81_FR_725 81 FR 721 - Prohibition Against Certain Flights in the Territory and Airspace of Somalia

81 FR 721 - Prohibition Against Certain Flights in the Territory and Airspace of Somalia

DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration

Federal Register Volume 81, Issue 4 (January 7, 2016)

Page Range721-727
FR Document2015-33257

This action amends and expands a prohibition against certain flights in the territory and airspace of Somalia that applies to all United States (U.S.) air carriers; U.S. commercial operators; persons exercising the privileges of a U.S. airman certificate, except when such persons are operating a U.S.-registered aircraft for a foreign air carrier; and operators of U.S.-registered civil aircraft, except when such operators are foreign air carriers. The prohibition is expanded by raising the minimum Flight Level (FL) for flight operations by such persons from FL200 to FL260. The FAA is taking this action because it has determined that there is an unacceptable risk to U.S. civil aviation operating in the territory and airspace of Somalia at altitudes below FL260 resulting from terrorist and militant activity. The security situation in Somalia remains unstable. In response to this activity, the FAA published a Notice to Airmen (NOTAM) on May 12, 2015, prohibiting U.S. civil flight operations in the territory and airspace of Somalia at altitudes below FL260. The prohibition contained in the May 12, 2015 NOTAM was continued in a subsequent NOTAM issued on November 25, 2015 that used a new accountability code for NOTAMs that announce FAA flight advisories or prohibitions for U.S. civil aviation operations in airspace for which the FAA is not the air navigation service provider. This amendment incorporates the flight prohibition set forth in the November 25, 2015 NOTAM into the rule; revises the approval process for proposed operations sponsored by other U.S. Government departments, agencies, and instrumentalities to align with the approval processes established for other recently published flight prohibition rules and clarifies the FAA's expectations regarding requests for approval; adds information about requests for exemption; reorganizes the placement of the rule within the General Operating and Flight Rules; and makes technical corrections to the regulatory text. This final rule will remain in effect for two years.

Federal Register, Volume 81 Issue 4 (Thursday, January 7, 2016)
[Federal Register Volume 81, Number 4 (Thursday, January 7, 2016)]
[Rules and Regulations]
[Pages 721-727]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2015-33257]



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Federal Register / Vol. 81, No. 4 / Thursday, January 7, 2016 / Rules 
and Regulations

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DEPARTMENT OF TRANSPORTATION

Federal Aviation Administration

14 CFR Part 91

[Docket No.: FAA-2007-27602; Amdt. No. 91-339]
RIN 2120-AK75


Prohibition Against Certain Flights in the Territory and Airspace 
of Somalia

AGENCY: Federal Aviation Administration (FAA), Department of 
Transportation (DOT).

ACTION: Final rule.

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SUMMARY: This action amends and expands a prohibition against certain 
flights in the territory and airspace of Somalia that applies to all 
United States (U.S.) air carriers; U.S. commercial operators; persons 
exercising the privileges of a U.S. airman certificate, except when 
such persons are operating a U.S.-registered aircraft for a foreign air 
carrier; and operators of U.S.-registered civil aircraft, except when 
such operators are foreign air carriers. The prohibition is expanded by 
raising the minimum Flight Level (FL) for flight operations by such 
persons from FL200 to FL260. The FAA is taking this action because it 
has determined that there is an unacceptable risk to U.S. civil 
aviation operating in the territory and airspace of Somalia at 
altitudes below FL260 resulting from terrorist and militant activity. 
The security situation in Somalia remains unstable. In response to this 
activity, the FAA published a Notice to Airmen (NOTAM) on May 12, 2015, 
prohibiting U.S. civil flight operations in the territory and airspace 
of Somalia at altitudes below FL260. The prohibition contained in the 
May 12, 2015 NOTAM was continued in a subsequent NOTAM issued on 
November 25, 2015 that used a new accountability code for NOTAMs that 
announce FAA flight advisories or prohibitions for U.S. civil aviation 
operations in airspace for which the FAA is not the air navigation 
service provider. This amendment incorporates the flight prohibition 
set forth in the November 25, 2015 NOTAM into the rule; revises the 
approval process for proposed operations sponsored by other U.S. 
Government departments, agencies, and instrumentalities to align with 
the approval processes established for other recently published flight 
prohibition rules and clarifies the FAA's expectations regarding 
requests for approval; adds information about requests for exemption; 
reorganizes the placement of the rule within the General Operating and 
Flight Rules; and makes technical corrections to the regulatory text. 
This final rule will remain in effect for two years.

DATES: This final rule is effective on January 7, 2016.

FOR FURTHER INFORMATION CONTACT: For technical questions concerning 
this action, contact Michael Filippell, Air Transportation Division, 
AFS-220, Flight Standards Service, Federal Aviation Administration, 800 
Independence Avenue SW., Washington, DC 20591; telephone (202) 267-
8166; email [email protected].

SUPPLEMENTARY INFORMATION:

I. Executive Summary

    The FAA has determined that there is an unacceptable risk to U.S. 
civil aviation operating in the territory and airspace of Somalia at 
altitudes below FL260 resulting from terrorist and militant activity, 
as described in the Background section of this rule. This action 
incorporates into Special Federal Aviation Regulation (SFAR) No. 107, 
Sec.  91.1613, the expanded flight prohibition for U.S. civil aviation 
detailed in the November 25, 2015, 2015 NOTAM (KICZ A0031/15). The 
revised prohibition applies to flight operations in the territory and 
airspace of Somalia at altitudes below FL260 by all U.S. air carriers; 
U.S. commercial operators; persons exercising the privileges of a U.S. 
airman certificate, except when such persons are operating a U.S.-
registered aircraft for a foreign air carrier; and operators of U.S.-
registered civil aircraft, except when such operators are foreign air 
carriers. Prior to this rulemaking action, SFAR No. 107 prohibited 
certain flight operations within the territory and airspace of Somalia 
below FL200 (former paragraph 2 of SFAR No. 107). However, it permitted 
flights departing from countries adjacent to Somalia whose climb 
performance would not permit them to operate above FL200 prior to 
entering Somali airspace, to operate at altitudes below FL200 while 
operating within Somalia to the extent necessary to permit them to 
climb above FL200, subject to the approval of, and in accordance with 
the conditions established by, the appropriate authorities of Somalia 
(former paragraph 2(b) of SFAR No. 107). This amendment no longer 
provides such exceptions for flights departing from adjacent countries 
and entering Somali airspace below FL260. This amendment also reformats 
the rule to meet current Federal Register requirements; moves the rule 
from the beginning of part 91 of title 14, Code of Federal Regulations 
(CFR) to subpart M of that part; and revises the approval process for 
this SFAR for other U.S. Government departments, agencies, and 
instrumentalities to align with the approval process established for 
other recently published flight prohibition SFARs and clarifies the 
FAA's expectations regarding requests for approvals. It also adds 
information about requests for exemptions and makes technical 
corrections to the regulatory text.

II. Good Cause for Immediate Adoption

    Section 553(b)(3)(B) of title 5, U.S. Code, authorizes agencies to 
dispense with notice and comment procedures for rules when the agency 
for ``good cause'' finds that those procedures are ``impracticable, 
unnecessary, or contrary to the public interest.'' In this instance, 
the FAA finds that notice and public comment to this immediately 
adopted final rule, as well as any delay in the effective date of this 
rule, are contrary to the public interest due to the immediate need to 
address the hazards to U.S. civil aviation that continue to exist in 
the territory and airspace of Somalia, as described in the Background 
section of this rule.

III. Authority for This Rulemaking

    The FAA is responsible for the safety of flight in the U.S. and for 
the safety of U.S. civil operators, U.S.-registered civil aircraft, and 
U.S.-certificated

[[Page 722]]

airmen throughout the world. The FAA's authority to issue rules on 
aviation safety is found in title 49, U.S. Code. Subtitle I, section 
106(f), describes the authority of the FAA Administrator. Subtitle VII 
of title 49, Aviation Programs, describes in more detail the scope of 
the agency's authority. Section 40101(d)(1) provides that the 
Administrator shall consider in the public interest, among other 
matters, assigning, maintaining, and enhancing safety and security as 
the highest priorities in air commerce. Section 40105(b)(1)(A) requires 
the Administrator to exercise his authority consistently with the 
obligations of the U.S. Government under international agreements.
    This rulemaking is promulgated under the authority described in 
Subtitle VII, Part A, subpart III, section 44701, General requirements. 
Under that section, the FAA is charged broadly with promoting safe 
flight of civil aircraft in air commerce by prescribing, among other 
things, regulations and minimum standards for practices, methods, and 
procedures that the Administrator finds necessary for safety in air 
commerce and national security. This regulation is within the scope of 
that authority, because it prohibits the persons subject to paragraph 
(a) of Special Federal Aviation Regulation (SFAR) No. 107, Sec.  
91.1613, (formerly paragraph 1 of SFAR No. 107) from conducting flight 
operations at altitudes below FL 260 in the territory and airspace of 
Somalia due to the hazards to the safety of such persons' flight 
operations, as described in the Background section of this rule.

