81_FR_67089 81 FR 66900 - Federal Baseline Water Quality Standards for Indian Reservations

81 FR 66900 - Federal Baseline Water Quality Standards for Indian Reservations

ENVIRONMENTAL PROTECTION AGENCY

Federal Register Volume 81, Issue 189 (September 29, 2016)

Page Range66900-66911
FR Document2016-23432

The Environmental Protection Agency (EPA) is considering establishing federal baseline water quality standards (WQS) for certain Indian reservation waters to narrow a long-standing gap in coverage of Clean Water Act (CWA) protections. Currently, fewer than 50 of over 300 tribes with reservations have WQS effective under the CWA; most of the reservations with existing CWA-effective WQS have obtained the coverage through treatment in a manner similar to a state (TAS) under CWA section 518. In advance of any potential rulemaking to address this gap of CWA coverage, EPA specifically invites comments on whether to establish such federal baseline WQS for Indian reservation waters that do not yet have WQS under the CWA and, if so, what those WQS should be and how they should be implemented. Federal baseline WQS would define water quality goals for unprotected reservation waters and serve as the foundation for CWA actions to protect human health and the environment. Such WQS, if established, would apply only to those waters not already covered by existing CWA-effective WQS and would be superseded by any WQS subsequently adopted by an authorized tribe and approved by EPA under CWA section 303(c).

Federal Register, Volume 81 Issue 189 (Thursday, September 29, 2016)
[Federal Register Volume 81, Number 189 (Thursday, September 29, 2016)]
[Proposed Rules]
[Pages 66900-66911]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-23432]


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ENVIRONMENTAL PROTECTION AGENCY

40 CFR Part 131

[EPA-HQ-OW-2016-0405; FRL-9953-19-OW]
RIN 2040-AF62


Federal Baseline Water Quality Standards for Indian Reservations

AGENCY: Environmental Protection Agency (EPA).

ACTION: Advance notice of proposed rulemaking (ANPRM).

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SUMMARY: The Environmental Protection Agency (EPA) is considering 
establishing federal baseline water quality standards (WQS) for certain 
Indian reservation waters to narrow a long-standing gap in coverage of 
Clean Water Act (CWA) protections. Currently, fewer than 50 of over 300 
tribes with reservations have WQS effective under the CWA; most of the 
reservations with existing CWA-effective WQS have obtained the coverage 
through treatment in a manner similar to a state (TAS) under CWA 
section 518. In advance of any potential rulemaking to address this gap 
of CWA coverage, EPA specifically invites comments on whether to 
establish such federal baseline WQS for Indian reservation waters that 
do not yet have WQS under the CWA and, if so, what those WQS should be 
and how they should be implemented. Federal baseline WQS would define 
water quality goals for unprotected reservation waters and serve as the 
foundation for CWA actions to protect human health and the environment. 
Such WQS, if established, would apply only to those waters not already 
covered by existing CWA-effective WQS and would be superseded by any 
WQS subsequently adopted by an authorized tribe and approved by EPA 
under CWA section 303(c).

DATES: Comments must be received on or before December 28, 2016. EPA 
intends to hold two public webinars to discuss the ANPRM during the 
public comment period. If you are interested, see EPA's Web site at 
https://www.epa.gov/wqs-tech/advance-notice-proposed-rulemaking-federal-baseline-water-quality-standards-indian for the dates and times 
of the webinars and instructions on how to register and participate.

ADDRESSES: Submit your comments, identified by Docket ID No. EPA-HQ-OW-
2016-0405, at http://www.regulations.gov. Follow the online 
instructions for submitting comments. Once submitted, comments cannot 
be edited or removed from Regulations.gov. EPA may publish any comment 
received to its public docket. Do not submit electronically any 
information you consider to be Confidential Business Information (CBI) 
or other information whose disclosure is restricted by statute. 
Multimedia submissions (audio, video, etc.) must be accompanied by a 
written comment. The written comment is considered the official comment 
and should include discussion of all points you wish to make. EPA will 
generally not consider comments or comment contents located outside of 
the primary submission (i.e., on the web, cloud, or other file sharing 
system). For additional submission methods, the full EPA public comment 
policy, information about CBI or multimedia submissions, and general 
guidance on making effective comments, please visit http://www2.epa.gov/dockets/commenting-epa-dockets.

FOR FURTHER INFORMATION CONTACT: Mary Lou Soscia, Region 10, 
Environmental Protection Agency, 805 SW. Broadway, Suite 500, Portland, 
OR 97205; telephone number: (503) 326-5873; email address: 
[email protected].

SUPPLEMENTARY INFORMATION: This supplementary information section is 
organized as follows:

I. Who may be interested in this ANPRM?
II. Background
    A. What is the role of WQS under the CWA?
    B. What is the ``gap'' in WQS protection for waters on Indian 
reservations?
    C. How has EPA tried to address the gap of CWA coverage 
previously?
    D. Why is EPA publishing this ANPRM?
III. What would be included in the federal baseline WQS effort?
    A. To what waters would the potential federal baseline WQS 
apply?
    B. Which waters should be excluded from the potential federal 
baseline WQS?
    C. What designated uses should be considered in proposing 
potential federal baseline WQS?
    D. What water quality criteria should be considered in proposing 
potential federal baseline WQS?
    1. Narrative Water Quality Criteria
    2. Numeric Water Quality Criteria
    a. Aquatic Life Protection
    b. Human Health Protection
    E. What approaches should the potential federal baseline WQS 
take with regard to antidegradation requirements?
    1. Antidegradation Policy
    2. Antidegradation Implementation Methods
    F. How could wetlands be addressed in the potential federal 
baseline WQS?
    G. Which general provisions should be included in the potential 
federal baseline WQS?
    1. Mixing Zone Authorizing Provision

[[Page 66901]]

    2. Compliance Schedule Authorizing Provision
    3. WQS variance authorizing provision
    H. Can tribes adopt WQS of their own?
IV. Statutory and Executive Order Review

I. Who may be interested in this ANPRM?

    Tribes, states, local governments, and citizens concerned with 
water quality, and how water quality may be defined and protected on 
Indian reservations, may be interested in this ANPRM. Entities 
discharging pollutants to waters of the United States may be indirectly 
affected by a rulemaking resulting from this ANPRM since WQS are used 
to develop National Pollutant Discharge Elimination System (NPDES) 
permit limits and serve as a basis for Clean Water Act (CWA) section 
404 permit decisions. WQS are also the basis for assessing water 
quality, identifying impaired waters and developing total maximum daily 
loads (TMDLs) under CWA sections 305(b) and 303(d). Potentially 
affected entities include:

------------------------------------------------------------------------
                                                        Examples of
                     Category                       potentially affected
                                                          entities
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States, Tribes, and Territories..................  Tribes currently
                                                    without CWA-
                                                    effective WQS and
                                                    tribes and states
                                                    near or bordering
                                                    Indian reservations
                                                    that do not have WQS
                                                    effective under the
                                                    CWA.
Federal Agencies.................................  Federal agencies with
                                                    projects or other
                                                    activities near
                                                    surface waters on
                                                    Indian reservations.
Industry.........................................  Industries
                                                    discharging
                                                    pollutants to
                                                    surface waters on
                                                    Indian reservations,
                                                    or that may affect
                                                    surface waters on
                                                    Indian reservations.
Municipalities...................................  Publicly-owned
                                                    treatment works and
                                                    stormwater outfalls
                                                    discharging
                                                    pollutants to
                                                    surface waters on
                                                    Indian reservations,
                                                    or that may affect
                                                    surface waters on
                                                    Indian reservations.
------------------------------------------------------------------------

    This table is not intended to be exhaustive, but rather provides a 
guide for readers regarding entities likely to be affected by a 
potential federal baseline WQS rule resulting from this ANPRM. This 
table lists the types of entities that EPA is now aware could 
potentially be affected by such action. Other types of entities not 
listed in the table could also be affected. If you have questions 
regarding the effect of this action on a particular entity, please 
consult the person listed in the preceding FOR FURTHER INFORMATION 
CONTACT section.

II. Background

A. What is the role of WQS under the CWA?

    The CWA--initially enacted as the Federal Water Pollution Control 
Act Amendments of 1972 (Pub. L. 92-500) and subsequent amendments--
establishes the basic structure in place today for regulating pollutant 
discharges into the waters of the United States. In the CWA, Congress 
established the national objective to ``restore and maintain the 
chemical, physical, and biological integrity of the Nation's waters,'' 
and to achieve ``wherever attainable, an interim goal of water quality 
that provides for the protection and propagation of fish, shellfish, 
and wildlife and for recreation in and on the water'' (sections 101(a) 
and 101(a)(2)).
    The CWA establishes the basis for the current WQS regulation and 
program. Section 301 of the CWA provides that: ``the discharge of any 
pollutant by any person shall be unlawful'' except in compliance with 
specific requirements of Title III and IV of the CWA, including 
industrial and municipal effluent limitations specified under CWA 
section 304 and ``any more stringent limitation, including those 
necessary to meet water quality standards, treatment standards, or 
schedules of compliance established pursuant to any [s]tate law or 
regulation.'' Section 303(c) of the CWA addresses the development of 
state \1\ and authorized tribal WQS and provides for the following:
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    \1\ ``State'' in the CWA and this document refers to the 50 
states, the District of Columbia, and the five United States 
territories: The Commonwealth of Puerto Rico, the U.S. Virgin 
Islands, Guam, American Samoa, and the Commonwealth of the Northern 
Mariana Islands. ``Authorized tribe'' refers to those federally 
recognized Indian tribes with authority to administer CWA WQS 
program in a manner similar to a state under CWA Section 518.
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    (1) WQS shall consist of designated uses and water quality criteria 
based upon such uses;
    (2) States and authorized tribes shall establish WQS considering 
the following possible uses for their waters--protection and 
propagation of fish, shellfish and wildlife, recreational purposes, 
public water supply, agricultural and industrial water supplies, 
navigation, and other uses;
    (3) State and authorized tribal WQS must protect public health or 
welfare, enhance the quality of water, and serve the purposes of the 
CWA;
    (4) States and authorized tribes must review their WQS at least 
once every three years; and
    (5) EPA must review any new or revised state and authorized tribal 
WQS, and is also required to promulgate federal WQS where EPA finds 
that new or revised state or authorized tribal WQS are not consistent 
with applicable requirements of the CWA or in situations where the 
Administrator determines that federal WQS are necessary to meet the 
requirements of the CWA.
    EPA established regulatory requirements in 1975,\2\ 1983,\3\ 
1991,\4\ 2000,\5\ and 2015 \6\ to implement CWA section 303(c), now 
found in the WQS regulation at 40 CFR part 131. The WQS regulation 
includes general provisions, requirements for establishing WQS, 
procedures for review and revision of WQS, and the text of federal WQS 
that EPA has promulgated for specific waters of the United States.
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    \2\ In 1975, EPA established the initial WQS regulation at 40 
CFR 130.17. See 40 FR 55334, Nov. 20, 1975.
    \3\ In 1983, EPA established the core of the current WQS 
regulation by strengthening the previous provisions and moving them 
to a new 40 CFR part 131. See 54 FR 51400, November 8, 1983.
    \4\ In 1991, EPA added 40 CFR 131.7 and 131.8 to extend the 
ability to participate in the WQS program to eligible Indian tribes, 
pursuant to CWA section 518 which was enacted in 1987. See 56 FR 
64893, December 12, 1991. See also EPA's revised interpretation of 
CWA section 518 (81 FR 30183, May 16, 2016).
    \5\ In 2000, EPA promulgated 40 CFR 131.21(c), commonly known as 
the ``Alaska Rule,'' to clarify that new and revised WQS adopted by 
states and authorized tribes and submitted to EPA after May 30, 
2000, become applicable WQS for CWA purposes only when approved by 
EPA. See 65 FR 24641, April 27, 2000.
    \6\ In 2015, EPA updated six key areas of the WQS regulation to 
provide a better-defined pathway for states and authorized tribes to 
improve water quality, protect high quality waters, increase 
transparency and enhance opportunities for meaningful public 
engagement at the state, tribal and local levels. See 80 FR 51019, 
August 21. 2015.
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    CWA-effective WQS are the foundation of the water quality-based 
pollution control program mandated by the CWA and serve a dual purpose. 
First, WQS define the goals for a water body by designating its uses, 
setting criteria to protect those uses, and establishing 
antidegradation requirements. Second, WQS are a basis for water 
quality-based limits in NPDES permits (CWA sections 301(b)(1)(C) and 
402), as the measure to assess whether waters are impaired (CWA section

[[Page 66902]]

303(d)(1)(A)), for assessing and reporting on water quality biannually 
under CWA section 305(b), and as the target for a TMDL or ``pollution 
budget'' to aid in the restoration of impaired waters (CWA section 
303(d)(1)(C)). Under CWA section 401, WQS serve as a basis for 
granting, granting with conditions, or denying state, authorized 
tribal, or federal certifications for federal licenses or permits for 
activities that may result in a discharge to waters covered by such 
WQS.

B. What is the ``gap'' in WQS protection for waters on Indian 
reservations?

    The federal government has recognized 567 tribes. Over 300 of these 
tribes have reservation lands such as formal reservations, Pueblos, and 
informal reservations (i.e., lands held in trust by the United States 
for tribal governments that are not designated as formal reservations). 
Under principles of federal law, states generally lack authority to 
regulate on Indian reservations. See, e.g., Alaska v. Native Village of 
Venetie Tribal Government, 522 U.S. 520, 527 n.1 (1998). EPA has 
generally excluded such lands from state programs it has approved under 
the CWA (and other environmental laws administered by EPA).\7\ Thus, 
state WQS under EPA-authorized state CWA programs generally do not 
apply on Indian reservations.
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    \7\ As noted in this section, there are a few instances where 
EPA has approved state WQS for particular reservations based on 
regulatory authority granted to the state in a separate federal law.
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    In the absence of applicable state or federal WQS, the principal 
mechanism for establishing WQS for Indian reservation waters has been 
through the authority provided by CWA section 518. That section 
provides that, where a tribe is interested in administering the CWA WQS 
program, the tribe must (a) become authorized and (b) adopt and submit 
WQS to EPA for approval. To become authorized, the tribe must seek 
eligibility for TAS--consistent with the requirements of CWA section 
518(e) and 40 CFR 131.8. Section 518(e) of the CWA establishes 
eligibility criteria for TAS, including requirements that the tribe 
have a governing body carrying out substantial governmental duties and 
powers; that the functions to be exercised by the tribe pertain to the 
management and protection of water resources within the borders of an 
Indian reservation; and that the tribe be reasonably expected to be 
capable of carrying out the functions to be exercised in a manner 
consistent with the terms and purposes of the CWA and applicable 
regulations. In 1991, EPA issued a final rule to implement CWA section 
518(e) for the WQS program. EPA's regulation at 40 CFR 131.8 uses the 
eligibility criteria contained in CWA section 518 and establishes 
procedures for EPA Regional Administrators to receive and take action 
on tribal applications, so they are treated in a similar manner as a 
state for CWA purposes. To adopt WQS and have them approved by EPA, an 
authorized tribe must meet the same requirements applicable to states 
in 40 CFR 131 subparts B and C.
    Most of the Indian reservations that are currently covered by CWA-
effective WQS involve authorized tribes that have developed and adopted 
WQS that were approved by EPA (and made effective for CWA purposes). 
Currently, 53 of the over 300 federally recognized tribes with 
reservation lands have been authorized to administer a WQS program. Of 
these authorized tribes, 42 have had their WQS approved by EPA.\8\
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    \8\ EPA maintains a current list of authorized tribes and tribal 
WQS approvals at: https://www.epa.gov/wqs-tech/epa-approvals-tribal-water-quality-standards.
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    Another way to establish CWA-effective WQS for Indian reservation 
waters is for EPA to promulgate federal WQS on a tribe-by-tribe, 
reservation-by-reservation basis. EPA has promulgated such federal WQS 
for one tribe, the Confederated Tribes of the Colville Reservation in 
Washington. See 40 CFR 131.35 (54 FR 28622, July 6, 1989).\9\ There are 
also uncommon circumstances where a separate federal law grants a 
particular state the authority to regulate the environment on an Indian 
reservation. Where EPA expressly approves such a state's authority and 
the state's WQS for waters of an Indian reservation, such WQS will 
apply under the CWA for those waters. To date, EPA has approved three 
states (Washington, South Carolina, and Maine) to administer WQS on 
reservations or parts of reservations of six Indian tribes.
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    \9\ When establishing federal WQS for waters of the United 
States, EPA uses authority provided by the CWA to promulgate federal 
WQS where the EPA Administrator determines that new or revised WQS 
are necessary to meet the requirements of the CWA (see CWA section 
303(c)(4)(B) and 40 CFR 131.22(b)).
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    For various reasons, many tribes with reservation lands have been 
unable to apply, or have chosen not to apply, for TAS to administer a 
WQS program under the CWA. Some tribes have lacked resources to develop 
WQS to implement a WQS program while other tribes are focusing on 
addressing other environmental priorities first. Some tribes may be 
concerned that they cannot meet eligibility requirements, or that 
applying for program authorization could raise jurisdictional or other 
legal issues. Some tribes may have adopted water quality standards 
under tribal law and believe that such water quality standards are 
adequate to protect their water resources without being approved under 
the CWA. However, a tribe must obtain TAS and EPA must approve their 
water quality standards for those standards to be effective for CWA 
purposes.
    Thus, except for the 42 authorized tribes with EPA-approved WQS in 
effect, the one instance where EPA has promulgated federal WQS (for the 
Colville Reservation), and six tribes for which EPA has approved states 
(Washington, South Carolina, and Maine) to adopt WQS on reservations or 
parts of reservations, there is a gap in water quality protection under 
the CWA for waters on Indian reservations.

C. How has EPA tried to address the gap of CWA coverage previously?

    Between 1998 and 2003, EPA consulted widely with tribes, states, 
and others on the possibility of EPA promulgating certain federal WQS 
referred to as ``core WQS'' for Indian country waters without CWA-
effective WQS. On January 18, 2001, EPA Administrator Carol Browner 
signed a proposed rule to promulgate the core WQS under CWA section 
303(c). On January 22, 2001, EPA withdrew that proposal to allow 
additional review. Eventually, EPA Administrator Christine Whitman 
requested that EPA staff conduct additional outreach and consultation 
with tribes and states and issue an ANPRM before proposing a core WQS 
rule. Between 2001 and 2003, EPA began working on the ANPRM to invite 
comments and views on a variety of broad, possible approaches for 
establishing federal core WQS for waters in Indian country. Ultimately, 
EPA did not issue the core WQS ANPRM, nor did it reissue the proposed 
rule.

