82_FR_10928 82 FR 10897 - Initial Patent Applications

82 FR 10897 - Initial Patent Applications

DEPARTMENT OF COMMERCE
Patent and Trademark Office

Federal Register Volume 82, Issue 31 (February 16, 2017)

Page Range10897-10903
FR Document2017-03124

The United States Patent and Trademark Office (USPTO), as required by the Paperwork Reduction Act of 1995, invites comments on a proposed extension of an information collection: Initial Patent Applications.

Federal Register, Volume 82 Issue 31 (Thursday, February 16, 2017)
[Federal Register Volume 82, Number 31 (Thursday, February 16, 2017)]
[Notices]
[Pages 10897-10903]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-03124]


-----------------------------------------------------------------------

DEPARTMENT OF COMMERCE

 Patent and Trademark Office


Initial Patent Applications

ACTION: Proposed collection; comment request.

-----------------------------------------------------------------------

SUMMARY: The United States Patent and Trademark Office (USPTO), as 
required by the Paperwork Reduction Act of 1995, invites comments on a 
proposed extension of an information collection: Initial Patent 
Applications.

DATES: Written comments must be submitted on or before April 17, 2017.

ADDRESSES: You may submit comments by any of the following methods:
     Email: [email protected]. Include ``0651-
0032 comment'' in the subject line of the message.
     Mail: Marcie Lovett, Records Management Division Director, 
Office of the Chief Information Officer, United States Patent and 
Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450
     Federal Rulemaking Portal: http://www.regulations.gov.

FOR FURTHER INFORMATION CONTACT: Requests for additional information 
should be directed to the attention of Raul Tamayo, Senior Legal 
Advisor, Office of Patent Legal Administration, United States Patent 
and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450; by 
telephone at 571-272-7728; or by email at [email protected]. 
Additional information about this collection is also available at 
http://www.reginfo.gov under ``Information Collection Review.''

SUPPLEMENTARY INFORMATION:

I. Abstract

    The USPTO is required by Title 35 of the United States Code, 
including 35 U.S.C. 131, to examine applications for patents. The USPTO 
administers the patent statutes through various rules in Chapter 37 of 
the Code of Federal Regulations, including 37 CFR 1.16 through 1.84. 
Each patent applicant must provide sufficient information to allow the 
USPTO to properly examine the application to determine whether it meets 
the criteria set forth in the patent statues and regulations for 
issuance as a

[[Page 10898]]

patent. For example, the patent statutes and regulations require that 
an application for patent include the following information:

(1) a specification containing a description of the invention and at 
least one claim defining the property right sought by the applicant;
(2) a drawing(s) or photograph(s), where necessary, for an 
understanding of the invention;
(3) an oath or declaration signed by the applicant; and
(4) a filing fee.

    The following types of patent applications are covered under the 
present information collection:
 New original utility, plant, design, and provisional 
applications,
 Continuation/divisional applications of international 
applications,
 Continued prosecution applications (design), and
 Continuations/divisionals and continuation-in-part 
applications of utility, plant, and design applications.

    In addition, the present collection covers petitions to accept an 
unintentionally delayed priority or benefit claim, petitions under 37 
CFR 1.47 (pre-Leahy-Smith America Invents Act (AIA)) to accept a filing 
by other than all of the inventors or a person not the inventor, 
petitions under 37 CFR 1.6(g) to accord an application under 37 CFR 
1.495(b) a receipt date, and papers filed under 37 CFR 1.41(c), 
1.41(a)(2) (pre-AIA), 1.48(d), 1.53(c)(2), and 1.53(c)(2) (pre-Patent 
Law Treaty (PLT) (AIA)) (the particular items covered under this 
collection are identified in more detail at Table 1 below).
    Most applications for patent, including new utility, design, and 
provisional applications, can be submitted to the USPTO through EFS-
Web. EFS-Web is the USPTO's system for electronically filing of patent 
correspondence and is accessible via the Internet on the USPTO Web 
site. The Legal Framework for EFS-Web, available at http://www.uspto.gov/patents/process/file/efs/guidance/Newlegalframework.jsp, 
provides a listing of patent applications and documents permitted to be 
filed via EFS-Web and patent applications and documents not permitted 
to be filed via EFS-Web.
    There are 69 forms in this collection. This total incudes versions 
of the inventor's oath and declaration forms that were created to 
comply with the changes resulting from the AIA, e.g., forms AIA/01, 
AIA/02, etc., as well as pre-AIA versions of the oath and declaration 
forms, e.g., forms SB/01, SB/02, etc., and foreign language 
translations of the oath and declaration forms, e.g., forms AIA/01CN, 
SB/02CN, etc. Items in this collection that do not have forms 
associated with them include the petitions and the papers filed under 
37 CFR 1.41(c), 1.41(a)(2) (pre-AIA), 1.48(d), 1.53(c)(2), and 
1.53(c)(2) (pre-PLT (AIA)).

II. Method of Collection

    By mail, hand delivery, or facsimile (except that, in accordance 
with 37 CFR 1.6(d), the items covered under this collection that may be 
submitted by facsimile are limited to the petitions and the papers 
filed under 37 CFR 1.41(c), 1.41(a)(2) (pre-AIA), 1.48(d), 1.53(c)(2), 
and 1.53(c)(2) (pre-PLT (AIA))). Most of these items can also be 
submitted through EFS-Web.

III. Data

    OMB Number: 0651-0032.
    Form Number(s): PTO/SB/01, 01A, 02, 02A, 02B, 02CN, 02DE, 02ES, 
02FR, 02IT, 02JP, 02KR, 02LR, 02NL, 02RU, 02SE, 03, 03A, 04, 06, 07, 14 
EFS-Web, 16, 16 EFS-Web, 17, 29, 29A, and 101-110. This collection also 
includes the following AIA forms: PTO/AIA01 through AIA04, AIA08 
through AIA11, AIA14 and 15, AIA18 and 19, and AIA01CN and 01DE, 01ES, 
01FR, 01IT, 01JP, 01KR, 01NL, 01RU, 01SE, 02CN, 02DE, 02ES, 02FR, 02IT, 
02JP, 02KR, 02NL, 02RU, and 02SE.
    Type of Review: Revision of a currently approved collection.
    Affected Public: Individuals or households; businesses or other for 
profits; not-for-profits institutions; and the Federal Government.
    Estimated Number of Respondents: 470,403 responses per year. The 
USPTO estimates that approximately 130,313 of these responses will be 
from small entities. This estimate reflects a 25% small entity 
responses rate for all items in the collection, except for design-
related items in the collection, for which a 50% small entity response 
rate is estimated. The USPTO also estimates that 406,995 of the 
responses will be filed electronically.
    Estimated Time Per Response: The USPTO estimates that it takes the 
public approximately 30 minutes to 40 hours (0.50 to 40 hours) to 
complete this information, depending on the complexity of the request. 
This includes the time to gather the necessary information, prepare the 
application, petition, or paper submission, and submit the completed 
request to the USPTO. The USPTO calculates that, on balance, it takes 
the same amount of time to complete these steps and submit items to the 
USPTO, whether the applicant submits in paper form or electronically.
    Estimated Total Annual Respondent Burden Hours: 12,776,282 hours 
per year.
    Estimated Total Annual Respondent Cost Burden: $5,238,275,620 per 
year. The USPTO expects that all of the information in this collection 
will be prepared by an attorney. Using the professional hourly rate of 
$410 for attorneys in private firms, the USPTO estimates that the total 
respondent cost for this collection is $5,238,275,620 per year.

                                                              Table 1--Total Hourly Burden
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                    Estimated                 Estimated
                                                                                     time for    Estimated      annual                  Estimated annual
                     IC #                                      Item                  response      annual       burden    Rate ($/hr)        burden
                                                                                     (hours)     responses      hours
                                                                                           (a)          (b)  (a) x (b) =          (d)    (c) x (d) = (e)
                                                                                                                     (c)
--------------------------------------------------------------------------------------------------------------------------------------------------------
1.............................................  Original New Utility                        40          300       12,000         $410      $4,920,000.00
                                                 Applications--No Application
                                                 Data Sheet.
1.............................................  Electronic Original New Utility             40       13,700      548,000          410     224,680,000.00
                                                 Applications--No Application
                                                 Data Sheets.
2.............................................  Original New Plant Applications--            9          300        2,700          410       1,107,000.00
                                                 No Application Data Sheet.
3.............................................  Original New Design Applications--           7          100          700          410         287,000.00
                                                 No Application Data Sheet.

