81_FR_80211 81 FR 79991 - Energy Conservation Program for Consumer Products and Certain Commercial and Industrial Equipment: Final Determination of Compressors as Covered Equipment

81 FR 79991 - Energy Conservation Program for Consumer Products and Certain Commercial and Industrial Equipment: Final Determination of Compressors as Covered Equipment

DEPARTMENT OF ENERGY

Federal Register Volume 81, Issue 220 (November 15, 2016)

Page Range79991-79998
FR Document2016-26693

The U.S. Department of Energy (DOE) is classifying certain varieties of compressors as covered equipment under Part A-1 of Title III of the Energy Policy and Conservation Act (EPCA), as amended. Accordingly, this document establishes the definition of equipment that are considered compressors.

Federal Register, Volume 81 Issue 220 (Tuesday, November 15, 2016)
[Federal Register Volume 81, Number 220 (Tuesday, November 15, 2016)]
[Rules and Regulations]
[Pages 79991-79998]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-26693]



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Federal Register / Vol. 81, No. 220 / Tuesday, November 15, 2016 / 
Rules and Regulations

[[Page 79991]]



DEPARTMENT OF ENERGY

10 CFR Part 431

[Docket No. EERE-2012-BT-DET-0033]
RIN 1904-AC83


Energy Conservation Program for Consumer Products and Certain 
Commercial and Industrial Equipment: Final Determination of Compressors 
as Covered Equipment

AGENCY: Office of Energy Efficiency and Renewable Energy, Department of 
Energy.

ACTION: Final rule.

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SUMMARY: The U.S. Department of Energy (DOE) is classifying certain 
varieties of compressors as covered equipment under Part A-1 of Title 
III of the Energy Policy and Conservation Act (EPCA), as amended. 
Accordingly, this document establishes the definition of equipment that 
are considered compressors.

DATES: This rule is effective December 15, 2016.

ADDRESSES: This rulemaking can be identified by docket number EERE-
2012-BT-DET-0033 and/or Regulatory Information Numbers (RIN) 1904-AC83.
    Docket: The docket, which includes Federal Register notices, public 
meeting attendee lists and transcripts, comments, and other supporting 
documents/materials, is available for review at www.regulations.gov. 
All documents in the docket are listed in the www.regulations.gov 
index. However, some documents listed in the index may not be publicly 
available, such as those containing information that is exempt from 
public disclosure.
    A link to the docket Web page can be found at: https://www.regulations.gov/docket?D=EERE-2012-BT-DET-0033. The 
www.regulations.gov Web page contains simple instructions on how to 
access all documents, including public comments, in the docket.
    For further information on how to review the docket, contact the 
Appliance and Equipment Standards Program staff at (202) 586-6636 or by 
email: [email protected].

FOR FURTHER INFORMATION CONTACT:
    James Raba, U.S. Department of Energy, Office of Energy Efficiency 
and Renewable Energy, Building Technologies Office, EE-5B, 1000 
Independence Avenue SW., Washington, DC 20585-0121. Telephone: (202) 
586-8654. Email: [email protected].
    Mary Greene, U.S. Department of Energy, Office of the General 
Counsel, GC-33, 1000 Independence Avenue SW., Washington, DC 20585-
0121. Telephone: (202) 586-1817. Email: [email protected].

SUPPLEMENTARY INFORMATION:

Table of Contents

I. Statutory Authority
II. Current Rulemaking Process
III. Covered Equipment
    A. Compressors in Covered Products
    B. Pressure Ratio
    C. Equipment Configuration
    D. Electrical Connection Method
    E. Non-Electric Compressors
    F. Variety of Equipment Covered
    G. Federal Preemption
    H. Conclusion
IV. Evaluation of Compressors as a Covered Equipment
    A. Energy Consumption in Operation
    B. Distribution in Commerce
    C. Prior Inclusion as a Covered Product
    D. Coverage Necessary To Carry Out Purposes of Part A-1 of the 
Energy Policy and Conservation Act
V. Procedural Issues and Regulatory Review
    A. Review Under Executive Order 12866
    B. Review Under the Regulatory Flexibility Act
    C. Review Under the Paperwork Reduction Act of 1995
    D. Review Under the National Environmental Policy Act of 1969
    E. Review Under Executive Order 13132
    F. Review Under Executive Order 12988
    G. Review Under the Unfunded Mandates Reform Act of 1995
    H. Review Under the Treasury and General Government 
Appropriations Act of 1999
    I. Review Under Executive Order 12630
    J. Review Under the Treasury and General Government 
Appropriations Act of 2001
    K. Review Under Executive Order 13211
    L. Congressional Notification
    M. Review Under the Information Quality Bulletin for Peer Review
VI. Approval of the Office of the Secretary

I. Statutory Authority

    Title III of the Energy Policy and Conservation Act of 1975, as 
amended (``EPCA'' or, in context, ``the Act''), sets forth a variety of 
provisions designed to improve energy efficiency. (42 U.S.C. 6291, et 
seq.) Part C of Title III, which for editorial reasons was re-
designated as Part A-1 upon incorporation into the U.S. Code (42 U.S.C. 
6311-6317), establishes the ``Energy Conservation Program for Certain 
Industrial Equipment.'' The purpose of Part A-1 is to improve the 
efficiency of electric motors and pumps and certain other industrial 
equipment in order to conserve the energy resources of the Nation. (42 
U.S.C 6312(a))
    EPCA provides that DOE may include a type of industrial equipment, 
including compressors, as covered equipment if it determines that to do 
so is necessary to carry out the purposes of Part A-1. (42 U.S.C. 
6311(2)(B)(i) and 6312(b)). Industrial equipment, including 
compressors, must be of a type that consumes, or is designed to 
consume, energy in operation; is distributed in commerce for industrial 
or commercial use; and is not a covered product as defined in 42 U.S.C. 
6291(a)(2) of EPCA. (42 U.S.C. 6311 (2)(A)). DOE has determined that 
compressors, the definition of which DOE is adding to subpart T of 10 
CFR 431 and discusses in this rule, meet the statutory requirements 
under 42 U.S.C. 6311(2)(B)(i) and 6312(b) and is classifying them as 
covered equipment.
    Separately, DOE is conducting rulemakings to consider test 
procedures, and energy conservation standards for compressors. Pursuant 
to EPCA, any new or amended energy conservation standard for 
compressors must be designed to achieve the maximum improvement in 
energy efficiency that is technologically feasible and economically 
justified. (42 U.S.C. 6295(o)(2)(A) and 6316(a)). Furthermore, the new 
or amended standard must result in a significant conservation of 
energy. (42 U.S.C. 6295(o)(3)(B) and 6316(a)). DOE will determine if 
compressors satisfy these provisions during the course of the energy 
conservation standards rulemaking.

[[Page 79992]]

II. Current Rulemaking Process

    On December 31, 2012 (77 FR 76972), DOE issued a Proposed 
Determination of Coverage (2012 NOPD) that proposed to determine that 
compressors qualify as covered equipment under part A-1 of Title III of 
EPCA, as amended (42 U.S.C. 6311 et seq). DOE proposed that coverage 
was necessary for the purposes of Part A-1 because (1) DOE may only 
prescribe energy conservation standards for covered equipment; and (2) 
energy conservation standards for compressors would improve the 
efficiency of such equipment more than would be likely to occur in the 
absence of standards. The 2012 NOPD tentatively determined adoption of 
energy conservation standards for compressors likely would satisfy the 
provisions of 42 U.S.C. 6311(2)(B)(i). On February 7, 2013 (78 FR 
8998), DOE published a notice reopening the comment period on the 2012 
NOPD.
    On February 5, 2014 (79 FR 6839), DOE published a notice of public 
meeting and provided a framework document that addressed potential 
standards and test procedures rulemakings for compressors. DOE held a 
public meeting to discuss the framework document on April 1, 2014. At 
this meeting, DOE discussed and received comments on the framework 
document, which covered the analytical framework, models, and tools 
that DOE used to evaluate potential standards; and all other issues 
raised relevant to the development of energy conservation standards for 
the different categories of compressors. On March 18, 2014 (79 FR 
15061), DOE extended the comment period.
    On May 5, 2016 (81 FR 27219), DOE issued a notice of proposed 
rulemaking (NOPR) to propose a definition for the term ``compressor'' 
and to propose test procedures for certain compressors (hereafter, the 
``test procedure NOPR''). On May 19, 2016 (81 FR 31680), DOE issued a 
NOPR to propose energy conservation standards for certain varieties of 
compressors (hereafter, the ``energy conservation standards NOPR''). On 
June 20, 2016, DOE held a public meeting to discuss the test procedure 
and energy conservation standards NOPRs and to accept comments from 
interested parties.
    In this final rule, DOE responds to the seven comments received 
from interested parties in response to the 2012 NOPD. DOE notes that 
certain comments received in response to the 2012 NOPD discussed topics 
such as: Technology options to improve the efficiency of compressors, 
scope of potential energy conservations standards, and test methods for 
compressors, among other comments. These comments relate to the ongoing 
test procedure and/or energy conservation standards rulemakings and 
are, or will, be addressed in those rulemakings, as applicable. In this 
document, DOE also responds to certain comments that were submitted in 
response to the test procedure NOPR and pertain to the definition of 
``compressor.''
    In this document, DOE addresses comments submitted by the 
following: The Air-Conditioning, Heating, and Refrigeration Institute 
(AHRI); American Council for an Energy-Efficient Economy (ACEEE); 
Appliance Standards Awareness Project (ASAP); Alliance to Save Energy 
(ASE); Atlas Copco AB (Atlas Copco); the Compressed Air & Gas Institute 
(CAGI); Compressed Air Systems; the Edison Electric Institute (EEI); 
Ingersoll Rand; Kaeser Compressors; the National Rural Electric 
Cooperative Association (NRECA); the Northwest Energy Efficiency 
Alliance (NEEA); the Northeast Energy Efficiency Partnerships (NEEP); 
the National Resources Defense Council (NRDC); the Pacific Gas and 
Electric Company (PG&E), San Diego Gas and Electric (SDG&E), Southern 
California Edison (SCE), and Southern California Gas Company (SCGC), 
collectively referred to as the California Investor Owned Utilities (CA 
IOUs); Scales Industrial Technologies; Sullair; Saylor-Beall 
Manufacturing Company and Sullivan-Palatek, collectively referred to as 
Sullivan-Palatek.
    DOE will identify comments received in response to the test 
procedure NOPR by the number of the docket maintained at 
www.regulations.gov (Docket No. EERE-2014-BT-TP-0054), the commenter, 
the number of document as listed in that docket, and the page number of 
that document where the comment appears (for example: EERE-2014-BT-TP-
0054, CAGI, No. 0010 at p. 3CAGI, No. 10 at p. 4). DOE will identify 
comments received in response to the energy conservation standards NOPR 
by the commenter, the number of document as listed in the docket 
maintained at www.regulations.gov (Docket No. EERE-2013-BT-STD-0040), 
and the page number of that document where the comment appears. DOE 
will cite comments in this rule's docket (EERE-2012-BT-DET-0033) solely 
using the commenter name, commenter number, and page number, without a 
docket reference.

III. Covered Equipment

    ``Compressor'' is not an existing defined term under EPCA. In the 
2012 NOPD, DOE tentatively determined to add compressors as a type of 
covered equipment and proposed a definition for ``compressor.'' 77 FR 
76972, 76973 (Dec 31, 2012). Specifically, DOE proposed to define 
compressor as an electric-powered device that takes in air or gas at 
atmospheric pressure and delivers the air or gas at a higher pressure. 
DOE also clarified that compressors typically have a specific ratio, 
the ratio of delivery pressure to supply pressure, greater than 1.20 
and compressors are classified as positive-displacement, dynamic, or 
hybrid. 77 FR 76972, 76973-76974 (Dec 31, 2012). Finally, DOE noted 
that compressors may have pistons, rollers, rotors, impeller wheels, 
spiral disks, cylinders, lubricant, motors and transmissions, controls, 
treatment equipment, filters, and/or a lubricant/air separators. 77 FR 
76972, 76974 (Dec 31, 2012). In the 2016 test procedure NOPR, after 
considering comments in response to the February 5, 2014 framework 
document (79 FR 6839), DOE proposed revisions to its initial proposed 
``of a compressor''. Specifically, DOE proposed that a compressor means 
a machine or apparatus that converts different types of energy into the 
potential energy of gas pressure for displacement and compression of 
gaseous media to any higher pressure values above atmospheric pressure 
and has a pressure ratio greater than 1.3. 81 FR 27220, 27224 (May 5, 
2016)
    Several parties commented in response to the definition of 
``compressor'' considered in the 2012 NOPD and proposed in the 2016 
test procedure NOPR (and its associated public meeting). These comments 
are discussed by topic, in the sections that follow.

A. Compressors in Covered Products

    In response to the 2012 NOPD, AHRI stated that DOE's proposed 
definition of ``compressor'' may unintentionally include some products 
as covered equipment. Specifically AHRI was concerned that heating, 
ventilating, air conditioning, and refrigeration (HVACR) equipment may 
meet the proposed definition, and suggested that DOE include a 
statement to exclude them. (AHRI, No. 0002 at pp. 1-2) AHRI stated that 
the energy consumption of HVACR compressors is already accounted for in 
the efficiency ratings for regulated HVACR equipment, which means that 
covering those compressors under separate regulations would lead to 
unwarranted double regulation on

[[Page 79993]]

HVACR products. (AHRI, No. 0002 at p. 2).
    EEI commented that certain electric motors sized under 500 
horsepower (which are used on certain compressors), are already subject 
to DOE energy conservation standards, and DOE should take this into 
consideration in any future energy conservation standards, in order to 
avoid duplicative regulation of these motors. (EEI, No. 0009 at p. 4)
    This final rule establishes a definition for ``compressors'' and 
classifies them as covered equipment under EPCA; it does not establish 
scope for any potential energy conservation standards. As such, AHRI's 
comment that compressors in HVACR systems and EEI comments regarding 
motors should be excluded from regulation will be addressed in the 
ongoing energy conservation standards rulemaking.