D. Why is EPA publishing this ANPRM?

    EPA is publishing this ANPRM to initiate an informed dialogue with 
tribes, states, the public, and other stakeholders regarding whether 
EPA should initiate a rulemaking to establish federal baseline WQS for 
Indian reservations currently lacking such WQS and, if so, what 
approach EPA should take regarding key policy issues raised by such a 
rulemaking.
    Federal baseline WQS--which could include designated uses, 
narrative and numeric criteria, antidegradation requirements, and other 
WQS policies such as a mixing zone policy, a compliance schedule 
authorizing

[[Page 66903]]

provision, and a WQS variance procedure--can provide an important tool 
for tribes and EPA to use in making defensible, site-specific decisions 
that protect reservation waters. The WQS being considered would provide 
adequate coverage in each category, as a starting point. To be most 
effective, CWA-effective WQS should be tailored to the individual 
circumstances of the authorized tribe and its waters, likely through 
the development of additional or refined criteria and uses. EPA's 
preference is for tribes to utilize the TAS and WQS submittal process 
to develop such tailored WQS. EPA remains committed to assisting tribes 
in reaching this goal.
    The primary benefit of federal baseline WQS would be to ensure that 
Indian reservation waters that are without CWA-effective WQS have 
direct water quality-based protection under the CWA. Many of the CWA's 
mechanisms for protecting water quality, such as water quality-based 
effluent limits in NPDES discharge permits, rely on WQS as the 
foundation for water quality-based decisions. Without applicable WQS, 
these mechanisms may be limited.
    This ANPRM seeks input on key issues related to whether and how to 
fill the gap of WQS coverage in Indian reservation waters. In 
preparation for this ANPRM effort and consistent with EPA's Policy on 
Consultation and Coordination with Indian tribes, from August through 
November 2015 and from June through August 2016, EPA consulted and 
coordinated with officials from more than 130 tribes from around the 
United States. During that time, EPA received considerable input from 
tribal officials, most of it positive and supportive of this effort. 
EPA plans to continue consultation and coordination with tribal 
officials to address some of the tribes' questions and concerns, most 
of which center on implementation of any federal baseline WQS.
    As mentioned previously, WQS would inform permit decisions and 
other implementation actions. Recognizing tribes potentially affected 
by this effort may have limited resources and experience with WQS 
development, administration, and implementation, EPA would work with 
the affected tribal government(s) through opportunities for 
coordination and consultation, as appropriate, in interpreting and 
applying any final federal baseline WQS rule.
    EPA invites comment from all Indian tribes, especially tribes with 
reservation land that do not have CWA-effective WQS and members of 
those tribes, on whether establishing federal baseline WQS is an 
appropriate step in advancing the federal trust responsibility to 
federally recognized tribes, and enhancing tribal government 
sovereignty through protection of reservation water quality. EPA is 
interested also in any input regarding whether there are any concerns 
that would warrant not including a particular tribe in any final 
federal baseline WQS rule. While EPA is considering proposing to apply 
these WQS to all Indian reservations without CWA-effective WQS, in 
order to meet the goals of the CWA and better protect Indian 
reservation waters, EPA invites comment on other options.
    This ANPRM is part of a broader effort to narrow gaps in CWA-
effective WQS coverage in Indian country. On May 16, 2016, EPA revised 
the interpretation of CWA section 518 to streamline the process for 
tribes to apply for TAS for CWA regulatory programs, including the WQS 
program.\10\ At the same time as EPA considers--through this ANPRM--
whether and how to establish federal WQS for waters on Indian 
reservations, EPA continues to encourage, work closely with, and 
provide support to eligible tribes that wish to seek TAS and develop 
their own WQS for approval under the CWA. EPA continues to recognize 
that the appropriate place for a tribe to fully realize its unique 
objectives for WQS continues to be through seeking TAS for the purpose 
of administering WQS under the CWA.\11\ EPA remains committed to 
helping tribes navigate the TAS and WQS adoption processes. In 
practice, implementation of any final federal baseline WQS could also 
provide individual tribes valuable understanding and experience in how 
WQS function under the CWA to protect Indian reservation waters.
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    \10\ See 81 FR 30183 (May 16, 2016).
    \11\ Recognizing the importance of protecting waters on which 
tribes rely, EPA is also preparing a final rule to establish 
procedures for tribes to obtain TAS to administer the water quality 
restoration provisions of CWA section 303(d) to identify impaired 
waters on their reservations and to establish total maximum daily 
loads, which serve as plans for attaining and maintaining applicable 
WQS.
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    EPA expects that this reinterpretation of CWA section 518 will 
better position tribes to seek TAS, establish their own WQS, and 
facilitate tribal involvement in the protection of reservation water 
quality as intended by Congress. To help facilitate the TAS application 
and WQS adoption processes, EPA is developing new guidance, including 
creating draft TAS applications and WQS language for use by eligible 
tribes.\12\
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    \12\ ``Eligible tribes'' are those tribes that EPA has approved 
for TAS under the requirements of CWA section 518(e) and 40 CFR 
131.8.
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    EPA expects to continue to provide such support even if EPA were to 
promulgate any final federal baseline WQS rule. In addition, as 
described in sections III.A and III.B of this document, EPA would 
expect that any final federal baseline WQS that may be put in place 
would no longer apply to the waters on Indian reservations of a tribe 
once the tribe has been authorized to administer a CWA WQS program and 
the tribe's own WQS are in place and approved by EPA.

III. What would be included in the federal baseline WQS effort?

    EPA seeks input on which components of WQS to include in any 
federal baseline WQS effort--if it determines that such an effort is 
necessary--to ensure that the water quality of waters on Indian 
reservations is protected under the CWA. The range of WQS components 
that could be included are outlined in 40 CFR part 131, and include: 
Designated uses, narrative and numeric criteria, antidegradation 
requirements, and other WQS policies such as a mixing zone policy, a 
compliance schedule authorizing provision, and a WQS variance 
procedure. While EPA shares the ultimate goal of having WQS tailored to 
the particular circumstances of each Indian reservation, given the 
challenges of such an approach in a national federal rule, tailoring 
opportunities may be limited. However, where flexibility under the CWA 
and the national WQS regulation exists, any final federal baseline WQS 
could allow for actions based on such WQS (e.g., NPDES permitting, 
TMDLs) to reflect local considerations and consultation with the 
affected tribe(s).
    EPA invites input on how EPA should approach establishing any 
federal baseline WQS. For instance, should EPA establish one set of WQS 
that apply universally to the reservation waters covered by any final 
federal baseline WQS rule? Alternatively, should EPA pursue 
establishing federal baseline WQS that offer limited tailoring 
opportunities by establishing cultural and traditional designated uses 
that account for unique practices observed by particular tribes (see 
section III.C of this document), criteria that account for higher fish 
consumption patterns of particular tribes by establishing human health 
criteria using a limited range of fish consumption rates (see section 
III.D

[[Page 66904]]

of this document), and establish greater protection for high quality 
and Outstanding National Resource Waters of particular importance to 
the tribe through the antidegradation provisions (see section III.E of 
this document)? These components are further discussed below.
    In addition, EPA seeks input on whether and how to make any 
potential federal baseline WQS consistent with the requirements of 40 
CFR part 132. In 1995, EPA published a final rule at 40 CFR part 132, 
60 FR 15366 (March 23, 1995) that implements the CWA section 118 
requirement for EPA to publish water quality guidance on minimum WQS, 
including antidegradation policies, and implementation procedures for 
the Great Lakes System, and that states and authorized tribes adopt 
WQS, antidegradation policies, and implementation procedures consistent 
with the guidance. EPA invites comments on whether any potential 
federal baseline WQS should ensure that decisions for reservation 
waters in the Great Lakes System (as defined in 40 CFR 132.2) are 
consistent with the WQS, antidegradation policies, and implementation 
procedures for the Great Lakes System in 40 CFR part 132, in addition 
to any final federal baseline WQS, even in cases where tribes have not 
adopted WQS under CWA sections 303(c) and 518.

A. To what waters would the potential federal baseline WQS apply?

    In this ANPRM, EPA invites comment on the potential scope of any 
federal baseline WQS. Such WQS could apply to any or all waters of the 
United States that are, or after the effective date of a final baseline 
WQS rule become, located within the exterior boundaries of an Indian 
reservation except: (1) Indian reservation waters for which EPA has 
promulgated other federal WQS; and (2) Indian reservation waters where 
EPA has expressly found that a tribe or state has jurisdiction to adopt 
WQS, and tribal or state WQS are effective under the CWA. Consistent 
with EPA's long-standing approach, waters of Indian reservations would 
include waters located within the boundaries of Pueblos as well as 
lands held in trust by the United States for an Indian tribe even if 
the land has not been formally designated as a reservation. See, e.g., 
56 FR 64881 (December 12, 1991); see also Oklahoma Tax Commission v. 
Citizen Band Potawatomi Indian Tribe of Oklahoma, 505 U.S. 505, 511 
(1991); HRI v. EPA 198 F.3d 1224 (10th Cir. 2000); Arizona Public 
Service Co. v. EPA, 211 F.3d 1280 (D.C. Cir. 2000).
    Indian reservations are a subset of the broader geographic area 
that comprises Indian country as a whole. Indian country is defined at 
18 U.S.C. 1151 as: (a) All land within the limits of any Indian 
reservation under the jurisdiction of the United States Government, 
notwithstanding the issuance of any patent, and, including rights-of-
way running through the reservation; (b) all dependent Indian 
communities within the borders of the United States whether within the 
original or subsequently acquired territory thereof, and whether within 
or without the limits of a state; and (c) all Indian allotments, the 
Indian titles to which have not been extinguished, including rights-of-
way running through the same.

B. Which waters should be excluded from the potential federal baseline 
WQS?

    The objective of any federal baseline WQS would be to address the 
gap in CWA-effective WQS coverage, but it may be appropriate to exclude 
from any such WQS areas certain waters where other tribal or 
reservation-specific CWA WQS apply. EPA invites comments on whether 
federal baseline WQS, if promulgated, should automatically not apply to 
the following categories of Indian reservation waters:

--Indian Reservation waters for which EPA has promulgated other, 
reservation-specific federal WQS. Currently, EPA has promulgated WQS 
for only one Indian reservation, the reservation of the Confederated 
Tribes of the Colville Reservation (see 40 CFR 131.35).
--Indian reservation waters where EPA has explicitly found that a tribe 
or state has jurisdiction to adopt WQS, and the tribe or state has 
adopted WQS that are in effect for CWA purposes in accordance with 
EPA's WQS regulation at 40 CFR part 131. Currently only 42 tribes have 
such WQS, but more could reach this status in the future. There are 
also three instances where EPA has approved states to adopt WQS on 
reservations or parts of reservations of six Indian tribes.

    EPA invites comments on the automatic exclusions described in this 
section and on whether other automatic exclusions should be considered. 
In addition, EPA invites comment on whether the application of any 
exclusion to tribes should be immediate once the Regional Administrator 
or appropriate delegate approves an authorized tribe's own WQS for CWA 
purposes.

C. What designated uses should be considered in proposing potential 
federal baseline WQS?

    The first key component of WQS is designated uses. EPA's WQS 
regulation requires states, and authorized tribes, as well as EPA per 
40 CFR 131.22(c), to specify goals and expectations for how each water 
body is to be used. Designated uses communicate to the public a state 
or authorized tribe's environmental management objectives and water 
quality goals for its waters. Clear and accurate designated uses are 
essential in maintaining the actions necessary to restore and protect 
water quality and meet the requirements of the CWA. EPA's implementing 
regulation distinguishes between two broad categories of designated 
uses: Uses specified in CWA section 101(a)(2) and a non-101(a)(2) use. 
The states and authorized tribes must take these uses into 
consideration when designating waters. EPA invites comments on which 
designated uses should be established in any federal baseline WQS and 
whether and how to differentiate designated uses for different waters 
on Indian reservations that would be covered by such federal baseline 
WQS.
    For the federal baseline WQS effort, EPA is considering including 
designated uses consistent with the uses specified in section 101(a)(2) 
of the CWA. These uses provide for the protection and propagation of 
fish, shellfish, and wildlife, and recreation in and on the water, 
including the protection of human health when consuming fish, 
shellfish, and other aquatic life. Since 1983, EPA's WQS regulation has 
interpreted and implemented the CWA through requirements that WQS 
protect these CWA section 101(a)(2) uses unless states and authorized 
tribes, or EPA by extension, demonstrate that those uses are infeasible 
to attain through a use attainability analysis consistent with EPA's 
regulation at 40 CFR 131.10, effectively creating a rebuttable 
presumption of attainability. Where such uses do not appropriately 
reflect tribe-specific or site-specific conditions, EPA, in 
consultation with tribes, could subsequently modify, sub-categorize, or 
remove such designated uses consistent with EPA's WQS requirements. For 
more information on CWA section 101(a)(2) uses, please refer to EPA's 
Water Quality Standards Handbook, Chapter 2 Designated Uses.\13\ EPA 
requests comment on such an approach and any other alternative 
approach.
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    \13\ https://www.epa.gov/sites/production/files/2014-10/documents/handbook-chapter2.pdf.
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    During the tribal consultation process, many tribes stressed the 
value and

[[Page 66905]]

importance of protecting water quality at levels appropriate for use in 
various cultural and traditional activities of individual tribes. EPA 
does not anticipate proposing to specifically define what cultural and 
traditional uses are for purposes of this effort, because they can 
include a wide variety of uses specific to the ceremonies and 
traditions of each tribe and require different protections. EPA 
anticipates that, in some cases, the cultural and traditional uses 
would be adequately protected under the categories of the CWA section 
101(a)(2) uses. For example, full body immersion in the water and other 
fishing-related cultural or traditional practices may, in some 
instances, be covered by the CWA section 101(a)(2) uses. However, such 
practices that require protection of aquatic plants used for basket 
weaving or water quality for ceremonial washings (uses that tribes 
suggested be protected during the 2015 consultation and coordination 
effort) may not be adequately covered by the CWA section 101(a)(2) 
uses.
    Accordingly, EPA seeks input on whether, and if so, how to include 
protection of specific or general cultural and traditional uses 
explicitly within the scope of the federal baseline WQS. Such a use 
designation would be accompanied by water quality criteria sufficient 
to protect the cultural and traditional uses of the tribe's reservation 
waters. To protect these types of uses, EPA could rely on a combination 
of numeric and narrative criteria. EPA, in consultation with tribes, 
could determine at the implementation stage which criteria are 
applicable to protect the cultural or traditional uses specific to a 
tribe's reservation waters. Tribal treaty or other reserved rights to 
fish, hunt, and/or gather on Indian reservations could generally be 
encompassed by this designated use, to the extent they are not 
encompassed by the other CWA section 101(a)(2) designated uses (e.g., a 
designated use of ``fishing'' or ``fish harvesting'' could encompass 
fish and shellfish consumption, and could also encompass sustenance or 
subsistence fish and shellfish consumption, depending on the reserved 
right). EPA seeks comment on the express inclusion of language 
designating cultural and traditional uses in the potential federal 
baseline WQS and any desired impacts of such a designation.
    EPA could also propose to designate a public water supply use for 
Indian reservation waters covered by the potential federal baseline 
WQS. A public water supply use is a use specified in CWA section 
303(c)(2)(A), and is considered by EPA to be a non-101(a)(2) use, which 
means that it is unrelated to the protection or propagation of fish, 
shellfish, wildlife or recreation in or on the water. This designation 
reflects the requirements in CWA section 303(c) and EPA's implementing 
regulation at 40 CFR 131.10(a) that when states or authorized tribes, 
and EPA per 40 CFR 131.22(c), are establishing WQS, the waters' use and 
value for public water supplies shall be taken into consideration, and 
that WQS protect the public health or welfare, enhance the quality of 
water, and serve the purposes of the CWA. Inclusion of a public water 
supply use designation could help to reinforce EPA's objective to 
establish baseline human health goals that serve as the basis for CWA 
protection. Many states have established such a use on large numbers of 
their water bodies, and EPA anticipates that many tribes will similarly 
desire such a use to be established on some or most of their waters to 
help ensure safe drinking water. On the other hand, designating a 
public water supply use for Indian reservation waters could result in a 
designation on a water body where such a use is not attainable or 
otherwise not appropriate. In such instances, EPA could provide a 
mechanism for the tribe or other parties to provide information for EPA 
to consider in deciding whether to remove that designation.\14\ For 
more information on non-101(a)(2) uses, please refer to EPA's Water 
Quality Standards Handbook, Chapter 2 Designated Uses.
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    \14\ EPA would remove the designation in a manner similar to how 
states and authorized tribes can remove such non-101(a)(2) uses in 
accordance with EPA's regulation at 40 CFR 131.10(k)(3).
---------------------------------------------------------------------------

    EPA is seeking comment on whether the public water supply use is an 
applicable or suitable use that should be proposed for Indian 
reservation waters. Options could include not promulgating this use at 
all for Indian reservation waters, promulgating for all Indian 
reservation waters, promulgating for some Indian reservation waters, or 
not promulgating the use for those specific Indian reservation waters 
identified as unsuitable for such a use prior to finalization of any 
potential federal baseline WQS rule.
    As noted previously, EPA recognizes that it is possible that 
designated uses set forth in any federal baseline WQS may not 
ultimately reflect tribe-specific or site-specific conditions or the 
actual attainability of certain uses. In such circumstances, EPA could 
subsequently modify, sub-categorize, or remove designated uses that 
would be established in the potential federal baseline WQS or add 
additional uses in order to provide limited tailoring of the federal 
baseline designated uses. This could be accomplished through subsequent 
federal promulgations consistent with EPA's regulation at 40 CFR part 
131.\15\ In undertaking any such modification or tailoring, EPA would 
expect to work in consultation with tribes to assemble information to 
develop requisite analyses required by the regulation. EPA could also 
consider ways to streamline any subsequent federal rulemakings, 
including ``batching'' designated use modifications that pertain to 
multiple tribes and delegating such rulemaking authority to the EPA 
Regional Administrators. EPA solicits comment on this potential 
approach to appropriately modifying or tailoring any potential federal 
baseline WQS to address site-specific issues.
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    \15\ Consistent with 40 CFR 131.10, (1) a revision to a use 
specified in CWA section 101(a)(2) or a sub-category of such a use 
requires a use attainability analysis and identification of the 
highest attainable use and associated criteria; and (2) a revision 
to a non-101(a)(2) use, such as public water supply, requires a use 
and value demonstration as described in 40 CFR 131.10(a).
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    EPA continues to encourage tribes who are interested in 
establishing WQS that reflect site-specific, tailored designated uses 
better suited to particular Indian reservations to obtain TAS for WQS 
and adopt their own WQS for EPA review and approval.

D. What water quality criteria should be considered in proposing 
potential federal baseline WQS?

    EPA's current WQS regulation at 40 CFR 131.11 requires adoption of 
water quality criteria that protect designated uses. Such criteria must 
be based on sound scientific rationale, must contain sufficient 
parameters to protect the designated use, and may be expressed in 
either narrative or numeric form. (See 40 CFR 131.11(a) and (b).) In 
adopting water quality criteria, states and authorized tribes should 
establish numeric values based on CWA section 304(a) criteria, CWA 
section 304(a) criteria modified to reflect site-specific conditions, 
or other scientifically defensible methods. (See 40 CFR 131.11(b).) As 
discussed more fully below, CWA section 303(c)(2)(B) requires states 
and authorized tribes to adopt numeric criteria for priority toxic 
pollutants for which EPA has developed CWA section 304(a) recommended 
criteria. CWA section 304(a)(1) requires EPA to develop and publish, 
and from time to time update, criteria for water quality accurately 
reflecting the latest

[[Page 66906]]

scientific knowledge regarding concentrations of specific chemicals or 
levels of parameters in water that protect aquatic life and human 
health. Water quality criteria recommendations developed under CWA 
section 304(a)(1) are based on sound scientific rationale, are 
protective of the designated use(s), and are based solely on data and 
scientific judgments on the relationship between pollutant 
concentrations and environmental and human health effects. CWA section 
304(a)(1) criteria do not reflect consideration of economic impacts or 
the technological feasibility of meeting the chemical concentrations in 
ambient water. EPA's regulation at 40 CFR 131.11(b)(2) provides that 
states and authorized tribes should also establish narrative criteria 
where numeric criteria cannot be determined or to supplement numeric 
criteria. Per 40 CFR 131.22(c), these requirements apply equally to EPA 
when promulgating federal WQS. Narrative criteria are descriptions of 
the conditions necessary to attain a water body's designated use, while 
numeric criteria are values expressed as levels, concentrations, 
toxicity units or other numbers that quantitatively define the desired 
condition of the water body.\16\ Most state and authorized tribal WQS 
include both narrative and numeric water quality criteria.
---------------------------------------------------------------------------

    \16\ See EPA's Water Quality Standards Handbook, Chapter 3, 
section 3.5.2. https://www.epa.gov/sites/production/files/2014-10/documents/handbook-chapter3.pdf.
---------------------------------------------------------------------------

1. Narrative Water Quality Criteria
    In considering potential approaches to narrative criteria that 
could be included in any proposed federal baseline WQS, EPA could look 
to the Quality Criteria for Water, 1986 (``Gold Book''). EPA could 
establish a narrative water quality criterion that provides that waters 
must be free from toxic, radioactive, conventional, non-conventional, 
deleterious, or other polluting substances in amounts that will prevent 
attainment of the designated uses specified above. EPA could also 
establish narrative criteria that provide that all waters must be free 
from substances attributable to wastewater or other dischargers that: 
(1) Settle to form objectionable deposits; (2) float as debris, scum, 
oil, or other matter to form nuisances; (3) produce objectionable 
color, odor, taste, or turbidity; (4) injure or are toxic or produce 
adverse physiological responses in humans, animals or plants; and/or, 
(5) produce undesirable or nuisance aquatic life, including excess 
algae. Such narrative criteria would be considered when identifying the 
level of protection sufficient to protect any designated uses 
established in federal baseline WQS, as outlined in section III.C and 
consistent with 40 CFR 122.44(d), when making WQS implementation 
decisions. EPA notes that all states have narrative criteria for the 
protection of designated uses.
    EPA could also include narrative criteria that are specifically 
intended to protect a designated use that includes water-based 
activities essential to maintaining cultural and traditional practices 
that might not be adequately covered by the numeric criteria included 
in the federal baseline WQS. For example, during consultation with EPA, 
some tribes expressed an interest in protecting wild rice for 
consumption and reeds for basket weaving. To help better protect those 
resources, EPA could include a narrative criterion that provides that 
water quality associated with certain designated uses be free from 
pollutants in amounts that prevent the growth of aquatic plants 
regularly harvested by tribes for cultural or traditional activities.
    EPA seeks input on whether to include narrative criteria in any 
proposed federal baseline WQS and, if so, how best to approach the 
development of such criteria. Specifically, EPA solicits comment on the 
inclusion of the narrative criteria discussed above, particularly those 
intended to protect cultural and traditional uses, as well as other 
suggestions regarding how to protect a tribe's cultural and traditional 
practices.
    In addition, EPA invites comments on how to establish a narrative 
criterion specifically intended for the protection of downstream 
waters. Pursuant to CWA sections 303 and 101(a), the federal regulation 
at 40 CFR 131.10(b) requires that ``In designating uses of a water body 
and the appropriate criteria for those uses, the [s]tate shall take 
into consideration the water quality standards of downstream waters and 
shall ensure that its water quality standards provide for the 
attainment and maintenance of the water quality standards of downstream 
waters.'' This provision requires states and authorized tribes, and EPA 
per 40 CFR 131.22(c), to consider and ensure the attainment and 
maintenance of downstream WQS during the establishment of designated 
uses and water quality criteria in upstream waters.
    EPA's current policy on downstream protection is described in a 
document entitled, Protection of Downstream Waters in Water Quality 
Standards: Frequently Asked Questions (June 2014) and includes 
descriptions of numeric and narrative approaches to ensure the 
maintenance and attainment of downstream WQS.\17\ Options to address 
downstream protection include, but are not limited to, downstream 
protection values developed in tandem with upstream criteria, use of 
water quality modeling to ensure upstream criteria are protective of 
downstream WQS, numeric criteria, and customized narratives. States and 
authorized tribes have reasonable discretion in choosing their 
preferred approach to downstream protection based on their individual 
circumstances. As described in that document, EPA has developed a set 
of four customizable templates\18\ for narrative downstream protection 
criteria to assist states and authorized tribes with developing a 
downstream protection narrative criterion. These templates may be used 
to develop a ``broad narrative'' criterion that provides basic legal 
coverage under 40 CFR 131.10(b) (e.g., applies to all waters in the 
reservation) as well as a variety of ``tailored narratives'' that can 
be developed to address specific water bodies, pollutants, and/or water 
body types.
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    \17\ https://nepis.epa.gov/Exe/ZyPDF.cgi/P100LIJF.PDF?Dockey=P100LIJF.PDF.
    \18\ https://www.epa.gov/wqs-tech/templates-narrative-downstream-protection-criteria-state-water-quality-standards.
---------------------------------------------------------------------------

