable                       how NTIA will evaluate it.
                                                                                                               NTIA provides this preliminary                         may choose to adopt the FirstNet state
                                                  timelines specific to the state; (4) the                                                                            plan by either: (1) Providing actual
                                                  cost-effectiveness of the state alternative               guidance to better inform states and
                                                                                                            other stakeholders as several important                   notice in writing to FirstNet within the
                                                  plan submitted to the FCC; and, (5)                                                                                 Act’s 90-day decision period; or (2)
                                                  comparable security, coverage, and                        activities continue with regard to the
                                                                                                            future NPSBN buildout and operation.                      providing no notice at all within the 90-
                                                  quality of service to that of the NPSBN.
                                                  Third, assuming the state has                             We feel that this information will be of                     5 NTIA intends to issue such an FFO notice not

                                                  successfully made such demonstrations                     use as states continue to consult with                    later than the date on which FirstNet first delivers
                                                                                                            FirstNet on the NPSBN buildout in a
mstockstill on DSK3G9T082PROD with NOTICES




                                                  to NTIA, the state then must negotiate                                                                              a proposed plan for the buildout of the NPSBN in
                                                  and enter into a spectrum capacity lease                  given state or territory. Additionally, as                a state.
                                                                                                                                                                         6 See 47 U.S.C. 1422(b).
                                                                                                            FirstNet’s procurement advances, we
                                                                                                                                                                         7 See 47 U.S.C. 1426(c)(1)(B)–(E).
                                                    1 See
                                                                                                            feel that other stakeholders will benefit
                                                          47 U.S.C. 1426(b).                                                                                             8 See 47 U.S.C. 1442(e)(1). While 47 U.S.C.
                                                    2 47 U.S.C. 1422(b). See also 47 U.S.C. 1401(31),
                                                                                                            from understanding the initial                            1442(e) is not specific to this, for purposes of this
                                                  defining the term ‘‘State’’ to include the District of    framework NTIA has developed with                         Notice, the reference to a ‘‘state’’ incorporates both
                                                  Columbia and the territories and possessions.                                                                       states and territories.
                                                    3 See 47 U.S.C. 1442(e).                                     4 See   47 U.S.C. 1442(e)(3)(C)–(D).                    9 See 47 U.S.C. 1442(e)(2).




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                                                                                  Federal Register / Vol. 81, No. 138 / Tuesday, July 19, 2016 / Notices                                                          46909

                                                  day period.10 The process for a state to                 demonstrations of specific criteria set                   III. Overview of Applications for Grant
                                                  reject FirstNet’s state plan and receive                 forth in the Act, which address its                       of Authority To Enter Into a Spectrum
                                                  authority to proceed with its own RAN                    ability to operate the RAN on technical,                  Capacity Lease With FirstNet and RAN
                                                  plan is as follows: Upon making a                        financial, interoperability,                              Construction Funding
                                                  decision to assume responsibility for                    programmatic, and qualitative levels. If                     As noted above, states must submit,
                                                  RAN deployment in the state, the                         successful, NTIA will grant the: (1)                      and NTIA must review, requests by
                                                  governor shall notify FirstNet, NTIA,                    Required authorization to enter into a                    states whose state alternative plans are
                                                  and the FCC of this decision within the                  spectrum capacity lease from FirstNet to                  approved by the FCC for: (1) Grant of
                                                  90-day decision period.11 The governor                   operate its state RAN; and (2) optional                   authority to enter into a spectrum
                                                  must then develop and complete                           eligibility to receive grant funds from                   capacity lease from FirstNet (Lease
                                                  requests for proposals for the                           NTIA to construct its state RAN.18                        Authority); and (2) the optional request
                                                  construction, maintenance, and                           Specifically, the Act requires a state to                 for RAN construction grant funding
                                                  operation of the RAN within 180 days                     demonstrate the following:                                (RAN Construction Grant). The Act
                                                  after deciding to assume responsibility
                                                                                                              1. The state has the technical                         makes clear that a qualified state must
                                                  for the RAN.12 Then, in developing its
                                                                                                           capabilities to operate, and the funding                  request Lease Authority from NTIA so
                                                  alternative plan for the construction,
                                                                                                           to support, the state RAN;                                that the state may enter into an
                                                  maintenance, operation, and
                                                                                                              2. The state has the ability to maintain               agreement to use spectrum licensed to
                                                  improvement of the RAN that it must
                                                                                                           ongoing RAN interoperability with the                     FirstNet to operate the state’s RAN.21
                                                  submit to the FCC for approval, the state
                                                                                                           NPSBN;                                                       As a threshold matter, NTIA has
                                                  must demonstrate compliance with
                                                                                                                                                                     determined that each of these requests
                                                  minimum technical interoperability                          3. The state has the ability to                        are grant requests under federal
                                                  requirements established pursuant to                     complete the RAN buildout within                          regulations, and that approval of such
                                                  the Act by a board selected by the                       specified comparable timelines specific                   requests are grants of something of value
                                                  FCC.13 Additionally, the alternative                     to the state;                                             provided by NTIA. We make this
                                                  state plan must demonstrate
                                                                                                              4. The cost-effectiveness of the state                 determination pursuant to the Federal