IV. Background

    The FAA issued SFAR No. 107, effective March 30, 2007 (72 FR 16710, 
April 5, 2007), because it had aviation safety and national security 
concerns regarding the safety of U.S. civil flight operations in 
Somalia, as well as overflights of Somalia below FL200. On March 9, 
2007, the fuselage of an IL-76 aircraft supporting the deployment of 
Ugandan peacekeeping forces to Somalia exploded and caught fire just 
above the landing gear while on final approach to Mogadishu 
International Airport (HCMM). There was evidence to support the 
possibility that the aircraft might have been struck by a rocket-
propelled grenade (RPG) while 2.5-3 kilometers off the coast of Somalia 
at approximately 120 meters in altitude. The aircraft was able to land 
at Mogadishu, but was heavily damaged, although no serious injuries 
occurred to any crew or passengers. While there were conflicting 
accounts regarding the cause of the incident, the FAA believed at the 
time that the attack on the IL-76 was probably caused by an RPG. The 
FAA could not rule out the possibility that some individuals also had 
access to man-portable air defense systems (MANPADS) that could be used 
against those persons covered by SFAR No. 107. In addition, on March 
23, 2007, an IL-76 aircraft crashed after taking off from Mogadishu 
airport, killing all the passengers and crew. The aircraft brought 
engineers and parts to the IL-76 crippled in the March 9, 2007, 
incident. Although the cause of the crash was under investigation at 
the time SFAR No. 107 was issued, there was a possibility the IL-76 was 
downed by a MANPAD or RPG. These incidents occurred days after unknown 
individuals attacked the airport at Mogadishu with mortars, causing 
minimal damage. Consequently, the FAA determined that it was not safe 
for persons subject to SFAR No. 107 to overfly Somali territory below 
FL200 and that it was not in the United States' national security 
interests for such persons to engage in flight operations within the 
territory and airspace of Somalia below that altitude. Subsequent 
review of the IL-76 incidents later assessed that both attacks likely 
involved MANPADS.
    The security situation in Somalia remains unstable. The FAA has 
continued to monitor hazards to U.S. civil aviation in the territory 
and airspace of Somalia and has determined that the risk from terrorist 
and militant activity now makes it unsafe for U.S. civil flights to 
operate in the territory and airspace of Somalia at altitudes below 
FL260. On May 12, 2015, the FAA published NOTAM FDC 5/0120, which 
prohibited all U.S. civil flight operations in the territory and 
airspace of Somalia at altitudes below FL260, due to an unacceptable 
risk to U.S. civil aviation operations at altitudes below FL260 from 
terrorist and militant activity. This NOTAM increased restrictions on 
U.S. civil aviation operations in the territory and airspace of Somalia 
beyond the restrictions contained in SFAR No. 107, which remained in 
effect.
    On November 25, 2015, KICZ NOTAM A0031/15 replaced FDC NOTAM 5/0120 
(A0018/15). The new NOTAM was published as the FAA transitioned from 
using Flight Data Center NOTAMs to the new KICZ accountability code for 
NOTAMS that announce FAA flight advisories or prohibitions for U.S. 
civil aviation operations in airspace for which the FAA is not the air 
navigation service provider. The details of the FAA's flight 
prohibition remained unchanged. This rule incorporates the expanded 
restrictions contained in the NOTAM into SFAR No. 107.
    International civil air routes that transit Somali airspace and 
aircraft operating to and from Somali airports remain at risk from 
terrorist and militant groups potentially employing anti-aircraft 
weapons, including MANPADS, small-arms fire and indirect fire from 
mortars and rockets targeting airports. Some of these weapons have the 
capability to target aircraft upon approach and departure and at higher 
altitudes. The terrorist group al-Shabaab is active in Somalia and has 
demonstrated the capability and intent to target U.S. and Western 
interests. Al-Shabaab has conducted multiple attacks against civil 
aviation, including the previously mentioned attacks on two IL-76 
aircraft in March 2007, likely using MANPADS. These attacks were part 
of the basis for the original SFAR. Al-Shabaab has also conducted 
ground assaults against Mogadishu International Airport (HCMM), the 
most recent of which occurred in December 2014. Attacks against 
aircraft in-flight or Somali airports can occur with little or no 
warning.
    Given the uncertainty about when the above-described hazards to 
U.S. civil aviation will abate sufficiently to allow for safe U.S. 
civil aviation operations in the territory and airspace of Somalia 
below FL260, this amendment follows up on the November 25, 2015, NOTAM 
(KICZ A0031/15) by incorporating the flight prohibition contained in 
the NOTAM into the CFR. This amendment also places SFAR No. 107 in 
subpart M of part 91 in the new 14 CFR 91.1613.
    The FAA will continue to actively evaluate the area to determine to 
what extent U.S. civil aviation may be able to safely operate therein. 
Adjustments to this SFAR may be appropriate if the risk to aviation 
safety and security changes. The FAA may amend or rescind this SFAR, as 
necessary, prior to its expiration date.
    Additionally, the FAA is amending the approval process and approval 
conditions for SFAR No. 107, Sec.  91.1613. The FAA believes that it 
has provided more streamlined approval processes for other U.S. 
government departments, agencies, and instrumentalities in more recent 
flight prohibition SFARs than the current SFAR No. 107 approval process 
would allow, and that an approval process similar to those adopted for 
recent SFARs may be instituted for SFAR No. 107, Sec.  91.1613, while 
still addressing the risks to U.S. civil aviation in the territory and 
airspace of Somalia below FL260. The FAA is also

[[Page 723]]

clarifying its expectations regarding requests for approval and 
revising the approval conditions that will apply to operations 
authorized by other U.S. Government departments, agencies, and 
instrumentalities and approved by the FAA to streamline the approval 
conditions along the lines of the approval conditions contained in 
recent flight prohibition SFARs and to reflect the termination of 
statutory authorization for the FAA premium war risk insurance program. 
Section 102 of Division L of the Consolidated and Further Continuing 
Appropriations Act, 2015, Public Law 113-235, December 16, 2014, inter 
alia, amended 49 U.S.C. 44302(f) and 44310(a) to specify the 
termination dates in those sections as December 11, 2014. The effect 
was to terminate coverage under FAA's premium war risk insurance 
program as of December 11, 2014. The FAA is also specifying special 
requirements for petitions for exemption from SFAR No. 107, Sec.  
91.1613.
    Because the circumstances described herein warrant immediate action 
by the FAA, I find that notice and public comment under 5 U.S.C. 
553(b)(3)(B) are impracticable and contrary to the public interest. 
Further, I find that good cause exists under 5 U.S.C. 553(d) for making 
this rule effective immediately upon issuance. I also find that this 
action is fully consistent with the obligations under 49 U.S.C. 40105 
to ensure that I exercise my duties consistently with the obligations 
of the United States under international agreements.

V. Revised Approval Process Based on a Request From a Department, 
Agency, or Instrumentality of the United States Government

    If a department, agency, or instrumentality of the U.S. Government 
determines that it has a critical need to engage any person covered 
under SFAR No. 107, Sec.  91.1613, including a U.S. air carrier or a 
U.S. commercial operator, to conduct a charter to transport civilian or 
military passengers or cargo or other operations in the territory and 
airspace of Somalia below FL260, that department, agency, or 
instrumentality may request that the FAA approve persons covered under 
SFAR No. 107, Sec.  91.1613, to conduct such operations. An approval 
request must be made directly by the requesting department, agency or 
instrumentality of the U.S. Government to the FAA's Associate 
Administrator for Aviation Safety (AVS-1) in a letter signed by an 
appropriate senior official of the requesting department, agency, or 
instrumentality. Requests for approval submitted to the FAA by anyone 
other than the requesting department, agency, or instrumentality will 
not be accepted and will not be processed. In addition, the senior 
official signing the letter requesting FAA approval on behalf of the 
requesting department, agency, or instrumentality must be sufficiently 
highly placed within his or her organization to demonstrate that the 
senior leadership of the requesting department, agency, or 
instrumentality supports the request for approval and is committed to 
taking all necessary steps to minimize operational risks to the 
proposed flights. The senior official must also be in a position to: 
(1) Attest to the accuracy of all representations made to the FAA in 
the request for approval and (2) ensure that any support from the 
requesting U.S. government department, agency, or instrumentality 
described in the request for approval is in fact brought to bear and is 
maintained over time. Unless justified by exigent circumstances, 
requests for approval must be submitted to the FAA no less than 30 
calendar days before the date on which the requesting department, 
agency, or instrumentality wishes the proposed operations, if approved 
by the FAA, to commence.
    The letter must be sent by the requesting department, agency, or 
instrumentality to the Associate Administrator for Aviation Safety 
(AVS-1), Federal Aviation Administration, 800 Independence Avenue SW., 
Washington, DC 20591. Electronic submissions are acceptable, and the 
requesting entity may request that the FAA notify it electronically as 
to whether the approval request is granted. If a requestor wishes to 
make an electronic submission to the FAA, the requestor should contact 
the Air Transportation Division, Flight Standards Service, at (202) 
267-8166 to obtain the appropriate email address. A single letter may 
request approval from the FAA for multiple persons covered under SFAR 
No. 107, Sec.  91.1613, and/or for multiple flight operations. To the 
extent known, the letter must identify the person(s) covered under the 
SFAR on whose behalf the U.S. Government department, agency, or 
instrumentality is seeking FAA approval, and it must describe--
     The proposed operation(s), including the nature of the 
mission being supported;
     The service to be provided by the person(s) covered by the 
SFAR;
     To the extent known, the specific locations in the 
territory and airspace of Somalia below FL260 where the proposed 
operation(s) will be conducted, including, but not limited to, the 
flight path and altitude of the aircraft while it is operating in the 
territory and airspace of Somalia at altitudes below FL260 and the 
airports, airfields and/or landing zones at which the aircraft will 
take-off and land; and
     The method by which the department, agency, or 
instrumentality will provide, or how the operator will otherwise 
obtain, current threat information and an explanation of how the 
operator will integrate this information into all phases of the 
proposed operations (e.g., pre-mission planning and briefing, in-
flight, and post-flight).
    The request for approval must also include a list of operators with 
whom the U.S. Government department, agency, or instrumentality 
requesting FAA approval has a current contract(s), grant(s), or 
cooperative agreement(s) (or with whom its prime contractor has a 
subcontract(s)) for specific flight operations in the territory and 
airspace of Somalia at altitudes below FL260. Additional operators may 
be identified to the FAA at any time after the FAA approval is issued. 
However, all additional operators must be identified to, and obtain an 
Operations Specification (OpSpec) or Letter of Authorization (LOA), as 
appropriate, from, the FAA for operations in the territory and airspace 
of Somalia at altitudes below FL260 before such operators commence such 
operations. The revised approval conditions discussed below will apply 
to any such additional operators. Updated lists should be sent to the 
email address to be obtained from the Air Transportation Division by 
calling (202) 267-8166.
    If an approval request includes classified information, requestors 
may contact Aviation Safety Inspector Michael Filippell for 
instructions on submitting it to the FAA. His contact information is 
listed in the For Further Information Contact section of this final 
rule.
    FAA approval of an operation under SFAR No. 107, Sec.  91.1613, 
does not relieve persons subject to this SFAR of their responsibility 
to comply with all applicable FAA rules and regulations. Operators of 
civil aircraft must also comply with the conditions of their 
certificate, OpSpecs, and LOAs, as applicable. Operators must further 
comply with all rules and regulations of other U.S. Government 
departments and agencies that may apply to the proposed operations, 
including, but not limited to, the Transportation Security Regulations 
issued by the Transportation Security Administration, Department of 
Homeland Security.

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Revised Approval Conditions

    If the FAA approves the request, the FAA's Aviation Safety 
Organization (AVS) will send an approval letter to the requesting 
department, agency, or instrumentality informing it that the FAA's 
approval is subject to all of the following conditions:
    (1) The approval will stipulate those procedures and conditions 
that limit, to the greatest degree possible, the risk to the operator, 
while still allowing the operator to achieve its operational 
objectives.
    (2) Before any approval takes effect, the operator must submit to 
the FAA:
    (a) A written release of the U.S. Government from all damages, 
claims, and liabilities, including without limitation legal fees and 
expenses; and
    (b) the operator's agreement to indemnify the U.S. Government with 
respect to any and all third-party damages, claims, and liabilities, 
including without limitation legal fees and expenses, relating to any 
event arising from or related to the approved operations in the 
territory and airspace of Somalia below FL260.
    (3) Other conditions that the FAA may specify, including those that 
may be imposed in OpSpecs or LOAs, as applicable.
    The release and agreement to indemnify do not preclude an operator 
from raising a claim under an applicable non-premium war risk insurance 
policy issued by the FAA under chapter 443 of title 49, United States 
Code.
    If the proposed operation or operations are approved, the FAA will 
issue an OpSpec or an LOA, as applicable, to the operator authorizing 
the operation or operations, and will notify the department, agency, or 
instrumentality that requested the FAA's approval of any additional 
conditions beyond those contained in the approval letter. The 
requesting department, agency, or instrumentality must have a contract, 
grant, or cooperative agreement (or its prime contractor must have a 
subcontract) with the person(s) described in paragraph (a) of this SFAR 
No. 107, Sec.  91.1613 (formerly paragraph 1 of SFAR No. 107), on whose 
behalf the department, agency, or instrumentality requests FAA 
approval.

VI. Requests for Exemption

    Any operations not conducted under an approval issued by the FAA 
through the approval process set forth previously must be conducted 
under an exemption from SFAR No. 107, Sec.  91.1613. A request by any 
person covered under SFAR No. 107, Sec.  91.1613, for an exemption must 
comply with 14 CFR part 11, and will require exceptional circumstances 
beyond those contemplated by the approval process set forth above. In 
addition to the information required by 14 CFR 11.81, at a minimum, the 
requestor must describe in its submission to the FAA--
     The proposed operation(s), including the nature of the 
operation;
     The service to be provided by the person(s) covered by the 
SFAR;
     The specific locations in the territory and airspace of 
Somalia below FL260 where the proposed operation(s) will be conducted, 
including, but not limited to, the flight path and altitude of the 
aircraft while it is operating in the territory and airspace of Somalia 
below FL260 and the airports, airfields and/or landing zones at which 
the aircraft will take-off and land; and
     The method by which the operator will obtain current 
threat information, and an explanation of how the operator will 
integrate this information into all phases of its proposed operations 
(e.g., the pre-mission planning and briefing, in-flight, and post-
flight phases).
    Additionally, the release and agreement to indemnify, as referred 
to above, will be required as a condition of any exemption that may be 
issued under SFAR No. 107, Sec.  91.1613.
    The FAA recognizes that operations that may be affected by SFAR No. 
107, Sec.  91.1613, including this amendment, may be planned for the 
governments of other countries with the support of the U.S. Government. 
While these operations will not be permitted through the approval 
process, the FAA will process exemption requests for such operations on 
an expedited basis and prior to any private exemption requests.

