82_FR_11276 82 FR 11243 - Agency Information Collection Activities; Submission for OMB Review; Comment Request; Pre-Implementation Planning Checklist Report for State Unemployment Insurance Information Technology Modernization Projects

82 FR 11243 - Agency Information Collection Activities; Submission for OMB Review; Comment Request; Pre-Implementation Planning Checklist Report for State Unemployment Insurance Information Technology Modernization Projects

DEPARTMENT OF LABOR
Office of the Secretary

Federal Register Volume 82, Issue 33 (February 21, 2017)

Page Range11243-11244
FR Document2017-03357

The Department of Labor (DOL) is submitting the Employment and Training Administration (ETA) sponsored information collection request (ICR) proposal titled, ``Pre-Implementation Planning Checklist Report for State Unemployment Insurance Information Technology Modernization Projects,'' to the Office of Management and Budget (OMB) for review and approval for use in accordance with the Paperwork Reduction Act (PRA) of 1995. Public comments on the ICR are invited.

Federal Register, Volume 82 Issue 33 (Tuesday, February 21, 2017)
[Federal Register Volume 82, Number 33 (Tuesday, February 21, 2017)]
[Notices]
[Pages 11243-11244]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-03357]


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DEPARTMENT OF LABOR

Office of the Secretary


Agency Information Collection Activities; Submission for OMB 
Review; Comment Request; Pre-Implementation Planning Checklist Report 
for State Unemployment Insurance Information Technology Modernization 
Projects

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: The Department of Labor (DOL) is submitting the Employment and 
Training Administration (ETA) sponsored information collection request 
(ICR) proposal titled, ``Pre-Implementation Planning Checklist Report 
for State Unemployment Insurance Information Technology Modernization 
Projects,'' to the Office of Management and Budget (OMB) for review and 
approval for use in accordance with the Paperwork Reduction Act (PRA) 
of 1995. Public comments on the ICR are invited.

[[Page 11244]]


DATES: The OMB will consider all written comments that agency receives 
on or before March 23, 2017.

ADDRESSES: A copy of this ICR with applicable supporting documentation; 
including a description of the likely respondents, proposed frequency 
of response, and estimated total burden may be obtained free of charge 
from the RegInfo.gov Web site at http://www.reginfo.gov/public/do/PRAViewICR?ref_nbr=201508-1205-004 (this link will only become active 
on the day following publication of this notice) or by contacting 
Michel Smyth by telephone at 202-693-4129 (this is not a toll-free 
number) or by email at [email protected].
    Submit comments about this request by mail or courier to the Office 
of Information and Regulatory Affairs, Attn: OMB Desk Officer for DOL-
ETA, Office of Management and Budget, Room 10235, 725 17th Street NW., 
Washington, DC 20503; by Fax: 202-395-5806 (this is not a toll-free 
number); or by email: [email protected]. Commenters are 
encouraged, but not required, to send a courtesy copy of any comments 
by mail or courier to the U.S. Department of Labor-OASAM, Office of the 
Chief Information Officer, Attn: Departmental Information Compliance 
Management Program, Room N1301, 200 Constitution Avenue NW., 
Washington, DC 20210; or by email: [email protected].

FOR FURTHER INFORMATION CONTACT: Michel Smyth by telephone at 202-693-
4129 (this is not a toll-free number) or by email at 
[email protected].

