81_FR_59308 81 FR 59141 - Update of Existing and Addition of New User Fees

81 FR 59141 - Update of Existing and Addition of New User Fees

FEDERAL MARITIME COMMISSION

Federal Register Volume 81, Issue 167 (August 29, 2016)

Page Range59141-59145
FR Document2016-20647

The Federal Maritime Commission (Commission) is amending its user fees to more accurately align fees with the costs associated with each service provided by the Commission. Specifically, the Commission is increasing fees for: Filing complaints and certain petitions; records searches, document copying, and admissions to practice; paper filing of ocean transportation intermediary (OTI) applications; filing applications for special permission; and filing agreements. The Commission is also lowering fees for: Reviewing Freedom of Information Act (FOIA) requests; revising clerical errors on service contracts; revising clerical errors on non-vessel-operating common carrier (NVOCC) service arrangements; and Commission services to passenger vessel operators (PVOs). In addition, the Commission is repealing four existing fees for: Adding interested parties to a specific docket mailing list; the Regulated Persons Index database; database reports on Effective Carrier Agreements; and filing petitions for rulemaking, and adding a new fee for requests for expedited review of an agreement filing.

Federal Register, Volume 81 Issue 167 (Monday, August 29, 2016)
[Federal Register Volume 81, Number 167 (Monday, August 29, 2016)]
[Rules and Regulations]
[Pages 59141-59145]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-20647]


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FEDERAL MARITIME COMMISSION

46 CFR Parts 502, 503, 515, 520, 530, 531, 535, 540, 550, 555, and 
560

[Docket No. 16-06]
RIN 3072-AC34


Update of Existing and Addition of New User Fees

AGENCY: Federal Maritime Commission.

ACTION: Final rule.

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SUMMARY: The Federal Maritime Commission (Commission) is amending its 
user fees to more accurately align fees with the costs associated with 
each service provided by the Commission. Specifically, the Commission 
is increasing fees for: Filing complaints and certain petitions; 
records searches, document copying, and admissions to practice; paper 
filing of ocean transportation intermediary (OTI) applications; filing 
applications for special permission; and filing agreements.
    The Commission is also lowering fees for: Reviewing Freedom of 
Information Act (FOIA) requests; revising clerical errors on service 
contracts; revising clerical errors on non-vessel-operating common 
carrier (NVOCC) service arrangements; and Commission services to 
passenger vessel operators (PVOs).
    In addition, the Commission is repealing four existing fees for: 
Adding interested parties to a specific docket mailing list; the 
Regulated Persons Index database; database reports on Effective Carrier 
Agreements; and filing petitions for rulemaking, and adding a new fee 
for requests for expedited review of an agreement filing.

DATES: Effective October 1, 2016.

FOR FURTHER INFORMATION CONTACT: Karen V. Gregory, Secretary, Federal 
Maritime Commission, 800 North Capitol Street NW., Washington, DC 
20573-0001. Phone: (202) 523-5725. Email: [email protected].

SUPPLEMENTARY INFORMATION: The Commission's current user fees are based 
on an assessment of fiscal year 2004 costs and have not been updated 
since 2005.\1\ Consequently, many of the current user fees no longer 
represent the Commission's actual costs for providing services. The 
Commission is adjusting its user fees based on fiscal year 2015 costs 
assessed through a new methodology for calculating costs for services 
provided by the Commission.
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    \1\ The Commission established the fee for filing or updating 
OTI license applications electronically in 2007.
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    The Independent Offices Appropriation Act of 1952 (IOAA), 31 U.S.C. 
9701, authorizes agencies to establish charges (user fees) for services 
and benefits that it provides to specific recipients. Under the IOAA, 
charges must be fair and based on the costs to the Government, the 
value of the service or thing to the recipient, the public policy or 
interest served, and other relevant facts. The IOAA also provides that 
regulations implementing user fees are subject to policies prescribed 
by the President, which are currently set forth in OMB Circular A-25, 
User Charges (revised July 8, 1993).
    OMB Circular A-25 requires agencies to conduct a periodic 
reassessment of costs and, if necessary, adjust or establish new fees. 
Under OMB Circular A-25, fees should be established for Government-
provided services that confer benefits on identifiable recipients over 
and above those benefits received by the general public. OMB Circular 
A-25 also provides that agencies should

[[Page 59142]]

determine or estimate costs based on the best available records in the 
agency, and that cost computations must cover the direct and indirect 
costs to the agency providing the activity.
    On March 21, 2016, the Commission issued an Advanced Notice of 
Proposed Rulemaking (ANPRM), 81 FR 15002, seeking public comment and 
did not receive any comments. The Commission again sought public 
comment by issuing a Notice of Proposed Rulemaking (NPRM), 81 FR 33637, 
on May 27, 2016. The Commission received two comments in response to 
the NPRM, one from an individual and one from the World Shipping 
Council.
    The individual commenter requested that the Commission eliminate 46 
CFR 503.50(c)(1)(ii) and (c)(3)(iii) to avoid ambiguity, improve 
clarity, and conform to typical federal agency practice. The commenter 
claims that the wording is ambiguous because the proposed language 
states that the minimum charge for a records search is $27, but the 
Commission does not charge a fee for two hours of search for 
noncommercial requesters. The Commission provides an exception to the 
minimum search fee for educational and noncommercial scientific 
institution requesters and for representatives of the news media 
requesters because the Freedom of Information Act (FOIA), 5 U.S.C. 
552(a)(4)(A)(ii), precludes agencies from imposing a search fee when 
the requester is not seeking documents for a commercial use. The 
commenter also argues that there is ambiguity in the proposed language 
because there are existing provisions where the Commission does not 
charge a fee at all if the processing of the fee were likely to equal 
or exceed the fee itself. The Commission provides this de minimus 
exception, in accordance with 5 U.S.C. 552(a)(A)(iv)(I). While the 
Commission does not consider Sec.  503.50(c)(1)(ii) and (c)(3)(iii) as 
proposed in the NPRM to be confusing, we are adding the phrase ``Unless 
an exception provided in Sec.  503.50(b)(2) applies'' to make the rule 
unequivocally clear.
    The individual commenter requested that the Commission not adopt 
certain portions of proposed Sec.  503.50(c)(3)(i) and (ii) because 
they do not reflect OMB FOIA Fee Guidelines. Similarly, the commenter 
requested that Sec.  503.69(b)(1) not be modified because the 
Commission did not provide a rationale for the change in duplication 
fees and there is no evidence that there has been any examination of 
the actual per page direct cost of xerographic duplication.
    The individual also commented that the basis for the rule change in 
Sec.  503.69(b)(1) is unclear and that it is unclear where the 
Regulated Persons Index is located on the Commission's Web site.
    The World Shipping Council requests that the Commission provide 
detailed cost information for each service it provides and requests an 
additional 45-day comment period. The Commission believes transparency 
and public participation is essential in amending user fees and has 
afforded stakeholders two opportunities to comment on the proposed 
changes. Furthermore, the Commission provided a summary of the fee 
assessment methodology in both the ANPRM and NPRM. In addition, the 
Commission provided a detailed description of the methodology in the 
docket to this rulemaking, as well as a detailed fee index. In the 
interest of transparency, the Commission will place the cost analysis 
for each service in the docket. The Commission, however, believes that 
ample time and information has been provided for public comment and, 
therefore, will not go forward with a third comment period.