                                                  interoperability with the NPSBN.14 If
                                                                                                           alternative plan; and                                     Grants and Cooperative Agreement Act
                                                  the FCC disapproves the alternative
                                                                                                              5. The ability to provide RAN                          of 1977, which makes clear that ‘‘[a]n
                                                  state plan, FirstNet shall proceed with
                                                                                                           security, coverage, and quality of service                executive agency shall use a grant
                                                  the construction, maintenance,
                                                                                                           comparable to that of the NPSBN.19                        agreement as the legal instrument
                                                  operation, and improvements of the
                                                                                                                                                                     reflecting a relationship between the
                                                  NPSBN within the state.15 Alternatively,                 D. Utilization of FirstNet’s Statutory                    United States Government and a State,
                                                  if the FCC approves the state-developed                  Interpretations                                           a local government, or other recipient
                                                  plan, the state must then apply to NTIA
                                                                                                                                                                     when—(1) the principal purpose of the
                                                  for the authority to enter into a                          FirstNet has interpreted some of the                    relationship is to transfer a thing of
                                                  spectrum capacity lease with FirstNet to                 statutory provisions described above.                     value to the State or local government
                                                  operate its RAN within the state.16                      These include the consequences of a                       or other recipient to carry out a public
                                                  Additionally, a state receiving FCC                      state’s failure to meet NTIA-reviewed                     purpose of support or stimulation
                                                  approval of its alternative plan may, but                criteria at least with respect to a state                 authorized by a law of the United States
                                                  is not required to, apply to NTIA for                    application for authority to enter into a                 instead of acquiring (by purchase, lease,
                                                  grant funds to assist in the construction                spectrum capacity lease with FirstNet;                    or barter) property or services for the
                                                  of its RAN.17                                            the consequences of a state’s failure to                  direct benefit or use of the United States
                                                  C. NTIA Analysis of State                                implement an FCC-approved alternative                     Government. . . .’’ 22 NTIA will
                                                  Demonstrations Regarding Ongoing                         state plan; and any determination                         evaluate a state’s request for Lease
                                                  RAN Responsibilities                                     regarding the Act’s Section 6302(g)(2)                    Authority, or its request for Lease
                                                                                                           limitation of a state’s use of revenues                   Authority plus an optional RAN
                                                    If a state wishes to assume the                        emanating from covered leasing
                                                  responsibility to construct, operate,                                                                              Construction Grant, as a single grant
                                                                                                           agreements exclusively to RAN                             application.
                                                  maintain, and improve its own RAN,                       construction, maintenance, operations,
                                                  NTIA must evaluate a state’s                                                                                          Such applications will be processed
                                                                                                           and improvements.20 These and other                       pursuant to a forthcoming FFO notice
                                                    10 First Responder Network Authority, Final
                                                                                                           interpretations may directly bear upon                    providing specific details on the
                                                  Interpretations of Parts of the Middle Class Tax
                                                                                                           the issues in this Notice and any                         application and grant program
                                                  Relief and Job Creation Act of 2012, 80 FR 63504,        additional Notices relating to NTIA’s                     requirements.23 NTIA expects to
                                                  63506 (Oct. 20, 2015) (FirstNet Final Interpretations    duties described in this Notice and                       establish additional application
                                                  on Second Notice).                                       pursuant to the Act. NTIA will utilize
                                                    11 See 47 U.S.C. 1442(e)(3)(A).                                                                                  requirements for the RAN Construction
                                                    12 See 47 U.S.C. 1442(e)(3)(B).
                                                                                                           FirstNet’s relevant interpretations of                    Grant that are commensurate with
                                                    13 See 47 U.S.C. 1442(e)(3)(C)(i)(I) (requiring a
                                                                                                           provisions of the Act in carrying out its
                                                  state alternative plan to be in compliance with          responsibilities on these matters.                           21 See 47 U.S.C. 1442(e)(3)(C)(iii)(II). In contrast,
                                                  minimum technical interoperability requirements                                                                    applying to NTIA for construction grant funds by
                                                  established by the Technical Advisory Board for               18 See   47 U.S.C. 1442(e)(3)(D).                    such a State is optional. See 47 U.S.C.
                                                  First Responder Interoperability pursuant to the              19 Id.                                               1442(e)(3)(C)(iii)(I).
                                                  Act); see also Interoperability Board, Recommended         20 See First Responder Network Authority,                  22 See Federal Grants and Cooperative Agreement
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                                                  Minimum Technical Requirements to Ensure                                                                           Act of 1977, sec. 5, Public Law 95–224, 92 Stat. 3,
                                                                                                           Proposed Interpretations of Parts of the Middle
                                                  Nationwide Interoperability for the Nationwide                                                                     4 (Feb. 3, 1978) (codified at 31 U.S.C. 6304).
                                                                                                           Class Tax Relief and Job Creation Act of 2012, 79
                                                  Public Safety Broadband Network (May 22, 2012),
                                                                                                           FR 57058 (Sept. 24, 2014) (FirstNet First Notice);           23 NTIA has termed the non-monetary grant of
                                                  available at http://apps.fcc.gov/ecfs/document/
                                                                                                           First Responder Network Authority, Final                  authority by NTIA to a state to enter into a spectrum
                                                  view?id=7021919873.
                                                    14 47 U.S.C. 1442(e)(3)(C)(i)(II).
                                                                                                           Interpretations of Parts of the Middle Class Tax          capacity lease pursuant to 47 U.S.C.
