81_FR_67066 81 FR 66877 - Incorporation by Reference of ICAO Annex 2; Removal of Outdated North Atlantic Minimum Navigation Performance Specifications

81 FR 66877 - Incorporation by Reference of ICAO Annex 2; Removal of Outdated North Atlantic Minimum Navigation Performance Specifications

DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration

Federal Register Volume 81, Issue 189 (September 29, 2016)

Page Range66877-66881
FR Document2016-22798

This rulemaking proposes to harmonize the FAA's regulations regarding the North Atlantic (NAT) Minimum Navigation Performance Specifications (MNPS) with those of the International Civil Aviation Organization (ICAO). ICAO's NAT Region is transitioning from the decades-old MNPS navigation specification to a more modern, Performance-Based Navigation (PBN) specification. This proposed rule would also correct and update the incorporation by reference of ICAO Annex 2 in the FAA's regulations.

Federal Register, Volume 81 Issue 189 (Thursday, September 29, 2016)
[Federal Register Volume 81, Number 189 (Thursday, September 29, 2016)]
[Proposed Rules]
[Pages 66877-66881]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-22798]


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DEPARTMENT OF TRANSPORTATION

Federal Aviation Administration

14 CFR part 91

[Docket No.: FAA-2016-9154; Notice No. 16-05]
RIN 2120-AK88


Incorporation by Reference of ICAO Annex 2; Removal of Outdated 
North Atlantic Minimum Navigation Performance Specifications

AGENCY: Federal Aviation Administration (FAA), DOT.

ACTION: Notice of proposed rulemaking (NPRM).

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SUMMARY: This rulemaking proposes to harmonize the FAA's regulations 
regarding the North Atlantic (NAT) Minimum Navigation Performance 
Specifications (MNPS) with those of the International Civil Aviation 
Organization (ICAO). ICAO's NAT Region is transitioning from the 
decades-old MNPS navigation specification to a more modern, 
Performance-Based Navigation (PBN) specification. This proposed rule 
would also correct and update the incorporation by reference of ICAO 
Annex 2 in the FAA's regulations.

DATES: Send comments on or before October 31, 2016.

ADDRESSES: Send comments identified by docket number FAA-2016-9154 
using any of the following methods:
     Federal eRulemaking Portal: Go to http://www.regulations.gov and follow the online instructions for sending your 
comments electronically.
     Mail: Send comments to Docket Operations, M-30; U.S. 
Department of Transportation (DOT), 1200 New Jersey Avenue SE., Room 
W12-140, West Building Ground Floor, Washington, DC 20590-0001.
     Hand Delivery or Courier: Take comments to Docket 
Operations in Room W12-140 of the West Building Ground Floor at 1200 
New Jersey Avenue SE., Washington, DC, between 9 a.m. and 5 p.m., 
Monday through Friday, except Federal holidays.
     Fax: Fax comments to Docket Operations at 202-493-2251.
    Privacy: In accordance with 5 U.S.C. 553(c), DOT solicits comments 
from the public to better inform its rulemaking process. DOT posts 
these comments, without edit, including any personal information the 
commenter provides, to www.regulations.gov, as described in the system 
of records notice (DOT/ALL-14 FDMS), which can be reviewed at 
www.dot.gov/privacy.
    Docket: Background documents or comments received may be read at 
http://www.regulations.gov at any time. Follow the online instructions 
for accessing the docket or go to the Docket Operations in Room W12-140 
of the West Building Ground Floor at 1200 New Jersey Avenue SE., 
Washington, DC, between 9 a.m. and 5 p.m., Monday through Friday, 
except Federal holidays.

FOR FURTHER INFORMATION CONTACT: For technical questions concerning 
this action, contact Kevin C. Kelley, Flight Technologies Division, 
Performance Based Flight Systems Branch, AFS-470, Federal Aviation 
Administration, 800 Independence Avenue SW., Washington, DC 20591; 
telephone (202) 267-8854; email [email protected].

SUPPLEMENTARY INFORMATION: 

Authority for This Rulemaking

    The FAA is responsible for the safety of flight in the U.S. and for 
the safety of U.S. civil operators, U.S.-registered civil aircraft, and 
U.S.-certificated airmen throughout the world. The FAA's authority to 
issue rules on aviation safety is found in title 49 United States Code 
(U.S.C.). Subtitle I, section 106(f), describes the authority of the 
FAA Administrator. Subtitle VII of title 49, Aviation Programs, 
describes in more detail the scope of the agency's authority. Section 
40101(d)(1) provides that the Administrator shall consider in the 
public interest, among other matters, assigning, maintaining, and 
enhancing safety and security as the highest priorities in air 
commerce. Section 40105(b)(1)(A) requires the Administrator to exercise 
his authority consistently with the obligations of the U.S. Government 
under international agreements.
    This rulemaking is promulgated under the authority described in 
title 49, subtitle VII, part A, subpart III, section 44701, General 
requirements. Under that section, the FAA is charged broadly with 
promoting safe flight of civil aircraft in air commerce by prescribing, 
among other things, regulations and minimum standards for practices, 
methods, and procedures that the Administrator finds necessary for 
safety in air commerce and national security.
    This rulemaking is also promulgated pursuant to title 49 U.S.C. 
40103(b)(1) and (2), which charge the FAA with issuing regulations: (1) 
To ensure the safety of aircraft and the efficient use of airspace; and 
(2) to govern the flight of aircraft for purposes of navigating, 
protecting and identifying aircraft, and protecting individuals and 
property on the ground.
    This regulation is within the scope of that authority, because it 
amends 14 CFR 91.703 to harmonize and incorporate changes made to 
international standards directly applicable in airspace over the high 
seas.

I. Executive Summary

    The proposed rule would harmonize FAA regulations with ICAO 
standards relevant to the North Atlantic and to airspace over the high 
seas. In January 2016, ICAO announced that the NAT Minimum Navigation 
Performance Specifications (MNPS) airspace would be renamed NAT High 
Level Airspace (HLA) effective February 4, 2016. ICAO further announced 
that existing MNPS authorizations by the State of the operator or the 
State of registry will expire in January 2020. As a result, operators 
in the NAT HLA would no longer be able to use the MNPS for the 
navigation of aircraft and would be required to transition to a PBN 
specification. Airspace over the high seas (oceans, seas, and waters 
outside of sovereign jurisdiction) is governed by ICAO Annex 2. The 
FAA's regulatory basis for operational authorizations for the NAT and 
for all airspace over the high seas is addressed in 14 CFR 91.703, 
which incorporates Annex 2 by reference, and Sec.  91.705, which 
provides for NAT MNPS authorizations.
    This proposed rule, if adopted, would remove MNPS from part 91 of 
title 14

[[Page 66878]]

Code of Federal Regulations (14 CFR) and would not impose any new 
requirements.
    Additionally, under this proposal, the FAA is updating the 
incorporation by reference (IBR) of ICAO Annex 2 in Sec.  91.703, which 
was last updated in 1997. Since that time, ICAO has published thirteen 
amendments to Annex 2. This proposal would remove potential ambiguities 
about the version of Annex 2 applicable to airspace over the high seas.

Costs and Benefits

    The proposed rule is an administrative harmonization, as it does 
not impose any new requirements. If the FAA does not adopt this rule, 
ICAO's current transition from the MNPS specification to PBN 
specifications for operations in the NAT HLA, will still take place by 
2020. Consequently, there are no costs associated with this proposed 
rule.

II. Background

International Civil Aviation Organization (ICAO)

    The Chicago Convention was adopted to promote the safe and orderly 
development of international civil aviation. The Chicago Convention 
also created ICAO, which promulgates uniform international Standards 
and Recommended Practices (SARPs) aimed at standardizing international 
civil aviation operational practices and services. Currently, these 
SARPs are detailed in 19 annexes to the Chicago Convention. Annex 2, 
Rules of the Air, is of particular relevance here, as these rules 
pertain to airspace over the high seas. Article 12 to the Convention 
obligates each Contracting State to adopt measures to ensure that 
persons operating an aircraft over the high seas comply with Annex 2. 
As a Contracting State, the U.S. has satisfied this responsibility 
through 14 CFR part 91, General Operating and Flight Rules, which 
requires that U.S.-registered aircraft comply with Annex 2 when over 
the high seas (see 14 CFR 91.703). Annex 2, paragraph 5.1.1 provides 
that ``Aircraft shall be equipped with suitable instruments and with 
navigation equipment appropriate to the route to be flown.''