Fee Adjustments

    The adjustments will allow some user fees to remain unchanged; 
increase, reduce, or delete other fees; and add one new fee. The 
Commission is increasing fees to reflect increases in salary and 
indirect (overhead) costs. For some services, an increase in processing 
or review time may account for all or part of the increase in the 
amount of the fees. For other services, fees are lower than current 
fees due to an overall reduced cost to provide those services.
    The Commission assesses nominal processing fees for services 
related to the filing of complaints and certain petitions; various 
public information services, such as records searches, document 
copying, and admissions to practice; and filing applications for 
special permission. Due to an increase in the processing cost of these 
services, the Commission is adjusting upward these administrative fees 
based on an assessment of fiscal year 2015 costs. Similarly, the 
Commission is adjusting upward the user fees associated with agreements 
filed under 46 CFR part 535 because of the increase in reviewing and 
analyzing the agreement filings.
    With respect to OTI license applications, the fees for electronic 
filing of license applications through the Commission's FMC-18 
automated filing system are lower than the fees to file paper 
applications. The Commission first adopted lower fees in 2007 to 
promote the use of the electronic filing option by the public and to 
facilitate the transfer of OTI records from a paper-based format to a 
more convenient and accessible digital format.\2\ As intended, the 
majority of OTI applicants are using the automated system and paying 
the reduced fees. In fiscal year 2015, the total number of OTI 
applicants using the automated filing system at the reduced fees was 
619, and the total number of OTI applicants filing their applications 
in paper format at the higher fees was 44. This program has been 
successful and the Commission is continuing to offer the lower fees for 
electronic filing at the current fee amounts.\3\
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    \2\ FMC Docket No. 07-08, Optional Method of Filing Form FMC-18, 
Application for a License as an Ocean Transportation Intermediary, 
72 FR 44976, 44977 (Aug. 10, 2007).
    \3\ While the automated filing system allows users to file their 
applications electronically, the automated system for processing the 
applications is still under development. The fees for the electronic 
filing of OTI applications will be addressed by the Commission when 
the entire FMC-18 automated system is complete and operational, and 
the costs of the system and its impact on the review of OTI 
applications can be quantified.
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    The Commission is decreasing fees for the Commission's services to 
passenger vessel operators (PVOs) under 46 CFR part 540. These services 
include reviewing and processing the application for certification on 
performance; the supplemental application on performance for the 
addition or substitution of a vessel; the application for certification 
on casualty, and the supplemental application on casualty for the 
addition or substitution of a vessel.
    For reviews of requests filed under FOIA, the Commission is 
lowering the fees due to the change in grade level of the professional 
staff that review FOIA requests. For revisions of clerical errors on 
service contracts, the Commission is lowering the fee due to the 
reduction in processing time.
    The Commission is repealing the user fee for obtaining a copy of 
the Regulated Persons Index given that it is currently available on the 
Commission's Web site. (http://www2.fmc.gov/oti/) The Commission also 
proposes repealing the current fee assessed for adding an interested 
party to a specific docket mailing list under Sec.  503.50(d), and the 
fee assessed under Sec.  535.401(h) for obtaining a Commission 
agreement database report.
    In addition, the Commission is repealing the user fee for filing 
petitions for rulemaking found in Sec.  503.51(a). This aligns the 
Commission with the practice of other agencies, the vast majority of 
which do not impose a fee to file petitions for rulemaking. Repealing 
this user fee would also enhance access to the rulemaking

[[Page 59143]]

process, thereby making it fairer and more open.
    The Commission is also adding a new fee for processing requests for 
expedited review of an agreement under Sec.  535.605, which allows 
filing parties to request that the 45-day waiting period be shortened 
to meet an operational urgency. The Commission believes that a fee for 
processing such requests is necessary to recoup the cost of publishing 
a separate Federal Register notice for expedited review. This new fee 
will be assessed in addition to the underlying agreement filing fee 
required by Sec.  535.401(g).

Regulatory Analysis and Notices

Regulatory Flexibility Act

    The Regulatory Flexibility Act, 5 U.S.C. 601 et. seq., requires an 
agency to review final rules to assess their impact on small entities 
and prepare a final regulatory flexibility analysis (FRFA), unless the 
agency head determines that the regulatory action will not have a 
significant impact on a substantial number of small entities. The 
Chairman certified, in the NPRM, that the proposed rule would not have 
a significant economic impact on a substantial number of small 
entities. The adjusted user fees reflect the costs of specific 
Commission services for identifiable recipients. The economic impact of 
user fees on a small entity results from the entity requesting a 
particular service that requires payment of a fee for that service. The 
dollar amount of each user fee proposed in this rule is not substantial 
enough to have a significant economic impact on any entity subject to 
the user fee. On average, as weighted by the volume of fee assessments 
for fiscal year 2015, the total increase in user fees is below the rise 
in inflation and employment costs from the last assessment in fiscal 
year 2004. Furthermore, the Commission's regulations provide for a 
waiver or reduction of any fee in extraordinary situations. 46 CFR 
503.42. The Chairman of the Commission, therefore, certifies that the 
final rule, will not have a significant economic impact on a 
substantial number of small entities.\4\
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    \4\ In extraordinary situations, the Commission will accept 
requests for waivers or fee reductions. Such request must 
demonstrate that the waiver or reduction of a fee is in the best 
interest of the public, or that payment of a fee would impose an 
undue hardship.
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Paperwork Reduction Act

    The Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3521) requires 
an agency to seek and receive approval from the Office of Management 
and Budget (OMB) before making most requests for information if the 
agency is requesting information from more than ten persons. 44 U.S.C. 
3507. This final rule does not contain any collections of information, 
as defined by 44 U.S.C. 3502(3) and 5 CFR 1320.3(c).

Regulation Identifier Number

    The Commission assigns a regulation identifier number (RIN) to each 
regulatory action listed in the Unified Agenda of Federal Regulatory 
and Deregulatory Actions (Unified Agenda). The Regulatory Information 
Service Center publishes the Unified Agenda in April and October of 
each year. You may use the RIN contained in the heading at the 
beginning of this document to find this action in the Unified Agenda, 
available at http://www.reginfo.gov/public/do/eAgendaMain.

List of Subjects

46 CFR Part 502

    Administrative practice and procedure, Claims, Equal access to 
justice, Investigations, Lawyers, Maritime carriers, Penalties, 
Reporting and recordkeeping requirements.

46 CFR Part 503

    Classified information, Freedom of Information, Privacy, Sunshine 
Act.

46 CFR Part 515

    Exports, Freight forwarders, Non-vessel-operating common carriers, 
Ocean transportation intermediaries, Licensing requirements, Financial 
responsibility requirements, Reporting and recordkeeping requirements.

46 CFR Part 520

    Common carrier, Freight, Intermodal transportation, Maritime 
carriers, Reporting and recordkeeping requirements.

46 CFR Part 530

    Freight, Maritime carriers, Report and recordkeeping requirements.

46 CFR Part 531

    Freight, Maritime carriers, Report and recordkeeping requirements.

46 CFR Part 535

    Administrative practice and procedure, Maritime carriers, Reporting 
and recordkeeping requirements.

46 CFR Part 540

    Insurance, Maritime carriers, Penalties, Reporting and 
recordkeeping requirements, Surety bonds.

46 CFR Part 550

    Administrative practice and procedure, Maritime carriers.

46 CFR Part 555

    Administrative practice and procedure, Investigations, Maritime 
carriers.

46 CFR Part 560

    Administrative practice and procedure, Maritime carriers.

    For the reasons set forth above, the Federal Maritime Commission 
amends 46 CFR parts 502, 503, 515, 520, 530, 535, 540, 550, 555, and 
560 as follows:

PART 502--RULES OF PRACTICE AND PROCEDURE

0
1. The authority citation for Part 502 continues to read as follows:

    Authority:  5 U.S.C. 504, 551, 552, 553, 556(c), 559, 561-569, 
571-584; 591-596; 18 U.S.C. 207; 28 U.S.C. 2112(a); 31 U.S.C. 9701; 
46 U.S.C. 305, 40103-40104, 40304, 40306, 40501-40503, 40701-40706, 
41101-41109, 41301-41309, 44101-44106; 5 CFR part 2635.

Subpart D--Rulemaking


Sec.  502.51  [Amended]

0
2. In Sec.  502.51, amend paragraph (a) by removing ``Sec.  502.74'' 
and adding in its place ``Sec.  502.69'' and removing the fourth 
sentence.

Subpart E--Proceedings; Pleadings; Motions; Replies

0
3. In Sec.  502.62, paragraph (a)(6) is revised to read as follows:


Sec.  502.62  Private party complaints for formal adjudication.

    (a) * * *
    (6) Filing fee: The complaint must be accompanied by remittance of 
a $289 filing fee.
* * * * *

0
4. In Sec.  502.75, revise paragraph (a)(3) to read as follows:


Sec.  502.75  Declaratory orders and fee.

    (a) * * *
    (3) Petitions must be accompanied by remittance of a $289 filing 
fee.
* * * * *

0
5. In Sec.  502.76, revise paragraph (b) to read as follows:


Sec.  502.76  Petitions-general and fee.

* * * * *
    (b) Petitions must be accompanied by remittance of a $289 filing 
fee. [Rule 76.]