                                                                                                           Relief and Job Creation Act of 2012, 80 FR 63523          1442(e)(3)(C)(iii)(II) of the Act as a ‘‘Lease
                                                    15 See 47 U.S.C. 1442(e)(3)(C)(iv).
                                                                                                           (Oct. 20, 2015) (FirstNet Final Interpretations on        Authority’’ to avoid the erroneous interpretation
                                                    16 See 47 U.S.C. 1442(e)(3)(C)(iii)(II).
                                                                                                           First Notice); FirstNet Final Interpretations on          that grant of such authority will involve the grant
                                                    17 See 47 U.S.C. 1442(e)(3)(C)(iii)(I).                Second Notice.                                            of funds.



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                                                  46910                              Federal Register / Vol. 81, No. 138 / Tuesday, July 19, 2016 / Notices

                                                  application requirements for other                           While NTIA has not fully developed                          assume the responsibility to conduct its
                                                  federal construction grant programs.                         specific details on the application and                     own RAN, and may reduce a final grant
                                                    NTIA must evaluate either grant                            grant program requirements, we will                         award accordingly. For example,
                                                  request on the identical demonstration                       review applications as expeditiously as                     FirstNet may incur increased costs to
                                                  criteria set forth in 47 U.S.C.                              possible to further the intent of the Act                   mitigate additional operational risks to
                                                  1442(e)(3)(D). Below, we address                             to speed NPSBN deployment.                                  the NPSBN, and losses of cost
                                                  procedural issues common to both types                          6. Evaluation of RAN as Approved by                      efficiencies, if a state assumes
                                                  of requests and those distinct for each                      FCC in Alternative State Plan. For                          responsibility for the construction and
                                                  type of grant application pursuant to the                    purposes of either grant request, NTIA                      operation of the RAN within its
                                                  Act.                                                         will evaluate the proposed RAN as it                        boundaries. Additionally, should a state
                                                                                                               has been approved by the FCC. Thus, a                       conduct its own RAN, FirstNet may bear
                                                  A. Grant Procedures Common to Lease
                                                                                                               state’s grant application and                               increased expenses related to
                                                  Authority and a RAN Construction
                                                                                                               corresponding additional                                    interconnection of the state RAN to the
                                                  Grant
                                                                                                               demonstrations should address the                           NPSBN and mitigation of potential
                                                     1. Timing of Applications to NTIA.                        alternative state plan approved by the                      interference by the state RAN to the
                                                  The Act does not spell out deadlines for                     FCC. NTIA intends to review all                             NPSBN operations in a bordering state.
                                                  the submission of grant applications to                      relevant aspects of a state’s approved                      Further, the final grant award amount to
                                                  NTIA. However, given the need for the                        plan, which may include the RAN and                         a state may be impacted by financial
                                                  NPSBN to be built in a timely manner,                        deployable components, as well as                           factors, such as how efficiently FirstNet
                                                  the upcoming FFO notice will establish                       proposed devices, applications, and                         and its partner(s) can build the RAN for
                                                  deadlines by which a state must file its                     services.                                                   that state and the projected income from
                                                  application. NTIA tentatively sets this                                                                                  that state’s partnership agreement(s) and
                                                  deadline to be no later than 60 days                         B. General Parameters for Lease
                                                                                                               Authority                                                   all other revenue sources. Additionally,
                                                  after the FCC has approved a state’s                                                                                     NTIA will set forth any cost sharing
                                                  alternative plan.                                               If the FCC approves a state’s                            requirements for the RAN Construction
                                                     2. Eligible Applicants. Eligible                          alternative plan, the state must request                    Grant in the forthcoming FFO.
                                                  applicants for Lease Authority or a RAN                      Lease Authority from NTIA to obtain                            3. Allowable costs. RAN Construction
                                                  Construction Grant will be those states                      from FirstNet the right to operate its                      Grant allowable costs will be limited to
                                                  and territories of the United States                         RAN on the Band 14 spectrum licensed                        categories of costs, such as equipment,
                                                  whose alternative state plan was                             to FirstNet.25 NTIA will not award or                       construction, installation, contractual,
                                                  approved by the FCC pursuant to the                          approve any such spectrum capacity                          and other associated costs related to
                                                  Act.24                                                       lease itself. NTIA’s role is limited to                     construction of the state’s RAN as
                                                     3. Discretionary Grants. Because the                      determining whether a state has                             detailed in the state alternative plan
                                                  Act did not establish mandatory funding                      demonstrated compliance with the                            approved by the FCC. Ongoing
                                                  levels for each eligible grantee, Lease                      required technical, financial,                              maintenance, operation (inclusive of all
                                                  Authority and RAN Construction Grants                        interoperability, programmatic, and                         recurring costs), and improvement costs
                                                  are considered discretionary grants.                         qualitative criteria so that it can                         are not eligible grant expenses. A RAN
                                                  Therefore, NTIA is authorized to grant                       authorize the state to enter into a                         Construction Grant may fund a portion
                                                  or reject applications and determine                         spectrum lease with FirstNet.                               of the overall cost of the construction of
                                                  final award amounts, based on an                                                                                         a state’s RAN, and any unanticipated
                                                  assessment against the statutory                             C. General Parameters for a RAN
                                                                                                                                                                           costs beyond the RAN Construction
                                                  demonstration criteria and other factors                     Construction Grant
                                                                                                                                                                           Grant award are the responsibility of the
                                                  that will be detailed in the FFO.                              1. Spectrum Capacity Lease Condition                      state. Further, a state’s decision to
                                                     4. Common Demonstration                                   Precedent for RAN Construction Grant                        propose to NTIA a more costly plan
                                                  Evaluation. NTIA will apply an                               Obligation. A state cannot apply for a                      than what is proposed in the FirstNet
                                                  identical method of evaluation of the                        RAN Construction Grant without also                         state plan will be at the state’s
                                                  state demonstrations pursuant to 47                          applying for Lease Authority.                               discretion and expense; the RAN
                                                  U.S.C. 1442(e)(3)(D) to both types of                        Accordingly, NTIA will review a single                      Construction Grant award will not be
                                                  grant requests. Should a state apply for                     application for both a Lease Authority                      increased to accommodate any such
                                                  both Lease Authority and a RAN                               Grant and a RAN Construction Grant                          proposal.
