81_FR_5465 81 FR 5444 - Medicare, Medicaid, and Children's Health Insurance Programs: Announcement of the Extended Temporary Moratoria on Enrollment of Ground Ambulance Suppliers and Home Health Agencies in Designated Geographic Locations

81 FR 5444 - Medicare, Medicaid, and Children's Health Insurance Programs: Announcement of the Extended Temporary Moratoria on Enrollment of Ground Ambulance Suppliers and Home Health Agencies in Designated Geographic Locations

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Centers for Medicare & Medicaid Services

Federal Register Volume 81, Issue 21 (February 2, 2016)

Page Range5444-5447
FR Document2016-01835

This document announces the extension of temporary moratoria on the enrollment of new Medicare Part B ground ambulance suppliers and Medicare home health agencies, subunits, and branch locations in specific locations within designated metropolitan areas in Florida, Illinois, Michigan, Texas, Pennsylvania, and New Jersey to prevent and combat fraud, waste, and abuse. These moratoria also apply to the enrollment of home health agencies and ground ambulance suppliers in Medicaid and the Children's Health Insurance Program.

Federal Register, Volume 81 Issue 21 (Tuesday, February 2, 2016)
[Federal Register Volume 81, Number 21 (Tuesday, February 2, 2016)]
[Notices]
[Pages 5444-5447]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-01835]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Centers for Medicare & Medicaid Services

[CMS-6059-N4]


Medicare, Medicaid, and Children's Health Insurance Programs: 
Announcement of the Extended Temporary Moratoria on Enrollment of 
Ground Ambulance Suppliers and Home Health Agencies in Designated 
Geographic Locations

AGENCY: Centers for Medicare & Medicaid Services (CMS), HHS.

ACTION: Extension of temporary moratoria.

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SUMMARY: This document announces the extension of temporary moratoria 
on the enrollment of new Medicare Part B ground ambulance suppliers and 
Medicare home health agencies, subunits, and branch locations in 
specific locations within designated metropolitan areas in Florida, 
Illinois, Michigan, Texas, Pennsylvania, and New Jersey to prevent and 
combat fraud, waste, and abuse. These moratoria also apply to the 
enrollment of home health agencies and ground ambulance suppliers in 
Medicaid and the Children's Health Insurance Program.

DATES: Effective Date: January 29, 2016.

FOR FURTHER INFORMATION CONTACT: Belinda Gravel, (410) 786-8934. News 
media representatives must contact CMS' Public Affairs Office at (202) 
690-6145 or email them at [email protected].

SUPPLEMENTARY INFORMATION: 

I. Background

A. CMS' Imposition of Temporary Enrollment Moratoria

    Section 6401(a) of the Affordable Care Act added a new section 
1866(j)(7) to the Social Security Act (the Act) to provide the 
Secretary with authority to impose a temporary moratorium on the 
enrollment of new Medicare, Medicaid, or Children's Health Insurance 
Program

[[Page 5445]]

(CHIP) providers and suppliers, including categories of providers and 
suppliers, if the Secretary determines a moratorium is necessary to 
prevent or combat fraud, waste, or abuse under these programs. For a 
more detailed explanation of these authorities, please see the July 31, 
2013 notice (78 FR 46339) that first established temporary moratoria in 
certain geographic locations, or the February 4, 2014 (79 FR 6475) 
document that extended and expanded such moratoria (hereinafter 
referred to as the February 4, 2014 moratoria document).
    Based on this authority and our regulations at Sec.  424.570, we 
initially imposed moratoria to prevent enrollment of new home health 
agencies, subunits, and branch locations \1\ (hereafter referred to as 
HHAs) in Miami-Dade County, Florida and Cook County, Illinois, as well 
as surrounding counties, and Medicare Part B ground ambulance suppliers 
in Harris County, Texas and surrounding counties, in a notice issued on 
July 31, 2013 (78 FR 46339). We exercised this authority again in a 
document published on February 4, 2014 (79 FR 6475) when we extended 
the existing moratoria for an additional 6 months and expanded it to 
include enrollment of HHAs in Broward County, Florida; Dallas County, 
Texas; Harris County, Texas; and Wayne County, Michigan and surrounding 
counties, and enrollment of ground ambulance suppliers in Philadelphia, 
Pennsylvania and surrounding counties. Then, we further extended these 
moratoria in documents issued on August 1, 2014 (79 FR 44702), February 
2, 2015 (80 FR 5551), and July 28, 2015 (80 FR 44967).
---------------------------------------------------------------------------

    \1\ As noted in the preamble to the final rule with comment 
period implementing the moratorium authority (February 2, 2011, CMS-
6028-FC (76 FR 5870), home health agency subunits and branch 
locations are subject to the moratoria to the same extent as any 
other newly enrolling home health agency.
---------------------------------------------------------------------------