VII. Regulatory Notices and Analyses

A. Regulatory Evaluation

    Changes to Federal regulations must undergo several economic 
analyses. First, Executive Orders 12866 and 13563 direct that each 
Federal agency shall propose or adopt a regulation only upon a reasoned 
determination that the benefits of the intended regulation justify its 
costs. Second, the Regulatory Flexibility Act of 1980 (Pub. L. 96-354), 
as codified in 5 U.S.C. 603 et seq., requires agencies to analyze the 
economic impact of regulatory changes on small entities. Third, the 
Trade Agreements Act (Pub. L. 96-39), as amended, 19 U.S.C. Chapter 13, 
prohibits agencies from setting standards that create unnecessary 
obstacles to the foreign commerce of the United States. In developing 
U.S. standards, the Trade Agreements Act requires agencies to consider 
international standards and, where appropriate, that they be the basis 
of U.S. standards. Fourth, the Unfunded Mandates Reform Act of 1995 
(Pub. L. 104-4), as codified in 2 U.S.C. Chapter 25, requires agencies 
to prepare a written assessment of the costs, benefits, and other 
effects of proposed or final rules that include a Federal mandate 
likely to result in the expenditure by State, local, or tribal 
governments, in the aggregate, or by the private sector, of $100 
million or more annually (adjusted for inflation with base year of 
1995). This portion of the preamble summarizes the FAA's analysis of 
the economic impacts of this final rule.
    In conducting these analyses, FAA has determined that this final 
rule has benefits that justify its costs and is a ``significant 
regulatory action'' as defined in section 3(f) of Executive Order 
12866, because it raises novel policy issues contemplated under that 
Executive Order. The rule is also ``significant'' as defined in DOT's 
Regulatory Policies and Procedures. The final rule will not have a 
significant economic impact on a substantial number of small entities, 
will not create unnecessary obstacles to the foreign commerce of the 
United States, and will not impose an unfunded mandate on State, local, 
or tribal governments, or on the private sector by exceeding the 
threshold identified above.
    Department of Transportation Order 2100.5 prescribes policies and 
procedures for simplification, analysis, and review of regulations. If 
the expected cost impact is so minimal that a proposed or final rule 
does not warrant a full evaluation, this order permits a statement to 
that effect and the basis for it to be included in the preamble if a 
full regulatory evaluation of the costs and benefits is not prepared. 
Such a determination has been made for this final rule. The reasoning 
for this determination follows.
    Due to the significant hazards to U.S. civil aviation described in 
the Background section of this rule, this rule incorporates into SFAR 
No. 107, Sec.  91.1613, the prohibition of U.S. civil flights in the 
territory and airspace of Somalia at altitudes below FL260 issued by 
the FAA in NOTAM FDC 5/0120 on May 12, 2015, and continued in KICZ 
NOTAM A0031/15, which was issued on November 25, 2015. Before the FAA 
issued the May 12, 2015, NOTAM, the FAA prohibited U.S. civil flights 
in the territory and airspace of Somalia below FL200, rather than below 
FL260. However, flights departing from countries adjacent to Somalia 
whose

[[Page 725]]

climb performance would not permit operation above FL200 prior to 
entering Somali airspace were permitted to operate at altitudes below 
FL200 within Somalia to the extent necessary to permit a climb above 
FL200, subject to the approval of, and in accordance with the 
conditions established by, the appropriate authorities of Somalia.
    The fuel and time costs associated with increasing altitude from 
FL200 to FL260 before overflying Somalia are minimal per flight. Also 
minimal per flight are the fuel and time costs for persons subject to 
SFAR No. 107, Sec.  91.1613, departing from countries adjacent to 
Somalia (Kenya, Ethiopia, Djibouti, and Yemen), who are now required to 
be at altitudes at or above FL260 when entering Somali airspace. In 
addition, given the current hazards to U.S. civil aviation outlined in 
the Background section of this rule, the FAA believes there are very 
few U.S. operators who wish to overfly Somalia at altitudes below 
FL260. Consequently, the FAA estimates the costs of this rule to be 
minimal. These minimal costs are exceeded by the significant benefits 
of avoided deaths or property damage that would result from a U.S. 
operator's aircraft being shot down (or otherwise damaged) due to the 
hazards (described in the Background section of this final rule) to 
U.S. civil aviation in the territory and airspace of Somalia below 
FL260.

B. Regulatory Flexibility Determination

    The Regulatory Flexibility Act of 1980 (Pub. L. 96-354) (RFA) 
establishes ``as a principle of regulatory issuance that agencies shall 
endeavor, consistent with the objectives of the rule and of applicable 
statutes, to fit regulatory and informational requirements to the scale 
of the businesses, organizations, and governmental jurisdictions 
subject to regulation. To achieve this principle, agencies are required 
to solicit and consider flexible regulatory proposals and to explain 
the rationale for their actions to assure that such proposals are given 
serious consideration.'' The RFA covers a wide range of small entities, 
including small businesses, not-for-profit organizations, and small 
governmental jurisdictions.
    Agencies must perform a review to determine whether a rule will 
have a significant economic impact on a substantial number of small 
entities. If the agency determines that it will, the agency must 
prepare a regulatory flexibility analysis as described in the RFA. 
However, if an agency determines that a rule is not expected to have a 
significant economic impact on a substantial number of small entities, 
section 605(b) of the RFA provides that the head of the agency may so 
certify and a regulatory flexibility analysis is not required. The 
certification must include a statement providing the factual basis for 
this determination, and the reasoning should be clear.
    While there are a substantial number of United States operators who 
are small entities, the number of affected flights is expected to be 
few, and the required change in flight path and altitude would result 
in minimal additional time and operating expense. Therefore, as 
provided in section 605(b), the head of the FAA certifies that this 
rulemaking will not result in a significant economic impact on a 
substantial number of small entities.

C. International Trade Impact Assessment

    The Trade Agreements Act of 1979 (Pub. L. 96-39), as amended, 
prohibits Federal agencies from establishing standards or engaging in 
related activities that create unnecessary obstacles to the foreign 
commerce of the United States. Pursuant to this Act, the establishment 
of standards is not considered an unnecessary obstacle to the foreign 
commerce of the United States, so long as the standard has a legitimate 
domestic objective, such as the protection of safety, and does not 
operate in a manner that excludes imports that meet this objective. The 
statute also requires consideration of international standards and, 
where appropriate, that they be the basis for U.S. standards.
    The FAA has assessed the effect of this final rule and determined 
that its purpose is to protect the safety of U.S. civil aviation from a 
hazard outside the U.S. Therefore, the rule is in compliance with the 
Trade Agreements Act.

D. Unfunded Mandates Assessment

    Title II of the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-
4) requires each Federal agency to prepare a written statement 
assessing the effects of any Federal mandate in a proposed or final 
agency rule that may result in an expenditure of $100 million or more 
(in 1995 dollars) in any one year by State, local, and tribal 
governments, in the aggregate, or by the private sector; such a mandate 
is deemed to be a ``significant regulatory action.'' The FAA currently 
uses an inflation-adjusted value of $155.0 million in lieu of $100 
million.
    This final rule does not contain such a mandate. Therefore, the 
requirements of Title II of the Act do not apply.

E. Paperwork Reduction Act

    The Paperwork Reduction Act of 1995 (44 U.S.C. 3507(d)) requires 
that the FAA consider the impact of paperwork and other information 
collection burdens imposed on the public. The FAA has determined that 
there is no new requirement for information collection associated with 
this immediately adopted final rule.

F. International Compatibility and Cooperation

    In keeping with U.S. obligations under the Convention on 
International Civil Aviation, it is FAA policy to conform to 
International Civil Aviation Organization (ICAO) Standards and 
Recommended Practices to the maximum extent practicable. The FAA has 
determined that there are no ICAO Standards and Recommended Practices 
that correspond to this regulation.

G. Environmental Analysis

    FAA Order 1050.1F identifies FAA actions that are categorically 
excluded from preparation of an environmental assessment or 
environmental impact statement under the National Environmental Policy 
Act (NEPA) in the absence of extraordinary circumstances. The FAA has 
determined this rulemaking action qualifies for the categorical 
exclusion identified in paragraph 5-6.6f of this order and involves no 
extraordinary circumstances.
    The FAA has reviewed the implementation of this SFAR and determined 
it is categorically excluded from further environmental review 
according to FAA Order 1050.1F, ``Environmental Impacts: Policies and 
Procedures,'' paragraph 5-6.6f. The FAA has examined possible 
extraordinary circumstances and determined that no such circumstances 
exist. After careful and thorough consideration of the action, the FAA 
finds that this Federal action does not require preparation of an 
Environmental Assessment or Environmental Impact Statement in 
accordance with the requirements of NEPA, Council on Environmental 
Quality (CEQ) regulations, and FAA Order 1050.1F.

VI. Executive Order Determinations

A. Executive Order 13132, Federalism

    The FAA has analyzed this immediately adopted final rule under the 
principles and criteria of Executive Order 13132, Federalism. The 
agency has determined that this action would not have a substantial 
direct effect on the States, or the relationship between the Federal 
Government and the States,

[[Page 726]]

or on the distribution of power and responsibilities among the various 
levels of government, and, therefore, would not have Federalism 
implications.

B. Executive Order 13211, Regulations That Significantly Affect Energy 
Supply, Distribution, or Use

    The FAA analyzed this immediately adopted final rule under 
Executive Order 13211, Actions Concerning Regulations that 
Significantly Affect Energy Supply, Distribution, or Use (May 18, 
2001). The agency has determined that it would not be a ``significant 
energy action'' under the executive order and would not be likely to 
have a significant adverse effect on the supply, distribution, or use 
of energy.

C. Executive Order 13609, Promoting International Regulatory 
Cooperation

    Executive Order 13609, Promoting International Regulatory 
Cooperation, (77 FR 26413, May 4, 2012) promotes international 
regulatory cooperation to meet shared challenges involving health, 
safety, labor, security, environmental, and other issues and to reduce, 
eliminate, or prevent unnecessary differences in regulatory 
requirements. The FAA has analyzed this action under the policies and 
agency responsibilities of Executive Order 13609, and has determined 
that this action would have no effect on international regulatory 
cooperation.

VII. Additional Information

A. Availability of Rulemaking Documents

    An electronic copy of rulemaking documents may be obtained from the 
Internet by--
     Searching the Federal eRulemaking Portal (http://www.regulations.gov);
     Visiting the FAA's Regulations and Policies Web page at 
http://www.faa.gov/regulations_policies or
     Accessing the Government Publishing Office's Web page at 
http://www.fdsys.gov.
    Copies may also be obtained by sending a request (identified by 
amendment or docket number of this rulemaking) to the Federal Aviation 
Administration, Office of Rulemaking, ARM-1, 800 Independence Avenue 
SW., Washington, DC 20591, or by calling (202) 267-9677. Please 
identify the docket or amendment number of this rulemaking in your 
request.
    Except for classified material, all documents the FAA considered in 
developing this rule, including economic analyses and technical 
reports, may be accessed from the Internet through the Federal 
eRulemaking Portal referenced above.

