81 FR 7882 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 990NY(8) To Correct a Typographical Error

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 81, Issue 30 (February 16, 2016)

Page Range		7882-7884
FR Document		2016-02980
Federal Register, Volume 81 Issue 30 (Tuesday, February 16, 2016)
[Federal Register Volume 81, Number 30 (Tuesday, February 16, 2016)]
[Notices]
[Pages 7882-7884]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-02980]


-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-77085; File No. SR-NYSEMKT-2016-19]


Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and 
Immediate Effectiveness of Proposed Rule Change Amending Rule 990NY(8) 
To Correct a Typographical Error

February 9, 2016.
    Pursuant to Section 19(b)(1) \1\ of the Securities Exchange Act of 
1934 (the ``Act'') \2\ and Rule 19b-4 thereunder,\3\ notice is hereby 
given that on February 3 2016, NYSE MKT LLC (the ``Exchange'' or ``NYSE 
MKT'') filed with the Securities and Exchange Commission (the 
``Commission'') the proposed rule change as described in Items I and II 
below, which Items have been prepared by the self-regulatory 
organization. The Commission is publishing this notice to solicit 
comments on the proposed rule change from interested persons.
---------------------------------------------------------------------------

    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 15 U.S.C. 78a.
    \3\ 17 CFR 240.19b-4.

---------------------------------------------------------------------------

[[Page 7883]]

I. Self-Regulatory Organization's Statement of the Terms of Substance 
of the Proposed Rule Change

    The Exchange proposes to amend Rule 990NY(8) to correct a 
typographical error. The proposed rule change is available on the 
Exchange's Web site at www.nyse.com, at the principal office of the 
Exchange, and at the Commission's Public Reference Room.

II. Self-Regulatory Organization's Statement of the Purpose of, and 
Statutory Basis for, the Proposed Rule Change

    In its filing with the Commission, the self-regulatory organization 
included statements concerning the purpose of, and basis for, the 
proposed rule change and discussed any comments it received on the 
proposed rule change. The text of those statements may be examined at 
the places specified in Item IV below. The Exchange has prepared 
summaries, set forth in sections A, B, and C below, of the most 
significant parts of such statements.

A. Self-Regulatory Organization's Statement of the Purpose of, and the 
Statutory Basis for, the Proposed Rule Change

1. Purpose
    The Exchange proposes to amend Rule 990NY (Definitions Related to 
Order Protection and Locked and Crossed Markets) to correct a 
typographical error. Specifically, in Rule 990NY(8), regarding the 
definition of an Intermarket Sweep Order, the Exchange proposes to 
replace the inaccurate reference to ``OTP Holder'' with ``ATP Holder.'' 
OTP Holder refers to individuals on NYSE Arca, Inc. who have been 
issued an Options Trading Permit on that exchange,\4\ whereas ATP 
Holders refer holders of Amex Trading Permits on the Exchange.\5\ The 
Exchange inadvertently included the reference to OTP Holder when it 
adopted the definitions for the Options Plan for Locked/Crossed 
Markets.\6\ The proposed rule change would clarify Exchange rules and 
alleviate any investor confusion.
---------------------------------------------------------------------------

    \4\ See NYSE Arca Rule 1.1(q) (defining OTP Holder as ``a 
natural person in good standing who has been issued an OTP'').
    \5\ See Rule 900.2NY(5) (defining ATP Holder as ``a natural 
person, sole proprietorship, partnership, corporation, limited 
liability company or other organization, in good standing, that has 
been issued an ATP'').
    \6\ See Securities Exchange Act Release No. 60526 (August 18, 
2009), 74 FR 43185 (August 26, 2009) (SR-NYSEAmex-2009-19).
---------------------------------------------------------------------------

2. Statutory Basis
    The Exchange believes that the proposed change is consistent with 
Section 6(b) of the Act,\7\ in general, and furthers the objectives of 
Section 6(b)(5),\8\ in particular, in that it is designed to promote 
just and equitable principles of trade, to foster cooperation and 
coordination with persons engaged in regulating, clearing, settling, 
processing information with respect to, and facilitation [sic] 
transactions in securities, to remove impediments to, and perfect the 
mechanism of a free and open market and, in general, to protect 
investors and the public interest. Additionally, the Exchange believes 
the proposed rule change is consistent with the Section 6(b)(5) \9\ 
requirement that the rules of an exchange not be designed to permit 
unfair discrimination between customers, issuers, brokers, or dealers.
---------------------------------------------------------------------------