B. Determination of the Need for Moratoria

    In imposing these enrollment moratoria, CMS considered both 
qualitative and quantitative factors suggesting a high risk of fraud, 
waste, or abuse. CMS relied on law enforcement's longstanding 
experience with ongoing and emerging fraud trends and activities 
through civil, criminal, and administrative investigations and 
prosecutions. CMS' determination of a high risk of fraud, waste, or 
abuse in these provider and supplier types within these geographic 
locations was then confirmed by CMS' data analysis, which relied on 
factors the agency identified as strong indicators of risk. (For a more 
detailed explanation of this determination process and of these 
authorities, see the July 31, 2013 notice (78 FR 46339) or February 4, 
2014 moratoria document (79 FR 6475)).
1. Consultation With Law Enforcement
    In consultation with the HHS Office of Inspector General (OIG) and 
the Department of Justice (DOJ), CMS identified two provider and 
supplier types in nine geographic locations that warrant a temporary 
enrollment moratorium. For a more detailed discussion of this 
consultation process, see the July 31, 2013 notice (78 FR 46339) or 
February 4, 2014 moratoria document (79 FR 6475).
2. Beneficiary Access to Care
    Beneficiary access to care in Medicare, Medicaid, and CHIP is of 
critical importance to CMS and its state partners, and CMS carefully 
evaluated access for the target moratorium locations. Prior to imposing 
these moratoria, CMS reviewed Medicare data for these areas and found 
no concerns with beneficiary access to HHAs or ground ambulance 
suppliers. CMS also consulted with the appropriate State Medicaid 
Agencies and with the appropriate State Departments of Emergency 
Medical Services to determine if the moratoria would create access to 
care concerns for Medicaid and CHIP beneficiaries in the targeted 
locations and surrounding counties. All of CMS' state partners were 
supportive of CMS' analysis and proposals, and together with CMS, 
determined that these moratoria would not create access to care issues 
for Medicaid or CHIP beneficiaries.
3. Lifting a Temporary Moratorium
    In accordance with Sec.  424.570(b), a temporary enrollment 
moratorium imposed by CMS will remain in effect for 6 months. If CMS 
deems it necessary, the moratorium may be extended in 6-month 
increments. CMS will evaluate whether to extend or lift the moratorium 
before any subsequent moratorium periods. If one or more of the 
moratoria announced in this document are extended or lifted, CMS will 
publish a document to that effect in the Federal Register.
    Once a moratorium is lifted, the provider or supplier types that 
were unable to enroll because of the moratorium will be designated to 
CMS' high screening level under Sec.  424.518(c)(3)(iii) and Sec.  
455.450(e)(2) for 6 months from the date the moratorium is lifted.

II. Extension of Home Health and Ambulance Moratoria--Geographic 
Locations

    As noted earlier, we previously imposed moratoria on the enrollment 
of new HHAs in the Florida counties of Broward, Miami-Dade, and Monroe; 
the Illinois counties of Cook, DuPage, Kane, Lake, McHenry, and Will; 
the Michigan counties of Macomb, Monroe, Oakland, Washtenaw, and Wayne; 
and the Texas counties of Brazoria, Chambers, Collin, Fort Bend, 
Galveston, Dallas, Harris, Liberty, Denton, Ellis, Kaufman, Montgomery, 
Rockwall, Tarrant, and Waller. Further, we previously imposed moratoria 
on the enrollment of new ground ambulance suppliers in the Texas 
counties of Brazoria, Chambers, Fort Bend, Galveston, Harris, Liberty, 
Montgomery, and Waller; the Pennsylvania counties of Bucks, Delaware, 
Montgomery, and Philadelphia; and the New Jersey counties of 
Burlington, Camden, and Gloucester. These moratoria became effective 
upon publication of the notice in the Federal Register on July 31, 2013 
(78 FR 46339) and the moratoria document on February 4, 2014 (79 FR 
6475), and were subsequently extended by documents published in the 
Federal Register on August 1, 2014 (79 FR 44702), February 2, 2015 (80 
FR 5551), and July 28, 2015 (80 FR 44967).
    As provided in Sec.  424.570(b), CMS may deem it necessary to 
extend previously-imposed moratoria in 6-month increments. Under this 
authority, CMS is extending the temporary moratoria on the Medicare 
enrollment of HHAs and ground ambulance suppliers in the geographic 
locations discussed herein. Under regulations at Sec. Sec.  455.470 and 
457.990, these moratoria also apply to the enrollment of HHAs and 
ground ambulance suppliers in Medicaid and CHIP. Under Sec.  
424.570(b), CMS is required to publish a document in the Federal 
Register announcing any extension of a moratorium, and this extension 
of moratoria document fulfills that requirement.
    CMS consulted with the HHS OIG regarding the extension of the 
moratoria on new HHAs and ground ambulance suppliers in all of the 
moratoria counties, and the HHS OIG agrees that a significant potential 
for fraud, waste, and abuse continues to exist in these geographic 
areas. The circumstances warranting the imposition of the moratoria 
have not yet abated, and CMS has determined that the moratoria are 
still needed as we monitor the indicators and continue with 
administrative actions, such as payment suspensions and revocations of

[[Page 5446]]

provider/supplier numbers. (For more information regarding the 
monitored indicators, see the February 4, 2014 moratoria document (79 
FR 6475)).
    Based upon CMS' consultation with the relevant State Medicaid 
Agencies, CMS has concluded that extending these moratoria will not 
create an access to care issue for Medicaid or CHIP beneficiaries in 
the affected counties at this time. CMS also reviewed Medicare data for 
these areas and found there are no current problems with access to HHAs 
or ground ambulance suppliers. Nevertheless, the agency will continue 
to monitor these locations to make sure that no access to care issues 
arise in the future.
    Based upon our consultation with law enforcement and consideration 
of the factors and activities described previously, CMS has determined 
that the temporary enrollment moratoria should be extended for an 
additional 6 months.

III. Summary of the Moratoria Locations

    CMS is executing its authority under sections 1866(j)(7), 
1902(kk)(4), and 2107(e)(1)(D) of the Act to extend the enrollment 
moratoria in the following counties for HHAs and ground ambulance 
suppliers:

                         Table 1--HHA Moratoria
------------------------------------------------------------------------
       State          City/metropolitan area            Counties
------------------------------------------------------------------------
FL................  Fort Lauderdale..........  Broward.
FL................  Miami....................  Monroe
                                               Miami-Dade.
IL................  Chicago..................  Cook.
                                               DuPage.
                                               Kane.
                                               Lake.
                                               McHenry.
                                               Will.
MI................  Detroit..................  Macomb.
                                               Monroe.
                                               Oakland.
                                               Washtenaw.
                                               Wayne.
TX................  Dallas...................  Collin.
                                               Dallas.
                                               Denton.
                                               Ellis.
                                               Kaufman.
                                               Rockwall.
                                               Tarrant.
TX................  Houston..................  Brazoria.
                                               Chambers.
                                               Fort Bend.
                                               Galveston.
                                               Harris.
                                               Liberty.
                                               Montgomery.
                                               Waller.
------------------------------------------------------------------------


