82_FR_11908 82 FR 11871 - Address Quality Census Measurement and Assessment Process

82 FR 11871 - Address Quality Census Measurement and Assessment Process

POSTAL SERVICE

Federal Register Volume 82, Issue 37 (February 27, 2017)

Page Range11871-11878
FR Document2017-03723

The Postal Service is revising its pending proposal to amend Mailing Standards of the United States Postal Service, Domestic Mail Manual (DMM[supreg]), to introduce a newly proposed measurement and assessment procedure for evaluating address quality for mailers who enter eligible letter- and flat-size pieces of First-Class Mail[supreg] (FCM) and USPS Marketing Mail<SUP>TM</SUP> (formerly Standard Mail[supreg]) that meet the requirements for Basic or Full-Service mailings. In addition, the Postal Service is proposing to extend free Address Change Service (ACS<SUP>TM</SUP>) to mailers who enter qualifying mailpieces.

Federal Register, Volume 82 Issue 37 (Monday, February 27, 2017)
[Federal Register Volume 82, Number 37 (Monday, February 27, 2017)]
[Proposed Rules]
[Pages 11871-11878]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-03723]


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POSTAL SERVICE

39 CFR Part 111


Address Quality Census Measurement and Assessment Process

AGENCY: Postal ServiceTM.

ACTION: Proposed rule; revision; additional comment period.

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SUMMARY: The Postal Service is revising its pending proposal to amend 
Mailing Standards of the United States Postal Service, Domestic Mail 
Manual (DMM[supreg]), to introduce a newly proposed measurement and 
assessment procedure for evaluating address quality for mailers who 
enter eligible letter- and flat-size pieces of First-Class Mail[supreg] 
(FCM) and USPS Marketing MailTM (formerly Standard 
Mail[supreg]) that meet the requirements for Basic or Full-Service 
mailings. In addition, the Postal Service is proposing to extend free 
Address Change Service (ACSTM) to mailers who enter 
qualifying mailpieces.

DATES: Submit comments on or before March 29, 2017.

ADDRESSES: Mail or deliver written comments to the manager, Product 
Classification, U.S. Postal Service, 475 L'Enfant Plaza SW., Room 4446, 
Washington, DC 20260-5015. If sending comments by email, include the 
name and address of the commenter and send to 
[email protected], with a subject line of ``Address 
Quality Census Measurement and Assessment Process.'' Faxed comments are 
not accepted.

[[Page 11872]]

    You may inspect and photocopy all written comments, by appointment 
only, at the USPS[supreg] Headquarters Library, 475 L'Enfant Plaza SW., 
11th Floor North, Washington, DC 20260. These records are available for 
review on Monday through Friday, 9 a.m.-4 p.m., by calling 202-268-
2906.

FOR FURTHER INFORMATION CONTACT: Heather Dyer, USPS Mail Entry, Phone: 
(207) 482-7217, Email: [email protected].

SUPPLEMENTARY INFORMATION: On December 23, 2014, the Postal Service 
published a notice of proposed rulemaking (79 FR 76930-76931) to add a 
process for measuring address quality. In response to that proposed 
rule, the mailing industry provided many valuable comments, which 
prompted the Postal Service to issue a revised proposed rule on July 6, 
2016 (81 FR 43965-43971). In response to the revised proposed rule, the 
Postal Service again received valuable feedback from the mailing 
industry. The Postal Service has elected to issue a second revised 
proposed rule in order to further clarify our proposal, more thoroughly 
respond to mailer comments, and clearly outline the ways in which the 
proposal has changed since the revised notice of proposed rulemaking 
was published on July 6, 2016.
    Implementation of this proposed rulemaking will require action by 
Postal Service management and the Postal Regulatory Commission (PRC). 
In an effort to facilitate compliance with the requirements set forth 
in the DMM, the full details of the Address Quality Census Measurement 
and Assessment Process, including step-by-step instructions and 
explanatory charts, would be set forth in Publication 6850, Publication 
for Streamlined Mail Acceptance for Letters and Flats, and made 
available at https://postalpro.usps.com/node/581.
    The Postal Service continues to look for opportunities to work with 
mailers to improve address quality and reduce undeliverable-as-
addressed (UAA) mail. We have developed a newly proposed procedure, the 
Address Quality Census Measurement and Assessment Process, to measure 
address quality pertaining to move-related changes. This proposed 
process would allow the Postal Service to provide valuable feedback to 
mailers who enter eligible letter- and flat-size pieces of FCM and USPS 
Marketing Mail that meet the requirements for Basic or Full-Service 
mailings.
    The Address Quality Census Measurement and Assessment Process would 
utilize a scorecard for mailers that conveys information on address 
hygiene as well as Move Update quality. The scorecard provides mailers 
with results of change-of-address (COA) verifications along with 
details about mailpieces that are UAA.
    As announced in the proposed rule of July 6, 2016, to encourage the 
further adoption of Full-Service and to increase the number of mailers 
that receive address quality information, the Postal Service is 
proposing to extend free ACS to mailers who enter qualifying Basic 
automation and non-automation mailpieces; mailpieces that meet the 
criteria of the Address Quality Census Measurement and Assessment 
Process; and mailers who meet a Full-Service threshold of 95 percent 
along with other requirements that are outlined later in this document. 
Although the basic requirements for mailers to receive free ACS have 
not changed, as discussed below under the updated subheadings Address 
Change Service and Correction Notifications and Summary of Industry 
Comments and Postal Service Responses, the Postal Service has made 
minor revisions to the free ACS proposal.
    The Postal Service has not changed the proposal as it pertains to 
Periodicals. Because some mailers who enter Periodicals today could 
potentially be charged for manual address correction notices on 
mailpieces using a Full-Service ACS Service Type IDentifier (STID), the 
Postal Service is proposing that mailers who enter Full-Service 
Periodicals mailings using a Full-Service ACS STID would not be 
required to pay for or receive manual address correction notices, 
unless they are requested by the mailer. Although mailers who enter 
Periodicals would be provided with address quality data, these 
mailpieces would not be subject to the Address Quality Census 
Measurement and Assessment Process.
    The following updated subheadings build upon the information 
furnished in the preamble to the proposed rule of July 6, 2016, and are 
intended to provide a current snapshot of the evolving Address Quality 
Census Measurement and Assessment proposal.