B. Small Business Regulatory Enforcement Fairness Act

    The Small Business Regulatory Enforcement Fairness Act of 1996 
(SBREFA) requires FAA to comply with small entity requests for 
information or advice about compliance with statutes and regulations 
within its jurisdiction. A small entity with questions regarding this 
document may contact its local FAA official, or the person listed under 
the FOR FURTHER INFORMATION CONTACT heading at the beginning of the 
preamble. To find out more about SBREFA on the Internet, visit http://www.faa.gov/regulations_policies/rulemaking/sbre_act/.

List of Subjects in 14 CFR Part 91

    Air traffic control, Aircraft, Airmen, Airports, Aviation safety, 
Freight, Somalia.

The Amendment

    In consideration of the foregoing, the Federal Aviation 
Administration amends chapter I of title 14, Code of Federal 
Regulations as follows:

PART 91--GENERAL OPERATING AND FLIGHT RULES

0
1. The authority citation for part 91 continues to read as follows:

    Authority:  49 U.S.C. 106(f), 106(g), 1155, 40101, 40103, 40105, 
40113, 40120, 44101, 44111, 44701, 44704, 44709, 44711, 44712, 
44715, 44716, 44717, 44722, 46306, 46315, 46316, 46504, 46506-46507, 
47122, 47508, 47528-47531, 47534, articles 12 and 29 of the 
Convention on International Civil Aviation (61 Stat. 1180), (126 
Stat. 11).

Special Federal Aviation Regulation No. 107--[Removed]

0
2. Remove Special Federal Aviation Regulation No. 107 from part 91.

0
3. Add Sec.  91.1613 to subpart M to read as follows:


Sec.  91.1613  Special Federal Aviation Regulation No. 107--Prohibition 
Against Certain Flights in the Territory and Airspace of Somalia.

    (a) Applicability. This Special Federal Aviation Regulation (SFAR) 
applies to the following persons:
    (1) All U.S. air carriers and U.S. commercial operators;
    (2) All persons exercising the privileges of an airman certificate 
issued by the FAA, except when such persons are operating U.S.-
registered aircraft for a foreign air carrier; and
    (3) All operators of U.S.-registered civil aircraft, except where 
the operator of such aircraft is a foreign air carrier.
    (b) Flight prohibition. Except as provided in paragraphs (c) and 
(d) of this section, no person described in paragraph (a) of this 
section may conduct flight operations in the territory and airspace of 
Somalia at altitudes below Flight Level (FL) 260. Overflights of 
Somalia may be conducted at or above FL260 subject to the approval of, 
and in accordance with the conditions established by, the appropriate 
authorities of Somalia.
    (c) Permitted operations. This section does not prohibit persons 
described in paragraph (a) of this section from conducting flight 
operations in the territory and airspace of Somalia at altitudes below 
FL260, provided that such flight operations are conducted under a 
contract, grant, or cooperative agreement with a department, agency, or 
instrumentality of the U.S. government (or under a subcontract between 
the prime contractor of the department, agency, or instrumentality, and 
the person described in paragraph (a) of this section) with the 
approval of the FAA or under an exemption issued by the FAA. The FAA 
will process requests for approval or exemption in a timely manner, 
with the order of preference being: First, for those operations in 
support of U.S. government-sponsored activities; second, for those 
operations in support of government-sponsored activities of a foreign 
country with the support of a U.S. government department, agency, or 
instrumentality; and third, for all other operations.
    (d) Emergency situations. In an emergency that requires immediate 
decision and action for the safety of the flight, the pilot in command 
of an aircraft may deviate from this section to the extent required by 
that emergency. Except for U.S. air carriers and commercial operators 
that are subject to the requirements of 14 CFR part 119, 121, 125, or 
135, each person who deviates from this section must, within 10 days of 
the deviation, excluding Saturdays, Sundays, and Federal holidays, 
submit to the nearest FAA Flight Standards District Office (FSDO) a 
complete report of the operations of the aircraft involved in the 
deviation, including a description of the deviation and the reasons for 
it.
    (e) Expiration. This SFAR will remain in effect until January 7, 
2018. The FAA may amend, rescind, or extend this SFAR as necessary.

    Issued in Washington, DC, under the authority of 49 U.S.C. 
106(f), 40101(d)(1),

[[Page 727]]

40105(b)(1)(A), and 44701(a)(5), on December 23, 2015.
Michael P. Huerta,
Administrator.
[FR Doc. 2015-33257 Filed 1-6-16; 8:45 am]
 BILLING CODE 4910-13-P



                                                                                                                                                                                                  721

                                             Rules and Regulations                                                                                          Federal Register
                                                                                                                                                            Vol. 81, No. 4

                                                                                                                                                            Thursday, January 7, 2016



                                             This section of the FEDERAL REGISTER                    announce FAA flight advisories or                      prohibited certain flight operations
                                             contains regulatory documents having general            prohibitions for U.S. civil aviation                   within the territory and airspace of
                                             applicability and legal effect, most of which           operations in airspace for which the                   Somalia below FL200 (former paragraph
                                             are keyed to and codified in the Code of                FAA is not the air navigation service                  2 of SFAR No. 107). However, it
                                             Federal Regulations, which is published under           provider. This amendment incorporates                  permitted flights departing from
                                             50 titles pursuant to 44 U.S.C. 1510.
                                                                                                     the flight prohibition set forth in the                countries adjacent to Somalia whose
                                             The Code of Federal Regulations is sold by              November 25, 2015 NOTAM into the                       climb performance would not permit
                                             the Superintendent of Documents. Prices of              rule; revises the approval process for                 them to operate above FL200 prior to
                                             new books are listed in the first FEDERAL               proposed operations sponsored by other                 entering Somali airspace, to operate at
                                             REGISTER issue of each week.                            U.S. Government departments, agencies,                 altitudes below FL200 while operating
                                                                                                     and instrumentalities to align with the                within Somalia to the extent necessary
                                                                                                     approval processes established for other               to permit them to climb above FL200,
                                             DEPARTMENT OF TRANSPORTATION                            recently published flight prohibition                  subject to the approval of, and in
                                                                                                     rules and clarifies the FAA’s                          accordance with the conditions
                                             Federal Aviation Administration                         expectations regarding requests for                    established by, the appropriate
                                                                                                     approval; adds information about                       authorities of Somalia (former paragraph
                                             14 CFR Part 91                                          requests for exemption; reorganizes the                2(b) of SFAR No. 107). This amendment
                                             [Docket No.: FAA–2007–27602; Amdt. No.                  placement of the rule within the General               no longer provides such exceptions for
                                             91–339]                                                 Operating and Flight Rules; and makes                  flights departing from adjacent countries
                                                                                                     technical corrections to the regulatory                and entering Somali airspace below
                                             RIN 2120–AK75                                           text. This final rule will remain in effect            FL260. This amendment also reformats
                                                                                                     for two years.                                         the rule to meet current Federal
                                             Prohibition Against Certain Flights in                  DATES: This final rule is effective on                 Register requirements; moves the rule
                                             the Territory and Airspace of Somalia                   January 7, 2016.                                       from the beginning of part 91 of title 14,
                                             AGENCY:  Federal Aviation                               FOR FURTHER INFORMATION CONTACT: For                   Code of Federal Regulations (CFR) to
                                             Administration (FAA), Department of                     technical questions concerning this                    subpart M of that part; and revises the
                                             Transportation (DOT).                                   action, contact Michael Filippell, Air                 approval process for this SFAR for other
                                             ACTION: Final rule.                                     Transportation Division, AFS–220,                      U.S. Government departments, agencies,
                                                                                                     Flight Standards Service, Federal                      and instrumentalities to align with the
                                             SUMMARY:    This action amends and                      Aviation Administration, 800                           approval process established for other
                                             expands a prohibition against certain                   Independence Avenue SW.,                               recently published flight prohibition
                                             flights in the territory and airspace of                Washington, DC 20591; telephone (202)                  SFARs and clarifies the FAA’s
                                             Somalia that applies to all United States               267–8166; email michael.e.filippell@                   expectations regarding requests for
                                             (U.S.) air carriers; U.S. commercial                    faa.gov.                                               approvals. It also adds information
                                             operators; persons exercising the                       SUPPLEMENTARY INFORMATION:                             about requests for exemptions and
                                             privileges of a U.S. airman certificate,                                                                       makes technical corrections to the
                                             except when such persons are operating                  I. Executive Summary                                   regulatory text.
                                             a U.S.-registered aircraft for a foreign air               The FAA has determined that there is                II. Good Cause for Immediate Adoption
                                             carrier; and operators of U.S.-registered               an unacceptable risk to U.S. civil
                                             civil aircraft, except when such                        aviation operating in the territory and                   Section 553(b)(3)(B) of title 5, U.S.
                                             operators are foreign air carriers. The                 airspace of Somalia at altitudes below                 Code, authorizes agencies to dispense
                                             prohibition is expanded by raising the                  FL260 resulting from terrorist and                     with notice and comment procedures
                                             minimum Flight Level (FL) for flight                    militant activity, as described in the                 for rules when the agency for ‘‘good
                                             operations by such persons from FL200                   Background section of this rule. This                  cause’’ finds that those procedures are
                                             to FL260. The FAA is taking this action                 action incorporates into Special Federal               ‘‘impracticable, unnecessary, or contrary
                                             because it has determined that there is                 Aviation Regulation (SFAR) No. 107,                    to the public interest.’’ In this instance,
                                             an unacceptable risk to U.S. civil                      § 91.1613, the expanded flight                         the FAA finds that notice and public
                                             aviation operating in the territory and                 prohibition for U.S. civil aviation                    comment to this immediately adopted
                                             airspace of Somalia at altitudes below                  detailed in the November 25, 2015, 2015                final rule, as well as any delay in the
                                             FL260 resulting from terrorist and                      NOTAM (KICZ A0031/15). The revised                     effective date of this rule, are contrary
                                             militant activity. The security situation               prohibition applies to flight operations               to the public interest due to the
                                             in Somalia remains unstable. In                         in the territory and airspace of Somalia               immediate need to address the hazards
                                             response to this activity, the FAA                      at altitudes below FL260 by all U.S. air               to U.S. civil aviation that continue to
                                             published a Notice to Airmen (NOTAM)                    carriers; U.S. commercial operators;                   exist in the territory and airspace of
                                             on May 12, 2015, prohibiting U.S. civil                 persons exercising the privileges of a                 Somalia, as described in the Background
                                             flight operations in the territory and                  U.S. airman certificate, except when                   section of this rule.
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                                             airspace of Somalia at altitudes below                  such persons are operating a U.S.-
                                                                                                                                                            III. Authority for This Rulemaking
                                             FL260. The prohibition contained in the                 registered aircraft for a foreign air
                                             May 12, 2015 NOTAM was continued in                     carrier; and operators of U.S.-registered                The FAA is responsible for the safety
                                             a subsequent NOTAM issued on                            civil aircraft, except when such                       of flight in the U.S. and for the safety
                                             November 25, 2015 that used a new                       operators are foreign air carriers. Prior to           of U.S. civil operators, U.S.-registered
                                             accountability code for NOTAMs that                     this rulemaking action, SFAR No. 107                   civil aircraft, and U.S.-certificated


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                                             722                Federal Register / Vol. 81, No. 4 / Thursday, January 7, 2016 / Rules and Regulations

