81_FR_8705 81 FR 8671 - Cooperative Agreements With Commercial Firms

81 FR 8671 - Cooperative Agreements With Commercial Firms

NATIONAL AERONAUTICS AND SPACE ADMINISTRATION

Federal Register Volume 81, Issue 34 (February 22, 2016)

Page Range8671-8675
FR Document2016-02979

NASA is proposing to amend its regulations to implement section 872 of the National Defense Authorization Act for Fiscal Year 2009, as the statute applies to grants and cooperative agreements. The revision is part of NASA's retrospective plan under Executive Order (EO) 13563 completed in August 2011.

Federal Register, Volume 81 Issue 34 (Monday, February 22, 2016)
[Federal Register Volume 81, Number 34 (Monday, February 22, 2016)]
[Proposed Rules]
[Pages 8671-8675]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-02979]


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NATIONAL AERONAUTICS AND SPACE ADMINISTRATION

14 CFR Part 1274

[NASA Case 2015-N014]
RIN 2700-AE25


Cooperative Agreements With Commercial Firms

AGENCY: National Aeronautics and Space Administration.

ACTION: Proposed rule.

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SUMMARY: NASA is proposing to amend its regulations to implement 
section 872 of the National Defense Authorization Act for Fiscal Year 
2009, as the statute applies to grants and cooperative agreements. The 
revision is part of NASA's retrospective plan under Executive Order 
(EO) 13563 completed in August 2011.

DATES: Comments on the proposed rule should be submitted in writing to 
the address shown below on or before April 22, 2016, to be considered 
in the formation of a final rule.

ADDRESSES: Submit comments identified by NASA Case 2015-N014, using any 
of the following methods:
    [cir] Regulations.gov: http://www.regulations.gov. Submit comments 
via the Federal eRulemaking portal by entering ``NASA Case 2015-N014'' 
under the heading ``Enter keyword or

[[Page 8672]]

ID'' and selecting ``Search.'' Select the link ``Submit a Comment'' 
that corresponds with ``NASA Case 2015-N014.'' Follow the instructions 
provided at the ``Submit a Comment'' screen. Please include your name, 
company name (if any), and ``NASA Case 2015-N014'' on your attached 
document.
    [cir] Email: Comments may be sent to Barbara J. Orlando. Include 
NASA Case 2015-N014 in the subject line of the message.
    [cir] Fax: (202) 358-3082.
    [cir] Mail: National Aeronautics and Space Administration, 
Headquarters, Office of Procurement, Contract and Grant Policy 
Division, Attn: Barbara J. Orlando, Room 5L32, 300 E Street SW., 
Washington, DC 20546-0001.
    Comments received generally will be posted without change to http://www.regulations.gov, including any personal information provided. To 
confirm receipt of your comment(s), please check www.regulations.gov, 
approximately two to three days after submission to verify posting 
(except allow 30 days for posting of comments submitted by mail).

FOR FURTHER INFORMATION CONTACT: Barbara J. Orlando, NASA HQ, Office of 
Procurement, Contract and Grant Policy Division, Room 5L32, 300 E 
Street SW., Washington, DC 20456-0001. Telephone 202-358-3740; 
facsimile 202-358-3082.

SUPPLEMENTARY INFORMATION: 

I. Background

    NASA is proposing to revise 14 CFR part 1274, to implement Section 
872 of the Duncan Hunter National Defense Authorization Act (NDAA) for 
Fiscal Year (FY) 2009 (Pub. L. 110-417, codified as amended at 41 
U.S.C. 2313), which established a database that includes governmentwide 
data with specified information related to the integrity and 
performance of entities awarded Federal grants and contracts.
    On July 22, 2015, the Office of Management and Budget (OMB) issued 
final guidance, Guidance for Reporting and Use of Information 
Concerning Recipient Integrity and Performance (https://www.thefederalregister.org/fdsys/pkg/FR-2015-07-22/pdf/2015-17753.pdf) to Federal agencies to 
implement section 872 of the NDAA for FY 2009, (hereafter referred to 
as ``section 872'') for grants and cooperative agreements that were 
subject to the regulations published under 2 CFR part 200. Pursuant to 
section 872, OMB and the General Services Administration (GSA) 
established an integrity and performance system that includes 
government-wide data with specified information related to the 
integrity and performance of entities awarded Federal grants, 
cooperative agreements, and contracts. This system, as the Federal 
Awardee Performance and Integrity Information System (FAPIIS), 
integrates various sources of information on the eligibility of 
organizations for Government awards and is currently available at 
https://www.fapiis.gov.
    This rule proposes to implement the requirements of section 872 for 
recipients and NASA staff to report information that will appear in 
FAPIIS. In addition, section 872 requires NASA to consider information 
contained within the system about a non-Federal entity before awarding 
a grant or cooperative agreement to that non-Federal entity. The 
proposed rule also addresses how FAPIIS and other information may be 
used in assessing recipient integrity.
    The major elements proposed in this rule are as follows:
     NASA is to report information in FAPIIS about--
    [ssquf] Any termination of an award due to a material failure to 
comply with the award terms and conditions;
    [ssquf] Any administrative agreement with a non-Federal entity to 
resolve a suspension or debarment proceeding; and
    [ssquf] Any finding that a non-Federal entity is not qualified to 
receive a given award, if the finding is based on criteria related to 
the non-Federal entity's integrity or prior performance under Federal 
awards and it is anticipated that the total Federal funding will exceed 
the simplified threshold during the period of performance.
     Recipients that have Federal contract, grant, and 
cooperative agreement awards with a cumulative total value greater than 
$10,000,000 must enter information in FAPIIS about certain civil, 
criminal, and administrative proceedings that reached final disposition 
within the most recent five year period and that were connected with 
the award or performance of a Federal award.
     Recipients that have been awarded a Federal contract, 
grant, and cooperative agreement with a cumulative total value greater 
than $10,000,000 are required to disclose semiannually the information 
about the criminal, civil, and administrative proceedings as described 
in section 872 (c).
     Federal awarding agencies, prior to making an award to a 
non-Federal entity, must review FAPIIS to determine whether that non-
Federal entity is qualified to receive the Federal award. In making the 
determination, NASA must take into consideration any information about 
the entity that is in FAPIIS.
     Notice of funding opportunities and Federal award terms 
and conditions to inform a non-Federal entity that it may submit 
comments in FAPIIS about any information that NASA had reported to the 
system about the non-Federal entity, for consideration by NASA in 
making future Federal awards to the non-Federal entity.

II. Discussion

    Section 872 applies without distinguishing between for-profit and 
other recipients. Thus agencies must apply the requirements reflected 
in this guidance to for-profit recipients by way of agency regulations, 
policies, or directly through the terms and conditions of Federal 
awards.
    NASA grants and cooperative agreements to commercial firms, when 
cost share is required, are not covered under 2 CFR 200, but under 
regulations promulgated in 14 CFR 1274. Accordingly, NASA is proposing 
to amend 14 CFR 1274, Cooperative Agreements with Commercial Firms, to 
incorporate the new guidelines implementing section 872.

III. Executive Orders 12866 and 13563

    Executive Orders (E.O.s) 12866 and 13563 direct agencies to assess 
all costs and benefits of available regulatory alternatives and, if 
regulation is necessary, to select regulatory approaches that maximize 
net benefits (including potential economic, environmental, public 
health and safety effects, distributive impacts, and equity). E.O. 
13563 emphasizes the importance of quantifying both costs and benefits, 
of reducing costs, of harmonizing rules, and of promoting flexibility. 
This is not a significant regulatory action and, therefore, was not 
subject to review under section 6(b) of E.O. 12866, Regulatory Planning 
and Review, dated September 30, 1993. This rule is not a major rule 
under 5 U.S.C. 804.