Terms (Updated)

    For purposes of clarification, the Postal Service provides the 
following definitions of several terms used in this document:
    [ssquf] eDoc Submitter: The electronic documentation (eDoc) 
Submitter is determined using the Customer Registration IDentifier 
(CRID) number that is used to upload the eDoc to the Postal Service for 
processing. The eDoc submitter most often is the Mail Preparer but can 
also be the Mail Owner. All results of the Address Quality Measurement 
would be displayed on the scorecards for the eDoc Submitter and Mail 
Owner; however, any additional postage assessments would be presented 
to the eDoc submitter.
    [ssquf] Legal Restraint: Mailers of FCM pieces who assert that they 
are restricted by law from incorporating Postal Service COA information 
onto their mailpieces without permission from addressees could request 
Postal Service approval to meet their Move Update standard using the 
Legal Restraint method. Such mailers must be able to clearly 
demonstrate how the use of a primary Move Update method would violate 
the law. For details, consult Guide to Move Update at: http://beta.postalpro.usps.com/node/1116. Pieces that meet the requirements 
for the Legal Restraint method would be excluded from the Mailer 
Scorecard and the Address Quality Census Measurement and Assessment 
Process, as long as the mailpieces use the appropriate CRID or Mailer 
IDentifier (MID).
    [ssquf] Mailer: The term mailer within this document encompasses 
Mail Owners, Mail Preparers, and Mail Service Providers (MSPs).
    [ssquf] Mailer Scorecard: This is an electronic report that 
contains mail quality measurements and assessments on mailings over a 
calendar month for Move Update, Full-Service Intelligent Mail, 
eInduction[supreg], and Seamless Acceptance. The Scorecard is 
accessible through the Business Customer Gateway (BCG) and provides 
views for both Mail Owners and MSPs.
    [ssquf] Non-qualifying Mailings: The non-qualifying mailpieces 
listed below will be excluded from the Address Quality Census 
Measurement and Assessment Process and the Mailer Scorecard:
     Mailpieces that are undeliverable due to an address change 
that is Temporary, Foreign, Moved Left No Address (MLNA), and Box 
Closed No Order (BCNO).
     Mailpieces that are priced as single-piece.
     Mailpieces that qualify for the Legal Restraint method.
     Mailpieces without the documentation submitted 
electronically.
    [ssquf] Qualifying Mailings: An eDoc submitter is eligible for the 
Address Quality Census Measurement and Assessment Process when at least 
one of its mailings qualifies for Full-Service in a calendar month. 
Thereafter, when mailers enter eligible mailings of letter- and flat-
size pieces of FCM and USPS Marketing Mail that meet the

[[Page 11873]]

requirements for Basic or Full-Service mailings in a subsequent 
calendar month, the Address Quality Census Measurement and Assessment 
Process will be used, if the postage statement and supporting 
documentation are submitted electronically and a unique Intelligent 
Mail barcode (IMb[supreg]) is included in the eDoc.

Summary of Industry Comments and Postal Service Responses (Updated)

    The Postal Service appreciates all of the comments that were 
provided by the mailing industry in response to the original proposed 
rule of December 23, 2014, and the revised proposal of July 6, 2016. 
This valuable feedback was used to establish this further revised 
proposal. These comments and replies can serve as frequently asked 
questions (FAQs) to help clarify the Address Quality Census Measurement 
and Assessment Process. The mailers' comments and corresponding Postal 
Service responses are outlined as follows:

Mailer Comment

    In the proposed rule, the Postal Service mentioned multiple times 
that Periodicals would not be part of the Move Update requirement. This 
makes sense since Periodicals already have a requirement to receive 
address corrections. However, Periodicals appear to be removed from 
getting free ACS for the small portion of their mailing that may be 
Basic. Would the small portion of Periodicals mailing entered as Basic, 
which meet all of the other requirements, receive free ACS as the other 
classes of mail mentioned?

Postal Service Response

    No; the portions of Periodicals mailings entered under Basic 
instead of the Full-Service would not be eligible for ACS without an 
associated fee.

Mailer Comment

    For the last few years, many Periodicals mailers have been going 
through an ACS reconciliation process. This was implemented and 
administered by the National Customer Support Center (NCSC) to prevent 
Periodicals mailers from being charged for traditional ACS that should 
have been scanned as Full-Service at no charge. Would this process 
remain in place with the new proposal?

Postal Service Response

    The Reconciliation process would be discontinued with 
implementation of the proposed process. Those Periodicals mailers using 
a Full-Service ACS STID would continue to receive their ACS notices at 
no charge.

Mailer Comment

    It was mentioned that mailers who enter mailings of Full-Service 
Periodicals using a Full-Service ACS STID would not be required to 
receive or pay for manual address correction notices unless they are 
requested. Please provide clarification. We don't want to pay for 
something that we did not request; however, we still need to receive 
the notice if it is not being sent to us electronically. If we don't 
receive the manual notice about a correction, then the next issue of 
the publication would still go to the incorrect address. Should this be 
worded as ``. . . will not be required to pay for manual address 
corrections unless they are requested.''?

Postal Service Response

    Only mailpieces for which mailers request and receive manual ACS 
notices would be charged the applicable fee.