                                             airmen throughout the world. The                        cause of the incident, the FAA believed                prohibition remained unchanged. This
                                             FAA’s authority to issue rules on                       at the time that the attack on the IL–76               rule incorporates the expanded
                                             aviation safety is found in title 49, U.S.              was probably caused by an RPG. The                     restrictions contained in the NOTAM
                                             Code. Subtitle I, section 106(f),                       FAA could not rule out the possibility                 into SFAR No. 107.
                                             describes the authority of the FAA                      that some individuals also had access to                  International civil air routes that
                                             Administrator. Subtitle VII of title 49,                man-portable air defense systems                       transit Somali airspace and aircraft
                                             Aviation Programs, describes in more                    (MANPADS) that could be used against                   operating to and from Somali airports
                                             detail the scope of the agency’s                        those persons covered by SFAR No. 107.                 remain at risk from terrorist and militant
                                             authority. Section 40101(d)(1) provides                 In addition, on March 23, 2007, an IL–                 groups potentially employing anti-
                                             that the Administrator shall consider in                76 aircraft crashed after taking off from              aircraft weapons, including MANPADS,
                                             the public interest, among other matters,               Mogadishu airport, killing all the                     small-arms fire and indirect fire from
                                             assigning, maintaining, and enhancing                   passengers and crew. The aircraft                      mortars and rockets targeting airports.
                                             safety and security as the highest                      brought engineers and parts to the IL–                 Some of these weapons have the
                                             priorities in air commerce. Section                     76 crippled in the March 9, 2007,                      capability to target aircraft upon
                                             40105(b)(1)(A) requires the                             incident. Although the cause of the                    approach and departure and at higher
                                             Administrator to exercise his authority                 crash was under investigation at the                   altitudes. The terrorist group al-Shabaab
                                             consistently with the obligations of the                time SFAR No. 107 was issued, there                    is active in Somalia and has
                                             U.S. Government under international                     was a possibility the IL–76 was downed                 demonstrated the capability and intent
                                             agreements.                                             by a MANPAD or RPG. These incidents                    to target U.S. and Western interests. Al-
                                               This rulemaking is promulgated                        occurred days after unknown                            Shabaab has conducted multiple attacks
                                             under the authority described in                        individuals attacked the airport at                    against civil aviation, including the
                                             Subtitle VII, Part A, subpart III, section              Mogadishu with mortars, causing                        previously mentioned attacks on two
                                             44701, General requirements. Under                      minimal damage. Consequently, the                      IL–76 aircraft in March 2007, likely
                                             that section, the FAA is charged broadly                FAA determined that it was not safe for                using MANPADS. These attacks were
                                             with promoting safe flight of civil                     persons subject to SFAR No. 107 to                     part of the basis for the original SFAR.
                                             aircraft in air commerce by prescribing,                overfly Somali territory below FL200                   Al-Shabaab has also conducted ground
                                             among other things, regulations and                     and that it was not in the United States’              assaults against Mogadishu
                                             minimum standards for practices,                        national security interests for such                   International Airport (HCMM), the most
                                             methods, and procedures that the                        persons to engage in flight operations                 recent of which occurred in December
                                             Administrator finds necessary for safety                within the territory and airspace of                   2014. Attacks against aircraft in-flight or
                                             in air commerce and national security.                  Somalia below that altitude. Subsequent                Somali airports can occur with little or
                                             This regulation is within the scope of                  review of the IL–76 incidents later                    no warning.
                                             that authority, because it prohibits the                assessed that both attacks likely                         Given the uncertainty about when the
                                             persons subject to paragraph (a) of                     involved MANPADS.                                      above-described hazards to U.S. civil
                                             Special Federal Aviation Regulation                        The security situation in Somalia                   aviation will abate sufficiently to allow
                                             (SFAR) No. 107, § 91.1613, (formerly                    remains unstable. The FAA has                          for safe U.S. civil aviation operations in
                                             paragraph 1 of SFAR No. 107) from                       continued to monitor hazards to U.S.                   the territory and airspace of Somalia
                                             conducting flight operations at altitudes               civil aviation in the territory and                    below FL260, this amendment follows
                                             below FL 260 in the territory and                       airspace of Somalia and has determined                 up on the November 25, 2015, NOTAM
                                             airspace of Somalia due to the hazards                  that the risk from terrorist and militant              (KICZ A0031/15) by incorporating the
                                             to the safety of such persons’ flight                   activity now makes it unsafe for U.S.                  flight prohibition contained in the
                                             operations, as described in the                         civil flights to operate in the territory              NOTAM into the CFR. This amendment
                                             Background section of this rule.                        and airspace of Somalia at altitudes                   also places SFAR No. 107 in subpart M
                                                                                                     below FL260. On May 12, 2015, the                      of part 91 in the new 14 CFR 91.1613.
                                             IV. Background                                                                                                    The FAA will continue to actively
                                                                                                     FAA published NOTAM FDC 5/0120,
                                                The FAA issued SFAR No. 107,                         which prohibited all U.S. civil flight                 evaluate the area to determine to what
                                             effective March 30, 2007 (72 FR 16710,                  operations in the territory and airspace               extent U.S. civil aviation may be able to
                                             April 5, 2007), because it had aviation                 of Somalia at altitudes below FL260,                   safely operate therein. Adjustments to
                                             safety and national security concerns                   due to an unacceptable risk to U.S. civil              this SFAR may be appropriate if the risk
                                             regarding the safety of U.S. civil flight               aviation operations at altitudes below                 to aviation safety and security changes.
                                             operations in Somalia, as well as                       FL260 from terrorist and militant                      The FAA may amend or rescind this
                                             overflights of Somalia below FL200. On                  activity. This NOTAM increased                         SFAR, as necessary, prior to its
                                             March 9, 2007, the fuselage of an IL–76                 restrictions on U.S. civil aviation                    expiration date.
                                             aircraft supporting the deployment of                   operations in the territory and airspace                  Additionally, the FAA is amending
                                             Ugandan peacekeeping forces to                          of Somalia beyond the restrictions                     the approval process and approval
                                             Somalia exploded and caught fire just                   contained in SFAR No. 107, which                       conditions for SFAR No. 107, § 91.1613.
                                             above the landing gear while on final                   remained in effect.                                    The FAA believes that it has provided
                                             approach to Mogadishu International                        On November 25, 2015, KICZ                          more streamlined approval processes for
                                             Airport (HCMM). There was evidence to                   NOTAM A0031/15 replaced FDC                            other U.S. government departments,
                                             support the possibility that the aircraft               NOTAM 5/0120 (A0018/15). The new                       agencies, and instrumentalities in more
                                             might have been struck by a rocket-                     NOTAM was published as the FAA                         recent flight prohibition SFARs than the
                                             propelled grenade (RPG) while 2.5–3                     transitioned from using Flight Data                    current SFAR No. 107 approval process
                                             kilometers off the coast of Somalia at                                                                         would allow, and that an approval
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                                                                                                     Center NOTAMs to the new KICZ
                                             approximately 120 meters in altitude.                   accountability code for NOTAMS that                    process similar to those adopted for
                                             The aircraft was able to land at                        announce FAA flight advisories or                      recent SFARs may be instituted for
                                             Mogadishu, but was heavily damaged,                     prohibitions for U.S. civil aviation                   SFAR No. 107, § 91.1613, while still
                                             although no serious injuries occurred to                operations in airspace for which the                   addressing the risks to U.S. civil
                                             any crew or passengers. While there                     FAA is not the air navigation service                  aviation in the territory and airspace of
                                             were conflicting accounts regarding the                 provider. The details of the FAA’s flight              Somalia below FL260. The FAA is also


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                                                                Federal Register / Vol. 81, No. 4 / Thursday, January 7, 2016 / Rules and Regulations                                           723

                                             clarifying its expectations regarding                   than the requesting department, agency,                to, the flight path and altitude of the
                                             requests for approval and revising the                  or instrumentality will not be accepted                aircraft while it is operating in the
                                             approval conditions that will apply to                  and will not be processed. In addition,                territory and airspace of Somalia at
                                             operations authorized by other U.S.                     the senior official signing the letter                 altitudes below FL260 and the airports,
                                             Government departments, agencies, and                   requesting FAA approval on behalf of                   airfields and/or landing zones at which
                                             instrumentalities and approved by the                   the requesting department, agency, or                  the aircraft will take-off and land; and
                                             FAA to streamline the approval                          instrumentality must be sufficiently                      • The method by which the
                                             conditions along the lines of the                       highly placed within his or her                        department, agency, or instrumentality
                                             approval conditions contained in recent                 organization to demonstrate that the                   will provide, or how the operator will
                                             flight prohibition SFARs and to reflect                 senior leadership of the requesting                    otherwise obtain, current threat
                                             the termination of statutory                            department, agency, or instrumentality                 information and an explanation of how
                                             authorization for the FAA premium war                   supports the request for approval and is               the operator will integrate this
                                             risk insurance program. Section 102 of                  committed to taking all necessary steps                information into all phases of the
                                             Division L of the Consolidated and                      to minimize operational risks to the                   proposed operations (e.g., pre-mission
                                             Further Continuing Appropriations Act,                  proposed flights. The senior official                  planning and briefing, in-flight, and
                                             2015, Public Law 113–235, December                      must also be in a position to: (1) Attest              post-flight).
                                             16, 2014, inter alia, amended 49 U.S.C.                 to the accuracy of all representations                    The request for approval must also
                                             44302(f) and 44310(a) to specify the                    made to the FAA in the request for                     include a list of operators with whom
                                             termination dates in those sections as                  approval and (2) ensure that any                       the U.S. Government department,
                                             December 11, 2014. The effect was to                    support from the requesting U.S.                       agency, or instrumentality requesting
                                             terminate coverage under FAA’s                          government department, agency, or                      FAA approval has a current contract(s),
                                             premium war risk insurance program as                   instrumentality described in the request               grant(s), or cooperative agreement(s) (or
                                             of December 11, 2014. The FAA is also                   for approval is in fact brought to bear                with whom its prime contractor has a
                                             specifying special requirements for                     and is maintained over time. Unless                    subcontract(s)) for specific flight
                                             petitions for exemption from SFAR No.                   justified by exigent circumstances,                    operations in the territory and airspace
                                             107, § 91.1613.                                         requests for approval must be submitted                of Somalia at altitudes below FL260.
                                                Because the circumstances described                  to the FAA no less than 30 calendar                    Additional operators may be identified
                                             herein warrant immediate action by the                  days before the date on which the                      to the FAA at any time after the FAA
                                             FAA, I find that notice and public                      requesting department, agency, or                      approval is issued. However, all
                                             comment under 5 U.S.C. 553(b)(3)(B) are                 instrumentality wishes the proposed                    additional operators must be identified
                                             impracticable and contrary to the public                operations, if approved by the FAA, to                 to, and obtain an Operations
                                             interest. Further, I find that good cause               commence.                                              Specification (OpSpec) or Letter of
                                             exists under 5 U.S.C. 553(d) for making                    The letter must be sent by the
                                                                                                                                                            Authorization (LOA), as appropriate,
                                             this rule effective immediately upon                    requesting department, agency, or
                                                                                                                                                            from, the FAA for operations in the
                                             issuance. I also find that this action is               instrumentality to the Associate
                                                                                                                                                            territory and airspace of Somalia at
                                             fully consistent with the obligations                   Administrator for Aviation Safety
                                                                                                                                                            altitudes below FL260 before such
                                             under 49 U.S.C. 40105 to ensure that I                  (AVS–1), Federal Aviation
                                                                                                                                                            operators commence such operations.
                                             exercise my duties consistently with the                Administration, 800 Independence
                                                                                                                                                            The revised approval conditions
                                             obligations of the United States under                  Avenue SW., Washington, DC 20591.
                                             international agreements.                               Electronic submissions are acceptable,                 discussed below will apply to any such
                                                                                                     and the requesting entity may request                  additional operators. Updated lists
                                             V. Revised Approval Process Based on                                                                           should be sent to the email address to
                                                                                                     that the FAA notify it electronically as
                                             a Request From a Department, Agency,                                                                           be obtained from the Air Transportation
                                                                                                     to whether the approval request is
                                             or Instrumentality of the United States                                                                        Division by calling (202) 267–8166.
                                                                                                     granted. If a requestor wishes to make
                                             Government                                                                                                        If an approval request includes
                                                                                                     an electronic submission to the FAA,
                                               If a department, agency, or                           the requestor should contact the Air                   classified information, requestors may
                                             instrumentality of the U.S. Government                  Transportation Division, Flight                        contact Aviation Safety Inspector
                                             determines that it has a critical need to               Standards Service, at (202) 267–8166 to                Michael Filippell for instructions on
                                             engage any person covered under SFAR                    obtain the appropriate email address. A                submitting it to the FAA. His contact
                                             No. 107, § 91.1613, including a U.S. air                single letter may request approval from                information is listed in the FOR FURTHER
                                             carrier or a U.S. commercial operator, to               the FAA for multiple persons covered                   INFORMATION CONTACT section of this
                                             conduct a charter to transport civilian or              under SFAR No. 107, § 91.1613, and/or                  final rule.
                                             military passengers or cargo or other                   for multiple flight operations. To the                    FAA approval of an operation under
                                             operations in the territory and airspace                extent known, the letter must identify                 SFAR No. 107, § 91.1613, does not
                                             of Somalia below FL260, that                            the person(s) covered under the SFAR                   relieve persons subject to this SFAR of
                                             department, agency, or instrumentality                  on whose behalf the U.S. Government                    their responsibility to comply with all
                                             may request that the FAA approve                        department, agency, or instrumentality                 applicable FAA rules and regulations.
                                             persons covered under SFAR No. 107,                     is seeking FAA approval, and it must                   Operators of civil aircraft must also
                                             § 91.1613, to conduct such operations.                  describe—                                              comply with the conditions of their
                                             An approval request must be made                           • The proposed operation(s),                        certificate, OpSpecs, and LOAs, as
                                             directly by the requesting department,                  including the nature of the mission                    applicable. Operators must further
                                             agency or instrumentality of the U.S.                   being supported;                                       comply with all rules and regulations of
                                             Government to the FAA’s Associate                          • The service to be provided by the                 other U.S. Government departments and
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                                             Administrator for Aviation Safety                       person(s) covered by the SFAR;                         agencies that may apply to the proposed
                                             (AVS–1) in a letter signed by an                           • To the extent known, the specific                 operations, including, but not limited
                                             appropriate senior official of the                      locations in the territory and airspace of             to, the Transportation Security
                                             requesting department, agency, or                       Somalia below FL260 where the                          Regulations issued by the
                                             instrumentality. Requests for approval                  proposed operation(s) will be                          Transportation Security Administration,
                                             submitted to the FAA by anyone other                    conducted, including, but not limited                  Department of Homeland Security.