Subpart K--Shortened Procedure

0
6. The last sentence of Sec.  502.182 is revised to read as follows:

[[Page 59144]]

Sec.  502.182  Complaint and memorandum of facts and arguments and 
filing fee.

    * * * The complaint must be accompanied by remittance of a $289 
filing fee. [Rule 182.]

Subpart Q--Refund or Waiver of Freight Charges

0
 7. In Sec.  502.271, revise paragraph (d)(5) to read as follows:


Sec.  502.271  Special docket application for permission to refund or 
waive freight charges.

* * * * *
    (d) * * *
    (5) Applications must be accompanied by remittance of a $117 filing 
fee.
* * * * *

Subpart S--Informal Procedure for Adjudication of Small Claims

0
8. The last sentence of Sec.  502.304(b) is revised to read as follows:


Sec.  502.304  Procedure and filing fee.

* * * * *
    (b) * * * Such claims must be accompanied by remittance of an $85 
filing fee.
* * * * *

PART 503--PUBLIC INFORMATION

0
9. The authority citation for Part 503 is revised to read as follows:

    Authority: 5 U.S.C. 331, 552, 552a, 552b, 553; 31 U.S.C. 9701; 
E.O. 13526 of January 5, 2010 75 FR 707, 3 CFR, 2010 Comp., p. 298, 
sections 5.1(a) and (b).

Subpart F--Fees

0
10. In Sec.  503.50, paragraph (c)(1) introductory text, paragraphs 
(c)(1)(i) and (ii); the first sentence of paragraph (c)(2); paragraphs 
(c)(3)(i), (ii) and (iii); paragraph (c)(4); and paragraph (e) are 
revised to read as follows:


Sec.  503.50  Fees for services.

* * * * *
    (c) * * *
    (1) Records search (including electronic search) will be performed 
by Commission personnel at the following rates:
    (i) Search will be performed by clerical/administrative personnel 
at a rate of $27 per hour and by professional/executive personnel at a 
rate of $57 per hour.
    (ii) Unless an exception provided in paragraph (b)(2) of this 
section applies, the minimum charge for record search is $27.
    (2) Charges for review of records to determine whether they are 
exempt from disclosure under Sec.  503.33 must be assessed to recover 
full costs at the rate of $57 per hour. * * *
    (3) * * *
    (i) If performed by requesting party at the rate of ten cents per 
page (one side).
    (ii) By Commission personnel, at the rate of ten cents per page 
(one side) plus $27 per hour.
    (iii) Unless an exception provided in paragraph (b)(2) of this 
section applies, the minimum charge for copying is $5.
* * * * *
    (4) The certification and validation (with Federal Maritime 
Commission seal) of documents filed with or issued by the Commission 
will be available at $84 for each certification.
* * * * *
    (e) Applications for admission to practice before the Commission 
for persons not attorneys at law must be accompanied by a fee of $153 
pursuant to Sec.  502.27 of this chapter.

Subpart H--Access to Any Record of Identifiable Personal 
Information

0
11. In Sec.  503.69, paragraphs (b)(1) and (2) are revised to read as 
follows:


Sec.  503.69  Fees.

* * * * *
    (b) * * *
    (1) The copying of records and documents will be available at the 
rate of ten cents per page (one side), limited to size 8\1/4\'' x 14'' 
or smaller.
    (2) The certification and validation (with Federal Maritime 
Commission seal) of documents filed with or issued by the Commission 
will be available at $84 for each certification.
* * * * *

PART 515--LICENSING, FINANCIAL RESPONSIBILITY REQUIREMENTS, AND 
GENERAL DUTIES FOR OCEAN TRANSPORTATION INTERMEDIARIES

0
12. The authority citation for Part 515 continues to read as follows:

    Authority:  5 U.S.C. 553; 31 U.S.C. 9701; 46 U.S.C. 305, 40102, 
40104, 40501-40503, 40901-40904, 41101-41109, 41301-41302, 41305-
41307; Pub. L. 105-383, 112 Stat. 3411; 21 U.S.C. 862.

Subpart A--General

0
13. In Sec.  515.5, paragraphs (c)(2)(i) and (ii) are revised to read 
as follows:


Sec.  515.5  Forms and fees.

* * * * *
    (c) * * *
    (2) * * *
    (i) Application for new OTI license as required by Sec.  515.12(a): 
Automated filing $250; paper filing pursuant to waiver $1,055.
    (ii) Application for change to OTI license or license transfer as 
required by Sec.  515.20(a) and (b): Automated filing $125; paper 
filing pursuant to waiver $735.

Subpart D--Duties and Responsibilities of Ocean Transportation 
Intermediaries; Reports to Commission

0
15. The last sentence of Sec.  515.34 is removed and the second 
sentence is revised to read as follows:


Sec.  515.34  Regulated Persons Index.

     * * *
    The database is available at no charge on the Commission's Web site 
at www.fmc.gov.

PART 520--CARRIER AUTOMATED TARIFFS

0
16. The authority citation for Part 520 continues to read as follows:

    Authority:  5 U.S.C. 553; 46 U.S.C. 305, 40101-40102, 40501-
40503, 40701-40706, 41101-41109.


0
17. The last sentence of Sec.  520.14 paragraph (c)(1) is revised to 
read as follows:


Sec.  520.14  Special permission.

* * * * *
    (c) * * *
    (1) * * * Every such application must be submitted to the Bureau of 
Trade Analysis and be accompanied by a filing fee of $299.
* * * * *

PART 530--SERVICE CONTRACTS

0
18. The authority citation for Part 530 continues to read as follows:

    Authority:  5 U.S.C. 553; 46 U.S.C. 305, 40301-40306, 40501-
40503, 41307.

Subpart B--Filing Requirements

0
19. In Sec.  530.10, paragraph (c) introductory text is revised to read 
as follows:


Sec.  530.10  Amendment, correction, cancellation, and electronic 
transmission errors.

* * * * *
    (c) Corrections. Requests must be filed, in duplicate, with the 
Commission's Office of the Secretary within forty-five (45) days of the 
contract's filing with the Commission, accompanied by remittance of an 
$95 service fee, and must include:
* * * * *

[[Page 59145]]

PART 531--NVOCC SERVICE ARRANGEMENTS

0
20. The authority citation for Part 531 continues to read as follows:

    Authority:  46 U.S.C. 40103.


0
21. In Sec.  531.8 paragraph (b)(1) is revised to read as follows:


Sec.  531.8  Amendment, correction, cancellation, and electronic 
transmission errors.

* * * * *
    (b) * * *
    (1) Requests must be filed, in duplicate, with the Commission's 
Office of the Secretary within forty-five (45) days of the contract's 
filing with the Commission, accompanied by remittance of an $95 service 
fee.
* * * * *

PART 535--OCEAN COMMON CARRIER AND MARINE TERMINAL OPERATOR 
AGREEMENTS SUBJECT TO THE SHIPPING ACT OF 1984

0
22. The authority citation for Part 535 continues to read as follows:

    Authority:  5 U.S.C. 553; 46 U.S.C. 305, 40101-40104, 40301-
40307, 40501-40503, 40901-40904, 41101-41109, 41301-41302, and 
41305-41307.

Subpart D--Filing of Agreements

0
24. In Sec.  535.401 paragraphs (g) and (h) are revised to read as 
follows:


Sec.  535.401  General requirements.

* * * * *
    (g) Fees. The filing fee is $3,218 for new agreements and any 
agreement modifications requiring Commission review and action; $526 
for agreements processed under delegated authority (for types of 
agreements that can be processed under delegated authority, see Sec.  
501.27(e) of this chapter); $303 for carrier exempt agreements; and $90 
for terminal exempt agreements.
    (h) The fee for a request for expedited review of an agreement 
pursuant to Sec.  535.605 is $159. This fee must be paid in addition to 
the carrier agreement filing fee required by paragraph (g) of this 
section.

PART 540--PASSENGER VESSEL FINANCIAL RESPONSIBILITY

0
25. The authority citation for Part 540 continues to read as follows:

    Authority:  5 U.S.C. 552, 553; 31 U.S.C. 9701; 46 U.S.C. 305, 
44101-44106.

Subpart A--Proof of Financial Responsibility, Bonding and 
Certification of Financial Responsibility for Indemnification of 
Passengers for Nonperformance of Transportation

0
26. The last two sentences in Sec.  540.4 paragraph (e) are revised to 
read as follows:


Sec.  540.4  Procedure for establishing financial responsibility.