    \7\ 15 U.S.C. 78f(b).
    \8\ 15 U.S.C. 78f(b)(5).
    \9\ Id.
---------------------------------------------------------------------------

    Specifically, the Exchange believes that the proposed rule change 
will remove impediments to and perfect the mechanisms of a free and 
open market by correcting an inaccurate reference contained in Rule 
990NY(8), which would clarify Exchange rules and alleviate any investor 
confusion. The Exchange believes this additional transparency and 
clarity removes a potential impediment to, and would contribute to 
perfecting, the mechanism for a free and open market and a national 
market system, and, in general, would protect investors and the public 
interest.

B. Self-Regulatory Organization's Statement on Burden on Competition

    The Exchange does not believe that this proposed rule change would 
impose any burden on competition not necessary or appropriate in 
furtherance of the purposes of the Act. The proposed change is not 
designed to address any competitive issue but rather to correct an 
inaccurate reference in Rule 990NY(8), thereby reducing confusion and 
making the Exchange's rules easier to understand and navigate. The 
Exchange believes that the proposed rule change will serve to promote 
regulatory clarity and consistency, thereby reducing burdens on the 
marketplace and facilitating investor protection.

C. Self-Regulatory Organization's Statement on Comments on the Proposed 
Rule Change Received From Members, Participants, or Others

    No written comments were solicited or received with respect to the 
proposed rule change.

III. Date of Effectiveness of the Proposed Rule Change and Timing for 
Commission Action

    The Exchange has filed the proposed rule change pursuant to Section 
19(b)(3)(A)(iii) of the Act \10\ and Rule 19b-4(f)(6) thereunder.\11\ 
Because the proposed rule change does not: (i) Significantly affect the 
protection of investors or the public interest; (ii) impose any 
significant burden on competition; and (iii) become operative prior to 
30 days from the date on which it was filed, or such shorter time as 
the Commission may designate, if consistent with the protection of 
investors and the public interest, the proposed rule change has become 
effective pursuant to Section 19(b)(3)(A) of the Act and Rule 19b-
4(f)(6)(iii) thereunder.
---------------------------------------------------------------------------

    \10\ 15 U.S.C. 78s(b)(3)(A)(iii).
    \11\ 17 CFR 240.19b-4(f)(6). As required under Rule 19b-
4(f)(6)(iii), the Exchange provided the Commission with written 
notice of its intent to file the proposed rule change, along with a 
brief description and the text of the proposed rule change, at least 
five business days prior to the date of filing of the proposed rule 
change, or such shorter time as designated by the Commission.
---------------------------------------------------------------------------

    A proposed rule change filed under Rule 19b-4(f)(6) \12\ normally 
does not become operative prior to 30 days after the date of the 
filing. However, pursuant to Rule 19b4(f)(6)(iii),\13\ the Commission 
may designate a shorter time if such action is consistent with the 
protection of investors and the public interest. The Exchange has asked 
the Commission to waive the 30-day operative delay so that the Exchange 
may correct inaccurate references in its rules without undue delay. The 
Exchange believes that the proposed rule change will promote clarity in 
its rules and help eliminate potential investor confusion, consistent 
with the protection of investors and the public interest. The 
Commission agrees and has determined to waive the 30-day operative date 
so that the proposal may take effect upon filing.\14\
---------------------------------------------------------------------------

    \12\ 17 CFR 240.19b-4(f)(6).
    \13\ 17 CFR 240.19b-4(f)(6)(iii).
    \14\ For purposes only of accelerating the operative date of 
this proposal, the Commission has considered the proposed rule's 
impact on efficiency, competition, and capital formation. 15 U.S.C. 
78c(f).
---------------------------------------------------------------------------

    At any time within 60 days of the filing of such proposed rule 
change, the Commission summarily may temporarily suspend such rule 
change if

[[Page 7884]]

it appears to the Commission that such action is necessary or 
appropriate in the public interest, for the protection of investors, or 
otherwise in furtherance of the purposes of the Act. If the Commission 
takes such action, the Commission shall institute proceedings under 
Section 19(b)(2)(B) \15\ of the Act to determine whether the proposed 
rule change should be approved or disapproved.
---------------------------------------------------------------------------

    \15\ 15 U.S.C. 78s(b)(2)(B).
---------------------------------------------------------------------------

IV. Solicitation of Comments

    Interested persons are invited to submit written data, views, and 
arguments concerning the foregoing, including whether the proposed rule 
change is consistent with the Act. Comments may be submitted by any of 
the following methods:

Electronic Comments

     Use the Commission's Internet comment form (http://www.sec.gov/rules/sro.shtml); or
     Send an email to [email protected]. Please include 
File Number SR-NYSEMKT-2016-19 on the subject line.