                   Table 2--Ground Ambulance Moratoria
------------------------------------------------------------------------
       State          City/metropolitan area            Counties
------------------------------------------------------------------------
PA/NJ.............  Philadelphia.............  Bucks.
                                               Burlington (NJ).
                                               Camden (NJ).
                                               Delaware.
                                               Gloucester (NJ).
                                               Montgomery.
                                               Philadelphia.
TX................  Houston..................  Brazoria.
                                               Chambers.
                                               Fort Bend.
                                               Galveston.
                                               Harris.
                                               Liberty.
                                               Montgomery.
                                               Waller.
------------------------------------------------------------------------

IV. Clarification of Right to Judicial Review

    Section 1866(j)(7)(B) of the Act states that there shall be no 
judicial review under section 1869, section 1878, or otherwise, of a 
temporary moratorium imposed on the enrollment of new providers of 
services and suppliers if the Secretary determines that the moratorium 
is necessary to prevent or combat fraud, waste, or abuse. Accordingly, 
our regulations at 42 CFR 498.5(l)(4) state that for appeals of denials 
based on a temporary moratorium, the scope of review will be limited to 
whether the temporary moratorium applies to the provider or supplier 
appealing the denial. The agency's basis for imposing a temporary 
moratorium is not subject to review. Our regulations do not limit the 
right to seek judicial review of a final agency decision that the 
temporary moratorium applies to a particular provider or supplier. In 
the preamble to the February 2, 2011 (76 FR 5918) final rule with 
comment period establishing this regulation, we explained that ``a 
provider or supplier may administratively appeal an adverse 
determination based on the imposition of a temporary moratorium up to 
and including the Department Appeal Board (DAB) level of review.'' We 
are clarifying that providers and suppliers that have received 
unfavorable decisions in accordance with the limited scope of review 
described in Sec.  498.5(l)(4) may seek judicial review of those 
decisions after they exhaust their administrative appeals. We 
reiterate, however, that section 1866(j)(7)(B) of the Act precludes 
judicial review of the agency's basis for imposing a temporary 
moratorium.

V. Collection of Information Requirements

    This document does not impose information collection requirements, 
that is, reporting, recordkeeping or third-party disclosure 
requirements. Consequently, there is no need for review by the Office 
of Management and Budget under the authority of the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.).

VI. Regulatory Impact Statement

    CMS has examined the impact of this document as required by 
Executive Order 12866 on Regulatory Planning and Review (September 30, 
1993), Executive Order 13563 on Improving Regulation and Regulatory 
Review (January 18, 2011), the Regulatory Flexibility Act (RFA) 
(September 19, 1980, Pub. L. 96-354), section 1102(b) of the Social 
Security Act, section 202 of the Unfunded Mandates Reform Act of 1995 
(March 22, 1995; Pub. L. 104-4), Executive Order 13132 on Federalism 
(August 4, 1999) and the Congressional Review Act (5 U.S.C. 804(2)).
    Executive Orders 12866 and 13563 direct agencies to assess all 
costs and benefits of available regulatory alternatives and, if 
regulation is necessary, to select regulatory approaches that maximize 
net benefits (including potential economic, environmental, public 
health, and safety effects, distributive impacts, and equity). A 
regulatory impact analysis (RIA) must be prepared for major regulatory 
actions with economically significant effects ($100 million or more in 
any one year). This document will prevent the enrollment of new home 
health providers and ground ambulance suppliers in Medicare and new 
home health providers and ground ambulance suppliers in Medicaid and 
CHIP. Though savings may accrue by denying enrollments, the monetary 
amount cannot be quantified. After the imposition of the initial 
moratoria on July 31, 2013, 848 HHAs and 14 ambulance companies in all 
geographic areas affected by the moratoria had their applications 
denied. We have found the number of applications that are denied after 
60 days declines dramatically, as most providers and suppliers will not 
submit applications during the moratoria period. Therefore, this 
document does not reach the economic threshold, and thus is not 
considered a major action.
    The RFA requires agencies to analyze options for regulatory relief 
of small entities. For purposes of the RFA, small entities include 
small businesses, nonprofit organizations, and small

[[Page 5447]]

governmental jurisdictions. Most hospitals and most other providers and 
suppliers are small entities, either by nonprofit status or by having 
revenues of $7.0 million to $35.5 million in any one year. Individuals 
and states are not included in the definition of a small entity. CMS is 
not preparing an analysis for the RFA because it has determined, and 
the Secretary certifies, that this document will not have a significant 
economic impact on a substantial number of small entities.
    In addition, section 1102(b) of the Act requires us to prepare a 
regulatory impact analysis if an action may have a significant impact 
on the operations of a substantial number of small rural hospitals. 
This analysis must conform to the provisions of section 604 of the RFA. 
For purposes of section 1102(b) of the Act, CMS defines a small rural 
hospital as a hospital that is located outside of a Metropolitan 
Statistical Area for Medicare payment purposes and has fewer than 100 
beds. CMS is not preparing an analysis for section 1102(b) of the Act 
because it has determined, and the Secretary certifies, that this 
document will not have a significant impact on the operations of a 
substantial number of small rural hospitals.
    Section 202 of the Unfunded Mandates Reform Act of 1995 also 
requires that agencies assess anticipated costs and benefits before 
issuing any regulatory action whose mandates require spending in any 
one year of $100 million in 1995 dollars, updated annually for 
inflation. In 2015, that threshold is approximately $144 million. This 
document will have no consequential effect on state, local, or tribal 
governments or on the private sector.
    Executive Order 13132 establishes certain requirements that an 
agency must meet when it promulgates a proposed regulatory action (and 
subsequent final action) that imposes substantial direct requirement 
costs on state and local governments, preempts state law, or otherwise 
has Federalism implications. Because this document does not impose any 
costs on state or local governments, the requirements of Executive 
Order 13132 are not applicable.
    In accordance with the provisions of Executive Order 12866, the 
Office of Management and Budget reviewed this document.

    Authority: Sections 1102 and 1871 of the Social Security Act (42 
U.S.C. 1302 and 1395hh) and 44 U.S.C. Chapter 35.