[[Page 10899]]

 
3.............................................  Electronic Original Design                   7        3,200       22,400          410       9,184,000.00
                                                 Applications--No Application
                                                 Data Sheet.
4.............................................  Original New Utility                        40        5,400      216,000          410      88,560,000.00
                                                 Applications--Application Data
                                                 Sheet.
4.............................................  Electronic Original New Utility             40      265,600   10,624,000          410   4,355,840,000.00
                                                 Applications--Application Data
                                                 Sheet.
5.............................................  Original New Plant Applications--            9        1,100        9,900          410       4,059,000.00
                                                 Application Data Sheet.
6.............................................  Original New Design Applications--           7          900        6,300          410       2,583,000.00
                                                 Application Data Sheet.
6.............................................  Electronic New Design                        7       42,800      299,600          410     122,836,000.00
                                                 Applications--Application Data
                                                 Sheet.
7.............................................  Continuation/Divisional of an                4          200          800          410         328,000.00
                                                 International Application.
7.............................................  Electronic Continuation/                     4       10,800       43,200          410      17,712,000.00
                                                 Divisional of an International
                                                 Application.
8.............................................  Utility Continuation/Divisional              4        1,500        6,000          410       2,460,000.00
                                                 Applications.
8.............................................  Electronic Utility Continuation/             4       73,500      294,000          410     120,540,000.00
                                                 Divisional Applications.
9.............................................  Plant Continuation/Divisional                3          200          600          410         246,000.00
                                                 Application.
10............................................  Design Continuation/Divisional               1          100          100          410          41,000.00
                                                 Application.
10............................................  Electronic Design Continuation/              1        2,900        2,900          410       1,189,000.00
                                                 Divisional Applications.
11............................................  Continued Prosecution                        1           20           20          410           8,200.00
                                                 Applications--Design (Request
                                                 Transmittal and Receipt).
11............................................  Electronic Continued Prosecution             1          880          880          410         360,800.00
                                                 Applications--Design (Request
                                                 Transmittal and Receipt).
12............................................  Utility Continuation-in-Part                20          300        6,000          410       2,460,000.00
                                                 Applications.
12............................................  Electronic Utility Continuation-            20       13,300      266,000          410     109,060,000.00
                                                 in-Part Applications.
13............................................  Plant Continuation-in-Part                   5            1            5          410           2,050.00
                                                 Applications.
14............................................  Design Continuation-in-Part                  3           20           60          410          24,600.00
                                                 Applications.
14............................................  Electronic Design Continuation-in-           3          830        2,490          410       1,020,900.00
                                                 Part Applications.
15............................................  Provisional Application for                 18        4,000       72,000          410      29,520,000.00
                                                 Patent Cover Sheet.
15............................................  Electronic Provisional                      18      184,000      331,200          410     135,792,000.00
                                                 Application for Patent Cover
                                                 Sheet.
16............................................  Petition to Accept                           1          100          100          410          41,000.00
                                                 Unintentionally Delay Priority/
                                                 Benefit Claim.
16............................................  Electronic Petition to Accept                1        3,400        3,400          410       1,394,000.00
                                                 Unintentionally Delayed Priority/
                                                 Benefit Claim.
17............................................  Petition Under 37 CFR 1.47 (pre-             1            1            1          410               4410
                                                 AIA) to Accept a Filing by Other
                                                 Than all the Inventors or a
                                                 Person not the Inventor.
17............................................  Electronic Petition Under 37 CFR             1           50           50          410          20,500.00
                                                 1.47 (pre-AIA) to Accept a
                                                 Filing by Other Than all the
                                                 Inventors or a Person not the
                                                 Inventor.
18............................................  Petition under 37 CFR 1.6(g) to           0.50            1            1          410             410.00
                                                 According the Application under
                                                 37 CFR 1.495(b) a Receipt Date.
19............................................  Papers filed under the following:         0.75          200          150         $410         $61,500.00
                                                1.41(c) or 1.41(a)(2) (pre-AIA)--
                                                 to supply the name or names of
                                                 the inventor or inventors after
                                                 the filing date without a cover
                                                 sheet as prescribed by 37 CFR
                                                 1.51 (c)(1) in a provisional
                                                 application..
                                                1.48(d)--for correction of
                                                 inventorship in a provisional
                                                 application..
                                                1.53 (c)(2) or 1.53(c)(2) (pre-
                                                 PLT (AIA))--to convert a
                                                 nonprovisional application filed
                                                 under 1.53(b) to a provisional
                                                 application filed under 1.53(c).

[[Page 10900]]

 
19............................................  Electronic Papers filed under the         0.75        6,300        4.725         $410      $1,937,250.00
                                                 following:.
                                                1.41(c) or 1.41(a)(2) (pre-AIA)--
                                                 to supply the name or names of
                                                 the inventor or inventors after
                                                 the filing date without a cover
                                                 sheet as prescribed by 37 CFR
                                                 1.51 (c)(1) in a provisional
                                                 application..
                                                1.48(d)--for correction of
                                                 inventorship in a provisional
                                                 application..
                                                1.53 (c)(2) or 1.53(c)(2) (pre-
                                                 PLT (AIA))--to convert a
                                                 nonprovisional application filed
                                                 under 1.53(b) to a provisional
                                                 application filed under 1.53(c).
                                                                                  ----------------------------------------------------------------------
    Total.....................................  .................................  ...........      470,403   12,776,282  ...........  $5,238,275,620.00
--------------------------------------------------------------------------------------------------------------------------------------------------------

    Estimated Total Annual Non-hour Respondent Cost Burden: 
$1,195,268,438.53.
    There is no maintenance, operation, capital start-up, or 
recordkeeping costs associated with this information collection. 
However, this collection does have annual (non-hour) costs in the form 
of postage and drawing costs, as well as filing fees.
    Although the USPTO prefers that the items in this collection be 
submitted electronically, the items may be submitted by mail through 
the United States Postal Service (USPS). The USPTO estimates that the 
average cost for sending a patent application by Priority Mail 
Express[supreg] will be $19.99 and that up to 14,441 may be mailed to 
the USPTO, resulting in $288,675.59 in the postage costs.
    The USPTO estimates that the petitions and other papers covered 
under this collection, if submitted by mail, will be sent by first-
class mail; a postage rate of $0.94. The USPTO estimates that up to 301 
submissions may be mailed per year, thus resulting in $282.94 in first-
class mailing costs.
    Patent applicants can submit drawings with the applications covered 
under this collection. As a basis for estimating the drawing costs, the 
USPTO expects that all applicants will have their drawings prepared by 
patent illustration firms. Estimates for the drawings can vary greatly, 
depending on the number of figures that need to be produced, the total 
number of pages for the drawings, and the complexity of the drawings. 
Because there are many variables involved, the USPTO is using the 
average of the cost ranges found for the application drawings to derive 
the estimated cost per sheet that is then used to calculate the total 
drawing costs.
    The utility, plant, and design continuation and divisional 
applications use the same drawings as the initial filings, so they are 
not included in these totals. The continuation-in-part applications may 
use some of the same drawings as the initial applications and some new 
drawings may be submitted, so those numbers are included in these 
estimates. The drawings for the continued prosecution applications also 
are included in the drawing cost totals.
    The USPTO estimates that total drawing costs is $608,610,280. The 
break-down of costs for utility, design, plant, and provisional 
drawings is broken down in table 2 below.

                                                          Table 2--Drawing Cost to Respondents
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                  Estimated  annual      Drawing  cost  amounts  Drawing  totals (c) (a)
                    IC #                                    Item                     response (a)               ($) (b)                   x (b)
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                              Utility Application Drawings...                  298,800                $1,150.00          $343,620,000.00
                                              Design Application Drawings....                   47,120                 1,930.00            90,941,600.00
                                              Plant Application Drawings                         1,601                   680.00             1,088,680.00
                                               (Photographs).
                                              Provisional Application                          150,400                 1,150.00           172,960,000.00
                                               Drawings.
                                              Total Drawing Costs............                  497,921                                    608,610,280.00
--------------------------------------------------------------------------------------------------------------------------------------------------------

    In this collection, there is also an annual (non-hour) cost burden 
in the way of filing fees. Many of the fees had previously been housed 
within information collection 0651-0072 (America Invents Act Section 10 
Patent Fee Adjustments), but these fees have been returned to this 
collection. The total estimated filing costs for this collection is 
$586,369,200 and is detailed in table 3 below.

[[Page 10901]]



