81 FR 5422 - Agency Information Collection Activities Under OMB Review
COMMODITY FUTURES TRADING COMMISSION Federal Register Volume 81, Issue 21 (February 2, 2016)
Federal Register Volume 81, Issue 21 (February 2, 2016)
| Page Range | 5422-5423 | |
| FR Document | 2016-01773 |
[Federal Register Volume 81, Number 21 (Tuesday, February 2, 2016)] [Notices] [Pages 5422-5423] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2016-01773] ----------------------------------------------------------------------- COMMODITY FUTURES TRADING COMMISSION Agency Information Collection Activities Under OMB Review AGENCY: Commodity Futures Trading Commission. ACTION: Notice. ----------------------------------------------------------------------- SUMMARY: In compliance with the Paperwork Reduction Act of 1995 (``PRA''), this notice announces that the Information Collection Request (``ICR'') abstracted below has been forwarded to the Office of Management and Budget (``OMB'') for review and comment. The ICR describes the nature of the information collection and its expected costs and burden. DATES: Comments must be submitted on or before March 3, 2016. ADDRESSES: Comments regarding the burden estimated or any other aspect of the information collection, including suggestions for reducing the burden, may be submitted directly to the Office of Information and Regulatory Affairs in OMB, within 30 days of the notice's publication, by email at [email protected]. Please identify the comments by OMB Control No. 3038-0084. Please provide the Commodity Futures Trading Commission (``CFTC'' or ``Commission'') with a copy of all submitted comments at the address listed below. Please refer to OMB Reference No. 3038-0084, found on http://reginfo.gov. Comments may also be mailed to the Office of Information and Regulatory Affairs, Office of Management and Budget, Attention: Desk Officer for the Commodity Futures Trading Commission, 725 17th Street NW., Washington, DC 20503, and to the Commission through its Web site at http://comments.cftc.gov. Follow the instructions for submitting comments through the Web site. Comments may also be mailed to: Christopher Kirkpatrick, Secretary of the Commission, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW., Washington, DC 20581 or by Hand Delivery/Courier at the same address. A copy of the supporting statements for the collection of information discussed above may be obtained by visiting http:// RegInfo.gov. All comments must be submitted in English, or if not, accompanied by an English translation. Comments will be posted as received to http://www.cftc.gov. FOR FURTHER INFORMATION CONTACT: Adam Kezsbom, Special Counsel, Division of Swap Dealer and Intermediary Oversight, Commodity Futures Trading Commission, (202) 418-5372, email: [email protected], and refer to OMB Control No. 3038-0084. SUPPLEMENTARY INFORMATION: Title: Regulations Establishing and Governing the Duties of Swap Dealers and Major Swap Participants (OMB Control No. 3038-0084). This is a request for an extension of a currently approved information collection. Abstract: On April 3, 2012, the Commission adopted Commission regulations 23.600 (Risk Management Program), 23.601 (Monitoring of Position Limits), 23.602 (Diligent Supervision), 23.603 (Business Continuity and Disaster Recovery), 23.606 (General Information: Availability for Disclosure and Inspection), and 23.607 (Antitrust Considerations) \1\ pursuant to section 4s(j) \2\ of the Commodity Exchange Act (``CEA''). The above regulations adopted by the Commission require, among other things, swap dealers (``SD'') \3\ and major [[Page 5423]] swap participants (``MSP'') \4\ to develop a risk management program (including a plan for business continuity and disaster recovery and policies and procedures designed to ensure compliance with applicable position limits). The Commission believes that the information collection obligations imposed by the above regulations are essential to ensuring that swap dealers and major swap participants maintain adequate and effective risk management programs and policies and procedures to ensure compliance with position limits. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number. The Commission did not receive any comments on the 60- day Federal Register notice, 80 FR 74766, dated November 30, 2015. --------------------------------------------------------------------------- \1\ 17 CFR 23.600, 23.601, 23.602, 23.603, 23.606, 23.607. \2\ 7 U.S.C. 6s(j). \3\ For the definition of SD, see section 1a(49) of the CEA and Commission regulation 1.3(ggg). 7 U.S.C. 1a(49) and 17 CFR 1.3(ggg). \4\ For the definitions of MSP, see section 1a(33) of the CEA and Commission regulation 1.3(hhh). 7 U.S.C. a(33) and 17 CFR 1.3(hhh). --------------------------------------------------------------------------- Burden Statement: The Commission is revising its estimate of the burden for this collection to reflect the current number of registered SDs and MSPs. Accordingly, the respondent burden for this collection is estimated to be as follows: Number of Registrants: 105.\5\ --------------------------------------------------------------------------- \5\ The 60-day notice indicated that there were 106 Swap Dealers and Major Swap Participants. The estimates have been adjusted to reflect the current number of 105 Swap Dealers and Major Swap Participants registered with the Commission. --------------------------------------------------------------------------- Estimated Average Burden Hours per Registrant: 1,148.5. Estimated Aggregate Burden Hours: 120,592.5.\6\ --------------------------------------------------------------------------- \6\ The estimated aggregate burden hour is adjusted to reflect the correct total burden hours based on the new number of Swap Dealers and Major Swap Participants registered with the Commission. --------------------------------------------------------------------------- Frequency of Recordkeeping/Third-party Disclosure: As applicable. Authority: 44 U.S.C. 3501 et seq. Dated: January 27, 2016. Robert N. Sidman, Deputy Secretary of the Commission. [FR Doc. 2016-01773 Filed 2-1-16; 8:45 am] BILLING CODE 6351-01-P
![5422 Federal Register / Vol. 81, No. 21 / Tuesday, February 2, 2016 / Notices
tguerin@cftc.gov, and refer to OMB two hours per trading day to oversee, submitted comments at the address
Control No. 3038–0061. maintain, and utilize their systems and listed below. Please refer to OMB
SUPPLEMENTARY INFORMATION: An agency procesess to comply with Commission Reference No. 3038–0084, found on
may not conduct or sponsor, and a Rule 16.02. Commission staff calculated http://reginfo.gov. Comments may also
person is not required to respond to, a the estimated cost burden by be mailed to the Office of Information
collection of information unless it multiplying the estimated time burden and Regulatory Affairs, Office of
displays a currently valid OMB control by an estimated appropriate hourly Management and Budget, Attention:
number. The Federal Register notice wage rate of $75.98. Commission staff Desk Officer for the Commodity Futures
with a 60-day comment period soliciting derived the estimated appropriate Trading Commission, 725 17th Street
comments on this collection of hourly wage rate by averaging the NW., Washington, DC 20503, and to the
information was published on December salaries and bonuses of relevant Commission through its Web site at
3, 2015 (80 FR 75663). professions reported in the SIFMA http://comments.cftc.gov. Follow the
Title: Daily Trade and Supporting Report on Management & Professional instructions for submitting comments
Data Reports (OMB Control No. 3038– Earnings in the Securities Industry through the Web site.
0061). This is a request for extension of 2013. Comments may also be mailed to:
a currently approved information Respondents/Affected Entities: Christopher Kirkpatrick, Secretary of the
collection. Reporting Markets. Commission, Commodity Futures
Abstract: Commission Regulation Estimated Number of Respondents: Trading Commission, Three Lafayette
16.02 requires Reporting Markets, 30. Centre, 1155 21st Street NW.,
including Designated Contract Markets, Estimated Total Annual Burden on Washington, DC 20581 or by Hand
to provide the Commission with trade Respondents: 15,000 hours. Delivery/Courier at the same address.
and supporting data reports on a daily Estimated Total Annual Cost:
A copy of the supporting statements
basis. The Commission analyzes the $1,139,700.