Mailer Comment

    The Postal Service is proposing to charge the eDoc submitter, if 
they exceed the address quality error threshold. However, we feel that 
the Mail Owner should incur the charge since the eDoc submitter is 
rarely responsible for maintaining address quality. Additionally, since 
the purpose is to reduce UAA mail, the process of rolling all Move 
Update errors in an entire month may not identify those Mail Owners who 
are challenged with maintaining quality address files.

Postal Service Response

    As is the case with the current verification processes, the Postal 
Service proposes to charge the eDoc submitter for all verification 
failures. Data showing the source of errors by the Mail Owner would be 
available.

Mailer Comment

    We disagree with the proposed process that would allow the eDoc 
submitter to charge assessments to any permit during that month without 
the owner of the permit having the ability to dispute the charges.

Postal Service Response

    At this time, the eDoc submitter has the option to request review 
of an assessment. Upon payment of an assessment the Mail Owner whose 
permit is used receives email notification of the transaction. Mail 
quality data are available throughout the month, allowing eDoc 
submitters and Mail Owners to discuss assessments before and during the 
10-day mailer review period.

Mailer Comment

    The proposed rule indicated that the error threshold under 
consideration is 0.5 percent; however, the assessment amount for each 
non-compliant mailpiece beyond the threshold was not identified. It was 
indicated that ``The Address Quality Assessment Fee is currently 
pending management and regulatory approval.'' When will the assessment 
details be communicated?

Postal Service Response

    The assessment charge will be communicated in the filing at the 
Postal Regulatory Commission (PRC).

Mailer Comment

    There is some concern regarding the timing of the reconciliations 
and incoming address corrections. Since the reconciliation does not 
occur until the 10th of the month for the previous month's activity, a 
mailer would be unable to determine whether an assessment would apply, 
if the errors occurred relatively close to the threshold. In addition, 
after the notification is sent on the 10th of the month, the eDoc 
submitter has only 10 days to research and dispute an assessment. The 
amount of research required to validate an error can be extensive, and 
this narrow window of opportunity may not be sufficient.

Postal Service Response

    At this time, the Postal Service does not propose changing the 
review period of 10 business days. Mail quality and estimated 
assessment data are available throughout the month, which allows eDoc 
submitters and Mail Owners to review assessments before and during the 
10-day mailer review period.

Mailer Comment

    Mailers need clarification on the role and engagement of the United 
States Postal Inspection Service (USPIS) with regard to use of the 
Mailer Scorecard. Please outline the process that details how the USPIS 
can no longer assess mailers for non-compliance without first 
validating the scorecard/performance results and working with the 
Postal Service prior to discussing compliance with the mailer. Mailers 
should not be put at risk of double jeopardy between the Postal Service 
and USPIS. This is a critical concern that needs to be addressed.

Postal Service Response

    All mailings using postage rates that require compliance with the 
Move

[[Page 11874]]

Update standard, regardless of whether they qualify for verification 
under the Address Quality Census Measurement and Assessment Process, 
may be subject to a separate assessment in the event that they do not 
comply with the Move Update standard pursuant to DMM 602.5. A mailer 
has not complied with the Move Update standard if a USPS-approved Move 
Update method (DMM 602.5.2) was not used to update the mailer's address 
list with correct addresses (unless the mail bears an alternative 
address format under DMM 602.3). In those circumstances, the mailer did 
not qualify for the presort or automation price claimed on the postage 
statement or electronic documentation. The separate assessment could be 
applied to every mailpiece in a mailing for which the mailer did not 
comply with the Move update standard, and would be limited to the 
difference between the postage previously paid (including the Move 
Update assessment charge, if applicable) and the applicable First-Class 
Mail single-piece rate.

Mailer Comment

    This proposal for a 95 percent Full-Service threshold for ACS 
(Address Change Services) might not drive the behavior the Postal 
Service is looking for. Overall, the goal should be working to improve 
the mail quality results and making it simpler for mailers to automate 
address quality improvements that would help both mailers and the 
Postal Service. The Postal Service is making this more complicated than 
needed.
    This threshold proposal increases complexity and would add an 
unnecessary burden on the Postal Service to support the administrative 
costs for explaining what is and isn't free. It would also put an extra 
burden on mail service providers and Mail Owners in managing their 
overhead. The Postal Service previously announced that free ACS would 
be offered to customers for all basic and nonautomation rates. The 
Postal Service should offer the ACS service for free to continue to 
promote the use of ACS and improve overall address quality. 
Establishing a threshold is the wrong approach to ``On-Board'' mailers 
to Full-Service and does not help drive toward greater address quality. 
At the very least, another approach to consider is that once a mailer 
reaches 95 percent eligible they are qualified going forward. Tying 
eligibility to the data from the previous month is overly complex and 
problematic as well.

Postal Service Response

    We have re-evaluated this process and revised the proposal 
accordingly. Once a mailer qualifies for free ACS for basic automation 
and nonautomation pieces by reaching 95 percent Full-Service, ACS 
information would be provided for free on all qualifying pieces. We 
would then review compliance on a quarterly basis and provide 
notification if a mailer would be removed from the program for falling 
below the threshold. Once the 95 percent threshold is met again, free 
ACS information would be provided in the next calendar month.

Mailer Comment

    Please outline the process for establishing and changing 
thresholds. Changes to the thresholds could have a significant 
financial impact on mailers, so it is important to clarify and 
understand this process across all parties.

Postal Service Response

    The Postal Service sets and revises error thresholds through a 
periodic statistical analysis of quality for all mailings. The Postal 
Service has committed to providing at least 90 days of notice prior to 
changing a threshold.