IV. Paperwork Reduction Act

    The rule contains collection requirements that require the approval 
of the Office of Management and Budget under the Paperwork Reduction 
Act (44 U.S.C. chapter 35); however, these changes to 14 CFR 1274 do 
not impose additional information collection requirements to the 
paperwork burden previously approved under OMB Control Number 3090-
0293, titled Reporting and Use of Information Concerning Integrity and 
Performance

[[Page 8673]]

of Recipients of Grants and Cooperative Agreements.

List of Subjects in 14 CFR Part 1274

    Government financial assistance.

Manuel Qui[ntilde]ones,
NASA Federal Register Liaison.

    Accordingly, 14 CFR part 1274 is proposed to be amended as follows:

PART 1274--COOPERATIVE AGREEMENTS WITH COMMERCIAL FIRMS

0
1. The authority citation for 14 CFR part 1274 continues to read as 
follows:

    Authority: 51 U.S.C. 20113(e) and 31 U.S.C. 6301 to 6308; 51 
U.S.C. 20102, et seq.

0
2. Amend Sec.  1274.203 by adding paragraph (g) to read as follows:


Sec.  1274.203  Solicitations/cooperative agreement notices.

* * * * *
    (g) If NASA anticipates that the total Federal share of any award 
made under a funding agreement may exceed, over the period of 
performance, the simplified acquisition threshold, the notice of 
funding opportunity must include the information as required in 
Appendix 1 to Part 200, paragraph E.3, paragraph E.4, and paragraph F.3
0
3. Amend Sec.  1274.209 by redesignating paragraphs (e) through (l) as 
(f) through (m), respectively and adding a new paragraph (e) to read as 
follows:


Sec.  1274.209  Evaluation and selection.

* * * * *
    (e)(1) Prior to making a Federal award, agreement officers are 
required by 31 U.S.C. 3321 and 41 U.S.C. 2313 note, to review 
information available through any OMB-designated repositories of 
governmentwide eligibility qualification, currently the System of Award 
Management (SAM), or financial integrity information (currently Federal 
Awardee Performance and Integrity Information System (FAPIIS)), as 
appropriate. See also suspension and debarment requirements at 2 CFR 
part 180 as well as individual Federal agency suspension and debarment 
regulations in title 2 of the Code of Federal Regulations.
    (2) In accordance with 41 U.S.C. 2313, agreement officers are 
required to review the non-public segment of FAPIIS prior to making a 
Federal award where the Federal share is expected to exceed the 
simplified acquisition threshold, defined in 41 U.S.C. 134, over the 
period of performance. At a minimum, the information in the system for 
a prior Federal award recipient must demonstrate a satisfactory record 
of executing programs or activities under Federal grants, cooperative 
agreements, or procurement awards; and integrity and business ethics. 
NASA may make a Federal award to a recipient who does not fully meet 
these standards, if it is determined that the information is not 
relevant to the current Federal award under consideration or there are 
specific conditions that can appropriately mitigate the effects of the 
non-Federal entity's risk in accordance with 2 CFR 200 section 200.207, 
Specific conditions.
* * * * *
0
4. Amend Sec.  1274.211 by:
0
a. In paragraph (c), removing ``Central Contractor Registration (CCR)'' 
and adding ``System for Award Management (SAM)''; removing ``Department 
of Defense (DOD) Central Contractor Registration (CCR)'' and adding 
``System for Award Management''; removing ``CCR'' and adding ``SAM''; 
and removing ``http://www.ccr2000.com or by calling toll free: 888-227-
2423, commercial: 616-961-5757'' and adding ``sam.gov'' in its place; 
and
0
b. Adding paragraph (d)(5) to read as follows:


Sec.  1274.211  Award procedures.

* * * * *
    (d) * * *
    (5) The non-Federal entity or applicant for a Federal award must 
disclose, in a timely manner, in writing to the assigned agreement 
officer or pass-through entity all violations of Federal criminal law 
involving fraud, bribery, or gratuity violations potentially affecting 
the Federal award. Non-Federal entities that have received a Federal 
award including the term and condition outlined in Appendix XII--Award 
Term and Condition for Recipient Integrity and Performance Matters are 
required to report certain civil, criminal, or administrative 
proceedings to SAM. Failure to make required disclosures can result in 
any of the remedies described in Sec.  200.338 Remedies for 
noncompliance, including suspension or debarment. (See also 2 CFR part 
180, 31 U.S.C. 3321, and 41 U.S.C. 2313.)
0
5. Amend Sec.  1274.212 by revising the section heading and adding 
paragraph (c) to read as follows:


Sec.  1274.212  Award information.

* * * * *
    (c) Recipient integrity and performance matters. If the total 
Federal share of the Federal award is more than $500,000 over the 
period of performance, agreement officers must include the terms and 
conditions in Sec.  1274.944 of this chapter.
0
6. Amend subpart 1274.3 by adding new Sec. Sec.  1274.303 and 1274.304 
to read as follows:


Sec.  1274.303  Public access to Federal award information.

    (a) In accordance with statutory requirements for Federal spending 
transparency (e.g., FFATA), except as noted in this section, for 
applicable Federal awards NASA must announce all Federal awards 
publicly and publish the required information at www.USAspending.gov.
    (b) All information posted in FAPIIS, accessible through SAM, on or 
after April 15, 2011 will be publicly available after a waiting period 
of 14 calendar days, except for--
    (1) Past performance reviews required by Federal Government 
contractors in accordance with the Federal Acquisition Regulation (FAR) 
42.15;
    (2) Information that was entered prior to April 15, 2011; or
    (3) Information that is withdrawn during the 14-calendar day 
waiting period by the Federal Government official.
    (c) Nothing in this section may be construed as requiring the 
publication of information otherwise exempt under the Freedom of 
Information Act (5 U.S.C. 552), or controlled unclassified information 
pursuant to Executive Order 13556.


Sec.  1274.304  Reporting a determination that a non-Federal entity is 
not qualified for a Federal award.

    (a) If NASA does not make a Federal award to a non-Federal entity 
because the agreement officer determines that the non-Federal entity 
does not meet either or both of the minimum qualification standards, as 
described in paragraph (a)(2) of title 2 CFR part 200 section 200.205, 
the agreement officer must report that determination in FAPIIS, 
accessible through SAM, only if all of the following apply:
    (1) The only basis for the determination described in paragraph (a) 
of this section is the non-Federal entity's prior record of executing 
programs or activities under Federal awards or its record of integrity 
and business ethics, as described in paragraph (a)(2) of 2 CFR 200.205, 
(i.e., the entity was determined to be qualified based on all factors 
other than those two standards); and
    (2) The total Federal share of the Federal award that otherwise 
would be made to the non-Federal entity is expected to exceed the 
simplified acquisition threshold over the period of performance.
    (b) Agreement officers are not required to report a determination 
that

[[Page 8674]]

a non-Federal entity is not qualified for a Federal award if they make 
the Federal award to the non-Federal entity and includes specific award 
terms and conditions (see CFR 1274.209).
    (c) If the agreement officer reports a determination that a non-
Federal entity is not qualified for a Federal award, as described in 
paragraph (a) of this section, the agreement officer also must notify 
the non-Federal entity that--
    (1) The determination was made and reported to FAPIIS, accessible 
through SAM, and include with the notification an explanation of the 
basis for the determination;
    (2) The information will be kept in the system for a period of five 
years from the date of the determination, as required by section 872 of 
Public Law 110-417, as amended (41 U.S.C. 2313), then archived;
    (3) Agreement officers making a Federal award to the non-Federal 
entity during that five year period must consider the information found 
in FAPIIS when judging whether the non-Federal entity is qualified to 
receive the Federal award when the total Federal share of the Federal 
award is expected to include an amount of Federal funding in excess of 
the simplified acquisition threshold over the period of performance of 
the award;
    (4) The non-Federal entity may go to the awardee integrity and 
performance portal accessible through SAM (currently the Contractor 
Performance Assessment Reporting System (CPARS)) and comment on any 
information the system contains about the non-Federal entity itself; 
and
    (5) Agreement officers will consider that non-Federal entity's 
comments in determining whether the non-Federal entity is qualified for 
a future Federal award.
    (d) If the agreement officer enters information into FAPIIS about a 
determination that a non-Federal entity is not qualified for a Federal 
award and subsequently--
    (1) Learns that any of that information is erroneous, the agreement 
officer must correct the information in the system within three 
business days; and
    (2) Obtains an update to that information that could be helpful to 
other Federal awarding agencies, the agreement officer is strongly 
encouraged to amend the information in the system to incorporate the 
update in a timely way.
    (e) The agreement officer shall not post any information that will 
be made publicly available in the non-public segment of designated 
integrity and performance system that is covered by a disclosure 
exemption under the Freedom of Information Act. If the recipient 
asserts within seven calendar days to NASA that some or all of the 
information made publicly available is covered by a disclosure 
exemption under the Freedom of Information Act, agreement officers must 
remove the posting within seven calendar days of receiving the 
assertion. Prior to reposting the releasable information, agreement 
officers must resolve the issue in accordance with the agency's Freedom 
of Information Act procedures.
0
7. Amend section 1274.701 by adding paragraphs (b)(5) through (b)(8), 
(c), and (d) to read as follows:


1274.701  Suspension or termination.

* * * * *
    (b) * * *
    (5) When NASA terminates a Federal award prior to the end of the 
period of performance due to the non-Federal entity's material failure 
to comply with the Federal award terms and conditions, NASA must report 
the termination in FAPIIS.
    (6) The information required under paragraph (b) of this section is 
not to be reported to designated integrity and performance system until 
the non-Federal entity either--
    (i) Has exhausted its opportunities to object or challenge the 
decision, see Sec.  200.341 Opportunities to object, hearings and 
appeals; or
    (ii) Has not, within 30 calendar days after being notified of the 
termination, informed the agreement officer that it intends to appeal 
the decision to terminate.
    (7) If the agreement officer, after entering information into 
FAPIIS about a termination, subsequently:
    (i) Learns that any of that information is erroneous, the agreement 
officer must correct the information in the system within three 
business days;
    (ii) Obtains an update to that information that could be helpful to 
other Federal awarding agencies, the agreement officer is strongly 
encouraged to amend the information in the system to incorporate the 
update in a timely way.
    (8) Agreement officers shall not post any information that will be 
made publicly available in the non-public segment of designated 
integrity and performance system that is covered by a disclosure 
exemption under the Freedom of Information Act. If the non-Federal 
entity asserts within seven calendar days to the Federal awarding 
agency who posted the information that some of the information made 
publicly available is covered by a disclosure exemption under the 
Freedom of Information Act, agreement officers must remove the posting 
within seven calendar days of receiving the assertion. Prior to 
reposting the releasable information, agreement officers must resolve 
the issue in accordance with the agency's Freedom of Information Act 
procedures.
    (c) When a Federal award is terminated or partially terminated, 
both NASA or the pass-through entity and the non-Federal entity remain 
responsible for compliance with the closeout and post-closeout 
requirements and continuing responsibilities.
    (d) Notification of termination requirement. If the Federal award 
is terminated for the non-Federal entity's material failure to comply 
with the Federal statutes, regulations, or terms and conditions of the 
Federal award, the notification must state that--
    (1) The termination decision will be reported in FAPIIS, accessible 
through SAM;
    (2) The information will be available in FAPIIS for a period of 
five years from the date of the termination, then archived;
    (3) When considering making a Federal award to the non-Federal 
entity during that five year period, NASA must consider that 
information in judging whether the non-Federal entity is qualified to 
receive the Federal award, when the Federal share of the Federal award 
is expected to exceed the simplified acquisition threshold over the 
period of performance;
    (4) The non-Federal entity may comment on any information that the 
OMB-designated integrity and performance system contains about the non-
Federal entity for future consideration by NASA. The non-Federal entity 
may submit comments to the awardee integrity and performance portal 
accessible through SAM (currently (CPARS).
    (5) Agreement officers will consider non-Federal entity comments 
when determining whether the non-Federal entity is qualified for a 
future Federal award.
0
8. Add Sec.  1274.803 to read as follows:


Sec.  1274.803  Suspension and Debarment.

    Non-federal entities are subject to the non-procurement debarment 
and suspension regulations implementing Executive Orders 12549 and 
12689, 2 CFR part 180, adopted by NASA at 2 CFR part 1880. These 
regulations restrict awards, subawards, and contracts with certain 
parties that are debarred, suspended, or otherwise excluded from or 
ineligible for participation in Federal assistance programs or 
activities.

[[Page 8675]]

0
9. Amend subpart 1274.9 by adding Sec.  1274.944 to read as follows:


Sec.  1274.944  Award term and condition for recipient integrity and 
performance matters.

    (a) Reporting of matters related to recipient integrity and 
performance.
    (1) General reporting requirement.
    (i) If the total value of your currently active grants, cooperative 
agreements, and procurement contracts from all Federal awarding 
agencies exceeds $10,000,000 for any period during the period of 
performance of this Federal award, then you as the recipient during 
that period of time must maintain the currency of information reported 
in FAPIIS about civil, criminal, or administrative proceedings 
described in paragraph 2 of this award term and condition. This is a 
statutory requirement under section 872 of Public Law 110-417, as 
amended (41 U.S.C. 2313).
    (ii) As required by section 3010 of Public Law 111-212, all 
information posted in FAPIIS on or after April 15, 2011, except past 
performance reviews required for Federal procurement contracts, will be 
publicly available.
    (2) Proceedings about which you must report. Submit the information 
required about each proceeding that--
    (i) Is in connection with the award or performance of a grant, 
cooperative agreement, or procurement contract from the Federal 
Government;
    (ii) Reached its final disposition during the most recent five year 
period; and
    (iii) Is one of the following:
    (A) A criminal proceeding that resulted in a conviction, as defined 
in paragraph (a)(2)(iii)(A)(5) of this section.
    (B) A civil proceeding that resulted in a finding of fault and 
liability and payment of a monetary fine, penalty, reimbursement, 
restitution, or damages of $5,000 or more.
    (C) An administrative proceeding, as defined in paragraph 
(a)(2)(iii)(A)(5) of this section, that resulted in a finding of fault 
and liability and your payment of either a monetary fine or penalty of 
$5,000 or more or reimbursement, restitution, or damages in excess of 
$100,000.
    (D) Any other criminal, civil, or administrative proceeding if--
    (1) It could have led to an outcome described in paragraph 
(a)(2)(iii)(A), (B), or (C) of this section;
    (2) It had a different disposition arrived at by consent or 
compromise with an acknowledgment of fault on your part; and
    (3) The requirement in this award term and condition to disclose 
information about the proceeding does not conflict with applicable laws 
and regulations.
    (3) Reporting procedures. Enter in the SAM Entity Management area 
the information that SAM requires about each proceeding described in 
paragraph (a)(2)(iii)(A)(5) of this section. You do not need to submit 
the information a second time under assistance awards that you received 
if you already provided the information through SAM, because you were 
required to do so under Federal procurement contracts that you were 
awarded.
    (4) Reporting frequency. During any period of time when you are 
subject to the requirement in paragraph (a)(1) of this section, you 
must report proceedings information through SAM for the most recent 
five year period, either to report new information about any 
proceeding(s) that you have not reported previously or affirm that 
there is no new information to report. Recipients that have Federal 
contract, grant, and cooperative agreement awards with a cumulative 
total value greater than $10,000,000 must disclose semiannually any 
information about the criminal, civil, and administrative proceedings.
    (5) Definitions. For purposes of this award term and condition:
    (i) Administrative proceeding means a non-judicial process that is 
adjudicatory in nature in order to make a determination of fault or 
liability (e.g., Securities and Exchange Commission Administrative 
proceedings, Civilian Board of Contract Appeals proceedings, and Armed 
Services Board of Contract Appeals proceedings). This includes 
proceedings at the Federal and State level but only in connection with 
performance of a Federal contract or grant. It does not include audits, 
site visits, corrective plans, or inspection of deliverables.
    (ii) Conviction, for purposes of this award term and condition, 
means a judgment or conviction of a criminal offense by any court of 
competent jurisdiction, whether entered upon a verdict or a plea, and 
includes a conviction entered upon a plea of nolo contendere.
    (6) Total value of currently active grants, cooperative agreements, 
and procurement contracts includes--
    (i) Only the Federal share of the funding under any Federal award 
with a recipient cost share or match; and
    (ii) The value of all expected funding increments under a Federal 
award and options, even if not yet exercised.