B. Pressure Ratio

    In response to the 2016 test procedure NOPR, Atlas Copco commented 
that DOE should harmonize with international precedent to aid 
manufacturers in exporting their products, and reduce the minimum 
pressure ratio from 1.3 to 1.1, as is stated in European Union (EU) Lot 
31 draft standard.\1\ (EERE-2014-BT-TP-0054, Atlas Copco, No. 0009 at 
p. 11).
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    \1\ The EU Lot 31 draft standard is available at: http://www.regulations.gov/contentStreamer?documentId=EERE-2013-BT-STD-0040-0031&disposition=attachment&contentType=pdf.
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    In response to Atlas Copco, DOE reiterates that it proposed a 
lower-bound pressure ratio of 1.3 to align the coverage determination 
of compressors with the coverage determination being considered in the 
fans and blowers rulemaking, with the intent that DOE regulations do 
not leave any gaps in coverage. 81 FR 27220, 27224 (May 5, 2016). DOE 
further reiterates that an Appliance Standards Rulemaking Advisory 
Committee (ASRAC) Working Group was established to negotiate proposed 
energy conservation standards for fans and blowers and this group 
discussed and came to general agreement on a maximum fan energy limit 
of 25 kJ/kg, which translates approximately to a 1.3 pressure ratio, as 
the appropriate cutoff to distinguish between fans and compressors. 
(EERE-2014-BT-TP-0054, Docket No. EERE-2013-BT-STD-0006; EERE-2014-BT-
TP-0054, Public Meeting, No. 84 at p. 11) and 81 FR 27220, 27224 (May 
5, 2016). If, through the fans and blowers rulemaking, DOE establishes 
coverage for equipment that incorporates a maximum1.3 pressure ratio 
limit, DOE would have the authority to establish test procedures and 
energy conservation standards for equipment with pressure ratios 
between 1.1 and 1.3, under the coverage of fans and blowers, rather 
than compressors. (see: Docket No. EERE-2013-BT-STD-0006). 
Alternatively, incorporating a minimum 1.1 pressure ratio into the 
definition of ``compressor'' would result in an overlap in coverage 
with fans and blowers, and create confusion in the market.
    Additionally, incorporating a definition for ``compressor'' as 
covered equipment by itself has no material impact on manufacturers. 
Rather, a decision by DOE to establish test procedures and/or energy 
conservation standards for certain compressors could materially impact 
manufacturers and trade. As such, DOE's decision to establish coverage 
for compressors based on a minimum pressure ratio of 1.3 has no impact 
on manufacturing or exporting, as claimed by Atlas Copco.
    In response to the 2012 NOPD, CAGI commented that the 1.2 
compression ratio proposed by DOE is too low. CAGI suggested a 
compression ratio of 2.5 instead. CAGI noted that what are referred to 
as ``low-pressure blowers'' can reach pressure ratios below 2.5, but 
are not generally viewed as compressors. CAGI also stated that a 
compression ratio of 1.2 may result in the inclusion of blowers for 
hand drying and vending machine compressors. (CAGI, No. 0003 at pp. 6-
7) Both Ingersoll Rand and Kaeser Compressors supported CAGI's 
recommendation to use a pressure ratio of 2.5 instead of 1.2. (Kaeser 
Compressors, No. 0007 at p. 1; Ingersoll Rand, No. 0004 at pp. 1-2). 
However, DOE notes that, in response to the 2016 test procedure NOPR, 
CAGI and Ingersoll Rand updated their opinions and provided support for 
the definition of ``compressor,'' with a 1.3 minimum pressure ratio, as 
proposed by DOE in the test procedure NOPR. (EERE-2014-BT-TP-0054, 
CAGI, No. 0010 at p. 3; EERE-2014-BT-TP-0054, Ingersoll Rand, No. 0011 
at p. 1; EERE-2014-BT-TP-0054, Sullair, No. 0006 at p. 1) Kaeser 
Compressors provided no updated comments related minimum pressure 
ratio, in response to the 2016 test procedure NOPR.
    In response to the 2016 test procedure NOPR, Scales Industrial 
Technologies commented that the term ``compressor'' was historically 
used for equipment with pressure values above 18-25 psig, corresponding 
to pressure ratios of 2.2-2.7, and that equipment with pressure values 
below this range were referred to as ``blowers.'' (EERE-2014-BT-TP-
0054, Scales Industrial Technologies, No. 0013, at p. 3)
    In response to Kaeser Compressors and Scales Industrial 
Technologies, DOE acknowledges that lower pressure compressors are 
often termed ``blowers'' in industry. However, significant industry 
precedent exists that classifies blowers (and other lower pressure 
ratio machines) as sub-varieties of compressors. Specifically, in the 
test procedure NOPR, DOE noted that the International Organization for 
Standardization (ISO) Technical Report 12942:2012, ``Compressors--
Classification--Complementary information to ISO 5390,'' (ISO/TR 
12942:2012) defines ``compressor'' as a machine or apparatus converting 
different types of energy into the potential energy of gas pressure for 
displacement and compression of gaseous media to any higher pressure 
values above atmospheric pressure with pressure-increase ratios 
exceeding 1.1. 81 FR 27219, 27223 (May 5, 2016). Additionally, the 
European Union (EU) Lot 31 draft standard,\2\ as previously discussed 
by Atlas Copco, also defines ``compressor'' using a minimum pressure 
ratio of 1.1.\3\ Technically, any machine with a pressure ratio of 
greater than 1.0 could meet the first clause of the proposed definition 
for ``compressor''. In other words, it can convert different types of 
energy into the potential energy of gas pressure for displacement and 
compression of gaseous media to any higher pressure values above 
atmospheric pressure. Given the precedent established by ISO/TR 
12942:2012 and the EU Lot 31 draft standard, DOE believes that 1.1 is 
the minimum pressure ratio used in the industry to describe 
compressors. Consequently, a machine that converts different types of 
energy into the potential energy of gas pressure for displacement and 
compression of gaseous media to any higher pressure values above 
atmospheric pressure and has a pressure ratio of 1.3 would technically 
be considered a compressor by the compressor industry.
---------------------------------------------------------------------------

    \2\ The EU Lot 31 draft standard is available at: http://www.regulations.gov/contentStreamer?documentId=EERE-2013-BT-STD-0040-0031&disposition=attachment&contentType=pdf.
    \3\ As discussed in the previous paragraph, DOE is adopting a 
minimum pressure ratio of 1.3, rather than 1.1, in order to align 
with the fans and blowers rule.
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    Finally, DOE notes that the CA IOUs, CAGI, Sullivan-Palatek, 
Ingersoll Rand, and Sullair all support the definition of 
``compressor'' with a 1.3 minimum pressure ratio, as proposed in the 
test procedure NOPR. (EERE-2014-BT-TP-0054, CA IOUs, No. 0012 at p. 3; 
EERE-

[[Page 79994]]

2014-BT-TP-0054, CAGI, No. 0010 at p. 3; EERE-2014-BT-TP-0054, 
Sullivan-Palatek, No. 0007 at p. 1; EERE-2014-BT-TP-0054, Ingersoll 
Rand, No. 0011 at p. 1; EERE-2014-BT-TP-0054, Sullair, No. 0006 at p. 
1). For these reasons, DOE reaffirms its conclusion that a minimum 
pressure ratio of 1.3 is appropriate for use in the definition of 
``compressor.''

C. Equipment Configuration

    In response to the 2012 NOPD, Ingersoll Rand made two 
recommendations regarding which components should be included in the 
definition of ``compressor.'' First, Ingersoll Rand suggested that 
``compressor'' should be defined to include ``onboard'' controls that 
are integrated into the compressor package and solely for the operation 
of the compressor package to which they are mounted. (Ingersoll Rand, 
No. 0004 at p. 2).
    Second, Ingersoll Rand suggested that ``compressor'' should be 
defined to include filters and treatment equipment that are integral 
and necessary to operate the compressor, such as oil coolers, 
aftercoolers, and filters, and deliver a certain quality of compressed 
air. (Ingersoll Rand, No. 0004 at p. 2).
    In response, this final rule establishes a definition for 
``compressors'' and classifies them as covered equipment under EPCA; it 
does not establish scope for any potential energy conservation 
standards. To that end, DOE notes that the definition of ``compressor'' 
adopted in this final rule (see section III.H), is broad and does not 
exclude the components recommended by Ingersoll Rand. However, DOE 
notes that it may limit the applicability of any test procedures and 
energy conservations standards it chooses to pursue in the future to 
address the (components/controls) identified by Ingersoll Rand.

D. Electrical Connection Method

    In response to the 2012 NOPD, CAGI commented that the definition of 
``compressor'' should not apply to compressors that are connected 
through a wall outlet using a plug connection. CAGI explained that 
these compressors generally have intermittent usage patterns, are 
small, and are not designed for continuous duty and, therefore, do not 
represent significant energy use. (CAGI, No. 0003 at p. 7)
    DOE recognizes the benefits of focusing on compressors likely to 
account for significant energy use for the purposes of setting 
regulatory requirements. However, DOE notes that compressors can be 
modified to add or remove electrical plugs, without great cost or 
difficulty, by a party aiming to circumvent standards. Additionally, 
for certain compressor sizes (i.e., smaller horsepower), the presence 
of a plug has no bearing on end user utility, as plugs can be added or 
removed at a nominal cost to the end user. Therefore, many compressors 
with and without plugs may serve the same markets and applications and 
should be treated similarly.
    Finally, DOE prefers to use attributes more native to a compressor 
(e.g., pressure ratios) to delineate, where needed, which compressors 
may fall within the coverage determination. As a result, DOE is 
declining CAGI's recommendation to remove from the coverage 
determination those compressors that are connected through a wall 
outlet using a plug connection.

E. Non-Electric Compressors

    In response to the 2012 NOPD, EEI commented that DOE should use a 
definition that applies to non-electric in addition to electric 
compressors, arguing that limiting the definition to electric 
compressors would be inconsistent with DOE's other recent actions for 
similar products, and equipment such as pumps and fans, and would be 
inconsistent with the intent of EPCA. (EEI, No. 0009, at p. 2) NRECA 
also commented that any compressor definition should be fuel-neutral. 
(NRECA, No. 0008, at p. 2) EEI also noted that DOE provided no 
rationale supporting the exclusion of non-electric compressors, and 
that there are significant numbers of fossil fuel-driven compressors 
operating in the United States. (EEI, No. 0009, at p. 5)
    Further, in response to the 2012 NOPD, EEI stated that excluding 
non-electric compressors carries the potential to distort markets--
presumably by incentivizing end users to substitute unregulated 
compressors. (EEI, No. 0009, at p. 7) NRECA also commented that an 
electric-only compressor definition could encourage fuel-switching to 
non-electric compressors and not result in economic or energy savings. 
(NRECA, No. 0008, at p. 2)
    In response to EEI's and NRECA's argument not to limit the 
definition of ``compressor'' to electric compressors, DOE notes that it 
is adopting a fuel-neutral definition of ``compressor.''

F. Variety of Equipment Covered

    In response to the 2016 test procedure NOPR, Compressed Air Systems 
commented that the term ``compressor'' may unintentionally include 
other equipment, such as refrigerators, air conditioners, bellows, hand 
air pumps, or turbochargers, and suggested a more narrow definition of 
the term that would encompass just the products intended for 
regulation. (EERE-2014-BT-TP-0054, Compressed Air Systems, No. 0008 at 
p. 1).
    In response, DOE notes that the definition of ``compressor,'' as 
proposed in the test procedure NOPR, does not specifically include or 
exclude compressors installed as components of other covered products 
or equipment such as refrigerators and air conditioners. Nonetheless, 
it may apply to subcomponents of such equipment. Further, if equipment 
commonly referred to as bellows, hand air pumps, or turbochargers meets 
the definition of ``compressor,'' as proposed in the test procedure 
NOPR and adopted in this document, such equipment would fall within the 
coverage determination for compressors. However, DOE will determine 
appropriate scope(s) of applicability for future test procedure and 
energy conservation standards rulemakings based on the particular 
circumstances of the market.

G. Federal Preemption

    In response to DOE's May 19, 2016 energy conversation standards 
NOPR (81 FR 31680), the CA IOUs, ASAP, ACEEE, NEEA, NRDC, NEEP, and ASE 
commented that if there are no energy conservation standards for 
reciprocating compressors, then reciprocating compressors should not be 
covered equipment in order to allow states to pursue standards. (EERE-
2013-BT-STD-0040, CA IOUs, No. 0059 at pp. 2-3; EERE-2013-BT-STD-0040, 
CA IOUs, Public Meeting Transcript, No. 0044 at p. 153; EERE-2013-BT-
STD-0040, ASAP, ACEEE, NEEA, NRDC, NEEP, ASE, No. 0060 at pp. 2-3)
    In this final rule, DOE is establishing a broad definition for 
``compressors;'' it is not establishing a definition for specific 
categories of compressors. DOE will define specific categories of 
compressors and the scope of applicability of test procedures and 
energy conservation standards in their respective rules. In turn, DOE 
is classifying compressors as covered equipment under EPCA because the 
agency concludes that commercial and industrial compressors qualify as 
covered equipment under part A-1 of Title III of EPCA, as amended. (42 
U.S.C. 6311 et seq.). Once DOE has classified equipment as covered, any 
State regulation concerning the energy use or energy efficiency of the 
covered product is preempted by Federal coverage. (42 U.S.C. 6297(b), 
6316(a)).

[[Page 79995]]

H. Conclusion

    Ultimately, for the reasons discussed in this section and 
established in the test procedure NOPR, DOE is adopting the definition 
of ``compressor,'' as proposed in the test procedure NOPR, with one 
minor modification in nomenclature. Specifically, DOE is replacing the 
term ``pressure ratio'' with ``pressure ratio at full-load operating 
pressure.''.
    DOE will develop specific methods to determine pressure ratio at 
full-load operating pressure as a part of a separate test procedure 
rulemaking process.\4\
---------------------------------------------------------------------------

    \4\ U.S. DOE--Energy Information Administration (2015), Annual 
Energy Outlook 2015, DOE/EIA-0383 (Available at: http://www.eia.gov/forecasts/archive/aeo15/pdf/0383(2015).pdf).
---------------------------------------------------------------------------

IV. Evaluation of Compressors as a Covered Equipment

    The following sections describe DOE's evaluation of whether 
compressors fulfill the criteria for being added as covered equipment 
pursuant to 42 U.S.C. 6311(2) and 42 U.S.C. 6312. Compressors are 
listed as a type of industrial equipment at 42 U.S.C. 6311(2)(B)(i). 
The following discussion addresses DOE's consideration of the three 
requirements of 42 U.S.C. 6311(2)(A) and 42 U.S.C. 6312.

