81 FR 52855 - Granting of Request for Early Termination of the Waiting Period Under the Premerger
FEDERAL TRADE COMMISSION Federal Register Volume 81, Issue 154 (August 10, 2016)
Federal Register Volume 81, Issue 154 (August 10, 2016)
| Page Range | 52855-52864 | |
| FR Document | 2016-18915 |
[Federal Register Volume 81, Number 154 (Wednesday, August 10, 2016)] [Notices] [Pages 52855-52864] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2016-18915] ----------------------------------------------------------------------- FEDERAL TRADE COMMISSION Granting of Request for Early Termination of the Waiting Period Under the Premerger Notification Rules Section 7A of the Clayton Act, 15 U.S.C. 18a, as added by Title II of the Hart-Scott- Rodino Antitrust Improvements Act of 1976, requires persons contemplating certain mergers or acquisitions to give the Federal Trade Commission and the Assistant Attorney General advance notice and to wait designated periods before consummation of such plans. Section 7A(b)(2) of the Act permits the agencies, in individual cases, to terminate this waiting period prior to its expiration and requires that notice of this action be published in the Federal Register. The following transactions were granted early termination--on the dates indicated--of the waiting period provided by law and the premerger notification rules. The listing for each transaction includes the transaction number and the parties to the transaction. The grants were made by the Federal Trade Commission and the Assistant Attorney General for the Antitrust Division of the Department of Justice. Neither agency intends to take any action with respect to these proposed acquisitions during the applicable waiting period. Early Terminations Granted ------------------------------------------------------------------------ ------------------------------------------------------------------------ April 1, 2016 thru April 30, 2016 04/01/2016 ------------------------------------------------------------------------ 20160878.................... G MBK Partners Ltd.; Doosan Infracore Co., Ltd.; MBK Partners Ltd. [[Page 52856]] 20160887.................... G Nordic Capital VIII Beta, L.P.; Genstar Capital Partners VI, L.P.; Nordic Capital VIII Beta, L.P. 20160900.................... G EMCOR Group, Inc.; Cadent Energy Partners II, L.P.; EMCOR Group, Inc. 20160901.................... G AEA Investors Fund V LP; Audax Private Equity Fund III, L.P.; AEA Investors Fund V LP. 20160903.................... G Stuart W. Lang; Checkpoint Systems, Inc.; Stuart W. Lang. 20160904.................... G Donald G. Lang; Checkpoint Systems, Inc.; Donald G. Lang. 20160905.................... G Micro Focus International plc; HGGC Fund II, L.P.; Micro Focus International plc. 20160908.................... G UACJ Corporation; Yogen Rahangdale; UACJ Corporation. 20160909.................... G AbbVie Inc.; C.H. Boehringer Sohn AG & Co. KG; AbbVie Inc. 20160921.................... G Dynegy Inc.; ENGIE S.A.; Dynegy Inc. ------------------------------------------------------------------------ 04/04/2016 ------------------------------------------------------------------------ 20160862.................... G VCA Inc.; Companion Animal Practices, North America; VCA Inc. 20160922.................... G Precision Medicine Group, Inc.; Patricia Devitt Risse; Precision Medicine Group, Inc. ------------------------------------------------------------------------ 04/05/2016 ------------------------------------------------------------------------ 20160917.................... G Nestle S.A.; Guthy-Renker Partners, Inc.; Nestle S.A. ------------------------------------------------------------------------ 04/06/2016 ------------------------------------------------------------------------ 20160875.................... G Searchlight Capital II PV, L.P.; Prospect Capital Corporation; Searchlight Capital II PV, L.P. 20160894.................... G Celtic Holdings I Limited; County Line Pharmaceuticals, LLC; Celtic Holdings I Limited. ------------------------------------------------------------------------ 04/07/2016 ------------------------------------------------------------------------ 20160105.................... G Gannett Co., Inc.; Journal Media Group, Inc; Gannett Co., Inc. 20160907.................... G TBC Offshore Ltd.; Cypress Semiconductor Corporation; TBC Offshore Ltd. ------------------------------------------------------------------------ 04/08/2016 ------------------------------------------------------------------------ 20160852.................... G Deutsche Telekom AG; Telapex, Inc.; Deutsche Telekom AG. 20160858.................... G Deutsche Telekom AG; Continuum 700 LLC; Deutsche Telekom AG. 20160859.................... G Deutsche Telekom AG; Cavalier Wireless, LLC; Deutsche Telekom AG. 20160926.................... G Alejandro Weinstein; Justin and Shila Farmer; Alejandro Weinstein. 20160931.................... G Reyes Holdings, L.L.C.; The Coca-Cola Company; Reyes Holdings, L.L.C. 20160933.................... G Jose Minski; Justin and Shila Farmer; Jose Minski. 20160942.................... G Dustin Moskovitz; Asana, Inc.; Dustin Moskovitz. 20160943.................... G Ningbo Huaxiang Electronic Co., Ltd.; Xiaofeng Zhou; Ningbo Huaxiang Electronic Co., Ltd. 20160947.................... G Kyocera Corporation; Thomas J. Haag; Kyocera Corporation. 20160955.................... G Stantec Inc.; MWH Global, Inc.; Stantec Inc. 20160965.................... G Alejandro Weinstein; Ken and Susan Whitman; Alejandro Weinstein. 20160966.................... G Jose Minski; Ken and Susan Whitman; Jose Minski. ------------------------------------------------------------------------ 04/11/2016 ------------------------------------------------------------------------ 20160946.................... G WL Ross Holding Corp.; TPG VI DE AIV II, L.P.; WL Ross Holding Corp. 20160951.................... G Wilco Acquisition, LP; ATI Physical Therapy Holdings, LLC; Wilco Acquisition, L.P. ------------------------------------------------------------------------ 04/12/2016 ------------------------------------------------------------------------ 20151212.................... G Iron Mountain Incorporated; Recall Holdings Limited; Iron Mountain Incorporated. ------------------------------------------------------------------------ 04/13/2016 ------------------------------------------------------------------------ 20160932.................... G Pinnacle Entertainment, Inc.; Cannery Casino Resorts, LLC; Pinnacle Entertainment, Inc. 20160936.................... G Terawatt Holdings, LP; Dynegy Inc.; Terawatt Holdings, L.P. 20160945.................... G Harbert Power Fund V, LLC; LS Power Equity Partners II, L.P.; Harbert Power Fund V, LLC. 20160950.................... G EQT VII (No. 1) Limited Partnership; D2 ApS; EQT VII (No. 1) Limited Partnership. ------------------------------------------------------------------------ 04/15/2016 ------------------------------------------------------------------------ 20160924.................... G Allscripts Healthcare Solutions, Inc.; Genstar Capital Partners V, L.P.; Allscripts Healthcare Solutions, Inc. 20160929.................... G Fiera Capital Corporation; Nitin Kumbhani; Fiera Capital Corporation. 20160959.................... G Terrence Cole; Enhanced Equity Fund, L.P.; Terrence Cole. 20160960.................... G Mark Steinberg; Enhanced Equity Fund, L.P.; Mark Steinberg. 20160968.................... G Ally Financial Inc.; TradeKing Group, Inc.; Ally Financial Inc. 20160975.................... G Steve S. Hong; Ennis, Inc.; Steve S. Hong. ------------------------------------------------------------------------ 04/18/2016 ------------------------------------------------------------------------ 20160785.................... G PBF Energy Inc.; Plains All American Pipeline, L.P.; PBF Energy Inc. 20160949.................... G CHRISTUS Health; Trinity Mother Frances Health System; CHRISTUS Health. 