[FR Doc. 2016-02979 Filed 2-19-16; 8:45 am]
 BILLING CODE 7510-13-P



                                                                     Federal Register / Vol. 81, No. 34 / Monday, February 22, 2016 / Proposed Rules                                                  8671

                                               § 39.13   [Amended]                                       (2) Paragraphs (b), (c), and (d) of AD 2004–        approval of an AMOC, provided the RC steps,
                                                                                                       14–19, Amendment 39–13728 (69 FR 42549,               including substeps and identified figures, can
                                               ■ 2. The FAA amends § 39.13 by adding                   July 16, 2004).                                       still be done as specified, and the airplane
                                               the following new airworthiness                           (3) Paragraph (f) of AD 2009–06–19,                 can be put back in an airworthy condition.
                                               directive (AD):                                         Amendment 39–15856 (74 FR 12243, March
                                                                                                       24, 2009).                                            (k) Related Information
                                               The Boeing Company: Docket No. FAA–
                                                                                                                                                                (1) For more information about this AD,
                                                   2016–3698; Directorate Identifier 2015–             (h) Corrective Actions                                contact Wayne Lockett, Aerospace Engineer,
                                                   NM–138–AD.                                            If any defect (e.g., rifling, gouging, nicks, or    Airframe Branch, ANM–120S, FAA, Seattle
                                               (a) Comments Due Date                                   burrs, or excessive surface roughness) is             Aircraft Certification Office (ACO), 1601 Lind
                                                                                                       found in any fastener hole (other than                Avenue SW., Renton, WA 98057–3356;
                                                 We must receive comments by April 7,                  normally produced during a typical reaming            phone: 425–917–6447; fax: 425–917–6590;
                                               2016.                                                   operation), during accomplishment of any              email: wayne.lockett@faa.gov.
                                               (b) Affected ADs                                        inspection (related investigative actions)               (2) For service information identified in
                                                                                                       required by this AD, and Boeing Alert                 this AD, contact Boeing Commercial
                                                 This AD affects the ADs specified in                  Service Bulletin 767–53A0267, dated August
                                               paragraphs (b)(1), (b)(2), and (b)(3) of this AD.                                                             Airplanes, Attention: Data & Services
                                                                                                       13, 2015, specifies to contact Boeing for             Management, P.O. Box 3707, MC 2H–65,
                                                 (1) AD 2004–05–16, Amendment 39–13511                 repair instructions: Before further flight,
                                               (69 FR 10917, March 9, 2004).                                                                                 Seattle, WA 98124–2207; telephone 206–
                                                                                                       repair in accordance with the procedures              544–5000, extension 1; fax 206–766–5680;
                                                 (2) AD 2004–14–19, Amendment 39–13728                 specified in paragraph (j) of this AD.
                                               (69 FR 42549, July 16, 2004).                                                                                 Internet https://www.myboeingfleet.com. You
                                                 (3) AD 2009–06–19, Amendment 39–15856                 (i) Exception to the Service Information              may view this referenced service information
                                               (74 FR 12243, March 24, 2009).                                                                                at the FAA, Transport Airplane Directorate,
                                                                                                          Where Boeing Alert Service Bulletin 767–           1601 Lind Avenue SW., Renton, WA. For
                                               (c) Applicability                                       53A0267, dated August 13, 2015, specifies a           information on the availability of this
                                                                                                       compliance time ‘‘after the original issue date       material at the FAA, call 425–227–1221.
                                                 This AD applies to The Boeing Company                 of this service bulletin,’’ this AD requires
                                               Model 767–200 and –300 series airplanes,                compliance within the specified time after               Issued in Renton, Washington, on February
                                               certificated in any category, as identified in          the effective date of this AD.                        9, 2016.
                                               Boeing Alert Service Bulletin 767–53A0267,                                                                    Michael Kaszycki,
                                               dated August 13, 2015.                                  (j) Alternative Methods of Compliance
                                                                                                       (AMOCs)                                               Acting Manager, Transport Airplane
                                               (d) Subject                                                                                                   Directorate, Aircraft Certification Service.
                                                                                                          (1) The Manager, Seattle Aircraft
                                                 Air Transport Association (ATA) of                    Certification Office (ACO), FAA, has the              [FR Doc. 2016–03466 Filed 2–19–16; 8:45 am]
                                               America Code 53, Fuselage.                              authority to approve AMOCs for this AD, if            BILLING CODE 4910–13–P

                                               (e) Unsafe Condition                                    requested using the procedures found in 14
                                                                                                       CFR 39.19. In accordance with 14 CFR 39.19,
                                                  This AD was prompted by an evaluation by             send your request to your principal inspector
                                               the design approval holder (DAH) indicating                                                                   NATIONAL AERONAUTICS AND
                                                                                                       or local Flight Standards District Office, as
                                               that the aft pressure bulkhead at Station 1582          appropriate. If sending information directly          SPACE ADMINISTRATION
                                               is subject to widespread fatigue damage                 to the manager of the ACO, send it to the
                                               (WFD). We are issuing this AD to prevent                attention of the person identified in                 14 CFR Part 1274
                                               fatigue cracking in the radial web lap splices          paragraph (k)(1) of this AD. Information may          [NASA Case 2015–N014]
                                               of the aft pressure bulkhead. Such cracking             be emailed to: 9-ANM-Seattle-ACO-AMOC-
                                               could result in rapid decompression and                 Requests@faa.gov.                                     RIN 2700–AE25
                                               consequent reduced structural integrity of the             (2) Before using any approved AMOC,
                                               airplane.                                               notify your appropriate principal inspector,          Cooperative Agreements With
                                               (f) Compliance
                                                                                                       or lacking a principal inspector, the manager         Commercial Firms
                                                                                                       of the local flight standards district office/
                                                  Comply with this AD within the                       certificate holding district office.                  AGENCY:  National Aeronautics and
                                               compliance times specified, unless already                 (3) An AMOC that provides an acceptable            Space Administration.
                                               done.                                                   level of safety may be used for any repair,           ACTION: Proposed rule.
                                               (g) Replacement and Related Investigative               modification, or alteration required by this
                                               and Corrective Actions                                  AD if it is approved by the Boeing                    SUMMARY:    NASA is proposing to amend
                                                                                                       Commercial Airplanes Organization                     its regulations to implement section 872
                                                  Before the accumulation of 60,000 total              Designation Authorization (ODA) that has
                                               flight cycles, or within 36 months after the
                                                                                                                                                             of the National Defense Authorization
                                                                                                       been authorized by the Manager, Seattle
                                               effective date of this AD, whichever occurs                                                                   Act for Fiscal Year 2009, as the statute
                                                                                                       ACO, to make those findings. For a repair
                                               later, but not earlier than 37,500 total                method to be approved, the repair method,             applies to grants and cooperative
                                               accumulated flight cycles: Replace the aft              modification deviation, or alteration                 agreements. The revision is part of
                                               pressure bulkhead at Station 1582 of Section            deviation must meet the certification basis of        NASA’s retrospective plan under
                                               48 with a new, improved aft pressure                    the airplane, and the approval must                   Executive Order (EO) 13563 completed
                                               bulkhead, and perform all applicable related            specifically refer to this AD.                        in August 2011.
                                               investigative and corrective actions, in                   (4) Except as required by paragraph (h) of         DATES: Comments on the proposed rule
                                               accordance with the Accomplishment                      this AD: For service information that
                                               Instructions of Boeing Alert Service Bulletin           contains steps that are labeled as Required
                                                                                                                                                             should be submitted in writing to the
                                               767–53A0267, dated August 13, 2015; except              for Compliance (RC), the provisions of                address shown below on or before April
                                               as required by paragraph (h) of this AD. Do             paragraphs (j)(4)(i) and (j)(4)(ii) apply.            22, 2016, to be considered in the
                                               all applicable related investigative and                   (i) The steps labeled as RC, including             formation of a final rule.
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                                               corrective actions before further flight.               substeps under an RC step and any figures             ADDRESSES: Submit comments
                                               Accomplishing the replacement in this                   identified in an RC step, must be done to             identified by NASA Case 2015–N014,
                                               paragraph terminates the repetitive                     comply with the AD. An AMOC is required               using any of the following methods:
                                               inspections of the aft pressure bulkhead                for any deviations to RC steps, including
                                               required by the ADs identified in paragraphs            substeps and identified figures.
                                                                                                                                                                Æ Regulations.gov: http://
                                               (g)(1), (g)(2), and (g)(3) of this AD.                     (ii) Steps not labeled as RC may be                www.regulations.gov. Submit comments
                                                  (1) Paragraphs (a) and (b) of AD 2004–05–            deviated from using accepted methods in               via the Federal eRulemaking portal by
                                               16, Amendment 39–13511 (69 FR 10917,                    accordance with the operator’s maintenance            entering ‘‘NASA Case 2015–N014’’
                                               March 9, 2004).                                         or inspection program without obtaining               under the heading ‘‘Enter keyword or