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                                             724                Federal Register / Vol. 81, No. 4 / Thursday, January 7, 2016 / Rules and Regulations

                                             Revised Approval Conditions                             for an exemption must comply with 14                   standards, the Trade Agreements Act
                                                If the FAA approves the request, the                 CFR part 11, and will require                          requires agencies to consider
                                             FAA’s Aviation Safety Organization                      exceptional circumstances beyond those                 international standards and, where
                                             (AVS) will send an approval letter to the               contemplated by the approval process                   appropriate, that they be the basis of
                                             requesting department, agency, or                       set forth above. In addition to the                    U.S. standards. Fourth, the Unfunded
                                             instrumentality informing it that the                   information required by 14 CFR 11.81,                  Mandates Reform Act of 1995 (Pub. L.
                                                                                                     at a minimum, the requestor must                       104–4), as codified in 2 U.S.C. Chapter
                                             FAA’s approval is subject to all of the
                                                                                                     describe in its submission to the FAA—                 25, requires agencies to prepare a
                                             following conditions:
                                                (1) The approval will stipulate those                   • The proposed operation(s),                        written assessment of the costs, benefits,
                                                                                                     including the nature of the operation;                 and other effects of proposed or final
                                             procedures and conditions that limit, to
                                             the greatest degree possible, the risk to                  • The service to be provided by the                 rules that include a Federal mandate
                                                                                                     person(s) covered by the SFAR;                         likely to result in the expenditure by
                                             the operator, while still allowing the
                                                                                                        • The specific locations in the                     State, local, or tribal governments, in the
                                             operator to achieve its operational
                                                                                                     territory and airspace of Somalia below                aggregate, or by the private sector, of
                                             objectives.
                                                                                                     FL260 where the proposed operation(s)                  $100 million or more annually (adjusted
                                                (2) Before any approval takes effect,
                                                                                                     will be conducted, including, but not                  for inflation with base year of 1995).
                                             the operator must submit to the FAA:
                                                                                                     limited to, the flight path and altitude               This portion of the preamble
                                                (a) A written release of the U.S.
                                                                                                     of the aircraft while it is operating in the           summarizes the FAA’s analysis of the
                                             Government from all damages, claims,
                                                                                                     territory and airspace of Somalia below                economic impacts of this final rule.
                                             and liabilities, including without                                                                                In conducting these analyses, FAA
                                             limitation legal fees and expenses; and                 FL260 and the airports, airfields and/or
                                                                                                     landing zones at which the aircraft will               has determined that this final rule has
                                                (b) the operator’s agreement to                                                                             benefits that justify its costs and is a
                                             indemnify the U.S. Government with                      take-off and land; and
                                                                                                        • The method by which the operator                  ‘‘significant regulatory action’’ as
                                             respect to any and all third-party                                                                             defined in section 3(f) of Executive
                                                                                                     will obtain current threat information,
                                             damages, claims, and liabilities,                                                                              Order 12866, because it raises novel
                                                                                                     and an explanation of how the operator
                                             including without limitation legal fees                                                                        policy issues contemplated under that
                                                                                                     will integrate this information into all
                                             and expenses, relating to any event                                                                            Executive Order. The rule is also
                                                                                                     phases of its proposed operations (e.g.,
                                             arising from or related to the approved                                                                        ‘‘significant’’ as defined in DOT’s
                                                                                                     the pre-mission planning and briefing,
                                             operations in the territory and airspace                                                                       Regulatory Policies and Procedures. The
                                                                                                     in-flight, and post-flight phases).
                                             of Somalia below FL260.                                                                                        final rule will not have a significant
                                                                                                        Additionally, the release and
                                                (3) Other conditions that the FAA                                                                           economic impact on a substantial
                                                                                                     agreement to indemnify, as referred to
                                             may specify, including those that may                                                                          number of small entities, will not create
                                                                                                     above, will be required as a condition of
                                             be imposed in OpSpecs or LOAs, as                                                                              unnecessary obstacles to the foreign
                                                                                                     any exemption that may be issued under
                                             applicable.                                                                                                    commerce of the United States, and will
                                                                                                     SFAR No. 107, § 91.1613.
                                                The release and agreement to                                                                                not impose an unfunded mandate on
                                                                                                        The FAA recognizes that operations
                                             indemnify do not preclude an operator                                                                          State, local, or tribal governments, or on
                                                                                                     that may be affected by SFAR No. 107,
                                             from raising a claim under an applicable                                                                       the private sector by exceeding the
                                                                                                     § 91.1613, including this amendment,
                                             non-premium war risk insurance policy                                                                          threshold identified above.
                                                                                                     may be planned for the governments of
                                             issued by the FAA under chapter 443 of                                                                            Department of Transportation Order
                                                                                                     other countries with the support of the
                                             title 49, United States Code.                                                                                  2100.5 prescribes policies and
                                                                                                     U.S. Government. While these
                                                If the proposed operation or                                                                                procedures for simplification, analysis,
                                                                                                     operations will not be permitted
                                             operations are approved, the FAA will                                                                          and review of regulations. If the
                                                                                                     through the approval process, the FAA
                                             issue an OpSpec or an LOA, as                                                                                  expected cost impact is so minimal that
                                                                                                     will process exemption requests for
                                             applicable, to the operator authorizing                                                                        a proposed or final rule does not
                                                                                                     such operations on an expedited basis
                                             the operation or operations, and will                                                                          warrant a full evaluation, this order
                                                                                                     and prior to any private exemption
                                             notify the department, agency, or                                                                              permits a statement to that effect and
                                                                                                     requests.
                                             instrumentality that requested the                                                                             the basis for it to be included in the
                                             FAA’s approval of any additional                        VII. Regulatory Notices and Analyses                   preamble if a full regulatory evaluation
                                             conditions beyond those contained in                                                                           of the costs and benefits is not prepared.
                                                                                                     A. Regulatory Evaluation
                                             the approval letter. The requesting                                                                            Such a determination has been made for
                                             department, agency, or instrumentality                     Changes to Federal regulations must                 this final rule. The reasoning for this
                                             must have a contract, grant, or                         undergo several economic analyses.                     determination follows.
                                             cooperative agreement (or its prime                     First, Executive Orders 12866 and 13563                   Due to the significant hazards to U.S.
                                             contractor must have a subcontract)                     direct that each Federal agency shall                  civil aviation described in the
                                             with the person(s) described in                         propose or adopt a regulation only upon                Background section of this rule, this
                                             paragraph (a) of this SFAR No. 107,                     a reasoned determination that the                      rule incorporates into SFAR No. 107,
                                             § 91.1613 (formerly paragraph 1 of                      benefits of the intended regulation                    § 91.1613, the prohibition of U.S. civil
                                             SFAR No. 107), on whose behalf the                      justify its costs. Second, the Regulatory              flights in the territory and airspace of
                                             department, agency, or instrumentality                  Flexibility Act of 1980 (Pub. L. 96–354),              Somalia at altitudes below FL260 issued
                                             requests FAA approval.                                  as codified in 5 U.S.C. 603 et seq.,                   by the FAA in NOTAM FDC 5/0120 on
                                                                                                     requires agencies to analyze the                       May 12, 2015, and continued in KICZ
                                             VI. Requests for Exemption                              economic impact of regulatory changes                  NOTAM A0031/15, which was issued
                                               Any operations not conducted under                    on small entities. Third, the Trade                    on November 25, 2015. Before the FAA
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                                             an approval issued by the FAA through                   Agreements Act (Pub. L. 96–39), as                     issued the May 12, 2015, NOTAM, the
                                             the approval process set forth                          amended, 19 U.S.C. Chapter 13,                         FAA prohibited U.S. civil flights in the
                                             previously must be conducted under an                   prohibits agencies from setting                        territory and airspace of Somalia below
                                             exemption from SFAR No. 107,                            standards that create unnecessary                      FL200, rather than below FL260.
                                             § 91.1613. A request by any person                      obstacles to the foreign commerce of the               However, flights departing from
                                             covered under SFAR No. 107, § 91.1613,                  United States. In developing U.S.                      countries adjacent to Somalia whose


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                                                                Federal Register / Vol. 81, No. 4 / Thursday, January 7, 2016 / Rules and Regulations                                           725