SUPPLEMENTARY INFORMATION: This ICR seeks PRA authority for the Pre-
Implementation Planning Checklist Report for State Unemployment 
Insurance (UI) Information Technology (IT) Modernization Projects 
information collection. A State will use the checklist prior to using a 
new UI benefits or tax system. The checklist can be used to verify that 
all necessary system functions are available and/or that alternative 
workarounds are developed prior to the production launch of the UI IT 
system to help avoid major disruption of services to UI customers and 
to prevent delays in making UI benefit payments when due. This 
comprehensive checklist denotes critical functional areas that states 
should verify prior to launching a new UI IT system including, but not 
limited to, technical IT functions and UI business processes that 
interface with the new system. Social Security Act section 303(a)(6) 
authorizes this information collection. See 42 U.S.C. 503(a)(6).
    This proposed information collection is subject to the PRA. A 
Federal agency generally cannot conduct or sponsor a collection of 
information, and the public is generally not required to respond to an 
information collection, unless it is approved by the OMB under the PRA 
and displays a currently valid OMB Control Number. In addition, 
notwithstanding any other provisions of law, no person shall generally 
be subject to penalty for failing to comply with a collection of 
information if the collection of information does not display a valid 
Control Number. See 5 CFR 1320.5(a) and 1320.6. For additional 
information, see the related notice published in the Federal Register 
on May 1, 2015 (80 FR 24978).
    Interested parties are encouraged to send comments to the OMB, 
Office of Information and Regulatory Affairs at the address shown in 
the ADDRESSES section within thirty (30) days of publication of this 
notice in the Federal Register. In order to help ensure appropriate 
consideration, comments should mention OMB ICR Reference Number 201508-
1205-004. The OMB is particularly interested in comments that:
     Evaluate whether the proposed collection of information is 
necessary for the proper performance of the functions of the agency, 
including whether the information will have practical utility;
     Evaluate the accuracy of the agency's estimate of the 
burden of the proposed collection of information, including the 
validity of the methodology and assumptions used;
     Enhance the quality, utility, and clarity of the 
information to be collected; and
     Minimize the burden of the collection of information on 
those who are to respond, including through the use of appropriate 
automated, electronic, mechanical, or other technological collection 
techniques or other forms of information technology, e.g., permitting 
electronic submission of responses.
    Agency: DOL-ETA.
    Title of Collection: Pre-Implementation Planning Checklist Report 
for State Unemployment Insurance Information Technology Modernization 
Projects.
    OMB ICR Reference Number: 201508-1205-004.
    Affected Public: State, Local, and Tribal Governments.
    Total Estimated Number of Respondents: 18.
    Total Estimated Number of Responses: 24.
    Total Estimated Annual Time Burden: 456 hours.
    Total Estimated Annual Other Costs Burden: $0.

    Authority: 44 U.S.C. 3507(a)(1)(D).

     Dated: February 14, 2017.
Michel Smyth,
Departmental Clearance Officer.
[FR Doc. 2017-03357 Filed 2-17-17; 8:45 am]
 BILLING CODE 4510-FW-P



                                                                            Federal Register / Vol. 82, No. 33 / Tuesday, February 21, 2017 / Notices                                                 11243