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                                               8672                  Federal Register / Vol. 81, No. 34 / Monday, February 22, 2016 / Proposed Rules

                                               ID’’ and selecting ‘‘Search.’’ Select the               government-wide data with specified                   In making the determination, NASA
                                               link ‘‘Submit a Comment’’ that                          information related to the integrity and              must take into consideration any
                                               corresponds with ‘‘NASA Case 2015–                      performance of entities awarded Federal               information about the entity that is in
                                               N014.’’ Follow the instructions                         grants, cooperative agreements, and                   FAPIIS.
                                               provided at the ‘‘Submit a Comment’’                    contracts. This system, as the Federal                  • Notice of funding opportunities and
                                               screen. Please include your name,                       Awardee Performance and Integrity                     Federal award terms and conditions to
                                               company name (if any), and ‘‘NASA                       Information System (FAPIIS), integrates               inform a non-Federal entity that it may
                                               Case 2015–N014’’ on your attached                       various sources of information on the                 submit comments in FAPIIS about any
                                               document.                                               eligibility of organizations for                      information that NASA had reported to
                                                  Æ Email: Comments may be sent to                     Government awards and is currently                    the system about the non-Federal entity,
                                               Barbara J. Orlando. Include NASA Case                   available at https://www.fapiis.gov.                  for consideration by NASA in making
                                               2015–N014 in the subject line of the                       This rule proposes to implement the                future Federal awards to the non-
                                               message.                                                requirements of section 872 for                       Federal entity.
                                                  Æ Fax: (202) 358–3082.                               recipients and NASA staff to report
                                                                                                                                                             II. Discussion
                                                  Æ Mail: National Aeronautics and                     information that will appear in FAPIIS.
                                               Space Administration, Headquarters,                     In addition, section 872 requires NASA                   Section 872 applies without
                                               Office of Procurement, Contract and                     to consider information contained                     distinguishing between for-profit and
                                               Grant Policy Division, Attn: Barbara J.                 within the system about a non-Federal                 other recipients. Thus agencies must
                                               Orlando, Room 5L32, 300 E Street SW.,                   entity before awarding a grant or                     apply the requirements reflected in this
                                               Washington, DC 20546–0001.                              cooperative agreement to that non-                    guidance to for-profit recipients by way
                                                  Comments received generally will be                  Federal entity. The proposed rule also                of agency regulations, policies, or
                                               posted without change to http://                        addresses how FAPIIS and other                        directly through the terms and
                                               www.regulations.gov, including any                      information may be used in assessing                  conditions of Federal awards.
                                               personal information provided. To                       recipient integrity.                                     NASA grants and cooperative
                                               confirm receipt of your comment(s),                        The major elements proposed in this                agreements to commercial firms, when
                                               please check www.regulations.gov,                       rule are as follows:                                  cost share is required, are not covered
                                               approximately two to three days after                      • NASA is to report information in                 under 2 CFR 200, but under regulations
                                               submission to verify posting (except                    FAPIIS about—                                         promulgated in 14 CFR 1274.
                                               allow 30 days for posting of comments                      D Any termination of an award due to               Accordingly, NASA is proposing to
                                               submitted by mail).                                     a material failure to comply with the                 amend 14 CFR 1274, Cooperative
                                                                                                       award terms and conditions;                           Agreements with Commercial Firms, to
                                               FOR FURTHER INFORMATION CONTACT:
                                                                                                          D Any administrative agreement with                incorporate the new guidelines
                                               Barbara J. Orlando, NASA HQ, Office of                  a non-Federal entity to resolve a                     implementing section 872.
                                               Procurement, Contract and Grant Policy                  suspension or debarment proceeding;
                                               Division, Room 5L32, 300 E Street SW.,                  and                                                   III. Executive Orders 12866 and 13563
                                               Washington, DC 20456–0001.                                 D Any finding that a non-Federal                      Executive Orders (E.O.s) 12866 and
                                               Telephone 202–358–3740; facsimile                       entity is not qualified to receive a given            13563 direct agencies to assess all costs
                                               202–358–3082.                                           award, if the finding is based on criteria            and benefits of available regulatory
                                               SUPPLEMENTARY INFORMATION:                              related to the non-Federal entity’s                   alternatives and, if regulation is
                                               I. Background                                           integrity or prior performance under                  necessary, to select regulatory
                                                                                                       Federal awards and it is anticipated that             approaches that maximize net benefits
                                                  NASA is proposing to revise 14 CFR                   the total Federal funding will exceed the             (including potential economic,
                                               part 1274, to implement Section 872 of                  simplified threshold during the period                environmental, public health and safety
                                               the Duncan Hunter National Defense                      of performance.                                       effects, distributive impacts, and
                                               Authorization Act (NDAA) for Fiscal                        • Recipients that have Federal                     equity). E.O. 13563 emphasizes the
                                               Year (FY) 2009 (Pub. L. 110–417,                        contract, grant, and cooperative                      importance of quantifying both costs
                                               codified as amended at 41 U.S.C. 2313),                 agreement awards with a cumulative                    and benefits, of reducing costs, of
                                               which established a database that                       total value greater than $10,000,000                  harmonizing rules, and of promoting
                                               includes governmentwide data with                       must enter information in FAPIIS about                flexibility. This is not a significant
                                               specified information related to the                    certain civil, criminal, and                          regulatory action and, therefore, was not
                                               integrity and performance of entities                   administrative proceedings that reached               subject to review under section 6(b) of
                                               awarded Federal grants and contracts.                   final disposition within the most recent              E.O. 12866, Regulatory Planning and
                                                  On July 22, 2015, the Office of                      five year period and that were                        Review, dated September 30, 1993. This
                                               Management and Budget (OMB) issued                      connected with the award or                           rule is not a major rule under 5 U.S.C.
                                               final guidance, Guidance for Reporting                  performance of a Federal award.                       804.
                                               and Use of Information Concerning                          • Recipients that have been awarded
                                               Recipient Integrity and Performance                     a Federal contract, grant, and                        IV. Paperwork Reduction Act
                                               (https://www.gpo.gov/fdsys/pkg/FR-                      cooperative agreement with a                            The rule contains collection
                                               2015-07-22/pdf/2015-17753.pdf) to                       cumulative total value greater than                   requirements that require the approval
                                               Federal agencies to implement section                   $10,000,000 are required to disclose                  of the Office of Management and Budget
                                               872 of the NDAA for FY 2009, (hereafter                 semiannually the information about the                under the Paperwork Reduction Act (44
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                                               referred to as ‘‘section 872’’) for grants              criminal, civil, and administrative                   U.S.C. chapter 35); however, these
                                               and cooperative agreements that were                    proceedings as described in section 872               changes to 14 CFR 1274 do not impose
                                               subject to the regulations published                    (c).                                                  additional information collection
                                               under 2 CFR part 200. Pursuant to                          • Federal awarding agencies, prior to              requirements to the paperwork burden
                                               section 872, OMB and the General                        making an award to a non-Federal                      previously approved under OMB
                                               Services Administration (GSA)                           entity, must review FAPIIS to determine               Control Number 3090–0293, titled
                                               established an integrity and                            whether that non-Federal entity is                    Reporting and Use of Information
                                               performance system that includes                        qualified to receive the Federal award.               Concerning Integrity and Performance