* * * * *
    (e) * * * An application for a Certificate (Performance), excluding 
an application for the addition or substitution of a vessel to the 
applicant's fleet, must be accompanied by a filing fee remittance of 
$2,284 An application for a Certificate (Performance) for the addition 
or substitution of a vessel to the applicant's fleet must be 
accompanied by a filing fee remittance of $1,224.
* * * * *

Subpart B--Proof of Financial Responsibility, Bonding and 
Certification of Financial Responsibility to Meet Liability 
Incurred for Death or Injury to Passengers or Other Persons on 
Voyages

0
27. The last two sentences in Sec.  540.23 paragraph (b) are revised to 
read as follows:


Sec.  540.23  Procedure for establishing financial responsibility.

* * * * *
    (b) * * * An application for a Certificate (Casualty), excluding an 
application for the addition or substitution of a vessel to the 
applicant's fleet, must be accompanied by a filing fee remittance of 
$1,085. An application for a Certificate (Casualty) for the addition or 
substitution of a vessel to the applicant's fleet must be accompanied 
by a filing fee remittance of $593.
* * * * *

PART 550--REGULATIONS TO ADJUST OR MEET CONDITIONS UNFAVORABLE TO 
SHIPPING IN THE FOREIGN TRADE OF THE UNITED STATES

0
28. The authority citation for Part 550 continues to read as follows:

    Authority:  5 U.S.C. 553; 46 U.S.C. 301-307; sec. 19 (a)(2), 
(e), (f), (g), (h), (i), (j), (k) and (l) of the Merchant Marine 
Act, 1920, 46 U.S.C. 42101 and 42104-42109; and sec. 10002 of the 
Foreign Shipping Practices Act of 1988, 46 U.S.C. 42301-42307.

Subpart D--Petitions for Section 19 Relief

0
29. Revise Sec.  550.402 to read as follows:


Sec.  550.402  Filing of petitions.

    Except for petitions for rulemaking, all requests for relief from 
conditions unfavorable to shipping in the foreign trade must be by 
written petition. An original and fifteen copies of a petition for 
relief under the provisions of this part must be filed with the 
Secretary, Federal Maritime Commission, Washington, DC 20573. The 
petition must be accompanied by remittance of a $289 filing fee.

PART 555--ACTIONS TO ADDRESS ADVERSE CONDITIONS AFFECTING U.S.-FLAG 
CARRIERS THAT DO NOT EXIST FOR FOREIGN CARRIERS IN THE UNITED 
STATES

0
30. The authority citation for Part 555 continues to read as follows:

    Authority:  5 U.S.C. 553; sec. 10002 of the Foreign Shipping 
Practices Act of 1988 (46 U.S.C. 42301-42307).


0
31. The last sentence in Sec.  555.4 paragraph (a) is revised to read 
as follows:


Sec.  555.4  Petitions.

    (a) * * * The petition must be accompanied by remittance of a $289 
filing fee.
* * * * *

PART 560--ACTIONS TO ADDRESS CONDITIONS UNDULY IMPAIRING ACCESS OF 
U.S.-FLAG VESSELS TO OCEAN TRADE BETWEEN FOREIGN PORTS

0
32. The authority citation for Part 560 continues to read as follows:

    Authority:  5 U.S.C. 553; secs. 13(b)(6), 15 and 17 of the 
Shipping Act of 1984, 46 U.S.C. 305, 40104, and 41108(d); sec. 10002 
of the Foreign Shipping Practices Act of 1988 (46 U.S.C. 42301-
42307).


0
33. The last sentence in Sec.  560.3 paragraph (a)(2) is revised to 
read as follows:


Sec.  560.3  Petitions for relief.

    (a) * * *
    (2) * * * The petition must be accompanied by remittance of a $289 
filing fee.
* * * * *

By the Commission.
Karen V. Gregory,
Secretary.
[FR Doc. 2016-20647 Filed 8-26-16; 8:45 am]
 BILLING CODE 6731-AA-P



                                                                     Federal Register / Vol. 81, No. 167 / Monday, August 29, 2016 / Rules and Regulations                                                      59141

                                                objections to this direct final rule are                       List of Subjects in 40 CFR Part 52                           Authority: 42 U.S.C. 7401 et seq.
                                                encouraged to file a comment in                                  Environmental protection, Air
                                                response to the parallel notice of                                                                                      Subpart EE—New Hampshire
                                                                                                               pollution control, Incorporation by
                                                proposed rulemaking for this action                            reference, Ozone, Reporting and                          ■ 2. In § 52.1520(d), the table is
                                                published in the proposed rules section                        recordkeeping requirements, Volatile                     amended by removing existing entries
                                                of today’s Federal Register, rather than                       organic compounds.                                       for Parker-Hanifan Corporation, Textile
                                                file an immediate petition for judicial                          Dated: August 15, 2016.                                Tapes Corporation (2 entries), and
                                                review of this direct final rule, so that                      H. Curtis Spalding,                                      Webster Valve, and adding new entries
                                                EPA can withdraw this direct final rule                        Regional Administrator, EPA New England.                 for Parker-Hannifin Corporation, Textile
                                                and address the comment in the                                                                                          Tapes Corporation, and Watts Regulator
                                                                                                                 Part 52 of chapter I, title 40 of the
                                                proposed rulemaking. This action may                                                                                    Company to the end of the table to read
                                                                                                               Code of Federal Regulations is amended
                                                not be challenged later in proceedings to                                                                               as follows:
                                                                                                               as follows:
                                                enforce its requirements. (See section
                                                307(b)(2).)                                                                                                             § 52.1520    Identification of plan.
                                                                                                               PART 52—[AMENDED]
                                                                                                                                                                        *     *     *    *     *
                                                                                                               ■ 1. The authority citation for part 52                    (d) EPA-approved State Source
                                                                                                               continues to read as follows:                            specific requirements.
                                                                                         EPA-APPROVED NEW HAMPSHIRE SOURCE SPECIFIC REQUIREMENTS
                                                                                                                                                                                                       Additional
                                                                                                                                            State effective
                                                                         Name of source                                    Permit No.                                 EPA approval date 2            explanations/
                                                                                                                                                 date                                              § 52.1535 citation


                                                        *                     *                                 *                       *                       *                     *                  *
                                                Parker-Hannifin Corporation ..........................................    ARD 03–001A           10/22/2014     8/29/2016 [Insert Federal        VOC RACT Order.
                                                                                                                                                                  Register citation].
                                                Textile Tapes Corporation .............................................   ARD–96–001              7/30/2015    8/29/2016 [Insert Federal        VOC RACT Order.
                                                                                                                                                                  Register citation].
                                                Watts Regulator Company .............................................     ARD 07–001              8/21/2015    8/29/2016 [Insert Federal        VOC RACT Order.
                                                                                                                                                                  Register citation].
                                                         *                     *                 *                     *                       *                   *                    *
                                                    2
                                                   In order to determine the EPA effective date for a specific provision listed in this table, consult the Federal Register notice cited in this col-
                                                umn for the particular provision.