                                                  Construction Grant, NTIA will conduct                        and make determinations about whether                          4. Partnership Valuation. Applicants
                                                  one review of the state’s joint                              the state has sufficiently demonstrated                     will be required to disclose the value of
                                                  submission.                                                  compliance with the required criteria of                    any partnering agreement that will
                                                     5. Rolling Application Evaluation.                        47 U.S.C. 1442(e)(3)(D). If so, NTIA will                   enable and support the state in the
                                                  NTIA will review and make                                    award that state Lease Authority.                           construction and/or operation of the
                                                  determinations on state applications for                     However, NTIA will not award RAN                            state RAN. Further, a state must
                                                  Lease Authority or a RAN Construction                        Construction Grant funding until that                       demonstrate how any such agreement
                                                  Grant on a rolling basis following the                       state has fully executed a spectrum                         and state policies and procedures will
                                                  FCC’s approval of a state’s alternative                      capacity lease agreement with FirstNet.                     ensure that revenues from such an
                                                  plan and submission of a state’s                               2. Determining RAN Construction                           agreement will be used only for
                                                  required demonstrations to NTIA. We                          Grant Funding Level. NTIA is                                constructing, maintaining, operating,
                                                  recognize that making timely decisions                       developing a process for determining
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                                                                                                                                                                           and improving the state RAN pursuant
                                                  on a state’s application is critical to                      funding levels for each state that may                      to the Act and not for any other
                                                  ensuring the NPSBN is deployed and                           apply for a RAN Construction Grant. In                      purpose.26
                                                  operational in every state—regardless of                     developing this process, NTIA may take                         5. Environmental Compliance. NTIA
                                                  the party ultimately responsible for                         into consideration cost increases                           will require that all of a state’s RAN
                                                  conducting a RAN in a given state.                           FirstNet will incur should a state                          Construction Grant-funded activities
                                                    24 See   47 U.S.C. 1442(e)(3)(C)(ii).                           25 47   U.S.C. 1442(e)(3)(C)(iii)(II).                   26 See   47 U.S.C. 1442(g).



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                                                                                   Federal Register / Vol. 81, No. 138 / Tuesday, July 19, 2016 / Notices                                                           46911

                                                  comply with the National                                  A. The Technical Capabilities To                          technical operations to demonstrate
                                                  Environmental Policy Act (NEPA),                          Operate, and the Funding To Support,                      how the state’s staffing plan, if properly
                                                  National Historic Preservation Act                        the State RAN 31                                          funded, will ensure that the RAN is
                                                  (NHPA), and other applicable federal                         Under this provision of the Act, a                     built, operated, and maintained in
                                                  environmental requirements.27                             state must demonstrate: (1) That it can                   accordance with the RAN-specific
                                                                                                            operate the state RAN on a technical                      network policies FirstNet establishes. A
                                                  IV. Lease Authority and RAN                                                                                         forthcoming FFO notice will provide
                                                                                                            level; and (2) that it has the financial
                                                  Construction Grant Application                                                                                      additional details regarding the
                                                                                                            resources to do so. We discuss how a
                                                  Demonstrations                                                                                                      technical capabilities a state must
                                                                                                            state can effectively make each part of
                                                                                                            this demonstration below.                                 demonstrate under 47 U.S.C.
                                                     Central to the Act’s provision of Lease                                                                          1442(e)(3)(D)(i)(I).