    Dated: December 7, 2015.
Andrew M. Slavitt,
Acting Administrator, Centers for Medicare & Medicaid Services.
[FR Doc. 2016-01835 Filed 1-29-16; 4:15 pm]
 BILLING CODE 4120-01-P



                                             5444                         Federal Register / Vol. 81, No. 21 / Tuesday, February 2, 2016 / Notices

                                             developmental disabilities; (9)                         with chronic blood diseases and                       research to the scientific and public
                                             collaborates with international                         selected chronic hereditary disorders;                health communities.
                                             organizations in developing strategies                  (11) designs, implements and                            Delete in its entirety the title and
                                             for the prevention of developmental                     coordinates the prevention and                        function statement for the Prevention
                                             disabilities; (10) disseminates findings                surveillance activities of specialized                Research and Informatics Branch
                                             of research through direct contact with                 federally funded prevention centers                   (CUBDD).
                                             health authorities, publication and                     organized to prevent the complications
                                                                                                                                                           Sherri A. Berger,
                                             distribution of special reports,                        of blood diseases and chronic hereditary
                                             publication in scientific and technical                                                                       Chief Operating Officer, Centers for Disease
                                                                                                     disorders; (12) conducts and supports
                                                                                                                                                           Control and Prevention.
                                             journals, conference presentations, and                 both qualitative and quantitative
                                             other appropriate means; and (11)                                                                             [FR Doc. 2016–01833 Filed 2–1–16; 8:45 am]
                                                                                                     research to expand the knowledge base
                                             provides training in the epidemiology of                related to blood disorders across the                 BILLING CODE 4160–18–P

                                             developmental disabilities to                           lifespan; (13) collaborates with
                                             professionals throughout the United                     hemostasis laboratory branch and
                                             States and abroad.                                                                                            DEPARTMENT OF HEALTH AND
                                                                                                     incorporates the findings of these
                                                Delete in its entirety the title and                                                                       HUMAN SERVICES
                                                                                                     branches’ activities which leads to
                                             function statement for the Epidemiology                 prevention of complications of blood
                                             and Surveillance Branch (CUBDB) and                                                                           Centers for Medicare & Medicaid
                                                                                                     disorders; (14) supports public health                Services
                                             insert the following:                                   analysis to include facilitating data
                                                Epidemiology and Surveillance                        collection, data management, data                     [CMS–6059–N4]
                                             Branch (CUBDB). (1) Provides scientific                 manipulation, analysis, project
                                             leadership in the design and                            reporting and presentation; and (15)                  Medicare, Medicaid, and Children’s
                                             implementation of monitoring systems                    conducts applied research to develop,                 Health Insurance Programs:
                                             as well as designs and conducts                         evaluate, improve and standardize                     Announcement of the Extended
                                             epidemiologic and genetic research to                   public information systems and                        Temporary Moratoria on Enrollment of
                                             identify causes, risk factors and                       educational modules which support the                 Ground Ambulance Suppliers and
                                             complications of blood disorders in                     prevention of complications from blood                Home Health Agencies in Designated
                                             affected populations; (2) designs and                   disorders.                                            Geographic Locations
                                             manages surveillance systems to
                                                                                                        Delete in its entirety the title and               AGENCY:  Centers for Medicare &
                                             evaluate the incidence, morbidity, and
                                                                                                     function statement for the Laboratory                 Medicaid Services (CMS), HHS.
                                             mortality associated with blood diseases
                                                                                                     Research Branch (CUBDC) and insert                    ACTION: Extension of temporary
                                             and disorders; (3) plans, develops and
                                                                                                     the following:                                        moratoria.
                                             coordinates special surveys and
                                             populations studies to monitor and                         Hemostasis Laboratory Branch
                                                                                                     (CUBDC). (1) Identifies new genetic                   SUMMARY:   This document announces the
                                             assess the complications of blood
                                                                                                     markers of risk factors and clotting                  extension of temporary moratoria on the
                                             disorders; (4) designs and implements
                                                                                                     defects for affected groups; (2) provides             enrollment of new Medicare Part B
                                             studies using surveillance data to
                                             identify risk factors for the                           reference laboratory diagnosis for multi-             ground ambulance suppliers and
                                             complications of blood disorders, and                   site epidemiologic and surveillance                   Medicare home health agencies,
                                             evaluating the effectiveness of the                     studies; (3) develops techniques and                  subunits, and branch locations in
                                             prevention activities; (5) provides                     interpretation methods to improve                     specific locations within designated
                                             epidemiologic and medical consultation                  molecular and coagulation diagnosis; (4)              metropolitan areas in Florida, Illinois,
                                             and technical assistance, including                     provides diagnostic support for                       Michigan, Texas, Pennsylvania, and
                                             epidemic aids to state and local health                 epidemiologic studies and epidemic                    New Jersey to prevent and combat fraud,
                                             departments, other governmental                         aids on emerging blood disorders and                  waste, and abuse. These moratoria also
                                             agencies, and other public and private                  chronic hereditary disorders; (5)                     apply to the enrollment of home health
                                             institutions in the investigation of blood              determines the mechanisms of                          agencies and ground ambulance
                                             disorders and related complications; (6)                pathogenesis and complications of                     suppliers in Medicaid and the
                                             designing and implements studies to                     blood disorders and chronic hereditary                Children’s Health Insurance Program.
                                             evaluate the effectiveness of                           disorders;                                            DATES: Effective Date: January 29, 2016.
                                             implemented prevention strategies in                       (6) conducts research and providing                FOR FURTHER INFORMATION CONTACT:
                                             the treatment centers, (7) works closely                reference services on diagnostic                      Belinda Gravel, (410) 786–8934. News
                                             with internal and external organizations                techniques for blood disorders and                    media representatives must contact
                                             in applying prevalence and incidence                    chronic hereditary disorders; (7)                     CMS’ Public Affairs Office at (202) 690–
                                             data to target and evaluate programs to                 conducts research to improve laboratory               6145 or email them at press@
                                             prevent the complications of blood                      methodologies and materials; (8) where                cms.hhs.gov.
                                             diseases and chronic hereditary                         appropriate, maintains the national
                                                                                                                                                           SUPPLEMENTARY INFORMATION:
                                             disorders, (8) publishes findings and                   reference laboratory for blood disorders
                                             advances arising out of surveillance and                and chronic hereditary disorders; (9)                 I. Background
                                             epidemiologic research to the scientific                works closely with entities and
                                             and public health communities; (9)                      organizations within the agency and                   A. CMS’ Imposition of Temporary
                                             provides training services to states,                   organizations external to the agency to               Enrollment Moratoria
wgreen on DSK2VPTVN1PROD with NOTICES