Paper Comments

     Send paper comments in triplicate to Brent J. Fields, 
Secretary, Securities and Exchange Commission, 100 F Street NE., 
Washington, DC 20549-1090.

All submissions should refer to File Number SR-NYSEMKT-2016-19. This 
file number should be included on the subject line if email is used. To 
help the Commission process and review your comments more efficiently, 
please use only one method. The Commission will post all comments on 
the Commission's Internet Web site (http://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all 
written statements with respect to the proposed rule change that are 
filed with the Commission, and all written communications relating to 
the proposed rule change between the Commission and any person, other 
than those that may be withheld from the public in accordance with the 
provisions of 5 U.S.C. 552, will be available for Web site viewing and 
printing in the Commission's Public Reference Room, 100 F Street NE., 
Washington, DC 20549 on official business days between the hours of 
10:00 a.m. and 3:00 p.m. Copies of the filing also will be available 
for inspection and copying at the principal office of the Exchange. All 
comments received will be posted without change; the Commission does 
not edit personal identifying information from submissions. You should 
submit only information that you wish to make available publicly. All 
submissions should refer to File Number SR-NYSEMKT-2016-19 and should 
be submitted on or before March 8, 2016.
---------------------------------------------------------------------------

    \16\ 17 CFR 200.30-3(a)(12).

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\16\
Brent J. Fields,
Secretary.
[FR Doc. 2016-02980 Filed 2-12-16; 8:45 am]
 BILLING CODE 8011-01-P
7882 Federal Register / Vol. 81, No. 30 / Tuesday, February 16, 2016 / Notices