                                                  Authority and a RAN Construction                             As a primary matter, a state must be
                                                                                                            able to demonstrate with specificity that                    In addition to this technical showing,
                                                  Grant is a detailed set of demonstrations                                                                           47 U.S.C. 1442(e)(3)(D)(i)(I) requires a
                                                  a state must make to NTIA to establish                    it can operate its RAN on a technical
                                                                                                            level. To make such a demonstration, it                   state to demonstrate that it has the
                                                  eligibility for these grant                                                                                         financial resources to build, operate,
                                                                                                            must have a technical standard against
                                                  opportunities.28 These demonstrations                                                                               maintain, and improve the RAN for the
                                                                                                            which its demonstrations may be
                                                  are separate and distinct from any                                                                                  duration of the requested authorized
                                                                                                            measured. As established in the Act, all
                                                  demonstrations required of a state in its                                                                           operation. In that context, a state will be
                                                                                                            components of the NPSBN, including
                                                  alternative state plan submitted to the                                                                             required to provide its budgeting
                                                                                                            the core network and the RAN, must be
                                                  FCC pursuant to the Act.29 The required                                                                             documents and staffing plan for its
                                                                                                            operated under common technical
                                                  demonstrations to NTIA are distinct in                                                                              operations and must disclose its sources
                                                                                                            network policies.32 To give meaning to
                                                  that they address: (1) the ability to                                                                               of funding for its RAN (e.g., whether
                                                                                                            the Act’s focus on ensuring technical
                                                  maintain ongoing interoperability,                                                                                  such funds are covered lease fees or
                                                                                                            compatibility and interoperability
                                                  rather than the capability of                                                                                       other state fees, state appropriations, in-
                                                                                                            across each part of the NPSBN, NTIA
                                                  interoperability as of the time the state                                                                           kind contributions, or grants). Further, a
                                                                                                            believes that these policies must be                      state must disclose any partnership
                                                  plan is submitted to the FCC; (2) the                     applied to any portion of the RAN,                        agreement (whether or not such an
                                                  technical and financial viability of the                  regardless whether FirstNet or a state                    agreement constitutes a ‘‘public-private
                                                  proposed RAN deployment, operation,                       assumes responsibility for the building,                  partnership’’ or ‘‘covered leasing
                                                  maintenance, and improvement; and (3)                     operation, maintenance, and                               agreement’’ under the Act) 35 it has
                                                  the state’s planned timelines, security,                  improvement of the RAN in a given                         executed, or intends to execute, with
                                                  coverage, and quality of service as                       state. Accordingly, the network policies                  respect to its RAN. A state will also
                                                  compared to that of the NPSBN.30                          that apply to FirstNet as it ensures the                  need to address funding risks and
                                                                                                            building, operation, maintenance, and                     lifecycle plans in its demonstrations and
                                                     NTIA interprets each of the criteria in
                                                                                                            improvement of the NPSBN core and                         how these may impact its ability to
                                                  47 U.S.C. 1442(e)(3)(D) below to provide
                                                                                                            any portion of the RAN also must apply                    financially support the implementation
                                                  NTIA’s preliminary view on how states                     to a state seeking to build, operate,
                                                  should make the required                                                                                            of FirstNet’s RAN-specific network
                                                                                                            maintain, and improve the RAN in its                      policies. Among other things, NTIA may
                                                  demonstrations and how NTIA will                          state. Applying the network policies
                                                  evaluate each criterion. The forthcoming                                                                            require surety bonds to ensure RAN
                                                                                                            uniformly to all parts of the RAN helps                   construction completion in the event of
                                                  FFO notice will provide more specific,                    ensure the NPSBN will function                            default by the state’s RFP partner.
                                                  quantifiable, and finalized criteria and                  uniformly and in a manner that best
                                                  application questions.                                    serves public safety, consistent with the                 B. The Ability To Maintain Ongoing
                                                                                                            Act’s requirement to create a single,                     Interoperability With the Nationwide
                                                                                                            nationwide architecture.33 Therefore, a                   Public Safety Broadband Network 36
                                                                                                            state will need to be compliant with the                    Under this requirement, a state must
                                                     27 The National Environmental Policy Act
                                                                                                            RAN-specific network policies                             demonstrate that its RAN and other
                                                  (NEPA), the National Historic Preservation Act
                                                  (NHPA), and other such federal policy directives
                                                                                                            established by FirstNet as required by                    network attributes will be interoperable
                                                  require federal administrative agencies to factor         the Act in order to meet the                              with the NPSBN on an ‘‘ongoing’’ basis.
                                                  environmental and historic preservation                   demonstrations required in 47 U.S.C.                      Consistent with the interoperability
                                                  considerations into their discretionary decision-         1442(e)(3)(D).                                            demonstration a state must make to the
                                                  making, including federally funded actions such as           From a resource management                             FCC in its state alternative plan, NTIA
                                                  grants. NEPA directs that federal agencies                perspective, NTIA will require a state to                 will determine interoperability with the
                                                  implement, ‘‘to the fullest extent possible,’’            identify the proposed management                          NPSBN if a state demonstrates the
                                                  methods and procedures designed to accord                 capabilities and organizational structure
                                                  environmental and historic preservation factors
                                                                                                                                                                      ability to ensure that its RAN is capable
                                                  appropriate consideration. See 42 U.S.C. 4332.
                                                                                                            of its RAN project team.34 Further, NTIA                  of: 1) meeting the Interoperability Board
                                                  Therefore, RAN Construction activities will be            will require a state to provide                           Minimum Technical Requirements; and
                                                  subject to compliance with NEPA and NHPA and              information on its planned staff size and                 2) interoperating with the NPSBN.37 To
                                                  such requirements will be set out in the FFO.                                                                       the extent FirstNet’s network policies
                                                                                                               31 See 47 U.S.C. 1442(e)(3)(D)(i)(I) (requiring that
                                                     28 See 47 U.S.C. 1442(e)(3)(D).
                                                                                                                                                                      establish interoperability requirements,
                                                                                                            a qualified state has the technical capabilities to
                                                     29 See 47 U.S.C. 1442(e)(3)(C)(i)–(ii). For the FCC
                                                                                                            operate, and funding to support, its RAN).
                                                                                                                                                                      NTIA will consider a state’s
                                                  review, the state alterative plan must demonstrate                                                                  demonstration of adoption of and long-
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                                                                                                               32 See 47 U.S.C. 1426(b)(1).
                                                  interoperability: a) at the technical level via
                                                                                                               33 See 47 U.S.C. 1422(b) (‘‘The [NPSBN] shall be
                                                  compliance with the Interoperability Board                                                                            35 See 47 U.S.C. 1442(g) (stating prohibitions
                                                                                                            based on a single, national network architecture
                                                  Minimum Technical Requirements; and b) with the                                                                     which a state must adhere to in developing
                                                                                                            . . . .’’).