A. Energy Consumption in Operation

    In the 2012 NOPD, DOE cited data from the 2002 United States 
Industrial Electric Motor Systems Market Opportunities Assessment, 
which estimated total annual industrial compressor energy use (from 
Manufacturing SIC codes 20-39) at 91,050 million kWh per year.\5\ DOE 
noted that, because industrial activity in 2012 is greater than it was 
in 2002, it was likely that annual compressor energy use was higher 
than this figure. 77 FR 76972, 76974 (Dec 31, 2012).
---------------------------------------------------------------------------

    \5\ U.S. Department of Commerce, Census Bureau, Manufacturing 
and Construction Division, Series MA333P(10)-1, Stationary Air 
Compressors, Reciprocating, Single and Double Acting (333912110T), 
2011.
---------------------------------------------------------------------------

    In response to DOE's NOPD conclusions, EEI commented that data 
referenced in the proposed determination of coverage was neither 
accurate nor current. EEI noted that although DOE asserted industrial 
activity in 2012 exceeded that of 2002, the amount of industrial 
electricity consumed and number of industrial customers in 2011 were 
lower than in 2003 and 2004, respectively. (EEI, No. 0009 at pp. 2-3).
    In its energy conservation standards NOPR, DOE revised the sources 
used to characterize the compressor market, DOE revised both initial 
shipments, (discussed in section IV.B) and industrial and commercial 
growth indicators. DOE projected future growth using Energy Information 
Administration's (EIA's) Annual Energy Outlook (AEO) Macroeconomic 
projections for the Value of Manufacturing Shipments, and Commercial 
Floor Space for industrial and commercial sectors, respectively.\4\ 
Based on the energy savings results discussed in section IV.D, DOE 
reaffirms its conclusion that compressors consume a significant amount 
of energy in the industrial and commercial sectors.

B. Distribution in Commerce

    In the 2012 NOPD, DOE tentatively concluded that compressors are 
distributed in commerce for both the industrial and commercial sectors. 
Specifically, DOE estimated that 1.3 million motors are shipped 
annually to drive compressors in the U.S. commercial and industrial 
sectors, based on the 2011 International Energy Agency (IEA) Survey. 
DOE also assumed that only a small fraction of these motors are used as 
a motor only replacement in compressor systems (based on additional 
2004 U.S. Census data); consequently, DOE estimated that nearly 1.3 
million compressors were distributed in commerce annually for 
industrial or commercial use. 77 FR 76972, 76974 (Dec 31, 2012).
    In response to DOE's NOPD conclusions, Ingersoll Rand commented 
that the estimate of annual compressor shipments provided by DOE is 
grossly inflated. (Ingersoll Rand, No. 0004 at p. 2) CAGI commented 
that DOE's estimates most likely incorporate compressors going into 
consumer applications, and if only commercial and industrial 
applications were counted, the number would be significantly lower. 
(CAGI, No. 0003 at p. 7) EEI recommended that DOE elaborate on how it 
derived the 1.3 million compressor shipment estimate, if DOE is to use 
it in in any future energy conservation standards analyses. (EEI, No. 
0009 at p. 3)
    In response to comments from Ingersoll Rand, CAGI, and EEI, DOE 
sought, and received, shipments data for rotary screw compressors from 
a number of manufacturer stakeholders and subject matter experts, which 
DOE published in its energy conservation standards NOPR. However, DOE 
was able to find only limited shipments data for reciprocating 
compressors, so DOE continued to use the data from the U.S. Census 
Bureau.\5\ DOE estimated in its energy conservation standards NOPR 
shipments analysis that 31 thousand rotary screw and 538 thousand 
reciprocating compressors were shipped to commercial and industrial 
sectors in 2013. (EERE-2013-BT-STD-0040-0037) Based on these revised 
shipments estimates, DOE reaffirms its conclusion that compressors are 
distributed in commerce to commercial and industrial sectors.

C. Prior Inclusion as a Covered Product

    Compressors are not currently included as covered products under 
Title 10 of the Code of Federal Regulations, part 430.

D. Coverage Necessary To Carry Out Purposes of Part A-1 of the Energy 
Policy and Conservation Act

    The purpose of part A-1 of EPCA is to improve the energy efficiency 
of electric motors, pumps and certain other industrial equipment to 
conserve the energy resources of the Nation. (42 U.S.C. 6312 (a)). In 
the 2012 NOPD, DOE proposed that coverage of compressors was necessary 
to carry out the purposes of part A-1 of EPCA because coverage will 
promote the conservation of energy resources. DOE concluded that 
efficiency standards that may result from coverage would help to 
capture some portion of the potential for improving the efficiency of 
compressors. 77 FR 76972, 76974 (Dec 31, 2012).
    In response to DOE's conclusion that efficiency standards that may 
result from coverage of compressors would help to capture some portion 
of the potential for improving the efficiency of compressors, CAGI 
commented that compressor designs are mature and compressor 
manufacturers have already incorporated the most efficient motor 
designs and technologies available in the market. CAGI believes that 
including compressors as covered equipment would inhibit investment in 
research and development because of the hurdles involved in approving 
new designs for the market. (CAGI, No. 0003 at p. 8) CAGI also argued 
that, due to variation in field applications that lead to changes in 
overall efficiency, regulation of compressor packages is an ineffective 
way to capture significant energy savings. CAGI suggested that, 
therefore, DOE exclude commercial and industrial compressors under Part 
A-1 of Title III of EPCA. (CAGI, No. 0003 at pp. 4-5)
    Kaeser Compressors commented that since manufacturers already 
publish test data at various load levels and that data is verified by a 
third-party and since annual energy costs are dependent on the dynamics 
of an individual system, Kaeser does not believe that including

[[Page 79996]]

compressors alone as covered equipment would be beneficial to carrying 
out the purposes of Part A-1 of EPCA. (Kaeser Compressors, No. 0007 at 
pp. 3)
    DOE published consumer saving for lubricated rotary screw, 
lubricant-free rotary screw, and reciprocating compressors in its 
energy conservation standard NOPR TSD.\6\ These equipment account for 
over 90 percent of compressors in the commercial and industrial sectors 
and are used in a wide variety of applications. While DOE did not 
propose an increase in efficiency above the baseline for lubricant-free 
rotary screw, or, new standards for reciprocating compressors, DOE's 
analysis found that there was energy, and consumer savings for these 
equipment at most efficiency levels. Further, DOE published national 
energy saving estimates for lubricated rotary screw compressors in its 
energy conservation standard NOPR. DOE estimated, at the proposed 
level, significant national energy savings of 0.18 quads.
---------------------------------------------------------------------------

    \6\ U.S. Department of Energy, Energy Efficiency and Renewable 
Energy Office (2015), NOPR Technical Support Document (TSD): Energy 
Efficiency Program for Consumer Products and Commercial and 
Industrial Equipment: Air Compressors (Available at: https://www.regulations.gov/document?D=EERE-2013-BT=STD-0040-0037).
---------------------------------------------------------------------------

    These estimated saving presented in the energy conservation 
standard TSD and NOPR are an indication that coverage will result in 
conservation of energy resources. While DOE proposed new energy 
conservation standards for a sub-set of compressor designs currently 
available in commerce, broadening of the energy conservations standards 
beyond lubricated rotary screw compressors will likely increase the 
amount of energy savings.
    Based on the preceding discussion, DOE reaffirms its conclusion 
that incorporating compressors as covered equipment is necessary to 
carry out the purposes of Part A-1 of EPCA, and that efficiency 
standards that may result from coverage would improve the efficiency of 
compressors and help to capture some portion of the potential for 
energy savings from this improved efficiency. Based on the information 
in sections IV.A, IV.B, and IV.C of this rule, DOE determines that 
commercial and industrial compressors qualify as covered equipment 
under part A-1 of Title III of EPCA, as amended (42 U.S.C. 6311 et 
seq.).

V. Procedural Issues and Regulatory Review

    DOE has reviewed this final rule, which determines coverage for 
compressors, under the following executive orders and acts.

A. Review Under Executive Order 12866

    The Office of Management and Budget (OMB) has determined that 
coverage determination rulemakings do not constitute ``significant 
regulatory actions'' under section 3(f) of Executive Order 12866, 
Regulatory Planning and Review, 58 FR 51735 (Oct. 4, 1993). 
Accordingly, this final action was not subject to review under the 
Executive Order by the Office of Information and Regulatory Affairs 
(OIRA) in the OMB.

B. Review Under the Regulatory Flexibility Act

    The Regulatory Flexibility Act (5 U.S.C. 601 et seq.), as amended 
by the Small Business Regulatory Enforcement Fairness Act of 1996) 
requires preparation of a regulatory flexibility analysis for any rule 
that, by law, must be proposed for public comment, unless the agency 
certifies that the rule, if promulgated, will not have a significant 
economic impact on a substantial number of small entities. A regulatory 
flexibility analysis examines the impact of the rule on small entities 
and considers alternative ways of reducing negative effects. Also, as 
required by E.O. 13272, ``Proper Consideration of Small Entities in 
Agency Rulemaking'' 67 FR 53461 (Aug. 16, 2002), DOE published 
procedures and policies on February 19, 2003 to ensure that the 
potential impact of its rules on small entities are properly considered 
during the DOE rulemaking process. 68 FR 7990 (Feb. 19, 2003). DOE 
makes its procedures and policies available on the Office of the 
General Counsel's Web site at www.gc.doe.gov.
    DOE reviewed this final rule under the provisions of the Regulatory 
Flexibility Act and the policies and procedures published on February 
19, 2003. This final rule sets no test procedures or standards; it only 
positively determines that compressors meet the criteria for 
classification as covered equipment and that future standards may be 
warranted to regulate their energy use. Economic impacts on small 
entities would be considered in the context of such rulemakings. On the 
basis of the foregoing, DOE certifies that the determination has no 
significant economic impact on a substantial number of small entities. 
Accordingly, DOE has not prepared a regulatory flexibility analysis for 
this final rule. DOE will transmit this certification and supporting 
statement of factual basis to the Chief Counsel for Advocacy of the 
Small Business Administration for review under 5 U.S.C. 605(b).

C. Review Under the Paperwork Reduction Act of 1995

    This final rule, which concludes that compressors meet the criteria 
for a covered product for which the Secretary may prescribe an energy 
conservation standard pursuant to 42 U.S.C. 6295(o) and (p), imposes no 
new information or record-keeping requirements. Accordingly, the OMB 
clearance is not required under the Paperwork Reduction Act. (44 U.S.C. 
3501 et seq.)

D. Review Under the National Environmental Policy Act of 1969

    In this document, DOE positively determines that compressors meet 
the criteria for classification as covered equipment and that future 
standards may be warranted to regulate their energy use. Should DOE 
pursue that option, the relevant environmental impacts would be 
explored as part of that rulemaking. As a result, DOE has determined 
that this action falls into a class of actions that are categorically 
excluded from review under the National Environmental Policy Act of 
1969 (42 U.S.C. 4321 et seq.) and DOE's implementing regulations at 10 
CFR part 1021. Specifically, this action establishes a class of 
equipment (compressors) for which energy conservation standards would 
be appropriate. However, this action does not establish energy 
conservation standards, and, therefore, does not result in any 
environmental impacts. Thus, this action is covered by Categorical 
Exclusion A6 ``Procedural rulemakings'' under 10 CFR part 1021, subpart 
D. Accordingly, neither an environmental assessment nor an 
environmental impact statement is required.

E. Review Under Executive Order 13132

    Executive Order (E.O.) 13132, ``Federalism'' 64 FR 43255 (Aug. 10, 
1999), imposes certain requirements on agencies formulating and 
implementing policies or regulations that preempt State law or that 
have Federalism implications. The Executive Order requires agencies to 
examine the constitutional and statutory authority supporting any 
action that would limit the policymaking discretion of the States and 
to assess carefully the necessity for such actions. The Executive Order 
also requires agencies to have an accountable process to ensure 
meaningful and timely input by State and local officials in developing 
regulatory policies that have Federalism implications. On March 14, 
2000 (65 FR 13735), DOE published a statement of policy describing the 
intergovernmental

[[Page 79997]]

consultation process that it will follow in developing such 
regulations. DOE has examined this final rule and concludes that it 
does not preempt State law or have substantial direct effects on the 
States, on the relationship between the Federal government and the 
States, or on the distribution of power and responsibilities among the 
various levels of government. EPCA governs and prescribes Federal 
preemption of State regulations as to energy conservation for the 
product that is the subject of this final rule. States can petition DOE 
for exemption from such preemption to the extent permitted, and based 
on criteria, set forth in EPCA. (42 U.S.C. 6297) No further action is 
required by E.O. 13132.

F. Review Under Executive Order 12988

    With respect to the review of existing regulations and the 
promulgation of new regulations, section 3(a) of E.O. 12988, ``Civil 
Justice Reform'' 61 FR 4729 (Feb. 7, 1996), imposes on Federal agencies 
the duty to: (1) Eliminate drafting errors and ambiguity; (2) write 
regulations to minimize litigation; (3) provide a clear legal standard 
for affected conduct rather than a general standard; and (4) promote 
simplification and burden reduction. Section 3(b) of E.O. 12988 
specifically requires that Executive agencies make every reasonable 
effort to ensure that the regulation specifies the following: (1) The 
preemptive effect, if any; (2) any effect on existing Federal law or 
regulation; (3) a clear legal standard for affected conduct while 
promoting simplification and burden reduction; (4) the retroactive 
effect, if any; (5) definitions of key terms; and (6) other important 
issues affecting clarity and general draftsmanship under any guidelines 
issued by the Attorney General. Section 3(c) of E.O. 12988 requires 
Executive agencies to review regulations in light of applicable 
standards in sections 3(a) and 3(b) to determine whether these 
standards are met, or whether it is unreasonable to meet one or more of 
them. DOE completed the required review and determined that, to the 
extent permitted by law, this final rule meets the relevant standards 
of E.O. 12988.