the proposal will provide market delay. In support of its request, the Commission, and all written
participants with additional protection Exchange states the proposed rule communications relating to the
against erroneous executions. The change will provide additional proposed rule change between the
Exchange does not believe the proposed protections against executions that are Commission and any person, other than
rule change imposes any burden on priced significantly away from the those that may be withheld from the
intramarket competition as the feature is market as a result of human or public in accordance with the
available to all Limit Orders and quotes operational error. The Commission provisions of 5 U.S.C. 552, will be
of all Participants. Nor will the proposal believes that waiving the 30-day available for Web site viewing and
impose a burden on competition among operative delay is consistent with the printing in the Commission’s Public
the options exchanges, because of the protection of investors and the public Reference Room, 100 F Street NE.,
vigorous competition for order flow interest. Therefore, the Commission Washington, DC 20549 on official
among the options exchanges. The hereby waives the operative delay and business days between the hours of
Exchange competes with many other designates the proposed rule change 10:00 a.m. and 3:00 p.m. Copies of such
options exchanges. In this highly operative upon filing.21 filing also will be available for
competitive market, market participants At any time within 60 days of the inspection and copying at the principal
can easily and readily direct order flow filing of the proposed rule change, the office of the Exchange. All comments
to competing venues. Commission summarily may received will be posted without change;
C. Self-Regulatory Organization’s temporarily suspend such rule change if the Commission does not edit personal
Statement on Comments on the it appears to the Commission that such identifying information from
Proposed Rule Change Received From action is necessary or appropriate in the submissions. You should submit only
Members, Participants, or Others public interest, for the protection of information that you wish to make
investors, or otherwise in furtherance of available publicly. All submissions
The Exchange has neither solicited the purposes of the Act. If the
nor received comments on the proposed should refer to File Number SR–BOX–
Commission takes such action, the 2016–05 and should be submitted on or
rule change. Commission shall institute proceedings before March 8, 2016.
III. Date of Effectiveness of the to determine whether the proposed rule
should be approved or disapproved. For the Commission, by the Division of
Proposed Rule Change and Timing for
Trading and Markets, pursuant to delegated
Commission Action IV. Solicitation of Comments authority.22
The Exchange has filed the proposed Brent J. Fields,
Interested persons are invited to
rule change pursuant to Section
submit written data, views and Secretary.
19(b)(3)(A)(iii) of the Act 17 and Rule
19b–4(f)(6) thereunder.18 Because the arguments concerning the foregoing, [FR Doc. 2016–02988 Filed 2–12–16; 8:45 am]
proposed rule change does not: (i) including whether the proposed rule BILLING CODE 8011–01–P
Significantly affect the protection of change is consistent with the Act.
investors or the public interest; (ii) Comments may be submitted by any of
impose any significant burden on the following methods: SECURITIES AND EXCHANGE
competition; and (iii) become operative Electronic Comments COMMISSION
prior to 30 days from the date on which
• Use the Commission’s Internet
it was filed, or such shorter time as the [Release No. 34–77085; File No. SR–
comment form (http://www.sec.gov/
Commission may designate, if NYSEMKT–2016–19]
rules/sro.shtml); or
consistent with the protection of
investors and the public interest, the • Send an email to rule-comments@ Self-Regulatory Organizations; NYSE
proposed rule change has become sec.gov. Please include File Number SR–
MKT LLC; Notice of Filing and
effective pursuant to Section 19(b)(3)(A) BOX–2016–05 on the subject line.
Immediate Effectiveness of Proposed
of the Act and Rule 19b–4(f)(6)(iii) Paper Comments Rule Change Amending Rule 990NY(8)
thereunder. To Correct a Typographical Error
A proposed rule change filed under • Send paper comments in triplicate
Rule 19b–4(f)(6) 19 normally does not to Secretary, Securities and Exchange February 9, 2016.
become operative prior to 30 days after Commission, 100 F Street NE.,
Washington, DC 20549–1090. Pursuant to Section 19(b)(1) 1 of the
the date of the filing. However, pursuant Securities Exchange Act of 1934 (the
to Rule 19b4(f)(6)(iii),20 the Commission All submissions should refer to File
‘‘Act’’) 2 and Rule 19b–4 thereunder,3
may designate a shorter time if such Number SR–BOX–2016–05. This file
notice is hereby given that on February
action is consistent with the protection number should be included on the
3 2016, NYSE MKT LLC (the
of investors and the public interest. The subject line if email is used. To help the
‘‘Exchange’’ or ‘‘NYSE MKT’’) filed with
Exchange has asked the Commission to Commission process and review your
the Securities and Exchange
waive the 30-day operative delay so that comments more efficiently, please use
Commission (the ‘‘Commission’’) the
the Exchange may implement the only one method. The Commission will
proposed rule change as described in
proposed rule change without undue post all comments on the Commission’s
Items I and II below, which Items have
Internet Web site (http://www.sec.gov/
been prepared by the self-regulatory
17 15 U.S.C. 78s(b)(3)(A)(iii). rules/sro.shtml). Copies of the
organization. The Commission is
18 17 CFR 240.19b–4(f)(6). As required under Rule submission, all subsequent
mstockstill on DSK4VPTVN1PROD with NOTICES

19b–4(f)(6)(iii), the Exchange provided the publishing this notice to solicit
amendments, all written statements
Commission with written notice of its intent to file comments on the proposed rule change
the proposed rule change, along with a brief with respect to the proposed rule
from interested persons.
description and the text of the proposed rule change that are filed with the
change, at least five business days prior to the date
22 17 CFR 200.30–3(a)(12).
of filing of the proposed rule change, or such 21 For purposes only of waiving the operative date
shorter time as designated by the Commission. 1 15 U.S.C. 78s(b)(1).
of this proposal, the Commission has considered
19 17 CFR 240.19b–4(f)(6). 2 15 U.S.C. 78a.
the proposed rule’s impact on efficiency,
20 17 CFR 240.19b–4(f)(6)(iii). competition, and capital formation. 15 U.S.C. 78c(f). 3 17 CFR 240.19b–4.