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                                                                       Federal Register / Vol. 81, No. 34 / Monday, February 22, 2016 / Proposed Rules                                              8673

                                               of Recipients of Grants and Cooperative                   executing programs or activities under                ■ 6. Amend subpart 1274.3 by adding
                                               Agreements.                                               Federal grants, cooperative agreements,               new §§ 1274.303 and 1274.304 to read
                                                                                                         or procurement awards; and integrity                  as follows:
                                               List of Subjects in 14 CFR Part 1274
                                                                                                         and business ethics. NASA may make a
                                                   Government financial assistance.                                                                            § 1274.303 Public access to Federal award
                                                                                                         Federal award to a recipient who does
                                                                                                                                                               information.
                                               Manuel Quiñones,                                         not fully meet these standards, if it is
                                                                                                         determined that the information is not                   (a) In accordance with statutory
                                               NASA Federal Register Liaison.                                                                                  requirements for Federal spending
                                                                                                         relevant to the current Federal award
                                                 Accordingly, 14 CFR part 1274 is                        under consideration or there are specific             transparency (e.g., FFATA), except as
                                               proposed to be amended as follows:                                                                              noted in this section, for applicable
                                                                                                         conditions that can appropriately
                                                                                                                                                               Federal awards NASA must announce
                                                                                                         mitigate the effects of the non-Federal
                                               PART 1274—COOPERATIVE                                                                                           all Federal awards publicly and publish
                                                                                                         entity’s risk in accordance with 2 CFR
                                               AGREEMENTS WITH COMMERCIAL                                                                                      the required information at
                                                                                                         200 section 200.207, Specific
                                               FIRMS                                                                                                           www.USAspending.gov.
                                                                                                         conditions.                                              (b) All information posted in FAPIIS,
                                               ■ 1. The authority citation for 14 CFR                    *     *     *      *    *                             accessible through SAM, on or after
                                                                                                         ■ 4. Amend § 1274.211 by:                             April 15, 2011 will be publicly available
                                               part 1274 continues to read as follows:
                                                                                                         ■ a. In paragraph (c), removing ‘‘Central
                                                 Authority: 51 U.S.C. 20113(e) and 31                                                                          after a waiting period of 14 calendar
                                                                                                         Contractor Registration (CCR)’’ and                   days, except for—
                                               U.S.C. 6301 to 6308; 51 U.S.C. 20102, et seq.             adding ‘‘System for Award Management                     (1) Past performance reviews required
                                               ■ 2. Amend § 1274.203 by adding                           (SAM)’’; removing ‘‘Department of                     by Federal Government contractors in
                                               paragraph (g) to read as follows:                         Defense (DOD) Central Contractor                      accordance with the Federal Acquisition
                                               § 1274.203 Solicitations/cooperative
                                                                                                         Registration (CCR)’’ and adding ‘‘System              Regulation (FAR) 42.15;
                                               agreement notices.                                        for Award Management’’; removing                         (2) Information that was entered prior
                                                                                                         ‘‘CCR’’ and adding ‘‘SAM’’; and                       to April 15, 2011; or
                                               *      *    *    *     *
                                                                                                         removing ‘‘http://www.ccr2000.com or                     (3) Information that is withdrawn
                                                  (g) If NASA anticipates that the total
                                                                                                         by calling toll free: 888–227–2423,                   during the 14-calendar day waiting
                                               Federal share of any award made under
                                                                                                         commercial: 616–961–5757’’ and adding                 period by the Federal Government
                                               a funding agreement may exceed, over
                                                                                                         ‘‘sam.gov’’ in its place; and                         official.
                                               the period of performance, the                            ■ b. Adding paragraph (d)(5) to read as                  (c) Nothing in this section may be
                                               simplified acquisition threshold, the                     follows:                                              construed as requiring the publication
                                               notice of funding opportunity must
                                                                                                                                                               of information otherwise exempt under
                                               include the information as required in                    § 1274.211    Award procedures.
                                                                                                                                                               the Freedom of Information Act (5
                                               Appendix 1 to Part 200, paragraph E.3,                    *      *    *      *    *                             U.S.C. 552), or controlled unclassified
                                               paragraph E.4, and paragraph F.3                             (d) * * *                                          information pursuant to Executive
                                               ■ 3. Amend § 1274.209 by redesignating                       (5) The non-Federal entity or                      Order 13556.
                                               paragraphs (e) through (l) as (f) through                 applicant for a Federal award must
                                               (m), respectively and adding a new                        disclose, in a timely manner, in writing              § 1274.304 Reporting a determination that
                                               paragraph (e) to read as follows:                         to the assigned agreement officer or                  a non-Federal entity is not qualified for a
                                                                                                         pass-through entity all violations of                 Federal award.
                                               § 1274.209       Evaluation and selection.                                                                         (a) If NASA does not make a Federal
                                                                                                         Federal criminal law involving fraud,
                                               *      *     *     *    *                                 bribery, or gratuity violations                       award to a non-Federal entity because
                                                 (e)(1) Prior to making a Federal award,                 potentially affecting the Federal award.              the agreement officer determines that
                                               agreement officers are required by 31                     Non-Federal entities that have received               the non-Federal entity does not meet
                                               U.S.C. 3321 and 41 U.S.C. 2313 note, to                   a Federal award including the term and                either or both of the minimum
                                               review information available through                      condition outlined in Appendix XII—                   qualification standards, as described in
                                               any OMB-designated repositories of                        Award Term and Condition for                          paragraph (a)(2) of title 2 CFR part 200
                                               governmentwide eligibility                                Recipient Integrity and Performance                   section 200.205, the agreement officer
                                               qualification, currently the System of                    Matters are required to report certain                must report that determination in
                                               Award Management (SAM), or financial                      civil, criminal, or administrative                    FAPIIS, accessible through SAM, only if
                                               integrity information (currently Federal                  proceedings to SAM. Failure to make                   all of the following apply:
                                               Awardee Performance and Integrity                         required disclosures can result in any of                (1) The only basis for the
                                               Information System (FAPIIS)), as                          the remedies described in § 200.338                   determination described in paragraph
                                               appropriate. See also suspension and                      Remedies for noncompliance, including                 (a) of this section is the non-Federal
                                               debarment requirements at 2 CFR part                      suspension or debarment. (See also 2                  entity’s prior record of executing
                                               180 as well as individual Federal agency                  CFR part 180, 31 U.S.C. 3321, and 41                  programs or activities under Federal
                                               suspension and debarment regulations                      U.S.C. 2313.)                                         awards or its record of integrity and
                                               in title 2 of the Code of Federal                         ■ 5. Amend § 1274.212 by revising the                 business ethics, as described in
                                               Regulations.                                              section heading and adding paragraph                  paragraph (a)(2) of 2 CFR 200.205, (i.e.,
                                                 (2) In accordance with 41 U.S.C. 2313,                  (c) to read as follows:                               the entity was determined to be
                                               agreement officers are required to                                                                              qualified based on all factors other than
                                               review the non-public segment of                          § 1274.212    Award information.                      those two standards); and
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                                               FAPIIS prior to making a Federal award                    *     *    *     *     *                                 (2) The total Federal share of the
                                               where the Federal share is expected to                      (c) Recipient integrity and                         Federal award that otherwise would be
                                               exceed the simplified acquisition                         performance matters. If the total Federal             made to the non-Federal entity is
                                               threshold, defined in 41 U.S.C. 134,                      share of the Federal award is more than               expected to exceed the simplified
                                               over the period of performance. At a                      $500,000 over the period of                           acquisition threshold over the period of
                                               minimum, the information in the system                    performance, agreement officers must                  performance.
                                               for a prior Federal award recipient must                  include the terms and conditions in                      (b) Agreement officers are not
                                               demonstrate a satisfactory record of                      § 1274.944 of this chapter.                           required to report a determination that