    EPA invites comment on consideration of a downstream protection 
narrative criterion and seeks input on suggested narrative language, 
which may be informed through use of the customizable templates. EPA 
solicits any additional suggestions for other options.
2. Numeric Water Quality Criteria
    As noted previously, in accordance with 40 CFR 131.11(b), states 
and authorized tribes, and EPA per 40 CFR 131.22(c), should establish 
numeric water quality criteria, unless numeric criteria cannot be 
established. At minimum, and as noted above, pursuant to CWA section 
303(c)(2)(B), numeric water quality criteria must be established for 
the CWA section 307(a)(1) toxic pollutants.19 20 For 
regulatory purposes, EPA has translated the 65 compounds and families 
of compounds listed under CWA section 307(a) (which potentially include 
thousands of specific compounds) into 126 specific toxic substances, 
which are

[[Page 66907]]

often referred to as the ``priority toxic pollutants.''
---------------------------------------------------------------------------

    \19\ The CWA section 307(a)(1) list of toxic pollutants is 
codified at 40 CFR 401.15.
    \20\ Where numeric criteria are not available for such priority 
toxic pollutants, CWA section 303(c)(2)(B) requires adoption of 
water quality criteria based on biological monitoring or assessment 
methods consistent with EPA guidance published pursuant to CWA 
section 304(a)(8).
---------------------------------------------------------------------------

    EPA seeks input on whether to establish numeric criteria for any 
federal baseline WQS for all parameters for which EPA has published CWA 
section 304(a) criteria recommendations, or for some other set of 
parameters. These include criteria recommendations for both priority 
toxic pollutants discussed previously as well as many other pollutants 
and parameters. EPA also invites comments on additional options to 
consider when establishing numeric criteria, as well as alternative 
approaches to numeric criteria that could help form the basis for any 
federal baseline WQS.
a. Aquatic Life Protection
    For the federal baseline WQS effort, EPA could include numeric 
criteria for the protection of aquatic life for all pollutants for 
which EPA has published CWA section 304(a)(1) criteria recommendations. 
EPA has established recommended aquatic life criteria under CWA section 
304(a) for 60 pollutants; for a full listing and description of these 
criteria see https://www.epa.gov/wqc/national-recommended-water-quality-criteria-aquatic-life-criteria-table.\21\
---------------------------------------------------------------------------

    \21\ These criteria were derived by EPA using its Guidelines for 
Deriving Numerical National Water Quality Criteria for the 
Protection of Aquatic Organisms and Their Uses. https://www.epa.gov/wqc/guidelines-deriving-numerical-national-water-quality-criteria-protection-aquatic-organisms-and
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    Regarding criteria for temperature, EPA recognizes that temperature 
varies significantly, not only nationally but on a regional and local 
scale. For instance, temperature requirements for a warm water fishery 
differ from temperature requirements protective of a cold water 
fishery, and different stages of aquatic life may in turn need 
different protective WQS. The appropriate temperature WQS to protect 
aquatic life, therefore, may vary among and within reservations 
depending on the location of the reservations and the species endemic 
to the waters. Due to the broad applicability of the potential federal 
baseline WQS to Indian reservations across the United States, EPA is 
interested in obtaining comment on recommended approaches for 
addressing temperature that would be protective of the federally 
promulgated designated uses included in any potential federal baseline 
WQS rule. Specifically, EPA solicits comment on using a narrative 
temperature criterion to account for significant variability in 
temperature requirements of aquatic species in different regions, 
different water bodies, and different temperature sensitivities among 
species to protect and restore the natural thermal regime (spatial, 
temporal, seasonal, diurnal) that is protective of the most thermally 
sensitive species. The translation of this temperature narrative 
criterion would be conducted during CWA implementation (such as permit, 
assessment, TMDL programs) to protect the specific aquatic life uses at 
a site.
    Similarly, the appropriate criteria for nutrients may vary among 
and within reservations depending on the location of the reservations. 
EPA invites comments on whether and how to include numeric and/or 
narrative nutrient criteria in any potential federal baseline WQS rule 
given the resource implications in developing appropriate numeric 
nutrient criteria for such a large number of water bodies over such a 
broad geographic area. EPA solicits comment on other potential 
approaches to addressing nutrients in any potential federal baseline 
WQS rule.
    EPA invites comments on the numeric aquatic life criteria that 
could be included in any potential federal baseline WQS rule. EPA also 
invites comments on additional options to consider when establishing 
numeric criteria for the protection of aquatic life, as well as 
alternative approaches to numeric criteria for the protection of 
aquatic life that could help form the basis for any federal baseline 
WQS.
b. Human Health Protection
    For the federal baseline WQS effort, EPA could include numeric 
criteria for the protection of human health for all pollutants for 
which EPA has published CWA section 304(a) criteria recommendations. 
EPA has published recommended human health criteria under CWA section 
304(a) for 122 pollutants; for a full listing and description of these 
criteria, see https://www.epa.gov/wqc/national-recommended-water-quality-criteria-human-health-criteria-table.
    To derive criteria for the protection of human health, EPA looks 
first to its 2000 Human Health Methodology.\22\ Human health criteria 
are based on two types of biological endpoints: (1) Carcinogenicity and 
(2) systemic toxicity (i.e., all adverse effects other than cancer). 
EPA takes an integrated approach and considers both cancer and non-
cancer effects when deriving human health criteria. Where sufficient 
data are available, EPA derives criteria using both carcinogenic and 
non-carcinogenic toxicity endpoints and chooses the lower value. Human 
health criteria for carcinogenic effects are calculated using the 
following input parameters: Cancer slope factor, cancer risk level, 
body weight, drinking water intake rate, fish consumption rate, and a 
bioaccumulation factor(s). Human health criteria for non-carcinogenic 
and nonlinear carcinogenic effects are calculated using a reference 
dose in place of a cancer slope factor and cancer risk level, as well 
as a relative source contribution, which is intended to ensure that an 
individual's total exposure from all sources does not exceed the 
criteria. Each of these inputs is discussed in more detail in this 
section and in EPA's 2000 Human Health Methodology.
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    \22\ USEPA. 2000. Methodology for Deriving Ambient Water Quality 
Criteria for the Protection of Human Health. U.S. Environmental 
Protection Agency, Office of Water, Washington, DC EPA-822-B-00-004. 
https://www.epa.gov/wqc/human-health-water-quality-criteria.
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    As discussed in this section, EPA seeks additional comment on two 
of the human health criteria input parameters: The cancer risk level 
and the fish consumption rate, which may vary depending on policy 
decisions, other applicable federal laws, and data availability.
    EPA invites comments on the human health criteria that could be 
included in any federal baseline WQS rule. EPA also invites comments on 
alternative approaches to numeric criteria for the protection of human 
health that could help form the basis for any federal baseline WQS.
Cancer Risk Level
    EPA's CWA section 304(a) national recommended human health criteria 
generally assume that carcinogenicity is a ``non-threshold 
phenomenon,'' which means that there are no ``safe'' or ``no-effect'' 
levels because even extremely small doses are assumed to cause a finite 
increase in the incidence of cancer. Therefore, EPA calculates CWA 
section 304(a) human health criteria for carcinogenic effects as 
pollutant concentrations corresponding to lifetime increases in the 
risk of developing cancer.\23\ EPA calculates its CWA section 304(a) 
human health criteria values at a 10-\6\ (one in one 
million) cancer risk level and recommends cancer risk levels of 
10-\6\ or 10-\5\ (one in one hundred thousand) 
for the general population. EPA notes that states and authorized tribes 
can also choose other risk levels, such as 10-\7\ (one in 
ten million), when deriving human health criteria.
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    \23\ As noted above, EPA recommends the criteria derived for 
non-carcinogenic effects if it is more protective (lower) than that 
derived for carcinogenic effects.
---------------------------------------------------------------------------

    If the pollutant is not considered to have the potential for 
causing cancer in

[[Page 66908]]

humans (i.e., systemic toxicants), EPA assumes that the pollutant has a 
threshold below which a physiological mechanism exists within living 
organisms to avoid or overcome the adverse effects of the pollutant.
    For the federal baseline WQS effort, EPA could calculate human 
health criteria using the 10-\6\ (one in one million) cancer 
risk level to ensure that the resulting criteria are sufficiently 
protective and based on a sound scientific rationale. EPA invites 
comments on this approach and seeks input on other potential options, 
such as 10-\5\ or 10-\7\.
Fish Consumption Rate
    As noted previously, the fish consumption rate is one of the input 
parameters used to calculate human health criteria. EPA generally 
recommends selecting a fish consumption rate that is based upon local 
data and, where sufficient data are available, selecting a fish 
consumption rate that reflects consumption that is not suppressed by 
fish availability or concerns about the safety of available fish.\24\ 
However, given the broad geographic scope of this potential federal 
baseline WQS rule, it could be challenging to identify reservation-, 
water-, or even region-specific fish consumption rates based on 
available data. EPA current thinking is to propose a more limited set 
of options to address fish consumption rate in any potential numeric 
human health criteria that may be proposed as part of a federal 
baseline WQS regulation. Some potential options include:
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    \24\ USEPA. January 2013. Human Health Ambient Water Quality 
Criteria and Fish Consumption Rates: Frequently Asked Questions. 
https://www.epa.gov/wqc/human-health-ambient-water-quality-criteria-and-fish-consumption-rates-frequently-asked.

--EPA's national default fish consumption rate of 22 g/day, which is a 
90th percentile value found to be reasonable and adequately 
representative of the general population of fish consumers based on the 
2003-2010 data from the National Health and Nutrition Examination 
Survey (NHANES).\25\
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    \25\ EPA's national fish consumption rate is based on the total 
rate of consumption of fish and shellfish from inland and nearshore 
waters (including fish and shellfish from local, commercial, 
aquaculture, interstate, and international sources). USEPA. January 
2013. Human Health Ambient Water Quality Criteria and Fish 
Consumption Rates: Frequently Asked Questions. https://www.epa.gov/wqc/human-health-ambient-water-quality-criteria-and-fish-consumption-rates-frequently-asked.
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--EPA's national default subsistence value of 142 g/day, representing 
subsistence fishers whose daily consumption is greater than the general 
population, as presented in EPA's 2000 Human Health Methodology.
--160 g/day, which provides for half of the USDA's recommended daily 
protein intake from all sources to come from fish consumption (which 
would assume the other half would come from sources other than fish and 
shellfish).
--175 g/day, the 95th percentile value of the data from surveyed tribal 
members in the Fish Consumption Survey of the Umatilla, Nez Perce, 
Yakama, and Warm Springs Tribes of the Columbia River Basin (Columbia 
River Inter-Tribal Fish Commission (CRITFC), 1994).\26\

    \26\ Accounts for consumption of fish from inland and nearshore 
waters, as well as anadromous fish.
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    EPA could consider proposing an approach in which it assigns, as a 
default, human health criteria based on one of the four fish 
consumption rate options above to all reservations, and allow affected 
tribal governments, should they so request in comments, to select one 
of the other three options above for their reservations, based on any 
applicable rights reserved in treaties or other federal law, and 
available data and information. In such a case, EPA could promulgate 
reservation-specific human health criteria based on one of the other 
three alternative fish consumption rates for such reservation(s). EPA 
invites comments this approach, as well as comments on additional 
options to consider when establishing numeric criteria for the 
protection of human health as part of the federal baseline WQS effort.
    During consultation, EPA heard a number of tribes suggest that 
their own specific survey data be used in calculating the fish 
consumption rate for human health criteria for a specific reservation. 
EPA recognizes why such an approach may be attractive to tribes, but 
has concerns that attempting to provide individual, reservation-
specific tailoring opportunities could present a very large workload 
that could substantially delay proposal and finalization of any federal 
baseline WQS effort. EPA notes that an alternative approach to fully 
tailor WQS to a particular reservation is through the TAS and WQS 
adoption processes. EPA requests comment on these considerations and 
how they should be addressed in any potential federal baseline WQS 
regulation.

E. What approaches should the potential federal baseline WQS take with 
regard to antidegradation requirements?

    Maintaining high water quality is critical to supporting economic 
and community growth and sustainability. Protecting high water quality 
also provides a margin of safety that will afford the water body 
increased resilience to potential future stressors, including climate 
change. While preventing degradation and maintaining a reliable source 
of clean water involves costs, it can be more effective and efficient 
than investing in long-term restoration efforts or remedial actions.
    Antidegradation requirements are an essential component of WQS and 
play a critical role in maintaining and protecting the valuable water 
resources. Although designated uses and criteria are the primary tools 
used to achieve the goals of the CWA, antidegradation requirements 
complement these by providing a framework for making decisions 
regarding changes in water quality. In the 1987 amendments to the CWA, 
Congress expressly affirmed the principle of antidegradation that is 
reflected in section 101 of the Act to ``maintain the chemical, 
physical and biological integrity of the Nation's waters.'' In the 1987 
amendments, Congress incorporated a reference to antidegradation 
policies in CWA section 303(d)(4)(B), thus confirming that an 
antidegradation policy is an integral part of the CWA and explaining 
the relationship between the antidegradation policies and other 
regulatory programs under the CWA.
    The federal antidegradation regulation requires development and 
adoption of an ``antidegradation policy'' and development of 
``antidegradation implementation methods.'' 40 CFR 131.12. The intent 
of an antidegradation policy is to ensure that in all cases, at a 
minimum: (1) Water quality necessary to support existing uses is 
maintained; (2) that where water quality is better than the minimum 
level necessary to support protection and propagation of fish, 
shellfish and wildlife, and recreation in and on the water, that water 
quality is also maintained and protected unless, through a public 
process, some lowering of water quality is deemed to be necessary to 
accommodate important economic or social development in the area in 
which the water is located; and (3) waters identified as Outstanding 
National Resource Waters are protected. For the purposes of EPA's 
national WQS regulation, ``antidegradation policies'' must be in rule 
or other legally binding

[[Page 66909]]

form, and must be consistent with the requirements of 40 CFR 131.12(a). 
``Antidegradation implementation methods'' refer to any additional 
documents and/or provisions developed by a state or authorized tribe, 
and EPA per 40 CFR 131.22(c), which describes methods for implementing 
its antidegradation policy, whether or not the state or authorized 
tribe formally adopts the methods in regulation or other legally 
binding form. EPA's initial thinking is that any proposed federal 
baseline WQS would include both an antidegradation policy and 
antidegradation implementation methods. EPA seeks input on establishing 
antidegradation requirements for any federal baseline WQS, whether 
antidegradation implementation methods should be included in rule, as 
well as alternative approaches that could help form the basis for any 
federal baseline WQS.
1. Antidegradation Policy
    The antidegradation policy provisions of any federal baseline WQS 
rule would have to be consistent with the federal antidegradation 
policy at 40 CFR 131.12(a).\27\ Such provisions would establish 
baseline levels of water quality protection for Indian reservation 
waters, as required, by the CWA and federal WQS regulation. EPA notes 
that the language in any federal baseline WQS rule would need to be 
slightly different from 40 CFR 131.12(a) in order to make the policy 
easier to understand in the federal baseline WQS context.
---------------------------------------------------------------------------

    \27\ 40 CFR 131.12(a) outlines the required contents of state 
and authorized tribal antidegradation policies; 40 CFR 131.22(c) 
makes clear that in promulgating WQS, EPA is subject to the same 
policies, procedures, analyses, and public participation 
requirements established for states and authorized tribe in the 
national WQS regulation (e.g., the requirements at 40 CFR 
131.12(a)).
---------------------------------------------------------------------------

    When identifying high quality (or Tier 2) waters, EPA's initial 
thinking is that high quality waters could be identified, at the time a 
lowering of water quality is proposed, on a parameter-by-parameter 
basis. The national WQS regulation allows states and authorized tribes, 
and EPA per 40 CFR 131.22(c), to utilize either a parameter-by-
parameter basis or a water body-by-water body basis to identify high 
quality waters (see 40 CFR 131.12(a)(2)(i)). Under the parameter-by 
parameter approach, states, authorized tribes (and EPA where necessary) 
determine whether water quality is better than the applicable criteria 
for a specific parameter or pollutant that would be affected by a new 
discharge or an increase in an existing discharge of the pollutant. For 
example, if zinc levels were 20 milligrams per liter (mg/L) and the 
applicable criterion was 120 mg/L, that water body would be a high 
quality water for zinc, but might not necessarily be high quality for 
another parameter. Determining which parameters are at a quality higher 
than necessary to support the CWA section 101(a)(2) uses is generally 
made at the time of a permit application for a new discharge or an 
increase in an existing discharge of the pollutant in question. The 
parameter-by-parameter basis is straightforward, may result in more 
Tier 2 protections being afforded to more waters, and lends itself to 
greater public transparency. EPA seeks input on identifying high 
quality waters using the parameter-by-parameter basis in any federal 
baseline WQS rulemaking.
    EPA's initial thinking is that water bodies could be identified 
that are of exceptional recreational, ecological, or other significance 
(e.g., Outstanding National Resource Waters). This provision would be 
consistent with 40 CFR 131.12(a)(3), and in effect, could establish the 
highest level of protection by prohibiting the lowering of water 
quality. Any proposed federal baseline WQS could outline a nomination 
process to identify Indian reservation waters that warrant protection 
as an Outstanding National Resource Water. Such a process could specify 
that any interested party may nominate a specific water for such 
protection and that the Regional Administrator, in consultation with 
the appropriate tribal government(s), will make the final decision to 
assign the water as an Outstanding National Resource Water. A decision 
to assign a water as an Outstanding National Resource Water is subject 
to the public participation requirements of 40 CFR part 25, although a 
public hearing is not required.
    EPA invites comments on the antidegradation policy outlined in this 
section and how this could be reflected in any potential federal 
baseline WQS proposal. EPA also seeks input on any additional options 
to consider when establishing an antidegradation policy for any 
potential federal baseline WQS rule.
2. Antidegradation Implementation Methods
    Consistent with 40 CFR 131.12(b), methods to implement the 
antidegradation policy must be developed, provide an opportunity for 
public involvement, and be made available to the public. While 
antidegradation implementation methods are not required to be contained 
in regulation, EPA is considering whether to include antidegradation 
implementation methods as a section of any proposed federal baseline 
WQS regulation. Because the antidegradation implementation methods 
would inform permit decisions and other implementation actions, EPA's 
current view is that for public transparency and for consistency in 
implementation, any federal baseline WQS effort should include 
antidegradation implementation methods in regulation. EPA invites 
comments on whether and how EPA could establish antidegradation 
implementation methods for any potential federal baseline WQS 
rulemaking. EPA also seeks input on any additional options to consider 
when establishing antidegradation implementation methods for any 
potential federal baseline WQS rule.
    The WQS regulation at 40 CFR 131.12 does not specify minimum 
elements that must be included in antidegradation implementation, 
however, EPA provided a list of the areas that antidegradation 
implementation methods would need to address, at a minimum, to be 
consistent with the national WQS regulation (see 78 FR 58530, September 
4, 2013). The list of minimum elements includes: (1) Scope and 
applicability; (2) Existing uses protection; (3) High quality water 
protection, including how high quality waters are to be identified, and 
the analyses and procedures that must be met to determine whether to 
allow a lowering of high quality waters; (4) Outstanding National 
Resource Water protection; and (5) Thermal Discharges.\28\ The federal 
baseline WQS effort could establish antidegradation implementation 
methods for each of these minimum elements.
---------------------------------------------------------------------------

    \28\ EPA is not requesting comment on EPA's interpretation of 
CWA section 316 or the implementing regulation at 40 CFR 124.66.
---------------------------------------------------------------------------

    EPA invites comments on the components and contents of the 
antidegradation implementation methods that could be established to 
meet the minimum elements, as well as any additional options to 
consider when establishing antidegradation implementation methods for 
any potential federal baseline WQS rule.

