81 FR 87993 - Sunshine Act Meeting

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 81, Issue 234 (December 6, 2016)

Page Range		87993-87993
FR Document		2016-29296

Federal Register, Volume 81 Issue 234 (Tuesday, December 6, 2016)

[Federal Register Volume 81, Number 234 (Tuesday, December 6, 2016)]
[Notices]
[Page 87993]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-29296]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meeting

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Public Law 94-409, that the Securities 
and Exchange Commission will hold a closed meeting on Thursday, 
December 8, 2016 at 3 p.m.
    Commissioners, Counsel to the Commissioners, the Secretary to the 
Commission, and recording secretaries will attend the closed meeting. 
Certain staff members who have an interest in the matters also may be 
present.
    The General Counsel of the Commission, or her designee, has 
certified that, in her opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR 
200.402(a)(3), (a)(5), (a)(7), (a)(9)(ii) and (a)(10), permit 
consideration of the scheduled matter at the closed meeting.
    Commissioner Piwowar, as duty officer, voted to consider the items 
listed for the closed meeting in closed session, and determined that no 
earlier notice thereof was possible.
    The subject matter of the closed meeting will be: Institution and 
settlement of injunctive actions; Institution and settlement of 
administrative proceedings; Formal order of investigation; and Other 
matters relating to enforcement proceedings.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.
    For further information and to ascertain what, if any, matters have 
been added, deleted or postponed; please contact Brent J. Fields from 
the Office of the Secretary at (202) 551-5400.

    Dated: December 1, 2016.
Brent J. Fields,
Secretary.
[FR Doc. 2016-29296 Filed 12-2-16; 11:15 am]
 BILLING CODE 8011-01-P