Mailer Comment

    Changes are needed on the actual scorecard that makes it clearer to 
mailers whether they could be at risk for ACS charges. The Postal 
Service should add a yes/no indicator for free ACS eligibility on the 
scorecard.

Postal Service Response

    The Postal Service will evaluate adding this indicator to the 
Mailer Scorecard as a future enhancement.

Mailer Comment

    Please clarify which IMb Basic pieces would qualify for free ACS. 
What is required for uniqueness for the data provisioning? The Postal 
Service has IMb Basic mail as well as Basic non-automation pricing for 
postage. The Postal Service needs to further clarify their reference to 
Basic mail as it is impacted by free ACS.

Postal Service Response

    IMb Basic mailings would be eligible for no-fee ACS along with non-
automation mailpieces. However, the mailpieces must meet all of the 
following requirements:
    [ssquf] Bear a unique IMb printed on the mailpiece;
    [ssquf] Include a Full-Service or OneCode ACS STID in the IMb;
    [ssquf] Include the unique IMb in eDoc;
    [ssquf] Be sent by an eDoc submitter that provides accurate Mail 
Owner identification in eDoc, and;
    [ssquf] Be sent by an eDoc submitter entering more than 95 percent 
of eligible volume as Full-Service.

Mailer Comment

    We propose that the Postal Service should create a STID that 
mailers can use if they are above the threshold, so if they dip below 
the threshold they would not be provided with data and charged.

Postal Service Response

    At this time, the Postal Service will not be introducing a STID for 
mailers who do or do not qualify for no-fee ACS.

Mailer Comment

    The Postal Service needs to clarify how the ACS data would be 
provisioned when single-piece and presort mail is free over the 95 
percent threshold. The process is not clear and could create a 
potential Move Update compliance issue for mailers using ACS through 
Full-Service if the data is not provisioned to them when a mailer is 
below the threshold.

Postal Service Response

    This data would be available through either the Full-Service ACS 
data feed in PostalOne! [supreg] or through Single Source ACS. Full-
Service ACS data through PostalOne! is provisioned to the Mail Owner 
identified in eDoc or the established delegate. SingleSource ACS is 
available for mailers that wish to receive all ACS notices, subject to 
the appropriate fees for notices provided on mail that does not qualify 
for the Full-Service discounts and benefits. SingleSource ACS data is 
provisioned to the Mail Owner identified in the IMb or the established 
delegate.

Mailer Comment

    Please outline the fees associated with COA assessments. Mailers 
need to understand the specific risk or potential business impact.

Postal Service Response

    The Move Update assessment charge under the Address Quality Census 
Measurement and Assessment Process will be communicated in the PRC 
filing.

Mailer Comment

    What is the appeal procedure if a mailer does not agree with a BME 
assessment? How does this change using the Census method?

Postal Service Response

    Mailers may appeal postage assessments by following the dispute

[[Page 11875]]

process that is outlined in the current Guide to Postage Assessment 
available on PostalPro at: http://beta.postalpro.usps.com/node/847.

Mailer Comment

    Mailers utilizing National Change of Address Linkage System 
(NCOALink[reg]) End-User licenses have only 18 months of 
data and not 48 months of data when using NCOA\Link\. Does this put 
End-User licensees at a disadvantage? Confirm the time period for the 
data used in the Address Quality Census Measurement and Assessment 
Process. If it is not 18 months or less, mailers utilizing NCOA\Link\ 
End-User licenses would be at a disadvantage.

Postal Service Response

    Move Update errors are generated only for COAs that are between 95 
days and 18 months. A COA over 18 months old disadvantages End-User 
licensees because it generates a Nixie notice for the sender.

Mailer Comment

    It appears that NCOA\Link\ and ACS are not in sync. What 
reconciliation of files, processes, and addresses would occur between 
NCOA\Link\ and ACS?

Postal Service Response

    The COA data for NCOA\Link\ and ACS are from the same source (the 
moving customer), and they are in sync. If the mailer has a record with 
a name or address that cannot be matched to the addressee's COA 
request, the update may not be provided via NCOA\Link\ but may be 
available through ACS. These scenarios are encompassed within the 
threshold determined for Move Update errors.

Mailer Comment

    The error tolerance applied to mailings should be based on the 
average accuracy observed through census-based verification over an 
extended period of time. Accordingly, the validity of the proposed 0.5 
percent error tolerance should be measured against this standard before 
being implemented, and should be re-evaluated annually.

Postal Service Response

    The Postal Service currently sets and revises error tolerances 
through a periodic statistical analysis of quality for all mailings. 
The Postal Service has committed to providing at least 90 days of 
notice prior to changing a threshold.

Mailer Comment

    The Postal Service should clarify whether the eDoc submitter would 
be provided piece-level data for all COA errors, not just the first 
1,000 records. To the extent the data are driving the fee assessments; 
the data must be reliable, timely, and comprehensive.

Postal Service Response

    Piece-level data for all COA errors is available through the bulk 
data request process. The Postal Service currently provides error 
information on a weekly and monthly basis upon request.

Mailer Comment

    The Postal Service should also clarify how the newly proposed 
Address Quality Census Measurement and Assessment Process would handle 
mailpieces that are processed using the NCOA\Link\ Mail Processing 
Equipment (MPE) enabled Multiline Optical Character Reader (MLOCR). 
Specifically, the Postal Service should clarify that COA matches that 
are not identified by an MPE solution would be excluded from the error 
threshold calculation for the purpose of determining the assessment 
fee.

Postal Service Response

    Piece-level data for all COA errors is available through the bulk 
data request process. The Postal Service currently provides error 
information on a weekly and monthly basis upon request.