                                                         Table 3--Total Non-Hour Respondent Cost
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                   Estimated annual
                    IC #                                    Item                     response (a)              Amount (b)          Totals (c) (a) x (b)
--------------------------------------------------------------------------------------------------------------------------------------------------------
1, 4........................................  Basic Filing fee--Utility                        235,200                  $280.00           $65,856,000.00
                                               (Paper Filing--Also Requires
                                               Non-Electronic Filing Fee
                                               Under 1.16(t)) (large entity).
1, 4........................................  Basic Filing fee--Utility                         80,500                   140.00            11,270,000.00
                                               (Paper Filing--Also Requires
                                               Non-Electronic Filing Fee
                                               Under 1.16(t)) (small entity).
1, 4........................................  Basic Filing fee--Utility                         17,000                    70.00             1,190,000.00
                                               (Paper Filing--Also Requires
                                               Non-Electronic Filing Fee
                                               Under 1.16(t)) (micro entity).
1, 4........................................  Utility Application Size Fee--                    13,500                   400.00             5,400,000.00
                                               for Each Additional 50 Sheets
                                               That Exceeds 100 Sheets (large
                                               entity).
1, 4........................................  Utility Application Size Fee--                     6,500                   200.00             1,300,000.00
                                               for Each Additional 50 Sheets
                                               That Exceeds 100 Sheets (small
                                               entity).
1, 4........................................  Utility Application Size Fee--                       160                   100.00                16,000.00
                                               for Each Additional 50 Sheets
                                               That Exceeds 100 Sheets (micro
                                               entity).
1, 4........................................  Utility Search Fee (large                        233,900                   600.00           140,340,000.00
                                               entity).
1, 4........................................  Utility Search Fee (small                         79,600                   300.00            23,880,000.00
                                               entity).
1, 4........................................  Utility Search Fee (micro                         16,700                   150.00             2,505,000.00
                                               entity).
1, 4........................................  Utility Examination Fee (large                   234,900                   720.00           169,128,000.00
                                               entity).
1, 4........................................  Utility Examination Fee (small                    80,000                   360.00            28,800,000.00
                                               entity).
1, 4........................................  Utility Examination Fee (micro                    16,800                   180.00             3,024,000.00
                                               entity).
2, 5........................................  Basic Filing Fee--Plant (large                       570                   180.00               102,600.00
                                               entity).
2, 5........................................  Basic Filing Fee--Plant (small                       580                    90.00                52,200.00
                                               entity).
2, 5........................................  Basic Filing Fee--Plant (micro                        10                    45.00                   450.00
                                               entity).
2, 5........................................  Plant Application Size Fee--for                        0                   400.00                     0.00
                                               Each Additional 50 Sheets That
                                               Exceeds 100 Sheets (large
                                               entity).
2, 5........................................  Plant Application Size Fee--for                        0                   200.00                     0.00
                                               Each Additional 50 Sheets That
                                               Exceeds 100 Sheets (small
                                               entity).
2, 5........................................  Plant Application Size Fee--for                        0                   100.00                     0.00
                                               Each Additional 50 Sheets That
                                               Exceeds 100 Sheets (micro
                                               entity).
2, 5........................................  Plant Search Fee (large entity)                      570                   380.00               216,600.00
2, 5........................................  Plant Search Fee (small entity)                      575                   190.00               109,250.00
2, 5........................................  Plant Search Fee (micro entity)                       10                    95.00                   950.00
2, 5........................................  Plant Examination Fee (large                         560                   580.00               324,800.00
                                               entity).
2, 5........................................  Plant Examination Fee (small                         570                   290.00               165,300.00
                                               entity).
2, 5........................................  Plant Examination Fee (micro                          10                   145.00                 1,450.00
                                               entity).
3, 6........................................  Basic Filing Fee--Design (large                   20,100                   180.00             3,618,000.00
                                               entity).
3, 6........................................  Basic Filing Fee--Design (small                   17,900                    90.00             1,611,000.00
                                               entity).
3, 6........................................  Basic Filing Fee--Design (micro                    4,700                    45.00               211,500.00
                                               entity).
3, 6........................................  Basic Filing Fee--Design (CPA)                       550                   180.00                99,000.00
                                               (large entity).
3, 6........................................  Basic Filing Fee--Design (CPA)                       340                    90.00                30,600.00
                                               (small entity).
3, 6........................................  Basic Filing Fee--Design (CPA)                        30                    45.00                 1,350.00
                                               (micro entity).
3, 6........................................  Design Application Size Fee--                        115                   400.00                46,000.00
                                               for Each Additional 50 Sheets
                                               That Exceeds 100 Sheets (large
                                               entity).
3, 6........................................  Design Application Size Fee--                         60                   200.00                12,000.00
                                               for Each Additional 50 Sheets
                                               That Exceeds 100 Sheets (small
                                               entity).
3, 6........................................  Design Application Size Fee--                          1                   100.00                   100.00
                                               for Each Additional 50 Sheets
                                               That Exceeds 100 Sheets (micro
                                               entity).
3, 6........................................  Design Search Fee (large                          20,400                   120.00             2,448,000.00
                                               entity).
3, 6........................................  Design Search Fee (small                          18,000                    60.00             1,080,000.00
                                               entity).
3, 6........................................  Design Search Fee (micro                           4,600                    30.00               138,000.00
                                               entity).
3, 6........................................  Design Examination Fee (large                     20,200                   460.00             9,292,000.00
                                               entity).
3, 6........................................  Design Examination Fee (small                     17,800                   230.00             4,094,000.00
                                               entity).
3, 6........................................  Design Examination Fee (micro                      4,600                   115.00               529,000.00
                                               entity).
15..........................................  Provisional Application Size                       4,300                   400.00             1,720,000.00
                                               Fee--for Each Additional 50
                                               Sheets That Exceeds 100 Sheets
                                               (large entity).

[[Page 10902]]

 
15..........................................  Provisional Application Size                       4,600                   200.00               920,000.00
                                               Fee--for Each Additional 50
                                               Sheets That Exceeds 100 Sheets
                                               (small entity).
15..........................................  Provisional Application Size                         135                   100.00                13,500.00
                                               Fee--for Each Additional 50
                                               Sheets That Exceeds 100 Sheets
                                               (micro entity).
15..........................................  Provisional Application Filing                    56,100                   260.00            14,586,000.00
                                               Fee (large entity).
15..........................................  Provisional Application Filing                    68,800                   130.00             8,944,000.00
                                               Fee (small entity).
15..........................................  Provisional Application Filing                    30,000                    65.00             1,950,000.00
                                               Fee (micro entity).
16..........................................  Surcharge--Late Filing Fee,                       86,400                   140.00            12,096,000.00
                                               Search Fee, Examination Fee,
                                               Inventor's Oath or
                                               Declaration, or Application
                                               Filed Without at least One
                                               Claim or by Reference (large
                                               entity).
16..........................................  Surcharge--Late Filing Fee,                       38,200                    70.00             2,674,000.00
                                               Search Fee, Examination Fee,
                                               Inventor's Oath or
                                               Declaration, or Application
                                               Filed Without at least One
                                               Claim or by Reference (small
                                               entity).
16..........................................  Surcharge--Late Filing Fee,                        4,500                    35.00               157,500.00
                                               Search Fee, Examination Fee,
                                               Inventor's Oath or
                                               Declaration, or Application
                                               Filed Without at least One
                                               Claim or by Reference (micro
                                               entity).
16..........................................  Surcharge--Late Provisional                        1,800                    60.00               108,000.00
                                               Filing Fee or Cover Sheet
                                               (large entity).
16..........................................  Surcharge--Late Provisional                        2,700                    30.00                81,000.00
                                               Filing Fee or Cover Sheet
                                               (small entity).
16..........................................  Surcharge--Late Provisional                        3,000                    15.00                45,000.00
                                               Filing Fee or Cover Sheet
                                               (micro entity).
17..........................................  Petition Under 37 CFR 1.47 (pre-                       1                   200.00                   200.00
                                               AIA) to Accept a Filing by
                                               Other Than all the Inventors
                                               or a Person not the Inventor
                                               (large entity).
17..........................................  Petition Under 37 CFR 1.47 (pre-                       1                   100.00                   100.00
                                               AIA) to Accept a Filing by
                                               Other Than all the Inventors
                                               or a Person not the Inventor
                                               (small entity).
17..........................................  Petition Under 37 CFR 1.47 (pre-                       1                    50.00                    50.00
                                               AIA) to Accept a Filing by
                                               Other Than all the Inventors
                                               or a Person not the Inventor
                                               (micro entity).
17..........................................  Electronic Petition Under 37                          38                   200.00                 7,600.00
                                               CFR 1.47 (pre-AIA) to Accept a
                                               Filing by Other Than the
                                               Inventors or a Person not the
                                               Inventor (large entity).
17..........................................  Electronic Petition Under 37                           9                   100.00                   900.00
                                               CFR 1.47 (pre-AIA) to Accept a
                                               Filing by Other Than the
                                               Inventors or a Person not the
                                               Inventor (small entity).
17..........................................  Electronic Petition Under 37                           3                    50.00                   150.00
                                               CFR 1.47 (pre-AIA) to Accept a
                                               Filing by Other Than the
                                               Inventors or a Person not the
                                               Inventor (micro entity).
18..........................................  Petition under 37 CFR 1.6(g) to                        1                     0.00                     0.00
                                               accord the Application under
                                               37 CFR 1.495(b) a Receipt Date.
                                              Each Independent Claim in                         55,100                   420.00            23,142,000.00
                                               Excess of Three (large entity).
                                              Each Independent Claim in                         20,500                   210.00             4,305,000.00
                                               Excess of Three (small entity).
                                              Each Independent Claim in                          1,900                   105.00               199,500.00
                                               Excess of Three (micro entity).
                                              Each Claim in Excess of 20                       362,900                    80.00            29,032,000.00
                                               (large entity).
                                              Each Claim in Excess of 20                       199,400                    40.00             7,976,000.00
                                               (small entity).

[[Page 10903]]

 
                                              Each Claim in Excess of 20                        12,600                    20.00               252,000.00
                                               (micro entity).
                                              Multiple Dependent Claim (large                    1,200                   780.00               936,000.00
                                               entity).
                                              Multiple Dependent Claim (small                      800                   390.00               312,000.00
                                               entity).
                                              Multiple Dependent Claim (micro                       90                   195.00                17,550.00
                                               entity).
                                                                              --------------------------------------------------------------------------
    Total Filing Fee........................  ...............................                2,102,690  .......................           586,369,200.00
--------------------------------------------------------------------------------------------------------------------------------------------------------

    The USPTO estimates that the total annual (non-hour) respondent 
cost burden for this collection in the form of postage costs, drawing 
costs, and filing fees is estimated to be approximately 
$1,164,394,638.53 per year.