G. Review Under the Unfunded Mandates Reform Act of 1995

    Title II of the Unfunded Mandates Reform Act of 1995 (UMRA) (Pub. 
L. 104-4, codified at 2 U.S.C. 1501 et seq.) requires each Federal 
agency to assess the effects of Federal regulatory actions on State, 
local, and tribal governments and the private sector. For regulatory 
actions likely to result in a rule that may cause expenditures by 
State, local, and Tribal governments, in the aggregate, or by the 
private sector of $100 million or more in any 1 year (adjusted annually 
for inflation), section 202 of UMRA requires a Federal agency to 
publish a written statement that estimates the resulting costs, 
benefits, and other effects on the national economy. (2 U.S.C. 1532(a) 
and (b)). UMRA requires a Federal agency to develop an effective 
process to permit timely input by elected officers of State, local, and 
tribal governments on a proposed ``significant intergovernmental 
mandate.'' UMRA also requires an agency plan for giving notice and 
opportunity for timely input to small governments that may be 
potentially affected before establishing any requirement that might 
significantly or uniquely affect them. On March 18, 1997 (62 FR 12820), 
DOE published a statement of policy on its process for 
intergovernmental consultation under UMRA. (This policy also is 
available at www.gc.doe.gov). DOE reviewed this final rule pursuant to 
these existing authorities and its policy statement and determined that 
the rule contains neither an intergovernmental mandate nor a mandate 
that may result in the expenditure of $100 million or more in any year, 
so the UMRA requirements do not apply.

H. Review Under the Treasury and General Government Appropriations Act 
of 1999

    Section 654 of the Treasury and General Government Appropriations 
Act of 1999 (Pub. L. 105-277) requires Federal agencies to issue a 
Family Policymaking Assessment for any rule that may affect family 
well-being. This final rule does not have any impact on the autonomy or 
integrity of the family as an institution. Accordingly, DOE has 
concluded that it is not necessary to prepare a Family Policymaking 
Assessment.

I. Review Under Executive Order 12630

    Pursuant to E.O. 12630, ``Governmental Actions and Interference 
with Constitutionally Protected Property Rights'' 53 FR 8859 (Mar. 15, 
1988), DOE determined that this final rule does not result in any 
takings that might require compensation under the Fifth Amendment to 
the U.S. Constitution.

J. Review Under the Treasury and General Government Appropriations Act 
of 2001

    The Treasury and General Government Appropriation Act of 2001 (44 
U.S.C. 3516, note) requires agencies to review most disseminations of 
information they make to the public under guidelines established by 
each agency pursuant to general guidelines issued by the OMB. The OMB's 
guidelines were published at 67 FR 8452 (Feb. 22, 2002), and DOE's 
guidelines were published at 67 FR 62446 (Oct. 7, 2002). DOE has 
reviewed this final rule under the OMB and DOE guidelines and has 
concluded that it is consistent with applicable policies in those 
guidelines.

K. Review Under Executive Order 13211

    E.O. 13211, ``Actions Concerning Regulations That Significantly 
Affect Energy Supply, Distribution, or Use,'' 66 FR 28355 (May 22, 
2001), requires Federal agencies to prepare and submit to OMB a 
Statement of Energy Effects for any proposed significant energy action. 
A ``significant energy action'' is defined as any action by an agency 
that promulgates a final rule or is expected to lead to promulgation of 
a final rule, and that: (1) Is a significant regulatory action under 
E.O. 12866, or any successor order; and (2) is likely to have a 
significant adverse effect on the supply, distribution, or use of 
energy; or (3) is designated by the Administrator of the Office of 
Information and Regulatory Affairs (OIRA) as a significant energy 
action. For any proposed significant energy action, the agency must 
give a detailed statement of any adverse effects on energy supply, 
distribution, or use if the proposal is implemented, and of reasonable 
alternatives to the proposed action and their expected benefits on 
energy supply, distribution, and use.
    DOE has concluded that this regulatory action establishing certain 
definitions and determining that compressors meet the criteria for a 
covered product for which the Secretary may prescribe an energy 
conservation standard pursuant to 42 U.S.C. 6295(o) and (p) does not 
have a significant adverse effect on the supply, distribution, or use 
of energy. This action is also not a significant regulatory action for 
purposes of E.O. 12866, and the OIRA Administrator has not designated 
this final determination as a significant energy action under E.O. 
12866 or any successor order. Therefore, this final rule is not a 
significant energy action. Accordingly, DOE has not prepared a 
Statement of Energy Effects.

L. Congressional Notification

    As required by 5 U.S.C. 801, DOE will report to Congress on the 
promulgation of this rule prior to its effective date. The report will 
state that it has been determined that the rule is a ``major rule'' as 
defined by 5 U.S.C. 804(2).

[[Page 79998]]

M. Review Under the Information Quality Bulletin for Peer Review

    On December 16, 2004, OMB, in consultation with the Office of 
Science and Technology Policy (OSTP), issued its Final Information 
Quality Bulletin for Peer Review (the Bulletin). 70 FR 2664 (Jan. 14, 
2005). The Bulletin establishes that certain scientific information 
shall be peer reviewed by qualified specialists before it is 
disseminated by the Federal government, including influential 
scientific information related to agency regulatory actions. The 
purpose of the Bulletin is to enhance the quality and credibility of 
the Government's scientific information. DOE has determined that the 
analyses conducted for the regulatory action discussed in this document 
do not constitute ``influential scientific information,'' which the 
Bulletin defines as ``scientific information the agency reasonably can 
determine will have or does have a clear and substantial impact on 
important public policies or private sector decisions.'' 70 FR 2667 
(Jan. 14, 2005). The analyses were subject to pre-dissemination review 
prior to issuance of this rulemaking.
    DOE will determine the appropriate level of review that would apply 
to any future rulemaking to establish energy conservation standards for 
compressors.

VI. Approval of the Office of the Secretary

    The Secretary of Energy has approved publication of this final 
rule.

    Issued in Washington, DC, on October 28, 2016.
David J. Friedman,
Acting Assistant Secretary, Energy Efficiency and Renewable Energy.

    For the reasons stated in the preamble, DOE amends part 431 of 
chapter II of Title 10, Code of Federal Regulations as set forth below:

PART 431--ENERGY EFFICIENCY PROGRAM FOR CERTAIN COMMERCIAL AND 
INDUSTRIAL EQUIPMENT

0
1. The authority citation for part 431 continues to read as follows:

    Authority:  42 U.S.C. 6291-6317; 28 U.S.C. 2461 note.


0
2. Add subpart T to part 431 to read as follows:
Subpart T--Compressors
Sec.
431.341 Purpose and scope.
431.342 Definitions concerning compressors.

Subpart T--Compressors


Sec.  431.341  Purpose and scope.

    This subpart contains and energy conservation requirements for 
compressors, pursuant to Part A-1 of Title III of the Energy Policy and 
Conservation Act, as amended, 42 U.S.C. 6311-6317.


Sec.  431.342  Definitions concerning compressors.

    Compressor means a machine or apparatus that converts different 
types of energy into the potential energy of gas pressure for 
displacement and compression of gaseous media to any higher pressure 
values above atmospheric pressure and has a pressure ratio at full-load 
operating pressure greater than 1.3.

[FR Doc. 2016-26693 Filed 11-14-16; 8:45 am]
 BILLING CODE 6450-01-P



                                                                                                                                                                                                    79991

                                                Rules and Regulations                                                                                         Federal Register
                                                                                                                                                              Vol. 81, No. 220

                                                                                                                                                              Tuesday, November 15, 2016



                                                This section of the FEDERAL REGISTER                    access all documents, including public                VI. Approval of the Office of the Secretary
                                                contains regulatory documents having general            comments, in the docket.
                                                applicability and legal effect, most of which             For further information on how to                   I. Statutory Authority
                                                are keyed to and codified in the Code of                review the docket, contact the
                                                Federal Regulations, which is published under
                                                                                                                                                                 Title III of the Energy Policy and
                                                                                                        Appliance and Equipment Standards                     Conservation Act of 1975, as amended
                                                50 titles pursuant to 44 U.S.C. 1510.
                                                                                                        Program staff at (202) 586–6636 or by                 (‘‘EPCA’’ or, in context, ‘‘the Act’’), sets
                                                The Code of Federal Regulations is sold by              email: ApplianceStandardsQuestions@                   forth a variety of provisions designed to
                                                the Superintendent of Documents. Prices of              ee.doe.gov.                                           improve energy efficiency. (42 U.S.C.
                                                new books are listed in the first FEDERAL               FOR FURTHER INFORMATION CONTACT:                      6291, et seq.) Part C of Title III, which
                                                REGISTER issue of each week.                              James Raba, U.S. Department of                      for editorial reasons was re-designated
                                                                                                        Energy, Office of Energy Efficiency and               as Part A–1 upon incorporation into the
                                                                                                        Renewable Energy, Building                            U.S. Code (42 U.S.C. 6311–6317),
                                                DEPARTMENT OF ENERGY                                    Technologies Office, EE–5B, 1000                      establishes the ‘‘Energy Conservation
                                                10 CFR Part 431                                         Independence Avenue SW.,                              Program for Certain Industrial
                                                                                                        Washington, DC 20585–0121.                            Equipment.’’ The purpose of Part A–1 is
                                                [Docket No. EERE–2012–BT–DET–0033]                      Telephone: (202) 586–8654. Email:                     to improve the efficiency of electric
                                                                                                        Jim.Raba@ee.doe.gov.                                  motors and pumps and certain other
                                                RIN 1904–AC83                                             Mary Greene, U.S. Department of
                                                                                                                                                              industrial equipment in order to
                                                                                                        Energy, Office of the General Counsel,
                                                Energy Conservation Program for                                                                               conserve the energy resources of the
                                                                                                        GC–33, 1000 Independence Avenue
                                                Consumer Products and Certain                                                                                 Nation. (42 U.S.C 6312(a))
                                                                                                        SW., Washington, DC 20585–0121.
                                                Commercial and Industrial Equipment:                    Telephone: (202) 586–1817. Email:                        EPCA provides that DOE may include
                                                Final Determination of Compressors as                   Mary.Greene@hq.doe.gov.                               a type of industrial equipment,
                                                Covered Equipment                                       SUPPLEMENTARY INFORMATION:                            including compressors, as covered
                                                                                                                                                              equipment if it determines that to do so
                                                AGENCY:  Office of Energy Efficiency and                Table of Contents                                     is necessary to carry out the purposes of
                                                Renewable Energy, Department of
                                                                                                        I. Statutory Authority                                Part A–1. (42 U.S.C. 6311(2)(B)(i) and
                                                Energy.
                                                                                                        II. Current Rulemaking Process                        6312(b)). Industrial equipment,
                                                ACTION: Final rule.                                     III. Covered Equipment                                including compressors, must be of a
                                                                                                           A. Compressors in Covered Products                 type that consumes, or is designed to
                                                SUMMARY:   The U.S. Department of                          B. Pressure Ratio
                                                Energy (DOE) is classifying certain                        C. Equipment Configuration
                                                                                                                                                              consume, energy in operation; is
                                                varieties of compressors as covered                        D. Electrical Connection Method                    distributed in commerce for industrial
                                                equipment under Part A–1 of Title III of                   E. Non-Electric Compressors                        or commercial use; and is not a covered
                                                the Energy Policy and Conservation Act                     F. Variety of Equipment Covered                    product as defined in 42 U.S.C.
                                                (EPCA), as amended. Accordingly, this                      G. Federal Preemption                              6291(a)(2) of EPCA. (42 U.S.C. 6311
                                                                                                           H. Conclusion                                      (2)(A)). DOE has determined that
                                                document establishes the definition of
                                                                                                        IV. Evaluation of Compressors as a Covered            compressors, the definition of which
                                                equipment that are considered                                 Equipment
                                                compressors.                                               A. Energy Consumption in Operation
                                                                                                                                                              DOE is adding to subpart T of 10 CFR
                                                                                                           B. Distribution in Commerce                        431 and discusses in this rule, meet the
                                                DATES:  This rule is effective December
                                                                                                           C. Prior Inclusion as a Covered Product            statutory requirements under 42 U.S.C.
                                                15, 2016.
                                                                                                           D. Coverage Necessary To Carry Out                 6311(2)(B)(i) and 6312(b) and is
                                                ADDRESSES: This rulemaking can be                             Purposes of Part A–1 of the Energy              classifying them as covered equipment.
                                                identified by docket number EERE–                             Policy and Conservation Act
                                                2012–BT–DET–0033 and/or Regulatory                      V. Procedural Issues and Regulatory Review               Separately, DOE is conducting
                                                Information Numbers (RIN) 1904–AC83.                       A. Review Under Executive Order 12866              rulemakings to consider test procedures,
                                                   Docket: The docket, which includes                      B. Review Under the Regulatory Flexibility         and energy conservation standards for
                                                Federal Register notices, public meeting                      Act                                             compressors. Pursuant to EPCA, any
                                                                                                           C. Review Under the Paperwork Reduction            new or amended energy conservation
                                                attendee lists and transcripts,
                                                                                                              Act of 1995                                     standard for compressors must be
                                                comments, and other supporting                             D. Review Under the National
                                                documents/materials, is available for                                                                         designed to achieve the maximum
                                                                                                              Environmental Policy Act of 1969
                                                review at www.regulations.gov. All                         E. Review Under Executive Order 13132
                                                                                                                                                              improvement in energy efficiency that is
                                                documents in the docket are listed in                      F. Review Under Executive Order 12988              technologically feasible and
                                                the www.regulations.gov index.                             G. Review Under the Unfunded Mandates              economically justified. (42 U.S.C.
                                                However, some documents listed in the                         Reform Act of 1995                              6295(o)(2)(A) and 6316(a)).
                                                index may not be publicly available,                       H. Review Under the Treasury and General           Furthermore, the new or amended
mstockstill on DSK3G9T082PROD with RULES




                                                such as those containing information                          Government Appropriations Act of 1999           standard must result in a significant
                                                                                                           I. Review Under Executive Order 12630              conservation of energy. (42 U.S.C.
                                                that is exempt from public disclosure.
                                                                                                           J. Review Under the Treasury and General
                                                   A link to the docket Web page can be                                                                       6295(o)(3)(B) and 6316(a)). DOE will
                                                                                                              Government Appropriations Act of 2001
                                                found at: https://www.regulations.gov/                     K. Review Under Executive Order 13211              determine if compressors satisfy these
                                                docket?D=EERE-2012-BT-DET-0033.                            L. Congressional Notification                      provisions during the course of the
                                                The www.regulations.gov Web page                           M. Review Under the Information Quality            energy conservation standards
                                                contains simple instructions on how to                        Bulletin for Peer Review                        rulemaking.