                                             climb performance would not permit                      section 605(b) of the RFA provides that                E. Paperwork Reduction Act
                                             operation above FL200 prior to entering                 the head of the agency may so certify                    The Paperwork Reduction Act of 1995
                                             Somali airspace were permitted to                       and a regulatory flexibility analysis is               (44 U.S.C. 3507(d)) requires that the
                                             operate at altitudes below FL200 within                 not required. The certification must                   FAA consider the impact of paperwork
                                             Somalia to the extent necessary to                      include a statement providing the                      and other information collection
                                             permit a climb above FL200, subject to                  factual basis for this determination, and              burdens imposed on the public. The
                                             the approval of, and in accordance with                 the reasoning should be clear.                         FAA has determined that there is no
                                             the conditions established by, the                                                                             new requirement for information
                                                                                                       While there are a substantial number
                                             appropriate authorities of Somalia.                                                                            collection associated with this
                                                The fuel and time costs associated                   of United States operators who are small
                                                                                                     entities, the number of affected flights is            immediately adopted final rule.
                                             with increasing altitude from FL200 to
                                             FL260 before overflying Somalia are                     expected to be few, and the required                   F. International Compatibility and
                                             minimal per flight. Also minimal per                    change in flight path and altitude would               Cooperation
                                             flight are the fuel and time costs for                  result in minimal additional time and
                                                                                                     operating expense. Therefore, as                         In keeping with U.S. obligations
                                             persons subject to SFAR No. 107,                                                                               under the Convention on International
                                             § 91.1613, departing from countries                     provided in section 605(b), the head of
                                                                                                     the FAA certifies that this rulemaking                 Civil Aviation, it is FAA policy to
                                             adjacent to Somalia (Kenya, Ethiopia,                                                                          conform to International Civil Aviation
                                             Djibouti, and Yemen), who are now                       will not result in a significant economic
                                                                                                     impact on a substantial number of small                Organization (ICAO) Standards and
                                             required to be at altitudes at or above                                                                        Recommended Practices to the
                                             FL260 when entering Somali airspace.                    entities.
                                                                                                                                                            maximum extent practicable. The FAA
                                             In addition, given the current hazards to               C. International Trade Impact                          has determined that there are no ICAO
                                             U.S. civil aviation outlined in the                     Assessment                                             Standards and Recommended Practices
                                             Background section of this rule, the                                                                           that correspond to this regulation.
                                             FAA believes there are very few U.S.                      The Trade Agreements Act of 1979
                                             operators who wish to overfly Somalia                   (Pub. L. 96–39), as amended, prohibits                 G. Environmental Analysis
                                             at altitudes below FL260. Consequently,                 Federal agencies from establishing                        FAA Order 1050.1F identifies FAA
                                             the FAA estimates the costs of this rule                standards or engaging in related                       actions that are categorically excluded
                                             to be minimal. These minimal costs are                  activities that create unnecessary                     from preparation of an environmental
                                             exceeded by the significant benefits of                 obstacles to the foreign commerce of the               assessment or environmental impact
                                             avoided deaths or property damage that                  United States. Pursuant to this Act, the               statement under the National
                                             would result from a U.S. operator’s                     establishment of standards is not                      Environmental Policy Act (NEPA) in the
                                             aircraft being shot down (or otherwise                  considered an unnecessary obstacle to                  absence of extraordinary circumstances.
                                             damaged) due to the hazards (described                  the foreign commerce of the United                     The FAA has determined this
                                             in the Background section of this final                 States, so long as the standard has a                  rulemaking action qualifies for the
                                             rule) to U.S. civil aviation in the                     legitimate domestic objective, such as                 categorical exclusion identified in
                                             territory and airspace of Somalia below                 the protection of safety, and does not                 paragraph 5–6.6f of this order and
                                             FL260.                                                  operate in a manner that excludes                      involves no extraordinary
                                             B. Regulatory Flexibility Determination                 imports that meet this objective. The                  circumstances.
                                                                                                     statute also requires consideration of                    The FAA has reviewed the
                                                The Regulatory Flexibility Act of 1980
                                                                                                     international standards and, where                     implementation of this SFAR and
                                             (Pub. L. 96–354) (RFA) establishes ‘‘as a
                                                                                                     appropriate, that they be the basis for                determined it is categorically excluded
                                             principle of regulatory issuance that
                                                                                                     U.S. standards.                                        from further environmental review
                                             agencies shall endeavor, consistent with
                                                                                                                                                            according to FAA Order 1050.1F,
                                             the objectives of the rule and of                         The FAA has assessed the effect of
                                                                                                                                                            ‘‘Environmental Impacts: Policies and
                                             applicable statutes, to fit regulatory and              this final rule and determined that its
                                             informational requirements to the scale                                                                        Procedures,’’ paragraph 5–6.6f. The
                                                                                                     purpose is to protect the safety of U.S.
                                             of the businesses, organizations, and                                                                          FAA has examined possible
                                                                                                     civil aviation from a hazard outside the
                                             governmental jurisdictions subject to                                                                          extraordinary circumstances and
                                                                                                     U.S. Therefore, the rule is in compliance
                                             regulation. To achieve this principle,                                                                         determined that no such circumstances
                                                                                                     with the Trade Agreements Act.                         exist. After careful and thorough
                                             agencies are required to solicit and
                                             consider flexible regulatory proposals                  D. Unfunded Mandates Assessment                        consideration of the action, the FAA
                                             and to explain the rationale for their                                                                         finds that this Federal action does not
                                                                                                        Title II of the Unfunded Mandates                   require preparation of an Environmental
                                             actions to assure that such proposals are
                                                                                                     Reform Act of 1995 (Pub. L. 104–4)                     Assessment or Environmental Impact
                                             given serious consideration.’’ The RFA
                                                                                                     requires each Federal agency to prepare                Statement in accordance with the
                                             covers a wide range of small entities,
                                                                                                     a written statement assessing the effects              requirements of NEPA, Council on
                                             including small businesses, not-for-
                                                                                                     of any Federal mandate in a proposed or                Environmental Quality (CEQ)
                                             profit organizations, and small
                                                                                                     final agency rule that may result in an                regulations, and FAA Order 1050.1F.
                                             governmental jurisdictions.
                                                Agencies must perform a review to                    expenditure of $100 million or more (in
                                                                                                     1995 dollars) in any one year by State,                VI. Executive Order Determinations
                                             determine whether a rule will have a
                                             significant economic impact on a                        local, and tribal governments, in the                  A. Executive Order 13132, Federalism
                                             substantial number of small entities. If                aggregate, or by the private sector; such                The FAA has analyzed this
                                             the agency determines that it will, the                 a mandate is deemed to be a ‘‘significant              immediately adopted final rule under
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                                             agency must prepare a regulatory                        regulatory action.’’ The FAA currently                 the principles and criteria of Executive
                                             flexibility analysis as described in the                uses an inflation-adjusted value of                    Order 13132, Federalism. The agency
                                             RFA. However, if an agency determines                   $155.0 million in lieu of $100 million.                has determined that this action would
                                             that a rule is not expected to have a                      This final rule does not contain such               not have a substantial direct effect on
                                             significant economic impact on a                        a mandate. Therefore, the requirements                 the States, or the relationship between
                                             substantial number of small entities,                   of Title II of the Act do not apply.                   the Federal Government and the States,


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                                             726                Federal Register / Vol. 81, No. 4 / Thursday, January 7, 2016 / Rules and Regulations

                                             or on the distribution of power and                     reports, may be accessed from the                         (3) All operators of U.S.-registered
                                             responsibilities among the various                      Internet through the Federal                           civil aircraft, except where the operator
                                             levels of government, and, therefore,                   eRulemaking Portal referenced above.                   of such aircraft is a foreign air carrier.
                                             would not have Federalism                                                                                         (b) Flight prohibition. Except as
                                                                                                     B. Small Business Regulatory
                                             implications.                                                                                                  provided in paragraphs (c) and (d) of
                                                                                                     Enforcement Fairness Act
                                             B. Executive Order 13211, Regulations                                                                          this section, no person described in
                                             That Significantly Affect Energy Supply,                  The Small Business Regulatory                        paragraph (a) of this section may
                                             Distribution, or Use                                    Enforcement Fairness Act of 1996                       conduct flight operations in the territory
                                                                                                     (SBREFA) requires FAA to comply with                   and airspace of Somalia at altitudes
                                                The FAA analyzed this immediately                    small entity requests for information or               below Flight Level (FL) 260. Overflights
                                             adopted final rule under Executive                      advice about compliance with statutes                  of Somalia may be conducted at or
                                             Order 13211, Actions Concerning                         and regulations within its jurisdiction.               above FL260 subject to the approval of,
                                             Regulations that Significantly Affect                   A small entity with questions regarding                and in accordance with the conditions
                                             Energy Supply, Distribution, or Use                     this document may contact its local                    established by, the appropriate
                                             (May 18, 2001). The agency has                          FAA official, or the person listed under               authorities of Somalia.
                                             determined that it would not be a                       the FOR FURTHER INFORMATION CONTACT
                                             ‘‘significant energy action’’ under the                                                                           (c) Permitted operations. This section
                                                                                                     heading at the beginning of the                        does not prohibit persons described in
                                             executive order and would not be likely                 preamble. To find out more about
                                             to have a significant adverse effect on                                                                        paragraph (a) of this section from
                                                                                                     SBREFA on the Internet, visit http://                  conducting flight operations in the
                                             the supply, distribution, or use of                     www.faa.gov/regulations_policies/
                                             energy.                                                                                                        territory and airspace of Somalia at
                                                                                                     rulemaking/sbre_act/.                                  altitudes below FL260, provided that
                                             C. Executive Order 13609, Promoting                     List of Subjects in 14 CFR Part 91                     such flight operations are conducted
                                             International Regulatory Cooperation                                                                           under a contract, grant, or cooperative
                                                                                                       Air traffic control, Aircraft, Airmen,               agreement with a department, agency, or
                                               Executive Order 13609, Promoting                      Airports, Aviation safety, Freight,
                                             International Regulatory Cooperation,                                                                          instrumentality of the U.S. government
                                                                                                     Somalia.                                               (or under a subcontract between the
                                             (77 FR 26413, May 4, 2012) promotes
                                             international regulatory cooperation to                 The Amendment                                          prime contractor of the department,
                                             meet shared challenges involving                                                                               agency, or instrumentality, and the
                                                                                                       In consideration of the foregoing, the               person described in paragraph (a) of this
                                             health, safety, labor, security,                        Federal Aviation Administration
                                             environmental, and other issues and to                                                                         section) with the approval of the FAA
                                                                                                     amends chapter I of title 14, Code of                  or under an exemption issued by the
                                             reduce, eliminate, or prevent                           Federal Regulations as follows:
                                             unnecessary differences in regulatory                                                                          FAA. The FAA will process requests for
                                             requirements. The FAA has analyzed                                                                             approval or exemption in a timely
                                                                                                     PART 91—GENERAL OPERATING AND
                                             this action under the policies and                                                                             manner, with the order of preference
                                                                                                     FLIGHT RULES
                                             agency responsibilities of Executive                                                                           being: First, for those operations in
                                             Order 13609, and has determined that                                                                           support of U.S. government-sponsored
                                                                                                     ■ 1. The authority citation for part 91
                                             this action would have no effect on                                                                            activities; second, for those operations
                                                                                                     continues to read as follows:
                                             international regulatory cooperation.                                                                          in support of government-sponsored
                                                                                                       Authority: 49 U.S.C. 106(f), 106(g), 1155,           activities of a foreign country with the
                                             VII. Additional Information                             40101, 40103, 40105, 40113, 40120, 44101,              support of a U.S. government
                                                                                                     44111, 44701, 44704, 44709, 44711, 44712,
                                             A. Availability of Rulemaking                                                                                  department, agency, or instrumentality;
                                                                                                     44715, 44716, 44717, 44722, 46306, 46315,
                                             Documents                                               46316, 46504, 46506–46507, 47122, 47508,               and third, for all other operations.
                                                                                                     47528–47531, 47534, articles 12 and 29 of the             (d) Emergency situations. In an
                                               An electronic copy of rulemaking
                                                                                                     Convention on International Civil Aviation             emergency that requires immediate
                                             documents may be obtained from the                      (61 Stat. 1180), (126 Stat. 11).                       decision and action for the safety of the
                                             Internet by—
                                                                                                                                                            flight, the pilot in command of an
                                               • Searching the Federal eRulemaking                   Special Federal Aviation Regulation
                                                                                                     No. 107—[Removed]                                      aircraft may deviate from this section to
                                             Portal (http://www.regulations.gov);
                                                                                                                                                            the extent required by that emergency.
                                               • Visiting the FAA’s Regulations and
                                                                                                     ■ 2. Remove Special Federal Aviation                   Except for U.S. air carriers and
                                             Policies Web page at http://
                                                                                                     Regulation No. 107 from part 91.                       commercial operators that are subject to
                                             www.faa.gov/regulations_policies or
                                                                                                                                                            the requirements of 14 CFR part 119,
                                               • Accessing the Government                            ■ 3. Add § 91.1613 to subpart M to read
                                                                                                                                                            121, 125, or 135, each person who
                                             Publishing Office’s Web page at http://                 as follows:
                                                                                                                                                            deviates from this section must, within
                                             www.fdsys.gov.
                                                                                                     § 91.1613 Special Federal Aviation                     10 days of the deviation, excluding
                                               Copies may also be obtained by
                                                                                                     Regulation No. 107—Prohibition Against                 Saturdays, Sundays, and Federal
                                             sending a request (identified by                        Certain Flights in the Territory and Airspace          holidays, submit to the nearest FAA
                                             amendment or docket number of this                      of Somalia.                                            Flight Standards District Office (FSDO)
                                             rulemaking) to the Federal Aviation
                                                                                                        (a) Applicability. This Special Federal             a complete report of the operations of
                                             Administration, Office of Rulemaking,
                                                                                                     Aviation Regulation (SFAR) applies to                  the aircraft involved in the deviation,
                                             ARM–1, 800 Independence Avenue
                                                                                                     the following persons:                                 including a description of the deviation
                                             SW., Washington, DC 20591, or by
                                                                                                        (1) All U.S. air carriers and U.S.                  and the reasons for it.
                                             calling (202) 267–9677. Please identify
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                                             the docket or amendment number of                       commercial operators;                                     (e) Expiration. This SFAR will remain
                                             this rulemaking in your request.                           (2) All persons exercising the                      in effect until January 7, 2018. The FAA
                                               Except for classified material, all                   privileges of an airman certificate issued             may amend, rescind, or extend this
                                             documents the FAA considered in                         by the FAA, except when such persons                   SFAR as necessary.
                                             developing this rule, including                         are operating U.S.-registered aircraft for               Issued in Washington, DC, under the
                                             economic analyses and technical                         a foreign air carrier; and                             authority of 49 U.S.C. 106(f), 40101(d)(1),