IV. Request for Comments

    Comments submitted in response to this notice will be summarized 
and/or included in the USPTO's request for OMB approval. All comments 
will become a matter of public record.
    Comments are invited on:
(a) Whether the proposed collection of information is necessary for the 
proper performance of the functions of the agency, including whether 
the information shall have practical utility;
(b) The accuracy of the agency's estimate of the burden (including 
hours and cost) of the proposed collection of information;
(c) Ways to enhance the quality, utility, and clarity of the 
information to be collected; and
(d) Ways to minimize the burden of the collection of information on 
respondents, e.g., the use of automated collection techniques or other 
forms of information technology.

    Dated: February 9, 2017.
Rhonda Foltz,
Office of Information Management Services Director, OCIO, United States 
Patent and Trademark Office.
[FR Doc. 2017-03124 Filed 2-15-17; 8:45 am]
 BILLING CODE 3510-16-P



                                                                                       Federal Register / Vol. 82, No. 31 / Thursday, February 16, 2017 / Notices                                                                       10897

                                                           TABLE 7—ESTIMATED NUMBERS AND PERCENTAGE OF STOCK THAT MAY BE EXPOSED TO LEVEL B HARASSMENT
                                                                                                                                                                                             Authorized                Stock       Percentage of
                                                                                                               Species                                                                        Level B                Abundance      total stock
                                                                                                                                                                                               takes                  estimate          (%)

                                                    Steller sea lion (Eumatopias jubatus) wDPS ..............................................................................                               480           49,497            0.97
                                                    Harbor seal (Phoca vitulina) South Kodiak stock ........................................................................                                  48          19,199            0.25
                                                    Harbor porpoise (Phocoena phocoena) Gulf of Alaska stock .....................................................                                            24          31,046            0.08
                                                    Dall’s porpoise (Phocoenoides dalli) Alaska stock ......................................................................                                  42          83,400            0.05
                                                    Killer whale (Orcinus orca):                                                                                                                              42
                                                         Eastern North Pacific Alaska Resident stock .......................................................................              ........................         2,347            1.79
                                                         Eastern North Pacific Gulf of Alaska, Aleutian Islands, and Bering Sea stock ...................                                 ........................           587            7.16
                                                    Humpback whale (Megaptera novaeangliae):                                                                                                                    6
                                                         Central North Pacific Stock ..................................................................................................   ........................        10,103            0.06
                                                         Western North Pacific Stock ................................................................................................     ........................         1,107            0.54



                                                       Based on the analysis contained                                   lion haulouts closest to the project area:                           SUMMARY:   The United States Patent and
                                                    herein NMFS finds that small numbers                                 Long Island and Cape Chiniak, which                                  Trademark Office (USPTO), as required
                                                    of marine mammals will be taken                                      are approximately 4.6 nautical miles                                 by the Paperwork Reduction Act of
                                                    relative to the populations of the                                   (8.5 kilometers) and 13.8 nautical miles                             1995, invites comments on a proposed
                                                    affected species or stocks.                                          (25.6 kilometers) away from the project                              extension of an information collection:
                                                    Impact on Availability of Affected                                   site, respectively. There are no rookeries                           Initial Patent Applications.
                                                    Species for Taking for Subsistence Uses                              within 20 miles of the project location.                             DATES: Written comments must be
                                                                                                                         The NMFS Alaska Regional Office                                      submitted on or before April 17, 2017.
                                                       Alaska Natives have traditionally                                 Protected Resources Division issued a                                ADDRESSES: You may submit comments
                                                    harvested subsistence resources in the                               Biological Opinion on February 7, 2017                               by any of the following methods:
                                                    Kodiak area for many hundreds of years,                              under Section 7 of the ESA, on the                                     • Email: InformationCollection@
                                                    particularly Steller sea lions and harbor                            issuance of an IHA to the City under                                 uspto.gov. Include ‘‘0651–0032
                                                    seals. No traditional subsistence hunting                            section 101(a)(5)(D) of the MMPA by the                              comment’’ in the subject line of the
                                                    areas are within the project vicinity,                               NMFS Permits and Conservation                                        message.
                                                    however; the nearest haulouts and                                    Division. The Biological Opinion                                       • Mail: Marcie Lovett, Records
                                                    rookeries for Steller sea lions and harbor                           concluded that the action is not likely                              Management Division Director, Office of
                                                    seals are the Long Island, Cape Chiniak,                             to jeopardize the continued existence of                             the Chief Information Officer, United
                                                    and Ugak Island haul-outs and the                                    western DPS Steller sea lions or the                                 States Patent and Trademark Office,
                                                    Marmot Island rookery, many miles                                    Mexico DPSs of humpback whales, and                                  P.O. Box 1450, Alexandria, VA 22313–
                                                    away. These locations are, respectively                              is not likely to destroy or adversely                                1450
                                                    4, 13, 25 and 28 nautical miles distant                              modify western DPS Steller sea lion                                    • Federal Rulemaking Portal: http://
                                                    from the project area. Since all project                             critical habitat.                                                    www.regulations.gov.
                                                    activities will take place within the
                                                    immediate vicinity of the transient float                            National Environmental Policy Act                                    FOR FURTHER INFORMATION CONTACT:
                                                    site, the project will not have an adverse                           (NEPA)                                                               Requests for additional information
                                                    impact on the availability of marine                                                                                                      should be directed to the attention of
                                                                                                                           NMFS prepared an EA and analyzed                                   Raul Tamayo, Senior Legal Advisor,
                                                    mammals for subsistence use at
                                                                                                                         the potential impacts to marine                                      Office of Patent Legal Administration,
                                                    locations farther away. No disturbance
                                                                                                                         mammals that would result from the                                   United States Patent and Trademark
                                                    or displacement of sea lions or harbor
                                                                                                                         City’s construction project. A Finding of                            Office, P.O. Box 1450, Alexandria, VA
                                                    seals from traditional hunting areas by
                                                                                                                         No Significant Impact (FONSI) was                                    22313–1450; by telephone at 571–272–
                                                    activities associated with the transient
                                                                                                                         signed in February 2017. A copy of the                               7728; or by email at raul.tamayo@
                                                    project is expected. No changes to
                                                                                                                         EA and Finding of No Significant                                     uspto.gov. Additional information about
                                                    availability of subsistence resources will
                                                                                                                         Impact (FONSI) is available upon                                     this collection is also available at http://
                                                    result from transient float replacement
                                                                                                                         request (see ADDRESSES).                                             www.reginfo.gov under ‘‘Information
                                                    project activities.
                                                       The City contacted the Alaska Harbor                                Dated: February 13, 2017.                                          Collection Review.’’
                                                    Seal Commission and the Steller sea                                  Donna S. Wieting,                                                    SUPPLEMENTARY INFORMATION:
                                                    lion Commission. Neither Commission                                  Director, Office of Protected Resources,                             I. Abstract
                                                    had concerns about the impacts of this                               National Marine Fisheries Service.
                                                    activity on native Alaska subsistence                                                                                                        The USPTO is required by Title 35 of
                                                                                                                         [FR Doc. 2017–03139 Filed 2–15–17; 8:45 am]
                                                    hunts.                                                                                                                                    the United States Code, including 35
                                                                                                                         BILLING CODE 3510–22–P
                                                                                                                                                                                              U.S.C. 131, to examine applications for
                                                    Endangered Species Act (ESA)                                                                                                              patents. The USPTO administers the
                                                      There are two marine mammal                                                                                                             patent statutes through various rules in
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    species that are listed as endangered                                DEPARTMENT OF COMMERCE                                               Chapter 37 of the Code of Federal
                                                    under the ESA with confirmed or                                      Patent and Trademark Office                                          Regulations, including 37 CFR 1.16
                                                    possible occurrence in the study area:                                                                                                    through 1.84. Each patent applicant
                                                    The western North Pacific (WNP) DPS                                  Initial Patent Applications                                          must provide sufficient information to
                                                    and Mexico DPS of humpback whale                                                                                                          allow the USPTO to properly examine
                                                    and the western DPS of Steller sea lion.                             ACTION:     Proposed collection; comment                             the application to determine whether it
                                                    The project location is also within                                  request.                                                             meets the criteria set forth in the patent
                                                    critical habitat of two major Steller sea                                                                                                 statues and regulations for issuance as a


                                               VerDate Sep<11>2014       19:05 Feb 15, 2017       Jkt 241001     PO 00000      Frm 00027      Fmt 4703      Sfmt 4703     E:\FR\FM\16FEN1.SGM             16FEN1