20160992.................... G Oskar Blues Brewery Holding Co LLC; Joseph Jay Michael Redner; Oskar Blues Brewery Holding Co LLC. ------------------------------------------------------------------------ [[Page 52857]] 04/19/2016 ------------------------------------------------------------------------ 20160948.................... G Godrej & Boyce Manufacturing Company Limited; Strength of Nature, LLC; Godrej & Boyce Manufacturing Company Limited. ------------------------------------------------------------------------ 04/20/2016 ------------------------------------------------------------------------ 20160919.................... G Starboard Leaders Fund LP; Yahoo! Inc.; Starboard Leaders Fund LP. 20160935.................... G Nasdaq, Inc.; Deutsche Borse AG; Nasdaq, Inc. 20160937.................... G Mercury Systems, Inc.; Microsemi Corporation; Mercury Systems, Inc. 20160952.................... G Markit Ltd.; IHS Inc.; Markit Ltd. 20160953.................... G SA Compagnie Industrielle de Delle; Alcoa, Inc.; SA Compagnie Industrielle de Delle. 20160954.................... G TransCanada Corporation; Dominion Resources, Inc; TransCanada Corporation. 20160961.................... G NVLX Holdings, LLC; Carl A. Allen; NVLX Holdings, LLC. ------------------------------------------------------------------------ 04/21/2016 ------------------------------------------------------------------------ 20160930.................... G KKR North America Fund XI, L.P.; Marvell Technology Group Ltd.; KKR North America Fund XI, L.P. ------------------------------------------------------------------------ 04/22/2016 ------------------------------------------------------------------------ 20160974.................... G International Business Machines Corporation; RLH Bluewolf Holding LLC; International Business Machines Corporation. 20160994.................... G Halyard Health, Inc.; Linden Capital Partners LP; Halyard Health, Inc. 20160996.................... G CEB Inc.; Leeds Equity Partners V, L.P.; CEB Inc. 20160998.................... G Sheser Creek Company LLC; Single Source, Inc.; Sheser Creek Company LLC. 20161005.................... G Foundation Capital V, L.P.; Venafi, Inc.; Foundation Capital V, L.P. 20161008.................... G Richard G. Haworth; Janice Kercham Feldman; Richard G. Haworth. 20161009.................... G Steel Partners Holdings, L.P.; SL Industries, Inc.; Steel Partners Holdings, L.P. 20161013.................... G Legrand S.A.; Michael K. Moore; Legrand S.A. 20161015.................... G The Yokohama Rubber Co., Ltd.; KKR Asian Fund L.P.; The Yokohama Rubber Co., Ltd. 20161017.................... G Coast Range Buyer, LLC; Campbell Timber Fund II, L.P.; Coast Range Buyer, LLC. ------------------------------------------------------------------------ 04/25/2016 ------------------------------------------------------------------------ 20160928.................... G Oak Hill Capital Partners IV (Onshore), L.P.; Riverside Fund IV, LP; Oak Hill Capital Partners IV (Onshore), L.P. 20160940.................... G Rosa Anna Magno Garavoglia; Societe des Produits Marnier-Lapostolle; Rosa Anna Magno Garavoglia. 20160962.................... G Arsenal Capital Partners III LP; Robert Marc Skalla; Arsenal Capital Partners III LP. 20160963.................... G Arsenal Capital Partners III LP; Russell Eugene Skalla; Arsenal Capital Partners III LP. 20160967.................... G ABRY Partners VIII, L.P.; Cerca Acquisitions I, LLC; ABRY Partners VIII, L.P. ------------------------------------------------------------------------ 04/26/2016 ------------------------------------------------------------------------ 20160972.................... G Nasdaq, Inc.; BoardVantage, Inc.; Nasdaq, Inc. ------------------------------------------------------------------------ 04/28/2016 ------------------------------------------------------------------------ 20160938.................... G Coherent, Inc.; Rofin-Sinar Technologies Inc.; Coherent, Inc. 20160980.................... G Compagnie De Saint-Gobain; Schenker-Winkler Holding AG; Compagnie De Saint- Gobain. 20161012.................... G Brocade Communications Systems, Inc.; Ruckus Wireless, Inc.; Brocade Communications Systems, Inc. ------------------------------------------------------------------------ 04/29/2016 ------------------------------------------------------------------------ 20161000.................... G FinTech Acquisition Corp.; FTVentures III, L.P.; FinTech Acquisition Corp. 20161043.................... G Corning Incorporated; Alliance Fiber Optic Products, Inc.; Corning Incorporated. ------------------------------------------------------------------------ May 1, 2016 thru May 31, 2016 05/03/2016 ------------------------------------------------------------------------ 20161006.................... G Al Global Investments & Cy SCA; Nuplex Industries Limited; Al Global Investments & Cy SCA. 20161014.................... G Providence Equity Partners VII USRPHC L.P.; EdgeConnex, Inc.; Providence Equity Partners VII USRPHC L.P. 20161032.................... G Peak Rock Capital Fund LP; Hormel Foods Corporation; Peak Rock Capital Fund LP. 20161045.................... G BBH Capital Partners QP IV, L.P.; EdgeConnex, Inc.; BBH Capital Partners QP IV, L.P. ------------------------------------------------------------------------ 05/06/2016 ------------------------------------------------------------------------ 20160971.................... G Berwind Corporation; Mangar Industries, Inc.; Berwind Corporation. 20161004.................... G Nippon Telegraph and Telephone Corporation; Denali Holding Inc.; Nippon Telegraph and Telephone Corporation. 20161020.................... G Tsinghua Holdings Co., Ltd.; Marvell Technology Group Ltd.; Tsinghua Holdings Co., Ltd. 20161030.................... G KBHS Group Holdings, LLC; American Capital, Ltd.; KBHS Group Holdings, LLC. 20161039.................... G Riverstone/Carlyle Global Energy and Power Fund IV (FT), L.P; Sanjel Corporation; Riverstone/ Carlyle Global Energy and Power Fund IV (FT), L.P. 20161040.................... G Riverstone Global Energy and Power Fund VI, L.P.; Sanjel Corporation; Riverstone Global Energy and Power Fund VI, L.P. ------------------------------------------------------------------------ [[Page 52858]] 05/09/2016 ------------------------------------------------------------------------ 20160856.................... G United Natural Foods, Inc.; David H. Anderson, Sr.; United Natural Foods, Inc. 20161052.................... G Restoration Hardware Holdings, Inc.; Design Investors WW Acquisition Company, LLC; Restoration Hardware Holdings, Inc. 20161055.................... G AXA LBO Fund V Supplementary FPCI; Halifax Capital Partners III, L.P.; AXA LBO Fund V Supplementary FPCI. 20161056.................... G Blackstone Capital Partners (Cayman II) VI L.P.; Hewlett Packard Enterprise Co.; Blackstone Capital Partners (Cayman II) VI L.P. 20161057.................... G Roger S. Penske; Francis I. McGowen; Roger S. Penske. 20161058.................... G Blue Sea Capital Fund I LP; NSi Holdings, Inc.; Blue Sea Capital Fund I LP. 20161059.................... G Merit Energy Investments, LP; Marathon Oil Corporation; Merit Energy Investments, LP. 20161060.................... G Merit 2014 MMGI, LP; Marathon Oil Corporation; Merit 2014 MMGI, LP. 20161061.................... G Assured Guaranty Ltd.; CIFG Holding Inc.; Assured Guaranty Ltd. 20161067.................... G Glenn B. Cooke; Paine & Partners Capital Fund III AIV, L.P.; Glenn B. Cooke. 20161069.................... G Now Inc.; Tony S. Cercy; Now Inc. 20161070.................... G Unum Group; H&J Capital, LLC; Unum Group. 20161075.................... G Hennessy Capital Acquisition Corp. II; USI Senior Holdings, Inc.; Hennessy Capital Acquisition Corp. II. ------------------------------------------------------------------------ 05/10/2016 ------------------------------------------------------------------------ 20160888.................... G McKesson Corporation; Frazier Healthcare VI, L.P.; McKesson Corporation. 20161010.................... G Century Tokyo Leasing Corporation; CSI Leasing, Inc.; Century Tokyo Leasing Corporation. 20161026.................... G Thomas M. Rutledge; CCH I, LLC; Thomas M. Rutledge. 20161065.................... G Ford Motor Company; EMC Corporation; Ford Motor Company. 