Transition From Minimum Navigation Performance Specifications (MNPS) to 
Performance-Based Navigation (PBN) Specification

    In 1977, ICAO established the Minimum Navigation Performance 
Specifications (MNPS) and the corresponding NAT airspace where MNPS 
would apply in an effort to address constrained capacity in light of 
continued growth of NAT traffic. The following year, the required 
lateral separation was safely halved from 120 to 60 nautical miles due 
to the enhanced reliability of navigation equipment meeting the MNPS. 
This resulted in large capacity and efficiency gains.
    Since the implementation of the MNPS, the 60 nautical mile lateral 
separation has remained in place.\1\ In the meantime, more modern PBN 
specifications of Area Navigation/Required Navigation Performance 10 
(RNAV/RNP 10) and RNP 4, have been introduced, as well as automatic 
aircraft datalink systems which provide periodic position reports to 
ground stations.
---------------------------------------------------------------------------

    \1\ On December 15, 2015, a trial of Reduced Lateral Separation 
Minima began in portions of the North Atlantic, with tracks spaced 
at half degrees of latitude, nominally 30 nautical miles apart.
---------------------------------------------------------------------------

    In light of those new developments, and in an effort to again 
safely increase capacity and efficiency, ICAO has allowed for 
authorizations by the State of the operator or the State of registry 
using RNAV 10 and RNP 4 specifications. The FAA has published guidance 
explaining RNP operations in FAA Advisory Circular 90-105A, Approval 
Guidance for RNP Operations and Barometric Vertical Navigation in the 
U.S. National Airspace System and in Oceanic and Remote Continental 
Airspace. Also, in a State Letter dated January 5, 2015, and ``NAT OPS 
Bulletin 2016_001'' issued January 22, 2016, ICAO announced that NAT 
Minimum Navigation Performance Specifications (MNPS) airspace would be 
renamed as the NAT High Level Airspace (HLA) effective February 4, 
2016.

III. Discussion of the Proposal

Removal of References to the North Atlantic Minimum Navigation 
Performance Specifications

    As a result of ICAO renaming the NAT MNPS airspace, the references 
to NAT MNPS in the FAA's regulations are outdated. The FAA proposes to 
remove all instances of MNPS in 14 CFR part 91. The prescriptive 
references to navigational specifications are not necessary since 
operators are required to comply with Annex 2, which aligned RNP and 
RNAV terminology with the PBN concept in Amendment 41. The FAA issued a 
revised Operations Specification (OpSpec B039) for the authorization of 
PBN operations in the NAT HLA on June 10, 2016. Two part 121 carriers 
are conducting operations in the NAT HLA under revised OpSpec B039 and 
the FAA expects other carriers and operators to follow suit.\2\ 
Existing B039 authorizations remain valid until December 31, 2019.
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    \2\ Of the more than 10,000 ATC flight plans filed in June 2016 
for aircraft transiting the New York Oceanic Flight Information 
Region in the North Atlantic, in excess of 98% indicated either RNP 
4 or RNAV/RNP 10 capability.
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Incorporation by Reference Update and Correction

    The FAA also proposes to update and correct the incorporation by 
reference to ICAO Annex 2 in Sec.  91.703 to the current version of the 
document, as amended through November 10, 2016. Annex 2, including all 
amendments through Amendment 32, was incorporated by reference into 
Sec.  91.703 effective April 9, 1997 (62 FR 17480, Apr. 9, 1997). Since 
then, 13 amendments to Annex 2 have been published (see Table 1).

 Table 1--Amendments to ICAO Annex 2 Since Last IBR Into 14 CFR Part 91
------------------------------------------------------------------------
           Amendment                    Subject            Applicable
------------------------------------------------------------------------
33............................  Communication failure   16 November
                                 procedures.             1997.
34............................  Definitions; automatic  5 November 1998.
                                 dependent
                                 surveillance systems
                                 and procedures; data
                                 interchange between
                                 automated ATS
                                 systems; ATS
                                 applications for air-
                                 ground data links;
                                 problematic use of
                                 psychoactive
                                 substances.
35............................  ATS airspace            4 November 1999.
                                 classifications;
                                 visual meteorological
                                 conditions clearance;
                                 runway-holding
                                 position.
36............................  Revised definitions of  1 November 2001.
                                 ``air traffic control
                                 unit'', ``approach
                                 control unit'',
                                 ``alternate
                                 aerodrome'' ``flight
                                 crew member'',
                                 ``pilot-in-command''
                                 and ``visibility'';
                                 editorial amendments.
37............................  Pilot procedures in     28 February
                                 the event of unlawful   2003.
                                 interference;
                                 editorial amendments.

[[Page 66879]]

 
38............................  Definitions;            24 November
                                 marshalling signals;    2005.
                                 communication failure
                                 procedures;
                                 interception
                                 maneuvers; editorial
                                 amendments.
39............................  Restructuring of text   23 November
                                 to emphasize the        2006.
                                 responsibility of the
                                 pilot-in-command for
                                 the avoidance of
                                 collisions.
40............................  Definitions and         22 November
                                 associated procedures   2007.
                                 for ADS-B, ADS-C and
                                 ADS-C agreement;
                                 pilot procedures in
                                 the event of unlawful
                                 interference.
41............................  Amendment to a          20 November
                                 definition and          2008.
                                 Standard to align
                                 required navigation
                                 performance (RNP) and
                                 area navigation
                                 (RNAV) terminology
                                 with the performance-
                                 based navigation
                                 (PBN) concept.
42............................  Amendments to standard  19 November
                                 emergency hand          2009.
                                 signals for emergency
                                 communications
                                 between aircraft
                                 rescue and
                                 firefighting
                                 personnel and flight
                                 and/or cabin crews;
                                 and harmonization of
                                 cruising levels.
43............................  Amendment to            15 November
                                 definitions; speed      2012.
                                 variations; and
                                 remotely piloted
                                 aircraft.
44............................  Definitions related to  13 November
                                 instrument approach     2014.
                                 operations.
45............................  Speed variation         10 November
                                 procedures.             2016.
------------------------------------------------------------------------

    In accordance with a process described in FAA Order JO 7000.6A, 
Identification and Notification of Differences Between ATO Products and 
Services and ICAO Documents, the FAA has examined each of the 
Amendments to Annex 2 listed in Table 1. Differences are published in 
the GEN 1.7 section of the current United States Aeronautical 
Information Publication (AIP). The differences listed in the AIP for 
Annex 2 are minor in nature, generally apply to operations within the 
United States and have no relation to the Annex 2 requirement for 
aircraft to be operated over the high seas with navigation equipment 
appropriate to the route to be flown.\3\
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    \3\ For a complete and current listing of the differences, see 
the United States Aeronautical Information Manual, Section GEN 1.7, 
found at: http://www.faa.gov/air_traffic/publications/media/AIP.pdf.
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    The FAA notes that the current IBR of Annex 2 does not include the 
proper language conveying approval of the Director of the Federal 
Register and proposes to update the IBR of Annex 2 to reflect the 
Director of the Federal Register's approval as reflected in the 
proposed regulatory text.
    Annex 2 is available through the International Civil Aviation 
Organization (ICAO), Document Sales Unit, 999 University Street, 
Montreal, Quebec H3C 5H7, Canada. Also, you will be able obtain this 
document on the Internet at http://www.ICAO.int/eshop/index.cfm. It 
will also be available for inspection at the U.S. Department of 
Transportation, Docket Operations, West Building Ground Floor, Room 
W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590.

IV. Regulatory Notices and Analyses

A. Regulatory Evaluation

    Changes to Federal regulations must undergo several economic 
analyses. First, Executive Order 12866 and Executive Order 13563 direct 
that each Federal agency shall propose or adopt a regulation only upon 
a reasoned determination that the benefits of the intended regulation 
justify its costs. Second, the Regulatory Flexibility Act of 1980 (Pub. 
L. 96-354) requires agencies to analyze the economic impact of 
regulatory changes on small entities. Third, the Trade Agreements Act 
(Pub. L. 96-39) prohibits agencies from setting standards that create 
unnecessary obstacles to the foreign commerce of the United States. In 
developing U.S. standards, the Trade Act requires agencies to consider 
international standards and, where appropriate, that they be the basis 
of U.S. standards. Fourth, the Unfunded Mandates Reform Act of 1995 
(Pub. L. 104-4) requires agencies to prepare a written assessment of 
the costs, benefits, and other effects of proposed or final rules that 
include a Federal mandate likely to result in the expenditure by State, 
local, or tribal governments, in the aggregate, or by the private 
sector, of $100 million or more annually (adjusted for inflation with 
base year of 1995). This portion of the preamble summarizes the FAA's 
analysis of the economic impacts of this proposed rule.
    Department of Transportation Order DOT 2100.5 prescribes policies 
and procedures for simplification, analysis, and review of regulations. 
If the expected cost impact is so minimal that a proposed or final rule 
does not warrant a full evaluation, this order permits that a statement 
to that effect and the basis for it to be included in the preamble if a 
full regulatory evaluation of the cost and benefits is not prepared. 
Such a determination has been made for this rule. The reasoning for 
this determination follows. This rulemaking would harmonize the FAA's 
regulations regarding the NAT MNPS with those of ICAO. ICAO's NAT 
Region is transitioning from the decades-old ``MNPS'' navigation 
specification to a more modern PBN specification. The FAA also intends 
to update the incorporation by reference of ICAO Annex 2 in Sec.  
91.703. This proposed action, if adopted, would remove all references 
to MNPS under 14 CFR part 91 and would not impose any new requirements.
    Flights in international airspace must follow ICAO standards in 
that airspace. United States operators have historically complied with 
provisions relevant to airspace over the high seas in Annex 2. 
Accordingly, as operators are already complying with ICAO's provisions 
relevant to operations over the high seas, the FAA believes the 
proposed rule incorporating the current version of ICAO Annex 2 would 
impose minimal cost. The FAA requests comments on this determination.
    The FAA has, therefore, determined that this rule is not a 
``significant regulatory action'' as defined in section 3(f) of 
Executive Order 12866, and is not ``significant'' as defined in DOT's 
Regulatory Policies and Procedures.