Mailer Comment

    The Postal Service should also clarify how it would reconcile 
different results from NCOA\Link\, NCOA\Link\ MPE, and ACS. Currently, 
those systems do not always return the same results; it would be unfair 
to charge mailers and mail service providers for COA records that were 
not identified by a USPS-approved Move Update methodology. The Postal 
Service should also clarify how COAs older than 18 months would be 
treated.

Postal Service Response

    The COA data for NCOA\Link\ and ACS are from the same source (the 
moving customer), and they are in sync. If the mailer has a record with 
a name or address that is unable to match to the addressee's COA 
request, the updated information may not be provided via NCOA\Link\ but 
may be available through ACS. These scenarios are encompassed within 
the threshold determined for Move Update errors.

Mailer Comment

    The Postal Service should clarify what are the database address 
update requirements for NCOA\Link\ MPE with the new census method. 
NCOA\Link\ MPE Mail Owners are currently not required (though they are 
encouraged) to update their addresses in the database. This is because 
each address is run through this Move Update process and updated above 
the clear zone and in the IMb before every mailing. It would be 
impossible for every small mailer that uses a commingling service to 
update their addresses from COA data. It would also cause significant 
operational costs for the MSP to separately profile every Mail Owner 
while processing, because Full-Service standards only require profiling 
for Mail Owners over 5,000 pieces.

Postal Service Response

    At this time, the Postal Service does not plan to change the 
established requirements on database address updates for NCOA\Link\ 
MPE.

Mailer Comment

    In the paragraph labeled Address Change Service and Correction 
Notifications, the Postal Service stated that any address change 
information that does not qualify for free ACS would be provided 
through SingleSource while there is no similar comment in the actual 
DMM language. Will the Postal Service continue to support returning all 
the current methods of address correction since our mutual clients do 
not all subscribe to SingleSource?

Postal Service Response

    This information would be available through either the Full-Service 
ACS data feed in PostalOne! or through SingleSource ACS. Full-Service 
ACS data through PostalOne! is provided to the Mail Owner identified in 
eDoc or the established delegate. SingleSource ACS is available for 
mailers that wish to receive all ACS notices, subject to the 
appropriate fees for notices provided on mail that does not qualify for 
the Full-Service discounts and benefits. SingleSource ACS data is 
provided to the Mail Owner identified in the IMb or the established 
delegate.

Mailer Comment

    Can you clarify how ``or Current Resident'' affects the electronic 
flagging of pieces in the census method? Our expectation is that if a 
mailpiece is addressed to ``John Doe or Current Resident'' with a valid 
physical address, that even if a COA would have been generated for John 
Doe at that address the piece would NOT be flagged as a Move Update 
failure.

Postal Service Response

    When a mailpiece is processed through Postal Automated Redirection 
System (PARS)/Computerized Forward System (CFS) as UAA, it would be 
logged as a Nixie not a COA error. PARS

[[Page 11876]]

normally identifies the ``or Current Resident'' wording in the address 
block and returns it to the carrier with a label stating, ``Mailpiece 
to be delivered as addressed.''

Background (Updated)

    The Postal Service requires mailers to update address-related 
changes through the Move Update requirements process. Currently, Move 
Update compliance is measured at the mailing level using the Mail 
Evaluation Readability and Lookup INstrument (MERLIN[supreg]) as 
follows:
    [ssquf] At the point of acceptance, mailings are randomly selected 
for address quality assessment, and samples of the selected mailings 
are processed through MERLIN.
    [ssquf] PostalOne! sends an electronic version of the mailer's 
Postage Statement Message (PSM) to the MERLIN Maintenance and 
Operations Database (MMOD).
    [ssquf] MMOD routes the PSM to the appropriate site and MERLIN 
machine.
    [ssquf] Postal Service personnel generate a verification report, 
and the report produces a set of results that are routed back to the 
MMOD system.
    [ssquf] MERLIN generates a report that provides the details on mail 
quality.
    [ssquf] MMOD sends an Address Quality Validation System (AQVS) 
message-stream of addresses, names, and ZIP Codes to the NCSC for Move 
Update processing.
    [ssquf] MERLIN captures the address information from the mailpiece 
and electronically sends each record to the NCSC to see if there is a 
COA on file.
    [ssquf] The piece is identified as an error if the mailer did not 
use the updated address indicated in the COA on file, and the COA 
``filing date'' is between 95 days and 18 months of the postage 
statement finalization date.
    [ssquf] MMOD sends mail verification results (whether the mailer 
passed) to the PostalOne! system.
    [ssquf] NCSC processes the AQVS data stream and sends the results 
to PostalOne! which addresses the Move Update failures.
    [ssquf] PostalOne! uses the mail verification and NCSC Move Update 
results to formulate the final charges.
    In 2013, the Postal Service introduced the concept of measuring and 
assessing mail quality for mailings over a calendar month for Full-
Service Intelligent Mail, electronic induction (eInduction), and 
Seamless Acceptance. Since August 2014, Postal Service technology has 
further evolved so that, when mailers use an IMb and submit their 
postage statements and supporting documentation electronically, data 
collection scans from MPE can be used to evaluate the address and move-
related quality of mail being processed. Accordingly, the Postal 
Service is using this technology as an alternative to measure and 
evaluate the quality of mailings.

