82 FR 10924 - Investor Advisory Committee Meeting

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 31 (February 16, 2017)

Page Range		10924-10924
FR Document		2017-03122

The Securities and Exchange Commission Investor Advisory Committee, established pursuant to Section 911 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, is providing notice that it will hold a public meeting. The public is invited to submit written statements to the Committee.

Federal Register, Volume 82 Issue 31 (Thursday, February 16, 2017)

[Federal Register Volume 82, Number 31 (Thursday, February 16, 2017)]
[Notices]
[Page 10924]
From the Federal Register Online [www.thefederalregister.org]
[FR Doc No: 2017-03122]

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SECURITIES AND EXCHANGE COMMISSION

[Release Nos. 33-10306; 34-80024; File No. 265-28]

Investor Advisory Committee Meeting

AGENCY: Securities and Exchange Commission.

ACTION: Notice of Meeting of Securities and Exchange Commission Dodd-
Frank Investor Advisory Committee.

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SUMMARY: The Securities and Exchange Commission Investor Advisory
Committee, established pursuant to Section 911 of the Dodd-Frank Wall
Street Reform and Consumer Protection Act of 2010, is providing notice
that it will hold a public meeting. The public is invited to submit
written statements to the Committee.

DATES: The meeting will be held on Thursday, March 9, 2017 from 9:00
a.m. until 11:55 a.m. (ET). Written statements should be received on or
before March 9, 2017.

ADDRESSES: The meeting will be held in Multi-Purpose Room LL-006 at the
Commission's headquarters, 100 F Street NE., Washington, DC 20549. The
meeting will be webcast on the Commission's Web site at www.sec.gov.
Written statements may be submitted by any of the following methods:

Electronic Statements

[ssquf] Use the Commission's Internet submission form (http://www.sec.gov/rules/other.shtml); or
[ssquf] Send an email message to rules-comments@sec.gov. Please
include File No. 265-28 on the subject line; or

Paper Statements

[ssquf] Send paper statements to Brent J. Fields, Secretary,
Securities and Exchange Commission, 100 F Street NE., Washington, DC
20549-1090.

All submissions should refer to File No. 265-28. This file number
should be included on the subject line if email is used. To help us
process and review your statement more efficiently, please use only one
method.
Statements also will be available for Web site viewing and printing
in the Commission's Public Reference Room, 100 F Street NE., Room 1503,
Washington, DC 20549, on official business days between the hours of
10:00 a.m. and 3:00 p.m. All statements received will be posted without
change; we do not edit personal identifying information from
submissions. You should submit only information that you wish to make
available publicly.

FOR FURTHER INFORMATION CONTACT: Marc Oorloff Sharma, Chief Counsel,
Office of the Investor Advocate, at (202) 551-3302, Securities and
Exchange Commission, 100 F Street NE., Washington, DC 20549.

SUPPLEMENTARY INFORMATION: The meeting will be open to the public,
except during that portion of the meeting reserved for an
administrative work session during lunch. Persons needing special
accommodations to take part because of a disability should notify the
contact person listed in the section above entitled FOR FURTHER
INFORMATION CONTACT.
The agenda for the meeting includes: Remarks from Commissioners; a
discussion regarding SEC investor research initiatives, the FINRA 2016
Financial Capability Study, and academic research on financial
literacy; a discussion regarding unequal voting rights of common stock;
a report on the nonpublic administrative work session; and a nonpublic
administrative work session during lunch.

Dated: February 13, 2017.
Brent J. Fields,
Secretary.
[FR Doc. 2017-03122 Filed 2-15-17; 8:45 am]
BILLING CODE 8011-01-P