20161084.................... G GP Investments Acquisition Corp.; WKI Holding Company, Inc.; GP Investments Acquisition Corp. ------------------------------------------------------------------------ 05/12/2016 ------------------------------------------------------------------------ 20161028.................... G JANA Offshore Partners, Ltd.; Team Health Holdings, Inc.; JANA Offshore Partners, Ltd. 20161029.................... G JANA Nirvana Offshore Fund, Ltd.; Team Health Holdings, Inc.; JANA Nirvana Offshore Fund, Ltd. ------------------------------------------------------------------------ 05/13/2016 ------------------------------------------------------------------------ 20160999.................... G Kestra Financial Holdings LP; Madison Dearborn Capital Partners VI-A, L.P.; Kestra Financial Holdings LP. 20161047.................... G Huatai Securities Co., Ltd.; AqGen Liberty Holdings LLC; Huatai Securities Co., Ltd. 20161048.................... G Allergan plc; Sosei Group Corporation; Allergan plc. 20161094.................... G Linsalata Capital Partners Fund VI, L.P.; Eliezer Elbaz; Linsalata Capital Partners Fund VI, L.P. 20161095.................... G Linsalata Capital Partners Fund VI, L.P.; Sol Bonan; Linsalata Capital Partners Fund VI, L.P. 20161100.................... G Genstar Capital Partners VII, L.P.; Windjammer Senior Equity Fund III, L.P.; Genstar Capital Partners VII, L.P. 20161105.................... G ABRY Partners VIII, L.P.; Oliver Street Dermatology Holdings, LLC; ABRY Partners VIII, L.P. 20161112.................... Y Polaris Investment Holdings, L.P.; MPH Acquisition Holdco, L.P.; Polaris Investment Holdings, L.P. 20161114.................... G Mitel Networks Corporation; Polycom, Inc.; Mitel Networks Corporation. ------------------------------------------------------------------------ 05/16/2016 ------------------------------------------------------------------------ 20161031.................... G State Street Corporation; General Electric Company; State Street Corporation. 20161106.................... G Stichting Administratiekantoor Westend; Clearlake Capital Partners III, L.P.; Stichting Administratiekantoor Westend. 20161131.................... G GI Partners Fund IV L.P.; Far Niente Wine Estates LLC; GI Partners Fund IV L.P. ------------------------------------------------------------------------ 05/17/2016 ------------------------------------------------------------------------ 20160964.................... G TransCanada Corporation; Columbia Pipeline Group, Inc.; TransCanada Corporation. 20161035.................... G Mr. Tianqiao Chen and Ms. Chrissy Qian Qian Luo; Sotheby's; Mr. Tianqiao Chen and Ms. Chrissy Qian Qian Luo. 20161053.................... G The Hearst Family Trust; Complex Media, Inc.; The Hearst Family Trust. 20161054.................... G Verizon Communications Inc.; Complex Media, Inc.; Verizon Communications Inc. 20161092.................... G SES S.A.; O3b Networks Limited; SES S.A. 20161097.................... G Kelso Hammer Co-Investment, L.P.; Carolyn A. Swanson; Kelso Hammer Co- Investment, L.P. 20161102.................... G Oracle Corporation; Opower, Inc.; Oracle Corporation. 20161107.................... G Tokyo Electric Power Company Holdings, Incorporated; JERA Co., Inc.; Tokyo Electric Power Company Holdings, Incorporated. 20161113.................... G Marlin IV Cayman AIV, L.P.; Teradata Corporation; Marlin IV Cayman AIV, L.P. 20161125.................... G LANXESS AG; The Chemours Company; LANXESS AG. ------------------------------------------------------------------------ 05/18/2016 ------------------------------------------------------------------------ 20161108.................... G Investindustrial V, L.P.; Investindustrial III, L.P.; Investindustrial V, L.P. 20161111.................... G Investindustrial V, L.P.; Reichhold Cayman LP; Investindustrial V, L.P. ------------------------------------------------------------------------ 05/19/2016 ------------------------------------------------------------------------ 20161068.................... G Cardinal Health Inc.; Curaspan Health Group, Inc.; Cardinal Health Inc. 20161076.................... G Rexnord Corporation; Industrial Growth Partners IV, L.P.; Rexnord Corporation. 20161081.................... G Omnicom Group Inc.; Southfield BioPharm Investment, LLC; Omnicom Group Inc. 20161085.................... G Zhuhai Hengxin Fengye Technology LLC; Lexmark International, Inc.; Zhuhai Hengxin Fengye Technology LLC. 20161109.................... G Gildan Activewear Inc.; Ennis, Inc.; Gildan Activewear Inc. [[Page 52859]] 20161118.................... G TPG Partners VI, L.P.; Endo International plc; TPG Partners VI, L.P. 20161127.................... G Seven & i Holdings Co., Ltd.; CST Brands, Inc.; Seven & i Holdings Co., Ltd. ------------------------------------------------------------------------ 05/20/2016 ------------------------------------------------------------------------ 20161103.................... G The Veritas Capital Fund V, L.P.; Verisk Analytics, Inc.; The Veritas Capital Fund V, L.P. 20161115.................... G Oracle Corporation; Textura Corporation; Oracle Corporation. 20161129.................... G Stabilus S.A.; AB SKF; Stabilus S.A. 20161130.................... G Todd L. Boehly; Eldridge Investors, LLC; Todd L. Boehly. 20161134.................... G Genstar Capital Partners VII, L.P.; IHS Inc.; Genstar Capital Partners VII, L.P. 20161135.................... G Vonage Holdings Corp.; Nexmo Inc.; Vonage Holdings Corp. 20161141.................... G Hormel Foods Corporation; Justin's, LLC; Hormel Foods Corporation. 20161142.................... G RoundTable Healthcare Partners IV, L.P.; Symmetry Surgical Inc.; RoundTable Healthcare Partners IV, L.P. 20161144.................... G Clayton, Dubilier & Rice Fund IX, L.P.; Kalle Luxembourg S.a.r.l.; Clayton, Dubilier & Rice Fund IX, L.P. 20161150.................... G Sinocare Inc.; Polymer Technology Systems, Inc.; Sinocare Inc. 20161167.................... G Nippon Steel & Sumitomo Metal Corporation; Nisshin Steel Co., Ltd.; Nippon Steel & Sumitomo Metal Corporation. ------------------------------------------------------------------------ 05/23/2016 ------------------------------------------------------------------------ 20161110.................... G Francisco Partners III (Cayman), L.P.; Brambles Limited; Francisco Partners III (Cayman), L.P. 20161140.................... G QMP Insurance Holdings, LLC; Old National Bancorp; QMP Insurance Holdings, LLC. ------------------------------------------------------------------------ 05/24/2016 ------------------------------------------------------------------------ 20161087.................... G Energy Capital Partners III- A, LP; Sunnova Energy Corporation; Energy Capital Partners III-A, LP. 20161137.................... G One Rock Capital Partners, LP; Chevron Corporation; One Rock Capital Partners, LP. ------------------------------------------------------------------------ 05/25/2016 ------------------------------------------------------------------------ 20161088.................... G AbbVie Inc.; Stemcentrx, Inc.; AbbVie Inc. 20161090.................... G Brian Slingerland and Emily Paige Adams; AbbVie Inc.; Brian Slingerland and Emily Paige Adams. 20161091.................... G Scott J. Dylla and Melodie Dylla; AbbVie Inc.; Scott J. Dylla and Melodie Dylla. 20161151.................... G Clearlake Capital Partners IV, L.P.; Thoma Cressey Fund VIII, L.P.; Clearlake Capital Partners IV, L.P. 20161161.................... G EQT Infrastructure II Limited Partnership; Littlejohn Fund IV, L.P.; EQT Infrastructure II Limited Partnership. ------------------------------------------------------------------------ 05/26/2016 ------------------------------------------------------------------------ 20161062.................... G Glen A. Taylor; Staples Inc.; Glen A. Taylor. 20161139.................... G U.S. TelePacific Holdings Corp.; DSCI Holdings Corporation; U.S. TelePacific Holdings Corp. ------------------------------------------------------------------------ 05/27/2016 ------------------------------------------------------------------------ 20161064.................... G Apax VIII-B L.P.; Accenture plc; Apax VIII-B L.P. 20161072.................... G XIO Fund I LP; S&P Global Inc.; XIO Fund I LP. 20161173.................... G L.S. Power Equity Partners III, L.P.; NRG Energy, Inc.; L.S. Power Equity Partners III, L.P. 20161175.................... G Michael F. Neidorff; Centene Corporation; Michael F. Neidorff. 