                                             localities, and other countries in                      provide laboratory services in support of               Section 6401(a) of the Affordable Care
                                             investigation, diagnosis, prevention, and               projects whose primary aim is to                      Act added a new section 1866(j)(7) to
                                             control of blood diseases and chronic                   prevent and reduce complications                      the Social Security Act (the Act) to
                                             hereditary disorders; (10) assists in                   associated with blood disorders and                   provide the Secretary with authority to
                                             designing, implementing, and                            chronic hereditary disorders; and (10)                impose a temporary moratorium on the
                                             evaluating prevention and counseling                    publishes findings and advances arising               enrollment of new Medicare, Medicaid,
                                             programs for persons and their families                 out of surveillance and epidemiologic                 or Children’s Health Insurance Program


                                        VerDate Sep<11>2014   15:21 Feb 01, 2016   Jkt 238001   PO 00000   Frm 00027   Fmt 4703   Sfmt 4703   E:\FR\FM\02FEN1.SGM   02FEN1


                                                                          Federal Register / Vol. 81, No. 21 / Tuesday, February 2, 2016 / Notices                                            5445

                                             (CHIP) providers and suppliers,                         identified as strong indicators of risk.              II. Extension of Home Health and
                                             including categories of providers and                   (For a more detailed explanation of this              Ambulance Moratoria—Geographic
                                             suppliers, if the Secretary determines a                determination process and of these                    Locations
                                             moratorium is necessary to prevent or                   authorities, see the July 31, 2013 notice                As noted earlier, we previously
                                             combat fraud, waste, or abuse under                     (78 FR 46339) or February 4, 2014                     imposed moratoria on the enrollment of
                                             these programs. For a more detailed                     moratoria document (79 FR 6475)).                     new HHAs in the Florida counties of
                                             explanation of these authorities, please                                                                      Broward, Miami-Dade, and Monroe; the
                                             see the July 31, 2013 notice (78 FR                     1. Consultation With Law Enforcement
                                                                                                                                                           Illinois counties of Cook, DuPage, Kane,
                                             46339) that first established temporary                   In consultation with the HHS Office                 Lake, McHenry, and Will; the Michigan
                                             moratoria in certain geographic                         of Inspector General (OIG) and the                    counties of Macomb, Monroe, Oakland,
                                             locations, or the February 4, 2014 (79 FR               Department of Justice (DOJ), CMS                      Washtenaw, and Wayne; and the Texas
                                             6475) document that extended and                        identified two provider and supplier                  counties of Brazoria, Chambers, Collin,
                                             expanded such moratoria (hereinafter                    types in nine geographic locations that               Fort Bend, Galveston, Dallas, Harris,
                                             referred to as the February 4, 2014                     warrant a temporary enrollment                        Liberty, Denton, Ellis, Kaufman,
                                             moratoria document).                                    moratorium. For a more detailed                       Montgomery, Rockwall, Tarrant, and
                                               Based on this authority and our                       discussion of this consultation process,
                                             regulations at § 424.570, we initially                                                                        Waller. Further, we previously imposed
                                                                                                     see the July 31, 2013 notice (78 FR                   moratoria on the enrollment of new
                                             imposed moratoria to prevent                            46339) or February 4, 2014 moratoria
                                             enrollment of new home health                                                                                 ground ambulance suppliers in the
                                                                                                     document (79 FR 6475).                                Texas counties of Brazoria, Chambers,
                                             agencies, subunits, and branch
                                             locations 1 (hereafter referred to as                   2. Beneficiary Access to Care                         Fort Bend, Galveston, Harris, Liberty,
                                             HHAs) in Miami-Dade County, Florida                                                                           Montgomery, and Waller; the
                                                                                                       Beneficiary access to care in                       Pennsylvania counties of Bucks,
                                             and Cook County, Illinois, as well as                   Medicare, Medicaid, and CHIP is of
                                             surrounding counties, and Medicare                                                                            Delaware, Montgomery, and
                                                                                                     critical importance to CMS and its state              Philadelphia; and the New Jersey
                                             Part B ground ambulance suppliers in                    partners, and CMS carefully evaluated
                                             Harris County, Texas and surrounding                                                                          counties of Burlington, Camden, and
                                                                                                     access for the target moratorium                      Gloucester. These moratoria became
                                             counties, in a notice issued on July 31,                locations. Prior to imposing these
                                             2013 (78 FR 46339). We exercised this                                                                         effective upon publication of the notice
                                                                                                     moratoria, CMS reviewed Medicare data                 in the Federal Register on July 31, 2013
                                             authority again in a document                           for these areas and found no concerns
                                             published on February 4, 2014 (79 FR                                                                          (78 FR 46339) and the moratoria
                                                                                                     with beneficiary access to HHAs or                    document on February 4, 2014 (79 FR
