81 FR 95458 - Changes to Exchange Act Registration Requirements To Implement Title V and Title VI of the JOBS Act; Correction

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 81, Issue 249 (December 28, 2016)

Page Range		95458-95458
FR Document		2016-31286

This document makes technical corrections to a rule that was published in the Federal Register on May 10, 2016 (81 FR 28689). The Commission adopted revisions to Rule 12g-1 under the Securities Exchange Act of 1934 (``Exchange Act'') in light of the statutory changes made by Title V and Title VI of the Jumpstart Our Business Startups Act and Title LXXXV of the Fixing America's Surface Transportation Act. This document is being published to correct language in that rule to more precisely reflect the holder of record threshold established by Exchange Act Section 12(g)(1).

Federal Register, Volume 81 Issue 249 (Wednesday, December 28, 2016)

[Federal Register Volume 81, Number 249 (Wednesday, December 28, 2016)]
[Rules and Regulations]
[Page 95458]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-31286]


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SECURITIES AND EXCHANGE COMMISSION

17 CFR Part 240

[Release No. 33-10075A; 34-77757A; File No. S7-12-14]
RIN 3235-AL40


Changes to Exchange Act Registration Requirements To Implement 
Title V and Title VI of the JOBS Act; Correction

AGENCY: Securities and Exchange Commission.

ACTION: Final rule; technical correction.

-----------------------------------------------------------------------

SUMMARY: This document makes technical corrections to a rule that was 
published in the Federal Register on May 10, 2016 (81 FR 28689). The 
Commission adopted revisions to Rule 12g-1 under the Securities 
Exchange Act of 1934 (``Exchange Act'') in light of the statutory 
changes made by Title V and Title VI of the Jumpstart Our Business 
Startups Act and Title LXXXV of the Fixing America's Surface 
Transportation Act. This document is being published to correct 
language in that rule to more precisely reflect the holder of record 
threshold established by Exchange Act Section 12(g)(1).

DATES: Effective December 28, 2016.

FOR FURTHER INFORMATION CONTACT: Steven G. Hearne, Senior Special 
Counsel, at (202) 551-3430, Division of Corporation Finance, Securities 
and Exchange Commission, 100 F Street NE., Washington, DC 20549.

SUPPLEMENTARY INFORMATION: We are making technical corrections to Rule 
12g-1 \1\ under the Exchange Act.\2\
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    \1\ 17 CFR 240.12g-1.
    \2\ 15 U.S.C. 78a et seq.
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List of Subjects in 17 CFR Part 240

    Reporting and recordkeeping requirements, Securities.

Text of the Amendments

    For the reasons set out above, title 17, chapter II of the Code of 
Federal Regulations is amended as follows:

PART 240--GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 
1934

0
1. The general authority citation for part 240 continues to read as 
follows:

    Authority: 15 U.S.C. 77c, 77d, 77g, 77j, 77s, 77z-2, 77z-3, 
77eee, 77ggg, 77nnn, 77sss, 77ttt, 78c, 78c-3, 78c-5, 78d, 78e, 78f, 
78g, 78i, 78j, 78j-1, 78k, 78k-1, 78l, 78m, 78n, 78n-1, 78o, 78o-4, 
78o-10, 78p, 78q, 78q-1, 78s, 78u-5, 78w, 78x, 78ll, 78mm, 80a-20, 
80a-23, 80a-29, 80a-37, 80b-3, 80b-4, 80b-11, 7201 et seq., and 
8302; 7 U.S.C. 2(c)(2)(E); 12 U.S.C. 5221(e)(3); 18 U.S.C. 1350; 
Pub. L. 111-203, 939A, 124 Stat. 1376 (2010); and Pub. L. 112-106, 
sec. 503 and 602, 126 Stat. 326 (2012), unless otherwise noted.
* * * * *

0
2. Amend Sec.  240.12g-1 by revising paragraph (b)(1) to read as 
follows:


Sec.  240.12g-1  Registration of securities; Exemption from section 
12(g).

* * * * *
    (b)(1) The class of equity securities was held of record by fewer 
than 2,000 persons and fewer than 500 of those persons were not 
accredited investors (as such term is defined in Sec.  230.501(a) of 
this chapter, determined as of such day rather than at the time of the 
sale of the securities); or
* * * * *

    Dated: December 21, 2016.
Brent J. Fields,
Secretary.
[FR Doc. 2016-31286 Filed 12-27-16; 8:45 am]
 BILLING CODE 8011-01-P

95458 Federal Register / Vol. 81, No. 249 / Wednesday, December 28, 2016 / Rules and Regulations

sablefish harvested from any GOA regulatory area’’, and add entry for from any IFQ regulatory area in the
reporting area’’, and ‘‘Authorized gear ‘‘Authorized gear for halibut harvested BSAI’’ to read as follows:
for halibut harvested from any IFQ

TABLE 15 TO PART 679—GEAR CODES, DESCRIPTIONS, AND USE
[X indicates where this code is used]

Use alphabetic code to complete the following: Use numeric code to
complete the following:
Name of gear Electronic
Alpha gear NMFS check-in/ Numeric IERS ADF&G
code logbooks check-out gear code eLandings COAR

NMFS AND ADF&G GEAR CODES

* * * * * * *
Pot (includes longline pot and pot-and- POT ............... X X 91 X X
line).