20161177.................... G Clayton Dubilier & Rice Fund IX, L.P.; Brynwood Partners VI L.P.; Clayton Dubilier & Rice Fund IX, L.P. 20161182.................... G Carl C. Icahn; Allergan plc; Carl C. Icahn. 20161183.................... G Spire Inc.; Sempra Energy; Spire Inc. ------------------------------------------------------------------------ June 1, 2016 thru June 30, 2016 06/01/2016 ------------------------------------------------------------------------ 20161155.................... G Aon plc; Onex Partners III LP; Aon plc. 20161188.................... G Sinochem Group; American Securities Partners VI, L.P.; Sinochem Group. 20161189.................... G Olympus Growth Fund VI, L.P.; Road Infrastructure Investment Holdings, Inc.; Olympus Growth Fund VI, L.P. 20161198.................... G FS Equity Partners VII, L.P.; Audax Private Equity Fund III, L.P.; FS Equity Partners VII, L.P. ------------------------------------------------------------------------ 06/02/2016 ------------------------------------------------------------------------ 20161063.................... G Hainan Cihang Charitable Foundation; Ingram Micro Inc.; Hainan Cihang Charitable Foundation. 20161096.................... G Great Hill Equity Partners V, L.P.; EvolveIP Holdings, LLC; Great Hill Equity Partners V, L.P. 20161126.................... G Ironwood Pharmaceuticals, Inc.; AstraZeneca PLC; Ironwood Pharmaceuticals, Inc. 20161203.................... G Energizer Holdings, Inc.; Trivest Fund V, L.P.; Energizer Holdings, Inc. ------------------------------------------------------------------------ 06/03/2016 ------------------------------------------------------------------------ 20161146.................... G Hitachi, Ltd.; Jeffrey D. Cowan; Hitachi, Ltd. 20161147.................... G Hitachi, Ltd.; Gregory E. Larson; Hitachi, Ltd. 20161185.................... G BDCM Opportunity Fund IV, L.P.; Investindustrial V, L.P.; BDCM Opportunity Fund IV, L.P. 20161197.................... G Thomas Jefferson University; Rothman Specialty Hospital Investment, LLC; Thomas Jefferson University. ------------------------------------------------------------------------ 06/06/2016 ------------------------------------------------------------------------ 20161156.................... G Global Eagle Entertainment Inc.; ABRY Partners VII, L.P.; Global Eagle Entertainment Inc. [[Page 52860]] 20161164.................... G Mylan N.V.; RoundTable Healthcare Partners III, L.P.; Mylan N.V. 20161174.................... G Corvex Master Fund LP; Pandora Media, Inc.; Corvex Master Fund LP. 20161201.................... G General Atlantic Partners (Bermuda) III, L.P.; Argus Media Limited; General Atlantic Partners (Bermuda) III, L.P. 20161204.................... G Dr. Guanqiu Lu; The Superior Fund, L.P.; Dr. Guanqiu Lu. 20161209.................... G TransDigm Group Incorporated; Mr. Clifford Lane; TransDigm Group Incorporated. 20161210.................... G Magellan Health, Inc.; Armed Forces Services Corporation; Magellan Health, Inc. 20161211.................... G Snow Phipps II AIV, L.P.; BVIP Fund VIII, L.P.; Snow Phipps II AIV, L.P. 20161213.................... G Melinda K. Holman; Gregory A. Goodwin; Melinda K. Holman. 20161214.................... G California Credit Union; North Island Financial Credit Union; California Credit Union. 20161225.................... G HNVR Jerseyco Limited; TUI AG; HNVR Jerseyco Limited. 20161226.................... G Pfizer Inc.; Anacor Pharmaceuticals, Inc.; Pfizer Inc. 20161232.................... G Permira V L.P. 2; Yoshimune Noda; Permira V L.P. 2. 20161236.................... G Carlisle Companies Incorporated; A. Bruce Mainwaring; Carlisle Companies Incorporated. 20161244.................... G Madison Dearborn Capital Partners VII-A, L.P.; PHW Equity Investors, L.P.; Madison Dearborn Capital Partners VII-A, L.P. ------------------------------------------------------------------------ 06/07/2016 ------------------------------------------------------------------------ 20161170.................... G OSI Group, LLC; Creo Capital Partners, LP; OSI Group, LLC. 20161239.................... G New Mountain Partners IV, L.P.; PG-ACP Holdings, L.P.; New Mountain Partners IV, L.P. ------------------------------------------------------------------------ 06/10/2016 ------------------------------------------------------------------------ 20161171.................... G Elliott Associates, L.P.; Mitel Networks Corporation; Elliott Associates, L.P. 20161248.................... G The Goldman Sachs Group Inc.; Mosley Holdings, Inc.; The Goldman Sachs Group Inc. 20161252.................... G Total S.A.; Saft Groupe S.A.; Total S.A. 20161254.................... G Softbank Group Corp.; Genie Global, Inc.; Softbank Group Corp. 20161255.................... G Softbank Group Corp.; The Kroger Co.; Softbank Group Corp. 20161258.................... G DeVry Education Group Inc.; Alert Global Media Holdings, LLC; DeVry Education Group Inc. 20161262.................... G Genstar Capital Partners VI, L.P.; FactSet Research Systems Inc.; Genstar Capital Partners VI, L.P. ------------------------------------------------------------------------ 06/13/2016 ------------------------------------------------------------------------ 20161168.................... G Valline S.r.l.; The Medicines Company; Valline S.r.l. 20161260.................... G ANRP II (AIV P), L.P.; Dale Brown; ANRP II (AIV P), L.P. 20161261.................... G ANRP II (AIV P), L.P.; Cary Brown; ANRP II (AIV P), L.P. 20161263.................... G Dental Service of Massachusetts, Inc.; Advantage Consolidated, LLC; Dental Service of Massachusetts, Inc. ------------------------------------------------------------------------ 06/14/2016 ------------------------------------------------------------------------ 20160562.................... G GTCR Fund X/A AIV LP; UBM plc; GTCR Fund X/A AIV LP. 20161163.................... G BVIP Fund VIII, L.P.; Keith A. Stinson; BVIP Fund VIII, L.P. 20161165.................... G BVIP Fund VIII, L.P.; Glenn F. Stinson; BVIP Fund VIII, L.P. 20161196.................... G Nanya Technology Corporation; Micron Technology, Inc.; Nanya Technology Corporation. 20161217.................... G Agnaten SE; Krispy Kreme Doughnuts, Inc.; Agnaten SE. 20161257.................... G KBR, Inc.; Wyle Inc.; KBR, Inc. 20161259.................... G BDCM Opportunity Fund III, L.P.; Investindustrial V L.P.; BDCM Opportunity Fund III, L.P. 20161269.................... G C-III Partners LLC; Resource America, Inc.; C- III Partners LLC. ------------------------------------------------------------------------ 06/15/2016 ------------------------------------------------------------------------ 20161229.................... G AT&T Inc.; MDCP VI-A Global Investments LP; AT&T Inc. ------------------------------------------------------------------------ 06/16/2016 ------------------------------------------------------------------------ 20161186.................... G Sequential Brands Group, Inc.; Jirka Rysavy; Sequential Brands Group, Inc. 20161218.................... G Providence Equity Partners VII OEConnection L.P.; Ford Motor Company; Providence Equity Partners VII OEConnection L.P. 20161219.................... G Providence Equity Partners VII OEConnection L.P.; General Motors Company; Providence Equity Partners VII OEConnection L.P. ------------------------------------------------------------------------ 06/17/2016 ------------------------------------------------------------------------ 20160092.................... G Heidelberg Cement AG; Italcementi S.p.A.; Heidelberg Cement AG. 20161190.................... G Energy Transfer Equity, L.P.; DCP Midstream Partners, LP; Energy Transfer Equity, L.P. 20161267.................... G Stichting Administratiekantoor Westend; Thrive Market, Inc.; Stichting Administratiekantoor Westend. 20161271.................... G Range Resources Corporation; Memorial Resource Development Corp.; Range Resources Corporation. 20161273.................... G Newco; Frazier Healthcare (Cayman) VI, L.P.; Newco. 