81 FR 67044 - Northcreek Mezzanine Fund II, L.P.; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest

SMALL BUSINESS ADMINISTRATION

Federal Register Volume 81, Issue 189 (September 29, 2016)

Page Range		67044-67044
FR Document		2016-23485

Federal Register, Volume 81 Issue 189 (Thursday, September 29, 2016)

[Federal Register Volume 81, Number 189 (Thursday, September 29, 2016)]
[Notices]
[Page 67044]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-23485]


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SMALL BUSINESS ADMINISTRATION

[License No. 05/05-0315]


Northcreek Mezzanine Fund II, L.P.; Notice Seeking Exemption 
Under Section 312 of the Small Business Investment Act, Conflicts of 
Interest

    Notice is hereby given that Northcreek Mezzanine Fund II, L.P., 312 
Walnut Street, Suite 2310 Cincinnati, OH 45202, a Federal Licensee 
under the Small Business Investment Act of 1958, as amended (``the 
Act''), in connection with the financing of a small concern, has sought 
an exemption under Section 312 of the Act and Section 107.730, 
Financings which Constitute Conflicts of Interest of the Small Business 
Administration (``SBA'') Rules and Regulations (13 CFR 107.730). 
Northcreek Mezzanine Fund I, L.P. and Northcreek Mezzanine Fund II, 
L.P. propose to provide debt and equity financing to Alpha Sintered 
Metals, LLC, 95 Mason Run Road, Ridgway, PA 15853.
    The financing is brought within the purview of Sec.  107.730(a)(2) 
of the Regulations because Northcreek Mezzanine Fund I, L.P. is 
currently invested in Alpha Sintered Metals, LLC and because of its 
level of ownership, Alpha Sintered Metals, LLC is an Associate. 
Northcreek Mezzanine Fund I, L.P. and Northcreek Mezzanine Fund II, 
L.P. are also Associates and are seeking to co-invest in Alpha Sintered 
Metals, LLC. Therefore this transaction is considered financing an 
Associate, requiring prior SBA exemption.
    Notice is hereby given that any interested person may submit 
written comments on the transaction, within fifteen days of the date of 
this publication, to the Associate Administrator for Investment, U.S. 
Small Business Administration, 409 Third Street SW., Washington, DC 
20416.

    Dated: September 14, 2016.
Mark L. Walsh,
Associate Administrator for Office of Investment and Innovation.
[FR Doc. 2016-23485 Filed 9-28-16; 8:45 am]
BILLING CODE P