                                                *       *       *       *       *                                The Commission is also lowering fees                   current user fees no longer represent the
                                                [FR Doc. 2016–20538 Filed 8–26–16; 8:45 am]                    for: Reviewing Freedom of Information                    Commission’s actual costs for providing
                                                BILLING CODE 6560–50–P                                         Act (FOIA) requests; revising clerical                   services. The Commission is adjusting
                                                                                                               errors on service contracts; revising                    its user fees based on fiscal year 2015
                                                                                                               clerical errors on non-vessel-operating                  costs assessed through a new
                                                FEDERAL MARITIME COMMISSION                                    common carrier (NVOCC) service                           methodology for calculating costs for
                                                                                                               arrangements; and Commission services                    services provided by the Commission.
                                                46 CFR Parts 502, 503, 515, 520, 530,                          to passenger vessel operators (PVOs).                       The Independent Offices
                                                531, 535, 540, 550, 555, and 560                                 In addition, the Commission is                         Appropriation Act of 1952 (IOAA), 31
                                                                                                               repealing four existing fees for: Adding                 U.S.C. 9701, authorizes agencies to
                                                [Docket No. 16–06]                                             interested parties to a specific docket                  establish charges (user fees) for services
                                                                                                               mailing list; the Regulated Persons                      and benefits that it provides to specific
                                                RIN 3072–AC34
                                                                                                               Index database; database reports on                      recipients. Under the IOAA, charges
                                                Update of Existing and Addition of                             Effective Carrier Agreements; and filing                 must be fair and based on the costs to
                                                New User Fees                                                  petitions for rulemaking, and adding a                   the Government, the value of the service
                                                                                                               new fee for requests for expedited                       or thing to the recipient, the public
                                                AGENCY:      Federal Maritime Commission.                      review of an agreement filing.                           policy or interest served, and other
                                                ACTION:     Final rule.                                        DATES: Effective October 1, 2016.                        relevant facts. The IOAA also provides
                                                                                                               FOR FURTHER INFORMATION CONTACT:                         that regulations implementing user fees
                                                SUMMARY:    The Federal Maritime                               Karen V. Gregory, Secretary, Federal                     are subject to policies prescribed by the
                                                Commission (Commission) is amending                            Maritime Commission, 800 North                           President, which are currently set forth
                                                its user fees to more accurately align                         Capitol Street NW., Washington, DC                       in OMB Circular A–25, User Charges
                                                fees with the costs associated with each                       20573–0001. Phone: (202) 523–5725.                       (revised July 8, 1993).
                                                service provided by the Commission.                            Email: secretary@fmc.gov.                                   OMB Circular A–25 requires agencies
                                                Specifically, the Commission is                                                                                         to conduct a periodic reassessment of
                                                                                                               SUPPLEMENTARY INFORMATION: The
                                                increasing fees for: Filing complaints                                                                                  costs and, if necessary, adjust or
                                                                                                               Commission’s current user fees are
jstallworth on DSK7TPTVN1PROD with RULES




                                                and certain petitions; records searches,                                                                                establish new fees. Under OMB Circular
                                                                                                               based on an assessment of fiscal year
                                                document copying, and admissions to                                                                                     A–25, fees should be established for
                                                                                                               2004 costs and have not been updated
                                                practice; paper filing of ocean                                                                                         Government-provided services that
                                                                                                               since 2005.1 Consequently, many of the
                                                transportation intermediary (OTI)                                                                                       confer benefits on identifiable recipients
                                                applications; filing applications for                            1 The Commission established the fee for filing or     over and above those benefits received
                                                special permission; and filing                                 updating OTI license applications electronically in      by the general public. OMB Circular A–
                                                agreements.                                                    2007.                                                    25 also provides that agencies should


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                                                59142             Federal Register / Vol. 81, No. 167 / Monday, August 29, 2016 / Rules and Regulations

                                                determine or estimate costs based on the                § 503.69(b)(1) is unclear and that it is              transfer of OTI records from a paper-
                                                best available records in the agency, and               unclear where the Regulated Persons                   based format to a more convenient and
                                                that cost computations must cover the                   Index is located on the Commission’s                  accessible digital format.2 As intended,
                                                direct and indirect costs to the agency                 Web site.                                             the majority of OTI applicants are using
                                                providing the activity.                                    The World Shipping Council requests                the automated system and paying the
                                                   On March 21, 2016, the Commission                    that the Commission provide detailed                  reduced fees. In fiscal year 2015, the
                                                issued an Advanced Notice of Proposed                   cost information for each service it                  total number of OTI applicants using the
                                                Rulemaking (ANPRM), 81 FR 15002,                        provides and requests an additional 45-               automated filing system at the reduced
                                                seeking public comment and did not                      day comment period. The Commission                    fees was 619, and the total number of
                                                receive any comments. The Commission                    believes transparency and public                      OTI applicants filing their applications
                                                again sought public comment by issuing                  participation is essential in amending                in paper format at the higher fees was
                                                a Notice of Proposed Rulemaking                         user fees and has afforded stakeholders               44. This program has been successful
                                                (NPRM), 81 FR 33637, on May 27, 2016.                   two opportunities to comment on the                   and the Commission is continuing to
                                                The Commission received two                             proposed changes. Furthermore, the                    offer the lower fees for electronic filing
                                                comments in response to the NPRM, one                   Commission provided a summary of the                  at the current fee amounts.3
                                                from an individual and one from the                     fee assessment methodology in both the                   The Commission is decreasing fees for
                                                World Shipping Council.                                 ANPRM and NPRM. In addition, the                      the Commission’s services to passenger
                                                   The individual commenter requested                   Commission provided a detailed                        vessel operators (PVOs) under 46 CFR
                                                that the Commission eliminate 46 CFR                    description of the methodology in the                 part 540. These services include
                                                503.50(c)(1)(ii) and (c)(3)(iii) to avoid               docket to this rulemaking, as well as a               reviewing and processing the
                                                ambiguity, improve clarity, and conform                 detailed fee index. In the interest of                application for certification on
                                                to typical federal agency practice. The                 transparency, the Commission will                     performance; the supplemental
                                                commenter claims that the wording is                    place the cost analysis for each service              application on performance for the
                                                ambiguous because the proposed                          in the docket. The Commission,                        addition or substitution of a vessel; the
                                                language states that the minimum                        however, believes that ample time and                 application for certification on casualty,
                                                charge for a records search is $27, but                 information has been provided for                     and the supplemental application on
                                                the Commission does not charge a fee                    public comment and, therefore, will not               casualty for the addition or substitution
                                                for two hours of search for                             go forward with a third comment                       of a vessel.
                                                noncommercial requesters. The                           period.                                                  For reviews of requests filed under
                                                Commission provides an exception to                                                                           FOIA, the Commission is lowering the
                                                the minimum search fee for educational                  Fee Adjustments
                                                                                                                                                              fees due to the change in grade level of
                                                and noncommercial scientific                               The adjustments will allow some user               the professional staff that review FOIA
                                                institution requesters and for                          fees to remain unchanged; increase,                   requests. For revisions of clerical errors
                                                representatives of the news media                       reduce, or delete other fees; and add one             on service contracts, the Commission is
                                                requesters because the Freedom of                       new fee. The Commission is increasing                 lowering the fee due to the reduction in
                                                Information Act (FOIA), 5 U.S.C.                        fees to reflect increases in salary and               processing time.
                                                552(a)(4)(A)(ii), precludes agencies from               indirect (overhead) costs. For some                      The Commission is repealing the user
                                                imposing a search fee when the                          services, an increase in processing or                fee for obtaining a copy of the Regulated
                                                requester is not seeking documents for                  review time may account for all or part               Persons Index given that it is currently
                                                a commercial use. The commenter also                    of the increase in the amount of the fees.            available on the Commission’s Web site.
                                                argues that there is ambiguity in the                   For other services, fees are lower than               (http://www2.fmc.gov/oti/) The
                                                proposed language because there are                     current fees due to an overall reduced                Commission also proposes repealing the
                                                existing provisions where the                           cost to provide those services.                       current fee assessed for adding an
                                                Commission does not charge a fee at all                    The Commission assesses nominal                    interested party to a specific docket
                                                if the processing of the fee were likely                processing fees for services related to               mailing list under § 503.50(d), and the
                                                to equal or exceed the fee itself. The                  the filing of complaints and certain                  fee assessed under § 535.401(h) for
                                                Commission provides this de minimus                     petitions; various public information                 obtaining a Commission agreement
                                                exception, in accordance with 5 U.S.C.                  services, such as records searches,                   database report.
                                                552(a)(A)(iv)(I). While the Commission                  document copying, and admissions to                      In addition, the Commission is
                                                does not consider § 503.50(c)(1)(ii) and                practice; and filing applications for                 repealing the user fee for filing petitions
                                                (c)(3)(iii) as proposed in the NPRM to be               special permission. Due to an increase                for rulemaking found in § 503.51(a).
                                                confusing, we are adding the phrase                     in the processing cost of these services,             This aligns the Commission with the
                                                ‘‘Unless an exception provided in                       the Commission is adjusting upward                    practice of other agencies, the vast
                                                § 503.50(b)(2) applies’’ to make the rule               these administrative fees based on an                 majority of which do not impose a fee
                                                unequivocally clear.                                    assessment of fiscal year 2015 costs.                 to file petitions for rulemaking.
                                                   The individual commenter requested                   Similarly, the Commission is adjusting                Repealing this user fee would also
                                                that the Commission not adopt certain                   upward the user fees associated with                  enhance access to the rulemaking
                                                portions of proposed § 503.50(c)(3)(i)                  agreements filed under 46 CFR part 535
                                                and (ii) because they do not reflect OMB                because of the increase in reviewing and                 2 FMC Docket No. 07–08, Optional Method of