VerDate Sep<11>2014 22:15 Feb 12, 2016 Jkt 238001 PO 00000 Frm 00141 Fmt 4703 Sfmt 4703 E:\FR\FM\16FEN1.SGM 16FEN1
Federal Register / Vol. 81, No. 30 / Tuesday, February 16, 2016 / Notices 7883

I. Self-Regulatory Organization’s 2. Statutory Basis C. Self-Regulatory Organization’s
Statement of the Terms of Substance of Statement on Comments on the
the Proposed Rule Change The Exchange believes that the Proposed Rule Change Received From
proposed change is consistent with Members, Participants, or Others
The Exchange proposes to amend Section 6(b) of the Act,7 in general, and
Rule 990NY(8) to correct a No written comments were solicited
furthers the objectives of Section
typographical error. The proposed rule or received with respect to the proposed
6(b)(5),8 in particular, in that it is rule change.
change is available on the Exchange’s designed to promote just and equitable
Web site at www.nyse.com, at the principles of trade, to foster cooperation III. Date of Effectiveness of the
principal office of the Exchange, and at and coordination with persons engaged Proposed Rule Change and Timing for
the Commission’s Public Reference in regulating, clearing, settling, Commission Action
Room. processing information with respect to, The Exchange has filed the proposed
II. Self-Regulatory Organization’s and facilitation [sic] transactions in rule change pursuant to Section
Statement of the Purpose of, and securities, to remove impediments to, 19(b)(3)(A)(iii) of the Act 10 and Rule
Statutory Basis for, the Proposed Rule and perfect the mechanism of a free and 19b–4(f)(6) thereunder.11 Because the
Change open market and, in general, to protect proposed rule change does not: (i)
investors and the public interest. Significantly affect the protection of
In its filing with the Commission, the Additionally, the Exchange believes the investors or the public interest; (ii)
self-regulatory organization included proposed rule change is consistent with impose any significant burden on
statements concerning the purpose of, the Section 6(b)(5) 9 requirement that competition; and (iii) become operative
and basis for, the proposed rule change the rules of an exchange not be designed prior to 30 days from the date on which
and discussed any comments it received it was filed, or such shorter time as the
to permit unfair discrimination between
on the proposed rule change. The text Commission may designate, if
customers, issuers, brokers, or dealers.
of those statements may be examined at consistent with the protection of
the places specified in Item IV below. Specifically, the Exchange believes investors and the public interest, the
The Exchange has prepared summaries, that the proposed rule change will proposed rule change has become
set forth in sections A, B, and C below, remove impediments to and perfect the effective pursuant to Section 19(b)(3)(A)
of the most significant parts of such mechanisms of a free and open market of the Act and Rule 19b–4(f)(6)(iii)
statements. by correcting an inaccurate reference thereunder.
contained in Rule 990NY(8), which A proposed rule change filed under
A. Self-Regulatory Organization’s Rule 19b–4(f)(6) 12 normally does not
would clarify Exchange rules and
Statement of the Purpose of, and the become operative prior to 30 days after
alleviate any investor confusion. The
Statutory Basis for, the Proposed Rule the date of the filing. However, pursuant
Change Exchange believes this additional
transparency and clarity removes a to Rule 19b4(f)(6)(iii),13 the Commission
1. Purpose potential impediment to, and would may designate a shorter time if such
contribute to perfecting, the mechanism action is consistent with the protection
The Exchange proposes to amend for a free and open market and a of investors and the public interest. The
Rule 990NY (Definitions Related to Exchange has asked the Commission to
national market system, and, in general,
Order Protection and Locked and waive the 30-day operative delay so that
would protect investors and the public
Crossed Markets) to correct a the Exchange may correct inaccurate
interest.
typographical error. Specifically, in references in its rules without undue
Rule 990NY(8), regarding the definition B. Self-Regulatory Organization’s delay. The Exchange believes that the
of an Intermarket Sweep Order, the Statement on Burden on Competition proposed rule change will promote
Exchange proposes to replace the clarity in its rules and help eliminate
inaccurate reference to ‘‘OTP Holder’’ The Exchange does not believe that potential investor confusion, consistent
with ‘‘ATP Holder.’’ OTP Holder refers this proposed rule change would with the protection of investors and the
to individuals on NYSE Arca, Inc. who impose any burden on competition not public interest. The Commission agrees
have been issued an Options Trading necessary or appropriate in furtherance and has determined to waive the 30-day
Permit on that exchange,4 whereas ATP of the purposes of the Act. The operative date so that the proposal may
Holders refer holders of Amex Trading proposed change is not designed to take effect upon filing.14
Permits on the Exchange.5 The address any competitive issue but rather At any time within 60 days of the
Exchange inadvertently included the to correct an inaccurate reference in filing of such proposed rule change, the
reference to OTP Holder when it Rule 990NY(8), thereby reducing Commission summarily may
adopted the definitions for the Options confusion and making the Exchange’s temporarily suspend such rule change if
Plan for Locked/Crossed Markets.6 The rules easier to understand and navigate.
proposed rule change would clarify The Exchange believes that the
10 15 U.S.C. 78s(b)(3)(A)(iii).
11 17 CFR 240.19b–4(f)(6). As required under Rule
Exchange rules and alleviate any proposed rule change will serve to 19b–4(f)(6)(iii), the Exchange provided the
investor confusion. promote regulatory clarity and Commission with written notice of its intent to file
consistency, thereby reducing burdens the proposed rule change, along with a brief
4 See NYSE Arca Rule 1.1(q) (defining OTP description and the text of the proposed rule
Holder as ‘‘a natural person in good standing who
on the marketplace and facilitating change, at least five business days prior to the date
mstockstill on DSK4VPTVN1PROD with NOTICES