                                                  NPSBN.                                                       34 NTIA may require a state to provide                 partnership arrangements).
                                                     30 See 47 U.S.C. 1442(e)(3)(D) (providing the                                                                      36 See 47 U.S.C. 1442(e)(3)(D)(i)(II) (stating a State
                                                                                                            information on each key staff member (e.g., status
                                                  requirements that a qualified state must show to          as partner employee, government employee,                 must show the ability to maintain ongoing
                                                  obtain grant funds and spectrum capacity leasing          contractor, or consultant; curriculum vitae;              interoperability with the NPSBN).
                                                  rights).                                                  operational function via organizational chart).             37 See 47 U.S.C. 1442(e)(3)(C)(i).




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                                                  46912                           Federal Register / Vol. 81, No. 138 / Tuesday, July 19, 2016 / Notices

                                                  term capability of compliance with                       C. The Ability To Complete the Project                 E. Comparable Security, Coverage, and
                                                  those requirements, including potential                  Within Specified Comparable Timelines                  Quality of Service to That of the
                                                  changes in policies, as strong evidence                  Specific to the State 38                               NPSBN 41
                                                  of a state RAN’s interoperability with
                                                  the NPSBN from a technical                                  FirstNet currently anticipates that its                FirstNet anticipates including specific
                                                  perspective.                                             state plans will include timelines for                 details on security, coverage, and
                                                                                                           NPSBN buildout as ‘‘minimum legally                    quality of service in its proposed plan
                                                     However, the 47 U.S.C.                                required contents of a FirstNet plan for               for the buildout of the NPSBN in a given
                                                  1442(e)(3)(D)(i)(II) demonstration must                  a State’’ against which a state may                    state.42 This will form the basis around
                                                  include a state’s ability to ensure                      present project completion time frames                 which a state should build its
                                                  ongoing interoperability with the                        for comparison in its demonstration to                 demonstration pursuant to 47 U.S.C.
                                                  NPSBN. Thus, a state must demonstrate                    NTIA.39 Accordingly, we require that a                 1442(e)(3)(D)(iii). NTIA will compare
                                                  that its entire operation as authorized by               state’s demonstration to NTIA contain                  the security, coverage, and quality of
                                                  the FCC, insofar as it engages any RAN                   specified timelines for the completion of              service aspects of a state’s
                                                  or core elements of the NPSBN, will be                   its project as authorized by the FCC.                  demonstration to the equivalent
                                                  interoperable on an ongoing basis. For                   These timelines must be of the same                    elements and for the equivalent
                                                  this reason, a state’s demonstration must                number, nature, and type as those                      duration in FirstNet’s proposed plan for
                                                  also show how, for example, any                          presented to the state by FirstNet in its              the buildout of the NPSBN in that state.
                                                  deployable RAN components and                            proposed state plan so that identical
                                                  related applications the state intends to                                                                          With respect to coverage, we note that
                                                                                                           benchmark topics and timeframes may                    the Act requires the NPSBN to include
                                                  use will be interoperable with the                       be readily compared and assessed.
                                                  NPSBN. This demonstration must                                                                                  ‘‘substantial rural coverage milestones
                                                  include technical attributes and a plan                  D. The Cost-Effectiveness of the State                 as part of each phase of the construction
                                                  for ensuring, through staffing and                       Plan Submitted to the FCC                              and deployment of the network.’’ 43 As
                                                  resources, the ability to meet those                                                                            a result, any state with significant rural
                                                                                                              NTIA will require that a state                      areas should include substantial rural
                                                  technical imperatives. Additionally,
                                                                                                           alternative plan, as submitted by a state              coverage milestones as part of its overall
                                                  NTIA may require that a state
                                                                                                           to and approved by the FCC pursuant to                 demonstration to enable NTIA to make
                                                  demonstrate the ability to maintain
                                                                                                           the Act, is the plan at issue in this                  an appropriate rural buildout plan
                                                  ongoing interoperability with the
                                                                                                           required demonstration. We believe                     comparison between the two plans.
                                                  NPSBN from a non-technical standpoint
                                                                                                           every aspect of that plan as itemized in
                                                  and require information on planned                                                                              V. Request for Public Comment and Ex
                                                                                                           the Act—RAN construction,
                                                  RAN governance models, standard                                                                                 Parte Communications
                                                                                                           maintenance, operation, and
                                                  operating procedures, training and
                                                  exercises, and usage.                                    improvement 40—must be assessed for                       NTIA invites public comment on any
                                                                                                           cost-effectiveness for the duration of the             and all issues identified in this Notice.
                                                     As a state must show capability of                    requested authorized operation.
                                                  ‘‘ongoing’’ interoperability with the                                                                           Any non-public oral presentation to
                                                  NPSBN, a state’s demonstration must be                      In determining cost-effectiveness,                  NTIA regarding the substance of this
                                                  forward looking and illustrate how its                   NTIA may assess areas, including but                   Notice will be considered an ex parte
                                                  RAN and other network attributes will                    not limited to, the proposed federal and               presentation, and the substance of the
                                                                                                           state partner share of the RAN cost; the               meeting will be placed on the public
                                                  be interoperable with the NPSBN over
                                                                                                           value, use, and revenue return of                      record and become part of this docket.