                                                    10898                          Federal Register / Vol. 82, No. 31 / Thursday, February 16, 2017 / Notices

                                                    patent. For example, the patent statutes                   Legal Framework for EFS-Web, available                   01JP, 01KR, 01NL, 01RU, 01SE, 02CN,
                                                    and regulations require that an                            at http://www.uspto.gov/patents/                         02DE, 02ES, 02FR, 02IT, 02JP, 02KR,
                                                    application for patent include the                         process/file/efs/guidance/                               02NL, 02RU, and 02SE.
                                                    following information:                                     Newlegalframework.jsp, provides a                           Type of Review: Revision of a
                                                    (1) a specification containing a                           listing of patent applications and                       currently approved collection.
                                                       description of the invention and at                     documents permitted to be filed via                         Affected Public: Individuals or
                                                       least one claim defining the property                   EFS–Web and patent applications and                      households; businesses or other for
                                                       right sought by the applicant;                          documents not permitted to be filed via                  profits; not-for-profits institutions; and
                                                    (2) a drawing(s) or photograph(s), where                   EFS–Web.                                                 the Federal Government.
                                                       necessary, for an understanding of the                     There are 69 forms in this collection.                   Estimated Number of Respondents:
                                                       invention;                                              This total incudes versions of the                       470,403 responses per year. The USPTO
                                                    (3) an oath or declaration signed by the                   inventor’s oath and declaration forms                    estimates that approximately 130,313 of
                                                       applicant; and                                          that were created to comply with the                     these responses will be from small
                                                    (4) a filing fee.                                          changes resulting from the AIA, e.g.,                    entities. This estimate reflects a 25%
                                                       The following types of patent                           forms AIA/01, AIA/02, etc., as well as                   small entity responses rate for all items
                                                    applications are covered under the                         pre-AIA versions of the oath and                         in the collection, except for design-
                                                    present information collection:                            declaration forms, e.g., forms SB/01, SB/                related items in the collection, for
                                                    • New original utility, plant, design,                     02, etc., and foreign language                           which a 50% small entity response rate
                                                       and provisional applications,                           translations of the oath and declaration                 is estimated. The USPTO also estimates
                                                    • Continuation/divisional applications                     forms, e.g., forms AIA/01CN, SB/02CN,                    that 406,995 of the responses will be
                                                       of international applications,                          etc. Items in this collection that do not                filed electronically.
                                                    • Continued prosecution applications                       have forms associated with them                             Estimated Time Per Response: The
                                                       (design), and                                           include the petitions and the papers                     USPTO estimates that it takes the public
                                                    • Continuations/divisionals and                            filed under 37 CFR 1.41(c), 1.41(a)(2)                   approximately 30 minutes to 40 hours
                                                       continuation-in-part applications of                    (pre-AIA), 1.48(d), 1.53(c)(2), and                      (0.50 to 40 hours) to complete this
                                                       utility, plant, and design applications.                1.53(c)(2) (pre-PLT (AIA)).                              information, depending on the
                                                       In addition, the present collection                     II. Method of Collection                                 complexity of the request. This includes
                                                    covers petitions to accept an                                 By mail, hand delivery, or facsimile                  the time to gather the necessary
                                                    unintentionally delayed priority or                        (except that, in accordance with 37 CFR                  information, prepare the application,
                                                    benefit claim, petitions under 37 CFR                      1.6(d), the items covered under this                     petition, or paper submission, and
                                                    1.47 (pre-Leahy-Smith America Invents                      collection that may be submitted by                      submit the completed request to the
                                                    Act (AIA)) to accept a filing by other                     facsimile are limited to the petitions and               USPTO. The USPTO calculates that, on
                                                    than all of the inventors or a person not                  the papers filed under 37 CFR 1.41(c),                   balance, it takes the same amount of
                                                    the inventor, petitions under 37 CFR                       1.41(a)(2) (pre-AIA), 1.48(d), 1.53(c)(2),               time to complete these steps and submit
                                                    1.6(g) to accord an application under 37                   and 1.53(c)(2) (pre-PLT (AIA))). Most of                 items to the USPTO, whether the
                                                    CFR 1.495(b) a receipt date, and papers                    these items can also be submitted                        applicant submits in paper form or
                                                    filed under 37 CFR 1.41(c), 1.41(a)(2)                     through EFS-Web.                                         electronically.
                                                    (pre-AIA), 1.48(d), 1.53(c)(2), and                                                                                    Estimated Total Annual Respondent
                                                    1.53(c)(2) (pre-Patent Law Treaty (PLT)                    III. Data                                                Burden Hours: 12,776,282 hours per
                                                    (AIA)) (the particular items covered                          OMB Number: 0651–0032.                                year.
                                                    under this collection are identified in                       Form Number(s): PTO/SB/01, 01A,                          Estimated Total Annual Respondent
                                                    more detail at Table 1 below).                             02, 02A, 02B, 02CN, 02DE, 02ES, 02FR,                    Cost Burden: $5,238,275,620 per year.
                                                       Most applications for patent,                           02IT, 02JP, 02KR, 02LR, 02NL, 02RU,                      The USPTO expects that all of the
                                                    including new utility, design, and                         02SE, 03, 03A, 04, 06, 07, 14 EFS–Web,                   information in this collection will be
                                                    provisional applications, can be                           16, 16 EFS–Web, 17, 29, 29A, and 101–                    prepared by an attorney. Using the
                                                    submitted to the USPTO through EFS–                        110. This collection also includes the                   professional hourly rate of $410 for
                                                    Web. EFS–Web is the USPTO’s system                         following AIA forms: PTO/AIA01                           attorneys in private firms, the USPTO
                                                    for electronically filing of patent                        through AIA04, AIA08 through AIA11,                      estimates that the total respondent cost
                                                    correspondence and is accessible via the                   AIA14 and 15, AIA18 and 19, and                          for this collection is $5,238,275,620 per
                                                    Internet on the USPTO Web site. The                        AIA01CN and 01DE, 01ES, 01FR, 01IT,                      year.

                                                                                                                 TABLE 1—TOTAL HOURLY BURDEN
                                                                                                                                     Estimated          Estimated       Estimated
                                                                                                                                      time for                                          Rate         Estimated annual
                                                        IC #                                     Item                                                     annual       annual bur-
                                                                                                                                     response                                           ($/hr)            burden
                                                                                                                                                        responses       den hours
                                                                                                                                      (hours)

                                                                                                                                        (a)                (b)         (a) × (b) =       (d)          (c) × (d) = (e)
                                                                                                                                                                           (c)
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    1 .............   Original New Utility Applications—No Application                         40                300       12,000           $410        $4,920,000.00
                                                                        Data Sheet.
                                                    1 .............   Electronic Original New Utility Applications—No Ap-                      40           13,700        548,000              410     224,680,000.00
                                                                        plication Data Sheets.
                                                    2 .............   Original New Plant Applications—No Application                             9               300         2,700             410       1,107,000.00
                                                                        Data Sheet.
                                                    3 .............   Original New Design Applications—No Application                            7               100           700             410         287,000.00
                                                                        Data Sheet.




                                               VerDate Sep<11>2014      19:05 Feb 15, 2017   Jkt 241001   PO 00000   Frm 00028   Fmt 4703   Sfmt 4703    E:\FR\FM\16FEN1.SGM   16FEN1


                                                                                     Federal Register / Vol. 82, No. 31 / Thursday, February 16, 2017 / Notices                                                    10899

                                                                                                             TABLE 1—TOTAL HOURLY BURDEN—Continued
                                                                                                                                          Estimated          Estimated       Estimated
                                                                                                                                           time for                                          Rate         Estimated annual
                                                         IC #                                       Item                                                       annual       annual bur-
                                                                                                                                          response                                           ($/hr)            burden
                                                                                                                                                             responses       den hours
                                                                                                                                           (hours)

                                                                                                                                             (a)                (b)         (a) × (b) =       (d)          (c) × (d) = (e)
                                                                                                                                                                                (c)