has been issued an OTP’’). investor protection. of filing of the proposed rule change, or such
5 See Rule 900.2NY(5) (defining ATP Holder as ‘‘a shorter time as designated by the Commission.
12 17 CFR 240.19b–4(f)(6).
natural person, sole proprietorship, partnership,
corporation, limited liability company or other 13 17 CFR 240.19b–4(f)(6)(iii).

organization, in good standing, that has been issued 14 For purposes only of accelerating the operative
an ATP’’). date of this proposal, the Commission has
7 15 U.S.C. 78f(b).
6 See Securities Exchange Act Release No. 60526 considered the proposed rule’s impact on
8 15 U.S.C. 78f(b)(5).
(August 18, 2009), 74 FR 43185 (August 26, 2009) efficiency, competition, and capital formation. 15
(SR–NYSEAmex–2009–19). 9 Id. U.S.C. 78c(f).

VerDate Sep<11>2014 22:15 Feb 12, 2016 Jkt 238001 PO 00000 Frm 00142 Fmt 4703 Sfmt 4703 E:\FR\FM\16FEN1.SGM 16FEN1
7884 Federal Register / Vol. 81, No. 30 / Tuesday, February 16, 2016 / Notices

it appears to the Commission that such submissions. You should submit only DEPARTMENT OF STATE
action is necessary or appropriate in the information that you wish to make
[Public Notice: 9446]
public interest, for the protection of available publicly. All submissions
investors, or otherwise in furtherance of should refer to File Number SR– Culturally Significant Objects Imported
the purposes of the Act. If the NYSEMKT–2016–19 and should be for Exhibition Determinations:
Commission takes such action, the submitted on or before March 8, 2016. ‘‘Pharaoh: King of Ancient Egypt’’
Commission shall institute proceedings For the Commission, by the Division of Exhibition
under Section 19(b)(2)(B) 15 of the Act to Trading and Markets, pursuant to delegated
determine whether the proposed rule authority.16 SUMMARY: Notice is hereby given of the
change should be approved or Brent J. Fields, following determinations: Pursuant to
disapproved. the authority vested in me by the Act of
Secretary.
October 19, 1965 (79 Stat. 985; 22 U.S.C.
IV. Solicitation of Comments [FR Doc. 2016–02980 Filed 2–12–16; 8:45 am]
2459), Executive Order 12047 of March
Interested persons are invited to BILLING CODE 8011–01–P 27, 1978, the Foreign Affairs Reform and
submit written data, views, and Restructuring Act of 1998 (112 Stat.
arguments concerning the foregoing, 2681, et seq.; 22 U.S.C. 6501 note, et
including whether the proposed rule SMALL BUSINESS ADMINISTRATION seq.), Delegation of Authority No. 234 of
change is consistent with the Act. October 1, 1999, Delegation of Authority
Comments may be submitted by any of [PennantPark SBIC II, LP; License No. 02/ No. 236–3 of August 28, 2000 (and, as
the following methods: 02–0663]
appropriate, Delegation of Authority No.
Electronic Comments Notice Seeking Exemption Under 257–1 of December 11, 2015), I hereby
Section 312 of the Small Business determine that the objects to be
• Use the Commission’s Internet included in the exhibition ‘‘Pharaoh:
comment form (http://www.sec.gov/ Investment Act, Conflicts of Interest
King of Ancient Egypt,’’ imported from
rules/sro.shtml); or Notice is hereby given that abroad for temporary exhibition within
• Send an email to rule-comments@ PennantPark SBIC II, LP, 590 Madison the United States, are of cultural
sec.gov. Please include File Number SR– Avenue, 15th Floor, New York, NY significance. The objects are imported
NYSEMKT–2016–19 on the subject line. 10022, a Federal Licensee under the pursuant to a loan agreement with the
Paper Comments Small Business Investment Act of 1958, foreign owner or custodian. I also
as amended (‘‘the Act’’), in connection determine that the exhibition or display
• Send paper comments in triplicate
with the financing of a small concern, of the exhibit objects at The Cleveland