                                                  time. Recognizing that the ongoing
                                                                                                           spectrum and other assets; and overall                 No later than two (2) business days after
                                                  aspect of interoperability will largely be
                                                                                                           financial value of the proposed plan.                  an oral presentation or meeting, an
                                                  facilitated by a state’s partner charged
                                                                                                           For example, a state plan that proposes                interested party must submit a
                                                  with constructing, operating,
                                                                                                           a ‘‘greenfield’’ build (one that does not              memorandum to NTIA summarizing the
                                                  maintaining, and improving the RAN,
                                                                                                           leverage existing infrastructure and/or a              substance of the communication. NTIA
                                                  NTIA will require that any state
                                                                                                           public-private partnership and deploys                 reserves the right to supplement the
                                                  partnership agreement ensures the RAN
                                                                                                           a network solely consisting of new                     memorandum with additional
                                                  will be interoperable with the NPSBN
                                                                                                           components) is not likely to                           information as necessary, or to request
                                                  from deployment onward. Such a
                                                                                                           demonstrate cost effectiveness.                        that the party making the filing do so,
                                                  requirement may include demonstration
                                                                                                           Additionally, the Act makes clear that a               if NTIA believes that important
                                                  of a partner’s commitment to complying
                                                                                                           nationwide buildout can provide                        information was omitted or
                                                  with FirstNet’s evolving                                                                                        characterized incorrectly. Any written
                                                  interoperability-based network policies.                 significant economies of scale across
                                                                                                           state boundaries that can leverage                     presentation provided in support of the
                                                     Further, a state’s RAN must be                        existing infrastructure when feasible                  oral communication or meeting will also
                                                  capable of interoperability with the                     and reduce the cost of NPSBN RAN                       be placed on the public record and
                                                  NPSBN as it evolves and improves                         construction in any given state or                     become part of this docket. Such ex
                                                  throughout the duration of the proposed                  territory. NTIA will take these cross-                 parte communications must be
                                                  RAN operation by the state, including                    border economies into account in the                   submitted to this docket as provided in
                                                  compliance with new or evolving                                                                                 the ADDRESSES section above and clearly
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                                                                                                           context of a state opt-out plan’s cost
                                                  network policies. Such demonstrations                    effectiveness.                                         labeled as an ex parte presentation.
                                                  should also include evidence that the                                                                           Federal entities are not subject to these
                                                  state has the funding to fulfill these                     38 See 47 U.S.C. 1442(e)(3)(D)(i)(III) (providing    procedures.
                                                  necessary elements for maintaining                       that states must demonstrate the ability to complete
                                                  ongoing interoperability as detailed in                  projects with specified timelines).                     41 See § 1442(e)(3)(D)(iii).
                                                  Section IV. B.                                             39 FirstNet Second Notice, 80 FR at 13342.            42 See FirstNet Second Notice, 80 FR at 13342.
                                                                                                             40 See 47 U.S.C. 1442(e)(3)(C)(i).                    43 47 U.S.C. 1426(b)(3).




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                                                                                  Federal Register / Vol. 81, No. 138 / Tuesday, July 19, 2016 / Notices                                                 46913

                                                    Dated: July 14, 2016.                                     (2) By hand delivery or by courier to                Agency: Corporation for National and
                                                  Lawrence E. Strickling,                                  the CNCS mailroom at Room 4200 at the                 Community Service.
                                                  Assistant Secretary for Communications and               mail address given in paragraph (1)                     Title: AmeriCorps Affiliate
                                                  Information.                                             above, between 9:00 a.m. and 4:00 p.m.                Application Instructions.
                                                  [FR Doc. 2016–17034 Filed 7–18–16; 8:45 am]              Eastern Time, Monday through Friday,                    OMB Number: None.
                                                  BILLING CODE 3510–60–P                                   except Federal holidays.                                Agency Number: None.
                                                                                                              (3) Electronically through                           Affected Public: The public affected
                                                                                                           www.regulations.gov.                                  are applicant organizations for
                                                                                                              Individuals who use a                              AmeriCorps Affiliate.
                                                  CORPORATION FOR NATIONAL AND                                                                                     Total Respondents: An estimated 20
                                                                                                           telecommunications device for the deaf
                                                  COMMUNITY SERVICE                                                                                              organizations will respond each year.
                                                                                                           (TTY–TDD) may call 1–800–833–3722
                                                                                                           between 8:00 a.m. and 8:00 p.m. Eastern                 Frequency: At most, the frequency is
                                                  Proposed Information Collection;                                                                               annual. Applications will be received
                                                  Comment Request                                          Time, Monday through Friday.
                                                                                                                                                                 and reviewed on a rolling basis up to
                                                                                                           FOR FURTHER INFORMATION CONTACT: Patti
                                                  AGENCY: Corporation for National and                                                                           three times each year. The AmeriCorps
                                                                                                           Stengel, 202–606–6745, or by email at                 Affiliate competition will result in three
                                                  Community Service.                                       pstengel@cns.gov.                                     year agreements. Applicants selected
                                                  ACTION: Notice.                                          SUPPLEMENTARY INFORMATION: CNCS is                    will also use these instructions to apply
                                                  SUMMARY:    The Corporation for National                 particularly interested in comments                   annually for continuation Education
                                                  and Community Service (CNCS), as part                    that:                                                 Awards.
                                                  of its continuing effort to reduce                          • Evaluate whether the proposed                      Average Time per Response: Averages
                                                  paperwork and respondent burden,                         collection of information is necessary                10 hours.