                                                Information and Regulatory Affairs,                     QDIA to any participant or beneficiary                proposed collection of information,
                                                Attn: OMB Desk Officer for DOL–EBSA,                    with assets invested in the QDIA, as                  including the validity of the
                                                Office of Management and Budget,                        well to provide certain information on                methodology and assumptions used;
                                                Room 10235, 725 17th Street NW.,                        request. These information collections                  • Enhance the quality, utility, and
                                                Washington, DC 20503; by Fax: 202–                      inform participants and beneficiaries                 clarity of the information to be
                                                395–5806 (this is not a toll-free                       who do not make investment elections                  collected; and
                                                number); or by email: OIRA_                             of the consequences of the failure to                   • Minimize the burden of the
                                                submission@omb.eop.gov. Commenters                      elect investments, the ways in which                  collection of information on those who
                                                are encouraged, but not required, to                    account assets will be invested through               are to respond, including through the
                                                send a courtesy copy of any comments                    the QDIA, and of the continuing                       use of appropriate automated,
                                                by mail or courier to the U.S.                          opportunity to make other investment                  electronic, mechanical, or other
                                                Department of Labor-OASAM, Office of                    elections, including options available                technological collection techniques or
                                                the Chief Information Officer, Attn:                    under the plan. ERISA section                         other forms of information technology,
                                                Departmental Information Compliance                     404(c)(5)(A) authorizes this information              e.g., permitting electronic submission of
                                                Management Program, Room N1301,                         collection. See 29 U.S.C. 1104(c)(5)(A).              responses.
                                                200 Constitution Avenue NW.,                              This information collection is subject
                                                                                                        to the PRA. A Federal agency generally                  Agency: DOL–EBSA.
                                                Washington, DC 20210; or by email:
                                                                                                        cannot conduct or sponsor a collection                  Title of Collection: Default Investment
                                                DOL_PRA_PUBLIC@dol.gov.
                                                                                                        of information, and the public is                     Alternatives under Participant Directed
                                                FOR FURTHER INFORMATION CONTACT:                                                                              Individual Account Plans.
                                                Michel Smyth by telephone at 202–693–                   generally not required to respond to an
                                                                                                        information collection, unless it is                    OMB Control Number: 1210–0132.
                                                4129, TTY 202–693–8064, (these are not
                                                toll-free numbers) or by email at DOL_                  approved by the OMB under the PRA                       Affected Public: Private Sector—
                                                PRA_PUBLIC@dol.gov.                                     and displays a currently valid OMB                    businesses or other for-profits and not-
                                                                                                        Control Number. In addition,                          for-profit institutions.
                                                SUPPLEMENTARY INFORMATION: This ICR
                                                                                                        notwithstanding any other provisions of                 Total Estimated Number of
                                                seeks to extend PRA authority for the
                                                                                                        law, no person shall generally be subject             Respondents: 276,222.
                                                information collection requirements
                                                                                                        to penalty for failing to comply with a                 Total Estimated Number of
                                                specified in regulations 29 CFR
                                                                                                        collection of information that does not               Responses: 36,249,796.
                                                2520.104b–1 and 2550.404c–5. More                       display a valid Control Number. See 5
                                                specifically, Employee Retirement                                                                               Total Estimated Annual Time Burden:
                                                                                                        CFR 1320.5(a) and 1320.6. The DOL                     191,640 hours.
                                                Income Security Act of 1974 (ERISA)                     obtains OMB approval for this
                                                section 404(c), 29 U.S.C. 1104(c),                                                                              Total Estimated Annual Other Costs
                                                                                                        information collection under Control                  Burden: $9,959,269.
                                                provides that a participant or                          Number 1210–0132.
                                                beneficiary who can hold an individual                    OMB authorization for an ICR cannot                   Authority: 44 U.S.C. 3507(a)(1)(D).
                                                account under his or her pension plan                   be for more than three (3) years without                Dated: February 13, 2017.
                                                and who can exercise control over                       renewal, and the current approval for                 Michel Smyth,
                                                account assets, as determined in DOL                    this collection is scheduled to expire on
                                                regulations, will not be treated as a plan                                                                    Departmental Clearance Officer.
                                                                                                        February 28, 2016. The DOL seeks to
                                                fiduciary. Moreover, no other plan                                                                            [FR Doc. 2017–03359 Filed 2–17–17; 8:45 am]
                                                                                                        extend PRA authorization for this
                                                fiduciary will be liable for any loss, or               information collection for three (3) more             BILLING CODE 4510–29–P
                                                due to any breach, resulting from the                   years, without any change to existing
                                                participant’s or beneficiary’s exercise of              requirements. The DOL notes that
                                                control over the individual account                                                                           DEPARTMENT OF LABOR
                                                                                                        existing information collection
                                                assets. The Pension Protection Act,                     requirements submitted to the OMB                     Office of the Secretary
                                                Public Law 109–280, amended the                         receive a month-to-month extension
                                                ERISA by adding section 404(c)(5)(A),                   while they undergo review. For                        Agency Information Collection
                                                29 U.S.C. 1104(c)(5)(A), which provides                 additional substantive information                    Activities; Submission for OMB
                                                that a participant in an individual                     about this ICR, see the related notice                Review; Comment Request; Pre-
                                                account plan who fails to make                          published in the Federal Register on                  Implementation Planning Checklist
                                                investment elections regarding his or                   October 28, 2016 (81 FR 75157).                       Report for State Unemployment
                                                her account assets will nevertheless be                   Interested parties are encouraged to                Insurance Information Technology
                                                treated as having exercised control over                send comments to the OMB, Office of                   Modernization Projects
                                                those assets, so long as the plan                       Information and Regulatory Affairs at
                                                provides appropriate notice and invests                 the address shown in the ADDRESSES                    ACTION:   Notice.
                                                the assets in accordance with DOL                       section within thirty (30) days of
                                                regulations. The DOL, accordingly,                      publication of this notice in the Federal             SUMMARY:   The Department of Labor
                                                promulgated a regulation to offer                       Register. In order to help ensure                     (DOL) is submitting the Employment
                                                guidance on the types of investment                     appropriate consideration, comments                   and Training Administration (ETA)
                                                vehicles that a plan may choose as its                  should mention OMB Control Number                     sponsored information collection
                                                qualified default investment alternative                1210–0132. The OMB is particularly                    request (ICR) proposal titled, ‘‘Pre-
                                                (QDIA). The regulation also outlines two                interested in comments that:                          Implementation Planning Checklist
                                                information collection requirements.                      • Evaluate whether the proposed                     Report for State Unemployment
sradovich on DSK3GMQ082PROD with NOTICES




                                                First, it implements the statutory                      collection of information is necessary                Insurance Information Technology
                                                requirement that a plan provide an                      for the proper performance of the                     Modernization Projects,’’ to the Office of
                                                annual notice to each participant and                   functions of the agency, including                    Management and Budget (OMB) for
                                                beneficiary whose account assets could                  whether the information will have                     review and approval for use in
                                                be invested in a QDIA. Second, the                      practical utility;                                    accordance with the Paperwork
                                                regulation requires a plan to pass any                    • Evaluate the accuracy of the                      Reduction Act (PRA) of 1995. Public
                                                pertinent materials it receives from a                  agency’s estimate of the burden of the                comments on the ICR are invited.