F. How could wetlands be addressed in the potential federal baseline 
WQS?

    The national WQS regulation at 40 CFR 131.3(i) defines WQS as 
``provisions of [s]tate \29\ or Federal law

[[Page 66910]]

which consist of a designated use or uses for the waters of the United 
States and water quality criteria for such waters based upon such uses. 
WQS are to protect the public health or welfare, enhance the quality of 
water and serve the purposes of the Act.'' Wetlands that are ``waters 
of the United States'' can be covered by federal WQS that help to 
provide a mechanism for their protection. A number of states have 
established WQS for wetlands, and EPA recently worked together with the 
Association of Clean Water Administrators to establish a template to 
assist states and authorized tribes in establishing narrative WQS for 
wetlands.
---------------------------------------------------------------------------

    \29\ EPA's regulation, at 40 CFR 131.3(j), defines ``state'' to 
include the ``50 States, the District of Columbia, Guam, the 
Commonwealth of Puerto Rico, Virgin Islands, American Samoa, the 
Commonwealth of the Northern Mariana Islands, and Indian Tribes that 
EPA determines to be eligible for purposes of the water quality 
standards program.''
---------------------------------------------------------------------------

    Wetlands often need specialized WQS because they have different 
functions and different vulnerability and wetland-specific WQS can 
provide robust protection for wetlands and their functions. Wetlands 
exist as ecosystems along the margins (land-sea, land-lake, land-river) 
and in depressional landscapes (e.g., prairie potholes in the Midwest 
and kettle-hole wetlands in the northern United States). By season and 
location, wetlands experience variable water depth and velocity, soil 
type and saturation levels, vegetation, nutrient levels, sediment type, 
and oxygen demand, both within a given wetland and among wetland types.
    EPA seeks comment on whether to include specific WQS provisions for 
the protection of wetlands WQS and, if so, suggestions for language, 
considerations, and approaches for doing so. Such wetland-specific WQS 
could include specific designated uses, narrative criteria, and 
antidegradation requirements developed from EPA's online template, see 
https://www.epa.gov/wqs-tech/templates-developing-wetland-water-quality-standards.

G. Which general provisions should be included in the potential federal 
baseline WQS?

    As specified in 40 CFR 131.13--131.15, WQS can generally include 
certain discretionary policies that generally affect how WQS are 
applied or implemented. Most common among such provisions are those 
addressing mixing zones, compliance schedules authorizing provisions, 
and WQS variances. EPA requests input on whether it would be 
appropriate to include such provisions in any proposed federal baseline 
WQS regulation and, if so, which provisions and how they should be 
framed. EPA requests specific comment on inclusion of the following 
three WQS provisions that EPA is considering to ensure effective 
implementation of any potential federal baseline WQS proposal.
1. Mixing Zone Authorizing Provision
    Should EPA consider inclusion of a provision in the potential 
federal baseline WQS rule, if promulgated, to allow EPA to establish 
mixing zones in permitting scenarios on a case-by-case basis after 
consultation with the appropriate tribal government(s)?
    EPA's guidance on mixing zones has been detailed in a number of 
Agency publications, including EPA's Water Quality Standards Handbook, 
Chapter 5, General Policies and the Technical Support Document for 
Water Quality-based Toxics Control (TSD), March 1991, p33-34, 70-78.
    EPA invites comments on whether to include a mixing zone 
authorizing provision in any potential federal baseline WQS rule, as 
well as any additional options to consider when establishing a mixing 
zone authorizing provision.
2. Compliance Schedule Authorizing Provision
    Should EPA consider inclusion of a compliance schedule authorizing 
provision in the potential federal baseline WQS rule, if promulgated, 
to allow compliance schedules to be included in NPDES permits on a 
case-by-case basis when appropriate after consultation with the 
appropriate tribal government(s)? Such authorizing provision would 
allow for compliance schedules to be included in NPDES permits to allow 
permittees additional time to achieve compliance with effluent 
limitations implementing the requirements of the CWA and applicable 
regulations.
    By including such a provision, the potential federal baseline WQS 
would authorize EPA to include a compliance schedule, when appropriate 
and consistent with 40 CFR 122.47, in a NPDES permit for a new, 
recommencing or existing discharger to Indian reservation waters of the 
United States. Where it did so, the discharger to whom a permit was 
issued or reissued on or after the effective date of the final rule 
would have to comply with the permit limitations and requirements by 
the compliance schedule date. A new source or new discharger to Indian 
reservation waters of the United States would not be eligible for a 
compliance schedule unless it meets the requirements of 40 CFR 
122.47(a)(2). If a new source or new discharger is not granted a 
compliance schedule, it must comply with any water quality-based 
effluent limitation in a permit issued on or after the effective date 
of the final rule upon commencing discharge.
    EPA invites comment on the inclusion of a compliance schedule 
authorizing provision as part of any potential federal baseline WQS 
rule, as well as any additional options to consider when establishing a 
compliance schedule authorizing provision.
3. WQS Variance Authorizing Provision
    Should EPA consider inclusion of a provision that would establish a 
process for EPA to issue WQS variances on a case-by-case basis after 
consultation with the appropriate tribal government(s)?
    A WQS variance is a time-limited designated use and criterion 
(i.e., interim requirements) that is targeted to a specific 
pollutant(s), source(s), and/or water body segment(s) that reflects the 
highest attainable condition during the specified time period. As such, 
a WQS variance requires a public process and EPA review and approval 
under CWA section 303(c). While the underlying designated use and 
criterion reflect what is ultimately attainable, the WQS variance 
reflects the highest attainable condition for a specific timeframe and 
is, therefore, less stringent. The interim requirements specified in 
the WQS variance apply only for CWA section 402 permitting purposes and 
in issuing certifications under section 401 of the CWA for the 
pollutant(s), permittee(s), and/or water body or waterbody segment(s) 
covered by the WQS variance.
    Such interim requirements may be adopted based on documentation 
demonstrating the need for a WQS variance consistent with 40 CFR 
131.14(b)(2). Where the underlying designated use and criterion are not 
being met, WQS variances that reflect a less stringent, time-limited 
designated use and criterion would allow dischargers additional time to 
implement adaptive management approaches to improve water quality, but 
still retain the underlying designated use as a long term goal for the 
water body. WQS variances can apply to individual dischargers, multiple 
dischargers, and to entire water bodies or segments.
    A WQS variance serves as the basis for the water quality-based 
effluent limit in NPDES permits. However, the interim requirements do 
not replace the underlying designated use and criteria

[[Page 66911]]

for the water body as a whole for all CWA purposes. A WQS variance is 
designed to lead to improved water quality over the duration of the WQS 
variance and, in some cases, full attainment of designated uses due to 
advances in treatment technologies, control practices, or other changes 
in circumstances, thereby furthering the objectives of the CWA. For 
more information on WQS variances, please refer to EPA's final 
rulemaking to update the national WQS regulation.\30\
---------------------------------------------------------------------------

    \30\ 80 FR 51019, August 21, 2015. https://www.thefederalregister.org/fdsys/pkg/FR-2015-08-21/pdf/2015-19821.pdf.
---------------------------------------------------------------------------

    EPA's current regulation allows for adoption of a WQS variance, 
consistent with 40 CFR 131.14, as part of a state or authorized tribe's 
WQS. EPA would consider establishing WQS variances to EPA's promulgated 
federal baseline designated uses and criteria on a case-by-case basis 
in consultation with tribes. Recognizing such tribes may have limited 
resources and minimal to no expertise with WQS development and 
administration, EPA could work in consultation with the affected tribal 
government(s) to assemble documentation to justify a WQS variance and 
meet the requirements of 40 CFR 131.14, as appropriate.
    EPA invites comments on the inclusion of a WQS variance authorizing 
provision as outlined in this section, any additional options to 
consider when establishing a WQS variance provision for any potential 
federal baseline WQS rule, and on the implementation of the WQS 
variance provision.

H. Can tribes adopt WQS of their own?

    In any final federal baseline WQS rule, EPA could include an 
explicit section to make clear that a tribe approved for TAS 
eligibility under CWA section 518 would continue to be able to adopt 
WQS of its own and submit them to EPA for approval, even after baseline 
WQS became effective. The tribe would need to apply to EPA for TAS to 
administer the WQS program. If EPA determines the tribe is eligible to 
administer the program, using the eligibility criteria and procedures 
in 40 CFR 131.8, then EPA would review the WQS adopted and submitted by 
the tribe to EPA. At that point, EPA reviews the submission under the 
process it regularly uses for tribes and states to ensure they are 
consistent with the requirements of the CWA and EPA's implementing 
regulation at 40 CFR part 131, and can approve in whole or in part.\31\ 
For any such WQS that are approved, the corresponding federal baseline 
WQS rule would no longer apply to such tribe's reservation waters 
because such waters would fall within the categories of waters excluded 
from any federal baseline WQS rule, namely reservation waters with CWA-
effective WQS. Therefore, the federal baseline WQS would not affect a 
tribe's ability to apply to administer its own WQS program and adopt 
WQS under 40 CFR 131.8.
---------------------------------------------------------------------------

    \31\ CWA section 303(c)(2) requires states and authorized tribes 
to submit new and revised WQS to EPA for review. EPA is required to 
review and approve or disapprove the WQS pursuant to CWA section 
303(c)(3). EPA's goal is to work closely and collaboratively with 
states and authorized tribes throughout the WQS development and 
revision process.
---------------------------------------------------------------------------

    EPA invites comments on the inclusion of a section making clear 
that tribes, at any time, may seek TAS and, if approved by EPA, submit 
their own WQS for CWA purposes as outlined in this section.

IV. Statutory and Executive Order Review

A. Statutory and Executive Order Reviews

    Under Executive Order 12866, entitled Regulatory Planning and 
Review (58 FR 51735, October 4, 1993), this is a ``significant 
regulatory action'' because the action raises novel legal or policy 
issues. Accordingly, EPA submitted this action to the Office of 
Management and Budget (OMB) for review under Executive Order 12866 and 
any changes made in response to OMB recommendations have been 
documented in the docket for this action. Because this action does not 
propose or impose any requirements, and instead seeks comments and 
suggestions for the Agency to consider in possibly developing a 
subsequent proposed rule, the various statutes and Executive Orders 
that normally apply to rulemaking do not apply in this case. Should EPA 
subsequently determine to pursue a rulemaking, EPA will address the 
statutes and Executive Orders as applicable to that rulemaking.

B. Executive Order 13175: Consultation and Coordination With Indian 
Tribal Governments

    This ANPRM seeks input on key issues related to whether and how to 
fill the gap of WQS coverage in Indian reservation waters. In 
preparation for this ANPRM effort, EPA consulted and coordinated with 
tribal officials, consistent with EPA's Policy on Consultation and 
Coordination with Indian tribes. EPA initiated consultation in the Fall 
of 2015, from August through November, and then continued consultation 
in the Summer of 2016, from June to August. During that time, EPA 
received considerable input from tribal officials, most of it 
supportive of this effort. The types of questions posed by tribal 
officials are reflected in this ANPRM for further discussion and public 
comment. EPA will continue to consult, coordinate, and engage tribes, 
to permit them to have meaningful and timely input into development of 
any potential federal baseline WQS rulemaking.
    EPA invites comment from tribes on whether establishing federal 
baseline WQS is an appropriate step in advancing the federal trust 
responsibility to federally recognized tribes, and enhancing tribal 
government sovereignty through protection of reservation water quality. 
EPA is interested in any input regarding whether there are any concerns 
that would warrant not including a tribe in any final federal baseline 
WQS rule. While EPA is considering proposing to apply these WQS to all 
Indian reservations without CWA-effective WQS, in order to meet the 
goals of the CWA and better protect Indian reservation waters, EPA 
invites comment on other options.

List of Subjects in 40 CFR Part 131

    Environmental protection, Indians--lands, Intergovernmental 
relations, Reporting and recordkeeping requirements, Water pollution 
control.

    Dated: September 19, 2016.
Gina McCarthy,
Administrator.
[FR Doc. 2016-23432 Filed 9-28-16; 8:45 am]
 BILLING CODE 6560-50-P



                                                      66900              Federal Register / Vol. 81, No. 189 / Thursday, September 29, 2016 / Proposed Rules

                                                      ADDRESSES:   Submit your comments,                      ENVIRONMENTAL PROTECTION                              edited or removed from Regulations.gov.
                                                      identified by Docket ID No. EPA–R10–                    AGENCY                                                EPA may publish any comment received
                                                      OAR–2016–0493 at http://                                                                                      to its public docket. Do not submit
                                                      www.regulations.gov. Follow the online                  40 CFR Part 131                                       electronically any information you
                                                      instructions for submitting comments.                   [EPA–HQ–OW–2016–0405; FRL–9953–19–                    consider to be Confidential Business
                                                      Once submitted, comments cannot be                      OW]                                                   Information (CBI) or other information
                                                      edited or removed from Regulations.gov.                                                                       whose disclosure is restricted by statute.
                                                                                                              RIN 2040–AF62                                         Multimedia submissions (audio, video,
                                                      The EPA may publish any comment
                                                      received to its public docket. Do not                   Federal Baseline Water Quality                        etc.) must be accompanied by a written
                                                      submit electronically any information                   Standards for Indian Reservations                     comment. The written comment is
                                                      you consider to be Confidential                                                                               considered the official comment and
                                                                                                              AGENCY: Environmental Protection                      should include discussion of all points
                                                      Business Information (CBI) or other
                                                                                                              Agency (EPA).                                         you wish to make. EPA will generally
                                                      information whose disclosure is
                                                                                                              ACTION: Advance notice of proposed                    not consider comments or comment
                                                      restricted by statute. Multimedia
                                                                                                              rulemaking (ANPRM).                                   contents located outside of the primary
                                                      submissions (audio, video, etc.) must be                                                                      submission (i.e., on the web, cloud, or
                                                      accompanied by a written comment.                       SUMMARY:   The Environmental Protection               other file sharing system). For
                                                      The written comment is considered the                   Agency (EPA) is considering                           additional submission methods, the full
                                                      official comment and should include                     establishing federal baseline water                   EPA public comment policy,
                                                      discussion of all points you wish to                    quality standards (WQS) for certain                   information about CBI or multimedia
                                                      make. The EPA will generally not                        Indian reservation waters to narrow a                 submissions, and general guidance on
                                                      consider comments or comment                            long-standing gap in coverage of Clean                making effective comments, please visit
                                                      contents located outside of the primary                 Water Act (CWA) protections. Currently,               http://www2.epa.gov/dockets/
                                                      submission (i.e., on the Web, cloud, or                 fewer than 50 of over 300 tribes with                 commenting-epa-dockets.
                                                      other file sharing system). For                         reservations have WQS effective under
                                                                                                                                                                    FOR FURTHER INFORMATION CONTACT:
                                                      additional submission methods, the full                 the CWA; most of the reservations with
                                                                                                              existing CWA-effective WQS have                       Mary Lou Soscia, Region 10,
                                                      EPA public comment policy,                                                                                    Environmental Protection Agency, 805
                                                                                                              obtained the coverage through treatment
                                                      information about CBI or multimedia                                                                           SW. Broadway, Suite 500, Portland, OR
                                                                                                              in a manner similar to a state (TAS)
                                                      submissions, and general guidance on                                                                          97205; telephone number: (503) 326–
                                                                                                              under CWA section 518. In advance of
                                                      making effective comments, please visit                 any potential rulemaking to address this              5873; email address: soscia.marylou@
                                                      http://www2.epa.gov/dockets/                            gap of CWA coverage, EPA specifically                 epa.gov.
                                                      commenting-epa-dockets.                                 invites comments on whether to                        SUPPLEMENTARY INFORMATION:  This
                                                      FOR FURTHER INFORMATION CONTACT:    Jeff                establish such federal baseline WQS for               supplementary information section is
                                                      Hunt, Air Planning Unit, Office of Air                  Indian reservation waters that do not yet             organized as follows:
                                                      and Waste (OAW–150), Environmental                      have WQS under the CWA and, if so,                    I. Who may be interested in this ANPRM?
                                                      Protection Agency, Region 10, 1200                      what those WQS should be and how                      II. Background
                                                      Sixth Ave, Suite 900, Seattle, WA                       they should be implemented. Federal                      A. What is the role of WQS under the
                                                      98101; telephone number: (206) 553–                     baseline WQS would define water                             CWA?
                                                                                                              quality goals for unprotected reservation                B. What is the ‘‘gap’’ in WQS protection for
                                                      0256; email address: hunt.jeff@epa.gov.                                                                             waters on Indian reservations?
                                                                                                              waters and serve as the foundation for
                                                      SUPPLEMENTARY INFORMATION:       For                    CWA actions to protect human health                      C. How has EPA tried to address the gap
                                                                                                                                                                          of CWA coverage previously?
                                                      further information, please see the                     and the environment. Such WQS, if                        D. Why is EPA publishing this ANPRM?
                                                      information provided in the direct final                established, would apply only to those                III. What would be included in the federal
                                                      action, with the same title, that is                    waters not already covered by existing                      baseline WQS effort?
                                                      located in the ‘‘Rules and Regulations’’                CWA-effective WQS and would be                           A. To what waters would the potential
                                                      section of this Federal Register. Please                superseded by any WQS subsequently                          federal baseline WQS apply?
                                                      note that if the EPA receives adverse                   adopted by an authorized tribe and                       B. Which waters should be excluded from
                                                      comment on an amendment, paragraph,                     approved by EPA under CWA section                           the potential federal baseline WQS?
                                                                                                              303(c).                                                  C. What designated uses should be
                                                      or section of this rule and if that                                                                                 considered in proposing potential federal
                                                      provision may be severed from the                       DATES: Comments must be received on                         baseline WQS?
                                                      remainder of the rule, the EPA may                      or before December 28, 2016. EPA                         D. What water quality criteria should be
                                                      adopt as final those provisions of the                  intends to hold two public webinars to                      considered in proposing potential federal
                                                      rule that are not the subject of an                     discuss the ANPRM during the public                         baseline WQS?
                                                      adverse comment.                                        comment period. If you are interested,                   1. Narrative Water Quality Criteria
                                                                                                              see EPA’s Web site at https://                           2. Numeric Water Quality Criteria
                                                        Dated: September 14, 2016.                                                                                     a. Aquatic Life Protection
                                                                                                              www.epa.gov/wqs-tech/advance-notice-
                                                      Dennis J. McLerran,                                                                                              b. Human Health Protection
                                                                                                              proposed-rulemaking-federal-baseline-                    E. What approaches should the potential
                                                      Regional Administrator, Region 10.                      water-quality-standards-indian for the                      federal baseline WQS take with regard to
asabaliauskas on DSK3SPTVN1PROD with PROPOSALS




                                                      [FR Doc. 2016–23297 Filed 9–28–16; 8:45 am]             dates and times of the webinars and                         antidegradation requirements?
                                                      BILLING CODE 6560–50–P                                  instructions on how to register and                      1. Antidegradation Policy
                                                                                                              participate.                                             2. Antidegradation Implementation
                                                                                                                                                                          Methods
                                                                                                              ADDRESSES: Submit your comments,
                                                                                                                                                                       F. How could wetlands be addressed in the
                                                                                                              identified by Docket ID No. EPA–HQ–                         potential federal baseline WQS?
                                                                                                              OW–2016–0405, at http://                                 G. Which general provisions should be
                                                                                                              www.regulations.gov. Follow the online                      included in the potential federal baseline
                                                                                                              instructions for submitting comments.                       WQS?
                                                                                                              Once submitted, comments cannot be                       1. Mixing Zone Authorizing Provision



                                                 VerDate Sep<11>2014   18:35 Sep 28, 2016   Jkt 238001   PO 00000   Frm 00035   Fmt 4702   Sfmt 4702   E:\FR\FM\29SEP1.SGM   29SEP1


                                                                               Federal Register / Vol. 81, No. 189 / Thursday, September 29, 2016 / Proposed Rules                                                          66901

                                                        2. Compliance Schedule Authorizing                              and how water quality may be defined                    limits and serve as a basis for Clean
                                                           Provision                                                    and protected on Indian reservations,                   Water Act (CWA) section 404 permit
                                                        3. WQS variance authorizing provision
                                                                                                                        may be interested in this ANPRM.                        decisions. WQS are also the basis for
                                                        H. Can tribes adopt WQS of their own?
                                                      IV. Statutory and Executive Order Review                          Entities discharging pollutants to waters               assessing water quality, identifying
                                                                                                                        of the United States may be indirectly                  impaired waters and developing total
                                                      I. Who may be interested in this                                  affected by a rulemaking resulting from                 maximum daily loads (TMDLs) under
                                                      ANPRM?                                                            this ANPRM since WQS are used to                        CWA sections 305(b) and 303(d).
                                                         Tribes, states, local governments, and                         develop National Pollutant Discharge                    Potentially affected entities include:
                                                      citizens concerned with water quality,                            Elimination System (NPDES) permit

                                                                         Category                                                                 Examples of potentially affected entities

                                                      States, Tribes, and Territories .........               Tribes currently without CWA-effective WQS and tribes and states near or bordering Indian reservations
                                                                                                                that do not have WQS effective under the CWA.
                                                      Federal Agencies .............................          Federal agencies with projects or other activities near surface waters on Indian reservations.
                                                      Industry ............................................   Industries discharging pollutants to surface waters on Indian reservations, or that may affect surface
                                                                                                                waters on Indian reservations.
                                                      Municipalities ....................................     Publicly-owned treatment works and stormwater outfalls discharging pollutants to surface waters on Indian
                                                                                                                reservations, or that may affect surface waters on Indian reservations.