20161274.................... G Interogo Foundation; Stichting Ingka Foundation; Interogo Foundation. 20161276.................... G Francisco Partners IV, L.P.; Sanjeev Malaney; Francisco Partners IV, L.P. 20161277.................... G Cargill Incorporated; Five Star Custom Foods, Ltd.; Cargill Incorporated. 20161281.................... G PAI Europe VI-1 FCPI; EQT VI (No.1) Limited Partnership; PAI Europe VI- 1 FCPI. 20161283.................... G Border States Industries, Inc.; William E. DeLoache, III; Border States Industries, Inc. 20161287.................... G salesforce.com, inc.; Demandware, Inc.; salesforce.com, inc. 20161292.................... G Shiseido Company, Limited; Richard M. DeVos; Shiseido Company, Limited. [[Page 52861]] 20161293.................... G Shiseido Company, Limited; Voting Shares Trust; Shiseido Company, Limited. 20161299.................... G FS Equity Partners VII, L.P.; Roark Capital Partners, LP; FS Equity Partners VII, L.P. 20161306.................... G Telhio Credit Union, Inc.; Chaco Credit Union, Inc.; Telhio Credit Union, Inc. ------------------------------------------------------------------------ 06/20/2016 ------------------------------------------------------------------------ 20161181.................... G Comcast Corporation; Jeffrey Katzenberg; Comcast Corporation. 20161246.................... G MTY Food Group Inc.; Sam and Clara Serruya; MTY Food Group Inc. 20161291.................... G Clayton Dubilier & Rice Fund IX, L.P.; White Mountains Insurance Group Ltd.; Clayton Dubilier & Rice Fund IX, L.P. ------------------------------------------------------------------------ 06/21/2016 ------------------------------------------------------------------------ 20161265.................... G Clayton, Dubilier & Rice Fund IX, L.P.; Lineage Investments, Inc.; Clayton, Dubilier & Rice Fund IX, L.P. 20161282.................... G Bain Capital Fund XI, L.P.; Navicure, Inc.; Bain Capital Fund XI, L.P. 20161296.................... G FREIF II Bravo AIV L.P.; Plains All American Pipeline, L.P.; FREIF II Bravo AIV L.P. 20161297.................... G General Electric Company; Plains All American Pipeline, L.P.; General Electric Company. ------------------------------------------------------------------------ 06/22/2016 ------------------------------------------------------------------------ 20161215.................... G Starboard Value and Opportunity Fund Ltd.; Staples, Inc.; Starboard Value and Opportunity Fund Ltd. 20161253.................... G NICE Systems, Ltd.; inContact, Inc.; NICE Systems, Ltd. 20161264.................... G Thoma Bravo Discover Fund, L.P.; TA XI L.P.; Thoma Bravo Discover Fund, L.P. 20161266.................... G Golden Gate Capital Opportunity Fund LP; Paul A. Nazzaro; Golden Gate Capital Opportunity Fund LP. 20161272.................... G Thoma Bravo Discover Fund, L.P.; Elemica, Inc.; Thoma Bravo Discover Fund, L.P. 20161284.................... G Vista Equity Partners Fund VI, L.P.; Marketo, Inc.; Vista Equity Partners Fund VI, L.P. 20161288.................... G Vista Equity Partners Fund VI, L.P.; Ping Identity Corporation; Vista Equity Partners Fund VI, L.P. 20161295.................... G Accel-KKR Capital Partners V, LP; SciQuest, Inc.; Accel-KKR Capital Partners V, LP. ------------------------------------------------------------------------ 06/23/2016 ------------------------------------------------------------------------ 20161300.................... G Platinum Equity Capital Partners III, L.P.; Electro Rent Corporation; Platinum Equity Capital Partners III, L.P. 20161301.................... G PPG Industries, Inc.; Platinum Equity Capital Partners III, L.P.; PPG Industries, Inc. ------------------------------------------------------------------------ 06/24/2016 ------------------------------------------------------------------------ 20161249.................... G Pamlico Capital III, L.P.; Kenneth A. Barnett; Pamlico Capital III, L.P. 20161302.................... G Thermo Fisher Scientific Inc.; FEI Company; Thermo Fisher Scientific Inc. 20161304.................... G Zimmer Biomet Holdings, Inc.; LDR Holding Corporation; Zimmer Biomet Holdings, Inc. 20161307.................... G Veolia Environnement S.A.; The Chemours Company; Veolia Environnement S.A. 20161308.................... G Platinum Equity Capital Partners III, L.P.; ConAgra Foods, Inc.; Platinum Equity Capital Partners III, L.P. 20161317.................... G The Resolute Fund III, L.P.; PA-LLC Holdings, LLC; The Resolute Fund III, L.P. 20161318.................... Y Wind Point Partners VIII-A, L.P.; LongueVue Capital Partners II, LP; Wind Point Partners VIII-A, L.P. 20161319.................... G The Resolute Fund III, L.P.; Yaron Rosenthal; The Resolute Fund III, L.P. 20161323.................... G FMC Technologies, Inc.; Technip S.A.; FMC Technologies, Inc. 20161324.................... G Technip S.A.; FMC Technologies, Inc.; Technip S.A. 20161328.................... G Olympus Growth Fund VI, L.P.; AmSpec Holding Corp; Olympus Growth Fund VI, L.P. 20161329.................... G Deutsche Telekom AG; AT&T Inc.; Deutsche Telekom AG. 20161330.................... G Symrise AG; Timothy J. Gamble; Symrise AG. 20161331.................... G Riverstone Global Energy and Power Fund V (FT), L.P.; Talen Energy Corporation; Riverstone Global Energy and Power Fund V (FT), L.P. ------------------------------------------------------------------------ 06/27/2016 ------------------------------------------------------------------------ 20161313.................... G Dr. h.c. Friede Springer; eMarketer, Inc.; Dr. h.c. Friede Springer. ------------------------------------------------------------------------ 06/28/2016 ------------------------------------------------------------------------ 20161314.................... G Hardwoods Distribution Inc.; David Hughes; Hardwoods Distribution Inc. 20161338.................... G SCI Associates LLC; Platinum Equity Capital Partners II; SCI Associates LLC. ------------------------------------------------------------------------ 06/29/2016 ------------------------------------------------------------------------ 20161316.................... G Project Alpha Holding, LLC; Qlik Technologies Inc.; Project Alpha Holding, LLC. 20161325.................... G GTCR Fund XI/B LP; Serent Capital, L.P.; GTCR Fund XI/B LP. ------------------------------------------------------------------------ 06/30/2016 ------------------------------------------------------------------------ 20161132.................... G Berkshire Hathaway Inc.; Shultz Steel Company; Berkshire Hathaway Inc. 20161270.................... G Mednax, Inc.; Cardon Healthcare Holdings, LLC; Mednax, Inc. 20161280.................... G Sierra Private Investments L.P.; Xura, Inc.; Sierra Private Investments L.P. 20161315.................... G Open Text Corporation; Recommind, Inc.; Open Text Corporation. 20161320.................... G World Fuel Services Corporation; Associated Petroleum Products, Inc.; World Fuel Services Corporation. 20161326.................... G Roark Capital Partners III LP; Roark Capital Partners II AIV AG, LP; Roark Capital Partners III LP. 20161327.................... G Roark Capital Partners II AIV AG, LP; Roark Capital Partners III LP; Roark Capital Partners II AIV AG, LP. 20161345.................... G Old Mutual plc; LMRK Intermediary, Inc.; Old Mutual plc. ------------------------------------------------------------------------ [[Page 52862]] July 1, 2016 thru July 31, 2016 07/01/2016 ------------------------------------------------------------------------ 20161279.................... G General Atlantic Partners 93, L.P.; TA XI L.P.; General Atlantic Partners 93, L.P. 20161336.................... G Shire plc; Pfizer Inc.; Shire plc. 20161348.................... G Par Pacific Holdings, Inc.; Black Elk Refining, LLC; Par Pacific Holdings, Inc. 20161355.................... G Terumo Corporation; Sequent Medical, Inc.; Terumo Corporation. 20161361.................... G Hainan Cihang Charitable Foundation; gategroup Holding AG; Hainan Cihang Charitable Foundation. 