                                           VerDate Sep<11>2014   16:28 Nov 11, 2016   Jkt 241001   PO 00000   Frm 00001   Fmt 4700   Sfmt 4700   E:\FR\FM\15NOR1.SGM   15NOR1


                                                79992            Federal Register / Vol. 81, No. 220 / Tuesday, November 15, 2016 / Rules and Regulations

                                                II. Current Rulemaking Process                          standards, and test methods for                       III. Covered Equipment
                                                   On December 31, 2012 (77 FR 76972),                  compressors, among other comments.                       ‘‘Compressor’’ is not an existing
                                                DOE issued a Proposed Determination                     These comments relate to the ongoing                  defined term under EPCA. In the 2012
                                                of Coverage (2012 NOPD) that proposed                   test procedure and/or energy                          NOPD, DOE tentatively determined to
                                                to determine that compressors qualify as                conservation standards rulemakings and                add compressors as a type of covered
                                                covered equipment under part A–1 of                     are, or will, be addressed in those                   equipment and proposed a definition for
                                                Title III of EPCA, as amended (42 U.S.C.                rulemakings, as applicable. In this                   ‘‘compressor.’’ 77 FR 76972, 76973 (Dec
                                                6311 et seq). DOE proposed that                         document, DOE also responds to certain                31, 2012). Specifically, DOE proposed to
                                                coverage was necessary for the purposes                 comments that were submitted in                       define compressor as an electric-
                                                of Part A–1 because (1) DOE may only                    response to the test procedure NOPR                   powered device that takes in air or gas
                                                prescribe energy conservation standards                 and pertain to the definition of                      at atmospheric pressure and delivers the
                                                for covered equipment; and (2) energy                   ‘‘compressor.’’                                       air or gas at a higher pressure. DOE also
                                                conservation standards for compressors                     In this document, DOE addresses                    clarified that compressors typically have
                                                would improve the efficiency of such                    comments submitted by the following:                  a specific ratio, the ratio of delivery
                                                equipment more than would be likely to                  The Air-Conditioning, Heating, and                    pressure to supply pressure, greater than
                                                occur in the absence of standards. The                  Refrigeration Institute (AHRI); American              1.20 and compressors are classified as
                                                2012 NOPD tentatively determined                        Council for an Energy-Efficient                       positive-displacement, dynamic, or
                                                adoption of energy conservation                                                                               hybrid. 77 FR 76972, 76973–76974 (Dec
                                                                                                        Economy (ACEEE); Appliance
                                                standards for compressors likely would                                                                        31, 2012). Finally, DOE noted that
                                                                                                        Standards Awareness Project (ASAP);
                                                satisfy the provisions of 42 U.S.C.                                                                           compressors may have pistons, rollers,
                                                                                                        Alliance to Save Energy (ASE); Atlas
                                                6311(2)(B)(i). On February 7, 2013 (78                                                                        rotors, impeller wheels, spiral disks,
                                                                                                        Copco AB (Atlas Copco); the
                                                FR 8998), DOE published a notice                                                                              cylinders, lubricant, motors and
                                                reopening the comment period on the                     Compressed Air & Gas Institute (CAGI);                transmissions, controls, treatment
                                                2012 NOPD.                                              Compressed Air Systems; the Edison                    equipment, filters, and/or a lubricant/air
                                                   On February 5, 2014 (79 FR 6839),                    Electric Institute (EEI); Ingersoll Rand;             separators. 77 FR 76972, 76974 (Dec 31,
                                                DOE published a notice of public                        Kaeser Compressors; the National Rural                2012). In the 2016 test procedure NOPR,
                                                meeting and provided a framework                        Electric Cooperative Association                      after considering comments in response
                                                document that addressed potential                       (NRECA); the Northwest Energy                         to the February 5, 2014 framework
                                                standards and test procedures                           Efficiency Alliance (NEEA); the                       document (79 FR 6839), DOE proposed
                                                rulemakings for compressors. DOE held                   Northeast Energy Efficiency                           revisions to its initial proposed ‘‘of a
                                                a public meeting to discuss the                         Partnerships (NEEP); the National                     compressor’’. Specifically, DOE
                                                framework document on April 1, 2014.                    Resources Defense Council (NRDC); the                 proposed that a compressor means a
                                                At this meeting, DOE discussed and                      Pacific Gas and Electric Company                      machine or apparatus that converts
                                                received comments on the framework                      (PG&E), San Diego Gas and Electric                    different types of energy into the
                                                document, which covered the analytical                  (SDG&E), Southern California Edison                   potential energy of gas pressure for
                                                framework, models, and tools that DOE                   (SCE), and Southern California Gas                    displacement and compression of
                                                used to evaluate potential standards;                   Company (SCGC), collectively referred                 gaseous media to any higher pressure
                                                and all other issues raised relevant to                 to as the California Investor Owned                   values above atmospheric pressure and
                                                the development of energy conservation                  Utilities (CA IOUs); Scales Industrial                has a pressure ratio greater than 1.3. 81
                                                standards for the different categories of               Technologies; Sullair; Saylor-Beall                   FR 27220, 27224 (May 5, 2016)
                                                compressors. On March 18, 2014 (79 FR                   Manufacturing Company and Sullivan-                      Several parties commented in
                                                15061), DOE extended the comment                        Palatek, collectively referred to as                  response to the definition of
                                                period.                                                 Sullivan-Palatek.                                     ‘‘compressor’’ considered in the 2012
                                                   On May 5, 2016 (81 FR 27219), DOE                                                                          NOPD and proposed in the 2016 test
                                                                                                           DOE will identify comments received
                                                issued a notice of proposed rulemaking                                                                        procedure NOPR (and its associated
                                                                                                        in response to the test procedure NOPR
                                                (NOPR) to propose a definition for the                                                                        public meeting). These comments are
                                                                                                        by the number of the docket maintained
                                                term ‘‘compressor’’ and to propose test                                                                       discussed by topic, in the sections that
                                                                                                        at www.regulations.gov (Docket No.
                                                procedures for certain compressors                                                                            follow.
                                                (hereafter, the ‘‘test procedure NOPR’’).               EERE–2014–BT–TP–0054), the
                                                On May 19, 2016 (81 FR 31680), DOE                      commenter, the number of document as                  A. Compressors in Covered Products
                                                issued a NOPR to propose energy                         listed in that docket, and the page                      In response to the 2012 NOPD, AHRI
                                                conservation standards for certain                      number of that document where the                     stated that DOE’s proposed definition of
                                                varieties of compressors (hereafter, the                comment appears (for example: EERE–                   ‘‘compressor’’ may unintentionally
                                                ‘‘energy conservation standards                         2014–BT–TP–0054, CAGI, No. 0010 at                    include some products as covered
                                                NOPR’’). On June 20, 2016, DOE held a                   p. 3CAGI, No. 10 at p. 4). DOE will                   equipment. Specifically AHRI was
                                                public meeting to discuss the test                      identify comments received in response                concerned that heating, ventilating, air
                                                procedure and energy conservation                       to the energy conservation standards                  conditioning, and refrigeration (HVACR)
                                                standards NOPRs and to accept                           NOPR by the commenter, the number of                  equipment may meet the proposed
                                                comments from interested parties.                       document as listed in the docket                      definition, and suggested that DOE
                                                   In this final rule, DOE responds to the              maintained at www.regulations.gov                     include a statement to exclude them.
                                                seven comments received from                            (Docket No. EERE–2013–BT–STD–                         (AHRI, No. 0002 at pp. 1–2) AHRI stated
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                                                interested parties in response to the                   0040), and the page number of that                    that the energy consumption of HVACR
                                                2012 NOPD. DOE notes that certain                       document where the comment appears.                   compressors is already accounted for in
                                                comments received in response to the                    DOE will cite comments in this rule’s                 the efficiency ratings for regulated
                                                2012 NOPD discussed topics such as:                     docket (EERE–2012–BT–DET–0033)                        HVACR equipment, which means that
                                                Technology options to improve the                       solely using the commenter name,                      covering those compressors under
                                                efficiency of compressors, scope of                     commenter number, and page number,                    separate regulations would lead to
                                                potential energy conservations                          without a docket reference.                           unwarranted double regulation on


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                                                                 Federal Register / Vol. 81, No. 220 / Tuesday, November 15, 2016 / Rules and Regulations                                                 79993

                                                HVACR products. (AHRI, No. 0002 at                       would have the authority to establish                 0054, Scales Industrial Technologies,
                                                p. 2).                                                   test procedures and energy conservation               No. 0013, at p. 3)
                                                   EEI commented that certain electric                   standards for equipment with pressure                    In response to Kaeser Compressors
                                                motors sized under 500 horsepower                        ratios between 1.1 and 1.3, under the                 and Scales Industrial Technologies,
                                                (which are used on certain                               coverage of fans and blowers, rather                  DOE acknowledges that lower pressure
                                                compressors), are already subject to                     than compressors. (see: Docket No.                    compressors are often termed ‘‘blowers’’
                                                DOE energy conservation standards, and                   EERE–2013–BT–STD–0006).                               in industry. However, significant
                                                DOE should take this into consideration                  Alternatively, incorporating a minimum                industry precedent exists that classifies
                                                in any future energy conservation                        1.1 pressure ratio into the definition of             blowers (and other lower pressure ratio
                                                standards, in order to avoid duplicative                 ‘‘compressor’’ would result in an                     machines) as sub-varieties of
                                                regulation of these motors. (EEI, No.                    overlap in coverage with fans and                     compressors. Specifically, in the test
                                                0009 at p. 4)                                            blowers, and create confusion in the                  procedure NOPR, DOE noted that the
                                                   This final rule establishes a definition              market.                                               International Organization for
                                                for ‘‘compressors’’ and classifies them as                  Additionally, incorporating a                      Standardization (ISO) Technical Report
                                                covered equipment under EPCA; it does                    definition for ‘‘compressor’’ as covered              12942:2012, ‘‘Compressors—
                                                not establish scope for any potential                    equipment by itself has no material                   Classification—Complementary
                                                energy conservation standards. As such,                  impact on manufacturers. Rather, a                    information to ISO 5390,’’ (ISO/TR
                                                AHRI’s comment that compressors in                       decision by DOE to establish test                     12942:2012) defines ‘‘compressor’’ as a
                                                HVACR systems and EEI comments                           procedures and/or energy conservation                 machine or apparatus converting
                                                regarding motors should be excluded                      standards for certain compressors could               different types of energy into the
                                                from regulation will be addressed in the                 materially impact manufacturers and                   potential energy of gas pressure for
                                                ongoing energy conservation standards                    trade. As such, DOE’s decision to                     displacement and compression of
                                                rulemaking.                                              establish coverage for compressors                    gaseous media to any higher pressure
                                                                                                         based on a minimum pressure ratio of                  values above atmospheric pressure with
                                                B. Pressure Ratio                                                                                              pressure-increase ratios exceeding 1.1.
                                                                                                         1.3 has no impact on manufacturing or
                                                  In response to the 2016 test procedure                 exporting, as claimed by Atlas Copco.                 81 FR 27219, 27223 (May 5, 2016).
                                                NOPR, Atlas Copco commented that                                                                               Additionally, the European Union (EU)
                                                                                                            In response to the 2012 NOPD, CAGI
                                                DOE should harmonize with                                                                                      Lot 31 draft standard,2 as previously
                                                                                                         commented that the 1.2 compression
                                                international precedent to aid                                                                                 discussed by Atlas Copco, also defines
                                                                                                         ratio proposed by DOE is too low. CAGI
                                                manufacturers in exporting their                                                                               ‘‘compressor’’ using a minimum
                                                                                                         suggested a compression ratio of 2.5
                                                products, and reduce the minimum                                                                               pressure ratio of 1.1.3 Technically, any
                                                                                                         instead. CAGI noted that what are
                                                pressure ratio from 1.3 to 1.1, as is                                                                          machine with a pressure ratio of greater
                                                                                                         referred to as ‘‘low-pressure blowers’’
                                                stated in European Union (EU) Lot 31                                                                           than 1.0 could meet the first clause of
                                                                                                         can reach pressure ratios below 2.5, but
                                                draft standard.1 (EERE–2014–BT–TP–                                                                             the proposed definition for
                                                                                                         are not generally viewed as
                                                0054, Atlas Copco, No. 0009 at p. 11).                                                                         ‘‘compressor’’. In other words, it can
                                                                                                         compressors. CAGI also stated that a
                                                  In response to Atlas Copco, DOE                                                                              convert different types of energy into
                                                                                                         compression ratio of 1.2 may result in
                                                reiterates that it proposed a lower-                                                                           the potential energy of gas pressure for
                                                                                                         the inclusion of blowers for hand drying
                                                bound pressure ratio of 1.3 to align the                                                                       displacement and compression of
                                                                                                         and vending machine compressors.
                                                coverage determination of compressors                                                                          gaseous media to any higher pressure
                                                                                                         (CAGI, No. 0003 at pp. 6–7) Both
                                                with the coverage determination being                                                                          values above atmospheric pressure.
                                                                                                         Ingersoll Rand and Kaeser Compressors
                                                considered in the fans and blowers                                                                             Given the precedent established by ISO/
                                                                                                         supported CAGI’s recommendation to
                                                rulemaking, with the intent that DOE                                                                           TR 12942:2012 and the EU Lot 31 draft
                                                                                                         use a pressure ratio of 2.5 instead of 1.2.
                                                regulations do not leave any gaps in                                                                           standard, DOE believes that 1.1 is the
                                                                                                         (Kaeser Compressors, No. 0007 at p. 1;
                                                coverage. 81 FR 27220, 27224 (May 5,                                                                           minimum pressure ratio used in the
                                                                                                         Ingersoll Rand, No. 0004 at pp. 1–2).
                                                2016). DOE further reiterates that an                                                                          industry to describe compressors.
                                                                                                         However, DOE notes that, in response to
                                                Appliance Standards Rulemaking                                                                                 Consequently, a machine that converts
                                                                                                         the 2016 test procedure NOPR, CAGI
                                                Advisory Committee (ASRAC) Working                                                                             different types of energy into the
                                                                                                         and Ingersoll Rand updated their
                                                Group was established to negotiate                                                                             potential energy of gas pressure for
                                                                                                         opinions and provided support for the
                                                proposed energy conservation standards                                                                         displacement and compression of
                                                                                                         definition of ‘‘compressor,’’ with a 1.3
                                                for fans and blowers and this group                                                                            gaseous media to any higher pressure
                                                                                                         minimum pressure ratio, as proposed by
                                                discussed and came to general                                                                                  values above atmospheric pressure and
                                                                                                         DOE in the test procedure NOPR.
                                                agreement on a maximum fan energy                                                                              has a pressure ratio of 1.3 would
                                                                                                         (EERE–2014–BT–TP–0054, CAGI, No.
                                                limit of 25 kJ/kg, which translates                                                                            technically be considered a compressor
                                                                                                         0010 at p. 3; EERE–2014–BT–TP–0054,
                                                approximately to a 1.3 pressure ratio, as                                                                      by the compressor industry.
                                                                                                         Ingersoll Rand, No. 0011 at p. 1; EERE–                  Finally, DOE notes that the CA IOUs,
                                                the appropriate cutoff to distinguish                    2014–BT–TP–0054, Sullair, No. 0006 at
                                                between fans and compressors. (EERE–                                                                           CAGI, Sullivan-Palatek, Ingersoll Rand,
                                                                                                         p. 1) Kaeser Compressors provided no                  and Sullair all support the definition of
                                                2014–BT–TP–0054, Docket No. EERE–                        updated comments related minimum
                                                2013–BT–STD–0006; EERE–2014–BT–                                                                                ‘‘compressor’’ with a 1.3 minimum
                                                                                                         pressure ratio, in response to the 2016               pressure ratio, as proposed in the test
                                                TP–0054, Public Meeting, No. 84 at p.                    test procedure NOPR.
                                                11) and 81 FR 27220, 27224 (May 5,                                                                             procedure NOPR. (EERE–2014–BT–TP–
                                                                                                            In response to the 2016 test procedure             0054, CA IOUs, No. 0012 at p. 3; EERE–
                                                2016). If, through the fans and blowers                  NOPR, Scales Industrial Technologies
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                                                rulemaking, DOE establishes coverage                     commented that the term ‘‘compressor’’                  2 The EU Lot 31 draft standard is available at:
                                                for equipment that incorporates a                        was historically used for equipment                   http://www.regulations.gov/contentStreamer
                                                maximum1.3 pressure ratio limit, DOE                     with pressure values above 18–25 psig,                ?documentId=EERE-2013-BT-STD-0040-0031&
                                                                                                         corresponding to pressure ratios of 2.2–              disposition=attachment&contentType=pdf.
                                                  1 The EU Lot 31 draft standard is available at:                                                                3 As discussed in the previous paragraph, DOE is