                                                         This table is not intended to be                               standards, or schedules of compliance                     EPA established regulatory
                                                      exhaustive, but rather provides a guide                           established pursuant to any [s]tate law                 requirements in 1975,2 1983,3 1991,4
                                                      for readers regarding entities likely to be                       or regulation.’’ Section 303(c) of the                  2000,5 and 2015 6 to implement CWA
                                                      affected by a potential federal baseline                          CWA addresses the development of                        section 303(c), now found in the WQS
                                                      WQS rule resulting from this ANPRM.                               state 1 and authorized tribal WQS and                   regulation at 40 CFR part 131. The WQS
                                                      This table lists the types of entities that                       provides for the following:                             regulation includes general provisions,
                                                      EPA is now aware could potentially be                                                                                     requirements for establishing WQS,
                                                                                                                           (1) WQS shall consist of designated                  procedures for review and revision of
                                                      affected by such action. Other types of
                                                      entities not listed in the table could also                       uses and water quality criteria based                   WQS, and the text of federal WQS that
                                                      be affected. If you have questions                                upon such uses;                                         EPA has promulgated for specific waters
                                                      regarding the effect of this action on a                             (2) States and authorized tribes shall               of the United States.
                                                      particular entity, please consult the                             establish WQS considering the                             CWA-effective WQS are the
                                                      person listed in the preceding FOR                                following possible uses for their                       foundation of the water quality-based
                                                      FURTHER INFORMATION CONTACT section.                              waters—protection and propagation of                    pollution control program mandated by
                                                                                                                        fish, shellfish and wildlife, recreational              the CWA and serve a dual purpose.
                                                      II. Background                                                                                                            First, WQS define the goals for a water
                                                                                                                        purposes, public water supply,
                                                      A. What is the role of WQS under the                              agricultural and industrial water                       body by designating its uses, setting
                                                      CWA?                                                              supplies, navigation, and other uses;                   criteria to protect those uses, and
                                                                                                                                                                                establishing antidegradation
                                                         The CWA—initially enacted as the                                  (3) State and authorized tribal WQS                  requirements. Second, WQS are a basis
                                                      Federal Water Pollution Control Act                               must protect public health or welfare,                  for water quality-based limits in NPDES
                                                      Amendments of 1972 (Pub. L. 92–500)                               enhance the quality of water, and serve                 permits (CWA sections 301(b)(1)(C) and
                                                      and subsequent amendments—                                        the purposes of the CWA;                                402), as the measure to assess whether
                                                      establishes the basic structure in place                                                                                  waters are impaired (CWA section
                                                                                                                           (4) States and authorized tribes must
                                                      today for regulating pollutant discharges
                                                                                                                        review their WQS at least once every
                                                      into the waters of the United States. In                                                                                     2 In 1975, EPA established the initial WQS
                                                                                                                        three years; and
                                                      the CWA, Congress established the                                                                                         regulation at 40 CFR 130.17. See 40 FR 55334, Nov.
                                                      national objective to ‘‘restore and                                  (5) EPA must review any new or                       20, 1975.
                                                                                                                                                                                   3 In 1983, EPA established the core of the current
                                                      maintain the chemical, physical, and                              revised state and authorized tribal WQS,
                                                                                                                                                                                WQS regulation by strengthening the previous
                                                      biological integrity of the Nation’s                              and is also required to promulgate                      provisions and moving them to a new 40 CFR part
                                                      waters,’’ and to achieve ‘‘wherever                               federal WQS where EPA finds that new                    131. See 54 FR 51400, November 8, 1983.
                                                      attainable, an interim goal of water                              or revised state or authorized tribal                      4 In 1991, EPA added 40 CFR 131.7 and 131.8 to

                                                      quality that provides for the protection                                                                                  extend the ability to participate in the WQS
                                                                                                                        WQS are not consistent with applicable                  program to eligible Indian tribes, pursuant to CWA
                                                      and propagation of fish, shellfish, and                           requirements of the CWA or in                           section 518 which was enacted in 1987. See 56 FR
                                                      wildlife and for recreation in and on the                         situations where the Administrator                      64893, December 12, 1991. See also EPA’s revised
                                                      water’’ (sections 101(a) and 101(a)(2)).                          determines that federal WQS are                         interpretation of CWA section 518 (81 FR 30183,
                                                                                                                                                                                May 16, 2016).
                                                         The CWA establishes the basis for the                          necessary to meet the requirements of                      5 In 2000, EPA promulgated 40 CFR 131.21(c),
                                                      current WQS regulation and program.                               the CWA.                                                commonly known as the ‘‘Alaska Rule,’’ to clarify
                                                      Section 301 of the CWA provides that:
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                                                                                                                                                                                that new and revised WQS adopted by states and
                                                      ‘‘the discharge of any pollutant by any                                                                                   authorized tribes and submitted to EPA after May
                                                      person shall be unlawful’’ except in                                1 ‘‘State’’ in the CWA and this document refers to    30, 2000, become applicable WQS for CWA
                                                                                                                        the 50 states, the District of Columbia, and the five   purposes only when approved by EPA. See 65 FR
                                                      compliance with specific requirements                                                                                     24641, April 27, 2000.
                                                      of Title III and IV of the CWA, including                         United States territories: The Commonwealth of             6 In 2015, EPA updated six key areas of the WQS
                                                                                                                        Puerto Rico, the U.S. Virgin Islands, Guam,
                                                      industrial and municipal effluent                                                                                         regulation to provide a better-defined pathway for
                                                                                                                        American Samoa, and the Commonwealth of the             states and authorized tribes to improve water
                                                      limitations specified under CWA                                   Northern Mariana Islands. ‘‘Authorized tribe’’ refers   quality, protect high quality waters, increase
                                                      section 304 and ‘‘any more stringent                              to those federally recognized Indian tribes with        transparency and enhance opportunities for
                                                      limitation, including those necessary to                          authority to administer CWA WQS program in a            meaningful public engagement at the state, tribal
                                                      meet water quality standards, treatment                           manner similar to a state under CWA Section 518.        and local levels. See 80 FR 51019, August 21. 2015.



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                                                      66902                Federal Register / Vol. 81, No. 189 / Thursday, September 29, 2016 / Proposed Rules

                                                      303(d)(1)(A)), for assessing and                         issued a final rule to implement CWA                    that applying for program authorization
                                                      reporting on water quality biannually                    section 518(e) for the WQS program.                     could raise jurisdictional or other legal
                                                      under CWA section 305(b), and as the                     EPA’s regulation at 40 CFR 131.8 uses                   issues. Some tribes may have adopted
                                                      target for a TMDL or ‘‘pollution budget’’                the eligibility criteria contained in CWA               water quality standards under tribal law
                                                      to aid in the restoration of impaired                    section 518 and establishes procedures                  and believe that such water quality
                                                      waters (CWA section 303(d)(1)(C)).                       for EPA Regional Administrators to                      standards are adequate to protect their
                                                      Under CWA section 401, WQS serve as                      receive and take action on tribal                       water resources without being approved
                                                      a basis for granting, granting with                      applications, so they are treated in a                  under the CWA. However, a tribe must
                                                      conditions, or denying state, authorized                 similar manner as a state for CWA                       obtain TAS and EPA must approve their
                                                      tribal, or federal certifications for federal            purposes. To adopt WQS and have them                    water quality standards for those
                                                      licenses or permits for activities that                  approved by EPA, an authorized tribe                    standards to be effective for CWA
                                                      may result in a discharge to waters                      must meet the same requirements                         purposes.
                                                      covered by such WQS.                                     applicable to states in 40 CFR 131                         Thus, except for the 42 authorized
                                                                                                               subparts B and C.                                       tribes with EPA-approved WQS in
                                                      B. What is the ‘‘gap’’ in WQS protection                    Most of the Indian reservations that                 effect, the one instance where EPA has
                                                      for waters on Indian reservations?                       are currently covered by CWA-effective                  promulgated federal WQS (for the
                                                         The federal government has                            WQS involve authorized tribes that have                 Colville Reservation), and six tribes for
                                                      recognized 567 tribes. Over 300 of these                 developed and adopted WQS that were                     which EPA has approved states
                                                      tribes have reservation lands such as                    approved by EPA (and made effective                     (Washington, South Carolina, and
                                                      formal reservations, Pueblos, and                        for CWA purposes). Currently, 53 of the                 Maine) to adopt WQS on reservations or
                                                      informal reservations (i.e., lands held in               over 300 federally recognized tribes                    parts of reservations, there is a gap in
                                                      trust by the United States for tribal                    with reservation lands have been                        water quality protection under the CWA
                                                      governments that are not designated as                   authorized to administer a WQS                          for waters on Indian reservations.
                                                      formal reservations). Under principles                   program. Of these authorized tribes, 42
                                                      of federal law, states generally lack                                                                            C. How has EPA tried to address the gap
                                                                                                               have had their WQS approved by EPA.8
                                                      authority to regulate on Indian                             Another way to establish CWA-                        of CWA coverage previously?
                                                      reservations. See, e.g., Alaska v. Native                effective WQS for Indian reservation                       Between 1998 and 2003, EPA
                                                      Village of Venetie Tribal Government,                    waters is for EPA to promulgate federal                 consulted widely with tribes, states, and
                                                      522 U.S. 520, 527 n.1 (1998). EPA has                    WQS on a tribe-by-tribe, reservation-by-                others on the possibility of EPA
                                                      generally excluded such lands from                       reservation basis. EPA has promulgated                  promulgating certain federal WQS
                                                      state programs it has approved under                     such federal WQS for one tribe, the                     referred to as ‘‘core WQS’’ for Indian
                                                      the CWA (and other environmental laws                    Confederated Tribes of the Colville                     country waters without CWA-effective
                                                      administered by EPA).7 Thus, state                       Reservation in Washington. See 40 CFR                   WQS. On January 18, 2001, EPA
                                                      WQS under EPA-authorized state CWA                       131.35 (54 FR 28622, July 6, 1989).9                    Administrator Carol Browner signed a
                                                      programs generally do not apply on                       There are also uncommon                                 proposed rule to promulgate the core
                                                      Indian reservations.                                     circumstances where a separate federal                  WQS under CWA section 303(c). On
                                                         In the absence of applicable state or                 law grants a particular state the                       January 22, 2001, EPA withdrew that
                                                      federal WQS, the principal mechanism                     authority to regulate the environment on                proposal to allow additional review.
                                                      for establishing WQS for Indian                          an Indian reservation. Where EPA                        Eventually, EPA Administrator
                                                      reservation waters has been through the                  expressly approves such a state’s                       Christine Whitman requested that EPA
                                                      authority provided by CWA section 518.                   authority and the state’s WQS for waters                staff conduct additional outreach and
                                                      That section provides that, where a tribe                of an Indian reservation, such WQS will                 consultation with tribes and states and
                                                      is interested in administering the CWA                   apply under the CWA for those waters.                   issue an ANPRM before proposing a
                                                      WQS program, the tribe must (a) become                   To date, EPA has approved three states                  core WQS rule. Between 2001 and 2003,
                                                      authorized and (b) adopt and submit                      (Washington, South Carolina, and                        EPA began working on the ANPRM to
                                                      WQS to EPA for approval. To become                       Maine) to administer WQS on                             invite comments and views on a variety
                                                      authorized, the tribe must seek                          reservations or parts of reservations of                of broad, possible approaches for
                                                      eligibility for TAS—consistent with the                  six Indian tribes.                                      establishing federal core WQS for waters
                                                      requirements of CWA section 518(e) and                      For various reasons, many tribes with                in Indian country. Ultimately, EPA did
                                                      40 CFR 131.8. Section 518(e) of the                      reservation lands have been unable to                   not issue the core WQS ANPRM, nor
                                                      CWA establishes eligibility criteria for                 apply, or have chosen not to apply, for                 did it reissue the proposed rule.
                                                      TAS, including requirements that the                     TAS to administer a WQS program
                                                      tribe have a governing body carrying out                 under the CWA. Some tribes have                         D. Why is EPA publishing this ANPRM?
                                                      substantial governmental duties and                      lacked resources to develop WQS to                         EPA is publishing this ANPRM to
                                                      powers; that the functions to be                         implement a WQS program while other                     initiate an informed dialogue with
                                                      exercised by the tribe pertain to the                    tribes are focusing on addressing other                 tribes, states, the public, and other
                                                      management and protection of water                       environmental priorities first. Some                    stakeholders regarding whether EPA
                                                      resources within the borders of an                       tribes may be concerned that they                       should initiate a rulemaking to establish
                                                      Indian reservation; and that the tribe be                cannot meet eligibility requirements, or                federal baseline WQS for Indian
                                                      reasonably expected to be capable of                                                                             reservations currently lacking such
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                                                      carrying out the functions to be                           8 EPA maintains a current list of authorized tribes
                                                                                                                                                                       WQS and, if so, what approach EPA
                                                      exercised in a manner consistent with                    and tribal WQS approvals at: https://www.epa.gov/       should take regarding key policy issues
                                                                                                               wqs-tech/epa-approvals-tribal-water-quality-
                                                      the terms and purposes of the CWA and                    standards.                                              raised by such a rulemaking.
                                                      applicable regulations. In 1991, EPA                       9 When establishing federal WQS for waters of the        Federal baseline WQS—which could
                                                                                                               United States, EPA uses authority provided by the       include designated uses, narrative and
                                                        7 As noted in this section, there are a few            CWA to promulgate federal WQS where the EPA             numeric criteria, antidegradation
                                                      instances where EPA has approved state WQS for           Administrator determines that new or revised WQS
                                                      particular reservations based on regulatory              are necessary to meet the requirements of the CWA
                                                                                                                                                                       requirements, and other WQS policies
                                                      authority granted to the state in a separate federal     (see CWA section 303(c)(4)(B) and 40 CFR                such as a mixing zone policy, a
                                                      law.                                                     131.22(b)).                                             compliance schedule authorizing


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                                                                         Federal Register / Vol. 81, No. 189 / Thursday, September 29, 2016 / Proposed Rules                                                      66903

                                                      provision, and a WQS variance                           WQS is an appropriate step in                          WQS language for use by eligible
                                                      procedure—can provide an important                      advancing the federal trust                            tribes.12
                                                      tool for tribes and EPA to use in making                responsibility to federally recognized                    EPA expects to continue to provide
                                                      defensible, site-specific decisions that                tribes, and enhancing tribal government                such support even if EPA were to
                                                      protect reservation waters. The WQS                     sovereignty through protection of                      promulgate any final federal baseline
                                                      being considered would provide                          reservation water quality. EPA is                      WQS rule. In addition, as described in
                                                      adequate coverage in each category, as                  interested also in any input regarding                 sections III.A and III.B of this document,
                                                      a starting point. To be most effective,                 whether there are any concerns that                    EPA would expect that any final federal
                                                      CWA-effective WQS should be tailored                    would warrant not including a                          baseline WQS that may be put in place
                                                      to the individual circumstances of the                  particular tribe in any final federal                  would no longer apply to the waters on
                                                      authorized tribe and its waters, likely                 baseline WQS rule. While EPA is                        Indian reservations of a tribe once the
                                                      through the development of additional                   considering proposing to apply these                   tribe has been authorized to administer
                                                      or refined criteria and uses. EPA’s                     WQS to all Indian reservations without                 a CWA WQS program and the tribe’s
                                                      preference is for tribes to utilize the                 CWA-effective WQS, in order to meet                    own WQS are in place and approved by
                                                      TAS and WQS submittal process to                        the goals of the CWA and better protect                EPA.
                                                      develop such tailored WQS. EPA                          Indian reservation waters, EPA invites
                                                      remains committed to assisting tribes in                                                                       III. What would be included in the
                                                                                                              comment on other options.                              federal baseline WQS effort?
                                                      reaching this goal.
                                                         The primary benefit of federal                          This ANPRM is part of a broader                        EPA seeks input on which
                                                      baseline WQS would be to ensure that                    effort to narrow gaps in CWA-effective                 components of WQS to include in any
                                                      Indian reservation waters that are                      WQS coverage in Indian country. On                     federal baseline WQS effort—if it
                                                      without CWA-effective WQS have direct                   May 16, 2016, EPA revised the                          determines that such an effort is
                                                      water quality-based protection under                    interpretation of CWA section 518 to                   necessary—to ensure that the water
                                                      the CWA. Many of the CWA’s                              streamline the process for tribes to                   quality of waters on Indian reservations
                                                      mechanisms for protecting water                         apply for TAS for CWA regulatory                       is protected under the CWA. The range
                                                      quality, such as water quality-based                    programs, including the WQS                            of WQS components that could be
                                                      effluent limits in NPDES discharge                      program.10 At the same time as EPA                     included are outlined in 40 CFR part
                                                      permits, rely on WQS as the foundation                  considers—through this ANPRM—                          131, and include: Designated uses,
                                                      for water quality-based decisions.                      whether and how to establish federal                   narrative and numeric criteria,
                                                      Without applicable WQS, these                           WQS for waters on Indian reservations,                 antidegradation requirements, and other
                                                      mechanisms may be limited.                              EPA continues to encourage, work                       WQS policies such as a mixing zone
                                                         This ANPRM seeks input on key                        closely with, and provide support to                   policy, a compliance schedule
                                                      issues related to whether and how to fill               eligible tribes that wish to seek TAS and              authorizing provision, and a WQS
                                                      the gap of WQS coverage in Indian                       develop their own WQS for approval                     variance procedure. While EPA shares
                                                      reservation waters. In preparation for                  under the CWA. EPA continues to                        the ultimate goal of having WQS
                                                      this ANPRM effort and consistent with                   recognize that the appropriate place for               tailored to the particular circumstances
                                                      EPA’s Policy on Consultation and                        a tribe to fully realize its unique                    of each Indian reservation, given the
                                                      Coordination with Indian tribes, from                   objectives for WQS continues to be                     challenges of such an approach in a
                                                      August through November 2015 and                        through seeking TAS for the purpose of                 national federal rule, tailoring
                                                      from June through August 2016, EPA                      administering WQS under the CWA.11                     opportunities may be limited. However,
                                                      consulted and coordinated with officials                EPA remains committed to helping                       where flexibility under the CWA and
                                                      from more than 130 tribes from around                   tribes navigate the TAS and WQS                        the national WQS regulation exists, any
                                                      the United States. During that time, EPA                adoption processes. In practice,                       final federal baseline WQS could allow
                                                      received considerable input from tribal                 implementation of any final federal                    for actions based on such WQS (e.g.,
                                                      officials, most of it positive and                      baseline WQS could also provide                        NPDES permitting, TMDLs) to reflect
                                                      supportive of this effort. EPA plans to                 individual tribes valuable                             local considerations and consultation
                                                      continue consultation and coordination                  understanding and experience in how                    with the affected tribe(s).
                                                      with tribal officials to address some of                WQS function under the CWA to protect                     EPA invites input on how EPA should
                                                      the tribes’ questions and concerns, most                Indian reservation waters.                             approach establishing any federal
                                                      of which center on implementation of                       EPA expects that this reinterpretation              baseline WQS. For instance, should EPA
                                                      any federal baseline WQS.                               of CWA section 518 will better position                establish one set of WQS that apply
                                                         As mentioned previously, WQS                                                                                universally to the reservation waters
                                                                                                              tribes to seek TAS, establish their own
                                                      would inform permit decisions and                                                                              covered by any final federal baseline
                                                                                                              WQS, and facilitate tribal involvement
                                                      other implementation actions.                                                                                  WQS rule? Alternatively, should EPA
                                                                                                              in the protection of reservation water
                                                      Recognizing tribes potentially affected                                                                        pursue establishing federal baseline
                                                                                                              quality as intended by Congress. To
                                                      by this effort may have limited                                                                                WQS that offer limited tailoring
                                                                                                              help facilitate the TAS application and
                                                      resources and experience with WQS                                                                              opportunities by establishing cultural
                                                                                                              WQS adoption processes, EPA is
                                                      development, administration, and                                                                               and traditional designated uses that
                                                                                                              developing new guidance, including
                                                      implementation, EPA would work with                                                                            account for unique practices observed
                                                                                                              creating draft TAS applications and
                                                      the affected tribal government(s)
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                                                                                                                                                                     by particular tribes (see section III.C of
                                                      through opportunities for coordination                    10 See                                               this document), criteria that account for
                                                                                                                        81 FR 30183 (May 16, 2016).
                                                      and consultation, as appropriate, in                      11 Recognizing                                       higher fish consumption patterns of
                                                                                                                                 the importance of protecting
                                                      interpreting and applying any final                     waters on which tribes rely, EPA is also preparing     particular tribes by establishing human
                                                      federal baseline WQS rule.                              a final rule to establish procedures for tribes to     health criteria using a limited range of
                                                         EPA invites comment from all Indian                  obtain TAS to administer the water quality
                                                                                                                                                                     fish consumption rates (see section III.D
                                                      tribes, especially tribes with reservation              restoration provisions of CWA section 303(d) to
                                                                                                              identify impaired waters on their reservations and
                                                      land that do not have CWA-effective                     to establish total maximum daily loads, which serve      12 ‘‘Eligible tribes’’ are those tribes that EPA has
                                                      WQS and members of those tribes, on                     as plans for attaining and maintaining applicable      approved for TAS under the requirements of CWA
                                                      whether establishing federal baseline                   WQS.                                                   section 518(e) and 40 CFR 131.8.