                                             6475) when we extended the existing                     ground ambulance suppliers. CMS also
                                             moratoria for an additional 6 months                                                                          6475), and were subsequently extended
                                                                                                     consulted with the appropriate State                  by documents published in the Federal
                                             and expanded it to include enrollment                   Medicaid Agencies and with the
                                             of HHAs in Broward County, Florida;                                                                           Register on August 1, 2014 (79 FR
                                                                                                     appropriate State Departments of                      44702), February 2, 2015 (80 FR 5551),
                                             Dallas County, Texas; Harris County,                    Emergency Medical Services to
                                             Texas; and Wayne County, Michigan                                                                             and July 28, 2015 (80 FR 44967).
                                                                                                     determine if the moratoria would create                  As provided in § 424.570(b), CMS
                                             and surrounding counties, and                           access to care concerns for Medicaid
                                             enrollment of ground ambulance                                                                                may deem it necessary to extend
                                                                                                     and CHIP beneficiaries in the targeted                previously-imposed moratoria in 6-
                                             suppliers in Philadelphia, Pennsylvania                 locations and surrounding counties. All
                                             and surrounding counties. Then, we                                                                            month increments. Under this authority,
                                                                                                     of CMS’ state partners were supportive                CMS is extending the temporary
                                             further extended these moratoria in                     of CMS’ analysis and proposals, and
                                             documents issued on August 1, 2014 (79                                                                        moratoria on the Medicare enrollment of
                                                                                                     together with CMS, determined that                    HHAs and ground ambulance suppliers
                                             FR 44702), February 2, 2015 (80 FR                      these moratoria would not create access
                                             5551), and July 28, 2015 (80 FR 44967).                                                                       in the geographic locations discussed
                                                                                                     to care issues for Medicaid or CHIP                   herein. Under regulations at §§ 455.470
                                             B. Determination of the Need for                        beneficiaries.                                        and 457.990, these moratoria also apply
                                             Moratoria                                               3. Lifting a Temporary Moratorium                     to the enrollment of HHAs and ground
                                               In imposing these enrollment                                                                                ambulance suppliers in Medicaid and
                                             moratoria, CMS considered both                            In accordance with § 424.570(b), a                  CHIP. Under § 424.570(b), CMS is
                                             qualitative and quantitative factors                    temporary enrollment moratorium                       required to publish a document in the
                                             suggesting a high risk of fraud, waste, or              imposed by CMS will remain in effect                  Federal Register announcing any
                                             abuse. CMS relied on law enforcement’s                  for 6 months. If CMS deems it                         extension of a moratorium, and this
                                             longstanding experience with ongoing                    necessary, the moratorium may be                      extension of moratoria document fulfills
                                             and emerging fraud trends and activities                extended in 6-month increments. CMS                   that requirement.
                                             through civil, criminal, and                            will evaluate whether to extend or lift                  CMS consulted with the HHS OIG
                                             administrative investigations and                       the moratorium before any subsequent                  regarding the extension of the moratoria
                                             prosecutions. CMS’ determination of a                   moratorium periods. If one or more of                 on new HHAs and ground ambulance
                                             high risk of fraud, waste, or abuse in                  the moratoria announced in this                       suppliers in all of the moratoria
                                             these provider and supplier types                       document are extended or lifted, CMS                  counties, and the HHS OIG agrees that
                                             within these geographic locations was                   will publish a document to that effect in             a significant potential for fraud, waste,
                                             then confirmed by CMS’ data analysis,                   the Federal Register.                                 and abuse continues to exist in these
                                             which relied on factors the agency                        Once a moratorium is lifted, the                    geographic areas. The circumstances
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                                                                                                     provider or supplier types that were                  warranting the imposition of the
                                               1 As noted in the preamble to the final rule with     unable to enroll because of the                       moratoria have not yet abated, and CMS
                                             comment period implementing the moratorium              moratorium will be designated to CMS’                 has determined that the moratoria are
                                             authority (February 2, 2011, CMS–6028–FC (76 FR         high screening level under                            still needed as we monitor the
                                             5870), home health agency subunits and branch
                                             locations are subject to the moratoria to the same
                                                                                                     § 424.518(c)(3)(iii) and § 455.450(e)(2)              indicators and continue with
                                             extent as any other newly enrolling home health         for 6 months from the date the                        administrative actions, such as payment
                                             agency.                                                 moratorium is lifted.                                 suspensions and revocations of