B. Regulatory Flexibility Determination

    The Regulatory Flexibility Act of 1980 (Pub. L. 96-354) (RFA) 
establishes ``as a principle of regulatory issuance that agencies shall 
endeavor, consistent with the objectives of the rule and of applicable 
statutes, to fit regulatory and informational requirements to the scale 
of the businesses, organizations, and governmental jurisdictions 
subject to regulation.'' To achieve this principle, agencies are 
required to solicit and consider flexible regulatory proposals

[[Page 66880]]

and to explain the rationale for their actions to assure that such 
proposals are given serious consideration.'' The RFA covers a wide-
range of small entities, including small businesses, not-for-profit 
organizations, and small governmental jurisdictions.
    Agencies must perform a review to determine whether a rule will 
have a significant economic impact on a substantial number of small 
entities. If the agency determines that it will, the agency must 
prepare a regulatory flexibility analysis as described in the RFA.
    However, if an agency determines that a rule is not expected to 
have a significant economic impact on a substantial number of small 
entities, section 605(b) of the RFA provides that the head of the 
agency may so certify and a regulatory flexibility analysis is not 
required. The certification must include a statement providing the 
factual basis for this determination, and the reasoning should be 
clear.
    Even though there are substantial numbers of small entities 
operating aircraft across international waters, this proposed rule 
would not impose a significant economic impact. Flights in 
international airspace must follow ICAO standards in that airspace. 
Currently, United States operators must comply with Annex 2 when 
operating over the high seas. This proposed rule harmonizes FAA 
regulations to be in accord with new ICAO rules effective in airspace 
over the high seas and imposes no new regulations. Accordingly, no 
affected entity incurs new costs. Thus the FAA expects this proposed 
rule would not impose a significant economic impact on a substantial 
number of small entities. The FAA asks for comment on this 
determination.
    Therefore, as provided in section 605(b), the head of the FAA 
certifies that this rulemaking would not result in a significant 
economic impact on a substantial number of small entities.

C. International Trade Impact Assessment

    The Trade Agreements Act of 1979 (Pub. L. 96-39), as amended by the 
Uruguay Round Agreements Act (Pub. L. 103-465), prohibits Federal 
agencies from establishing standards or engaging in related activities 
that create unnecessary obstacles to the foreign commerce of the United 
States. Pursuant to these Acts, the establishment of standards is not 
considered an unnecessary obstacle to the foreign commerce of the 
United States, so long as the standard has a legitimate domestic 
objective, such as the protection of safety, and does not operate in a 
manner that excludes imports that meet this objective. The statute also 
requires consideration of international standards and, where 
appropriate, that they be the basis for U.S. standards. The FAA has 
assessed the potential effect of this rule and determined that it uses 
international ICAO standards and the rule complies with the Trade 
Agreements Act as amended by the Uruguay Round Agreements Act.

D. Unfunded Mandates Assessment

    Title II of the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-
4) requires each Federal agency to prepare a written statement 
assessing the effects of any Federal mandate in a proposed or final 
agency rule that may result in an expenditure of $100 million or more 
(in 1995 dollars) in any one year by State, local, and tribal 
governments, in the aggregate, or by the private sector; such a mandate 
is deemed to be a ``significant regulatory action.'' The FAA currently 
uses an inflation-adjusted value of $155 million in lieu of $100 
million. This rule does not contain such a mandate; therefore, the 
requirements of Title II of the Act do not apply.

E. Paperwork Reduction Act

    The Paperwork Reduction Act of 1995 (44 U.S.C. 3507(d)) requires 
that the FAA consider the impact of paperwork and other information 
collection burdens imposed on the public. The FAA has determined that 
there would be no new requirement for information collection associated 
with this proposed rule.

F. International Compatibility

    In keeping with U.S. obligations under the Convention on 
International Civil Aviation, it is FAA policy to conform to ICAO 
Standards and Recommended Practices to the maximum extent practicable. 
The FAA has reviewed the corresponding ICAO Standards and Recommended 
Practices and has identified differences with the current version of 
Annex 2 (through Amendment 45). These differences, as prescribed in 
ICAO Annex 15, have been published in the United States Aeronautical 
Information Publication (AIP), section GEN 1.7. The differences listed 
in the AIP for Annex 2 are minor in nature and have no relation to the 
Annex 2 requirement for aircraft to be operated with navigation 
equipment appropriate to the route to be flown. This is consistent with 
the FAA's support of international compatibility and its obligations 
under the Convention on International Civil Aviation.

G. Environmental Analysis

    FAA Order 1050.1F identifies FAA actions that are categorically 
excluded from preparation of an environmental assessment or 
environmental impact statement under the National Environmental Policy 
Act in the absence of extraordinary circumstances. The FAA has 
determined this rulemaking action qualifies for the categorical 
exclusion identified in paragraph 5-6.6 and involves no extraordinary 
circumstances.

V. Executive Order Determinations

A. Executive Order 13132, Federalism

    The FAA has analyzed this proposed rule under the principles and 
criteria of Executive Order 13132, Federalism. The agency has 
determined that this action would not have a substantial direct effect 
on the States, or the relationship between the Federal Government and 
the States, or on the distribution of power and responsibilities among 
the various levels of government, and, therefore, would not have 
Federalism implications.

B. Executive Order 13211, Regulations That Significantly Affect Energy 
Supply, Distribution, or Use

    The FAA analyzed this proposed rule under Executive Order 13211, 
Actions Concerning Regulations that Significantly Affect Energy Supply, 
Distribution, or Use (May 18, 2001). The agency has determined that it 
would not be a ``significant energy action'' under the executive order 
and would not be likely to have a significant adverse effect on the 
supply, distribution, or use of energy.

C. Executive Order 13609, International Cooperation

    Executive Order (E.O.) 13609, Promoting International Regulatory 
Cooperation, (77 FR 26413, May 4, 2012) promotes international 
regulatory cooperation to meet shared challenges involving health, 
safety, labor, security, environmental, and other issues and reduce, 
eliminate, or prevent unnecessary differences in regulatory 
requirements. The FAA has analyzed this action under the policy and 
agency responsibilities of Executive Order 13609, Promoting 
International Regulatory Cooperation. The agency has determined that 
this action would not have a significant international impact, but 
would remove potential ambiguities about the applicability of ICAO 
rules over the high seas.

[[Page 66881]]

VI. Additional Information

A. Comments Invited

    The FAA invites interested persons to participate in this 
rulemaking by submitting written comments, data, or views. The agency 
also invites comments relating to the economic, environmental, energy, 
or federalism impacts that might result from adopting the proposals in 
this document. The most helpful comments reference a specific portion 
of the proposal, explain the reason for any recommended change, and 
include supporting data. To ensure the docket does not contain 
duplicate comments, commenters should send only one copy of written 
comments, or if comments are filed electronically, commenters should 
submit only one time.
    The FAA will file in the docket all comments it receives, as well 
as a report summarizing each substantive public contact with FAA 
personnel concerning this proposed rulemaking. Before acting on this 
proposal, the FAA will consider all comments it receives on or before 
the closing date for comments. The FAA will consider comments filed 
after the comment period has closed if it is possible to do so without 
incurring expense or delay. The agency may change this proposal in 
light of the comments it receives.