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                                                      66904              Federal Register / Vol. 81, No. 189 / Thursday, September 29, 2016 / Proposed Rules

                                                      of this document), and establish greater                   Indian reservations are a subset of the            C. What designated uses should be
                                                      protection for high quality and                         broader geographic area that comprises                considered in proposing potential
                                                      Outstanding National Resource Waters                    Indian country as a whole. Indian                     federal baseline WQS?
                                                      of particular importance to the tribe                   country is defined at 18 U.S.C. 1151 as:                 The first key component of WQS is
                                                      through the antidegradation provisions                  (a) All land within the limits of any                 designated uses. EPA’s WQS regulation
                                                      (see section III.E of this document)?                   Indian reservation under the                          requires states, and authorized tribes, as
                                                      These components are further discussed                  jurisdiction of the United States                     well as EPA per 40 CFR 131.22(c), to
                                                      below.                                                  Government, notwithstanding the                       specify goals and expectations for how
                                                        In addition, EPA seeks input on                       issuance of any patent, and, including                each water body is to be used.
                                                      whether and how to make any potential                   rights-of-way running through the                     Designated uses communicate to the
                                                      federal baseline WQS consistent with                    reservation; (b) all dependent Indian                 public a state or authorized tribe’s
                                                      the requirements of 40 CFR part 132. In                 communities within the borders of the                 environmental management objectives
                                                      1995, EPA published a final rule at 40                  United States whether within the                      and water quality goals for its waters.
                                                      CFR part 132, 60 FR 15366 (March 23,                    original or subsequently acquired                     Clear and accurate designated uses are
                                                      1995) that implements the CWA section                   territory thereof, and whether within or              essential in maintaining the actions
                                                      118 requirement for EPA to publish                      without the limits of a state; and (c) all            necessary to restore and protect water
                                                      water quality guidance on minimum                       Indian allotments, the Indian titles to               quality and meet the requirements of the
                                                      WQS, including antidegradation                          which have not been extinguished,                     CWA. EPA’s implementing regulation
                                                      policies, and implementation                            including rights-of-way running through               distinguishes between two broad
                                                      procedures for the Great Lakes System,                  the same.                                             categories of designated uses: Uses
                                                      and that states and authorized tribes                   B. Which waters should be excluded                    specified in CWA section 101(a)(2) and
                                                      adopt WQS, antidegradation policies,                    from the potential federal baseline                   a non-101(a)(2) use. The states and
                                                      and implementation procedures                           WQS?                                                  authorized tribes must take these uses
                                                      consistent with the guidance. EPA                                                                             into consideration when designating
                                                      invites comments on whether any                           The objective of any federal baseline               waters. EPA invites comments on which
                                                      potential federal baseline WQS should                   WQS would be to address the gap in                    designated uses should be established in
                                                      ensure that decisions for reservation                   CWA-effective WQS coverage, but it                    any federal baseline WQS and whether
                                                      waters in the Great Lakes System (as                    may be appropriate to exclude from any                and how to differentiate designated uses
                                                      defined in 40 CFR 132.2) are consistent                 such WQS areas certain waters where                   for different waters on Indian
                                                      with the WQS, antidegradation policies,                 other tribal or reservation-specific CWA              reservations that would be covered by
                                                      and implementation procedures for the                   WQS apply. EPA invites comments on                    such federal baseline WQS.
                                                      Great Lakes System in 40 CFR part 132,                  whether federal baseline WQS, if                         For the federal baseline WQS effort,
                                                      in addition to any final federal baseline               promulgated, should automatically not                 EPA is considering including designated
                                                      WQS, even in cases where tribes have                    apply to the following categories of                  uses consistent with the uses specified
                                                      not adopted WQS under CWA sections                      Indian reservation waters:                            in section 101(a)(2) of the CWA. These
                                                      303(c) and 518.                                         —Indian Reservation waters for which                  uses provide for the protection and
                                                                                                                EPA has promulgated other,                          propagation of fish, shellfish, and
                                                      A. To what waters would the potential                     reservation-specific federal WQS.                   wildlife, and recreation in and on the
                                                      federal baseline WQS apply?                               Currently, EPA has promulgated WQS                  water, including the protection of
                                                         In this ANPRM, EPA invites comment                     for only one Indian reservation, the                human health when consuming fish,
                                                      on the potential scope of any federal                     reservation of the Confederated Tribes              shellfish, and other aquatic life. Since
                                                      baseline WQS. Such WQS could apply                        of the Colville Reservation (see 40                 1983, EPA’s WQS regulation has
                                                      to any or all waters of the United States                 CFR 131.35).                                        interpreted and implemented the CWA
                                                      that are, or after the effective date of a              —Indian reservation waters where EPA                  through requirements that WQS protect
                                                      final baseline WQS rule become, located                   has explicitly found that a tribe or                these CWA section 101(a)(2) uses unless
                                                      within the exterior boundaries of an                      state has jurisdiction to adopt WQS,                states and authorized tribes, or EPA by
                                                      Indian reservation except: (1) Indian                     and the tribe or state has adopted                  extension, demonstrate that those uses
                                                      reservation waters for which EPA has                      WQS that are in effect for CWA                      are infeasible to attain through a use
                                                      promulgated other federal WQS; and (2)                    purposes in accordance with EPA’s                   attainability analysis consistent with
                                                      Indian reservation waters where EPA                       WQS regulation at 40 CFR part 131.                  EPA’s regulation at 40 CFR 131.10,
                                                      has expressly found that a tribe or state                 Currently only 42 tribes have such                  effectively creating a rebuttable
                                                                                                                WQS, but more could reach this status               presumption of attainability. Where
                                                      has jurisdiction to adopt WQS, and
                                                                                                                in the future. There are also three                 such uses do not appropriately reflect
                                                      tribal or state WQS are effective under
                                                                                                                instances where EPA has approved                    tribe-specific or site-specific conditions,
                                                      the CWA. Consistent with EPA’s long-
                                                                                                                states to adopt WQS on reservations                 EPA, in consultation with tribes, could
                                                      standing approach, waters of Indian
                                                                                                                or parts of reservations of six Indian              subsequently modify, sub-categorize, or
                                                      reservations would include waters
                                                                                                                tribes.                                             remove such designated uses consistent
                                                      located within the boundaries of
                                                                                                                                                                    with EPA’s WQS requirements. For
                                                      Pueblos as well as lands held in trust by                 EPA invites comments on the
                                                                                                                                                                    more information on CWA section
                                                      the United States for an Indian tribe                   automatic exclusions described in this
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                                                                                                                                                                    101(a)(2) uses, please refer to EPA’s
                                                      even if the land has not been formally                  section and on whether other automatic
                                                                                                                                                                    Water Quality Standards Handbook,
                                                      designated as a reservation. See, e.g., 56              exclusions should be considered. In                   Chapter 2 Designated Uses.13 EPA
                                                      FR 64881 (December 12, 1991); see also                  addition, EPA invites comment on
                                                                                                                                                                    requests comment on such an approach
                                                      Oklahoma Tax Commission v. Citizen                      whether the application of any                        and any other alternative approach.
                                                      Band Potawatomi Indian Tribe of                         exclusion to tribes should be immediate                  During the tribal consultation process,
                                                      Oklahoma, 505 U.S. 505, 511 (1991);                     once the Regional Administrator or                    many tribes stressed the value and
                                                      HRI v. EPA 198 F.3d 1224 (10th Cir.                     appropriate delegate approves an
                                                      2000); Arizona Public Service Co. v.                    authorized tribe’s own WQS for CWA                      13 https://www.epa.gov/sites/production/files/

                                                      EPA, 211 F.3d 1280 (D.C. Cir. 2000).                    purposes.                                             2014-10/documents/handbook-chapter2.pdf.



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                                                                         Federal Register / Vol. 81, No. 189 / Thursday, September 29, 2016 / Proposed Rules                                                   66905

                                                      importance of protecting water quality                  and is considered by EPA to be a non-                 established in the potential federal
                                                      at levels appropriate for use in various                101(a)(2) use, which means that it is                 baseline WQS or add additional uses in
                                                      cultural and traditional activities of                  unrelated to the protection or                        order to provide limited tailoring of the
                                                      individual tribes. EPA does not                         propagation of fish, shellfish, wildlife or           federal baseline designated uses. This
                                                      anticipate proposing to specifically                    recreation in or on the water. This                   could be accomplished through
                                                      define what cultural and traditional                    designation reflects the requirements in              subsequent federal promulgations
                                                      uses are for purposes of this effort,                   CWA section 303(c) and EPA’s                          consistent with EPA’s regulation at 40
                                                      because they can include a wide variety                 implementing regulation at 40 CFR                     CFR part 131.15 In undertaking any such
                                                      of uses specific to the ceremonies and                  131.10(a) that when states or authorized              modification or tailoring, EPA would
                                                      traditions of each tribe and require                    tribes, and EPA per 40 CFR 131.22(c),                 expect to work in consultation with
                                                      different protections. EPA anticipates                  are establishing WQS, the waters’ use                 tribes to assemble information to
                                                      that, in some cases, the cultural and                   and value for public water supplies                   develop requisite analyses required by
                                                      traditional uses would be adequately                    shall be taken into consideration, and                the regulation. EPA could also consider
                                                      protected under the categories of the                   that WQS protect the public health or                 ways to streamline any subsequent
                                                      CWA section 101(a)(2) uses. For                         welfare, enhance the quality of water,                federal rulemakings, including
                                                      example, full body immersion in the                     and serve the purposes of the CWA.                    ‘‘batching’’ designated use
                                                      water and other fishing-related cultural                Inclusion of a public water supply use                modifications that pertain to multiple
                                                      or traditional practices may, in some                   designation could help to reinforce                   tribes and delegating such rulemaking
                                                      instances, be covered by the CWA                        EPA’s objective to establish baseline                 authority to the EPA Regional
                                                      section 101(a)(2) uses. However, such                   human health goals that serve as the                  Administrators. EPA solicits comment
                                                      practices that require protection of                    basis for CWA protection. Many states                 on this potential approach to
                                                      aquatic plants used for basket weaving                  have established such a use on large                  appropriately modifying or tailoring any
                                                      or water quality for ceremonial                         numbers of their water bodies, and EPA                potential federal baseline WQS to
                                                      washings (uses that tribes suggested be                 anticipates that many tribes will                     address site-specific issues.
                                                      protected during the 2015 consultation                  similarly desire such a use to be                        EPA continues to encourage tribes
                                                      and coordination effort) may not be                     established on some or most of their                  who are interested in establishing WQS
                                                      adequately covered by the CWA section                   waters to help ensure safe drinking                   that reflect site-specific, tailored
                                                      101(a)(2) uses.                                         water. On the other hand, designating a               designated uses better suited to
                                                         Accordingly, EPA seeks input on                      public water supply use for Indian                    particular Indian reservations to obtain
                                                      whether, and if so, how to include                      reservation waters could result in a                  TAS for WQS and adopt their own WQS
                                                      protection of specific or general cultural              designation on a water body where such                for EPA review and approval.
                                                      and traditional uses explicitly within                  a use is not attainable or otherwise not
                                                      the scope of the federal baseline WQS.                                                                        D. What water quality criteria should be
                                                                                                              appropriate. In such instances, EPA                   considered in proposing potential
                                                      Such a use designation would be                         could provide a mechanism for the tribe
                                                      accompanied by water quality criteria                                                                         federal baseline WQS?
                                                                                                              or other parties to provide information
                                                      sufficient to protect the cultural and                  for EPA to consider in deciding whether                  EPA’s current WQS regulation at 40
                                                      traditional uses of the tribe’s reservation             to remove that designation.14 For more                CFR 131.11 requires adoption of water
                                                      waters. To protect these types of uses,                 information on non-101(a)(2) uses,                    quality criteria that protect designated
                                                      EPA could rely on a combination of                      please refer to EPA’s Water Quality                   uses. Such criteria must be based on
                                                      numeric and narrative criteria. EPA, in                                                                       sound scientific rationale, must contain
                                                                                                              Standards Handbook, Chapter 2
                                                      consultation with tribes, could                                                                               sufficient parameters to protect the
                                                                                                              Designated Uses.
                                                      determine at the implementation stage                      EPA is seeking comment on whether                  designated use, and may be expressed in
                                                      which criteria are applicable to protect                the public water supply use is an                     either narrative or numeric form. (See
                                                      the cultural or traditional uses specific               applicable or suitable use that should be             40 CFR 131.11(a) and (b).) In adopting
                                                      to a tribe’s reservation waters. Tribal                 proposed for Indian reservation waters.               water quality criteria, states and
                                                      treaty or other reserved rights to fish,                Options could include not promulgating                authorized tribes should establish
                                                      hunt, and/or gather on Indian                           this use at all for Indian reservation                numeric values based on CWA section
                                                      reservations could generally be                                                                               304(a) criteria, CWA section 304(a)
                                                                                                              waters, promulgating for all Indian
                                                      encompassed by this designated use, to                                                                        criteria modified to reflect site-specific
                                                                                                              reservation waters, promulgating for
                                                      the extent they are not encompassed by                                                                        conditions, or other scientifically
                                                                                                              some Indian reservation waters, or not
                                                      the other CWA section 101(a)(2)                                                                               defensible methods. (See 40 CFR
                                                                                                              promulgating the use for those specific
                                                      designated uses (e.g., a designated use of                                                                    131.11(b).) As discussed more fully
                                                                                                              Indian reservation waters identified as
                                                      ‘‘fishing’’ or ‘‘fish harvesting’’ could                                                                      below, CWA section 303(c)(2)(B)
                                                                                                              unsuitable for such a use prior to
                                                      encompass fish and shellfish                                                                                  requires states and authorized tribes to
                                                                                                              finalization of any potential federal
                                                      consumption, and could also encompass                                                                         adopt numeric criteria for priority toxic
                                                                                                              baseline WQS rule.
                                                      sustenance or subsistence fish and                                                                            pollutants for which EPA has developed
                                                                                                                 As noted previously, EPA recognizes
                                                      shellfish consumption, depending on                                                                           CWA section 304(a) recommended
                                                                                                              that it is possible that designated uses
                                                      the reserved right). EPA seeks comment                                                                        criteria. CWA section 304(a)(1) requires
                                                                                                              set forth in any federal baseline WQS
                                                      on the express inclusion of language                                                                          EPA to develop and publish, and from
                                                                                                              may not ultimately reflect tribe-specific
                                                      designating cultural and traditional uses
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                                                                                                              or site-specific conditions or the actual             time to time update, criteria for water
                                                      in the potential federal baseline WQS                                                                         quality accurately reflecting the latest
                                                                                                              attainability of certain uses. In such
                                                      and any desired impacts of such a
                                                                                                              circumstances, EPA could subsequently
                                                      designation.                                                                                                    15 Consistent with 40 CFR 131.10, (1) a revision
                                                         EPA could also propose to designate                  modify, sub-categorize, or remove
                                                                                                                                                                    to a use specified in CWA section 101(a)(2) or a sub-
                                                      a public water supply use for Indian                    designated uses that would be                         category of such a use requires a use attainability
                                                      reservation waters covered by the                                                                             analysis and identification of the highest attainable
                                                                                                                14 EPA would remove the designation in a manner     use and associated criteria; and (2) a revision to a
                                                      potential federal baseline WQS. A                       similar to how states and authorized tribes can       non-101(a)(2) use, such as public water supply,
                                                      public water supply use is a use                        remove such non-101(a)(2) uses in accordance with     requires a use and value demonstration as described
                                                      specified in CWA section 303(c)(2)(A),                  EPA’s regulation at 40 CFR 131.10(k)(3).              in 40 CFR 131.10(a).



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                                                      66906               Federal Register / Vol. 81, No. 189 / Thursday, September 29, 2016 / Proposed Rules

                                                      scientific knowledge regarding                          identifying the level of protection                   and narrative approaches to ensure the
                                                      concentrations of specific chemicals or                 sufficient to protect any designated uses             maintenance and attainment of
                                                      levels of parameters in water that                      established in federal baseline WQS, as               downstream WQS.17 Options to address
                                                      protect aquatic life and human health.                  outlined in section III.C and consistent              downstream protection include, but are
                                                      Water quality criteria recommendations                  with 40 CFR 122.44(d), when making                    not limited to, downstream protection
                                                      developed under CWA section 304(a)(1)                   WQS implementation decisions. EPA                     values developed in tandem with
                                                      are based on sound scientific rationale,                notes that all states have narrative                  upstream criteria, use of water quality
                                                      are protective of the designated use(s),                criteria for the protection of designated             modeling to ensure upstream criteria are
                                                      and are based solely on data and                        uses.                                                 protective of downstream WQS,
                                                      scientific judgments on the relationship                   EPA could also include narrative                   numeric criteria, and customized
                                                      between pollutant concentrations and                    criteria that are specifically intended to            narratives. States and authorized tribes
                                                      environmental and human health                          protect a designated use that includes                have reasonable discretion in choosing
                                                      effects. CWA section 304(a)(1) criteria                 water-based activities essential to                   their preferred approach to downstream
                                                      do not reflect consideration of economic                maintaining cultural and traditional                  protection based on their individual
                                                      impacts or the technological feasibility                practices that might not be adequately                circumstances. As described in that
                                                      of meeting the chemical concentrations                  covered by the numeric criteria                       document, EPA has developed a set of
                                                      in ambient water. EPA’s regulation at 40                included in the federal baseline WQS.                 four customizable templates18 for
                                                      CFR 131.11(b)(2) provides that states                   For example, during consultation with                 narrative downstream protection criteria
                                                      and authorized tribes should also                       EPA, some tribes expressed an interest                to assist states and authorized tribes
                                                      establish narrative criteria where                      in protecting wild rice for consumption               with developing a downstream
                                                      numeric criteria cannot be determined                   and reeds for basket weaving. To help                 protection narrative criterion. These
                                                      or to supplement numeric criteria. Per                  better protect those resources, EPA                   templates may be used to develop a
                                                      40 CFR 131.22(c), these requirements                    could include a narrative criterion that              ‘‘broad narrative’’ criterion that provides
                                                      apply equally to EPA when                               provides that water quality associated                basic legal coverage under 40 CFR
                                                      promulgating federal WQS. Narrative                     with certain designated uses be free                  131.10(b) (e.g., applies to all waters in
                                                      criteria are descriptions of the                        from pollutants in amounts that prevent               the reservation) as well as a variety of
                                                      conditions necessary to attain a water                  the growth of aquatic plants regularly                ‘‘tailored narratives’’ that can be
                                                      body’s designated use, while numeric                    harvested by tribes for cultural or                   developed to address specific water
                                                      criteria are values expressed as levels,                traditional activities.                               bodies, pollutants, and/or water body
                                                      concentrations, toxicity units or other                    EPA seeks input on whether to                      types.
                                                      numbers that quantitatively define the                  include narrative criteria in any                        EPA invites comment on
                                                      desired condition of the water body.16                  proposed federal baseline WQS and, if                 consideration of a downstream
                                                                                                              so, how best to approach the                          protection narrative criterion and seeks
                                                      Most state and authorized tribal WQS
                                                                                                              development of such criteria.                         input on suggested narrative language,
                                                      include both narrative and numeric
                                                                                                              Specifically, EPA solicits comment on                 which may be informed through use of
                                                      water quality criteria.
                                                                                                              the inclusion of the narrative criteria               the customizable templates. EPA solicits
                                                      1. Narrative Water Quality Criteria                     discussed above, particularly those                   any additional suggestions for other
                                                         In considering potential approaches to               intended to protect cultural and                      options.
                                                      narrative criteria that could be included               traditional uses, as well as other
                                                                                                              suggestions regarding how to protect a                2. Numeric Water Quality Criteria
                                                      in any proposed federal baseline WQS,
                                                                                                              tribe’s cultural and traditional practices.              As noted previously, in accordance
                                                      EPA could look to the Quality Criteria                                                                        with 40 CFR 131.11(b), states and
                                                                                                                 In addition, EPA invites comments on
                                                      for Water, 1986 (‘‘Gold Book’’). EPA                                                                          authorized tribes, and EPA per 40 CFR
                                                                                                              how to establish a narrative criterion
                                                      could establish a narrative water quality                                                                     131.22(c), should establish numeric
                                                                                                              specifically intended for the protection
                                                      criterion that provides that waters must                of downstream waters. Pursuant to CWA                 water quality criteria, unless numeric
                                                      be free from toxic, radioactive,                        sections 303 and 101(a), the federal                  criteria cannot be established. At
                                                      conventional, non-conventional,                         regulation at 40 CFR 131.10(b) requires               minimum, and as noted above, pursuant
                                                      deleterious, or other polluting                         that ‘‘In designating uses of a water                 to CWA section 303(c)(2)(B), numeric
                                                      substances in amounts that will prevent                 body and the appropriate criteria for                 water quality criteria must be
                                                      attainment of the designated uses                       those uses, the [s]tate shall take into               established for the CWA section
                                                      specified above. EPA could also                         consideration the water quality                       307(a)(1) toxic pollutants.19 20 For
                                                      establish narrative criteria that provide               standards of downstream waters and                    regulatory purposes, EPA has translated
                                                      that all waters must be free from                       shall ensure that its water quality                   the 65 compounds and families of
                                                      substances attributable to wastewater or                standards provide for the attainment                  compounds listed under CWA section
                                                      other dischargers that: (1) Settle to form              and maintenance of the water quality                  307(a) (which potentially include
                                                      objectionable deposits; (2) float as                    standards of downstream waters.’’ This                thousands of specific compounds) into
                                                      debris, scum, oil, or other matter to form              provision requires states and authorized              126 specific toxic substances, which are
                                                      nuisances; (3) produce objectionable                    tribes, and EPA per 40 CFR 131.22(c), to
                                                      color, odor, taste, or turbidity; (4) injure            consider and ensure the attainment and                  17 https://nepis.epa.gov/Exe/ZyPDF.cgi/
                                                      or are toxic or produce adverse                         maintenance of downstream WQS                         P100LIJF.PDF?Dockey=P100LIJF.PDF.
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                                                      physiological responses in humans,                      during the establishment of designated
                                                                                                                                                                      18 https://www.epa.gov/wqs-tech/templates-