Frequency of Collection: Ongoing. for the collection of information
daily trade and supporting data reports discussed above may be obtained by
to discharge its regulatory Authority: 44 U.S.C. 3501 et seq. visiting http://RegInfo.gov. All
responsibilities, including the Dated: January 27, 2016. comments must be submitted in
responsibilities to prevent market Robert N. Sidman, English, or if not, accompanied by an
manipulations and commodity price Deputy Secretary of the Commission. English translation. Comments will be
distortions and ensure the financial posted as received to http://
[FR Doc. 2016–01774 Filed 2–1–16; 8:45 am]
integrity of its jurisdictional markets. www.cftc.gov.
BILLING CODE 6351–01–P
This ICR concerns the collections of
information required by 17 CFR 16.02. FOR FURTHER INFORMATION CONTACT:
Commission staff estimates that up to 30 Adam Kezsbom, Special Counsel,
COMMODITY FUTURES TRADING Division of Swap Dealer and
reporting markets could provide this COMMISSION
data to the Commission in the future. Intermediary Oversight, Commodity
The Commission did not receive any Futures Trading Commission, (202)
Agency Information Collection
comments regarding the burden 418–5372, email: akezsbom@cftc.gov,
Activities Under OMB Review
estimate or any other aspect of this ICR. and refer to OMB Control No. 3038–
Burden Statement: Commission staff AGENCY: Commodity Futures Trading 0084.
estimate that the total annual time Commission.
SUPPLEMENTARY INFORMATION:
burden for this ICR is 15,000 hours. ACTION: Notice.
Title: Regulations Establishing and
Commission staff estimates that the total
SUMMARY: In compliance with the Governing the Duties of Swap Dealers
annual cost for this ICR is $1,139,700.
Paperwork Reduction Act of 1995 and Major Swap Participants (OMB
The time burden estimate represents the
(‘‘PRA’’), this notice announces that the Control No. 3038–0084). This is a
annual burden that Reporting Markets
Information Collection Request (‘‘ICR’’) request for an extension of a currently
incur to operate and maintain
abstracted below has been forwarded to approved information collection.
automated reporting systems and
processes that facilitate the reporting of the Office of Management and Budget Abstract: On April 3, 2012, the
trade and supporting data reports to the (‘‘OMB’’) for review and comment. The Commission adopted Commission
Commission on a daily basis. The ICR describes the nature of the regulations 23.600 (Risk Management
electronic reporting required by information collection and its expected Program), 23.601 (Monitoring of
Commission Rule 16.02 is generally costs and burden. Position Limits), 23.602 (Diligent
accomplished in an automated manner DATES: Comments must be submitted on Supervision), 23.603 (Business
by respondents’ computer systems. or before March 3, 2016. Continuity and Disaster Recovery),
Reporting entities have already incurred ADDRESSES: Comments regarding the 23.606 (General Information:
significant one-time costs to establish burden estimated or any other aspect of Availability for Disclosure and
the capability to electronically report the information collection, including Inspection), and 23.607 (Antitrust
trade and supporting data to the suggestions for reducing the burden, Considerations) 1 pursuant to section
Commission on a daily basis. The may be submitted directly to the Office 4s(j) 2 of the Commodity Exchange Act
burden hours currently incurred by of Information and Regulatory Affairs in (‘‘CEA’’). The above regulations adopted
respondents to comply with OMB, within 30 days of the notice’s by the Commission require, among other
wgreen on DSK2VPTVN1PROD with NOTICES
Commission Rule 16.02 are primarily publication, by email at things, swap dealers (‘‘SD’’) 3 and major
related to the hours necessary to OIRAsubmissions@omb.eop.gov. Please
1 17 CFR 23.600, 23.601, 23.602, 23.603, 23.606,
oversee, maintain, and utilize identify the comments by OMB Control
23.607.
respondents’ existing automated No. 3038–0084. Please provide the 2 7 U.S.C. 6s(j).
reporting functionality. Commodity Futures Trading 3 For the definition of SD, see section 1a(49) of
Commission staff estimates that Commission (‘‘CFTC’’ or the CEA and Commission regulation 1.3(ggg). 7
Reporting Markets expend an average of ‘‘Commission’’) with a copy of all U.S.C. 1a(49) and 17 CFR 1.3(ggg).