                                           VerDate Sep<11>2014   17:15 Feb 17, 2017   Jkt 241001   PO 00000   Frm 00073   Fmt 4703   Sfmt 4703   E:\FR\FM\21FEN1.SGM   21FEN1


                                                11244                       Federal Register / Vol. 82, No. 33 / Tuesday, February 21, 2017 / Notices

                                                DATES: The OMB will consider all                        information collection. See 42 U.S.C.                   Total Estimated Number of
                                                written comments that agency receives                   503(a)(6).                                            Responses: 24.
                                                on or before March 23, 2017.                               This proposed information collection                 Total Estimated Annual Time Burden:
                                                ADDRESSES:    A copy of this ICR with                   is subject to the PRA. A Federal agency               456 hours.
                                                applicable supporting documentation;                    generally cannot conduct or sponsor a                   Total Estimated Annual Other Costs
                                                including a description of the likely                   collection of information, and the public             Burden: $0.
                                                respondents, proposed frequency of                      is generally not required to respond to                 Authority: 44 U.S.C. 3507(a)(1)(D).
                                                response, and estimated total burden                    an information collection, unless it is
                                                                                                                                                                Dated: February 14, 2017.
                                                may be obtained free of charge from the                 approved by the OMB under the PRA
                                                                                                        and displays a currently valid OMB                    Michel Smyth,
                                                RegInfo.gov Web site at http://                                                                               Departmental Clearance Officer.
                                                www.reginfo.gov/public/do/                              Control Number. In addition,
                                                                                                        notwithstanding any other provisions of               [FR Doc. 2017–03357 Filed 2–17–17; 8:45 am]
                                                PRAViewICR?ref_nbr=201508-1205-004
                                                (this link will only become active on the               law, no person shall generally be subject             BILLING CODE 4510–FW–P