                                                http://www.regulations.gov/contentStreamer
                                                                                                         2.7, and that equipment with pressure                 adopting a minimum pressure ratio of 1.3, rather
                                                ?documentId=EERE-2013-BT-STD-0040-0031&                  values below this range were referred to              than 1.1, in order to align with the fans and blowers
                                                disposition=attachment&contentType=pdf.                  as ‘‘blowers.’’ (EERE–2014–BT–TP–                     rule.



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                                                79994            Federal Register / Vol. 81, No. 220 / Tuesday, November 15, 2016 / Rules and Regulations

                                                2014–BT–TP–0054, CAGI, No. 0010 at                      cost or difficulty, by a party aiming to              or turbochargers, and suggested a more
                                                p. 3; EERE–2014–BT–TP–0054,                             circumvent standards. Additionally, for               narrow definition of the term that would
                                                Sullivan-Palatek, No. 0007 at p. 1;                     certain compressor sizes (i.e., smaller               encompass just the products intended
                                                EERE–2014–BT–TP–0054, Ingersoll                         horsepower), the presence of a plug has               for regulation. (EERE–2014–BT–TP–
                                                Rand, No. 0011 at p. 1; EERE–2014–BT–                   no bearing on end user utility, as plugs              0054, Compressed Air Systems, No.
                                                TP–0054, Sullair, No. 0006 at p. 1). For                can be added or removed at a nominal                  0008 at p. 1).
                                                these reasons, DOE reaffirms its                        cost to the end user. Therefore, many                    In response, DOE notes that the
                                                conclusion that a minimum pressure                      compressors with and without plugs                    definition of ‘‘compressor,’’ as proposed
                                                ratio of 1.3 is appropriate for use in the              may serve the same markets and
                                                                                                                                                              in the test procedure NOPR, does not
                                                definition of ‘‘compressor.’’                           applications and should be treated
                                                                                                                                                              specifically include or exclude
                                                                                                        similarly.
                                                C. Equipment Configuration                                Finally, DOE prefers to use attributes              compressors installed as components of
                                                   In response to the 2012 NOPD,                        more native to a compressor (e.g.,                    other covered products or equipment
                                                Ingersoll Rand made two                                 pressure ratios) to delineate, where                  such as refrigerators and air
                                                recommendations regarding which                         needed, which compressors may fall                    conditioners. Nonetheless, it may apply
                                                components should be included in the                    within the coverage determination. As a               to subcomponents of such equipment.
                                                definition of ‘‘compressor.’’ First,                    result, DOE is declining CAGI’s                       Further, if equipment commonly
                                                Ingersoll Rand suggested that                           recommendation to remove from the                     referred to as bellows, hand air pumps,
                                                ‘‘compressor’’ should be defined to                     coverage determination those                          or turbochargers meets the definition of
                                                include ‘‘onboard’’ controls that are                   compressors that are connected through                ‘‘compressor,’’ as proposed in the test
                                                integrated into the compressor package                  a wall outlet using a plug connection.                procedure NOPR and adopted in this
                                                and solely for the operation of the                                                                           document, such equipment would fall
                                                compressor package to which they are                    E. Non-Electric Compressors                           within the coverage determination for
                                                mounted. (Ingersoll Rand, No. 0004 at p.                   In response to the 2012 NOPD, EEI                  compressors. However, DOE will
                                                2).                                                     commented that DOE should use a                       determine appropriate scope(s) of
                                                   Second, Ingersoll Rand suggested that                definition that applies to non-electric in            applicability for future test procedure
                                                ‘‘compressor’’ should be defined to                     addition to electric compressors,                     and energy conservation standards
                                                include filters and treatment equipment                 arguing that limiting the definition to               rulemakings based on the particular
                                                that are integral and necessary to                      electric compressors would be                         circumstances of the market.
                                                operate the compressor, such as oil                     inconsistent with DOE’s other recent
                                                coolers, aftercoolers, and filters, and                 actions for similar products, and                     G. Federal Preemption
                                                deliver a certain quality of compressed                 equipment such as pumps and fans, and                    In response to DOE’s May 19, 2016
                                                air. (Ingersoll Rand, No. 0004 at p. 2).                would be inconsistent with the intent of              energy conversation standards NOPR
                                                   In response, this final rule establishes             EPCA. (EEI, No. 0009, at p. 2) NRECA                  (81 FR 31680), the CA IOUs, ASAP,
                                                a definition for ‘‘compressors’’ and                    also commented that any compressor                    ACEEE, NEEA, NRDC, NEEP, and ASE
                                                classifies them as covered equipment                    definition should be fuel-neutral.                    commented that if there are no energy
                                                under EPCA; it does not establish scope                 (NRECA, No. 0008, at p. 2) EEI also                   conservation standards for reciprocating
                                                for any potential energy conservation                   noted that DOE provided no rationale                  compressors, then reciprocating
                                                standards. To that end, DOE notes that                  supporting the exclusion of non-electric              compressors should not be covered
                                                the definition of ‘‘compressor’’ adopted                compressors, and that there are                       equipment in order to allow states to
                                                in this final rule (see section III.H), is              significant numbers of fossil fuel-driven             pursue standards. (EERE–2013–BT–
                                                broad and does not exclude the                          compressors operating in the United                   STD–0040, CA IOUs, No. 0059 at pp. 2–
                                                components recommended by Ingersoll                     States. (EEI, No. 0009, at p. 5)                      3; EERE–2013–BT–STD–0040, CA IOUs,
                                                Rand. However, DOE notes that it may                       Further, in response to the 2012                   Public Meeting Transcript, No. 0044 at
                                                limit the applicability of any test                     NOPD, EEI stated that excluding non-                  p. 153; EERE–2013–BT–STD–0040,
                                                procedures and energy conservations                     electric compressors carries the                      ASAP, ACEEE, NEEA, NRDC, NEEP,
                                                standards it chooses to pursue in the                   potential to distort markets—                         ASE, No. 0060 at pp. 2–3)
                                                future to address the (components/                      presumably by incentivizing end users
                                                controls) identified by Ingersoll Rand.                 to substitute unregulated compressors.                   In this final rule, DOE is establishing
                                                                                                        (EEI, No. 0009, at p. 7) NRECA also                   a broad definition for ‘‘compressors;’’ it
                                                D. Electrical Connection Method                                                                               is not establishing a definition for
                                                                                                        commented that an electric-only
                                                   In response to the 2012 NOPD, CAGI                   compressor definition could encourage                 specific categories of compressors. DOE
                                                commented that the definition of                        fuel-switching to non-electric                        will define specific categories of
                                                ‘‘compressor’’ should not apply to                      compressors and not result in economic                compressors and the scope of
                                                compressors that are connected through                  or energy savings. (NRECA, No. 0008, at               applicability of test procedures and
                                                a wall outlet using a plug connection.                  p. 2)                                                 energy conservation standards in their
                                                CAGI explained that these compressors                      In response to EEI’s and NRECA’s                   respective rules. In turn, DOE is
                                                generally have intermittent usage                       argument not to limit the definition of               classifying compressors as covered
                                                patterns, are small, and are not designed               ‘‘compressor’’ to electric compressors,               equipment under EPCA because the
                                                for continuous duty and, therefore, do                  DOE notes that it is adopting a fuel-                 agency concludes that commercial and
                                                not represent significant energy use.                   neutral definition of ‘‘compressor.’’                 industrial compressors qualify as
                                                (CAGI, No. 0003 at p. 7)                                                                                      covered equipment under part A–1 of
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                                                   DOE recognizes the benefits of                       F. Variety of Equipment Covered                       Title III of EPCA, as amended. (42
                                                focusing on compressors likely to                         In response to the 2016 test procedure              U.S.C. 6311 et seq.). Once DOE has
                                                account for significant energy use for                  NOPR, Compressed Air Systems                          classified equipment as covered, any
                                                the purposes of setting regulatory                      commented that the term ‘‘compressor’’                State regulation concerning the energy
                                                requirements. However, DOE notes that                   may unintentionally include other                     use or energy efficiency of the covered
                                                compressors can be modified to add or                   equipment, such as refrigerators, air                 product is preempted by Federal
                                                remove electrical plugs, without great                  conditioners, bellows, hand air pumps,                coverage. (42 U.S.C. 6297(b), 6316(a)).


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                                                                 Federal Register / Vol. 81, No. 220 / Tuesday, November 15, 2016 / Rules and Regulations                                      79995