VerDate Sep<11>2014 15:21 Feb 01, 2016 Jkt 238001 PO 00000 Frm 00005 Fmt 4703 Sfmt 4703 E:\FR\FM\02FEN1.SGM 02FEN1](https://thefederalregister.org/doc/81_FR_5443/page/1.svg)
![Federal Register / Vol. 81, No. 21 / Tuesday, February 2, 2016 / Notices 5423
swap participants (‘‘MSP’’) 4 to develop SUMMARY: In accordance with the Estimated Time per Response: 30
a risk management program (including a requirements of the Paperwork minutes/model associated with labeling
plan for business continuity and Reduction Act (‘‘PRA’’) of 1995 (44 requirements and 1 hour/model
disaster recovery and policies and U.S.C. chapter 35), the Consumer associated with recordkeeping
procedures designed to ensure Product Safety Commission requirements.
compliance with applicable position (‘‘Commission’’ or ‘‘CPSC’’) announces Total Estimated Annual Burden: 132
limits). The Commission believes that that the Commission has submitted to hours on recordkeeping (33 firms × 1
the information collection obligations the Office of Management and Budget hour × 4 models) and 66 hours for
imposed by the above regulations are (‘‘OMB’’) a request for extension of labeling (33 firms × 1⁄2 hour × 4 models)
essential to ensuring that swap dealers approval of a collection of information for a total annual burden of 198 hours
and major swap participants maintain relating to certain children’s articles per year.
adequate and effective risk management known as baby-bouncers and walker- General Description of Collection:
programs and policies and procedures jumpers, approved previously under Under 16 CFR 1500.18(a)(6), certain
to ensure compliance with position OMB Control No. 3041–0019. In the articles known as ‘‘baby-bouncers’’ and
limits. An agency may not conduct or Federal Register of October 26, 2015 (80 ‘‘walker-jumpers’’ that are intended to
sponsor, and a person is not required to FR 65218), the CPSC published a notice support very young children while
respond to, a collection of information to announce the agency’s intention to sitting, bouncing, jumping, and/or
unless it displays a currently valid OMB seek extension of approval of the reclining, are banned if they are
control number. The Commission did collection of information. The designed in such a way that exposed
not receive any comments on the 60-day Commission received no comments. parts present hazards, such as
Federal Register notice, 80 FR 74766, Therefore, by publication of this notice, amputation, crushing, laceration,
dated November 30, 2015. the Commission announces that CPSC fracture, hematoma, bruise, or other
Burden Statement: The Commission has submitted to the OMB a request for injury to fingers, toes, or other parts of
is revising its estimate of the burden for extension of approval of that collection the anatomy of young children. An
this collection to reflect the current of information, without change. exemption from the ban is provided at
number of registered SDs and MSPs. 16 CFR 1500.86(a)(4) if the products are
DATES: Written comments on this
Accordingly, the respondent burden for designed to guard against or prevent
request for extension of approval of
this collection is estimated to be as those same injuries. Among other
information collection requirements
follows: requirements, the regulations require
should be submitted by March 3, 2016.
Number of Registrants: 105.5 manufacturers, including importers, to
ADDRESSES: Submit comments about meet the collection of information
Estimated Average Burden Hours per
this request by email: OIRA_ requirements for labeling and
Registrant: 1,148.5.
submission@omb.eop.gov or fax: 202– recordkeeping requirements.