                                                      animals or plants; and/or, (5) produce                  uses and water quality criteria in
                                                                                                                                                                    narrative-downstream-protection-criteria-state-
                                                      undesirable or nuisance aquatic life,                                                                         water-quality-standards.
                                                                                                              upstream waters.                                        19 The CWA section 307(a)(1) list of toxic
                                                      including excess algae. Such narrative                     EPA’s current policy on downstream                 pollutants is codified at 40 CFR 401.15.
                                                      criteria would be considered when                       protection is described in a document                   20 Where numeric criteria are not available for

                                                                                                              entitled, Protection of Downstream                    such priority toxic pollutants, CWA section
                                                        16 See EPA’s Water Quality Standards Handbook,                                                              303(c)(2)(B) requires adoption of water quality
                                                      Chapter 3, section 3.5.2. https://www.epa.gov/sites/
                                                                                                              Waters in Water Quality Standards:                    criteria based on biological monitoring or
                                                      production/files/2014-10/documents/handbook-            Frequently Asked Questions (June 2014)                assessment methods consistent with EPA guidance
                                                      chapter3.pdf.                                           and includes descriptions of numeric                  published pursuant to CWA section 304(a)(8).



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                                                                         Federal Register / Vol. 81, No. 189 / Thursday, September 29, 2016 / Proposed Rules                                                   66907

                                                      often referred to as the ‘‘priority toxic               and restore the natural thermal regime                carcinogenic toxicity endpoints and
                                                      pollutants.’’                                           (spatial, temporal, seasonal, diurnal)                chooses the lower value. Human health
                                                        EPA seeks input on whether to                         that is protective of the most thermally              criteria for carcinogenic effects are
                                                      establish numeric criteria for any federal              sensitive species. The translation of this            calculated using the following input
                                                      baseline WQS for all parameters for                     temperature narrative criterion would                 parameters: Cancer slope factor, cancer
                                                      which EPA has published CWA section                     be conducted during CWA                               risk level, body weight, drinking water
                                                      304(a) criteria recommendations, or for                 implementation (such as permit,                       intake rate, fish consumption rate, and
                                                      some other set of parameters. These                     assessment, TMDL programs) to protect                 a bioaccumulation factor(s). Human
                                                      include criteria recommendations for                    the specific aquatic life uses at a site.             health criteria for non-carcinogenic and
                                                      both priority toxic pollutants discussed                  Similarly, the appropriate criteria for             nonlinear carcinogenic effects are
                                                      previously as well as many other                        nutrients may vary among and within                   calculated using a reference dose in
                                                      pollutants and parameters. EPA also                     reservations depending on the location                place of a cancer slope factor and cancer
                                                      invites comments on additional options                  of the reservations. EPA invites                      risk level, as well as a relative source
                                                      to consider when establishing numeric                   comments on whether and how to                        contribution, which is intended to
                                                      criteria, as well as alternative                        include numeric and/or narrative                      ensure that an individual’s total
                                                      approaches to numeric criteria that                     nutrient criteria in any potential federal            exposure from all sources does not
                                                      could help form the basis for any federal               baseline WQS rule given the resource                  exceed the criteria. Each of these inputs
                                                      baseline WQS.                                           implications in developing appropriate                is discussed in more detail in this
                                                                                                              numeric nutrient criteria for such a large            section and in EPA’s 2000 Human
                                                      a. Aquatic Life Protection
                                                                                                              number of water bodies over such a                    Health Methodology.
                                                         For the federal baseline WQS effort,                 broad geographic area. EPA solicits                      As discussed in this section, EPA
                                                      EPA could include numeric criteria for                  comment on other potential approaches                 seeks additional comment on two of the
                                                      the protection of aquatic life for all                  to addressing nutrients in any potential              human health criteria input parameters:
                                                      pollutants for which EPA has published                  federal baseline WQS rule.                            The cancer risk level and the fish
                                                      CWA section 304(a)(1) criteria                            EPA invites comments on the numeric                 consumption rate, which may vary
                                                      recommendations. EPA has established                    aquatic life criteria that could be                   depending on policy decisions, other
                                                      recommended aquatic life criteria under                 included in any potential federal                     applicable federal laws, and data
                                                      CWA section 304(a) for 60 pollutants;                   baseline WQS rule. EPA also invites                   availability.
                                                      for a full listing and description of these             comments on additional options to                        EPA invites comments on the human
                                                      criteria see https://www.epa.gov/wqc/                   consider when establishing numeric                    health criteria that could be included in
                                                      national-recommended-water-quality-                     criteria for the protection of aquatic life,          any federal baseline WQS rule. EPA also
                                                      criteria-aquatic-life-criteria-table.21                 as well as alternative approaches to
                                                         Regarding criteria for temperature,                                                                        invites comments on alternative
                                                                                                              numeric criteria for the protection of
                                                      EPA recognizes that temperature varies                                                                        approaches to numeric criteria for the
                                                                                                              aquatic life that could help form the
                                                      significantly, not only nationally but on                                                                     protection of human health that could
                                                                                                              basis for any federal baseline WQS.
                                                      a regional and local scale. For instance,                                                                     help form the basis for any federal
                                                      temperature requirements for a warm                     b. Human Health Protection                            baseline WQS.
                                                      water fishery differ from temperature                      For the federal baseline WQS effort,               Cancer Risk Level
                                                      requirements protective of a cold water                 EPA could include numeric criteria for
                                                      fishery, and different stages of aquatic                the protection of human health for all                   EPA’s CWA section 304(a) national
                                                      life may in turn need different                         pollutants for which EPA has published                recommended human health criteria
                                                      protective WQS. The appropriate                         CWA section 304(a) criteria                           generally assume that carcinogenicity is
                                                      temperature WQS to protect aquatic life,                recommendations. EPA has published                    a ‘‘non-threshold phenomenon,’’ which
                                                      therefore, may vary among and within                    recommended human health criteria                     means that there are no ‘‘safe’’ or ‘‘no-
                                                      reservations depending on the location                  under CWA section 304(a) for 122                      effect’’ levels because even extremely
                                                      of the reservations and the species                     pollutants; for a full listing and                    small doses are assumed to cause a
                                                      endemic to the waters. Due to the broad                 description of these criteria, see https://           finite increase in the incidence of
                                                      applicability of the potential federal                  www.epa.gov/wqc/national-                             cancer. Therefore, EPA calculates CWA
                                                      baseline WQS to Indian reservations                     recommended-water-quality-criteria-                   section 304(a) human health criteria for
                                                      across the United States, EPA is                        human-health-criteria-table.                          carcinogenic effects as pollutant
                                                      interested in obtaining comment on                         To derive criteria for the protection of           concentrations corresponding to lifetime
                                                      recommended approaches for                              human health, EPA looks first to its                  increases in the risk of developing
                                                      addressing temperature that would be                    2000 Human Health Methodology.22                      cancer.23 EPA calculates its CWA
                                                      protective of the federally promulgated                 Human health criteria are based on two                section 304(a) human health criteria
                                                      designated uses included in any                         types of biological endpoints: (1)                    values at a 10¥6 (one in one million)
                                                      potential federal baseline WQS rule.                    Carcinogenicity and (2) systemic                      cancer risk level and recommends
                                                      Specifically, EPA solicits comment on                   toxicity (i.e., all adverse effects other             cancer risk levels of 10¥6 or 10¥5 (one
                                                      using a narrative temperature criterion                 than cancer). EPA takes an integrated                 in one hundred thousand) for the
                                                      to account for significant variability in               approach and considers both cancer and                general population. EPA notes that
                                                      temperature requirements of aquatic                     non-cancer effects when deriving                      states and authorized tribes can also
asabaliauskas on DSK3SPTVN1PROD with PROPOSALS




                                                      species in different regions, different                 human health criteria. Where sufficient               choose other risk levels, such as 10¥7
                                                      water bodies, and different temperature                 data are available, EPA derives criteria              (one in ten million), when deriving
                                                      sensitivities among species to protect                  using both carcinogenic and non-                      human health criteria.
                                                                                                                                                                       If the pollutant is not considered to
                                                        21 These criteria were derived by EPA using its         22 USEPA. 2000. Methodology for Deriving            have the potential for causing cancer in
                                                      Guidelines for Deriving Numerical National Water        Ambient Water Quality Criteria for the Protection
                                                      Quality Criteria for the Protection of Aquatic          of Human Health. U.S. Environmental Protection           23 As noted above, EPA recommends the criteria

                                                      Organisms and Their Uses. https://www.epa.gov/          Agency, Office of Water, Washington, DC EPA–822–      derived for non-carcinogenic effects if it is more
                                                      wqc/guidelines-deriving-numerical-national-water-       B–00–004. https://www.epa.gov/wqc/human-              protective (lower) than that derived for carcinogenic
                                                      quality-criteria-protection-aquatic-organisms-and       health-water-quality-criteria.                        effects.



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                                                      66908              Federal Register / Vol. 81, No. 189 / Thursday, September 29, 2016 / Proposed Rules

                                                      humans (i.e., systemic toxicants), EPA                     general population, as presented in                E. What approaches should the
                                                      assumes that the pollutant has a                           EPA’s 2000 Human Health                            potential federal baseline WQS take
                                                      threshold below which a physiological                      Methodology.                                       with regard to antidegradation
                                                      mechanism exists within living                          —160 g/day, which provides for half of                requirements?
                                                      organisms to avoid or overcome the                                                                               Maintaining high water quality is
                                                                                                                 the USDA’s recommended daily
                                                      adverse effects of the pollutant.                                                                             critical to supporting economic and
                                                        For the federal baseline WQS effort,                     protein intake from all sources to
                                                                                                                 come from fish consumption (which                  community growth and sustainability.
                                                      EPA could calculate human health
                                                                                                                 would assume the other half would                  Protecting high water quality also
                                                      criteria using the 10¥6 (one in one
                                                                                                                 come from sources other than fish and              provides a margin of safety that will
                                                      million) cancer risk level to ensure that
                                                                                                                 shellfish).                                        afford the water body increased
                                                      the resulting criteria are sufficiently
                                                                                                                                                                    resilience to potential future stressors,
                                                      protective and based on a sound                         —175 g/day, the 95th percentile value of              including climate change. While
                                                      scientific rationale. EPA invites                          the data from surveyed tribal                      preventing degradation and maintaining
                                                      comments on this approach and seeks                        members in the Fish Consumption
                                                      input on other potential options, such as                                                                     a reliable source of clean water involves
                                                                                                                 Survey of the Umatilla, Nez Perce,                 costs, it can be more effective and
                                                      10¥5 or 10¥7.                                              Yakama, and Warm Springs Tribes of                 efficient than investing in long-term
                                                      Fish Consumption Rate                                      the Columbia River Basin (Columbia                 restoration efforts or remedial actions.
                                                         As noted previously, the fish                           River Inter-Tribal Fish Commission                    Antidegradation requirements are an
                                                      consumption rate is one of the input                       (CRITFC), 1994).26                                 essential component of WQS and play a
                                                      parameters used to calculate human                         EPA could consider proposing an                    critical role in maintaining and
                                                      health criteria. EPA generally                          approach in which it assigns, as a                    protecting the valuable water resources.
                                                      recommends selecting a fish                             default, human health criteria based on               Although designated uses and criteria
                                                      consumption rate that is based upon                     one of the four fish consumption rate                 are the primary tools used to achieve the
                                                      local data and, where sufficient data are               options above to all reservations, and                goals of the CWA, antidegradation
                                                      available, selecting a fish consumption                                                                       requirements complement these by
                                                                                                              allow affected tribal governments,
                                                      rate that reflects consumption that is not                                                                    providing a framework for making
                                                                                                              should they so request in comments, to
                                                      suppressed by fish availability or                                                                            decisions regarding changes in water
                                                                                                              select one of the other three options                 quality. In the 1987 amendments to the
                                                      concerns about the safety of available                  above for their reservations, based on
                                                      fish.24 However, given the broad                                                                              CWA, Congress expressly affirmed the
                                                                                                              any applicable rights reserved in treaties            principle of antidegradation that is
                                                      geographic scope of this potential
                                                                                                              or other federal law, and available data              reflected in section 101 of the Act to
                                                      federal baseline WQS rule, it could be
                                                      challenging to identify reservation-,                   and information. In such a case, EPA                  ‘‘maintain the chemical, physical and
                                                      water-, or even region-specific fish                    could promulgate reservation-specific                 biological integrity of the Nation’s
                                                      consumption rates based on available                    human health criteria based on one of                 waters.’’ In the 1987 amendments,
                                                      data. EPA current thinking is to propose                the other three alternative fish                      Congress incorporated a reference to
                                                      a more limited set of options to address                consumption rates for such                            antidegradation policies in CWA section
                                                      fish consumption rate in any potential                  reservation(s). EPA invites comments                  303(d)(4)(B), thus confirming that an
                                                      numeric human health criteria that may                  this approach, as well as comments on                 antidegradation policy is an integral
                                                      be proposed as part of a federal baseline               additional options to consider when                   part of the CWA and explaining the
                                                      WQS regulation. Some potential options                  establishing numeric criteria for the                 relationship between the
                                                      include:                                                protection of human health as part of                 antidegradation policies and other
                                                      —EPA’s national default fish                            the federal baseline WQS effort.                      regulatory programs under the CWA.
                                                         consumption rate of 22 g/day, which                                                                           The federal antidegradation regulation
                                                                                                                 During consultation, EPA heard a
                                                         is a 90th percentile value found to be                                                                     requires development and adoption of
                                                                                                              number of tribes suggest that their own               an ‘‘antidegradation policy’’ and
                                                         reasonable and adequately                            specific survey data be used in
                                                         representative of the general                                                                              development of ‘‘antidegradation
                                                                                                              calculating the fish consumption rate for             implementation methods.’’ 40 CFR
                                                         population of fish consumers based
                                                                                                              human health criteria for a specific                  131.12. The intent of an antidegradation
                                                         on the 2003–2010 data from the
                                                                                                              reservation. EPA recognizes why such                  policy is to ensure that in all cases, at
                                                         National Health and Nutrition
                                                         Examination Survey (NHANES).25                       an approach may be attractive to tribes,              a minimum: (1) Water quality necessary
                                                      —EPA’s national default subsistence                     but has concerns that attempting to                   to support existing uses is maintained;
                                                         value of 142 g/day, representing                     provide individual, reservation-specific              (2) that where water quality is better
                                                         subsistence fishers whose daily                      tailoring opportunities could present a               than the minimum level necessary to
                                                         consumption is greater than the                      very large workload that could                        support protection and propagation of
                                                                                                              substantially delay proposal and                      fish, shellfish and wildlife, and
                                                         24 USEPA. January 2013. Human Health Ambient         finalization of any federal baseline WQS              recreation in and on the water, that
                                                      Water Quality Criteria and Fish Consumption Rates:      effort. EPA notes that an alternative                 water quality is also maintained and
                                                      Frequently Asked Questions. https://www.epa.gov/
                                                      wqc/human-health-ambient-water-quality-criteria-        approach to fully tailor WQS to a                     protected unless, through a public
                                                                                                              particular reservation is through the                 process, some lowering of water quality
asabaliauskas on DSK3SPTVN1PROD with PROPOSALS




                                                      and-fish-consumption-rates-frequently-asked.
                                                         25 EPA’s national fish consumption rate is based
                                                                                                              TAS and WQS adoption processes. EPA                   is deemed to be necessary to
                                                      on the total rate of consumption of fish and                                                                  accommodate important economic or
                                                      shellfish from inland and nearshore waters
                                                                                                              requests comment on these
                                                      (including fish and shellfish from local,               considerations and how they should be                 social development in the area in which
                                                      commercial, aquaculture, interstate, and                addressed in any potential federal                    the water is located; and (3) waters
                                                      international sources). USEPA. January 2013.            baseline WQS regulation.                              identified as Outstanding National
                                                      Human Health Ambient Water Quality Criteria and                                                               Resource Waters are protected. For the
                                                      Fish Consumption Rates: Frequently Asked
                                                      Questions. https://www.epa.gov/wqc/human-
                                                                                                                                                                    purposes of EPA’s national WQS
                                                      health-ambient-water-quality-criteria-and-fish-           26 Accounts for consumption of fish from inland     regulation, ‘‘antidegradation policies’’
                                                      consumption-rates-frequently-asked.                     and nearshore waters, as well as anadromous fish.     must be in rule or other legally binding


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                                                                          Federal Register / Vol. 81, No. 189 / Thursday, September 29, 2016 / Proposed Rules                                                     66909