Future Process (Updated)

    The Postal Service has revised its earlier proposal, and is now 
proposing to replace the existing MERLIN Move Update verification 
process with the Address Quality Census Measurement and Assessment 
Process. In other words, MERLIN Move Update verification would 
terminate upon implementation of the Address Quality Census Measurement 
and Assessment Process. As previously proposed, the new method would 
apply to mailing of letter- and flat-size pieces FCM and USPS Marketing 
Mail that meet the requirements for Basic and Full-Service mailings.
    In addition, the revised proposal of July 6, 2016, has been 
modified to reflect the fact that qualifying mailings would still be 
required to document Move Update compliance methods on a postage 
statement, mail.dat, or mail.xml once the Address Quality Census 
Measurement and Assessment Process is in place. Documents demonstrating 
the method used should be available upon request by the Postal Service, 
and mailers would continue to use a Move Update method in order to 
remain below the Address Quality Census Measurement and Assessment 
Process error threshold, expedite the delivery of mail by avoiding mail 
forwarding, and increase the security and privacy of sensitive customer 
information.
    The proposal has not changed with regard to Periodicals; mailers 
who enter Periodicals would be provided with address quality data, but 
the Move Update mailers of Periodicals would not be verified under the 
Address Quality Census Measurement and Assessment Process, because the 
Move Update Standard in DMM 602.5 does not extend to Periodicals.
    The Address Quality Census Measurement and Assessment Process is a 
much more robust method to verify address quality, and would generate 
several benefits, including enhanced mailing visibility and improved 
mail quality metrics on all mailings entered within a calendar month, 
rather than sampled mailings. The Postal Service has not changed the 
overall method for measuring all applicable mailings within a calendar 
month under the Address Quality Census Measurement and Assessment 
Process, which would be accomplished according to the following 
process:
    [ssquf] Mailpieces would be scanned on MPE.
    [ssquf] Address information captured from mailpieces identified as 
UAA would be evaluated to determine if COA information is on file.
    [ssquf] The address information for mailpieces matching an active 
COA would be sent electronically to NCSC.
    [ssquf] NCSC would forward COA information to the Address Quality 
Census Measurement and Assessment Process for evaluation.
    [ssquf] Move Update validations would be performed by comparing the 
MID + Serial Number of the IMb from the COA-related mailpiece data. If 
the COA is between 95 days and 18 months old, and the address has not 
been updated, then a COA error for the associated IMb would be logged 
and allocated under the CRID of the eDoc submitter.
    [ssquf] All qualifying mailpieces entered by an eDoc submitter in a 
calendar month would be subject to the proposed error threshold for the 
Address Quality Census Measurement and Assessment Process. The proposed 
error threshold is 0.5 percent, and is subject to review at the PRC.
    [ssquf] The Postal Service would assess the relevant eDoc submitter 
CRID the Move Update Assessment Charge for each mailpiece with a COA 
error beyond the threshold.
    [ssquf] The data would be collected and reported on the Mailer 
Scorecard under the eDoc submitter CRID.

Move Update Assessment Charge (Updated)

    Because the new method of verification would replace the MERLIN 
method, the charge would still be termed the Move Update assessment 
charge, and not renamed the address quality assessment fee. When the 
ratio of qualifying mailpieces with COA errors to total qualifying 
mailpieces submitted in the calendar month by the eDoc submitter 
exceeds the Address Quality Census Measurement and Assessment Process 
error threshold, the Move Update assessment charge would apply to the 
mailpieces with COA errors above the threshold. The Move Update 
assessment charge will be communicated to the public upon filing with 
the PRC.

Mailer Scorecard (Updated)

    The Mailer Scorecard is currently available to mailers, and this 
report provides data that allow mailers to gauge address quality on 
their mailpieces. Mailers would be charged only for mailpieces above 
the errors threshold after the PRC review is

[[Page 11877]]

completed and the Postal Service implements the final rule.

Criteria (Updated)

    The Postal Service has retained the proposed criteria to qualify 
for verification under the Address Quality Census Measurement and 
Assessment Process. Mailers would be verified under the process when 
they:
    [ssquf] Submit any mailpieces during a calendar month as Full-
Service;
    [ssquf] Use a unique Basic or Full-Service IMb on mailings of 
letter- and flat-size pieces for FCM and USPS Marketing Mail, and;
    [ssquf] Use eDoc to submit mailing information.

Specifications (Updated)

    The Postal Service has retained the proposed specifications for 
assessing address quality. Once the Postal Service implements the 
proposed process, address quality would be measured as follows:
    [ssquf] Analysis would be performed on all pieces in the mailing, 
rather than on a sample.
    [ssquf] The assessment would be determined by the number of COA 
errors, in a calendar month, divided by the total number of pieces 
mailed that were subject to analysis. The resulting percentage would be 
compared to the established Address Quality Census Measurement and 
Assessment Process error threshold.
    [ssquf] There are a number of exclusions to the measurement and 
assessment process. Generally, mailpieces with addresses that have the 
following COA characteristics would not be included in the assessment: 
Temporary moves, MLNA, BCNO, and COA data for foreign addresses.
    [ssquf] Mailpieces authorized for the Legal Restraint alternate 
Move Update method (See Guide to Move Update) would be excluded at the 
CRID level of the Mail Owner, during a short transition period. After 
the transition period, an established MID would be identified for use 
on mailpieces that fall under the Legal Restraint method.

Mailpiece Results (Updated)

    Once qualifying mailings were processed on MPE, the data from 
mailpieces would be reconciled with eDoc. These results would be 
available on the BCG and displayed on the Electronic Verification tab 
of the Mailer Scorecard, which would be easily accessible at https://gateway.usps.com/eAdmin/view/signin. Mailers would be able to review 
the Mailer Scorecard and corresponding detailed reports to identify any 
anomalies or issues.
    To resolve Mailer Scorecard irregularities, mailers should contact 
the PostalOne! Help Desk at 800-522-9085 or their local Business Mail 
Entry Unit (BMEU).

Address Change Service and Correction Notifications (Updated)

    As announced in the proposed rule of July 6, 2016, to encourage the 
further adoption of Full-Service, the Postal Service is proposing to 
extend free Full-Service ACS to qualifying Basic automation and non-
automation mailpieces for mailers who enter at least 95 percent of 
their mail as Full-Service in a calendar month. The Basic mailpieces 
must be prepared as follows:
    [ssquf] Bear a unique IMb printed on the mailpiece;
    [ssquf] Include a Full-Service ACS or OneCode ACS[supreg] STID in 
the IMb;
    [ssquf] Include the unique IMb in eDoc, and;
    [ssquf] Be sent by an eDoc submitter providing accurate Mail Owner 
identification in eDoc.