20161362.................... G Oaktree Power Opportunities Fund IV, L.P.; Ronald P. Corio; Oaktree Power Opportunities Fund IV, L.P. ------------------------------------------------------------------------ 07/06/2016 ------------------------------------------------------------------------ 20161278.................... G Ares Capital Corporation; American Capital, Ltd.; Ares Capital Corporation. 20161349.................... G Genstar Capital Partners VI, L.P.; William W. McNeal, Jr.; Genstar Capital Partners VI, L.P. 20161352.................... G Pirlo Energy Holdings, LLC; WDE Partners, LP; Pirlo Energy Holdings, LLC. 20161373.................... G Audax Private Equity Fund V- A, L.P.; Chesapeake Urology Associated, P.A.; Audax Private Equity Fund V-A, L.P. ------------------------------------------------------------------------ 07/07/2016 ------------------------------------------------------------------------ 20161351.................... G Genstar Capital Partners VI, L.P.; Joseph M. Abbott; Genstar Capital Partners VI, L.P. 20161366.................... G Douglas Dynamics, Inc.; Peter Paul Dejana Family Trust dated 12/31/98; Douglas Dynamics, Inc. 20161374.................... G Randstad Holding nv; Ausy S.A.; Randstad Holding nv. ------------------------------------------------------------------------ 07/08/2016 ------------------------------------------------------------------------ 20161098.................... G RELX PLC; Alert Holding Company, Inc.; RELX PLC. 20161099.................... G RELX NV; Alert Holding Company, Inc.; RELX NV. 20161157.................... G TiVo Inc.; Rovi Corporation; TiVo Inc. 20161158.................... G Rovi Corporation; TiVo Inc.; Rovi Corporation. 20161363.................... G Hamilton Lane Co-Investment Fund II L.P.; Kelly Julius; Hamilton Lane Co- Investment Fund II L.P. 20161372.................... G Gryphon Partners IV, L.P.; Lawler Foods, Inc.; Gryphon Partners IV, L.P. ------------------------------------------------------------------------ 07/11/2016 ------------------------------------------------------------------------ 20161368.................... G BioScrip, Inc.; KRG Capital Fund IV, L.P.; BioScrip, Inc. 20161369.................... G UnitedHealth Group, Incorporated; Riverside Pediatric Group, P.C.; UnitedHealth Group, Incorporated. 20161387.................... G Audax Private Equity Fund V- A, L.P.; AEA Investors 2006 Fund L.P.; Audax Private Equity Fund V-A, L.P. 20161392.................... G Contura Energy, Inc.; Alpha Natural Resources, Inc.; Contura Energy, Inc. 20161397.................... G Sentinel Capital Partners V, L.P.; Levine Leichtman Capital Partners IV, L.P.; Sentinel Capital Partners V, L.P. 20161401.................... G Dentsu Inc.; Pegasus Partners IV, L.P.; Dentsu Inc. ------------------------------------------------------------------------ 07/13/2016 ------------------------------------------------------------------------ 20161395.................... G Ronald O. Perelman; Elizabeth Arden, Inc.; Ronald O. Perelman. 20161396.................... G MIP III (ECI) AIV, L.P.; Deutsche Bank AG; MIP III (ECI) AIV, L.P. 20161402.................... G Steel Dynamics, Inc.; William David Upton, Jr.; Steel Dynamics, Inc. 20161405.................... G Carlyle Europe Partners IV, L.P.; Logoplaste Invest S.A.; Carlyle Europe Partners IV, L.P. 20161406.................... G NextEra Energy, Inc.; USPF III Leveraged Feeder, L.P.; NextEra Energy, Inc. 20161407.................... G BASF SE; Albemarle Corporation; BASF SE. 20161408.................... G Vedipar S.A.; JF Hillebrand Group AG; Vedipar S.A. 20161420.................... G Melrose Industries PLC; Nortek, Inc.; Melrose Industries PLC. ------------------------------------------------------------------------ 07/14/2016 ------------------------------------------------------------------------ 20161334.................... G The Hearst Family Trust; MedHOK Holdco, Inc.; The Hearst Family Trust. 20161398.................... G Bio-Techne Corporation; Advanced Cell Diagnostics, Inc.; Bio-Techne Corporation. 20161403.................... G Kelso Investment Associates IX, L.P.; Tenex Capital Partners, L.P.; Kelso Investment Associates IX, L.P. ------------------------------------------------------------------------ 07/15/2016 ------------------------------------------------------------------------ 20160408.................... G Tullett Prebon plc; ICAP Newco c/o ICAP plc; Tullett Prebon plc. 20161416.................... G Kion Group AG; DH Services Luxembourg Holding S.a.r.l.; Kion Group AG. 20161417.................... G American Securities Partners VII, L.P.; Canada Pension Plan Investment Board; American Securities Partners VII, L.P. 20161419.................... G KKR North America Fund XI, L.P.; RES Holding Company, LLC; KKR North America Fund XI, L.P. 20161421.................... G Packaging Corporation of America; Tim-Bar Corporation; Packaging Corporation of America. 20161426.................... G Datwyler Fuhrungs AG; Premier Farnell plc; Datwyler Fuhrungs AG. 20161434.................... G Kelso Investment Associates IX, L.P.; Pamlico Capital II, L.P.; Kelso Investment Associates IX, L.P. 20161435.................... G Andrew Fathollahi; Skullcandy, Inc.; Andrew Fathollahi. ------------------------------------------------------------------------ 07/18/2016 ------------------------------------------------------------------------ 20161381.................... G Tencent Holdings Limited; Softbank Corp.; Tencent Holdings Limited. 20161412.................... G OnShore SPV; NXP Semiconductors N.V.; OnShore SPV. ------------------------------------------------------------------------ [[Page 52863]] 20161427.................... G Summertime Holding Corp.; Enservio, Inc.; Summertime Holding Corp. ------------------------------------------------------------------------ 07/19/2016 ------------------------------------------------------------------------ 20161376.................... G Reyes Holdings, L.L.C.; The Coca-Cola Company; Reyes Holdings, L.L.C. 20161428.................... G Axalta Coating Systems Ltd.; Dr. Myung K. Hong and Lorrie Y. Hong; Axalta Coating Systems Ltd. 20161429.................... G Appointive Distributing Trust A c/u SC Johnson '88 Trust # 1; Baby Holdings, LLC; Appointive Distributing Trust A c/u SC Johnson '88 Trust # 1. 20161445.................... G Synnex Corporation; Mr. Sameer Chawla; Synnex Corporation. 20161446.................... G Gannett Co., Inc.; ReachLocal, Inc.; Gannett Co., Inc. ------------------------------------------------------------------------ 07/20/2016 ------------------------------------------------------------------------ 20161194.................... G H.I.G. Middle Market LBO Fund II, L.P.; Centric Group, L.L.C.; H.I.G. Middle Market LBO Fund II, L.P. 20161357.................... G Symantec Corporation; Bain Capital Fund XI, L.P.; Symantec Corporation. 20161391.................... G GameStop Corp.; David C. Shanks; GameStop Corp. ------------------------------------------------------------------------ 07/22/2016 ------------------------------------------------------------------------ 20151293.................... G Koninklijke Ahold N.V.; Delhaize Group NV/SA; Koninklijke Ahold N.V. 20161364.................... G Verizon Communications Inc.; Telogis, Inc.; Verizon Communications Inc. 20161390.................... G Aramark; National Purchasing Corporation; Aramark. 