                                                FOIA Fee Guidelines. Similarly, the                     analyzing the agreement filings.                      Filing Form FMC–18, Application for a License as
                                                commenter requested that § 503.69(b)(1)                    With respect to OTI license                        an Ocean Transportation Intermediary, 72 FR
                                                                                                        applications, the fees for electronic                 44976, 44977 (Aug. 10, 2007).
                                                not be modified because the
jstallworth on DSK7TPTVN1PROD with RULES




                                                                                                                                                                 3 While the automated filing system allows users
                                                Commission did not provide a rationale                  filing of license applications through the            to file their applications electronically, the
                                                for the change in duplication fees and                  Commission’s FMC–18 automated filing                  automated system for processing the applications is
                                                there is no evidence that there has been                system are lower than the fees to file                still under development. The fees for the electronic
                                                any examination of the actual per page                  paper applications. The Commission                    filing of OTI applications will be addressed by the
                                                                                                                                                              Commission when the entire FMC–18 automated
                                                direct cost of xerographic duplication.                 first adopted lower fees in 2007 to                   system is complete and operational, and the costs
                                                   The individual also commented that                   promote the use of the electronic filing              of the system and its impact on the review of OTI
                                                the basis for the rule change in                        option by the public and to facilitate the            applications can be quantified.



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                                                                  Federal Register / Vol. 81, No. 167 / Monday, August 29, 2016 / Rules and Regulations                                               59143

                                                process, thereby making it fairer and                   Budget (OMB) before making most                       46 CFR Part 550
                                                more open.                                              requests for information if the agency is               Administrative practice and
                                                   The Commission is also adding a new                  requesting information from more than                 procedure, Maritime carriers.
                                                fee for processing requests for expedited               ten persons. 44 U.S.C. 3507. This final
                                                review of an agreement under § 535.605,                 rule does not contain any collections of              46 CFR Part 555
                                                which allows filing parties to request                  information, as defined by 44 U.S.C.                    Administrative practice and
                                                that the 45-day waiting period be                       3502(3) and 5 CFR 1320.3(c).                          procedure, Investigations, Maritime
                                                shortened to meet an operational                                                                              carriers.
                                                                                                        Regulation Identifier Number
                                                urgency. The Commission believes that
                                                a fee for processing such requests is                     The Commission assigns a regulation                 46 CFR Part 560
                                                necessary to recoup the cost of                         identifier number (RIN) to each                         Administrative practice and
                                                publishing a separate Federal Register                  regulatory action listed in the Unified               procedure, Maritime carriers.
                                                notice for expedited review. This new                   Agenda of Federal Regulatory and                        For the reasons set forth above, the
                                                fee will be assessed in addition to the                 Deregulatory Actions (Unified Agenda).                Federal Maritime Commission amends
                                                underlying agreement filing fee required                The Regulatory Information Service                    46 CFR parts 502, 503, 515, 520, 530,
                                                by § 535.401(g).                                        Center publishes the Unified Agenda in                535, 540, 550, 555, and 560 as follows:
                                                Regulatory Analysis and Notices                         April and October of each year. You
                                                                                                        may use the RIN contained in the                      PART 502—RULES OF PRACTICE AND
                                                Regulatory Flexibility Act                              heading at the beginning of this                      PROCEDURE
                                                   The Regulatory Flexibility Act, 5                    document to find this action in the
                                                                                                        Unified Agenda, available at http://                  ■ 1. The authority citation for Part 502
                                                U.S.C. 601 et. seq., requires an agency                                                                       continues to read as follows:
                                                to review final rules to assess their                   www.reginfo.gov/public/do/
                                                impact on small entities and prepare a                  eAgendaMain.                                            Authority: 5 U.S.C. 504, 551, 552, 553,
                                                                                                                                                              556(c), 559, 561–569, 571–584; 591–596; 18
                                                final regulatory flexibility analysis                   List of Subjects                                      U.S.C. 207; 28 U.S.C. 2112(a); 31 U.S.C. 9701;
                                                (FRFA), unless the agency head                                                                                46 U.S.C. 305, 40103–40104, 40304, 40306,
                                                determines that the regulatory action                   46 CFR Part 502
                                                                                                                                                              40501–40503, 40701–40706, 41101–41109,
                                                will not have a significant impact on a                   Administrative practice and                         41301–41309, 44101–44106; 5 CFR part 2635.
                                                substantial number of small entities.                   procedure, Claims, Equal access to
                                                The Chairman certified, in the NPRM,                    justice, Investigations, Lawyers,                     Subpart D—Rulemaking
                                                that the proposed rule would not have                   Maritime carriers, Penalties, Reporting               § 502.51   [Amended]
                                                a significant economic impact on a                      and recordkeeping requirements.
                                                substantial number of small entities.                                                                         ■ 2. In § 502.51, amend paragraph (a) by
                                                The adjusted user fees reflect the costs                46 CFR Part 503                                       removing ‘‘§ 502.74’’ and adding in its
                                                of specific Commission services for                       Classified information, Freedom of                  place ‘‘§ 502.69’’ and removing the
                                                identifiable recipients. The economic                   Information, Privacy, Sunshine Act.                   fourth sentence.
                                                impact of user fees on a small entity
                                                results from the entity requesting a                    46 CFR Part 515                                       Subpart E—Proceedings; Pleadings;
                                                particular service that requires payment                                                                      Motions; Replies
                                                                                                          Exports, Freight forwarders, Non-
                                                of a fee for that service. The dollar                   vessel-operating common carriers,                     ■ 3. In § 502.62, paragraph (a)(6) is
                                                amount of each user fee proposed in this                Ocean transportation intermediaries,                  revised to read as follows:
                                                rule is not substantial enough to have a                Licensing requirements, Financial
                                                significant economic impact on any                      responsibility requirements, Reporting                § 502.62 Private party complaints for
                                                entity subject to the user fee. On                      and recordkeeping requirements.
                                                                                                                                                              formal adjudication.
                                                average, as weighted by the volume of                                                                            (a) * * *
                                                fee assessments for fiscal year 2015, the               46 CFR Part 520                                          (6) Filing fee: The complaint must be
                                                total increase in user fees is below the                                                                      accompanied by remittance of a $289
                                                                                                           Common carrier, Freight, Intermodal
                                                rise in inflation and employment costs                                                                        filing fee.
                                                                                                        transportation, Maritime carriers,
                                                from the last assessment in fiscal year                                                                       *      *     *     *     *
                                                                                                        Reporting and recordkeeping
                                                2004. Furthermore, the Commission’s                                                                           ■ 4. In § 502.75, revise paragraph (a)(3)
                                                                                                        requirements.
                                                regulations provide for a waiver or                                                                           to read as follows:
                                                reduction of any fee in extraordinary                   46 CFR Part 530
                                                situations. 46 CFR 503.42. The                                                                                § 502.75   Declaratory orders and fee.
                                                Chairman of the Commission, therefore,                    Freight, Maritime carriers, Report and
                                                                                                        recordkeeping requirements.                             (a) * * *
                                                certifies that the final rule, will not have                                                                    (3) Petitions must be accompanied by
                                                a significant economic impact on a                      46 CFR Part 531                                       remittance of a $289 filing fee.
                                                substantial number of small entities.4                                                                        *     *     *      *    *
                                                                                                          Freight, Maritime carriers, Report and
                                                Paperwork Reduction Act                                 recordkeeping requirements.                           ■ 5. In § 502.76, revise paragraph (b) to

                                                   The Paperwork Reduction Act of 1995                                                                        read as follows:
                                                                                                        46 CFR Part 535
                                                (44 U.S.C. 3501–3521) requires an                                                                             § 502.76   Petitions-general and fee.
                                                agency to seek and receive approval                       Administrative practice and
                                                                                                                                                              *     *     *    *     *
jstallworth on DSK7TPTVN1PROD with RULES