                                                      form, and must be consistent with the                   milligrams per liter (mg/L) and the                   considering whether to include
                                                      requirements of 40 CFR 131.12(a).                       applicable criterion was 120 mg/L, that               antidegradation implementation
                                                      ‘‘Antidegradation implementation                        water body would be a high quality                    methods as a section of any proposed
                                                      methods’’ refer to any additional                       water for zinc, but might not necessarily             federal baseline WQS regulation.
                                                      documents and/or provisions developed                   be high quality for another parameter.                Because the antidegradation
                                                      by a state or authorized tribe, and EPA                 Determining which parameters are at a                 implementation methods would inform
                                                      per 40 CFR 131.22(c), which describes                   quality higher than necessary to support              permit decisions and other
                                                      methods for implementing its                            the CWA section 101(a)(2) uses is                     implementation actions, EPA’s current
                                                      antidegradation policy, whether or not                  generally made at the time of a permit                view is that for public transparency and
                                                      the state or authorized tribe formally                  application for a new discharge or an                 for consistency in implementation, any
                                                      adopts the methods in regulation or                     increase in an existing discharge of the              federal baseline WQS effort should
                                                      other legally binding form. EPA’s initial               pollutant in question. The parameter-by-              include antidegradation implementation
                                                      thinking is that any proposed federal                   parameter basis is straightforward, may               methods in regulation. EPA invites
                                                      baseline WQS would include both an                      result in more Tier 2 protections being               comments on whether and how EPA
                                                      antidegradation policy and                              afforded to more waters, and lends itself             could establish antidegradation
                                                      antidegradation implementation                          to greater public transparency. EPA                   implementation methods for any
                                                      methods. EPA seeks input on                             seeks input on identifying high quality               potential federal baseline WQS
                                                      establishing antidegradation                            waters using the parameter-by-                        rulemaking. EPA also seeks input on
                                                      requirements for any federal baseline                   parameter basis in any federal baseline               any additional options to consider when
                                                      WQS, whether antidegradation                            WQS rulemaking.                                       establishing antidegradation
                                                      implementation methods should be                           EPA’s initial thinking is that water               implementation methods for any
                                                      included in rule, as well as alternative                bodies could be identified that are of                potential federal baseline WQS rule.
                                                      approaches that could help form the                     exceptional recreational, ecological, or                 The WQS regulation at 40 CFR 131.12
                                                      basis for any federal baseline WQS.                     other significance (e.g., Outstanding                 does not specify minimum elements
                                                                                                              National Resource Waters). This                       that must be included in
                                                      1. Antidegradation Policy                               provision would be consistent with 40                 antidegradation implementation,
                                                         The antidegradation policy provisions                CFR 131.12(a)(3), and in effect, could                however, EPA provided a list of the
                                                      of any federal baseline WQS rule would                  establish the highest level of protection             areas that antidegradation
                                                      have to be consistent with the federal                  by prohibiting the lowering of water                  implementation methods would need to
                                                      antidegradation policy at 40 CFR                        quality. Any proposed federal baseline                address, at a minimum, to be consistent
                                                      131.12(a).27 Such provisions would                      WQS could outline a nomination                        with the national WQS regulation (see
                                                      establish baseline levels of water quality              process to identify Indian reservation                78 FR 58530, September 4, 2013). The
                                                      protection for Indian reservation waters,               waters that warrant protection as an                  list of minimum elements includes: (1)
                                                      as required, by the CWA and federal                     Outstanding National Resource Water.                  Scope and applicability; (2) Existing
                                                      WQS regulation. EPA notes that the                      Such a process could specify that any                 uses protection; (3) High quality water
                                                      language in any federal baseline WQS                    interested party may nominate a specific              protection, including how high quality
                                                      rule would need to be slightly different                water for such protection and that the                waters are to be identified, and the
                                                      from 40 CFR 131.12(a) in order to make                  Regional Administrator, in consultation               analyses and procedures that must be
                                                      the policy easier to understand in the                  with the appropriate tribal                           met to determine whether to allow a
                                                      federal baseline WQS context.                           government(s), will make the final                    lowering of high quality waters; (4)
                                                         When identifying high quality (or Tier               decision to assign the water as an                    Outstanding National Resource Water
                                                      2) waters, EPA’s initial thinking is that               Outstanding National Resource Water. A                protection; and (5) Thermal
                                                      high quality waters could be identified,                decision to assign a water as an                      Discharges.28 The federal baseline WQS
                                                      at the time a lowering of water quality                 Outstanding National Resource Water is                effort could establish antidegradation
                                                      is proposed, on a parameter-by-                         subject to the public participation                   implementation methods for each of
                                                      parameter basis. The national WQS                       requirements of 40 CFR part 25,                       these minimum elements.
                                                      regulation allows states and authorized                 although a public hearing is not                         EPA invites comments on the
                                                      tribes, and EPA per 40 CFR 131.22(c), to                required.                                             components and contents of the
                                                      utilize either a parameter-by-parameter                    EPA invites comments on the                        antidegradation implementation
                                                      basis or a water body-by-water body                     antidegradation policy outlined in this               methods that could be established to
                                                      basis to identify high quality waters (see              section and how this could be reflected               meet the minimum elements, as well as
                                                      40 CFR 131.12(a)(2)(i)). Under the                      in any potential federal baseline WQS                 any additional options to consider when
                                                      parameter-by parameter approach,                        proposal. EPA also seeks input on any                 establishing antidegradation
                                                      states, authorized tribes (and EPA where                additional options to consider when                   implementation methods for any
                                                      necessary) determine whether water                      establishing an antidegradation policy                potential federal baseline WQS rule.
                                                      quality is better than the applicable                   for any potential federal baseline WQS
                                                      criteria for a specific parameter or                    rule.                                                 F. How could wetlands be addressed in
                                                      pollutant that would be affected by a                                                                         the potential federal baseline WQS?
                                                                                                              2. Antidegradation Implementation
                                                      new discharge or an increase in an                      Methods                                                  The national WQS regulation at 40
asabaliauskas on DSK3SPTVN1PROD with PROPOSALS




                                                      existing discharge of the pollutant. For                                                                      CFR 131.3(i) defines WQS as
                                                                                                                 Consistent with 40 CFR 131.12(b),                  ‘‘provisions of [s]tate 29 or Federal law
                                                      example, if zinc levels were 20
                                                                                                              methods to implement the
                                                         27 40 CFR 131.12(a) outlines the required contents   antidegradation policy must be                           28 EPA is not requesting comment on EPA’s

                                                      of state and authorized tribal antidegradation          developed, provide an opportunity for                 interpretation of CWA section 316 or the
                                                      policies; 40 CFR 131.22(c) makes clear that in          public involvement, and be made                       implementing regulation at 40 CFR 124.66.
                                                      promulgating WQS, EPA is subject to the same            available to the public. While                           29 EPA’s regulation, at 40 CFR 131.3(j), defines

                                                      policies, procedures, analyses, and public                                                                    ‘‘state’’ to include the ‘‘50 States, the District of
                                                      participation requirements established for states
                                                                                                              antidegradation implementation                        Columbia, Guam, the Commonwealth of Puerto
                                                      and authorized tribe in the national WQS regulation     methods are not required to be                        Rico, Virgin Islands, American Samoa, the
                                                      (e.g., the requirements at 40 CFR 131.12(a)).           contained in regulation, EPA is                                                                      Continued




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                                                      66910               Federal Register / Vol. 81, No. 189 / Thursday, September 29, 2016 / Proposed Rules

                                                      which consist of a designated use or                    regulation and, if so, which provisions               requirements of 40 CFR 122.47(a)(2). If
                                                      uses for the waters of the United States                and how they should be framed. EPA                    a new source or new discharger is not
                                                      and water quality criteria for such                     requests specific comment on inclusion                granted a compliance schedule, it must
                                                      waters based upon such uses. WQS are                    of the following three WQS provisions                 comply with any water quality-based
                                                      to protect the public health or welfare,                that EPA is considering to ensure                     effluent limitation in a permit issued on
                                                      enhance the quality of water and serve                  effective implementation of any                       or after the effective date of the final
                                                      the purposes of the Act.’’ Wetlands that                potential federal baseline WQS                        rule upon commencing discharge.
                                                      are ‘‘waters of the United States’’ can be              proposal.                                                EPA invites comment on the
                                                      covered by federal WQS that help to                                                                           inclusion of a compliance schedule
                                                                                                              1. Mixing Zone Authorizing Provision                  authorizing provision as part of any
                                                      provide a mechanism for their
                                                      protection. A number of states have                        Should EPA consider inclusion of a                 potential federal baseline WQS rule, as
                                                      established WQS for wetlands, and EPA                   provision in the potential federal                    well as any additional options to
                                                      recently worked together with the                       baseline WQS rule, if promulgated, to                 consider when establishing a
                                                      Association of Clean Water                              allow EPA to establish mixing zones in                compliance schedule authorizing
                                                      Administrators to establish a template to               permitting scenarios on a case-by-case                provision.
                                                      assist states and authorized tribes in                  basis after consultation with the
                                                                                                              appropriate tribal government(s)?                     3. WQS Variance Authorizing Provision
                                                      establishing narrative WQS for
                                                      wetlands.                                                  EPA’s guidance on mixing zones has                    Should EPA consider inclusion of a
                                                        Wetlands often need specialized WQS                   been detailed in a number of Agency                   provision that would establish a process
                                                      because they have different functions                   publications, including EPA’s Water                   for EPA to issue WQS variances on a
                                                      and different vulnerability and wetland-                Quality Standards Handbook, Chapter 5,                case-by-case basis after consultation
                                                                                                              General Policies and the Technical                    with the appropriate tribal
                                                      specific WQS can provide robust
                                                                                                              Support Document for Water Quality-                   government(s)?
                                                      protection for wetlands and their
                                                                                                              based Toxics Control (TSD), March                        A WQS variance is a time-limited
                                                      functions. Wetlands exist as ecosystems                                                                       designated use and criterion (i.e.,
                                                      along the margins (land-sea, land-lake,                 1991, p33–34, 70–78.
                                                                                                                 EPA invites comments on whether to                 interim requirements) that is targeted to
                                                      land-river) and in depressional                                                                               a specific pollutant(s), source(s), and/or
                                                                                                              include a mixing zone authorizing
                                                      landscapes (e.g., prairie potholes in the                                                                     water body segment(s) that reflects the
                                                                                                              provision in any potential federal
                                                      Midwest and kettle-hole wetlands in the                                                                       highest attainable condition during the
                                                                                                              baseline WQS rule, as well as any
                                                      northern United States). By season and                                                                        specified time period. As such, a WQS
                                                                                                              additional options to consider when
                                                      location, wetlands experience variable                                                                        variance requires a public process and
                                                                                                              establishing a mixing zone authorizing
                                                      water depth and velocity, soil type and                                                                       EPA review and approval under CWA
                                                                                                              provision.
                                                      saturation levels, vegetation, nutrient                                                                       section 303(c). While the underlying
                                                      levels, sediment type, and oxygen                       2. Compliance Schedule Authorizing                    designated use and criterion reflect
                                                      demand, both within a given wetland                     Provision                                             what is ultimately attainable, the WQS
                                                      and among wetland types.                                   Should EPA consider inclusion of a                 variance reflects the highest attainable
                                                        EPA seeks comment on whether to                       compliance schedule authorizing                       condition for a specific timeframe and
                                                      include specific WQS provisions for the                 provision in the potential federal                    is, therefore, less stringent. The interim
                                                      protection of wetlands WQS and, if so,                  baseline WQS rule, if promulgated, to                 requirements specified in the WQS
                                                      suggestions for language,                               allow compliance schedules to be                      variance apply only for CWA section
                                                      considerations, and approaches for                      included in NPDES permits on a case-                  402 permitting purposes and in issuing
                                                      doing so. Such wetland-specific WQS                     by-case basis when appropriate after                  certifications under section 401 of the
                                                      could include specific designated uses,                 consultation with the appropriate tribal              CWA for the pollutant(s), permittee(s),
                                                      narrative criteria, and antidegradation                 government(s)? Such authorizing                       and/or water body or waterbody
                                                      requirements developed from EPA’s                       provision would allow for compliance                  segment(s) covered by the WQS
                                                      online template, see https://                           schedules to be included in NPDES                     variance.
                                                      www.epa.gov/wqs-tech/templates-                         permits to allow permittees additional                   Such interim requirements may be
                                                      developing-wetland-water-quality-                       time to achieve compliance with                       adopted based on documentation
                                                      standards.                                              effluent limitations implementing the                 demonstrating the need for a WQS
                                                      G. Which general provisions should be                   requirements of the CWA and                           variance consistent with 40 CFR
                                                      included in the potential federal                       applicable regulations.                               131.14(b)(2). Where the underlying
                                                      baseline WQS?                                              By including such a provision, the                 designated use and criterion are not
                                                                                                              potential federal baseline WQS would                  being met, WQS variances that reflect a
                                                        As specified in 40 CFR 131.13—                        authorize EPA to include a compliance                 less stringent, time-limited designated
                                                      131.15, WQS can generally include                       schedule, when appropriate and                        use and criterion would allow
                                                      certain discretionary policies that                     consistent with 40 CFR 122.47, in a                   dischargers additional time to
                                                      generally affect how WQS are applied or                 NPDES permit for a new, recommencing                  implement adaptive management
                                                      implemented. Most common among                          or existing discharger to Indian                      approaches to improve water quality,
                                                      such provisions are those addressing                    reservation waters of the United States.              but still retain the underlying
                                                      mixing zones, compliance schedules                      Where it did so, the discharger to whom               designated use as a long term goal for
asabaliauskas on DSK3SPTVN1PROD with PROPOSALS




                                                      authorizing provisions, and WQS                         a permit was issued or reissued on or                 the water body. WQS variances can
                                                      variances. EPA requests input on                        after the effective date of the final rule            apply to individual dischargers,
                                                      whether it would be appropriate to                      would have to comply with the permit                  multiple dischargers, and to entire water
                                                      include such provisions in any                          limitations and requirements by the                   bodies or segments.
                                                      proposed federal baseline WQS                           compliance schedule date. A new                          A WQS variance serves as the basis
                                                                                                              source or new discharger to Indian                    for the water quality-based effluent limit
                                                      Commonwealth of the Northern Mariana Islands,
                                                      and Indian Tribes that EPA determines to be
                                                                                                              reservation waters of the United States               in NPDES permits. However, the interim
                                                      eligible for purposes of the water quality standards    would not be eligible for a compliance                requirements do not replace the
                                                      program.’’                                              schedule unless it meets the                          underlying designated use and criteria


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                                                                         Federal Register / Vol. 81, No. 189 / Thursday, September 29, 2016 / Proposed Rules                                                 66911

                                                      for the water body as a whole for all                   approved, the corresponding federal                    from June to August. During that time,
                                                      CWA purposes. A WQS variance is                         baseline WQS rule would no longer                      EPA received considerable input from
                                                      designed to lead to improved water                      apply to such tribe’s reservation waters               tribal officials, most of it supportive of
                                                      quality over the duration of the WQS                    because such waters would fall within                  this effort. The types of questions posed
                                                      variance and, in some cases, full                       the categories of waters excluded from                 by tribal officials are reflected in this
                                                      attainment of designated uses due to                    any federal baseline WQS rule, namely                  ANPRM for further discussion and
                                                      advances in treatment technologies,                     reservation waters with CWA-effective                  public comment. EPA will continue to
                                                      control practices, or other changes in                  WQS. Therefore, the federal baseline                   consult, coordinate, and engage tribes,
                                                      circumstances, thereby furthering the                   WQS would not affect a tribe’s ability to              to permit them to have meaningful and
                                                      objectives of the CWA. For more                         apply to administer its own WQS                        timely input into development of any
                                                      information on WQS variances, please                    program and adopt WQS under 40 CFR                     potential federal baseline WQS
                                                      refer to EPA’s final rulemaking to                      131.8.                                                 rulemaking.
                                                      update the national WQS regulation.30                      EPA invites comments on the                            EPA invites comment from tribes on
                                                         EPA’s current regulation allows for                  inclusion of a section making clear that               whether establishing federal baseline
                                                      adoption of a WQS variance, consistent                  tribes, at any time, may seek TAS and,                 WQS is an appropriate step in
                                                      with 40 CFR 131.14, as part of a state                  if approved by EPA, submit their own                   advancing the federal trust
                                                      or authorized tribe’s WQS. EPA would                    WQS for CWA purposes as outlined in                    responsibility to federally recognized
                                                      consider establishing WQS variances to                  this section.                                          tribes, and enhancing tribal government
                                                      EPA’s promulgated federal baseline                                                                             sovereignty through protection of
                                                      designated uses and criteria on a case-                 IV. Statutory and Executive Order
                                                                                                                                                                     reservation water quality. EPA is
                                                      by-case basis in consultation with tribes.              Review
                                                                                                                                                                     interested in any input regarding
                                                      Recognizing such tribes may have                        A. Statutory and Executive Order                       whether there are any concerns that
                                                      limited resources and minimal to no                     Reviews                                                would warrant not including a tribe in
                                                      expertise with WQS development and                                                                             any final federal baseline WQS rule.
                                                                                                                Under Executive Order 12866,
                                                      administration, EPA could work in                                                                              While EPA is considering proposing to
                                                                                                              entitled Regulatory Planning and
                                                      consultation with the affected tribal                                                                          apply these WQS to all Indian
                                                      government(s) to assemble                               Review (58 FR 51735, October 4, 1993),
                                                                                                              this is a ‘‘significant regulatory action’’            reservations without CWA-effective
                                                      documentation to justify a WQS                                                                                 WQS, in order to meet the goals of the
                                                      variance and meet the requirements of                   because the action raises novel legal or
                                                                                                              policy issues. Accordingly, EPA                        CWA and better protect Indian
                                                      40 CFR 131.14, as appropriate.                                                                                 reservation waters, EPA invites
                                                         EPA invites comments on the                          submitted this action to the Office of
                                                                                                              Management and Budget (OMB) for                        comment on other options.
                                                      inclusion of a WQS variance authorizing
                                                      provision as outlined in this section,                  review under Executive Order 12866                     List of Subjects in 40 CFR Part 131
                                                      any additional options to consider when                 and any changes made in response to
                                                                                                                                                                       Environmental protection, Indians—
                                                      establishing a WQS variance provision                   OMB recommendations have been
                                                                                                                                                                     lands, Intergovernmental relations,
                                                      for any potential federal baseline WQS                  documented in the docket for this
                                                                                                                                                                     Reporting and recordkeeping
                                                      rule, and on the implementation of the                  action. Because this action does not
                                                                                                                                                                     requirements, Water pollution control.
                                                      WQS variance provision.                                 propose or impose any requirements,
                                                                                                              and instead seeks comments and                           Dated: September 19, 2016.
                                                      H. Can tribes adopt WQS of their own?                   suggestions for the Agency to consider                 Gina McCarthy,
                                                         In any final federal baseline WQS                    in possibly developing a subsequent                    Administrator.
                                                      rule, EPA could include an explicit                     proposed rule, the various statutes and                [FR Doc. 2016–23432 Filed 9–28–16; 8:45 am]
                                                      section to make clear that a tribe                      Executive Orders that normally apply to                BILLING CODE 6560–50–P
                                                      approved for TAS eligibility under CWA                  rulemaking do not apply in this case.
                                                      section 518 would continue to be able                   Should EPA subsequently determine to
                                                      to adopt WQS of its own and submit                      pursue a rulemaking, EPA will address                  DEPARTMENT OF COMMERCE
                                                      them to EPA for approval, even after                    the statutes and Executive Orders as
                                                      baseline WQS became effective. The                      applicable to that rulemaking.                         National Oceanic and Atmospheric
                                                      tribe would need to apply to EPA for                                                                           Administration
                                                                                                              B. Executive Order 13175: Consultation
                                                      TAS to administer the WQS program. If
                                                                                                              and Coordination With Indian Tribal
                                                      EPA determines the tribe is eligible to                                                                        50 CFR Part 226
                                                                                                              Governments
                                                      administer the program, using the
                                                                                                                 This ANPRM seeks input on key                       [Docket No. 150818735–6236–01]
                                                      eligibility criteria and procedures in 40
                                                      CFR 131.8, then EPA would review the                    issues related to whether and how to fill              RIN 0648–BF28 and 0648–BF32
                                                      WQS adopted and submitted by the                        the gap of WQS coverage in Indian
                                                      tribe to EPA. At that point, EPA reviews                reservation waters. In preparation for                 Endangered and Threatened Species;
                                                      the submission under the process it                     this ANPRM effort, EPA consulted and                   Designation of Critical Habitat for Five
                                                      regularly uses for tribes and states to                 coordinated with tribal officials,                     Distinct Population Segments of
                                                      ensure they are consistent with the                     consistent with EPA’s Policy on                        Atlantic Sturgeon; Reopening of Public
                                                      requirements of the CWA and EPA’s                       Consultation and Coordination with                     Comment Period
asabaliauskas on DSK3SPTVN1PROD with PROPOSALS




                                                      implementing regulation at 40 CFR part                  Indian tribes. EPA initiated consultation              AGENCY:  National Marine Fisheries
                                                      131, and can approve in whole or in                     in the Fall of 2015, from August through               Service (NMFS), National Oceanic and
                                                      part.31 For any such WQS that are                       November, and then continued                           Atmospheric Administration (NOAA),
                                                                                                              consultation in the Summer of 2016,                    Commerce.
                                                        30 80 FR 51019, August 21, 2015. https://

                                                      www.gpo.gov/fdsys/pkg/FR-2015-08-21/pdf/2015-                                                                  ACTION: Proposed rule, reopening of
                                                                                                              approve or disapprove the WQS pursuant to CWA
                                                      19821.pdf.                                              section 303(c)(3). EPA’s goal is to work closely and   public comment period.
                                                        31 CWA section 303(c)(2) requires states and          collaboratively with states and authorized tribes
                                                      authorized tribes to submit new and revised WQS         throughout the WQS development and revision            SUMMARY:NMFS hereby reopens the
                                                      to EPA for review. EPA is required to review and        process.                                               comment period on the proposed


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Document Created: 2016-09-29 04:14:19
Document Modified: 2016-09-29 04:14:19
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionAdvance notice of proposed rulemaking (ANPRM).
DatesComments must be received on or before December 28, 2016. EPA intends to hold two public webinars to discuss the ANPRM during the public comment period. If you are interested, see EPA's Web site at https://www.epa.gov/wqs-tech/advance-notice-proposed-rulemaking-federal-baseline-water-quality-standards-indian for the dates and times of the webinars and instructions on how to register and participate.
ContactMary Lou Soscia, Region 10, Environmental Protection Agency, 805 SW. Broadway, Suite 500, Portland,
FR Citation81 FR 66900 
RIN Number2040-AF62
CFR AssociatedEnvironmental Protection; Indians-Lands; Intergovernmental Relations; Reporting and Recordkeeping Requirements and Water Pollution Control

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