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                                                                Federal Register / Vol. 81, No. 4 / Thursday, January 7, 2016 / Rules and Regulations                                              727

                                             40105(b)(1)(A), and 44701(a)(5), on December            Independence Avenue SW.,                                 This rulemaking is promulgated
                                             23, 2015.                                               Washington, DC 20591; telephone 202–                   under the authority described in
                                             Michael P. Huerta,                                      267–8166; email michael.e.filippell@                   Subtitle VII, Part A, subpart III, section
                                             Administrator.                                          faa.gov.                                               44701, General requirements. Under
                                             [FR Doc. 2015–33257 Filed 1–6–16; 8:45 am]              SUPPLEMENTARY INFORMATION:                             that section, the FAA is charged broadly
                                             BILLING CODE 4910–13–P                                                                                         with promoting safe flight of civil
                                                                                                     I. Executive Summary                                   aircraft in air commere by prescribing,
                                                                                                        This action prohibits flight operations             among other things, regulations and
                                             DEPARTMENT OF TRANSPORTATION                            in the Sanaa (OYSC) FIR, excluding that                minimum standards for practices,
                                                                                                     airspace east and southeast of a line                  methods, and procedures that the
                                             Federal Aviation Administration                         drawn direct from KAPET (163322N                       Administrator finds necessary for safety
                                                                                                     0530614E) to NODMA (152603N                            in air commerce an national security.
                                             14 CFR Part 91                                          0533359E), then direct from NODMA to                   This regulation is within the scope of
                                             [Docket No.: FAA–2015–8672; Amdt. No.                   PAKER (115500N 0463500E), by all U.S.                  that authority, because it prohibits the
                                             91–340]                                                 air carriers; U.S. commercial operators;               persons subject to paragraph (a) of
                                                                                                     persons exercising the privileges of a                 Special Federal Aviation Regulation
                                             RIN 2120–AK72                                           U.S. airman certificate, except when                   (SFAR) No. 115, § 91.1611, from
                                                                                                     such persons are operating a U.S.-                     conducting flight operations in the
                                             Prohibition Against Certain Flights in                                                                         Sanaa (OYSC) FIR due to the hazard to
                                             Specified Areas of the Sanaa (OYSC)                     registered aircraft for a foreign air
                                                                                                     carrier; and operators of U.S.-registered              the safety of such persons’ flight
                                             Flight Information Region (FIR)                                                                                operations, as described in the
                                                                                                     civil aircraft, except when such
                                             AGENCY:  Federal Aviation                               operators are foreign air carriers. The                Background section of this rule.
                                             Administration (FAA), Department of                     FAA finds this action necessary to                     IV. Background
                                             Transportation (DOT).                                   prevent a hazard to persons and aircraft
                                                                                                     engaged in such flight operations.                        On March 26, 2015 (FDC 5/8051), the
                                             ACTION: Final rule.
                                                                                                                                                            FAA issued a NOTAM prohibiting flight
                                                                                                     II. Good Cause for Immediate Adoption                  operations in the entire Sanaa (OYSC)
                                             SUMMARY:    On May 22, 2015, the FAA
                                             issued a Notice to Airmen (NOTAM)                          Section 553(b)(3)(B) of title 5, U.S.               FIR by all U.S. air carriers; U.S.
                                             prohibiting certain flight operations in                Code, authorizes agencies to dispense                  commercial operators; persons
                                             specified areas of the Sanaa (OYSC)                     with notice and comment procedures                     exercising the privileges of a U.S.
                                             Flight Information Region (FIR) by all                  for rules when the agency for ‘‘good                   airman certificate, except when such
                                             U.S. air carriers; U.S. commercial                      cause’’ finds that those procedures are                persons were operating a U.S.-registered
                                             operators; persons exercising the                       ‘‘impracticable, unnecessary, or contrary              aircraft for a foreign air carrier; and
                                             privileges of a U.S. airman certificate,                to the public interest.’’ In this instance,            operators of U.S.-registered civil aircraft,
                                             except when such persons are operating                  the FAA finds that notice and public                   except when such operators were
                                             a U.S.-registered aircraft for a foreign air            comment to this immediately adopted                    foreign air carriers. The FAA took this
                                             carrier; and operators of U.S.-registered               final rule, as well as any delay in the                action because it had determined that
                                             civil aircraft, except when such                        effective date of this rule, are contrary              there was an unacceptable risk to U.S.
                                             operators are foreign air carriers. The                 to the public interest due to the                      civil aviation operating in the Sanaa
                                             FAA found this action necessary to                      immediate need to address the hazard to                (OYSC) FIR due to the hazardous
                                             address the hazardous situation created                 U.S. civil aviation that now exists in                 situation faced by U.S. civil aviation
                                             by the risks to U.S. civil aviation from                specified areas of the Sanaa (OYSC) FIR,               from ongoing military operations,
                                             ongoing military operations, political                  as described in the Background section                 political instability, violence from
                                             instability, violence from competing                    of this rule.                                          competing armed groups, and the
                                                                                                                                                            continuing terrorism threat from
                                             armed groups, and the continuing                        III. Authority for This Rulemaking                     extremist elements associated with the
                                             terrorism threat from extremist elements
                                                                                                        The FAA is responsible for the safety               fighting and instability in Yemen.
                                             associated with the fighting and                                                                                  After issuing the March 26, 2015,
                                                                                                     of flight in the U.S. and the safety of
                                             instability in Yemen. The prohibition                                                                          NOTAM, the FAA continued to monitor
                                                                                                     U.S. civil operators, U.S.-registered civil
                                             contained in the May 22, 2015 NOTAM                                                                            the risks to U.S. civil aviation in the
                                                                                                     aircraft, and U.S.-certificated airmen
                                             was continued in a subsequent NOTAM                                                                            Sanaa (OYSC) FIR. On May 22, 2015,
                                                                                                     throughout the world. The FAA’s
                                             issued on November 25, 2015 that used                                                                          after evaluating available information
                                                                                                     authority to issue rules on aviation
                                             a new accountability code for NOTAMs                                                                           regarding the safety of certain air traffic
                                                                                                     safety is found in title 49, U.S. Code.
                                             that announce FAA flight advisories or                  Subtitle I, section 106(f), describes the              routes over the high seas in the Sanaa
                                             prohibitions for U.S. civil aviation                    authority of the FAA Administrator.                    (OYSC) FIR, including B400, B403 and
                                             operations in airspace for which the                    Subtitle VII of title 49, Aviation                     B404, given current military operations
                                             FAA is not the air navigation service                   Programs, describes in more detail the                 and other threats to U.S. civil aviation
                                             provider. This action incorporates the                  scope of the agency’s authority. Section               in the region, the FAA determined that
                                             flight prohibition contained in the                     40101(d)(1) provides that the                          U.S. civil aviation operations could
                                             November 25, 2015, NOTAM into the                       Administrator shall consider in the                    operate safely in part of the Sanaa
                                             Code of Federal Regulations.                            public interest, among other matters,                  (OYSC) FIR. The FAA issued a new
                                             DATES: This final rule is effective on                  assigning, maintaining, and enhancing                  NOTAM (FDC 5/5575), which allowed
                                             January 7, 2016.                                        safety an security as the highest                      U.S. civil aviation operations to resume
rmajette on DSK2TPTVN1PROD with RULES




                                             FOR FURTHER INFORMATION CONTACT: For                    priorities in air commerce. Section                    in specified areas of the Sanaa (OYSC)
                                             technical questions concerning this                     40105(b)(1)(A) requires the                            FIR. Specifically, the May 22, 2015,
                                             action, contact Michael Filippell, Air                  Administrator to exercise his authority                NOTAM permitted U.S. civil aviation
                                             Transportation Division, AFS–220,                       consistently with the obligations of the               operations to resume in the Sanaa
                                             Flight Standards Service, Federal                       U.S. Government under international                    (OYSC) FIR in that airspace east and
                                             Aviation Administration, 800                            agreements.                                            southeast of a line drawn direct from


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Document Created: 2016-01-07 00:13:25
Document Modified: 2016-01-07 00:13:25
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesThis final rule is effective on January 7, 2016.
ContactFor technical questions concerning this action, contact Michael Filippell, Air Transportation Division, AFS-220, Flight Standards Service, Federal Aviation Administration, 800 Independence Avenue SW., Washington, DC 20591; telephone (202) 267- 8166; email [email protected]
FR Citation81 FR 721 
RIN Number2120-AK75
CFR AssociatedAir Traffic Control; Aircraft; Airmen; Airports; Aviation Safety; Freight and Somalia

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