                                                  conducts a pre-clearance consultation                    for the proper performance of the                       Estimated Total Burden Hours: 200
                                                  program to provide the general public                    functions of CNCS, including whether                  hours.
                                                  and federal agencies with an                             the information will have practical                     Total Burden Cost (capital/startup):
                                                  opportunity to comment on proposed                       utility;                                              None.
                                                  and/or continuing collections of                            • Evaluate the accuracy of the                       Total Burden Cost (operating/
                                                                                                           agency’s estimate of the burden of the                maintenance): None.
                                                  information in accordance with the                                                                               Comments submitted in response to
                                                  Paperwork Reduction Act of 1995                          proposed collection of information,
                                                                                                           including the validity of the                         this notice will be summarized and/or
                                                  (PRA95) (44 U.S.C. 3506(c)(2)(A)). This                                                                        included in the request for Office of
                                                  program helps to ensure that requested                   methodology and assumptions used;
                                                  data can be provided in the desired                         • Enhance the quality, utility, and                Management and Budget approval of the
                                                                                                           clarity of the information to be                      information collection request; they will
                                                  format, reporting burden (time and                                                                             also become a matter of public record.
                                                  financial resources) is minimized,                       collected; and
                                                  collection instruments are clearly                          • Minimize the burden of the                         Dated: July 14, 2016.
                                                  understood, and the impact of collection                 collection of information on those who                Kim Mansaray,
                                                  requirements on respondents can be                       are expected to respond, including the                Chief of Program Operations.
                                                  properly assessed.                                       use of appropriate automated,                         [FR Doc. 2016–17048 Filed 7–18–16; 8:45 am]
                                                     Currently, CNCS is soliciting                         electronic, mechanical, or other
                                                                                                                                                                 BILLING CODE 6050–28–P
                                                  comments concerning its proposed new                     technological collection techniques or
                                                  application instructions for AmeriCorps                  other forms of information technology
                                                  Affiliate.                                               (e.g., permitting electronic submissions
                                                                                                           of responses).                                        DEPARTMENT OF DEFENSE
                                                     Brief description: Applicants for the
                                                  AmeriCorps Affiliate program will                        Background                                            Department of the Army; Corps of
                                                  submit an application following the                                                                            Engineers
                                                                                                              Applicants for the AmeriCorps
                                                  application instructions. Completion of
                                                                                                           Affiliate program provide information                 Board on Coastal Engineering
                                                  the information collection is required to
                                                                                                           through the use of the application                    Research
                                                  be considered for Education Awards. No
                                                                                                           instructions. Applicants use these
                                                  grant funding is available through                                                                             AGENCY:  Department of the Army, DoD.
                                                                                                           application instructions to submit their
                                                  AmeriCorps Affiliate.
                                                                                                           application for Education Awards. This                ACTION:Notice of Advisory Committee
                                                     Copies of the information collection
                                                                                                           program provides only designations of                 meeting.
                                                  request can be obtained by contacting
                                                                                                           positions as approved national service
                                                  the office listed in the ADDRESSES                                                                             SUMMARY:   The Department of the Army
                                                                                                           positions. CNCS may not award
                                                  section of this Notice.                                                                                        is publishing this notice to announce
                                                                                                           financial resources to applicants under
                                                  DATES: Written comments must be                          this authority. The application                       the following Federal advisory
                                                  submitted to the individual and office                   information is collected electronically               committee meeting of the Board on
                                                  listed in the ADDRESSES section by                       through the CNCS eGrants system.                      Coastal Engineering Research. This
                                                  September 19, 2016.                                                                                            meeting is open to the public.
                                                  ADDRESSES: You may submit comments,
                                                                                                           Current Action                                        DATES: The Board on Coastal
                                                  identified by the title of the information                 This is a new information collection                Engineering Research will meet from
                                                  collection activity, by any of the                       request. This new information                         8:00 a.m. to 2:30 p.m. on August 9,
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                                                  following methods:                                       collection would allow for an open                    2016, and reconvene from 8:00 a.m. to
                                                     (1) By mail sent to: Corporation for                  competition to be an AmeriCorps                       5:00 p.m. on August 10, 2016. The
                                                  National and Community Service, CPO                      Affiliate sponsor.                                    Executive Session of the Board will
                                                  Office; Attention Patti Stengel, Senior                    There are no current approved                       convene from 8:00 a.m. to 12:00 p.m. on
                                                  Program Officer for Grants and                           application instructions for the                      August 11, 2016.
                                                  Initiatives, Room 3208B; 250 E St. SW.,                  AmeriCorps Affiliate program.                         ADDRESSES: All sessions will be held at
                                                  Washington, DC 20525.                                      Type of Review: New.                                the Caribe Hilton San Cristobal Jr.


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Document Created: 2016-07-19 01:10:41
Document Modified: 2016-07-19 01:10:41
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice and request for comments.
DatesSubmit written comments on or before August 18, 2016.
ContactCarolyn Dunn, Office of Public Safety Communications, National Telecommunications and Information Administration, U.S. Department of Commerce, 1401 Constitution Avenue NW., Room 4078, Washington, DC 20230; [email protected]; (202) 482-4103. Please direct media inquiries to NTIA's Office of Public Affairs, (202) 482-7002; via email to: [email protected]
FR Citation81 FR 46907 
RIN Number0660-XC02

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