                                                H. Conclusion                                           (discussed in section IV.B) and                       rotary screw and 538 thousand
                                                   Ultimately, for the reasons discussed                industrial and commercial growth                      reciprocating compressors were shipped
                                                in this section and established in the                  indicators. DOE projected future growth               to commercial and industrial sectors in
                                                test procedure NOPR, DOE is adopting                    using Energy Information                              2013. (EERE–2013–BT–STD–0040–
                                                the definition of ‘‘compressor,’’ as                    Administration’s (EIA’s) Annual Energy                0037) Based on these revised shipments
                                                proposed in the test procedure NOPR,                    Outlook (AEO) Macroeconomic                           estimates, DOE reaffirms its conclusion
                                                with one minor modification in                          projections for the Value of                          that compressors are distributed in
                                                nomenclature. Specifically, DOE is                      Manufacturing Shipments, and                          commerce to commercial and industrial
                                                replacing the term ‘‘pressure ratio’’ with              Commercial Floor Space for industrial                 sectors.
                                                ‘‘pressure ratio at full-load operating                 and commercial sectors, respectively.4
                                                                                                                                                              C. Prior Inclusion as a Covered Product
                                                pressure.’’.                                            Based on the energy savings results
                                                                                                        discussed in section IV.D, DOE reaffirms                Compressors are not currently
                                                   DOE will develop specific methods to
                                                                                                        its conclusion that compressors                       included as covered products under
                                                determine pressure ratio at full-load
                                                                                                        consume a significant amount of energy                Title 10 of the Code of Federal
                                                operating pressure as a part of a separate
                                                                                                        in the industrial and commercial                      Regulations, part 430.
                                                test procedure rulemaking process.4
                                                                                                        sectors.                                              D. Coverage Necessary To Carry Out
                                                IV. Evaluation of Compressors as a                                                                            Purposes of Part A–1 of the Energy
                                                Covered Equipment                                       B. Distribution in Commerce
                                                                                                                                                              Policy and Conservation Act
                                                  The following sections describe DOE’s                    In the 2012 NOPD, DOE tentatively
                                                                                                        concluded that compressors are                           The purpose of part A–1 of EPCA is
                                                evaluation of whether compressors                                                                             to improve the energy efficiency of
                                                fulfill the criteria for being added as                 distributed in commerce for both the
                                                                                                        industrial and commercial sectors.                    electric motors, pumps and certain other
                                                covered equipment pursuant to 42                                                                              industrial equipment to conserve the
                                                                                                        Specifically, DOE estimated that 1.3
                                                U.S.C. 6311(2) and 42 U.S.C. 6312.                                                                            energy resources of the Nation. (42
                                                                                                        million motors are shipped annually to
                                                Compressors are listed as a type of                                                                           U.S.C. 6312 (a)). In the 2012 NOPD,
                                                                                                        drive compressors in the U.S.
                                                industrial equipment at 42 U.S.C.                                                                             DOE proposed that coverage of
                                                                                                        commercial and industrial sectors,
                                                6311(2)(B)(i). The following discussion                                                                       compressors was necessary to carry out
                                                                                                        based on the 2011 International Energy
                                                addresses DOE’s consideration of the                                                                          the purposes of part A–1 of EPCA
                                                                                                        Agency (IEA) Survey. DOE also assumed
                                                three requirements of 42 U.S.C.                                                                               because coverage will promote the
                                                                                                        that only a small fraction of these
                                                6311(2)(A) and 42 U.S.C. 6312.                                                                                conservation of energy resources. DOE
                                                                                                        motors are used as a motor only
                                                A. Energy Consumption in Operation                      replacement in compressor systems                     concluded that efficiency standards that
                                                                                                        (based on additional 2004 U.S. Census                 may result from coverage would help to
                                                   In the 2012 NOPD, DOE cited data
                                                                                                        data); consequently, DOE estimated that               capture some portion of the potential for
                                                from the 2002 United States Industrial
                                                                                                        nearly 1.3 million compressors were                   improving the efficiency of
                                                Electric Motor Systems Market
                                                                                                        distributed in commerce annually for                  compressors. 77 FR 76972, 76974 (Dec
                                                Opportunities Assessment, which
                                                                                                        industrial or commercial use. 77 FR                   31, 2012).
                                                estimated total annual industrial                                                                                In response to DOE’s conclusion that
                                                compressor energy use (from                             76972, 76974 (Dec 31, 2012).
                                                                                                           In response to DOE’s NOPD                          efficiency standards that may result
                                                Manufacturing SIC codes 20–39) at                                                                             from coverage of compressors would
                                                                                                        conclusions, Ingersoll Rand commented
                                                91,050 million kWh per year.5 DOE                                                                             help to capture some portion of the
                                                                                                        that the estimate of annual compressor
                                                noted that, because industrial activity in                                                                    potential for improving the efficiency of
                                                                                                        shipments provided by DOE is grossly
                                                2012 is greater than it was in 2002, it                                                                       compressors, CAGI commented that
                                                                                                        inflated. (Ingersoll Rand, No. 0004 at p.
                                                was likely that annual compressor                                                                             compressor designs are mature and
                                                                                                        2) CAGI commented that DOE’s
                                                energy use was higher than this figure.                 estimates most likely incorporate                     compressor manufacturers have already
                                                77 FR 76972, 76974 (Dec 31, 2012).                      compressors going into consumer                       incorporated the most efficient motor
                                                   In response to DOE’s NOPD
                                                                                                        applications, and if only commercial                  designs and technologies available in
                                                conclusions, EEI commented that data
                                                                                                        and industrial applications were                      the market. CAGI believes that
                                                referenced in the proposed
                                                                                                        counted, the number would be                          including compressors as covered
                                                determination of coverage was neither
                                                                                                        significantly lower. (CAGI, No. 0003 at               equipment would inhibit investment in
                                                accurate nor current. EEI noted that
                                                                                                        p. 7) EEI recommended that DOE                        research and development because of
                                                although DOE asserted industrial
                                                                                                        elaborate on how it derived the 1.3                   the hurdles involved in approving new
                                                activity in 2012 exceeded that of 2002,
                                                                                                        million compressor shipment estimate,                 designs for the market. (CAGI, No. 0003
                                                the amount of industrial electricity
                                                                                                        if DOE is to use it in in any future                  at p. 8) CAGI also argued that, due to
                                                consumed and number of industrial
                                                                                                        energy conservation standards analyses.               variation in field applications that lead
                                                customers in 2011 were lower than in
                                                                                                        (EEI, No. 0009 at p. 3)                               to changes in overall efficiency,
                                                2003 and 2004, respectively. (EEI, No.                     In response to comments from                       regulation of compressor packages is an
                                                0009 at pp. 2–3).                                       Ingersoll Rand, CAGI, and EEI, DOE                    ineffective way to capture significant
                                                   In its energy conservation standards
                                                                                                        sought, and received, shipments data for              energy savings. CAGI suggested that,
                                                NOPR, DOE revised the sources used to
                                                                                                        rotary screw compressors from a                       therefore, DOE exclude commercial and
                                                characterize the compressor market,
                                                                                                        number of manufacturer stakeholders                   industrial compressors under Part A–1
                                                DOE revised both initial shipments,
                                                                                                        and subject matter experts, which DOE                 of Title III of EPCA. (CAGI, No. 0003 at
                                                                                                        published in its energy conservation                  pp. 4–5)
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                                                  4 U.S. DOE—Energy Information Administration

                                                (2015), Annual Energy Outlook 2015, DOE/EIA–            standards NOPR. However, DOE was                         Kaeser Compressors commented that
                                                0383 (Available at: http://www.eia.gov/forecasts/       able to find only limited shipments data              since manufacturers already publish test
                                                archive/aeo15/pdf/0383(2015).pdf).                      for reciprocating compressors, so DOE                 data at various load levels and that data
                                                  5 U.S. Department of Commerce, Census Bureau,
                                                                                                        continued to use the data from the U.S.               is verified by a third-party and since
                                                Manufacturing and Construction Division, Series
                                                MA333P(10)–1, Stationary Air Compressors,
                                                                                                        Census Bureau.5 DOE estimated in its                  annual energy costs are dependent on
                                                Reciprocating, Single and Double Acting                 energy conservation standards NOPR                    the dynamics of an individual system,
                                                (333912110T), 2011.                                     shipments analysis that 31 thousand                   Kaeser does not believe that including


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                                                79996            Federal Register / Vol. 81, No. 220 / Tuesday, November 15, 2016 / Rules and Regulations

                                                compressors alone as covered                            compressors, under the following                      C. Review Under the Paperwork
                                                equipment would be beneficial to                        executive orders and acts.                            Reduction Act of 1995
                                                carrying out the purposes of Part A–1 of                                                                        This final rule, which concludes that
                                                                                                        A. Review Under Executive Order 12866
                                                EPCA. (Kaeser Compressors, No. 0007 at                                                                        compressors meet the criteria for a
                                                pp. 3)                                                    The Office of Management and Budget
                                                                                                        (OMB) has determined that coverage                    covered product for which the Secretary
                                                   DOE published consumer saving for
                                                                                                        determination rulemakings do not                      may prescribe an energy conservation
                                                lubricated rotary screw, lubricant-free
                                                                                                        constitute ‘‘significant regulatory                   standard pursuant to 42 U.S.C. 6295(o)
                                                rotary screw, and reciprocating
                                                                                                        actions’’ under section 3(f) of Executive             and (p), imposes no new information or
                                                compressors in its energy conservation
                                                standard NOPR TSD.6 These equipment                     Order 12866, Regulatory Planning and                  record-keeping requirements.
                                                account for over 90 percent of                          Review, 58 FR 51735 (Oct. 4, 1993).                   Accordingly, the OMB clearance is not
                                                compressors in the commercial and                       Accordingly, this final action was not                required under the Paperwork
                                                industrial sectors and are used in a wide               subject to review under the Executive                 Reduction Act. (44 U.S.C. 3501 et seq.)
                                                variety of applications. While DOE did                  Order by the Office of Information and                D. Review Under the National
                                                not propose an increase in efficiency                   Regulatory Affairs (OIRA) in the OMB.                 Environmental Policy Act of 1969
                                                above the baseline for lubricant-free                   B. Review Under the Regulatory                          In this document, DOE positively
                                                rotary screw, or, new standards for                     Flexibility Act                                       determines that compressors meet the
                                                reciprocating compressors, DOE’s
                                                                                                           The Regulatory Flexibility Act (5                  criteria for classification as covered
                                                analysis found that there was energy,
                                                                                                        U.S.C. 601 et seq.), as amended by the                equipment and that future standards
                                                and consumer savings for these
                                                                                                        Small Business Regulatory Enforcement                 may be warranted to regulate their
                                                equipment at most efficiency levels.
                                                                                                        Fairness Act of 1996) requires                        energy use. Should DOE pursue that
                                                Further, DOE published national energy
                                                                                                        preparation of a regulatory flexibility               option, the relevant environmental
                                                saving estimates for lubricated rotary
                                                                                                        analysis for any rule that, by law, must              impacts would be explored as part of
                                                screw compressors in its energy
                                                                                                        be proposed for public comment, unless                that rulemaking. As a result, DOE has
                                                conservation standard NOPR. DOE
                                                                                                        the agency certifies that the rule, if                determined that this action falls into a
                                                estimated, at the proposed level,
                                                                                                        promulgated, will not have a significant              class of actions that are categorically
                                                significant national energy savings of
                                                                                                        economic impact on a substantial                      excluded from review under the
                                                0.18 quads.
                                                   These estimated saving presented in                  number of small entities. A regulatory                National Environmental Policy Act of
                                                the energy conservation standard TSD                    flexibility analysis examines the impact              1969 (42 U.S.C. 4321 et seq.) and DOE’s
                                                and NOPR are an indication that                         of the rule on small entities and                     implementing regulations at 10 CFR part
                                                coverage will result in conservation of                 considers alternative ways of reducing                1021. Specifically, this action
                                                energy resources. While DOE proposed                    negative effects. Also, as required by                establishes a class of equipment
                                                new energy conservation standards for a                 E.O. 13272, ‘‘Proper Consideration of                 (compressors) for which energy
                                                sub-set of compressor designs currently                 Small Entities in Agency Rulemaking’’                 conservation standards would be
                                                available in commerce, broadening of                    67 FR 53461 (Aug. 16, 2002), DOE                      appropriate. However, this action does
                                                the energy conservations standards                      published procedures and policies on                  not establish energy conservation
                                                beyond lubricated rotary screw                          February 19, 2003 to ensure that the                  standards, and, therefore, does not
                                                                                                        potential impact of its rules on small                result in any environmental impacts.
                                                compressors will likely increase the
                                                                                                        entities are properly considered during               Thus, this action is covered by
                                                amount of energy savings.
                                                   Based on the preceding discussion,                   the DOE rulemaking process. 68 FR                     Categorical Exclusion A6 ‘‘Procedural
                                                DOE reaffirms its conclusion that                       7990 (Feb. 19, 2003). DOE makes its                   rulemakings’’ under 10 CFR part 1021,
                                                incorporating compressors as covered                    procedures and policies available on the              subpart D. Accordingly, neither an
                                                equipment is necessary to carry out the                 Office of the General Counsel’s Web site              environmental assessment nor an
                                                purposes of Part A–1 of EPCA, and that                  at www.gc.doe.gov.                                    environmental impact statement is
                                                                                                           DOE reviewed this final rule under                 required.
                                                efficiency standards that may result
                                                                                                        the provisions of the Regulatory
                                                from coverage would improve the                                                                               E. Review Under Executive Order 13132
                                                                                                        Flexibility Act and the policies and
                                                efficiency of compressors and help to
                                                                                                        procedures published on February 19,                     Executive Order (E.O.) 13132,
                                                capture some portion of the potential for
                                                                                                        2003. This final rule sets no test                    ‘‘Federalism’’ 64 FR 43255 (Aug. 10,
                                                energy savings from this improved
                                                                                                        procedures or standards; it only                      1999), imposes certain requirements on
                                                efficiency. Based on the information in
                                                                                                        positively determines that compressors                agencies formulating and implementing
                                                sections IV.A, IV.B, and IV.C of this
                                                                                                        meet the criteria for classification as               policies or regulations that preempt
                                                rule, DOE determines that commercial
                                                                                                        covered equipment and that future                     State law or that have Federalism
                                                and industrial compressors qualify as
                                                                                                        standards may be warranted to regulate                implications. The Executive Order
                                                covered equipment under part A–1 of
                                                                                                        their energy use. Economic impacts on                 requires agencies to examine the
                                                Title III of EPCA, as amended (42 U.S.C.
                                                                                                        small entities would be considered in                 constitutional and statutory authority
                                                6311 et seq.).
                                                                                                        the context of such rulemakings. On the               supporting any action that would limit
                                                V. Procedural Issues and Regulatory                     basis of the foregoing, DOE certifies that            the policymaking discretion of the
                                                Review                                                  the determination has no significant                  States and to assess carefully the
                                                  DOE has reviewed this final rule,                     economic impact on a substantial                      necessity for such actions. The
                                                which determines coverage for                           number of small entities. Accordingly,                Executive Order also requires agencies
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                                                                                                        DOE has not prepared a regulatory                     to have an accountable process to
                                                  6 U.S. Department of Energy, Energy Efficiency        flexibility analysis for this final rule.             ensure meaningful and timely input by
                                                and Renewable Energy Office (2015), NOPR                DOE will transmit this certification and              State and local officials in developing
                                                Technical Support Document (TSD): Energy                supporting statement of factual basis to              regulatory policies that have Federalism
                                                Efficiency Program for Consumer Products and
                                                Commercial and Industrial Equipment: Air
                                                                                                        the Chief Counsel for Advocacy of the                 implications. On March 14, 2000 (65 FR
                                                Compressors (Available at: https://www.regulations.     Small Business Administration for                     13735), DOE published a statement of
                                                gov/document?D=EERE-2013-BT=STD-0040-0037).             review under 5 U.S.C. 605(b).                         policy describing the intergovernmental


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                                                                 Federal Register / Vol. 81, No. 220 / Tuesday, November 15, 2016 / Rules and Regulations                                        79997