* * * * * * *

FIXED GEAR

Authorized gear for sablefish harvested All longline gear (hook-and-line, jig, troll, and handline) and longline pot gear. For purposes of deter-
from any GOA reporting area. mining initial IFQ allocation, all pot gear used to make a legal landing.

* * * * * * *
Authorized gear for halibut harvested All fishing gear composed of lines with hooks attached, including one or more stationary, buoyed,
from any IFQ regulatory area in the and anchored lines with hooks attached and longline pot gear.
GOA.
Authorized gear for halibut harvested All fishing gear composed of lines with hooks attached, including one or more stationary, buoyed,
from any IFQ regulatory area in the and anchored lines with hooks attached.
BSAI.

[FR Doc. 2016–31057 Filed 12–27–16; 8:45 am] holder of record threshold established 78q–1, 78s, 78u–5, 78w, 78x, 78ll, 78mm,
BILLING CODE 3510–22–P by Exchange Act Section 12(g)(1). 80a–20, 80a–23, 80a–29, 80a–37, 80b–3, 80b–
DATES: Effective December 28, 2016. 4, 80b–11, 7201 et seq., and 8302; 7 U.S.C.
FOR FURTHER INFORMATION CONTACT:
2(c)(2)(E); 12 U.S.C. 5221(e)(3); 18 U.S.C.
1350; Pub. L. 111–203, 939A, 124 Stat. 1376
SECURITIES AND EXCHANGE Steven G. Hearne, Senior Special
(2010); and Pub. L. 112–106, sec. 503 and
COMMISSION Counsel, at (202) 551–3430, Division of
602, 126 Stat. 326 (2012), unless otherwise
Corporation Finance, Securities and
17 CFR Part 240 noted.
Exchange Commission, 100 F Street NE.,
Washington, DC 20549. * * * * *
[Release No. 33–10075A; 34–77757A; File
No. S7–12–14] SUPPLEMENTARY INFORMATION: We are ■ 2. Amend § 240.12g–1 by revising
making technical corrections to Rule paragraph (b)(1) to read as follows:
RIN 3235–AL40
12g–1 1 under the Exchange Act.2
§ 240.12g–1 Registration of securities;
Changes to Exchange Act Registration List of Subjects in 17 CFR Part 240 Exemption from section 12(g).
Requirements To Implement Title V
Reporting and recordkeeping * * * * *
and Title VI of the JOBS Act;
requirements, Securities.
Correction (b)(1) The class of equity securities
Text of the Amendments was held of record by fewer than 2,000
AGENCY: Securities and Exchange
Commission. For the reasons set out above, title 17, persons and fewer than 500 of those
chapter II of the Code of Federal persons were not accredited investors
ACTION: Final rule; technical correction.
Regulations is amended as follows: (as such term is defined in § 230.501(a)
SUMMARY: This document makes of this chapter, determined as of such
PART 240—GENERAL RULES AND day rather than at the time of the sale
technical corrections to a rule that was
REGULATIONS, SECURITIES of the securities); or
published in the Federal Register on
EXCHANGE ACT OF 1934
May 10, 2016 (81 FR 28689). The * * * * *
Commission adopted revisions to Rule ■ 1. The general authority citation for Dated: December 21, 2016.
12g–1 under the Securities Exchange part 240 continues to read as follows:
Act of 1934 (‘‘Exchange Act’’) in light of Brent J. Fields,
sradovich on DSK3GMQ082PROD with RULES

Authority: 15 U.S.C. 77c, 77d, 77g, 77j, Secretary.
the statutory changes made by Title V
77s, 77z–2, 77z–3, 77eee, 77ggg, 77nnn,
and Title VI of the Jumpstart Our 77sss, 77ttt, 78c, 78c–3, 78c–5, 78d, 78e, 78f, [FR Doc. 2016–31286 Filed 12–27–16; 8:45 am]
Business Startups Act and Title LXXXV 78g, 78i, 78j, 78j–1, 78k, 78k–1, 78l, 78m, BILLING CODE 8011–01–P
of the Fixing America’s Surface 78n, 78n–1, 78o, 78o–4, 78o–10, 78p, 78q,
Transportation Act. This document is
being published to correct language in 1 17 CFR 240.12g–1.
that rule to more precisely reflect the 2 15 U.S.C. 78a et seq.

VerDate Sep<11>2014 16:15 Dec 27, 2016 Jkt 241001 PO 00000 Frm 00062 Fmt 4700 Sfmt 9990 E:\FR\FM\28DER1.SGM 28DER1

Document Created: 2016-12-28 02:16:37
Document Modified: 2016-12-28 02:16:37

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Rules and Regulations
Action		Final rule; technical correction.
Dates		Effective December 28, 2016.
Contact		Steven G. Hearne, Senior Special Counsel, at (202) 551-3430, Division of Corporation Finance, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549.
FR Citation		81 FR 95458
RIN Number		3235-AL40
CFR Associated		Reporting and Recordkeeping Requirements and Securities