B. Availability of Rulemaking Documents

    An electronic copy of rulemaking documents may be obtained from the 
Internet by--
    1. Searching the Federal eRulemaking Portal (http://www.regulations.gov);
    2. Visiting the FAA's Regulations and Policies Web page at http://www.faa.gov/regulations_policies or
    3. Accessing the Government Printing Office's Web page at http://www.thefederalregister.org/fdsys/.

    Copies may also be obtained by sending a request to the Federal 
Aviation Administration, Office of Rulemaking, ARM-1, 800 Independence 
Avenue SW., Washington, DC 20591, or by calling (202) 267-9680. 
Commenters must identify the docket or notice number of this 
rulemaking.
    All documents the FAA considered in developing this proposed rule, 
including economic analyses and technical reports, may be accessed from 
the Internet through the Federal eRulemaking Portal referenced in item 
(1).

List of Subjects in 14 CFR Part 91

    Air carrier, Air taxis, Air traffic control, Aircraft, Airmen, 
Aviation safety, Incorporation by reference.

The Proposed Amendment

    In consideration of the foregoing, the Federal Aviation 
Administration proposes to amend chapter I of title 14, Code of Federal 
Regulations as follows:

PART 91--GENERAL OPERATING AND FLIGHT RULES

0
1. The authority citation for part 91 continues to read as follows:

    Authority: 49 U.S.C. 106(f), 106(g), 1155, 40101, 40103, 40105, 
40113, 40120, 44101, 44111, 44701, 44704, 44709, 44711, 44712, 
44715, 44716, 44717, 44722, 46306, 46315, 46316, 46504, 46506-46507, 
47122, 47508, 47528-47531, 47534, articles 12 and 29 of the 
Convention on International Civil Aviation (61 Stat. 1180), (126 
Stat. 11).

0
2. Amend Sec.  91.703 as follows:
0
a. Amend paragraphs (a)(1) and (3) by capitalizing the ``a'' in 
``Annex'';
0
b. Remove the first sentence of paragraph (a)(4); and
0
c. Revise paragraph (b) to read as follows:


Sec.  91.703   Operations of civil aircraft of U.S. registry outside of 
the United States.

* * * * *
    (b) Annex 2 to the Convention on International Civil Aviation, 
Tenth Edition--July 2005, with Amendments through Amendment 45, 
applicable November 10, 2016 is incorporated by reference into this 
section with the approval of the Director of the Federal Register under 
5 U.S.C. 552(a) and 1 CFR part 51. To enforce any edition other than 
that specified in this section, the FAA must publish a document in the 
Federal Register and the material must be available to the public. All 
approved material is available for inspection at U.S. Department of 
Transportation, Docket Operations, West Building Ground Floor, Room 
W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590 and is 
available from the International Civil Aviation Organization (ICAO), 
Document Sales Unit, 999 University Street, Montreal, Quebec H3C 5H7, 
Canada; http://www.ICAO.int/eshop/index.cfm. It is also available for 
inspection at the National Archives and Records Administration (NARA). 
For information on the availability of this material at NARA, call 202-
741-6030, or go to: http://www.archives.gov/federal_register/code_of_federal_regulations/ibr_locations.html.


 Sec.  91.705  [Removed]

0
3. Remove Sec.  91.705.


Sec.  91.1027  [Amended]

0
4. Amend Sec.  91.1027(a)(2) by removing ``MNPS,''.

Appendix C to Part 91--[Removed]

0
5. Remove appendix C to part 91.
0
6. Amend appendix G to part 91 by revising paragraph (a)(2) of section 
8 to read as follows:

Appendix G to Part 91--Operations in Reduced Vertical Separation 
Minimum (RVSM) Airspace

* * * * *

Section 8. Airspace Designation

    (a) * * *
    (2) RVSM may be effective in the High Level Airspace (HLA) 
within the NAT. The HLA airspace within the NAT is defined by the 
volume of airspace between FL 285 and FL 420 (inclusive) extending 
between latitude 27 degrees north and the North Pole, bounded in the 
east by the eastern boundaries of control areas Santa Maria Oceanic, 
Shanwick Oceanic, and Reykjavik Oceanic and in the west by the 
western boundaries of control areas Reykjavik Oceanic, Gander 
Oceanic, and New York Oceanic, excluding the areas west of 60 
degrees west and south of 38 degrees 30 minutes north.
* * * * *

    Issued under authority provided by 49 U.S.C. 106(f), 
40101(d)(1), 40103(b)(1), 40105(b)(1)(A), and 44701(a)(5) in 
Washington, DC, on September 14, 2016.
John S. Duncan,
Director, Flight Standards Service.
[FR Doc. 2016-22798 Filed 9-28-16; 8:45 am]
 BILLING CODE 4910-13-P



                                                                         Federal Register / Vol. 81, No. 189 / Thursday, September 29, 2016 / Proposed Rules                                           66877

                                                      approval of an AMOC, provided the RC steps,             ADDRESSES:   Send comments identified                 the public interest, among other matters,
                                                      including substeps and identified figures, can          by docket number FAA–2016–9154                        assigning, maintaining, and enhancing
                                                      still be done as specified, and the airplane            using any of the following methods:                   safety and security as the highest
                                                      can be put back in an airworthy condition.                • Federal eRulemaking Portal: Go to                 priorities in air commerce. Section
                                                      (i) Related Information                                 http://www.regulations.gov and follow                 40105(b)(1)(A) requires the
                                                         (1) For more information about this AD,              the online instructions for sending your              Administrator to exercise his authority
                                                      contact Alan Pohl, Aerospace Engineer,                  comments electronically.                              consistently with the obligations of the
                                                      Airframe Branch, ANM–120S, FAA, Seattle                   • Mail: Send comments to Docket                     U.S. Government under international
                                                      ACO, 1601 Lind Avenue SW., Renton, WA                   Operations, M–30; U.S. Department of                  agreements.
                                                      98057–3356; phone: 425–917–6450; fax: 425–              Transportation (DOT), 1200 New Jersey                    This rulemaking is promulgated
                                                      917–6590; email: alan.pohl@faa.gov.                     Avenue SE., Room W12–140, West                        under the authority described in title 49,
                                                         (2) For service information identified in            Building Ground Floor, Washington, DC                 subtitle VII, part A, subpart III, section
                                                      this AD, contact Boeing Commercial                                                                            44701, General requirements. Under
                                                      Airplanes, Attention: Data & Services
                                                                                                              20590–0001.
                                                      Management, P.O. Box 3707, MC 2H–65,                      • Hand Delivery or Courier: Take                    that section, the FAA is charged broadly
                                                      Seattle, WA 98124–2207; telephone 206–                  comments to Docket Operations in                      with promoting safe flight of civil
                                                      544–5000, extension 1; fax 206–766–5680;                Room W12–140 of the West Building                     aircraft in air commerce by prescribing,
                                                      Internet https://www.myboeingfleet.com. You             Ground Floor at 1200 New Jersey                       among other things, regulations and
                                                      may view this referenced service information            Avenue SE., Washington, DC, between 9                 minimum standards for practices,
                                                      at the FAA, the FAA, Transport Airplane                 a.m. and 5 p.m., Monday through                       methods, and procedures that the
                                                      Directorate, 1601 Lind Avenue SW., Renton,              Friday, except Federal holidays.                      Administrator finds necessary for safety
                                                      WA. For information on the availability of                • Fax: Fax comments to Docket                       in air commerce and national security.
                                                      this material at the FAA, call 425–227–1221.                                                                     This rulemaking is also promulgated
                                                                                                              Operations at 202–493–2251.
                                                        Issued in Renton, Washington, on                        Privacy: In accordance with 5 U.S.C.                pursuant to title 49 U.S.C. 40103(b)(1)
                                                      September 16, 2016.                                     553(c), DOT solicits comments from the                and (2), which charge the FAA with
                                                      Suzanne Masterson,                                      public to better inform its rulemaking                issuing regulations: (1) To ensure the
                                                      Acting Manager, Transport Airplane                      process. DOT posts these comments,                    safety of aircraft and the efficient use of
                                                      Directorate, Aircraft Certification Service.            without edit, including any personal                  airspace; and (2) to govern the flight of
                                                      [FR Doc. 2016–23088 Filed 9–28–16; 8:45 am]             information the commenter provides, to                aircraft for purposes of navigating,
                                                      BILLING CODE 4910–13–P                                  www.regulations.gov, as described in                  protecting and identifying aircraft, and
                                                                                                              the system of records notice (DOT/ALL–                protecting individuals and property on
                                                                                                              14 FDMS), which can be reviewed at                    the ground.
                                                      DEPARTMENT OF TRANSPORTATION                                                                                     This regulation is within the scope of
                                                                                                              www.dot.gov/privacy.
                                                                                                                Docket: Background documents or                     that authority, because it amends 14
                                                      Federal Aviation Administration                         comments received may be read at                      CFR 91.703 to harmonize and
                                                                                                              http://www.regulations.gov at any time.               incorporate changes made to
                                                      14 CFR part 91                                          Follow the online instructions for                    international standards directly
                                                                                                              accessing the docket or go to the Docket              applicable in airspace over the high
                                                      [Docket No.: FAA–2016–9154; Notice No.                  Operations in Room W12–140 of the                     seas.
                                                      16–05]                                                  West Building Ground Floor at 1200                    I. Executive Summary
                                                                                                              New Jersey Avenue SE., Washington,                       The proposed rule would harmonize
                                                      RIN 2120–AK88                                           DC, between 9 a.m. and 5 p.m., Monday                 FAA regulations with ICAO standards
                                                                                                              through Friday, except Federal holidays.              relevant to the North Atlantic and to
                                                      Incorporation by Reference of ICAO
                                                      Annex 2; Removal of Outdated North                      FOR FURTHER INFORMATION CONTACT: For                  airspace over the high seas. In January
                                                      Atlantic Minimum Navigation                             technical questions concerning this                   2016, ICAO announced that the NAT
                                                      Performance Specifications                              action, contact Kevin C. Kelley, Flight               Minimum Navigation Performance
                                                                                                              Technologies Division, Performance                    Specifications (MNPS) airspace would
                                                      AGENCY: Federal Aviation                                Based Flight Systems Branch, AFS–470,                 be renamed NAT High Level Airspace
                                                      Administration (FAA), DOT.                              Federal Aviation Administration, 800                  (HLA) effective February 4, 2016. ICAO
                                                      ACTION: Notice of proposed rulemaking                   Independence Avenue SW.,                              further announced that existing MNPS
                                                      (NPRM).                                                 Washington, DC 20591; telephone (202)                 authorizations by the State of the
                                                                                                              267–8854; email kevin.c.kelley@faa.gov.               operator or the State of registry will
                                                      SUMMARY:   This rulemaking proposes to                  SUPPLEMENTARY INFORMATION:                            expire in January 2020. As a result,
                                                      harmonize the FAA’s regulations                                                                               operators in the NAT HLA would no
                                                      regarding the North Atlantic (NAT)                      Authority for This Rulemaking
                                                                                                                                                                    longer be able to use the MNPS for the
                                                      Minimum Navigation Performance                             The FAA is responsible for the safety              navigation of aircraft and would be
                                                      Specifications (MNPS) with those of the                 of flight in the U.S. and for the safety              required to transition to a PBN
                                                      International Civil Aviation                            of U.S. civil operators, U.S.-registered              specification. Airspace over the high
                                                      Organization (ICAO). ICAO’s NAT                         civil aircraft, and U.S.-certificated                 seas (oceans, seas, and waters outside of
                                                      Region is transitioning from the                        airmen throughout the world. The                      sovereign jurisdiction) is governed by
asabaliauskas on DSK3SPTVN1PROD with PROPOSALS