67044 Federal Register / Vol. 81, No. 189 / Thursday, September 29, 2016 / Notices

including whether the proposed rule SMALL BUSINESS ADMINISTRATION SUMMARY: This is a notice of an
change is consistent with the Act. Administrative declaration of a disaster
Comments may be submitted by any of [License No. 05/05–0315] for the Commonwealth of Kentucky
the following methods: dated 09/22/2016.
Northcreek Mezzanine Fund II, L.P.; Incident: Severe Storms, Torrential
Electronic Comments Notice Seeking Exemption Under Rains, Tornadoes, Severe Wind, Hail
Section 312 of the Small Business and Flooding.
• Use the Commission’s Internet Investment Act, Conflicts of Interest
comment form (http://www.sec.gov/ Incident Period: 07/03/2016 through
rules/sro.shtml); or 07/09/2016.
Notice is hereby given that Northcreek Effective Date: 09/22/2016.
• Send an email to rule-comments@ Mezzanine Fund II, L.P., 312 Walnut Physical Loan Application Deadline
sec.gov. Please include File Number SR– Street, Suite 2310 Cincinnati, OH 45202, Date: 11/21/2016.
ISE–2016–21 on the subject line. a Federal Licensee under the Small Economic Injury (EIDL) Loan
Paper Comments Business Investment Act of 1958, as Application Deadline Date: 06/22/2017.
amended (‘‘the Act’’), in connection ADDRESSES: Submit completed loan
• Send paper comments in triplicate with the financing of a small concern, applications to: U.S. Small Business
to Secretary, Securities and Exchange has sought an exemption under Section Administration Processing and
Commission, 100 F Street NE., 312 of the Act and Section 107.730, Disbursement Center, 14925 Kingsport
Washington, DC 20549–1090. Financings which Constitute Conflicts Road, Fort Worth, TX 76155.
of Interest of the Small Business FOR FURTHER INFORMATION CONTACT: A.
All submissions should refer to File
Administration (‘‘SBA’’) Rules and Escobar, Office of Disaster Assistance,
Number SR–ISE–2016–21. This file
Regulations (13 CFR 107.730). U.S. Small Business Administration,
number should be included on the
Northcreek Mezzanine Fund I, L.P. and 409 3rd Street SW., Suite 6050,
subject line if email is used. To help the
Northcreek Mezzanine Fund II, L.P. Washington, DC 20416.
Commission process and review your
propose to provide debt and equity
comments more efficiently, please use SUPPLEMENTARY INFORMATION: Notice is
financing to Alpha Sintered Metals,
only one method. The Commission will hereby given that as a result of the
LLC, 95 Mason Run Road, Ridgway, PA
post all comments on the Commission’s Administrator’s disaster declaration,
15853.
Internet Web site (http://www.sec.gov/ applications for disaster loans may be
The financing is brought within the
rules/sro.shtml). Copies of the filed at the address listed above or other
purview of § 107.730(a)(2) of the
submission, all subsequent locally announced locations.
Regulations because Northcreek
amendments, all written statements The following areas have been
Mezzanine Fund I, L.P. is currently
with respect to the proposed rule determined to be adversely affected by
invested in Alpha Sintered Metals, LLC
change that are filed with the the disaster:
and because of its level of ownership,
Commission, and all written Primary Counties: Marshall, Todd
Alpha Sintered Metals, LLC is an
communications relating to the Contiguous Counties:
Associate. Northcreek Mezzanine Fund
proposed rule change between the Kentucky: Calloway, Christian,
I, L.P. and Northcreek Mezzanine Fund
Commission and any person, other than Graves, Livingston, Logan, Lyon,
II, L.P. are also Associates and are
those that may be withheld from the McCracken, Muhlenberg, Trigg
seeking to co-invest in Alpha Sintered
public in accordance with the Tennessee: Montgomery, Robertson
Metals, LLC. Therefore this transaction
provisions of 5 U.S.C. 552, will be The Interest Rates are:
is considered financing an Associate,
available for Web site viewing and
requiring prior SBA exemption.
printing in the Commission’s Public Percent
Notice is hereby given that any
Reference Room, 100 F Street NE.,
interested person may submit written For Physical Damage:
Washington, DC 20549 on official
comments on the transaction, within Homeowners With Credit Avail-
business days between the hours of
fifteen days of the date of this able Elsewhere ...................... 3.250
10:00 a.m. and 3:00 p.m. Copies of such
publication, to the Associate Homeowners Without Credit
filing also will be available for
Administrator for Investment, U.S. Available Elsewhere .............. 1.625
inspection and copying at the principal Businesses With Credit Avail-
Small Business Administration, 409
office of the Exchange. All comments able Elsewhere ...................... 6.250
Third Street SW., Washington, DC
received will be posted without change; Businesses Without Credit
20416.
the Commission does not edit personal Available Elsewhere .............. 4.000
identifying information from Dated: September 14, 2016. Non-Profit Organizations With
submissions. You should submit only Mark L. Walsh, Credit Available Elsewhere ... 2.625
information that you wish to make Associate Administrator for Office of Non-Profit Organizations With-
available publicly. All submissions Investment and Innovation. out Credit Available Else-
where ..................................... 2.625
should refer to File Number SR–ISE– [FR Doc. 2016–23485 Filed 9–28–16; 8:45 am]
For Economic Injury:
2016–21, and should be submitted on or BILLING CODE P Businesses & Small Agricultural
before October 20, 2016. Cooperatives Without Credit
For the Commission, by the Division of Available Elsewhere .............. 4.000
Trading and Markets, pursuant to delegated SMALL BUSINESS ADMINISTRATION Non-Profit Organizations With-
mstockstill on DSK3G9T082PROD with NOTICES

authority.20 out Credit Available Else-
[Disaster Declaration #14871 and #14872] where ..................................... 2.625
Brent J. Fields,
Secretary. Kentucky Disaster #KY–00061 The number assigned to this disaster
[FR Doc. 2016–23498 Filed 9–28–16; 8:45 am] for physical damage is 14871 B and for
AGENCY: U.S. Small Business
BILLING CODE 8011–01–P
Administration. economic injury is 14872 0.
The States which received an EIDL
ACTION: Notice.
20 17 CFR 200.30–3(a)(12). Declaration # are Kentucky, Tennessee.

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Document Created: 2016-09-29 04:15:13
Document Modified: 2016-09-29 04:15:13

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		81 FR 67044