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                                             5446                                Federal Register / Vol. 81, No. 21 / Tuesday, February 2, 2016 / Notices

                                             provider/supplier numbers. (For more                               TABLE 2—GROUND AMBULANCE                         V. Collection of Information
                                             information regarding the monitored                                        MORATORIA                                Requirements
                                             indicators, see the February 4, 2014                                                                                  This document does not impose
                                             moratoria document (79 FR 6475)).                                       City/metropolitan                           information collection requirements,
                                                                                                           State                                   Counties
                                               Based upon CMS’ consultation with                                           area                                  that is, reporting, recordkeeping or
                                             the relevant State Medicaid Agencies,                                                                               third-party disclosure requirements.
                                                                                                          PA/NJ      Philadelphia .......    Bucks.
                                             CMS has concluded that extending                                                                Burlington (NJ).
                                                                                                                                                                 Consequently, there is no need for
                                             these moratoria will not create an access                                                       Camden (NJ).        review by the Office of Management and
                                             to care issue for Medicaid or CHIP                                                              Delaware.           Budget under the authority of the
                                             beneficiaries in the affected counties at                                                       Gloucester (NJ).    Paperwork Reduction Act of 1995 (44
                                             this time. CMS also reviewed Medicare                                                           Montgomery.         U.S.C. 3501 et seq.).
                                             data for these areas and found there are                                                        Philadelphia.       VI. Regulatory Impact Statement
                                             no current problems with access to                           TX .....   Houston .............   Brazoria.
                                             HHAs or ground ambulance suppliers.                                                             Chambers.              CMS has examined the impact of this
                                             Nevertheless, the agency will continue                                                          Fort Bend.          document as required by Executive
                                             to monitor these locations to make sure                                                         Galveston.          Order 12866 on Regulatory Planning
                                             that no access to care issues arise in the                                                      Harris.             and Review (September 30, 1993),
                                             future.                                                                                         Liberty.            Executive Order 13563 on Improving
                                               Based upon our consultation with law                                                          Montgomery.         Regulation and Regulatory Review
                                             enforcement and consideration of the                                                            Waller.             (January 18, 2011), the Regulatory
                                             factors and activities described                                                                                    Flexibility Act (RFA) (September 19,
                                             previously, CMS has determined that                          IV. Clarification of Right to Judicial                 1980, Pub. L. 96–354), section 1102(b) of
                                             the temporary enrollment moratoria                           Review                                                 the Social Security Act, section 202 of
                                             should be extended for an additional 6                                                                              the Unfunded Mandates Reform Act of
                                             months.                                                        Section 1866(j)(7)(B) of the Act states              1995 (March 22, 1995; Pub. L. 104–4),
                                                                                                          that there shall be no judicial review                 Executive Order 13132 on Federalism
                                             III. Summary of the Moratoria                                under section 1869, section 1878, or                   (August 4, 1999) and the Congressional
                                             Locations                                                    otherwise, of a temporary moratorium                   Review Act (5 U.S.C. 804(2)).
                                                                                                          imposed on the enrollment of new                          Executive Orders 12866 and 13563
                                               CMS is executing its authority under                                                                              direct agencies to assess all costs and
                                             sections 1866(j)(7), 1902(kk)(4), and                        providers of services and suppliers if
                                                                                                          the Secretary determines that the                      benefits of available regulatory
                                             2107(e)(1)(D) of the Act to extend the                                                                              alternatives and, if regulation is
                                             enrollment moratoria in the following                        moratorium is necessary to prevent or
                                                                                                          combat fraud, waste, or abuse.                         necessary, to select regulatory
                                             counties for HHAs and ground                                                                                        approaches that maximize net benefits
                                             ambulance suppliers:                                         Accordingly, our regulations at 42 CFR
                                                                                                          498.5(l)(4) state that for appeals of                  (including potential economic,
                                                                                                          denials based on a temporary                           environmental, public health, and safety
                                                      TABLE 1—HHA MORATORIA                                                                                      effects, distributive impacts, and
                                                                                                          moratorium, the scope of review will be
                                                                                                          limited to whether the temporary                       equity). A regulatory impact analysis
                                                          City/metropolitan                                                                                      (RIA) must be prepared for major
                                              State                                     Counties          moratorium applies to the provider or
                                                                area
                                                                                                                                                                 regulatory actions with economically
                                                                                                          supplier appealing the denial. The
                                             FL .....     Fort Lauderdale            Broward.                                                                    significant effects ($100 million or more
                                                                                                          agency’s basis for imposing a temporary
                                             FL .....     Miami .................    Monroe                                                                      in any one year). This document will
                                                                                                          moratorium is not subject to review. Our
                                                                                     Miami-Dade.                                                                 prevent the enrollment of new home
                                                                                                          regulations do not limit the right to seek
                                             IL .......   Chicago .............      Cook.                                                                       health providers and ground ambulance
                                                                                                          judicial review of a final agency
                                                                                     DuPage.                                                                     suppliers in Medicare and new home
                                                                                     Kane.                decision that the temporary moratorium                 health providers and ground ambulance
                                                                                     Lake.                applies to a particular provider or                    suppliers in Medicaid and CHIP.
                                                                                     McHenry.             supplier. In the preamble to the                       Though savings may accrue by denying
                                                                                     Will.                February 2, 2011 (76 FR 5918) final rule               enrollments, the monetary amount
                                             MI ......    Detroit ................   Macomb.              with comment period establishing this                  cannot be quantified. After the
                                                                                     Monroe.              regulation, we explained that ‘‘a                      imposition of the initial moratoria on
                                                                                     Oakland.             provider or supplier may                               July 31, 2013, 848 HHAs and 14
                                                                                     Washtenaw.           administratively appeal an adverse
                                                                                     Wayne.
                                                                                                                                                                 ambulance companies in all geographic
                                                                                                          determination based on the imposition                  areas affected by the moratoria had their
                                             TX .....     Dallas .................   Collin.              of a temporary moratorium up to and
                                                                                     Dallas.                                                                     applications denied. We have found the
                                                                                                          including the Department Appeal Board                  number of applications that are denied
                                                                                     Denton.
                                                                                     Ellis.               (DAB) level of review.’’ We are                        after 60 days declines dramatically, as
                                                                                     Kaufman.             clarifying that providers and suppliers                most providers and suppliers will not
                                                                                     Rockwall.            that have received unfavorable                         submit applications during the
                                                                                     Tarrant.             decisions in accordance with the                       moratoria period. Therefore, this
                                             TX .....     Houston .............      Brazoria.            limited scope of review described in                   document does not reach the economic
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                                                                                     Chambers.            § 498.5(l)(4) may seek judicial review of              threshold, and thus is not considered a
                                                                                     Fort Bend.           those decisions after they exhaust their               major action.
                                                                                     Galveston.           administrative appeals. We reiterate,                     The RFA requires agencies to analyze
                                                                                     Harris.              however, that section 1866(j)(7)(B) of                 options for regulatory relief of small
                                                                                     Liberty.             the Act precludes judicial review of the               entities. For purposes of the RFA, small
                                                                                     Montgomery.
                                                                                                          agency’s basis for imposing a temporary                entities include small businesses,
                                                                                     Waller.
                                                                                                          moratorium.                                            nonprofit organizations, and small


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                                                                          Federal Register / Vol. 81, No. 21 / Tuesday, February 2, 2016 / Notices                                            5447