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                                               8674                  Federal Register / Vol. 81, No. 34 / Monday, February 22, 2016 / Proposed Rules

                                               a non-Federal entity is not qualified for               Freedom of Information Act. If the                    must remove the posting within seven
                                               a Federal award if they make the                        recipient asserts within seven calendar               calendar days of receiving the assertion.
                                               Federal award to the non-Federal entity                 days to NASA that some or all of the                  Prior to reposting the releasable
                                               and includes specific award terms and                   information made publicly available is                information, agreement officers must
                                               conditions (see CFR 1274.209).                          covered by a disclosure exemption                     resolve the issue in accordance with the
                                                  (c) If the agreement officer reports a               under the Freedom of Information Act,                 agency’s Freedom of Information Act
                                               determination that a non-Federal entity                 agreement officers must remove the                    procedures.
                                               is not qualified for a Federal award, as                posting within seven calendar days of                   (c) When a Federal award is
                                               described in paragraph (a) of this                      receiving the assertion. Prior to                     terminated or partially terminated, both
                                               section, the agreement officer also must                reposting the releasable information,                 NASA or the pass-through entity and
                                               notify the non-Federal entity that—                     agreement officers must resolve the                   the non-Federal entity remain
                                                  (1) The determination was made and                   issue in accordance with the agency’s                 responsible for compliance with the
                                               reported to FAPIIS, accessible through                  Freedom of Information Act procedures.                closeout and post-closeout requirements
                                               SAM, and include with the notification                  ■ 7. Amend section 1274.701 by adding                 and continuing responsibilities.
                                               an explanation of the basis for the                     paragraphs (b)(5) through (b)(8), (c), and              (d) Notification of termination
                                               determination;                                          (d) to read as follows:                               requirement. If the Federal award is
                                                  (2) The information will be kept in the                                                                    terminated for the non-Federal entity’s
                                               system for a period of five years from                  1274.701     Suspension or termination.
                                                                                                                                                             material failure to comply with the
                                               the date of the determination, as                       *       *     *    *    *                             Federal statutes, regulations, or terms
                                               required by section 872 of Public Law                      (b) * * *                                          and conditions of the Federal award, the
                                               110–417, as amended (41 U.S.C. 2313),                      (5) When NASA terminates a Federal
                                                                                                                                                             notification must state that—
                                               then archived;                                          award prior to the end of the period of
                                                                                                                                                               (1) The termination decision will be
                                                  (3) Agreement officers making a                      performance due to the non-Federal
                                                                                                                                                             reported in FAPIIS, accessible through
                                               Federal award to the non-Federal entity                 entity’s material failure to comply with
                                                                                                                                                             SAM;
                                               during that five year period must                       the Federal award terms and conditions,
                                                                                                       NASA must report the termination in                     (2) The information will be available
                                               consider the information found in
                                                                                                       FAPIIS.                                               in FAPIIS for a period of five years from
                                               FAPIIS when judging whether the non-
                                                                                                          (6) The information required under                 the date of the termination, then
                                               Federal entity is qualified to receive the
                                                                                                       paragraph (b) of this section is not to be            archived;
                                               Federal award when the total Federal
                                               share of the Federal award is expected                  reported to designated integrity and                    (3) When considering making a
                                               to include an amount of Federal funding                 performance system until the non-                     Federal award to the non-Federal entity
                                               in excess of the simplified acquisition                 Federal entity either—                                during that five year period, NASA must
                                               threshold over the period of                               (i) Has exhausted its opportunities to             consider that information in judging
                                               performance of the award;                               object or challenge the decision, see                 whether the non-Federal entity is
                                                  (4) The non-Federal entity may go to                 § 200.341 Opportunities to object,                    qualified to receive the Federal award,
                                               the awardee integrity and performance                   hearings and appeals; or                              when the Federal share of the Federal
                                               portal accessible through SAM                              (ii) Has not, within 30 calendar days              award is expected to exceed the
                                               (currently the Contractor Performance                   after being notified of the termination,              simplified acquisition threshold over
                                               Assessment Reporting System (CPARS))                    informed the agreement officer that it                the period of performance;
                                               and comment on any information the                      intends to appeal the decision to                       (4) The non-Federal entity may
                                               system contains about the non-Federal                   terminate.                                            comment on any information that the
                                               entity itself; and                                         (7) If the agreement officer, after                OMB-designated integrity and
                                                  (5) Agreement officers will consider                 entering information into FAPIIS about                performance system contains about the
                                               that non-Federal entity’s comments in                   a termination, subsequently:                          non-Federal entity for future
                                               determining whether the non-Federal                        (i) Learns that any of that information            consideration by NASA. The non-
                                               entity is qualified for a future Federal                is erroneous, the agreement officer must              Federal entity may submit comments to
                                               award.                                                  correct the information in the system                 the awardee integrity and performance
                                                  (d) If the agreement officer enters                  within three business days;                           portal accessible through SAM
                                               information into FAPIIS about a                            (ii) Obtains an update to that                     (currently (CPARS).
                                               determination that a non-Federal entity                 information that could be helpful to                    (5) Agreement officers will consider
                                               is not qualified for a Federal award and                other Federal awarding agencies, the                  non-Federal entity comments when
                                               subsequently—                                           agreement officer is strongly encouraged              determining whether the non-Federal
                                                  (1) Learns that any of that information              to amend the information in the system                entity is qualified for a future Federal
                                               is erroneous, the agreement officer must                to incorporate the update in a timely                 award.
                                               correct the information in the system                   way.                                                  ■ 8. Add § 1274.803 to read as follows:
                                               within three business days; and                            (8) Agreement officers shall not post
                                                  (2) Obtains an update to that                        any information that will be made                     § 1274.803    Suspension and Debarment.
                                               information that could be helpful to                    publicly available in the non-public                    Non-federal entities are subject to the
                                               other Federal awarding agencies, the                    segment of designated integrity and                   non-procurement debarment and
                                               agreement officer is strongly encouraged                performance system that is covered by                 suspension regulations implementing
                                               to amend the information in the system                  a disclosure exemption under the                      Executive Orders 12549 and 12689, 2
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                                               to incorporate the update in a timely                   Freedom of Information Act. If the non-               CFR part 180, adopted by NASA at 2
                                               way.                                                    Federal entity asserts within seven                   CFR part 1880. These regulations
                                                  (e) The agreement officer shall not                  calendar days to the Federal awarding                 restrict awards, subawards, and
                                               post any information that will be made                  agency who posted the information that                contracts with certain parties that are
                                               publicly available in the non-public                    some of the information made publicly                 debarred, suspended, or otherwise
                                               segment of designated integrity and                     available is covered by a disclosure                  excluded from or ineligible for
                                               performance system that is covered by                   exemption under the Freedom of                        participation in Federal assistance
                                               a disclosure exemption under the                        Information Act, agreement officers                   programs or activities.