                                                    3 .............    Electronic Original Design Applications—No Appli-                              7           3,200         22,400              410       9,184,000.00
                                                                         cation Data Sheet.
                                                    4 .............    Original New Utility Applications—Application Data                           40            5,400        216,000              410      88,560,000.00
                                                                         Sheet.
                                                    4 .............    Electronic Original New Utility Applications—Appli-                          40          265,600     10,624,000              410   4,355,840,000.00
                                                                         cation Data Sheet.
                                                    5 .............    Original New Plant Applications—Application Data                               9           1,100           9,900             410       4,059,000.00
                                                                         Sheet.
                                                    6 .............    Original New Design Applications—Application Data                              7               900         6,300             410       2,583,000.00
                                                                         Sheet.
                                                    6 .............    Electronic New Design Applications—Application                                 7          42,800        299,600              410     122,836,000.00
                                                                         Data Sheet.
                                                    7 .............    Continuation/Divisional of an International Applica-                           4               200           800             410         328,000.00
                                                                         tion.
                                                    7 .............    Electronic Continuation/Divisional of an Inter-                                4          10,800         43,200              410      17,712,000.00
                                                                         national Application.
                                                    8 .............    Utility Continuation/Divisional Applications ...............                   4           1,500          6,000              410       2,460,000.00
                                                    8 .............    Electronic Utility Continuation/Divisional Applica-                            4          73,500        294,000              410     120,540,000.00
                                                                         tions.
                                                    9 .............    Plant Continuation/Divisional Application .................                    3             200             600             410         246,000.00
                                                    10 ...........     Design Continuation/Divisional Application ..............                      1             100             100             410          41,000.00
                                                    10 ...........     Electronic Design Continuation/Divisional Applica-                             1           2,900           2,900             410       1,189,000.00
                                                                         tions.
                                                    11 ...........     Continued Prosecution Applications—Design (Re-                                 1                20            20             410            8,200.00
                                                                         quest Transmittal and Receipt).
                                                    11 ...........     Electronic Continued Prosecution Applications—De-                              1               880           880             410         360,800.00
                                                                         sign (Request Transmittal and Receipt).
                                                    12   ...........   Utility Continuation-in-Part Applications ....................               20              300          6,000              410       2,460,000.00
                                                    12   ...........   Electronic Utility Continuation-in-Part Applications ...                     20           13,300        266,000              410     109,060,000.00
                                                    13   ...........   Plant Continuation-in-Part Applications ....................                  5                1              5              410           2,050.00
                                                    14   ...........   Design Continuation-in-Part Applications .................                    3               20             60              410          24,600.00
                                                    14   ...........   Electronic Design Continuation-in-Part Applications                           3              830          2,490              410       1,020,900.00
                                                    15   ...........   Provisional Application for Patent Cover Sheet .......                       18            4,000         72,000              410      29,520,000.00
                                                    15   ...........   Electronic Provisional Application for Patent Cover                          18          184,000        331,200              410     135,792,000.00
                                                                         Sheet.
                                                    16 ...........     Petition to Accept Unintentionally Delay Priority/                             1               100           100             410          41,000.00
                                                                         Benefit Claim.
                                                    16 ...........     Electronic Petition to Accept Unintentionally De-                              1           3,400           3,400             410       1,394,000.00
                                                                         layed Priority/Benefit Claim.
                                                    17 ...........     Petition Under 37 CFR 1.47 (pre-AIA) to Accept a                               1                 1             1             410                4410
                                                                         Filing by Other Than all the Inventors or a Per-
                                                                         son not the Inventor.
                                                    17 ...........     Electronic Petition Under 37 CFR 1.47 (pre-AIA) to                             1                50            50             410          20,500.00
                                                                         Accept a Filing by Other Than all the Inventors or
                                                                         a Person not the Inventor.
                                                    18 ...........     Petition under 37 CFR 1.6(g) to According the Ap-                           0.50                 1             1             410              410.00
                                                                         plication under 37 CFR 1.495(b) a Receipt Date.
                                                    19 ...........     Papers filed under the following: ..............................            0.75               200           150          $410           $61,500.00
                                                                       1.41(c) or 1.41(a)(2) (pre-AIA)—to supply the name
                                                                         or names of the inventor or inventors after the fil-
                                                                         ing date without a cover sheet as prescribed by
                                                                         37 CFR 1.51 (c)(1) in a provisional application..
                                                                       1.48(d)—for correction of inventorship in a provi-
                                                                         sional application..
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                                       1.53 (c)(2) or 1.53(c)(2) (pre-PLT (AIA))—to convert
                                                                         a nonprovisional application filed under 1.53(b) to
                                                                         a provisional application filed under 1.53(c).




                                               VerDate Sep<11>2014       19:05 Feb 15, 2017    Jkt 241001   PO 00000     Frm 00029    Fmt 4703   Sfmt 4703    E:\FR\FM\16FEN1.SGM   16FEN1


                                                    10900                               Federal Register / Vol. 82, No. 31 / Thursday, February 16, 2017 / Notices

                                                                                                                       TABLE 1—TOTAL HOURLY BURDEN—Continued
                                                                                                                                                            Estimated          Estimated     Estimated
                                                                                                                                                             time for                                           Rate         Estimated annual
                                                        IC #                                               Item                                                                  annual     annual bur-
                                                                                                                                                            response                                            ($/hr)            burden
                                                                                                                                                                               responses     den hours
                                                                                                                                                             (hours)

                                                                                                                                                               (a)                (b)        (a) × (b) =         (d)           (c) × (d) = (e)
                                                                                                                                                                                                 (c)

                                                    19 ...........    Electronic Papers filed under the following: .............                                     0.75           6,300          4.725              $410       $1,937,250.00
                                                                      1.41(c) or 1.41(a)(2) (pre-AIA)—to supply the name
                                                                        or names of the inventor or inventors after the fil-
                                                                        ing date without a cover sheet as prescribed by
                                                                        37 CFR 1.51 (c)(1) in a provisional application..
                                                                      1.48(d)—for correction of inventorship in a provi-
                                                                        sional application..
                                                                      1.53 (c)(2) or 1.53(c)(2) (pre-PLT (AIA))—to convert
                                                                        a nonprovisional application filed under 1.53(b) to
                                                                        a provisional application filed under 1.53(c).

                                                         Total        ...................................................................................                         470,403    12,776,282                      $5,238,275,620.00



                                                       Estimated Total Annual Non-hour                                            The USPTO estimates that the                               the application drawings to derive the
                                                    Respondent Cost Burden:                                                    petitions and other papers covered                            estimated cost per sheet that is then
                                                    $1,195,268,438.53.                                                         under this collection, if submitted by                        used to calculate the total drawing costs.
                                                       There is no maintenance, operation,                                     mail, will be sent by first-class mail; a                       The utility, plant, and design
                                                    capital start-up, or recordkeeping costs                                   postage rate of $0.94. The USPTO                              continuation and divisional
                                                    associated with this information                                           estimates that up to 301 submissions                          applications use the same drawings as
                                                    collection. However, this collection                                       may be mailed per year, thus resulting                        the initial filings, so they are not
                                                    does have annual (non-hour) costs in                                       in $282.94 in first-class mailing costs.                      included in these totals. The
                                                                                                                                  Patent applicants can submit
                                                    the form of postage and drawing costs,                                                                                                   continuation-in-part applications may
                                                                                                                               drawings with the applications covered
                                                    as well as filing fees.                                                    under this collection. As a basis for                         use some of the same drawings as the
                                                       Although the USPTO prefers that the                                     estimating the drawing costs, the                             initial applications and some new
                                                    items in this collection be submitted                                      USPTO expects that all applicants will                        drawings may be submitted, so those
                                                    electronically, the items may be                                           have their drawings prepared by patent                        numbers are included in these
                                                    submitted by mail through the United                                       illustration firms. Estimates for the                         estimates. The drawings for the
                                                    States Postal Service (USPS). The                                          drawings can vary greatly, depending on                       continued prosecution applications also
                                                    USPTO estimates that the average cost                                      the number of figures that need to be                         are included in the drawing cost totals.
                                                    for sending a patent application by                                        produced, the total number of pages for                         The USPTO estimates that total
                                                    Priority Mail Express® will be $19.99                                      the drawings, and the complexity of the                       drawing costs is $608,610,280. The
                                                    and that up to 14,441 may be mailed to                                     drawings. Because there are many                              break-down of costs for utility, design,
                                                    the USPTO, resulting in $288,675.59 in                                     variables involved, the USPTO is using                        plant, and provisional drawings is
                                                    the postage costs.                                                         the average of the cost ranges found for                      broken down in table 2 below.

                                                                                                                          TABLE 2—DRAWING COST TO RESPONDENTS
                                                                                                                                                                                                Drawing
                                                                                                                                                                   Estimated                                                  Drawing
                                                                                                                                                                                                  cost
                                                                                                                                                                    annual                                                      totals
                                                               IC #                                               Item                                                                          amounts
                                                                                                                                                                   response                                                       (c)
                                                                                                                                                                                                   ($)
                                                                                                                                                                       (a)                                                    (a) × (b)
                                                                                                                                                                                                   (b)

                                                                                     Utility Application Drawings ....................                                         298,800                  $1,150.00             $343,620,000.00
                                                                                     Design Application Drawings ..................                                             47,120                   1,930.00               90,941,600.00
                                                                                     Plant Application Drawings (Photo-                                                          1,601                     680.00                1,088,680.00
                                                                                       graphs).
                                                                                     Provisional Application Drawings ............                                             150,400                     1,150.00            172,960,000.00
                                                                                     Total Drawing Costs ...............................                                       497,921                                         608,610,280.00



                                                      In this collection, there is also an                                     information collection 0651–0072                              total estimated filing costs for this
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    annual (non-hour) cost burden in the                                       (America Invents Act Section 10 Patent                        collection is $586,369,200 and is
                                                    way of filing fees. Many of the fees had                                   Fee Adjustments), but these fees have                         detailed in table 3 below.
                                                    previously been housed within                                              been returned to this collection. The




                                               VerDate Sep<11>2014      19:05 Feb 15, 2017           Jkt 241001       PO 00000         Frm 00030        Fmt 4703   Sfmt 4703    E:\FR\FM\16FEN1.SGM   16FEN1


                                                                                           Federal Register / Vol. 82, No. 31 / Thursday, February 16, 2017 / Notices                                              10901

                                                                                                                 TABLE 3—TOTAL NON-HOUR RESPONDENT COST
                                                                                                                                                 Estimated annual                                           Totals
                                                                                                                                                                                    Amount
                                                                 IC #                                         Item                                   response                                                 (c)
                                                                                                                                                                                      (b)
                                                                                                                                                        (a)                                                (a) × (b)