Estimated Aggregate Burden Hours:
395–6881. Comments by mail should be Products that are the subject of this
120,592.5.6
Frequency of Recordkeeping/Third- sent to the Office of Information and information collection are
party Disclosure: As applicable. Regulatory Affairs, Attn: OMB Desk distinguishable from the infant bouncer
Officer for the CPSC, Office of seats that are the subject of the
Authority: 44 U.S.C. 3501 et seq. Management and Budget, Room 10235, Commission’s recent proposed safety
Dated: January 27, 2016. 725 17th Street NW., Washington, DC standard on infant bouncer seats at 80
Robert N. Sidman, 20503. In addition, written comments FR 63168 (Oct. 19, 2015). Infant bouncer
Deputy Secretary of the Commission. that are sent to OMB also should be seats described in the Commission’s
[FR Doc. 2016–01773 Filed 2–1–16; 8:45 am] submitted electronically at: http:// proposed standard are intended to hold
BILLING CODE 6351–01–P
www.regulations.gov, under Docket No. young infants that cannot sit up
CPSC–2012–0034. unassisted in a reclined position
FOR FURTHER INFORMATION CONTACT: For (approximately 0 to 6 months of age).
CONSUMER PRODUCT SAFETY further information contact: Robert H. The products subject to this information
COMMISSION Squibb, Consumer Product Safety collection are typically described as
Commission, 4330 East West Highway, doorway jumpers, and allow the child to
[Docket No. CPSC–2012–0034] Bethesda, MD 20814; (301) 504–7815, or jump in place. Such products are
by email to: rsquibb@cpsc.gov. intended for use with children that are
Agency Information Collection
SUPPLEMENTARY INFORMATION: CPSC has beginning to develop leg strength to aid
Activities; Submission for OMB
submitted the following currently in learning to walk.
Review; Comment Request—Baby
approved collection of information to Dated: January 27, 2016.
Bouncers and Walker-Jumpers
OMB for extension: Todd A. Stevenson,
AGENCY: Consumer Product Safety Title: Ban of Certain Articles Known
Secretary, Consumer Product Safety
Commission. as Baby-Bouncers or Walker-Jumpers. Commission.
ACTION: Notice. OMB Number: 3041–0019.
[FR Doc. 2016–01779 Filed 2–1–16; 8:45 am]
Type of Review: Renewal of
BILLING CODE 6355–01–P
collection.
4 For the definitions of MSP, see section 1a(33) of Frequency of Response: On occasion.
the CEA and Commission regulation 1.3(hhh). 7 Affected Public: Manufacturers and
U.S.C. a(33) and 17 CFR 1.3(hhh). DEPARTMENT OF DEFENSE
importers of baby-bouncers or walker-
wgreen on DSK2VPTVN1PROD with NOTICES
5 The 60-day notice indicated that there were 106
Swap Dealers and Major Swap Participants. The jumpers.
estimates have been adjusted to reflect the current Estimated Number of Respondents: 33 Office of the Secretary
number of 105 Swap Dealers and Major Swap firms that supply baby-bouncers or
Participants registered with the Commission. DoD Medicare-Eligible Retiree Health
walker-jumpers to the United States
6 The estimated aggregate burden hour is adjusted Care Board of Actuaries; Notice of
market have been identified; there are
to reflect the correct total burden hours based on Federal Advisory Committee Meeting
the new number of Swap Dealers and Major Swap approximately 4 new models per firm
Participants registered with the Commission. annually. AGENCY: DoD.
VerDate Sep<11>2014 15:21 Feb 01, 2016 Jkt 238001 PO 00000 Frm 00006 Fmt 4703 Sfmt 4703 E:\FR\FM\02FEN1.SGM 02FEN1](https://thefederalregister.org/doc/81_FR_5443/page/2.svg)
Document Created: 2016-02-02 00:32:09
Document Modified: 2016-02-02 00:32:09
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
| Publisher | Office of the Federal Register, National Archives and Records Administration | |
| Section | Notices | |
| Action | Notice. | |
| Dates | Comments must be submitted on or before March 3, 2016. | |
| Contact | Adam Kezsbom, Special Counsel, Division of Swap Dealer and Intermediary Oversight, Commodity Futures Trading Commission, (202) 418-5372, email: [email protected], and refer to OMB Control No. 3038-0084. | |
| FR Citation | 81 FR 5422 |
2025 Federal Register | Disclaimer | Privacy Policy
USC | CFR | eCFR