                                                      decades-old MNPS navigation                             FAA’s authority to issue rules on                     ICAO Annex 2. The FAA’s regulatory
                                                      specification to a more modern,                         aviation safety is found in title 49                  basis for operational authorizations for
                                                      Performance-Based Navigation (PBN)                      United States Code (U.S.C.). Subtitle I,              the NAT and for all airspace over the
                                                      specification. This proposed rule would                 section 106(f), describes the authority of            high seas is addressed in 14 CFR 91.703,
                                                      also correct and update the                             the FAA Administrator. Subtitle VII of                which incorporates Annex 2 by
                                                      incorporation by reference of ICAO                      title 49, Aviation Programs, describes in             reference, and § 91.705, which provides
                                                      Annex 2 in the FAA’s regulations.                       more detail the scope of the agency’s                 for NAT MNPS authorizations.
                                                      DATES: Send comments on or before                       authority. Section 40101(d)(1) provides                  This proposed rule, if adopted, would
                                                      October 31, 2016.                                       that the Administrator shall consider in              remove MNPS from part 91 of title 14


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                                                      66878                     Federal Register / Vol. 81, No. 189 / Thursday, September 29, 2016 / Proposed Rules

                                                      Code of Federal Regulations (14 CFR)                                General Operating and Flight Rules,                             Airspace. Also, in a State Letter dated
                                                      and would not impose any new                                        which requires that U.S.-registered                             January 5, 2015, and ‘‘NAT OPS
                                                      requirements.                                                       aircraft comply with Annex 2 when over                          Bulletin 2016_001’’ issued January 22,
                                                        Additionally, under this proposal, the                            the high seas (see 14 CFR 91.703).                              2016, ICAO announced that NAT
                                                      FAA is updating the incorporation by                                Annex 2, paragraph 5.1.1 provides that                          Minimum Navigation Performance
                                                      reference (IBR) of ICAO Annex 2 in                                  ‘‘Aircraft shall be equipped with                               Specifications (MNPS) airspace would
                                                      § 91.703, which was last updated in                                 suitable instruments and with                                   be renamed as the NAT High Level
                                                      1997. Since that time, ICAO has                                     navigation equipment appropriate to the                         Airspace (HLA) effective February 4,
                                                      published thirteen amendments to                                    route to be flown.’’                                            2016.
                                                      Annex 2. This proposal would remove                                 Transition From Minimum Navigation
                                                      potential ambiguities about the version                                                                                             III. Discussion of the Proposal
                                                                                                                          Performance Specifications (MNPS) to
                                                      of Annex 2 applicable to airspace over                              Performance-Based Navigation (PBN)                              Removal of References to the North
                                                      the high seas.                                                      Specification                                                   Atlantic Minimum Navigation
                                                      Costs and Benefits                                                                                                                  Performance Specifications
                                                                                                                             In 1977, ICAO established the
                                                        The proposed rule is an                                           Minimum Navigation Performance                                     As a result of ICAO renaming the
                                                      administrative harmonization, as it does                            Specifications (MNPS) and the                                   NAT MNPS airspace, the references to
                                                      not impose any new requirements. If the                             corresponding NAT airspace where                                NAT MNPS in the FAA’s regulations are
                                                      FAA does not adopt this rule, ICAO’s                                MNPS would apply in an effort to                                outdated. The FAA proposes to remove
                                                      current transition from the MNPS                                    address constrained capacity in light of                        all instances of MNPS in 14 CFR part
                                                      specification to PBN specifications for                             continued growth of NAT traffic. The                            91. The prescriptive references to
                                                      operations in the NAT HLA, will still                               following year, the required lateral                            navigational specifications are not
                                                      take place by 2020. Consequently, there                             separation was safely halved from 120                           necessary since operators are required to
                                                      are no costs associated with this                                   to 60 nautical miles due to the enhanced                        comply with Annex 2, which aligned
                                                      proposed rule.                                                      reliability of navigation equipment                             RNP and RNAV terminology with the
                                                                                                                          meeting the MNPS. This resulted in                              PBN concept in Amendment 41. The
                                                      II. Background                                                      large capacity and efficiency gains.                            FAA issued a revised Operations
                                                      International Civil Aviation                                           Since the implementation of the                              Specification (OpSpec B039) for the
                                                      Organization (ICAO)                                                 MNPS, the 60 nautical mile lateral                              authorization of PBN operations in the
                                                                                                                          separation has remained in place.1 In                           NAT HLA on June 10, 2016. Two part
                                                         The Chicago Convention was adopted                               the meantime, more modern PBN
                                                      to promote the safe and orderly                                                                                                     121 carriers are conducting operations
                                                                                                                          specifications of Area Navigation/                              in the NAT HLA under revised OpSpec
                                                      development of international civil                                  Required Navigation Performance 10
                                                      aviation. The Chicago Convention also                                                                                               B039 and the FAA expects other carriers
                                                                                                                          (RNAV/RNP 10) and RNP 4, have been
                                                      created ICAO, which promulgates                                                                                                     and operators to follow suit.2 Existing
                                                                                                                          introduced, as well as automatic aircraft
                                                      uniform international Standards and                                                                                                 B039 authorizations remain valid until
                                                                                                                          datalink systems which provide
                                                      Recommended Practices (SARPs) aimed                                                                                                 December 31, 2019.
                                                                                                                          periodic position reports to ground
                                                      at standardizing international civil                                stations.                                                       Incorporation by Reference Update and
                                                      aviation operational practices and                                     In light of those new developments,                          Correction
                                                      services. Currently, these SARPs are                                and in an effort to again safely increase
                                                      detailed in 19 annexes to the Chicago                               capacity and efficiency, ICAO has                                 The FAA also proposes to update and
                                                      Convention. Annex 2, Rules of the Air,                              allowed for authorizations by the State                         correct the incorporation by reference to
                                                      is of particular relevance here, as these                           of the operator or the State of registry                        ICAO Annex 2 in § 91.703 to the current
                                                      rules pertain to airspace over the high                             using RNAV 10 and RNP 4                                         version of the document, as amended
                                                      seas. Article 12 to the Convention                                  specifications. The FAA has published                           through November 10, 2016. Annex 2,
                                                      obligates each Contracting State to adopt                           guidance explaining RNP operations in                           including all amendments through
                                                      measures to ensure that persons                                     FAA Advisory Circular 90–105A,                                  Amendment 32, was incorporated by
                                                      operating an aircraft over the high seas                            Approval Guidance for RNP Operations                            reference into § 91.703 effective April 9,
                                                      comply with Annex 2. As a Contracting                               and Barometric Vertical Navigation in                           1997 (62 FR 17480, Apr. 9, 1997). Since
                                                      State, the U.S. has satisfied this                                  the U.S. National Airspace System and                           then, 13 amendments to Annex 2 have
                                                      responsibility through 14 CFR part 91,                              in Oceanic and Remote Continental                               been published (see Table 1).