                                                day following publication of this notice)               to penalty for failing to comply with a
                                                or by contacting Michel Smyth by                        collection of information if the
                                                                                                        collection of information does not                    DEPARTMENT OF LABOR
                                                telephone at 202–693–4129 (this is not
                                                a toll-free number) or by email at DOL_                 display a valid Control Number. See 5
                                                                                                        CFR 1320.5(a) and 1320.6. For                         Office of the Secretary
                                                PRA_PUBLIC@dol.gov.
                                                                                                        additional information, see the related               Agency Information Collection
                                                   Submit comments about this request
                                                                                                        notice published in the Federal Register              Activities; Submission for OMB
                                                by mail or courier to the Office of
                                                                                                        on May 1, 2015 (80 FR 24978).                         Review; Comment Request;
                                                Information and Regulatory Affairs,
                                                                                                           Interested parties are encouraged to               Occupational Requirements Survey
                                                Attn: OMB Desk Officer for DOL–ETA,
                                                                                                        send comments to the OMB, Office of
                                                Office of Management and Budget,
                                                                                                        Information and Regulatory Affairs at                 ACTION:   Notice.
                                                Room 10235, 725 17th Street NW.,
                                                                                                        the address shown in the ADDRESSES
                                                Washington, DC 20503; by Fax: 202–                                                                            SUMMARY:    The Department of Labor
                                                                                                        section within thirty (30) days of
                                                395–5806 (this is not a toll-free                                                                             (DOL) is submitting the Bureau of Labor
                                                                                                        publication of this notice in the Federal
                                                number); or by email: OIRA_                                                                                   Statistics (BLS) sponsored information
                                                                                                        Register. In order to help ensure
                                                submission@omb.eop.gov. Commenters                                                                            collection request (ICR) revision titled,
                                                                                                        appropriate consideration, comments
                                                are encouraged, but not required, to                                                                          ‘‘Occupational Requirements Survey,’’
                                                                                                        should mention OMB ICR Reference
                                                send a courtesy copy of any comments                                                                          to the Office of Management and Budget
                                                                                                        Number 201508–1205–004. The OMB is
                                                by mail or courier to the U.S.                                                                                (OMB) for review and approval for use
                                                                                                        particularly interested in comments
                                                Department of Labor-OASAM, Office of                                                                          in accordance with the Paperwork
                                                                                                        that:
                                                the Chief Information Officer, Attn:
                                                Departmental Information Compliance                        • Evaluate whether the proposed                    Reduction Act (PRA) of 1995. Public
                                                                                                        collection of information is necessary                comments on the ICR are invited.
                                                Management Program, Room N1301,
                                                                                                        for the proper performance of the                     DATES: The OMB will consider all
                                                200 Constitution Avenue NW.,
                                                                                                        functions of the agency, including                    written comments that agency receives
                                                Washington, DC 20210; or by email:
                                                                                                        whether the information will have                     on or before March 23, 2017.
                                                DOL_PRA_PUBLIC@dol.gov.
                                                                                                        practical utility;                                    ADDRESSES: A copy of this ICR with
                                                FOR FURTHER INFORMATION CONTACT:                           • Evaluate the accuracy of the                     applicable supporting documentation;
                                                Michel Smyth by telephone at 202–693–                   agency’s estimate of the burden of the                including a description of the likely
                                                4129 (this is not a toll-free number) or                proposed collection of information,                   respondents, proposed frequency of
                                                by email at DOL_PRA_PUBLIC@dol.gov.                     including the validity of the                         response, and estimated total burden
                                                SUPPLEMENTARY INFORMATION:      This ICR                methodology and assumptions used;                     may be obtained free of charge from the
                                                seeks PRA authority for the Pre-                           • Enhance the quality, utility, and                RegInfo.gov Web site at http://
                                                Implementation Planning Checklist                       clarity of the information to be                      www.reginfo.gov/public/do/
                                                Report for State Unemployment                           collected; and                                        PRAViewICR?ref_nbr=201611-1220-002
                                                Insurance (UI) Information Technology                      • Minimize the burden of the                       (this link will only become active on the
                                                (IT) Modernization Projects information                 collection of information on those who                day following publication of this notice)
                                                collection. A State will use the checklist              are to respond, including through the                 or by contacting Michel Smyth by
                                                prior to using a new UI benefits or tax                 use of appropriate automated,                         telephone at 202–693–4129, TTY 202–
                                                system. The checklist can be used to                    electronic, mechanical, or other                      693–8064, (these are not toll-free
                                                verify that all necessary system                        technological collection techniques or                numbers) or sending an email to DOL_
                                                functions are available and/or that                     other forms of information technology,                PRA_PUBLIC@dol.gov.
                                                alternative workarounds are developed                   e.g., permitting electronic submission of                Submit comments about this request
                                                prior to the production launch of the UI                responses.                                            by mail or courier to the Office of
                                                IT system to help avoid major                              Agency: DOL–ETA.                                   Information and Regulatory Affairs,
                                                disruption of services to UI customers                     Title of Collection: Pre-                          Attn: OMB Desk Officer for DOL–BLS
                                                and to prevent delays in making UI                      Implementation Planning Checklist                     Office of Management and Budget,
                                                benefit payments when due. This                         Report for State Unemployment                         Room 10235, 725 17th Street NW.,
                                                comprehensive checklist denotes                         Insurance Information Technology                      Washington, DC 20503; by Fax: 202–
sradovich on DSK3GMQ082PROD with NOTICES




                                                critical functional areas that states                   Modernization Projects.                               395–5806 (this is not a toll-free
                                                should verify prior to launching a new                     OMB ICR Reference Number: 201508–                  number); or by email: OIRA_
                                                UI IT system including, but not limited                 1205–004.                                             submission@omb.eop.gov. Commenters
                                                to, technical IT functions and UI                          Affected Public: State, Local, and                 are encouraged, but not required, to
                                                business processes that interface with                  Tribal Governments.                                   send a courtesy copy of any comments
                                                the new system. Social Security Act                        Total Estimated Number of                          by mail or courier to the U.S.
                                                section 303(a)(6) authorizes this                       Respondents: 18.                                      Department of Labor-OASAM, Office of


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Document Created: 2018-02-01 15:04:39
Document Modified: 2018-02-01 15:04:39
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
DatesThe OMB will consider all written comments that agency receives on or before March 23, 2017.
ContactMichel Smyth by telephone at 202-693- 4129 (this is not a toll-free number) or by email at [email protected]
FR Citation82 FR 11243 

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