                                                from the Office of Management and                       procedure, Maritime carriers, Reporting
                                                                                                                                                                (b) Petitions must be accompanied by
                                                                                                        and recordkeeping requirements.
                                                  4 In extraordinary situations, the Commission will
                                                                                                                                                              remittance of a $289 filing fee. [Rule 76.]
                                                accept requests for waivers or fee reductions. Such
                                                                                                        46 CFR Part 540
                                                request must demonstrate that the waiver or
                                                                                                                                                              Subpart K—Shortened Procedure
                                                reduction of a fee is in the best interest of the
                                                                                                          Insurance, Maritime carriers,
                                                public, or that payment of a fee would impose an        Penalties, Reporting and recordkeeping                ■ 6. The last sentence of § 502.182 is
                                                undue hardship.                                         requirements, Surety bonds.                           revised to read as follows:


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                                                59144             Federal Register / Vol. 81, No. 167 / Monday, August 29, 2016 / Rules and Regulations

                                                § 502.182 Complaint and memorandum of                   from disclosure under § 503.33 must be                   (ii) Application for change to OTI
                                                facts and arguments and filing fee.                     assessed to recover full costs at the rate            license or license transfer as required by
                                                   * * * The complaint must be                          of $57 per hour. * * *                                § 515.20(a) and (b): Automated filing
                                                accompanied by remittance of a $289                       (3) * * *                                           $125; paper filing pursuant to waiver
                                                filing fee. [Rule 182.]                                   (i) If performed by requesting party at             $735.
                                                                                                        the rate of ten cents per page (one side).
                                                Subpart Q—Refund or Waiver of                             (ii) By Commission personnel, at the                Subpart D—Duties and
                                                Freight Charges                                         rate of ten cents per page (one side) plus            Responsibilities of Ocean
                                                                                                        $27 per hour.                                         Transportation Intermediaries; Reports
                                                ■ 7. In § 502.271, revise paragraph (d)(5)                (iii) Unless an exception provided in               to Commission
                                                to read as follows:                                     paragraph (b)(2) of this section applies,
                                                                                                        the minimum charge for copying is $5.                 ■ 15. The last sentence of § 515.34 is
                                                § 502.271 Special docket application for
                                                permission to refund or waive freight                   *      *     *    *     *                             removed and the second sentence is
                                                charges.                                                  (4) The certification and validation                revised to read as follows:
                                                *      *    *    *    *                                 (with Federal Maritime Commission
                                                                                                        seal) of documents filed with or issued               § 515.34   Regulated Persons Index.
                                                   (d) * * *
                                                   (5) Applications must be                             by the Commission will be available at                  * * *
                                                accompanied by remittance of a $117                     $84 for each certification.
                                                                                                                                                                The database is available at no charge
                                                filing fee.                                             *      *     *    *     *                             on the Commission’s Web site at
                                                *      *    *    *    *                                   (e) Applications for admission to                   www.fmc.gov.
                                                                                                        practice before the Commission for
                                                Subpart S—Informal Procedure for                        persons not attorneys at law must be                  PART 520—CARRIER AUTOMATED
                                                Adjudication of Small Claims                            accompanied by a fee of $153 pursuant                 TARIFFS
                                                                                                        to § 502.27 of this chapter.
                                                ■ 8. The last sentence of § 502.304(b) is                                                                     ■ 16. The authority citation for Part 520
                                                revised to read as follows:                             Subpart H—Access to Any Record of
                                                                                                                                                              continues to read as follows:
                                                                                                        Identifiable Personal Information
                                                § 502.304    Procedure and filing fee.                                                                          Authority: 5 U.S.C. 553; 46 U.S.C. 305,
                                                *      *    *    *    *                                 ■ 11. In § 503.69, paragraphs (b)(1) and              40101–40102, 40501–40503, 40701–40706,
                                                   (b) * * * Such claims must be                        (2) are revised to read as follows:                   41101–41109.
                                                accompanied by remittance of an $85                     § 503.69    Fees.                                     ■ 17. The last sentence of § 520.14
                                                filing fee.                                                                                                   paragraph (c)(1) is revised to read as
                                                                                                        *     *      *    *     *
                                                *      *    *    *    *                                   (b) * * *                                           follows:
                                                                                                          (1) The copying of records and
                                                PART 503—PUBLIC INFORMATION                             documents will be available at the rate               § 520.14   Special permission.
                                                                                                        of ten cents per page (one side), limited             *     *    *     *    *
                                                ■  9. The authority citation for Part 503
                                                is revised to read as follows:                          to size 81⁄4″ x 14″ or smaller.                         (c) * * *
                                                                                                          (2) The certification and validation                  (1) * * * Every such application must
                                                   Authority: 5 U.S.C. 331, 552, 552a, 552b,            (with Federal Maritime Commission
                                                553; 31 U.S.C. 9701; E.O. 13526 of January                                                                    be submitted to the Bureau of Trade
                                                                                                        seal) of documents filed with or issued               Analysis and be accompanied by a filing
                                                5, 2010 75 FR 707, 3 CFR, 2010 Comp., p.
                                                                                                        by the Commission will be available at                fee of $299.
                                                298, sections 5.1(a) and (b).
                                                                                                        $84 for each certification.
                                                                                                                                                              *     *    *     *    *
                                                Subpart F—Fees                                          *     *      *    *     *
                                                                                                                                                              PART 530—SERVICE CONTRACTS
                                                ■ 10. In § 503.50, paragraph (c)(1)                     PART 515—LICENSING, FINANCIAL
                                                introductory text, paragraphs (c)(1)(i)                 RESPONSIBILITY REQUIREMENTS,                          ■ 18. The authority citation for Part 530
                                                and (ii); the first sentence of paragraph               AND GENERAL DUTIES FOR OCEAN                          continues to read as follows:
                                                (c)(2); paragraphs (c)(3)(i), (ii) and (iii);           TRANSPORTATION INTERMEDIARIES
                                                paragraph (c)(4); and paragraph (e) are                                                                         Authority: 5 U.S.C. 553; 46 U.S.C. 305,
                                                revised to read as follows:                             ■ 12. The authority citation for Part 515             40301–40306, 40501–40503, 41307.
                                                                                                        continues to read as follows:
                                                § 503.50    Fees for services.                                                                                Subpart B—Filing Requirements
                                                                                                          Authority: 5 U.S.C. 553; 31 U.S.C. 9701;
                                                *      *    *    *     *                                46 U.S.C. 305, 40102, 40104, 40501–40503,
                                                  (c) * * *                                             40901–40904, 41101–41109, 41301–41302,                ■ 19. In § 530.10, paragraph (c)
                                                  (1) Records search (including                         41305–41307; Pub. L. 105–383, 112 Stat.               introductory text is revised to read as
                                                electronic search) will be performed by                 3411; 21 U.S.C. 862.                                  follows:
                                                Commission personnel at the following                                                                         § 530.10 Amendment, correction,
                                                rates:                                                  Subpart A—General
                                                                                                                                                              cancellation, and electronic transmission
                                                  (i) Search will be performed by                       ■  13. In § 515.5, paragraphs (c)(2)(i) and           errors.
                                                clerical/administrative personnel at a                  (ii) are revised to read as follows:                  *      *    *     *     *
                                                rate of $27 per hour and by
                                                professional/executive personnel at a                   § 515.5    Forms and fees.                               (c) Corrections. Requests must be
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                                                rate of $57 per hour.                                   *      *    *     *     *                             filed, in duplicate, with the
                                                  (ii) Unless an exception provided in                     (c) * * *                                          Commission’s Office of the Secretary
                                                paragraph (b)(2) of this section applies,                  (2) * * *                                          within forty-five (45) days of the
                                                the minimum charge for record search is                    (i) Application for new OTI license as             contract’s filing with the Commission,
                                                $27.                                                    required by § 515.12(a): Automated                    accompanied by remittance of an $95
                                                  (2) Charges for review of records to                  filing $250; paper filing pursuant to                 service fee, and must include:
                                                determine whether they are exempt                       waiver $1,055.                                        *      *    *     *     *


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                                                                  Federal Register / Vol. 81, No. 167 / Monday, August 29, 2016 / Rules and Regulations                                                  59145