As clarification, if mailers meet the 95 percent threshold during a 
calendar month, they would be enrolled to receive free Full-Service ACS 
for all Basic automation and non-automation mailpieces in the following 
month. The Postal Service would monitor Full-Service compliance for 
these mailers on a quarterly basis. If an enrolled mailer's average 
Full-Service volume dropped below the 95 percent threshold for a given 
quarter, that mailer would receive notification of its removal from 
receiving free ACS in the next billing cycle. If the 95 percent 
threshold were met in a subsequent month, the removed mailer would be 
re-enrolled to receive free Full-Service ACS for Basic automation and 
non-automation mailpieces for the next billing cycle.
    Address change information would be provided through Full-Service 
ACS feedback to the Mail Owner identified in eDoc or its delegee. ACS 
information would continue to be distributed through SingleSource to 
the Mail Owner identified in the IMb or its delegee.
    The revised proposal has not changed with regard to Periodicals; 
mailers who enter mailings of Full-Service Periodicals would no longer 
be required to receive and pay for manual address corrections when a 
Full-Service ACS STID is used. However, these mailers might elect to 
receive and pay for manual address correction notifications by 
including the appropriate STID within the IMb.

List of Subjects in 39 CFR Part 111

    Administrative practice and procedure, Postal Service.
    Although exempt from the notice and comment requirements of the 
Administrative Procedure Act (5 U.S.C. 553(b), (c)) regarding proposed 
rulemaking by 39 U.S.C. 410(a), the Postal Service invites public 
comments on the following proposed revisions to Mailing Standards of 
the United States Postal Service, Domestic Mail Manual (DMM), 
incorporated by reference in the Code of Federal Regulations. See 39 
CFR 111.1.
    Accordingly, 39 CFR part 111 is proposed to be amended as follows:

PART 111--[AMENDED]

0
1. The authority citation for 39 CFR part 111 continues to read as 
follows:

    Authority:  5 U.S.C. 552(a); 13 U.S.C. 301-307; 18 U.S.C. 1692-
1737; 39 U.S.C. 101, 401, 403, 404, 414, 416, 3001-3011, 3201-3219, 
3403-3406, 3621, 3622, 3626, 3632, 3633, and 5001.

0
2. Revise the following sections of Mailing Standards of the United 
States Postal Service, Domestic Mail Manual (DMM) as follows:

Mailing Standards of the United States Postal Service, Domestic Mail 
Manual (DMM)

* * * * *

507 Mailer Services

1.0 Treatment of Mail

* * * * *

1.5 Treatment for Ancillary Services by Class of Mail

* * * * *

1.5.2 Periodicals

* * * * *
    [Revise 507.1.5.2c by changing the last word of the sentence to 
``received'' as follows:]
    c. Address correction service is mandatory for all Periodicals 
publications, and the address correction service fee must be paid for 
each notice received.
* * * * *

4.0 Address Correction Services

* * * * *

4.2 Address Change Service (ACS)

* * * * *

4.2.2 Service Options

    [Revise 507.4.2.2 by modifying the introductory sentence and adding 
a new item ``d'' as follows:]
    ACS offers four levels of service, as follows:
* * * * *
    d. A Full-Service option available to mailings of First-Class Mail 
automation

[[Page 11878]]

cards, letters, and flats; USPS Marketing Mail automation letters and 
flats; USPS Marketing Mail Carrier Route, High Density, and Saturation 
letters; Periodicals Outside County barcoded or Carrier Route letters 
and flats; Periodicals In-County automation or Carrier Route letters 
and flats; and Bound Printed Matter Presorted, non-DDU barcoded flats. 
Mailers who present at least 95 percent of their eligible First-Class 
Mail and USPS Marketing Mail volume as Full-Service in a calendar month 
would receive electronic address correction notices for their 
qualifying Basic automation and non-automation First-Class Mail and 
USPS Marketing Mail pieces, at the address correction fee for pieces 
eligible for the Full-Service Intelligent Mail option as described in 
DMM 705.23.0 for future billing cycles. The Basic First-Class Mail and 
USPS Marketing Mail mailpieces must:
    1. Bear a unique IMb printed on the mailpiece;
    2. Include a Full-Service or OneCode ACS STID in the IMb;
    3. Include the unique IMb in eDoc;
    4. Be sent by an eDoc submitter providing accurate Mail Owner 
identification in eDoc, and;
    5. Be sent by an eDoc submitter maintaining 95 percent Full-Service 
compliance to remain eligible for this service and undergo periodic 
Postal Service re-evaluation.
* * * * *

4.2.8 Address Correction Service Fee

    [Revise 507.4.2.8 by deleting the old language and replacing with 
new language as follows:]
    ACS fees would be assessed as follows:
    a. The applicable fee for address correction is charged for each 
separate notification of address correction or the reason for 
nondelivery provided, unless an exception applies.
    b. Once the ACS fee charges have been invoiced, any unpaid fees for 
the prior invoice cycle (month) would be assessed an annual 
administrative fee of 10 percent for the overdue amount.
    c. Mailers who present at least 95 percent of their eligible First-
Class Mail and USPS Marketing Mail volume as Full-Service in a calendar 
month would receive electronic address correction notices for their 
qualifying Basic automation and non-automation First-Class Mail and 
USPS Marketing Mail mailpieces, as specified in 4.2.2. The electronic 
address correction notices are charged at the applicable Full-Service 
address correction fee for all future billing cycles.
* * * * *