                                                                                      TABLE 1—AMENDMENTS TO ICAO ANNEX 2 SINCE LAST IBR INTO 14 CFR PART 91
                                                               Amendment                                                                  Subject                                                                 Applicable

                                                      33 .................................   Communication failure procedures ....................................................................   16 November 1997.
                                                      34 .................................   Definitions; automatic dependent surveillance systems and procedures; data                              5 November 1998.
                                                                                               interchange between automated ATS systems; ATS applications for air-
                                                                                               ground data links; problematic use of psychoactive substances.
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                                                      35 .................................   ATS airspace classifications; visual meteorological conditions clearance; run-                          4 November 1999.
                                                                                               way-holding position.
                                                      36 .................................   Revised definitions of ‘‘air traffic control unit’’, ‘‘approach control unit’’, ‘‘alter-                1 November 2001.
                                                                                               nate aerodrome’’ ‘‘flight crew member’’, ‘‘pilot-in-command’’ and ‘‘visibility’’;
                                                                                               editorial amendments.
                                                      37 .................................   Pilot procedures in the event of unlawful interference; editorial amendments ..                         28 February 2003.

                                                        1 On December 15, 2015, a trial of Reduced                          2 Of the more than 10,000 ATC flight plans filed              Atlantic, in excess of 98% indicated either RNP 4
                                                      Lateral Separation Minima began in portions of the                  in June 2016 for aircraft transiting the New York               or RNAV/RNP 10 capability.
                                                      North Atlantic, with tracks spaced at half degrees                  Oceanic Flight Information Region in the North
                                                      of latitude, nominally 30 nautical miles apart.



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                                                                                Federal Register / Vol. 81, No. 189 / Thursday, September 29, 2016 / Proposed Rules                                                                66879

                                                                           TABLE 1—AMENDMENTS TO ICAO ANNEX 2 SINCE LAST IBR INTO 14 CFR PART 91—Continued
                                                               Amendment                                                                    Subject                                                                   Applicable

                                                      38 .................................   Definitions; marshalling signals; communication failure procedures; intercep-                                24 November 2005.
                                                                                               tion maneuvers; editorial amendments.
                                                      39 .................................   Restructuring of text to emphasize the responsibility of the pilot-in-command                                23 November 2006.
                                                                                               for the avoidance of collisions.
                                                      40 .................................   Definitions and associated procedures for ADS–B, ADS–C and ADS–C                                             22 November 2007.
                                                                                               agreement; pilot procedures in the event of unlawful interference.
                                                      41 .................................   Amendment to a definition and Standard to align required navigation perform-                                 20 November 2008.
                                                                                               ance (RNP) and area navigation (RNAV) terminology with the perform-
                                                                                               ance-based navigation (PBN) concept.
                                                      42 .................................   Amendments to standard emergency hand signals for emergency commu-                                           19 November 2009.
                                                                                               nications between aircraft rescue and firefighting personnel and flight and/
                                                                                               or cabin crews; and harmonization of cruising levels.
                                                      43 .................................   Amendment to definitions; speed variations; and remotely piloted aircraft .......                            15 November 2012.
                                                      44 .................................   Definitions related to instrument approach operations ......................................                 13 November 2014.
                                                      45 .................................   Speed variation procedures ...............................................................................   10 November 2016.



                                                         In accordance with a process                                      IV. Regulatory Notices and Analyses                                 Such a determination has been made for
                                                      described in FAA Order JO 7000.6A,                                                                                                       this rule. The reasoning for this
                                                                                                                           A. Regulatory Evaluation
                                                      Identification and Notification of                                                                                                       determination follows. This rulemaking
                                                      Differences Between ATO Products and                                    Changes to Federal regulations must                              would harmonize the FAA’s regulations
                                                      Services and ICAO Documents, the FAA                                 undergo several economic analyses.                                  regarding the NAT MNPS with those of
                                                      has examined each of the Amendments                                  First, Executive Order 12866 and                                    ICAO. ICAO’s NAT Region is
                                                                                                                           Executive Order 13563 direct that each                              transitioning from the decades-old
                                                      to Annex 2 listed in Table 1. Differences
                                                                                                                           Federal agency shall propose or adopt a                             ‘‘MNPS’’ navigation specification to a
                                                      are published in the GEN 1.7 section of
                                                                                                                           regulation only upon a reasoned                                     more modern PBN specification. The
                                                      the current United States Aeronautical                               determination that the benefits of the
                                                      Information Publication (AIP). The                                                                                                       FAA also intends to update the
                                                                                                                           intended regulation justify its costs.                              incorporation by reference of ICAO
                                                      differences listed in the AIP for Annex                              Second, the Regulatory Flexibility Act                              Annex 2 in § 91.703. This proposed
                                                      2 are minor in nature, generally apply                               of 1980 (Pub. L. 96–354) requires                                   action, if adopted, would remove all
                                                      to operations within the United States                               agencies to analyze the economic                                    references to MNPS under 14 CFR part
                                                      and have no relation to the Annex 2                                  impact of regulatory changes on small                               91 and would not impose any new
                                                      requirement for aircraft to be operated                              entities. Third, the Trade Agreements                               requirements.
                                                      over the high seas with navigation                                   Act (Pub. L. 96–39) prohibits agencies                                 Flights in international airspace must
                                                      equipment appropriate to the route to be                             from setting standards that create                                  follow ICAO standards in that airspace.
                                                      flown.3                                                              unnecessary obstacles to the foreign                                United States operators have historically
                                                         The FAA notes that the current IBR of                             commerce of the United States. In                                   complied with provisions relevant to
                                                      Annex 2 does not include the proper                                  developing U.S. standards, the Trade                                airspace over the high seas in Annex 2.
                                                      language conveying approval of the                                   Act requires agencies to consider                                   Accordingly, as operators are already
                                                                                                                           international standards and, where                                  complying with ICAO’s provisions
                                                      Director of the Federal Register and
                                                                                                                           appropriate, that they be the basis of                              relevant to operations over the high
                                                      proposes to update the IBR of Annex 2
                                                                                                                           U.S. standards. Fourth, the Unfunded                                seas, the FAA believes the proposed
                                                      to reflect the Director of the Federal
                                                                                                                           Mandates Reform Act of 1995 (Pub. L.                                rule incorporating the current version of
                                                      Register’s approval as reflected in the                              104–4) requires agencies to prepare a
                                                      proposed regulatory text.                                                                                                                ICAO Annex 2 would impose minimal
                                                                                                                           written assessment of the costs, benefits,                          cost. The FAA requests comments on
                                                         Annex 2 is available through the                                  and other effects of proposed or final                              this determination.
                                                      International Civil Aviation                                         rules that include a Federal mandate                                   The FAA has, therefore, determined
                                                      Organization (ICAO), Document Sales                                  likely to result in the expenditure by                              that this rule is not a ‘‘significant
                                                      Unit, 999 University Street, Montreal,                               State, local, or tribal governments, in the                         regulatory action’’ as defined in section
                                                      Quebec H3C 5H7, Canada. Also, you                                    aggregate, or by the private sector, of                             3(f) of Executive Order 12866, and is not
                                                      will be able obtain this document on the                             $100 million or more annually (adjusted                             ‘‘significant’’ as defined in DOT’s
                                                      Internet at http://www.ICAO.int/eshop/                               for inflation with base year of 1995).                              Regulatory Policies and Procedures.
                                                      index.cfm. It will also be available for                             This portion of the preamble
                                                                                                                           summarizes the FAA’s analysis of the                                B. Regulatory Flexibility Determination
                                                      inspection at the U.S. Department of
                                                      Transportation, Docket Operations,                                   economic impacts of this proposed rule.                               The Regulatory Flexibility Act of 1980
                                                      West Building Ground Floor, Room                                        Department of Transportation Order                               (Pub. L. 96–354) (RFA) establishes ‘‘as a
                                                                                                                           DOT 2100.5 prescribes policies and                                  principle of regulatory issuance that
asabaliauskas on DSK3SPTVN1PROD with PROPOSALS