20161399.................... G Orion US Holdings 1 L.P.; SunEdison, Inc.; Orion US Holdings 1 L.P. 20161444.................... G MRO Holdings Inc.; MCP I (FAS), LP; MRO Holdings Inc. 20161448.................... G Onex Partners IV LP; Paine & Partners Capital Fund III, LP; Onex Partners IV LP. 20161454.................... G Johann F. Graf; Leonard H. Ainsworth; Johann F. Graf. 20161459.................... G The Resolute Fund II, L.P.; ICV Partners II, L.P.; The Resolute Fund II, L.P. 20161464.................... G Delta Galil Industries Ltd.; V.F. Corporation; Delta Galil Industries Ltd. 20161465.................... G Odyssey Investment Partners Fund V, L.P.; W.R. Berkley Corporation; Odyssey Investment Partners Fund V, L.P. ------------------------------------------------------------------------ 07/25/2016 ------------------------------------------------------------------------ 20161437.................... G Warburg Pincus Private Equity XI, L.P.; Dude Solutions Holdings, Inc.; Warburg Pincus Private Equity XI, L.P. 20161442.................... G Energy Spectrum Partners VII L.P.; Resolute Energy Corporation; Energy Spectrum Partners VII L.P. ------------------------------------------------------------------------ 07/26/2016 ------------------------------------------------------------------------ 20161394.................... G Genstar Capital Partners VII, L.P.; Odyssey Investment Partners Fund IV, L.P.; Genstar Capital Partners VII, L.P. 20161413.................... G TEGNA Inc.; Great Hill Equity Partners IV, LP; TEGNA Inc. 20161450.................... G Francisco Partners IV, L.P.; Michael S. Dell; Francisco Partners IV, L.P. ------------------------------------------------------------------------ 07/27/2016 ------------------------------------------------------------------------ 20151659.................... G Teva Pharmaceutical Industries Ltd.; Allergan plc; Teva Pharmaceutical Industries Ltd. 20160818.................... G Mylan N.V.; Meda AB; Mylan N.V. 20161487.................... G Honeywell International Inc.; Permira IV Continuing L.P. 2; Honeywell International Inc. 20161493.................... G Charlesbank Equity Fund VIII, Limited Partnership; Polyconcept Limited; Charlesbank Equity Fund VIII, Limited Partnership. ------------------------------------------------------------------------ 07/28/2016 ------------------------------------------------------------------------ 20161447.................... G National General Holdings Corp.; Elara Holdings, Inc.; National General Holdings Corp. ------------------------------------------------------------------------ 07/29/2016 ------------------------------------------------------------------------ 20160580.................... G Bain Capital Fund XI, L.P.; American Trailer Works, Inc.; Bain Capital Fund XI, L.P. 20161415.................... G FR XII Charlie AIV, L.P.; Cotton Creek Capital Partners II, L.P.; FR XII Charlie AIV, L.P. 20161418.................... G H.I.G. Capital Partners V, L.P.; Patrick J. Kavanaugh; H.I.G. Capital Partners V, L.P. 20161474.................... G Hapag-Lloyd AG; United Arab Shipping Company S.A.G.; Hapag-Lloyd AG. 20161481.................... G Smith & Wesson Holding Corporation; Stewart A. Taylor and Sheila G. Taylor; Smith & Wesson Holding Corporation. 20161483.................... G Kaapa Ethanol Holdings, LLC; Abengoa Bioenergy of Nebraska, LLC; Kaapa Ethanol Holdings, LLC. 20161489.................... G Gores Holdings, Inc.; Hostess Holdings, L.P.; Gores Holdings, Inc. 20161490.................... G TPG Partners VII, LP; RoundTable Healthcare Partners II, L.P.; TPG Partners VII, LP. 20161495.................... G Matson, Inc.; Evergreen Pacific Partners II, L.P.; Matson, Inc. 20161497.................... G Thoma Bravo Fund XII, L.P.; Imprivata, Inc.; Thoma Bravo Fund XII, L.P. 20161500.................... G Royal Dutch Shell plc; Explorer Pipeline Company; Royal Dutch Shell plc. 20161509.................... G Monotype Imaging Holdings, Inc.; Olapic, Inc.; Monotype Imaging Holdings, Inc. 20161512.................... G Massachusetts Mutual Life Insurance Company; Ares Commercial Real Estate Corporation; Massachusetts Mutual Life Insurance Company. ------------------------------------------------------------------------ For Further Information Contact: Theresa Kingsberry Program Support Specialist, Federal Trade Commission Premerger Notification Office Bureau of Competition, Room CC-5301, Washington, DC 20024, (202) 326- 3100. [[Page 52864]] By direction of the Commission. Donald S. Clark, Secretary. [FR Doc. 2016-18915 Filed 8-9-16; 8:45 am] BILLING CODE 6750-01-P
![Federal Register / Vol. 81, No. 154 / Wednesday, August 10, 2016 / Notices 52855
CC–5610 (Annex D), Washington, DC false or unsubstantiated and thus violate Part VI requires respondent to submit
20580, or deliver your comment to the the FTC Act. The complaint also alleges additional compliance reports when
following address: Federal Trade that respondent represented that requested by the Commission and to
Commission, Office of the Secretary, scientific tests prove that feeding dogs permit the Commission or its
Constitution Center, 400 7th Street SW., its Eukanuba brand dog food can enable representatives to interview
5th Floor, Suite 5610 (Annex D), dogs to live exceptionally long lives or respondent’s personnel. Finally, Part VII
Washington, DC 20024. If possible, to live 30 percent or more longer than provides that the order will terminate
submit your paper comment to the their typical lifespan. The complaint after twenty (20) years, with certain
Commission by courier or overnight alleges that these claims are false and exceptions.
service. thus violate the FTC Act. The purpose of this analysis is to
Visit the Commission Web site at The proposed consent order contains
facilitate public comment on the
http://www.ftc.gov to read this Notice provisions designed to prevent
proposed order, and it is not intended
and the news release describing it. The respondent from engaging in similar
to constitute an official interpretation of
FTC Act and other laws that the acts or practices in the future.
the complaint and proposed order or to
Commission administers permit the Specifically, Part I addresses the
modify the proposed order’s terms in
collection of public comments to unsubstantiated claims alleged in the
any way.
consider and use in this proceeding as complaint. Part I prohibits respondent
appropriate. The Commission will from making misleading or By direction of the Commission.
consider all timely and responsive unsubstantiated representations that its Donald S. Clark,
public comments that it receives on or Eukanuba-brand pet foods or any other Secretary.
before September 6, 2016. You can find pet food can enable dogs to live 30 [FR Doc. 2016–18906 Filed 8–9–16; 8:45 am]
more information, including routine percent or more longer than their typical BILLING CODE 6750–01–P
uses permitted by the Privacy Act, in lifespan or live exceptionally long lives.
the Commission’s privacy policy, at It also prohibits respondent from
http://www.ftc.gov/ftc/privacy.htm. making misleading or unsubstantiated FEDERAL TRADE COMMISSION
claims regarding the health benefits of
Analysis of Proposed Consent Order To any pet food. It requires that respondent Granting of Request for Early
Aid Public Comment possesses and relies upon ‘‘competent Termination of the Waiting Period
The Federal Trade Commission and reliable scientific evidence’’ to Under the Premerger
(‘‘FTC’’ or ‘‘Commission’’) has accepted, substantiate any such representation.
subject to final approval, an Agreement Part II of the proposed order addresses Notification Rules
Containing Consent Order from Mars the allegedly false claims that scientific
tests prove that feeding dogs Section 7A of the Clayton Act, 15
Petcare US, Inc. (‘‘respondent’’). The
respondent’s Eukanuba brand dog food U.S.C. 18a, as added by Title II of the
proposed consent order has been placed
can enable dogs to live 30 percent or Hart-Scott- Rodino Antitrust
on the public record for thirty (30) days
more longer or substantially longer than Improvements Act of 1976, requires
for receipt of comments by interested
their typical lifespan. Part II prohibits persons contemplating certain mergers
persons. Comments received during this
respondent, when advertising any pet or acquisitions to give the Federal Trade
period will become part of the public
food, from misrepresenting the Commission and the Assistant Attorney
record. After thirty (30) days, the
existence, contents, validity, results, General advance notice and to wait
Commission will again review the
conclusions, or interpretations of any designated periods before
agreement and the comments received,
test, study, or research, or consummation of such plans. Section
and will decide whether it should
misrepresenting that any health benefits 7A(b)(2) of the Act permits the agencies,
withdraw from the agreement and take
of the pet food are scientifically proven. in individual cases, to terminate this
appropriate action or make final the
Parts III–VI of the proposed order waiting period prior to its expiration
agreement’s proposed order.