                                                consultation process that it will follow                Tribal governments, in the aggregate, or              agency pursuant to general guidelines
                                                in developing such regulations. DOE has                 by the private sector of $100 million or              issued by the OMB. The OMB’s
                                                examined this final rule and concludes                  more in any 1 year (adjusted annually                 guidelines were published at 67 FR
                                                that it does not preempt State law or                   for inflation), section 202 of UMRA                   8452 (Feb. 22, 2002), and DOE’s
                                                have substantial direct effects on the                  requires a Federal agency to publish a                guidelines were published at 67 FR
                                                States, on the relationship between the                 written statement that estimates the                  62446 (Oct. 7, 2002). DOE has reviewed
                                                Federal government and the States, or                   resulting costs, benefits, and other                  this final rule under the OMB and DOE
                                                on the distribution of power and                        effects on the national economy. (2                   guidelines and has concluded that it is
                                                responsibilities among the various                      U.S.C. 1532(a) and (b)). UMRA requires                consistent with applicable policies in
                                                levels of government. EPCA governs and                  a Federal agency to develop an effective              those guidelines.
                                                prescribes Federal preemption of State                  process to permit timely input by
                                                regulations as to energy conservation for               elected officers of State, local, and tribal          K. Review Under Executive Order 13211
                                                the product that is the subject of this                 governments on a proposed ‘‘significant
                                                final rule. States can petition DOE for                 intergovernmental mandate.’’ UMRA                        E.O. 13211, ‘‘Actions Concerning
                                                exemption from such preemption to the                   also requires an agency plan for giving               Regulations That Significantly Affect
                                                extent permitted, and based on criteria,                notice and opportunity for timely input               Energy Supply, Distribution, or Use,’’ 66
                                                set forth in EPCA. (42 U.S.C. 6297) No                  to small governments that may be                      FR 28355 (May 22, 2001), requires
                                                further action is required by E.O. 13132.               potentially affected before establishing              Federal agencies to prepare and submit
                                                                                                        any requirement that might significantly              to OMB a Statement of Energy Effects
                                                F. Review Under Executive Order 12988                                                                         for any proposed significant energy
                                                                                                        or uniquely affect them. On March 18,
                                                   With respect to the review of existing               1997 (62 FR 12820), DOE published a                   action. A ‘‘significant energy action’’ is
                                                regulations and the promulgation of                     statement of policy on its process for                defined as any action by an agency that
                                                new regulations, section 3(a) of E.O.                   intergovernmental consultation under                  promulgates a final rule or is expected
                                                12988, ‘‘Civil Justice Reform’’ 61 FR                   UMRA. (This policy also is available at               to lead to promulgation of a final rule,
                                                4729 (Feb. 7, 1996), imposes on Federal                 www.gc.doe.gov). DOE reviewed this                    and that: (1) Is a significant regulatory
                                                agencies the duty to: (1) Eliminate                     final rule pursuant to these existing                 action under E.O. 12866, or any
                                                drafting errors and ambiguity; (2) write                authorities and its policy statement and              successor order; and (2) is likely to have
                                                regulations to minimize litigation; (3)                 determined that the rule contains                     a significant adverse effect on the
                                                provide a clear legal standard for                      neither an intergovernmental mandate                  supply, distribution, or use of energy; or
                                                affected conduct rather than a general                  nor a mandate that may result in the                  (3) is designated by the Administrator of
                                                standard; and (4) promote simplification                expenditure of $100 million or more in                the Office of Information and Regulatory
                                                and burden reduction. Section 3(b) of                   any year, so the UMRA requirements do                 Affairs (OIRA) as a significant energy
                                                E.O. 12988 specifically requires that                   not apply.                                            action. For any proposed significant
                                                Executive agencies make every
                                                                                                        H. Review Under the Treasury and                      energy action, the agency must give a
                                                reasonable effort to ensure that the
                                                                                                        General Government Appropriations                     detailed statement of any adverse effects
                                                regulation specifies the following: (1)
                                                The preemptive effect, if any; (2) any                  Act of 1999                                           on energy supply, distribution, or use if
                                                effect on existing Federal law or                                                                             the proposal is implemented, and of
                                                                                                           Section 654 of the Treasury and
                                                regulation; (3) a clear legal standard for                                                                    reasonable alternatives to the proposed
                                                                                                        General Government Appropriations
                                                affected conduct while promoting                                                                              action and their expected benefits on
                                                                                                        Act of 1999 (Pub. L. 105–277) requires
                                                simplification and burden reduction; (4)                                                                      energy supply, distribution, and use.
                                                                                                        Federal agencies to issue a Family
                                                the retroactive effect, if any; (5)                     Policymaking Assessment for any rule                     DOE has concluded that this
                                                definitions of key terms; and (6) other                 that may affect family well-being. This               regulatory action establishing certain
                                                important issues affecting clarity and                  final rule does not have any impact on                definitions and determining that
                                                general draftsmanship under any                         the autonomy or integrity of the family               compressors meet the criteria for a
                                                guidelines issued by the Attorney                       as an institution. Accordingly, DOE has               covered product for which the Secretary
                                                General. Section 3(c) of E.O. 12988                     concluded that it is not necessary to                 may prescribe an energy conservation
                                                requires Executive agencies to review                   prepare a Family Policymaking                         standard pursuant to 42 U.S.C. 6295(o)
                                                regulations in light of applicable                      Assessment.                                           and (p) does not have a significant
                                                standards in sections 3(a) and 3(b) to                                                                        adverse effect on the supply,
                                                determine whether these standards are                   I. Review Under Executive Order 12630
                                                                                                                                                              distribution, or use of energy. This
                                                met, or whether it is unreasonable to                      Pursuant to E.O. 12630,                            action is also not a significant regulatory
                                                meet one or more of them. DOE                           ‘‘Governmental Actions and Interference               action for purposes of E.O. 12866, and
                                                completed the required review and                       with Constitutionally Protected Property              the OIRA Administrator has not
                                                determined that, to the extent permitted                Rights’’ 53 FR 8859 (Mar. 15, 1988),                  designated this final determination as a
                                                by law, this final rule meets the relevant              DOE determined that this final rule does              significant energy action under E.O.
                                                standards of E.O. 12988.                                not result in any takings that might                  12866 or any successor order. Therefore,
                                                                                                        require compensation under the Fifth                  this final rule is not a significant energy
                                                G. Review Under the Unfunded
                                                                                                        Amendment to the U.S. Constitution.                   action. Accordingly, DOE has not
                                                Mandates Reform Act of 1995
                                                  Title II of the Unfunded Mandates                     J. Review Under the Treasury and                      prepared a Statement of Energy Effects.
                                                Reform Act of 1995 (UMRA) (Pub. L.                      General Government Appropriations
                                                                                                                                                              L. Congressional Notification
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                                                104–4, codified at 2 U.S.C. 1501 et seq.)               Act of 2001
                                                requires each Federal agency to assess                     The Treasury and General                             As required by 5 U.S.C. 801, DOE will
                                                the effects of Federal regulatory actions               Government Appropriation Act of 2001                  report to Congress on the promulgation
                                                on State, local, and tribal governments                 (44 U.S.C. 3516, note) requires agencies              of this rule prior to its effective date.
                                                and the private sector. For regulatory                  to review most disseminations of                      The report will state that it has been
                                                actions likely to result in a rule that may             information they make to the public                   determined that the rule is a ‘‘major
                                                cause expenditures by State, local, and                 under guidelines established by each                  rule’’ as defined by 5 U.S.C. 804(2).


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                                                79998            Federal Register / Vol. 81, No. 220 / Tuesday, November 15, 2016 / Rules and Regulations

                                                M. Review Under the Information                         Subpart T—Compressors                                 action ensures realistic U.S. Army
                                                Quality Bulletin for Peer Review                                                                              training on current tactics for employing
                                                                                                        § 431.341    Purpose and scope.                       hazardous targeting laser systems and
                                                   On December 16, 2004, OMB, in                          This subpart contains and energy                    weapons capabilities at longer ranges
                                                consultation with the Office of Science                 conservation requirements for                         from the target area.
                                                and Technology Policy (OSTP), issued                    compressors, pursuant to Part A–1 of
                                                its Final Information Quality Bulletin                                                                        DATES: Effective date 0901 UTC, March
                                                                                                        Title III of the Energy Policy and                    2, 2017.
                                                for Peer Review (the Bulletin). 70 FR                   Conservation Act, as amended, 42
                                                2664 (Jan. 14, 2005). The Bulletin                                                                            FOR FURTHER INFORMATION CONTACT:
                                                                                                        U.S.C. 6311–6317.
                                                establishes that certain scientific                                                                           Colby Abbott, Airspace Policy Group,
                                                information shall be peer reviewed by                   § 431.342 Definitions concerning                      Office of Airspace Services, Federal
                                                qualified specialists before it is                      compressors.                                          Aviation Administration, 800
                                                disseminated by the Federal                               Compressor means a machine or                       Independence Avenue SW.,
                                                government, including influential                       apparatus that converts different types               Washington, DC 20591; telephone: (202)
                                                scientific information related to agency                of energy into the potential energy of gas            267–8783.
                                                regulatory actions. The purpose of the                  pressure for displacement and                         SUPPLEMENTARY INFORMATION:
                                                Bulletin is to enhance the quality and                  compression of gaseous media to any                   Authority for This Rulemaking
                                                credibility of the Government’s                         higher pressure values above
                                                scientific information. DOE has                         atmospheric pressure and has a pressure                 The FAA’s authority to issue rules
                                                determined that the analyses conducted                  ratio at full-load operating pressure                 regarding aviation safety is found in
                                                for the regulatory action discussed in                  greater than 1.3.                                     Title 49 of the United States Code.
                                                this document do not constitute                         [FR Doc. 2016–26693 Filed 11–14–16; 8:45 am]
                                                                                                                                                              Subtitle I, Section 106 describes the
                                                ‘‘influential scientific information,’’                                                                       authority of the FAA Administrator.
                                                                                                        BILLING CODE 6450–01–P
                                                which the Bulletin defines as ‘‘scientific                                                                    Subtitle VII, Aviation Programs,
                                                information the agency reasonably can                                                                         describes in more detail the scope of the
                                                determine will have or does have a clear                                                                      agency’s authority. This rulemaking is
                                                and substantial impact on important                     DEPARTMENT OF TRANSPORTATION                          promulgated under the authority
                                                public policies or private sector                                                                             described in Subtitle VII, Part A,
                                                                                                        Federal Aviation Administration
                                                decisions.’’ 70 FR 2667 (Jan. 14, 2005).                                                                      Subpart I, Section 40103. Under that
                                                The analyses were subject to pre-                                                                             section, the FAA is charged with
                                                                                                        14 CFR Part 73
                                                dissemination review prior to issuance                                                                        prescribing regulations to assign the use
                                                of this rulemaking.                                     [Docket No. FAA–2015–3680; Airspace                   of the airspace necessary to ensure the
                                                   DOE will determine the appropriate                   Docket No. 13–ASW–15]                                 safety of aircraft and the efficient use of
                                                level of review that would apply to any                                                                       airspace. This regulation is within the
                                                                                                        RIN 2120–AA66
                                                future rulemaking to establish energy                                                                         scope of that authority as it restructures
                                                conservation standards for compressors.                 Establishment of and Modification to                  the restricted airspace at Fort Sill, OK,
                                                                                                        Restricted Areas; Fort Sill, OK                       enhancing safety and accommodating
                                                VI. Approval of the Office of the                                                                             essential military training.
                                                Secretary                                               AGENCY:  Federal Aviation
                                                                                                        Administration (FAA), DOT.                            History
                                                  The Secretary of Energy has approved
                                                publication of this final rule.                         ACTION: Final rule.                                     On October 19, 2015, the FAA
                                                                                                                                                              published in the Federal Register a
                                                  Issued in Washington, DC, on October 28,              SUMMARY:    This action establishes 2 new             notice of proposed rulemaking (NPRM)
                                                2016.                                                   restricted areas (R–5601G and R–5601H)                (80 FR 63153), Docket No. FAA–2015–
                                                David J. Friedman,                                      to the special use airspace (SUA)                     3680, to establish two restricted areas
                                                Acting Assistant Secretary, Energy Efficiency           complex located at Fort Sill, OK, to                  and amend using agency information for
                                                and Renewable Energy.                                   provide additional maneuvering                        six other restricted areas designated to
                                                  For the reasons stated in the                         airspace for current and planned                      support hazardous training activities
                                                preamble, DOE amends part 431 of                        hazardous training activities.                        conducted within the Fort Sill, OK,
                                                chapter II of Title 10, Code of Federal                 Specifically, the restricted areas provide            special use airspace (SUA) complex.
                                                Regulations as set forth below:                         participating fighter and bomber aircraft             Interested parties were invited to
                                                                                                        with non-eye safe laser firing and                    participate in this rulemaking effort by
                                                PART 431—ENERGY EFFICIENCY                              maneuvering airspace when training at                 submitting written comments on the
                                                PROGRAM FOR CERTAIN                                     the Falcon Bombing Range contained in                 proposal. One comment from the
                                                COMMERCIAL AND INDUSTRIAL                               R–5601C, the West Range Target Area                   Aircraft Owners and Pilots Association
                                                EQUIPMENT                                               contained in R–5601B, or the East Range               (AOPA) was received.
                                                                                                        Target Area contained in R–5601A.
                                                ■ 1. The authority citation for part 431                Additionally, the using agency                        Discussion of Comments
                                                continues to read as follows:                           information for all Fort Sill restricted                In their response to the NPRM, AOPA
                                                  Authority: 42 U.S.C. 6291–6317; 28 U.S.C.             areas is updated for standardization and              raised several substantive issues. AOPA
                                                2461 note.                                              to reflect the current organization. This             contended the proposed airspace design
                                                                                                        action also updates a number of                       would have a negative impact on
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                                                ■ 2. Add subpart T to part 431 to read                  geographic coordinates for R–5601A–E,                 general aviation aircraft and offered the
                                                as follows:                                             G, and H as a result of more accurate                 following recommendations to mitigate
                                                Subpart T—Compressors                                   digital charting capabilities, updates the            the negative effects: consider other types
                                                Sec.                                                    arc radius distance in R–5601B and R–                 of SUA before establishing additional
                                                431.341 Purpose and scope.                              5601H from statute miles to nautical                  restricted areas; change the ceiling of R–
                                                431.342 Definitions concerning                          miles (NM), and corrects the controlling              5601G so it aligns with the Minimum
                                                     compressors.                                       agency information for R–5601H. This                  Enroute Altitude (MEA) of V–436; if


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Document Created: 2016-11-15 00:48:15
Document Modified: 2016-11-15 00:48:15
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesThis rule is effective December 15, 2016.
ContactJames Raba, U.S. Department of Energy, Office of Energy Efficiency and Renewable Energy, Building Technologies Office, EE-5B, 1000 Independence Avenue SW., Washington, DC 20585-0121. Telephone: (202) 586-8654. Email: [email protected]
FR Citation81 FR 79991 
RIN Number1904-AC83

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