                                                PART 531—NVOCC SERVICE                                  Subpart A—Proof of Financial                             Subpart D—Petitions for Section 19
                                                ARRANGEMENTS                                            Responsibility, Bonding and                              Relief
                                                                                                        Certification of Financial
                                                ■ 20. The authority citation for Part 531               Responsibility for Indemnification of                    ■ 29. Revise § 550.402 to read as
                                                continues to read as follows:                           Passengers for Nonperformance of                         follows:
                                                                                                        Transportation                                           § 550.402    Filing of petitions.
                                                    Authority: 46 U.S.C. 40103.
                                                                                                        ■ 26. The last two sentences in § 540.4                     Except for petitions for rulemaking,
                                                ■ 21. In § 531.8 paragraph (b)(1) is                                                                             all requests for relief from conditions
                                                revised to read as follows:                             paragraph (e) are revised to read as
                                                                                                        follows:                                                 unfavorable to shipping in the foreign
                                                § 531.8 Amendment, correction,                                                                                   trade must be by written petition. An
                                                cancellation, and electronic transmission               § 540.4 Procedure for establishing                       original and fifteen copies of a petition
                                                errors.                                                 financial responsibility.                                for relief under the provisions of this
                                                *     *    *     *     *                                *     *      *    *     *                                part must be filed with the Secretary,
                                                                                                          (e) * * * An application for a                         Federal Maritime Commission,
                                                  (b) * * *                                             Certificate (Performance), excluding an                  Washington, DC 20573. The petition
                                                  (1) Requests must be filed, in                        application for the addition or                          must be accompanied by remittance of
                                                duplicate, with the Commission’s Office                 substitution of a vessel to the                          a $289 filing fee.
                                                of the Secretary within forty-five (45)                 applicant’s fleet, must be accompanied
                                                days of the contract’s filing with the                  by a filing fee remittance of $2,284 An                  PART 555—ACTIONS TO ADDRESS
                                                Commission, accompanied by                              application for a Certificate                            ADVERSE CONDITIONS AFFECTING
                                                remittance of an $95 service fee.                       (Performance) for the addition or                        U.S.-FLAG CARRIERS THAT DO NOT
                                                                                                        substitution of a vessel to the                          EXIST FOR FOREIGN CARRIERS IN
                                                *     *    *     *     *                                                                                         THE UNITED STATES
                                                                                                        applicant’s fleet must be accompanied
                                                PART 535—OCEAN COMMON                                   by a filing fee remittance of $1,224.                    ■ 30. The authority citation for Part 555
                                                CARRIER AND MARINE TERMINAL                             *     *      *    *     *                                continues to read as follows:
                                                OPERATOR AGREEMENTS SUBJECT
                                                TO THE SHIPPING ACT OF 1984                             Subpart B—Proof of Financial                               Authority: 5 U.S.C. 553; sec. 10002 of the
                                                                                                        Responsibility, Bonding and                              Foreign Shipping Practices Act of 1988 (46
                                                                                                                                                                 U.S.C. 42301–42307).
                                                ■ 22. The authority citation for Part 535               Certification of Financial
                                                continues to read as follows:                           Responsibility to Meet Liability                         ■ 31. The last sentence in § 555.4
                                                                                                        Incurred for Death or Injury to                          paragraph (a) is revised to read as
                                                  Authority: 5 U.S.C. 553; 46 U.S.C. 305,                                                                        follows:
                                                                                                        Passengers or Other Persons on
                                                40101–40104, 40301–40307, 40501–40503,
                                                                                                        Voyages
                                                40901–40904, 41101–41109, 41301–41302,                                                                           § 555.4    Petitions.
                                                and 41305–41307.                                                                                                    (a) * * * The petition must be
                                                                                                        ■ 27. The last two sentences in § 540.23
                                                                                                        paragraph (b) are revised to read as                     accompanied by remittance of a $289
                                                Subpart D—Filing of Agreements                                                                                   filing fee.
                                                                                                        follows:
                                                                                                                                                                 *      *    *    *     *
                                                ■ 24. In § 535.401 paragraphs (g) and (h)               § 540.23 Procedure for establishing
                                                are revised to read as follows:                         financial responsibility.                                PART 560—ACTIONS TO ADDRESS
                                                                                                        *     *      *    *     *                                CONDITIONS UNDULY IMPAIRING
                                                § 535.401    General requirements.
                                                                                                          (b) * * * An application for a                         ACCESS OF U.S.-FLAG VESSELS TO
                                                *      *     *     *     *                              Certificate (Casualty), excluding an                     OCEAN TRADE BETWEEN FOREIGN
                                                   (g) Fees. The filing fee is $3,218 for               application for the addition or                          PORTS
                                                new agreements and any agreement                        substitution of a vessel to the
                                                modifications requiring Commission                      applicant’s fleet, must be accompanied                   ■ 32. The authority citation for Part 560
                                                review and action; $526 for agreements                  by a filing fee remittance of $1,085. An                 continues to read as follows:
                                                processed under delegated authority (for                application for a Certificate (Casualty)                   Authority: 5 U.S.C. 553; secs. 13(b)(6), 15
                                                types of agreements that can be                         for the addition or substitution of a                    and 17 of the Shipping Act of 1984, 46 U.S.C.
                                                processed under delegated authority,                    vessel to the applicant’s fleet must be                  305, 40104, and 41108(d); sec. 10002 of the
                                                see § 501.27(e) of this chapter); $303 for              accompanied by a filing fee remittance                   Foreign Shipping Practices Act of 1988 (46
                                                carrier exempt agreements; and $90 for                  of $593.                                                 U.S.C. 42301–42307).
                                                terminal exempt agreements.                             *     *      *    *     *                                ■ 33. The last sentence in § 560.3
                                                   (h) The fee for a request for expedited                                                                       paragraph (a)(2) is revised to read as
                                                review of an agreement pursuant to                      PART 550—REGULATIONS TO                                  follows:
                                                § 535.605 is $159. This fee must be paid                ADJUST OR MEET CONDITIONS
                                                                                                        UNFAVORABLE TO SHIPPING IN THE                           § 560.3    Petitions for relief.
                                                in addition to the carrier agreement
                                                                                                        FOREIGN TRADE OF THE UNITED                                 (a) * * *
                                                filing fee required by paragraph (g) of                                                                             (2) * * * The petition must be
                                                this section.                                           STATES
                                                                                                                                                                 accompanied by remittance of a $289
                                                PART 540—PASSENGER VESSEL                               ■ 28. The authority citation for Part 550                filing fee.
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                                                FINANCIAL RESPONSIBILITY                                continues to read as follows:                            *      *    *    *     *
                                                                                                          Authority: 5 U.S.C. 553; 46 U.S.C. 301–                By the Commission.
                                                ■ 25. The authority citation for Part 540               307; sec. 19 (a)(2), (e), (f), (g), (h), (i), (j), (k)   Karen V. Gregory,
                                                continues to read as follows:                           and (l) of the Merchant Marine Act, 1920, 46
                                                                                                        U.S.C. 42101 and 42104–42109; and sec.                   Secretary.
                                                  Authority: 5 U.S.C. 552, 553; 31 U.S.C.               10002 of the Foreign Shipping Practices Act              [FR Doc. 2016–20647 Filed 8–26–16; 8:45 am]
                                                9701; 46 U.S.C. 305, 44101–44106.                       of 1988, 46 U.S.C. 42301–42307.                          BILLING CODE 6731–AA–P




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Document Created: 2016-08-26 23:49:16
Document Modified: 2016-08-26 23:49:16
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesEffective October 1, 2016.
ContactKaren V. Gregory, Secretary, Federal Maritime Commission, 800 North Capitol Street NW., Washington, DC 20573-0001. Phone: (202) 523-5725. Email: [email protected]
FR Citation81 FR 59141 
RIN Number3072-AC34
CFR Citation46 CFR 502
46 CFR 503
46 CFR 515
46 CFR 520
46 CFR 530
46 CFR 531
46 CFR 535
46 CFR 540
46 CFR 550
46 CFR 555
46 CFR 560
CFR AssociatedAdministrative Practice and Procedure; Claims; Equal Access to Justice; Investigations; Lawyers; Maritime Carriers; Penalties; Reporting and Recordkeeping Requirements; Classified Information; Freedom of Information; Privacy; Sunshine Act; Exports; Freight Forwarders; Non-Vessel-Operating Common Carriers; Ocean Transportation Intermediaries; Licensing Requirements; Financial Responsibility Requirements; Common Carrier; Freight; Intermodal Transportation; Report and Recordkeeping Requirements; Insurance and Surety Bonds

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