This matter involves the advertising, contain compliance and recordkeeping and requires that notice of this action be
marketing, and sale by respondent of requirements. Part III requires published in the Federal Register.
dog food under the Eukanuba brand. respondent acknowledge receipt of the The following transactions were
Respondent has marketed its Eukanuba order, to provide a copy of the order to granted early termination—on the dates
brand dog foods through retail outlets. certain current and future principals, indicated—of the waiting period
According to the FTC complaint, officers, directors and employees, and to provided by law and the premerger
respondent claimed that its dog food obtain an acknowledgement from each notification rules. The listing for each
could increase the longevity of dogs by such person that they have received a transaction includes the transaction
30 percent or more. copy of the order. Part IV requires the number and the parties to the
Specifically, the FTC complaint filing of compliance reports within one transaction. The grants were made by
alleges that respondent represented that year after the order becomes final and the Federal Trade Commission and the
dogs in a ten-year study that were fed within 14 days of any change in Assistant Attorney General for the
Eukanuba brand dog food and received respondent that would affect Antitrust Division of the Department of
proper care lived exceptionally long compliance with the order. Part V Justice. Neither agency intends to take
lives—including 30 percent or more requires respondent to maintain certain any action with respect to these
longer than their typical lifespan. The records, including records necessary to proposed acquisitions during the
mstockstill on DSK3G9T082PROD with NOTICES
complaint alleges that these claims are demonstrate compliance with the order. applicable waiting period.
EARLY TERMINATIONS GRANTED
April 1, 2016 thru April 30, 2016
04/01/2016
20160878 .......... G MBK Partners Ltd.; Doosan Infracore Co., Ltd.; MBK Partners Ltd.
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![52864 Federal Register / Vol. 81, No. 154 / Wednesday, August 10, 2016 / Notices
By direction of the Commission. how to achieve these improvements in misunderstanding about risk, create
Donald S. Clark, primary care settings. fissures among members of the clinical
Secretary. Patient and Family Engagement (PFE) care team, and result in lack of trust
[FR Doc. 2016–18915 Filed 8–9–16; 8:45 am] strategies for acute care settings include, between patients and providers.
BILLING CODE 6750–01–P
among others: Patient and family With these insights as a basis, three
advisory committees; membership on precepts undergird our approach to
patient safety oversight bodies at both development for the Guide. The Guide
operations and governance levels; interventions must yield:
DEPARTMENT OF HEALTH AND
consultation in the development of D Meaningful relationship-based
HUMAN SERVICES patient information material; engaging engagement for patients and families
Agency for Healthcare Research and patients in process improvement or and primary care providers.
Quality redesign projects; rounding with D Innovation and enabling
patients and families; patient and family technologies to support engagement,
Agency Information Collection participation in clinical education shared decision making and patient
Activities: Proposed Collection; programs, and welcoming patients and safety.
Comment Request families to work alongside providers D Workable processes yielding
and health systems employees on sustainable engagement opportunities
AGENCY: Agency for Healthcare Research transparency, culture change and high for patients, families, providers, and
and Quality, HHS. reliability organization initiatives. practice staff.
ACTION: Notice. Although the field of PFE in patient The Guide will be principally (but not
safety for hospitals and health systems exclusively) meeting the needs of
SUMMARY: This notice announces the is maturing, leveraging PFE to improve practices that have not already
intention of the Agency for Healthcare patient safety in non-acute settings is in implemented effective PFE structures or
Research and Quality (AHRQ) to request its infancy. Building sustainable processes. An environmental scan
that the Office of Management and processes and practice-based revealed several promising
Budget (OMB) approve the proposed infrastructure are crucial to improving interventions for consideration for
information collection project: ‘‘Agency patient safety through patient and inclusion in the Guide. The four
for Healthcare Research and Quality’s family engagement in primary care. interventions selected as part of the
(AHRQ) Guide To Improving Patient In response to the limited guidance Guide include:
Safety in Primary Care Settings by available for primary care practices to D Teach-back.
Engaging Patients and Families— improve safety through patient and D Be Prepared to Be Engaged.
Evaluation.’’ In accordance with the family engagement, the AHRQ has D Medication Management.
Paperwork Reduction Act, 44 U.S.C. funded the development of a Guide To D Warm Handoff.
3501–3521, AHRQ invites the public to Improving Patient Safety in Primary The interventions will be compiled
comment on this proposed information Care Settings by Engaging Patients and into the Guide for adoption by primary
collection. Families (hereafter referred to as the care practices. The environmental scan
DATES: Comments on this notice must be Guide). This comprehensive Guide will also yielded several important
received by October 11, 2016. provide primary care practices with implications for Guide development
ADDRESSES: Written comments should interventions that they can use to including:
be submitted to: Doris Lefkowitz, engage patients and families in ways D Engagement efforts in primary care
Reports Clearance Officer, AHRQ, by that lead to improved patient safety. It to date have focused on the patient as
email at doris.lefkowitz@AHRQ.hhs.gov. will include explicit instructions to help the agent of change with limited
Copies of the proposed collection primary care practices, providers, and guidance to providers on how to
plans, data collection instruments, and patients and families adopt new support patients in these efforts.
specific details on the estimated burden behaviors. The Guide and its D Many interventions are focused
can be obtained from the AHRQ Reports development are prefaced on several heavily on educational efforts alone,
Clearance Officer. key insights relevant to primary care either for the patient, the provider, or
FOR FURTHER INFORMATION CONTACT: including: the practice.
Doris Lefkowitz, AHRQ Reports D Active engagement requires D Few of the tools and interventions
Clearance Officer, (301) 427–1477, or by organizational commitment to hearing identified are immediately usable
email at doris.lefkowitz@AHRQ.hhs.gov. the patient and family voice and action without the need for additional
by leadership to include them as central development or enabling materials to
SUPPLEMENTARY INFORMATION:
members of the health care team. support sustainable adoption.
Proposed Project D Patients and families expect and D Health equity and literacy
increasingly demand meaningful considerations are limited. Tools for
Agency for Healthcare Research and patients are often at a relatively high
Quality’s (AHRQ) Guide To Improving engagement in harm prevention efforts.
D Institutional courage is required to level of literacy, and/or health literacy
Patient Safety in Primary Care Settings is required for use.
openly share patient safety
by Engaging Patients and Families— D Current interventions, tools, and
vulnerabilities and proactively engage
Evaluation toolkits have a high level of complexity
patients in developing solutions that
There is a substantial evidence base prevent harm. that may impede adoption.
showing that engaging patients and D Supportive infrastructure is needed Existing evidence-based interventions
mstockstill on DSK3G9T082PROD with NOTICES
families in their care can lead to to hardwire PFE into all facets of care are being refined to reduce complexity
improvements in patient safety. Since delivery across the care continuum. and enhance the opportunity for
the 1999 release of To Err is Human, D When done well, patient implementation. Implementation
there has been an undeniable focus on engagement yields important and development activities are currently
improving patient safety and measurable results. When not done underway. Field testing of the Guide
eliminating patient harm within acute well, PFE activities may disenfranchise will evaluate the implementation
care. What is not as well documented is patients, contribute to challenges faced by primary care
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Document Created: 2016-08-10 01:59:14
Document Modified: 2016-08-10 01:59:14
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
| Publisher | Office of the Federal Register, National Archives and Records Administration | |
| Section | Notices | |
| Contact | Theresa Kingsberry Program Support Specialist, Federal Trade Commission Premerger Notification Office Bureau of Competition, Room CC-5301, Washington, DC 20024, (202) 326- 3100. | |
| FR Citation | 81 FR 52855 |
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