                                                      W12–140, 1200 New Jersey Avenue SE.,
                                                                                                                           procedures for simplification, analysis,                            agencies shall endeavor, consistent with
                                                      Washington, DC 20590.
                                                                                                                           and review of regulations. If the                                   the objectives of the rule and of
                                                                                                                           expected cost impact is so minimal that                             applicable statutes, to fit regulatory and
                                                                                                                           a proposed or final rule does not                                   informational requirements to the scale
                                                        3 For a complete and current listing of the
                                                                                                                           warrant a full evaluation, this order                               of the businesses, organizations, and
                                                      differences, see the United States Aeronautical                      permits that a statement to that effect                             governmental jurisdictions subject to
                                                      Information Manual, Section GEN 1.7, found at:                       and the basis for it to be included in the                          regulation.’’ To achieve this principle,
                                                      http://www.faa.gov/air_traffic/publications/media/                   preamble if a full regulatory evaluation                            agencies are required to solicit and
                                                      AIP.pdf.                                                             of the cost and benefits is not prepared.                           consider flexible regulatory proposals


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                                                      66880              Federal Register / Vol. 81, No. 189 / Thursday, September 29, 2016 / Proposed Rules

                                                      and to explain the rationale for their                  operate in a manner that excludes                     G. Environmental Analysis
                                                      actions to assure that such proposals are               imports that meet this objective. The
                                                      given serious consideration.’’ The RFA                  statute also requires consideration of                   FAA Order 1050.1F identifies FAA
                                                      covers a wide-range of small entities,                  international standards and, where                    actions that are categorically excluded
                                                      including small businesses, not-for-                    appropriate, that they be the basis for               from preparation of an environmental
                                                      profit organizations, and small                         U.S. standards. The FAA has assessed                  assessment or environmental impact
                                                      governmental jurisdictions.                             the potential effect of this rule and                 statement under the National
                                                         Agencies must perform a review to                    determined that it uses international                 Environmental Policy Act in the
                                                      determine whether a rule will have a                    ICAO standards and the rule complies                  absence of extraordinary circumstances.
                                                      significant economic impact on a                        with the Trade Agreements Act as                      The FAA has determined this
                                                      substantial number of small entities. If                amended by the Uruguay Round                          rulemaking action qualifies for the
                                                      the agency determines that it will, the                 Agreements Act.                                       categorical exclusion identified in
                                                      agency must prepare a regulatory                                                                              paragraph 5–6.6 and involves no
                                                      flexibility analysis as described in the                D. Unfunded Mandates Assessment
                                                                                                                                                                    extraordinary circumstances.
                                                      RFA.                                                       Title II of the Unfunded Mandates
                                                         However, if an agency determines that                Reform Act of 1995 (Pub. L. 104–4)                    V. Executive Order Determinations
                                                      a rule is not expected to have a                        requires each Federal agency to prepare               A. Executive Order 13132, Federalism
                                                      significant economic impact on a                        a written statement assessing the effects
                                                      substantial number of small entities,                   of any Federal mandate in a proposed or                  The FAA has analyzed this proposed
                                                      section 605(b) of the RFA provides that                 final agency rule that may result in an               rule under the principles and criteria of
                                                      the head of the agency may so certify                   expenditure of $100 million or more (in               Executive Order 13132, Federalism. The
                                                      and a regulatory flexibility analysis is                1995 dollars) in any one year by State,               agency has determined that this action
                                                      not required. The certification must                    local, and tribal governments, in the                 would not have a substantial direct
                                                      include a statement providing the                       aggregate, or by the private sector; such             effect on the States, or the relationship
                                                      factual basis for this determination, and               a mandate is deemed to be a ‘‘significant             between the Federal Government and
                                                      the reasoning should be clear.                          regulatory action.’’ The FAA currently                the States, or on the distribution of
                                                         Even though there are substantial                    uses an inflation-adjusted value of $155              power and responsibilities among the
                                                      numbers of small entities operating                     million in lieu of $100 million. This                 various levels of government, and,
                                                      aircraft across international waters, this              rule does not contain such a mandate;                 therefore, would not have Federalism
                                                      proposed rule would not impose a                        therefore, the requirements of Title II of            implications.
                                                      significant economic impact. Flights in                 the Act do not apply.
                                                      international airspace must follow ICAO                                                                       B. Executive Order 13211, Regulations
                                                      standards in that airspace. Currently,                  E. Paperwork Reduction Act
                                                                                                                                                                    That Significantly Affect Energy Supply,
                                                      United States operators must comply                       The Paperwork Reduction Act of 1995                 Distribution, or Use
                                                      with Annex 2 when operating over the                    (44 U.S.C. 3507(d)) requires that the
                                                      high seas. This proposed rule                           FAA consider the impact of paperwork                     The FAA analyzed this proposed rule
                                                      harmonizes FAA regulations to be in                     and other information collection                      under Executive Order 13211, Actions
                                                      accord with new ICAO rules effective in                 burdens imposed on the public. The                    Concerning Regulations that
                                                      airspace over the high seas and imposes                 FAA has determined that there would                   Significantly Affect Energy Supply,
                                                      no new regulations. Accordingly, no                     be no new requirement for information                 Distribution, or Use (May 18, 2001). The
                                                      affected entity incurs new costs. Thus                  collection associated with this proposed              agency has determined that it would not
                                                      the FAA expects this proposed rule                      rule.                                                 be a ‘‘significant energy action’’ under
                                                      would not impose a significant                          F. International Compatibility                        the executive order and would not be
                                                      economic impact on a substantial                                                                              likely to have a significant adverse effect
                                                      number of small entities. The FAA asks                     In keeping with U.S. obligations                   on the supply, distribution, or use of
                                                      for comment on this determination.                      under the Convention on International                 energy.
                                                         Therefore, as provided in section                    Civil Aviation, it is FAA policy to
                                                      605(b), the head of the FAA certifies                   conform to ICAO Standards and                         C. Executive Order 13609, International
                                                      that this rulemaking would not result in                Recommended Practices to the                          Cooperation
                                                      a significant economic impact on a                      maximum extent practicable. The FAA
                                                                                                              has reviewed the corresponding ICAO                     Executive Order (E.O.) 13609,
                                                      substantial number of small entities.
                                                                                                              Standards and Recommended Practices                   Promoting International Regulatory
                                                      C. International Trade Impact                           and has identified differences with the               Cooperation, (77 FR 26413, May 4,
                                                      Assessment                                              current version of Annex 2 (through                   2012) promotes international regulatory
                                                         The Trade Agreements Act of 1979                     Amendment 45). These differences, as                  cooperation to meet shared challenges
                                                      (Pub. L. 96–39), as amended by the                      prescribed in ICAO Annex 15, have                     involving health, safety, labor, security,
                                                      Uruguay Round Agreements Act (Pub.                      been published in the United States                   environmental, and other issues and
                                                      L. 103–465), prohibits Federal agencies                 Aeronautical Information Publication                  reduce, eliminate, or prevent
                                                      from establishing standards or engaging                 (AIP), section GEN 1.7. The differences               unnecessary differences in regulatory
                                                      in related activities that create                       listed in the AIP for Annex 2 are minor               requirements. The FAA has analyzed
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                                                      unnecessary obstacles to the foreign                    in nature and have no relation to the                 this action under the policy and agency
                                                      commerce of the United States.                          Annex 2 requirement for aircraft to be                responsibilities of Executive Order
                                                      Pursuant to these Acts, the                             operated with navigation equipment                    13609, Promoting International
                                                      establishment of standards is not                       appropriate to the route to be flown.                 Regulatory Cooperation. The agency has
                                                      considered an unnecessary obstacle to                   This is consistent with the FAA’s                     determined that this action would not
                                                      the foreign commerce of the United                      support of international compatibility                have a significant international impact,
                                                      States, so long as the standard has a                   and its obligations under the                         but would remove potential ambiguities
                                                      legitimate domestic objective, such as                  Convention on International Civil                     about the applicability of ICAO rules
                                                      the protection of safety, and does not                  Aviation.                                             over the high seas.