to Brent J. Fields, Secretary, Securities
has sought an exemption under section Museum of Art, Cleveland, Ohio, from
and Exchange Commission, 100 F Street
312 of the Act and section 107.730, on or about March 13, 2016, until on or
NE., Washington, DC 20549–1090.
Financings which Constitute Conflicts about June 12, 2016, and at possible
All submissions should refer to File of Interest of the Small Business additional exhibitions or venues yet to
Number SR–NYSEMKT–2016–19. This Administration (‘‘SBA’’) Rules and be determined, is in the national
file number should be included on the Regulations (13 CFR 107.730) interest. I have ordered that Public
subject line if email is used. To help the PennantPark SBIC II, LP proposes to Notice of these Determinations be
Commission process and review your provide debt financing to Triad published in the Federal Register.
comments more efficiently, please use Manufacturing, Inc., 4700 Goodfellow FOR FURTHER INFORMATION CONTACT: For
only one method. The Commission will Blvd., Saint Louis, MO 63120. further information, including a list of
post all comments on the Commission’s The financing is brought within the the imported objects, contact the Office
Internet Web site (http://www.sec.gov/ purview of § 107.730(a)(1) of the of Public Diplomacy and Public Affairs
rules/sro.shtml). Copies of the regulations because PennantPark in the Office of the Legal Adviser, U.S.
submission, all subsequent Investment Corporation, an Associate of Department of State (telephone: 202–
amendments, all written statements PennantPark SBIC II, LP, owns more 632–6471; email:
with respect to the proposed rule than ten percent of Triad section2459@state.gov). The mailing
change that are filed with the Manufacturing, Inc., and therefore this address is U.S. Department of State,
Commission, and all written transaction is considered a financing of L/PD, SA–5, Suite 5H03, Washington,
communications relating to the an Associate requiring prior SBA DC 20522–0505.
proposed rule change between the approval.
Commission and any person, other than Dated: February 9, 2016.
Notice is hereby given that any
those that may be withheld from the Mark Taplin,
interested person may submit written
public in accordance with the comments on the transaction, within Deputy Assistant Secretary for Policy, Bureau
provisions of 5 U.S.C. 552, will be of Educational and Cultural Affairs,
fifteen days of the date of this Department of State.
available for Web site viewing and publication, to the Associate
printing in the Commission’s Public Administrator for Investment, U.S.
[FR Doc. 2016–03218 Filed 2–12–16; 8:45 am]
Reference Room, 100 F Street NE., Small Business Administration, 409 BILLING CODE 4710–05–P
Washington, DC 20549 on official Third Street SW., Washington, DC
business days between the hours of 20416.
10:00 a.m. and 3:00 p.m. Copies of the SUSQUEHANNA RIVER BASIN
Dated: February 3, 2016.
mstockstill on DSK4VPTVN1PROD with NOTICES

filing also will be available for COMMISSION
inspection and copying at the principal Mark L. Walsh,
office of the Exchange. All comments Associate Administrator for Office of Projects Approved for Consumptive
received will be posted without change; Investment and Innovation. Uses of Water
the Commission does not edit personal [FR Doc. 2016–03005 Filed 2–12–16; 8:45 am]
AGENCY: Susquehanna River Basin
identifying information from BILLING CODE 8025–01–P
Commission.
15 15
ACTION: Notice.
U.S.C. 78s(b)(2)(B). 16 17 CFR 200.30–3(a)(12).

VerDate Sep<11>2014 22:15 Feb 12, 2016 Jkt 238001 PO 00000 Frm 00143 Fmt 4703 Sfmt 4703 E:\FR\FM\16FEN1.SGM 16FEN1
Document Created: 2016-02-13 03:13:33
Document Modified: 2016-02-13 03:13:33
Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		81 FR 7882