10924 Federal Register / Vol. 82, No. 31 / Thursday, February 16, 2017 / Notices

60 days of the filing of the proposed rule BatsBZX–2017–12 and should be Statements also will be available for
change, the Commission summarily may submitted on or before March 9, 2017. Web site viewing and printing in the
temporarily suspend such rule change if For the Commission, by the Division of Commission’s Public Reference Room,
it appears to the Commission that such Trading and Markets, pursuant to delegated 100 F Street NE., Room 1503,
action is necessary or appropriate in the authority.22 Washington, DC 20549, on official
public interest, for the protection of Eduardo A. Aleman, business days between the hours of
investors, or otherwise in furtherance of Assistant Secretary. 10:00 a.m. and 3:00 p.m. All statements
the purposes of the Act. [FR Doc. 2017–03102 Filed 2–15–17; 8:45 am]
received will be posted without change;
we do not edit personal identifying
IV. Solicitation of Comments BILLING CODE 8011–01–P
information from submissions. You
Interested persons are invited to should submit only information that
submit written data, views, and SECURITIES AND EXCHANGE you wish to make available publicly.
arguments concerning the foregoing, COMMISSION FOR FURTHER INFORMATION CONTACT:
including whether the proposed rule Marc Oorloff Sharma, Chief Counsel,
change is consistent with the Act. [Release Nos. 33–10306; 34–80024; File No. Office of the Investor Advocate, at (202)
Comments may be submitted by any of 265–28]
551–3302, Securities and Exchange
the following methods: Commission, 100 F Street NE.,
Investor Advisory Committee Meeting
Electronic Comments Washington, DC 20549.
AGENCY: Securities and Exchange SUPPLEMENTARY INFORMATION: The
• Use the Commission’s Internet Commission. meeting will be open to the public,
comment form (http://www.sec.gov/ ACTION: Notice of Meeting of Securities except during that portion of the
rules/sro.shtml); or and Exchange Commission Dodd-Frank meeting reserved for an administrative
• Send an email to rule-comments@ Investor Advisory Committee. work session during lunch. Persons
sec.gov. Please include File Number SR– needing special accommodations to take
BatsBZX–2017–12 on the subject line. SUMMARY: The Securities and Exchange part because of a disability should
Commission Investor Advisory notify the contact person listed in the
Paper Comments
Committee, established pursuant to section above entitled FOR FURTHER
• Send paper comments in triplicate Section 911 of the Dodd-Frank Wall INFORMATION CONTACT.
to Brent J. Fields, Secretary, Securities Street Reform and Consumer Protection The agenda for the meeting includes:
and Exchange Commission, 100 F Street Act of 2010, is providing notice that it Remarks from Commissioners; a
NE., Washington, DC 20549–1090. will hold a public meeting. The public discussion regarding SEC investor
All submissions should refer to File is invited to submit written statements research initiatives, the FINRA 2016
Number SR–BatsBZX–2017–12. This file to the Committee. Financial Capability Study, and
number should be included on the DATES: The meeting will be held on academic research on financial literacy;
subject line if email is used. To help the Thursday, March 9, 2017 from 9:00 a.m. a discussion regarding unequal voting
Commission process and review your until 11:55 a.m. (ET). Written statements rights of common stock; a report on the
comments more efficiently, please use should be received on or before March nonpublic administrative work session;
only one method. The Commission will 9, 2017. and a nonpublic administrative work
post all comments on the Commission’s ADDRESSES: The meeting will be held in session during lunch.
Internet Web site (http://www.sec.gov/ Multi-Purpose Room LL–006 at the Dated: February 13, 2017.
rules/sro.shtml). Copies of the Commission’s headquarters, 100 F Brent J. Fields,
submission, all subsequent Street NE., Washington, DC 20549. The Secretary.
amendments, all written statements meeting will be webcast on the [FR Doc. 2017–03122 Filed 2–15–17; 8:45 am]
with respect to the proposed rule Commission’s Web site at www.sec.gov.
BILLING CODE 8011–01–P
change that are filed with the Written statements may be submitted by
Commission, and all written any of the following methods:
communications relating to the SECURITIES AND EXCHANGE
proposed rule change between the Electronic Statements
COMMISSION
Commission and any person, other than D Use the Commission’s Internet
those that may be withheld from the submission form (http://www.sec.gov/ [Release No. 34–80013; File No. SR–
public in accordance with the rules/other.shtml); or NASDAQ–2016–183]
provisions of 5 U.S.C. 552, will be D Send an email message to rules-
available for Web site viewing and comments@sec.gov. Please include File Self-Regulatory Organizations; The
printing in the Commission’s Public No. 265–28 on the subject line; or NASDAQ Stock Market LLC; Order
Reference Room, 100 F Street NE., Granting Approval of a Proposed Rule
Paper Statements Change To Conform to Proposed
Washington, DC 20549, on official
business days between the hours of D Send paper statements to Brent J. Amendment to Rule 15c6–1(a) Under
10:00 a.m. and 3:00 p.m. Copies of the Fields, Secretary, Securities and the Securities Exchange Act of 1934 To
filing also will be available for Exchange Commission, 100 F Street NE., Shorten the Standard Settlement Cycle
inspection and copying at the principal Washington, DC 20549–1090. From Three Business Days After the
asabaliauskas on DSK3SPTVN1PROD with NOTICES

office of the Exchange. All comments Trade Date to Two Business Days After
All submissions should refer to File No.
received will be posted without change; the Trade Date
265–28. This file number should be
the Commission does not edit personal included on the subject line if email is February 10, 2017.
identifying information from used. To help us process and review
submissions. You should submit only your statement more efficiently, please I. Introduction
information that you wish to make use only one method. On December 22, 2016, The NASDAQ
available publicly. All submissions Stock Market LLC (‘‘Nasdaq’’ or
should refer to File Number SR– 22 17 CFR 200.30–3(a)(12). ‘‘Exchange’’) filed with the Securities

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Document Created: 2018-02-01 15:02:14
Document Modified: 2018-02-01 15:02:14

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
Action		Notice of Meeting of Securities and Exchange Commission Dodd- Frank Investor Advisory Committee.
Dates		The meeting will be held on Thursday, March 9, 2017 from 9:00 a.m. until 11:55 a.m. (ET). Written statements should be received on or before March 9, 2017.
Contact		Marc Oorloff Sharma, Chief Counsel, Office of the Investor Advocate, at (202) 551-3302, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549.
FR Citation		82 FR 10924