Federal Register / Vol. 81, No. 234 / Tuesday, December 6, 2016 / Notices 87993

All submissions should refer to File The General Counsel of the Rule 19b–4(f)(2) thereunder,4 which
Number SR–BOX–2016–55. This file Commission, or her designee, has renders the proposed rule change
number should be included on the certified that, in her opinion, one or effective upon filing with the
subject line if email is used. To help the more of the exemptions set forth in 5 Commission. The Commission is
Commission process and review your U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) publishing this notice to solicit
comments more efficiently, please use and 17 CFR 200.402(a)(3), (a)(5), (a)(7), comments on the proposed rule change
only one method. The Commission will (a)(9)(ii) and (a)(10), permit from interested persons.
post all comments on the Commission’s consideration of the scheduled matter at
I. Self-Regulatory Organization’s
Internet Web site (http://www.sec.gov/ the closed meeting.
Commissioner Piwowar, as duty Statement of the Terms of the Substance
rules/sro.shtml). Copies of the of the Proposed Rule Change
submission, all subsequent officer, voted to consider the items
amendments, all written statements listed for the closed meeting in closed The Exchange filed a proposal to
with respect to the proposed rule session, and determined that no earlier make several non-substantive changes to
change that are filed with the notice thereof was possible. the fee schedule applicable to
Commission, and all written The subject matter of the closed Members 5 and non-members of the
communications relating to the meeting will be: Institution and Exchange pursuant to Exchange Rules
proposed rule change between the settlement of injunctive actions; 15.1(a) and (c).
Commission and any person, other than Institution and settlement of The text of the proposed rule change
those that may be withheld from the administrative proceedings; Formal is available at the Exchange’s Web site
public in accordance with the order of investigation; and Other matters at www.batstrading.com, at the
provisions of 5 U.S.C. 552, will be relating to enforcement proceedings. principal office of the Exchange, and at
available for Web site viewing and At times, changes in Commission the Commission’s Public Reference
printing in the Commission’s Public priorities require alterations in the Room.
Reference Room, on official business scheduling of meeting items.
For further information and to II. Self-Regulatory Organization’s
days between the hours of 10:00 a.m. Statement of the Purpose of, and
ascertain what, if any, matters have been
and 3:00 p.m., located at 100 F Street Statutory Basis for, the Proposed Rule
added, deleted or postponed; please
NE., Washington, DC 20549. Copies of Change
contact Brent J. Fields from the Office of
such filing also will be available for the Secretary at (202) 551–5400. In its filing with the Commission, the
inspection and copying at the principal
Dated: December 1, 2016. Exchange included statements
office of the Exchange. All comments
Brent J. Fields, concerning the purpose of and basis for
received will be posted without change;
Secretary.
the proposed rule change and discussed
the Commission does not edit personal
any comments it received on the
identifying information from [FR Doc. 2016–29296 Filed 12–2–16; 11:15 am]
proposed rule change. The text of these
submissions. You should submit only BILLING CODE 8011–01–P
statements may be examined at the
information that you wish to make
places specified in Item IV below. The
available publicly. All submissions
SECURITIES AND EXCHANGE Exchange has prepared summaries, set
should refer to File Number SR–BOX–
COMMISSION forth in Sections A, B, and C below, of
2016–55 and should be submitted on or
the most significant parts of such
before December 27, 2016. [Release No. 34–79430; File No. SR– statements.
For the Commission, by the Division of BatsBYX–2016–36]
Trading and Markets, pursuant to delegated A. Self-Regulatory Organization’s
authority.10 Self-Regulatory Organizations; Bats Statement of the Purpose of, and
Eduardo A. Aleman, BYX Exchange, Inc.; Notice of Filing Statutory Basis for, the Proposed Rule
Assistant Secretary. and Immediate Effectiveness of a Change
Proposed Rule Change To Make Non-
[FR Doc. 2016–29174 Filed 12–5–16; 8:45 am] 1. Purpose
Substantive Changes to the Fee
BILLING CODE 8011–01–P The Exchange proposes to make
Schedule
certain clarifying and non-substantive
November 30, 2016. changes to its fee schedule in order to
SECURITIES AND EXCHANGE Pursuant to Section 19(b)(1) of the improve formatting, eliminate certain
COMMISSION Securities Exchange Act of 1934 (the redundancies, increase overall
‘‘Act’’),1 and Rule 19b–4 thereunder,2 readability, and provide users with
Sunshine Act Meeting notice is hereby given that on November straightforward descriptions to augment
Notice is hereby given, pursuant to 18, 2016, Bats BYX Exchange, Inc. (the overall comprehensibility and usability
‘‘Exchange’’ or ‘‘BYX’’) filed with the of the existing fee schedule. The
the provisions of the Government in the
Securities and Exchange Commission Exchange notes that these changes are
Sunshine Act, Public Law 94–409, that
(the ‘‘Commission’’) the proposed rule purely clerical and do not substantively
the Securities and Exchange
change as described in Items I, II, and amend any fee or rebate, nor do they
Commission will hold a closed meeting
III below, which Items have been alter the manner in which the Exchange
on Thursday, December 8, 2016 at 3
prepared by the Exchange. The assesses fees or calculates rebates. The
p.m.
Exchange has designated the proposed proposed changes are simply intended
Commissioners, Counsel to the
mstockstill on DSK3G9T082PROD with NOTICES

rule change as one establishing or to provide greater transparency to
Commissioners, the Secretary to the changing a member due, fee, or other
Commission, and recording secretaries market participants regarding how the
charge imposed by the Exchange under Exchange assesses fees and calculates
will attend the closed meeting. Certain Section 19(b)(3)(A)(ii) of the Act 3 and
staff members who have an interest in 4 17CFR 240.19b–4(f)(2).
the matters also may be present. 1 15 U.S.C. 78s(b)(1). 5A Member is defined as ‘‘any registered broker
2 17 CFR 240.19b–4.
or dealer that has been admitted to membership in
10 17 CFR 200.30–3(a)(12). 3 15 U.S.C. 78s(b)(3)(A)(ii). the Exchange.’’ See Exchange Rule 1.5(n).

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Document Created: 2016-12-06 02:19:02
Document Modified: 2016-12-06 02:19:02

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		81 FR 87993