                                             governmental jurisdictions. Most                          Dated: December 7, 2015.                               Please allow sufficient time for mailed
                                             hospitals and most other providers and                  Andrew M. Slavitt,                                    comments to be received before the
                                             suppliers are small entities, either by                 Acting Administrator, Centers for Medicare            close of the comment period.
                                             nonprofit status or by having revenues                  & Medicaid Services.                                     3. By express or overnight mail. You
                                             of $7.0 million to $35.5 million in any                 [FR Doc. 2016–01835 Filed 1–29–16; 4:15 pm]           may send written comments to the
                                             one year. Individuals and states are not                BILLING CODE 4120–01–P
                                                                                                                                                           following address ONLY: Centers for
                                             included in the definition of a small                                                                         Medicare & Medicaid Services,
                                             entity. CMS is not preparing an analysis                                                                      Department of Health and Human
                                             for the RFA because it has determined,                  DEPARTMENT OF HEALTH AND                              Services, Attention: CMS–3323–N, Mail
                                             and the Secretary certifies, that this                  HUMAN SERVICES                                        Stop C4–26–05, 7500 Security
                                                                                                                                                           Boulevard, Baltimore, MD 21244–1850.
                                             document will not have a significant
                                                                                                     Centers for Medicare & Medicaid                          4. By hand or courier. Alternatively,
                                             economic impact on a substantial                                                                              you may deliver (by hand or courier)
                                                                                                     Services
                                             number of small entities.                                                                                     your written comments ONLY to the
                                                In addition, section 1102(b) of the Act              [CMS–3323–N]                                          following addresses:
                                             requires us to prepare a regulatory                                                                              a. For delivery in Washington, DC—
                                                                                                     Request for Information: Certification                Centers for Medicare & Medicaid
                                             impact analysis if an action may have a
                                                                                                     Frequency and Requirements for the                    Services, Department of Health and
                                             significant impact on the operations of
                                                                                                     Reporting of Quality Measures Under                   Human Services, Room 445–G, Hubert
                                             a substantial number of small rural
                                                                                                     CMS Programs; Extension of Comment                    H. Humphrey Building, 200
                                             hospitals. This analysis must conform to                Period
                                             the provisions of section 604 of the                                                                          Independence Avenue SW.,
                                             RFA. For purposes of section 1102(b) of                 AGENCY:  Centers for Medicare &                       Washington, DC 20201.
                                             the Act, CMS defines a small rural                      Medicaid Services (CMS), HHS.                            (Because access to the interior of the
                                             hospital as a hospital that is located                                                                        Hubert H. Humphrey Building is not
                                                                                                     ACTION: Request for information;
                                                                                                                                                           readily available to persons without
                                             outside of a Metropolitan Statistical                   extension of comment period.                          Federal government identification,
                                             Area for Medicare payment purposes
                                                                                                     SUMMARY:    This document extends the                 commenters are encouraged to leave
                                             and has fewer than 100 beds. CMS is not
                                                                                                     comment period for the December 31,                   their comments in the CMS drop slots
                                             preparing an analysis for section 1102(b)
                                                                                                     2015 request for information entitled                 located in the main lobby of the
                                             of the Act because it has determined,                                                                         building. A stamp-in clock is available
                                             and the Secretary certifies, that this                  ‘‘Request for Information: Certification
                                                                                                     Frequency and Requirements for the                    for persons wishing to retain a proof of
                                             document will not have a significant                                                                          filing by stamping in and retaining an
                                             impact on the operations of a substantial               Reporting of Quality Measures Under
                                                                                                     CMS Programs’’ (80 FR 81824) (referred                extra copy of the comments being filed.)
                                             number of small rural hospitals.                                                                                 b. For delivery in Baltimore, MD—
                                                                                                     to in this document as December 31
                                                Section 202 of the Unfunded                          RFI). The comment period for the                      Centers for Medicare & Medicaid
                                             Mandates Reform Act of 1995 also                        December 31 RFI, which would have                     Services, Department of Health and
                                             requires that agencies assess anticipated               ended on February 1, 2016, is extended                Human Services, 7500 Security
                                             costs and benefits before issuing any                   for 15 days.                                          Boulevard, Baltimore, MD 21244–1850.
                                             regulatory action whose mandates                                                                                 If you intend to deliver your
                                                                                                     DATES: The comment period is extended                 comments to the Baltimore address, call
                                             require spending in any one year of                     to February 16, 2016. To be assured
                                             $100 million in 1995 dollars, updated                                                                         telephone number (410) 786–9994 in
                                                                                                     consideration, written or electronic                  advance to schedule your arrival with
                                             annually for inflation. In 2015, that                   comments on the December 31 RFI must
                                             threshold is approximately $144                                                                               one of our staff members.
                                                                                                     be received at one of the addresses                      Comments erroneously mailed to the
                                             million. This document will have no                     provided below no later than February                 addresses indicated as appropriate for
                                             consequential effect on state, local, or                16, 2016.                                             hand or courier delivery may be delayed
                                             tribal governments or on the private                    ADDRESSES: In commenting on the                       and received after the comment period.
                                             sector.                                                 December 31 RFI, please refer either to                  Inspection of Public Comments: All
                                                Executive Order 13132 establishes                    file code CMS–3323–NC and comment                     comments received before the close of
                                             certain requirements that an agency                     as indicated in that document (80 FR                  the comment period are available for
                                             must meet when it promulgates a                         81824) or file code CMS–3323–N and                    viewing by the public, including any
                                             proposed regulatory action (and                         comment as provided in this document.                 personally identifiable or confidential
                                             subsequent final action) that imposes                   Because of staff and resource                         business information that is included in
                                             substantial direct requirement costs on                 limitations, we cannot accept comments                a comment. We post all comments
                                             state and local governments, preempts                   by facsimile (FAX) transmission.                      received before the close of the
                                             state law, or otherwise has Federalism                     You may submit comments in one of                  comment period on the following Web
                                             implications. Because this document                     four ways (please choose only one of the              site as soon as possible after they have
                                             does not impose any costs on state or                   ways listed):                                         been received: http://
                                             local governments, the requirements of                     1. Electronically. You may submit                  www.regulations.gov. Follow the search
                                             Executive Order 13132 are not                           electronic comments on this regulation                instructions on that Web site to view
                                             applicable.                                             to http://www.regulations.gov. Follow                 public comments. Comments received
                                                                                                     the ‘‘Submit a comment’’ instructions.                timely will also be available for public
                                                In accordance with the provisions of
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                                                                                                        2. By regular mail. You may mail                   inspection as they are received,
                                             Executive Order 12866, the Office of                    written comments to the following                     generally beginning approximately 3
                                             Management and Budget reviewed this                     address ONLY: Centers for Medicare &                  weeks after publication of a document,
                                             document.                                               Medicaid Services, Department of                      at the headquarters of the Centers for
                                               Authority: Sections 1102 and 1871 of the              Health and Human Services, Attention:                 Medicare & Medicaid Services, 7500
                                             Social Security Act (42 U.S.C. 1302 and                 CMS–3323–N, P.O. Box 8013,                            Security Boulevard, Baltimore,
                                             1395hh) and 44 U.S.C. Chapter 35.                       Baltimore, MD 21244–8013.                             Maryland 21244, Monday through


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Document Created: 2016-02-02 00:32:11
Document Modified: 2016-02-02 00:32:11
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionExtension of temporary moratoria.
ContactBelinda Gravel, (410) 786-8934. News media representatives must contact CMS' Public Affairs Office at (202) 690-6145 or email them at [email protected]
FR Citation81 FR 5444 

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