                                                    1, 4 .........................       Basic Filing fee—Utility (Paper Filing—                                   235,200                   $280.00        $65,856,000.00
                                                                                           Also Requires Non-Electronic Filing
                                                                                           Fee Under 1.16(t)) (large entity).
                                                    1, 4 .........................       Basic Filing fee—Utility (Paper Filing—                                    80,500                    140.00         11,270,000.00
                                                                                           Also Requires Non-Electronic Filing
                                                                                           Fee Under 1.16(t)) (small entity).
                                                    1, 4 .........................       Basic Filing fee—Utility (Paper Filing—                                    17,000                         70.00      1,190,000.00
                                                                                           Also Requires Non-Electronic Filing
                                                                                           Fee Under 1.16(t)) (micro entity).
                                                    1, 4 .........................       Utility Application Size Fee—for Each                                      13,500                    400.00          5,400,000.00
                                                                                           Additional 50 Sheets That Exceeds
                                                                                           100 Sheets (large entity).
                                                    1, 4 .........................       Utility Application Size Fee—for Each                                       6,500                    200.00          1,300,000.00
                                                                                           Additional 50 Sheets That Exceeds
                                                                                           100 Sheets (small entity).
                                                    1, 4 .........................       Utility Application Size Fee—for Each                                        160                     100.00              16,000.00
                                                                                           Additional 50 Sheets That Exceeds
                                                                                           100 Sheets (micro entity).
                                                    1,   4   .........................   Utility Search Fee (large entity) ..............                          233,900                    600.00        140,340,000.00
                                                    1,   4   .........................   Utility Search Fee (small entity) ..............                           79,600                    300.00         23,880,000.00
                                                    1,   4   .........................   Utility Search Fee (micro entity) .............                            16,700                    150.00          2,505,000.00
                                                    1,   4   .........................   Utility Examination Fee (large entity) ......                             234,900                    720.00        169,128,000.00
                                                    1,   4   .........................   Utility Examination Fee (small entity) .....                               80,000                    360.00         28,800,000.00
                                                    1,   4   .........................   Utility Examination Fee (micro entity) .....                               16,800                    180.00          3,024,000.00
                                                    2,   5   .........................   Basic Filing Fee—Plant (large entity) .....                                   570                    180.00            102,600.00
                                                    2,   5   .........................   Basic Filing Fee—Plant (small entity) .....                                   580                     90.00             52,200.00
                                                    2,   5   .........................   Basic Filing Fee—Plant (micro entity) ....                                     10                     45.00                450.00
                                                    2,   5   .........................   Plant Application Size Fee—for Each                                             0                    400.00                  0.00
                                                                                           Additional 50 Sheets That Exceeds
                                                                                           100 Sheets (large entity).
                                                    2, 5 .........................       Plant Application Size Fee—for Each                                             0                    200.00                     0.00
                                                                                           Additional 50 Sheets That Exceeds
                                                                                           100 Sheets (small entity).
                                                    2, 5 .........................       Plant Application Size Fee—for Each                                             0                    100.00                     0.00
                                                                                           Additional 50 Sheets That Exceeds
                                                                                           100 Sheets (micro entity).
                                                    2,   5   .........................   Plant Search Fee (large entity) ...............                               570                    380.00            216,600.00
                                                    2,   5   .........................   Plant Search Fee (small entity) ..............                                575                    190.00            109,250.00
                                                    2,   5   .........................   Plant Search Fee (micro entity) ..............                                 10                     95.00                950.00
                                                    2,   5   .........................   Plant Examination Fee (large entity) ......                                   560                    580.00            324,800.00
                                                    2,   5   .........................   Plant Examination Fee (small entity) ......                                   570                    290.00            165,300.00
                                                    2,   5   .........................   Plant Examination Fee (micro entity) .....                                     10                    145.00              1,450.00
                                                    3,   6   .........................   Basic Filing Fee—Design (large entity) ..                                  20,100                    180.00          3,618,000.00
                                                    3,   6   .........................   Basic Filing Fee—Design (small entity) ..                                  17,900                     90.00          1,611,000.00
                                                    3,   6   .........................   Basic Filing Fee—Design (micro entity)                                      4,700                     45.00            211,500.00
                                                    3,   6   .........................   Basic Filing Fee—Design (CPA) (large                                          550                    180.00             99,000.00
                                                                                           entity).
                                                    3, 6 .........................       Basic Filing Fee—Design (CPA) (small                                         340                          90.00          30,600.00
                                                                                           entity).
                                                    3, 6 .........................       Basic Filing Fee—Design (CPA) (micro                                          30                          45.00           1,350.00
                                                                                           entity).
                                                    3, 6 .........................       Design Application Size Fee—for Each                                         115                     400.00              46,000.00
                                                                                           Additional 50 Sheets That Exceeds
                                                                                           100 Sheets (large entity).
                                                    3, 6 .........................       Design Application Size Fee—for Each                                          60                     200.00              12,000.00
                                                                                           Additional 50 Sheets That Exceeds
                                                                                           100 Sheets (small entity).
                                                    3, 6 .........................       Design Application Size Fee—for Each                                            1                    100.00                   100.00
                                                                                           Additional 50 Sheets That Exceeds
                                                                                           100 Sheets (micro entity).
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    3, 6 .........................       Design Search Fee (large entity) ............                              20,400                    120.00          2,448,000.00
                                                    3, 6 .........................       Design Search Fee (small entity) ...........                               18,000                     60.00          1,080,000.00
                                                    3, 6 .........................       Design Search Fee (micro entity) ...........                                4,600                     30.00            138,000.00
                                                    3, 6 .........................       Design Examination Fee (large entity) ...                                  20,200                    460.00          9,292,000.00
                                                    3, 6 .........................       Design Examination Fee (small entity) ...                                  17,800                    230.00          4,094,000.00
                                                    3, 6 .........................       Design Examination Fee (micro entity) ..                                    4,600                    115.00            529,000.00
                                                    15 ...........................       Provisional Application Size Fee—for                                        4,300                    400.00          1,720,000.00
                                                                                           Each Additional 50 Sheets That Ex-
                                                                                           ceeds 100 Sheets (large entity).



                                               VerDate Sep<11>2014           19:05 Feb 15, 2017     Jkt 241001   PO 00000    Frm 00031      Fmt 4703   Sfmt 4703    E:\FR\FM\16FEN1.SGM   16FEN1


                                                    10902                              Federal Register / Vol. 82, No. 31 / Thursday, February 16, 2017 / Notices

                                                                                                 TABLE 3—TOTAL NON-HOUR RESPONDENT COST—Continued
                                                                                                                                        Estimated annual                                           Totals
                                                                                                                                                                           Amount
                                                               IC #                                     Item                                response                                                 (c)
                                                                                                                                                                             (b)
                                                                                                                                               (a)                                                (a) × (b)

                                                    15 ...........................   Provisional Application Size Fee—for                                   4,600                    200.00            920,000.00
                                                                                       Each Additional 50 Sheets That Ex-
                                                                                       ceeds 100 Sheets (small entity).
                                                    15 ...........................   Provisional Application Size Fee—for                                    135                     100.00              13,500.00
                                                                                       Each Additional 50 Sheets That Ex-
                                                                                       ceeds 100 Sheets (micro entity).
                                                    15 ...........................   Provisional Application Filing Fee (large                             56,100                    260.00         14,586,000.00
                                                                                       entity).
                                                    15 ...........................   Provisional Application Filing Fee (small                             68,800                    130.00          8,944,000.00
                                                                                       entity).
                                                    15 ...........................   Provisional Application Filing Fee (micro                             30,000                         65.00      1,950,000.00
                                                                                       entity).
                                                    16 ...........................   Surcharge—Late Filing Fee, Search                                     86,400                    140.00         12,096,000.00
                                                                                       Fee, Examination Fee, Inventor’s
                                                                                       Oath or Declaration, or Application
                                                                                       Filed Without at least One Claim or by
                                                                                       Reference (large entity).
                                                    16 ...........................   Surcharge—Late Filing Fee, Search                                     38,200                         70.00      2,674,000.00
                                                                                       Fee, Examination Fee, Inventor’s
                                                                                       Oath or Declaration, or Application
                                                                                       Filed Without at least One Claim or by
                                                                                       Reference (small entity).
                                                    16 ...........................   Surcharge—Late Filing Fee, Search                                      4,500                         35.00        157,500.00
                                                                                       Fee, Examination Fee, Inventor’s
                                                                                       Oath or Declaration, or Application
                                                                                       Filed Without at least One Claim or by
                                                                                       Reference (micro entity).
                                                    16 ...........................   Surcharge—Late Provisional Filing Fee                                  1,800                         60.00        108,000.00
                                                                                       or Cover Sheet (large entity).
                                                    16 ...........................   Surcharge—Late Provisional Filing Fee                                  2,700                         30.00          81,000.00
                                                                                       or Cover Sheet (small entity).
                                                    16 ...........................   Surcharge—Late Provisional Filing Fee                                  3,000                         15.00          45,000.00
                                                                                       or Cover Sheet (micro entity).
                                                    17 ...........................   Petition Under 37 CFR 1.47 (pre-AIA) to                                    1                    200.00                   200.00
                                                                                       Accept a Filing by Other Than all the
                                                                                       Inventors or a Person not the Inventor
                                                                                       (large entity).
                                                    17 ...........................   Petition Under 37 CFR 1.47 (pre-AIA) to                                    1                    100.00                   100.00
                                                                                       Accept a Filing by Other Than all the
                                                                                       Inventors or a Person not the Inventor
                                                                                       (small entity).
                                                    17 ...........................   Petition Under 37 CFR 1.47 (pre-AIA) to                                    1                         50.00                50.00
                                                                                       Accept a Filing by Other Than all the
                                                                                       Inventors or a Person not the Inventor
                                                                                       (micro entity).
                                                    17 ...........................   Electronic Petition Under 37 CFR 1.47                                    38                     200.00               7,600.00
                                                                                       (pre-AIA) to Accept a Filing by Other
                                                                                       Than the Inventors or a Person not
                                                                                       the Inventor (large entity).
                                                    17 ...........................   Electronic Petition Under 37 CFR 1.47                                      9                    100.00                   900.00
                                                                                       (pre-AIA) to Accept a Filing by Other
                                                                                       Than the Inventors or a Person not
                                                                                       the Inventor (small entity).
                                                    17 ...........................   Electronic Petition Under 37 CFR 1.47                                      3                         50.00               150.00
                                                                                       (pre-AIA) to Accept a Filing by Other
                                                                                       Than the Inventors or a Person not
                                                                                       the Inventor (micro entity).
                                                    18 ...........................   Petition under 37 CFR 1.6(g) to accord                                     1                          0.00                 0.00
                                                                                       the Application under 37 CFR
                                                                                       1.495(b) a Receipt Date.
                                                                                     Each Independent Claim in Excess of                                   55,100                    420.00         23,142,000.00
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                                                       Three (large entity).
                                                                                     Each Independent Claim in Excess of                                   20,500                    210.00          4,305,000.00
                                                                                       Three (small entity).
                                                                                     Each Independent Claim in Excess of                                    1,900                    105.00            199,500.00
                                                                                       Three (micro entity).
                                                                                     Each Claim in Excess of 20 (large enti-                              362,900                         80.00     29,032,000.00
                                                                                       ty).
                                                                                     Each Claim in Excess of 20 (small enti-                              199,400                         40.00      7,976,000.00
                                                                                       ty).