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                                                                     Federal Register / Vol. 81, No. 34 / Monday, February 22, 2016 / Proposed Rules                                            8675

                                               ■ 9. Amend subpart 1274.9 by adding                     not conflict with applicable laws and                 DEPARTMENT OF AGRICULTURE
                                               § 1274.944 to read as follows:                          regulations.
                                                                                                          (3) Reporting procedures. Enter in the             Forest Service
                                               § 1274.944 Award term and condition for
                                               recipient integrity and performance matters.            SAM Entity Management area the
                                                                                                       information that SAM requires about                   36 CFR Part 242
                                                  (a) Reporting of matters related to
                                                                                                       each proceeding described in paragraph
                                               recipient integrity and performance.                                                                          DEPARTMENT OF THE INTERIOR
                                                                                                       (a)(2)(iii)(A)(5) of this section. You do
                                                  (1) General reporting requirement.
                                                                                                       not need to submit the information a
                                                  (i) If the total value of your currently                                                                   Fish and Wildlife Service
                                                                                                       second time under assistance awards
                                               active grants, cooperative agreements,
                                                                                                       that you received if you already
                                               and procurement contracts from all                                                                            50 CFR Part 100
                                                                                                       provided the information through SAM,
                                               Federal awarding agencies exceeds
                                                                                                       because you were required to do so                    [Docket No. FWS–R7–SM–2015–0003;
                                               $10,000,000 for any period during the
                                                                                                       under Federal procurement contracts                   FXRS12610700000–156–FF07J00000; FBMS
                                               period of performance of this Federal
                                                                                                       that you were awarded.                                #4500089925]
                                               award, then you as the recipient during
                                               that period of time must maintain the                      (4) Reporting frequency. During any                RIN 1018–BA76
                                               currency of information reported in                     period of time when you are subject to
                                               FAPIIS about civil, criminal, or                        the requirement in paragraph (a)(1) of                Subsistence Management Regulations
                                               administrative proceedings described in                 this section, you must report                         for Public Lands in Alaska—2017–18
                                               paragraph 2 of this award term and                      proceedings information through SAM                   and 2018–19 Subsistence Taking of
                                               condition. This is a statutory                          for the most recent five year period,                 Fish and Shellfish Regulations
                                               requirement under section 872 of Public                 either to report new information about
                                                                                                       any proceeding(s) that you have not                   AGENCY:  Forest Service, Agriculture;
                                               Law 110–417, as amended (41 U.S.C.
                                                                                                       reported previously or affirm that there              Fish and Wildlife Service, Interior.
                                               2313).
                                                  (ii) As required by section 3010 of                  is no new information to report.                      ACTION: Proposed rule.
                                               Public Law 111–212, all information                     Recipients that have Federal contract,
                                                                                                       grant, and cooperative agreement                      SUMMARY:   This proposed rule would
                                               posted in FAPIIS on or after April 15,
                                                                                                       awards with a cumulative total value                  establish regulations for fish and
                                               2011, except past performance reviews
                                                                                                       greater than $10,000,000 must disclose                shellfish seasons, harvest limits,
                                               required for Federal procurement
                                                                                                       semiannually any information about the                methods, and means related to taking of
                                               contracts, will be publicly available.
                                                                                                       criminal, civil, and administrative                   fish and shellfish for subsistence uses
                                                  (2) Proceedings about which you must
                                                                                                       proceedings.                                          during the 2017–2018 and 2018–2019
                                               report. Submit the information required
                                                                                                          (5) Definitions. For purposes of this              regulatory years. The Federal
                                               about each proceeding that—
                                                                                                       award term and condition:                             Subsistence Board (Board) is on a
                                                  (i) Is in connection with the award or
                                                                                                                                                             schedule of completing the process of
                                               performance of a grant, cooperative                        (i) Administrative proceeding means a
                                                                                                                                                             revising subsistence taking of fish and
                                               agreement, or procurement contract                      non-judicial process that is adjudicatory
                                                                                                                                                             shellfish regulations in odd-numbered
                                               from the Federal Government;                            in nature in order to make a
                                                  (ii) Reached its final disposition                                                                         years and subsistence taking of wildlife
                                                                                                       determination of fault or liability (e.g.,
                                               during the most recent five year period;                                                                      regulations in even-numbered years;
                                                                                                       Securities and Exchange Commission
                                               and                                                                                                           public proposal and review processes
                                                                                                       Administrative proceedings, Civilian
                                                  (iii) Is one of the following:                                                                             take place during the preceding year.
                                                                                                       Board of Contract Appeals proceedings,
                                                  (A) A criminal proceeding that                                                                             The Board also addresses customary and
                                                                                                       and Armed Services Board of Contract
                                               resulted in a conviction, as defined in                                                                       traditional use determinations during
                                                                                                       Appeals proceedings). This includes
                                               paragraph (a)(2)(iii)(A)(5) of this section.                                                                  the applicable cycle. When final, the
                                                                                                       proceedings at the Federal and State
                                                  (B) A civil proceeding that resulted in                                                                    resulting rulemaking will replace the
                                                                                                       level but only in connection with
                                               a finding of fault and liability and                                                                          existing subsistence fish and shellfish
                                                                                                       performance of a Federal contract or
                                               payment of a monetary fine, penalty,                                                                          taking regulations. This proposed rule
                                                                                                       grant. It does not include audits, site
                                               reimbursement, restitution, or damages                                                                        would also amend the general
                                                                                                       visits, corrective plans, or inspection of
                                               of $5,000 or more.                                                                                            regulations on subsistence taking of fish
                                                                                                       deliverables.
                                                  (C) An administrative proceeding, as                                                                       and wildlife.
                                                                                                          (ii) Conviction, for purposes of this
                                               defined in paragraph (a)(2)(iii)(A)(5) of               award term and condition, means a                     DATES: Public meetings: The Federal
                                               this section, that resulted in a finding of             judgment or conviction of a criminal                  Subsistence Regional Advisory Councils
                                               fault and liability and your payment of                 offense by any court of competent                     will hold public meetings to receive
                                               either a monetary fine or penalty of                    jurisdiction, whether entered upon a                  comments and make proposals to
                                               $5,000 or more or reimbursement,                        verdict or a plea, and includes a                     change this proposed rule March 7
                                               restitution, or damages in excess of                    conviction entered upon a plea of nolo                through March 11, 2016, and then hold
                                               $100,000.                                               contendere.                                           another round of public meetings to
                                                  (D) Any other criminal, civil, or                                                                          discuss and receive comments on the
                                                                                                          (6) Total value of currently active
                                               administrative proceeding if—                                                                                 proposals, and make recommendations
                                                                                                       grants, cooperative agreements, and
                                                  (1) It could have led to an outcome                                                                        on the proposals to the Federal
                                                                                                       procurement contracts includes—
                                               described in paragraph (a)(2)(iii)(A), (B),                                                                   Subsistence Board, on several dates
                                                                                                          (i) Only the Federal share of the
Lhorne on DSK5TPTVN1PROD with PROPOSALS




                                               or (C) of this section;                                                                                       between September 28 and November 2,
                                                  (2) It had a different disposition                   funding under any Federal award with                  2016. The Board will discuss and
                                               arrived at by consent or compromise                     a recipient cost share or match; and                  evaluate proposed regulatory changes
                                               with an acknowledgment of fault on                         (ii) The value of all expected funding             during a public meeting in Anchorage,
                                               your part; and                                          increments under a Federal award and                  AK, in January 2017. See
                                                  (3) The requirement in this award                    options, even if not yet exercised.                   SUPPLEMENTARY INFORMATION for specific
                                               term and condition to disclose                          [FR Doc. 2016–02979 Filed 2–19–16; 8:45 am]           information on dates and locations of
                                               information about the proceeding does                   BILLING CODE 7510–13–P                                the public meetings.


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Document Created: 2016-02-19 23:56:43
Document Modified: 2016-02-19 23:56:43
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionProposed rule.
DatesComments on the proposed rule should be submitted in writing to
ContactBarbara J. Orlando, NASA HQ, Office of Procurement, Contract and Grant Policy Division, Room 5L32, 300 E Street SW., Washington, DC 20456-0001. Telephone 202-358-3740; facsimile 202-358-3082.
FR Citation81 FR 8671 
RIN Number2700-AE25

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