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                                                                         Federal Register / Vol. 81, No. 189 / Thursday, September 29, 2016 / Proposed Rules                                                66881

                                                      VI. Additional Information                              The Proposed Amendment                                Appendix C to Part 91—[Removed]
                                                      A. Comments Invited                                       In consideration of the foregoing, the              ■ 5. Remove appendix C to part 91.
                                                                                                              Federal Aviation Administration                       ■ 6. Amend appendix G to part 91 by
                                                         The FAA invites interested persons to                                                                      revising paragraph (a)(2) of section 8 to
                                                      participate in this rulemaking by                       proposes to amend chapter I of title 14,
                                                                                                              Code of Federal Regulations as follows:               read as follows:
                                                      submitting written comments, data, or
                                                      views. The agency also invites                          PART 91—GENERAL OPERATING AND                         Appendix G to Part 91—Operations in
                                                      comments relating to the economic,                      FLIGHT RULES                                          Reduced Vertical Separation Minimum
                                                      environmental, energy, or federalism                                                                          (RVSM) Airspace
                                                      impacts that might result from adopting                 ■ 1. The authority citation for part 91               *        *   *     *      *
                                                      the proposals in this document. The                     continues to read as follows:
                                                      most helpful comments reference a                                                                             Section 8. Airspace Designation
                                                                                                                Authority: 49 U.S.C. 106(f), 106(g), 1155,
                                                      specific portion of the proposal, explain                                                                        (a) * * *
                                                                                                              40101, 40103, 40105, 40113, 40120, 44101,
                                                      the reason for any recommended                                                                                   (2) RVSM may be effective in the High
                                                                                                              44111, 44701, 44704, 44709, 44711, 44712,
                                                      change, and include supporting data. To                                                                       Level Airspace (HLA) within the NAT. The
                                                                                                              44715, 44716, 44717, 44722, 46306, 46315,
                                                                                                                                                                    HLA airspace within the NAT is defined by
                                                      ensure the docket does not contain                      46316, 46504, 46506–46507, 47122, 47508,
                                                                                                                                                                    the volume of airspace between FL 285 and
                                                      duplicate comments, commenters                          47528–47531, 47534, articles 12 and 29 of the
                                                                                                                                                                    FL 420 (inclusive) extending between
                                                      should send only one copy of written                    Convention on International Civil Aviation
                                                                                                                                                                    latitude 27 degrees north and the North Pole,
                                                      comments, or if comments are filed                      (61 Stat. 1180), (126 Stat. 11).
                                                                                                                                                                    bounded in the east by the eastern
                                                      electronically, commenters should                       ■ 2. Amend § 91.703 as follows:                       boundaries of control areas Santa Maria
                                                      submit only one time.                                   ■ a. Amend paragraphs (a)(1) and (3) by               Oceanic, Shanwick Oceanic, and Reykjavik
                                                         The FAA will file in the docket all                  capitalizing the ‘‘a’’ in ‘‘Annex’’;                  Oceanic and in the west by the western
                                                      comments it receives, as well as a report               ■ b. Remove the first sentence of
                                                                                                                                                                    boundaries of control areas Reykjavik
                                                      summarizing each substantive public                                                                           Oceanic, Gander Oceanic, and New York
                                                                                                              paragraph (a)(4); and                                 Oceanic, excluding the areas west of 60
                                                      contact with FAA personnel concerning                   ■ c. Revise paragraph (b) to read as                  degrees west and south of 38 degrees 30
                                                      this proposed rulemaking. Before acting                 follows:                                              minutes north.
                                                      on this proposal, the FAA will consider
                                                      all comments it receives on or before the               § 91.703 Operations of civil aircraft of U.S.         *        *   *     *      *
                                                      closing date for comments. The FAA                      registry outside of the United States.                  Issued under authority provided by 49
                                                      will consider comments filed after the                  *      *    *     *    *                              U.S.C. 106(f), 40101(d)(1), 40103(b)(1),
                                                      comment period has closed if it is                         (b) Annex 2 to the Convention on                   40105(b)(1)(A), and 44701(a)(5) in
                                                      possible to do so without incurring                     International Civil Aviation, Tenth                   Washington, DC, on September 14, 2016.
                                                      expense or delay. The agency may                        Edition—July 2005, with Amendments                    John S. Duncan,
                                                      change this proposal in light of the                    through Amendment 45, applicable                      Director, Flight Standards Service.
                                                      comments it receives.                                   November 10, 2016 is incorporated by                  [FR Doc. 2016–22798 Filed 9–28–16; 8:45 am]
                                                                                                              reference into this section with the                  BILLING CODE 4910–13–P
                                                      B. Availability of Rulemaking                           approval of the Director of the Federal
                                                      Documents                                               Register under 5 U.S.C. 552(a) and 1
                                                        An electronic copy of rulemaking                      CFR part 51. To enforce any edition                   CONSUMER PRODUCT SAFETY
                                                      documents may be obtained from the                      other than that specified in this section,            COMMISSION
                                                      Internet by—                                            the FAA must publish a document in
                                                        1. Searching the Federal eRulemaking                  the Federal Register and the material                 16 CFR Parts 1112 and 1235
                                                      Portal (http://www.regulations.gov);                    must be available to the public. All
                                                        2. Visiting the FAA’s Regulations and                                                                       [Docket No. CPSC–2016–0023]
                                                                                                              approved material is available for
                                                      Policies Web page at http://                            inspection at U.S. Department of                      Safety Standard for Baby Changing
                                                      www.faa.gov/regulations_policies or                     Transportation, Docket Operations,
                                                        3. Accessing the Government Printing                                                                        Products
                                                                                                              West Building Ground Floor, Room
                                                      Office’s Web page at http://                            W12–140, 1200 New Jersey Avenue SE.,                  AGENCY: Consumer Product Safety
                                                      www.gpo.gov/fdsys/.                                     Washington, DC 20590 and is available                 Commission.
                                                        Copies may also be obtained by                        from the International Civil Aviation                 ACTION: Notice of proposed rulemaking.
                                                      sending a request to the Federal                        Organization (ICAO), Document Sales
                                                      Aviation Administration, Office of                      Unit, 999 University Street, Montreal,                SUMMARY:    The Danny Keysar Child
                                                      Rulemaking, ARM–1, 800 Independence                     Quebec H3C 5H7, Canada; http://                       Product Safety Notification Act, section
                                                      Avenue SW., Washington, DC 20591, or                    www.ICAO.int/eshop/index.cfm. It is                   104(b) of the Consumer Product Safety
                                                      by calling (202) 267–9680. Commenters                   also available for inspection at the                  Improvement Act of 2008 (CPSIA),
                                                      must identify the docket or notice                      National Archives and Records                         requires the United States Consumer
                                                      number of this rulemaking.                              Administration (NARA). For                            Product Safety Commission
                                                        All documents the FAA considered in                   information on the availability of this               (Commission or CPSC) to promulgate
                                                      developing this proposed rule,                          material at NARA, call 202–741–6030,                  consumer product safety standards for
                                                      including economic analyses and                                                                               durable infant or toddler products.
asabaliauskas on DSK3SPTVN1PROD with PROPOSALS




                                                                                                              or go to: http://www.archives.gov/
                                                      technical reports, may be accessed from                 federal_register/code_of_federal_                     These standards must be substantially
                                                      the Internet through the Federal                        regulations/ibr_locations.html.                       the same as applicable voluntary
                                                      eRulemaking Portal referenced in item                                                                         standards or more stringent than the
                                                      (1).                                                    § 91.705    [Removed]                                 voluntary standard if the Commission
                                                                                                              ■   3. Remove § 91.705.                               determines that more stringent
                                                      List of Subjects in 14 CFR Part 91                                                                            requirements would further reduce the
                                                        Air carrier, Air taxis, Air traffic                   § 91.1027    [Amended]                                risk of injury associated with a product.
                                                      control, Aircraft, Airmen, Aviation                     ■ 4. Amend § 91.1027(a)(2) by removing                Pursuant to the direction under section
                                                      safety, Incorporation by reference.                     ‘‘MNPS,’’.                                            104(b) of the CPSIA, the Commission is


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Document Created: 2016-09-29 04:15:02
Document Modified: 2016-09-29 04:15:02
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionNotice of proposed rulemaking (NPRM).
DatesSend comments on or before October 31, 2016.
ContactFor technical questions concerning this action, contact Kevin C. Kelley, Flight Technologies Division, Performance Based Flight Systems Branch, AFS-470, Federal Aviation Administration, 800 Independence Avenue SW., Washington, DC 20591; telephone (202) 267-8854; email [email protected]
FR Citation81 FR 66877 
RIN Number2120-AK88
CFR AssociatedAir Carrier; Air Taxis; Air Traffic Control; Aircraft; Airmen; Aviation Safety and Incorporation by Reference

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