                                               VerDate Sep<11>2014        19:05 Feb 15, 2017   Jkt 241001   PO 00000   Frm 00032   Fmt 4703   Sfmt 4703    E:\FR\FM\16FEN1.SGM   16FEN1


                                                                                         Federal Register / Vol. 82, No. 31 / Thursday, February 16, 2017 / Notices                                                                                10903

                                                                                                          TABLE 3—TOTAL NON-HOUR RESPONDENT COST—Continued
                                                                                                                                                                Estimated annual                                                            Totals
                                                                                                                                                                                                         Amount
                                                                IC #                                               Item                                             response                                                                  (c)
                                                                                                                                                                                                           (b)
                                                                                                                                                                       (a)                                                                 (a) × (b)

                                                                                      Each Claim in Excess of 20 (micro enti-                                                      12,600                                  20.00                252,000.00
                                                                                        ty).
                                                                                      Multiple Dependent Claim (large entity)                                                       1,200                                780.00                 936,000.00
                                                                                      Multiple Dependent Claim (small entity)                                                         800                                390.00                 312,000.00
                                                                                      Multiple Dependent Claim (micro entity)                                                          90                                195.00                  17,550.00

                                                          Total Filing Fee             .................................................................                      2,102,690     ........................................        586,369,200.00



                                                      The USPTO estimates that the total                                        FEDERAL ELECTION COMMISSION                                         quarterly filings. (See charts below for
                                                    annual (non-hour) respondent cost                                                                                                               the closing date for each report).
                                                    burden for this collection in the form of                                   [Notice 2017–04]
                                                                                                                                                                                                    Unauthorized Committees (PACs and
                                                    postage costs, drawing costs, and filing
                                                                                                                                Filing Dates for the Kansas Special                                 Party Committees)
                                                    fees is estimated to be approximately
                                                    $1,164,394,638.53 per year.                                                 Election in the 4th Congressional
                                                                                                                                                                                                       Political committees filing on a semi-
                                                                                                                                District
                                                                                                                                                                                                    annual basis in 2017 are subject to
                                                    IV. Request for Comments
                                                                                                                                AGENCY:   Federal Election Commission.                              special election reporting if they make
                                                       Comments submitted in response to                                                                                                            previously undisclosed contributions or
                                                                                                                                ACTION: Notice of filing dates for special
                                                    this notice will be summarized and/or                                                                                                           expenditures in connection with the
                                                                                                                                election.
                                                    included in the USPTO’s request for                                                                                                             Kansas Special General Election by the
                                                    OMB approval. All comments will                                             SUMMARY:   Kansas has scheduled a                                   close of books for the applicable
                                                    become a matter of public record.                                           Special General Election on April 11,                               report(s). (See charts below for the
                                                       Comments are invited on:                                                 2017, to fill the U.S. House of                                     closing date for each report.)
                                                    (a) Whether the proposed collection of                                      Representatives seat in the 4th                                        Committees filing monthly that make
                                                       information is necessary for the                                         Congressional District vacated by                                   contributions or expenditures in
                                                       proper performance of the functions                                      Representative Mike Pompeo.                                         connection with the Kansas Special
                                                       of the agency, including whether the                                       Committees required to file reports in                            General Election will continue to file
                                                       information shall have practical                                         connection with the Special General                                 according to the monthly reporting
                                                       utility;                                                                 Election on April 11, 2017, shall file a                            schedule.
                                                    (b) The accuracy of the agency’s                                            12-day Pre-General Report, and a 30-day                                Additional disclosure information in
                                                       estimate of the burden (including                                        Post-General Report.                                                connection with the Kansas Special
                                                       hours and cost) of the proposed                                          FOR FURTHER INFORMATION CONTACT: Ms.                                Election may be found on the FEC Web
                                                       collection of information;                                               Elizabeth S. Kurland, Information                                   site at http://www.fec.gov/info/report_
                                                    (c) Ways to enhance the quality, utility,                                   Division, 999 E Street NW., Washington,                             dates.shtml.
                                                       and clarity of the information to be                                     DC 20463; Telephone: (202) 694–1100;
                                                       collected; and                                                                                                                               Disclosure of Lobbyist Bundling
                                                                                                                                Toll Free (800) 424–9530.
                                                    (d) Ways to minimize the burden of the                                                                                                          Activity
                                                                                                                                SUPPLEMENTARY INFORMATION:
                                                       collection of information on
                                                                                                                                                                                                       Principal campaign committees, party
                                                       respondents, e.g., the use of                                            Principal Campaign Committees                                       committees and Leadership PACs that
                                                       automated collection techniques or
                                                                                                                                   All principal campaign committees of                             are otherwise required to file reports in
                                                       other forms of information
                                                                                                                                candidates who participate in the                                   connection with the special elections
                                                       technology.
                                                                                                                                Kansas Special General Election shall                               must simultaneously file FEC Form 3L
                                                      Dated: February 9, 2017.                                                  file a 12-day Pre-General Report on                                 if they receive two or more bundled
                                                    Rhonda Foltz,                                                               March 30, 2017, and a 30-day Post-                                  contributions from lobbyists/registrants
                                                    Office of Information Management Services                                   General Report on May 11, 2017. (See                                or lobbyist/registrant PACs that
                                                    Director, OCIO, United States Patent and                                    charts below for the closing date for                               aggregate in excess of $17,900 during
                                                    Trademark Office.                                                           each report.)                                                       the special election reporting periods.
                                                    [FR Doc. 2017–03124 Filed 2–15–17; 8:45 am]                                    Note that these reports are in addition                          (See charts below for closing date of
                                                    BILLING CODE 3510–16–P                                                      to the campaign committee’s regular                                 each period.) 11 CFR 104.22(a)(5)(v), (b).

                                                                                             CALENDAR OF REPORTING DATES FOR KANSAS SPECIAL GENERAL ELECTION
                                                                                                                                                                                                                  Reg./cert. and
                                                                                                              Report                                                                Close of books 1             overnight mailing         Filing deadline
                                                                                                                                                                                                                     deadline
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                                                                Quarterly Filing Committees Involved in the Special General (04/11/17) Must File:

                                                    Pre-General ...............................................................................................................               03/22/17                          03/27/17           03/30/17
                                                    April Quarterly ............................................................................................................              03/31/17                          04/15/17          2 04/15/17

                                                    Post-General ..............................................................................................................               05/01/17                          05/11/17           05/11/17
                                                    July Quarterly .............................................................................................................              06/30/17                          07/15/17          2 07/15/17




                                               VerDate Sep<11>2014         19:05 Feb 15, 2017         Jkt 241001       PO 00000         Frm 00033          Fmt 4703   Sfmt 4703    E:\FR\FM\16FEN1.SGM          16FEN1



Document Created: 2018-02-01 15:02:09
Document Modified: 2018-02-01 15:02:09
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionProposed collection; comment request.
DatesWritten comments must be submitted on or before April 17, 2017.
ContactRequests for additional information should be directed to the attention of Raul Tamayo, Senior Legal Advisor, Office of Patent Legal Administration, United States Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450; by telephone at 571-272-7728; or by email at [email protected] Additional information about this collection is also available at http://www.reginfo.gov under ``Information Collection Review.''
FR Citation82 FR 10897 

2025 Federal Register | Disclaimer | Privacy Policy
USC | CFR | eCFR