600 Basic Mailing Standards for All Mailing Services

* * * * *

602 Addressing

* * * * *

5.0 Move Update Standards

* * * * *
    [Revise 602.5.3 by deleting former contents and replacing with new 
title and contents as follows:]

5.3 Move Update Verification

    Mailers who submit any Full-Service volume in a calendar month will 
be verified pursuant to the Address Quality Census Measurement and 
Assessment Process beginning in the next calendar month. First-Class 
Mail and USPS Marketing Mail letter and flat-size mailpieces with 
addresses that have not been updated in accordance with the Move Update 
Standard will be subject to the Move Update assessment charge, if 
submitted via eDoc with unique Basic or Full-Service IMbs. Supporting 
details are described in Publication 6850, Publication for Streamlined 
Mail Acceptance for Letters and Flats, available at 
www.postalpro.usps.com.
    [Revise 602.5.4 as follows:]

5.4 Mailer Certification

    The mailer's signature on the postage statement or electronic 
confirmation during eDoc submission certifies that the Move Update 
standard has been met for the address records including each address in 
the corresponding mailing presented to the USPS.
* * * * *

700 Special Standards

* * * * *

705 Advanced Preparation and Special Postage Payment Systems

* * * * *

23.0 Full-Service Automation Option

* * * * *

23.5 Additional Standards

* * * * *

23.5.2 Address Correction Notices

* * * * *
    [Revise 705.23.5.2a as follows:]
    a. Address correction notices would be provided at the applicable 
Full-Service address correction fee for letters and flats eligible for 
the Full-Service option, except for USPS Marketing Mail ECR flats, BPM 
flats dropshipped to DDUs, or BPM carrier route flats. Mailers who 
present at least 95 percent of their eligible First-Class Mail and USPS 
Marketing Mail volume as Full-Service in a calendar month would receive 
electronic address correction notices for their qualifying Basic 
automation and non-automation First-Class Mail and USPS Marketing 
mailpieces charged at the applicable Full-Service address correction 
fee for future billing cycles. The Basic automation and non-automation 
First-Class Mail and USPS Marketing Mail mailpieces must:
    1. Bear a unique IMb printed on the mailpiece.
    2. Include a Full-Service or OneCode ACS STID in the IMb.
    3. Include the unique IMb in eDoc.
    4. Be sent by an eDoc submitter providing accurate Mail Owner 
identification in eDoc.
    5. Be sent by an eDoc submitter maintaining 95 percent Full-Service 
compliance to remain eligible for this service and undergo periodic 
USPS re-evaluation.
* * * * *
    We will publish an appropriate amendment to 39 CFR part 111 to 
reflect these changes, if our proposal is adopted.

Stanley F. Mires,
Attorney, Federal Compliance.
[FR Doc. 2017-03723 Filed 2-24-17; 8:45 am]
 BILLING CODE 7710-12-P



                                                                          Federal Register / Vol. 82, No. 37 / Monday, February 27, 2017 / Proposed Rules                                                 11871

                                                    systems issued by both the Department                   would allow the Department to issue a                 and the Code of Federal Regulations is
                                                    and the Department of Health and                        one-time FY 2017 continuation award of                available via the Federal Digital System
                                                    Human Services (HHS). The Department                    $6,500,000 to the Center originally                   at: www.gpo.gov/fdsys. At this site you
                                                    recently highlighted the emerging work                  funded in FY 2012.                                    can view this document, as well as all
                                                    of States in The Integration of Early                     Any activities carried out during the               other documents of this Department
                                                    Childhood Data: State Profiles and                      year of this continuation award would                 published in the Federal Register, in
                                                    Report from the U.S. Departments of                     have to be consistent with, or a logical              text or Portable Document Format
                                                    Health and Human Services and                           extension of, the scope, goals, and                   (PDF). To use PDF you must have
                                                    Education.1 In addition, the Department                 objectives of the grantee’s application as            Adobe Acrobat Reader, which is
                                                    provided guidance on privacy                            approved in the 2012 competition. The                 available free at the site.
                                                    requirements under parts C and B of the                 requirements for continuation awards                     You may also access documents of the
                                                    IDEA and the Family Educational Rights                  are set forth in the 2012 NIA and in 34               Department published in the Federal
                                                    and Privacy Act in Understanding the                    CFR 75.253.                                           Register by using the article search
                                                    Confidentiality Requirements                                                                                  feature at: www.federalregister.gov.
                                                    Applicable to IDEA Early Childhood                      Regulatory Flexibility Act Certification
                                                                                                                                                                  Specifically, through the advanced
                                                    Programs Frequently Asked Questions,2                     The Secretary certifies that the                    search feature at this site, you can limit
                                                    and the Center provided TA to States on                 proposed waiver and extension of the                  your search to documents published by
                                                    this guidance through a webinar and                     project period would not have a                       the Department.
                                                    other resources. Finally, HHS issued                    significant economic impact on a
                                                                                                                                                                    Dated: February 22, 2017.
                                                    new data-related regulations through its                substantial number of small entities.
                                                                                                            The only entities that would be affected              Ruth E. Ryder,
                                                    2016 Head Start Performance Standards
                                                    (45 CFR 1303 Subpart C) and the Child                   by the proposed waiver and extension of               Delegated the duties of the Assistant Secretary
                                                    Care Development Fund (45 CFR part                      the project period are the current                    for Special Education and Rehabilitative
                                                                                                                                                                  Services.
                                                    98), and these regulations support the                  grantee and any other potential
                                                                                                            applicants.                                           [FR Doc. 2017–03810 Filed 2–24–17; 8:45 am]
                                                    existing efforts of many States to
                                                    develop or enhance early childhood                        The Secretary certifies that the                    BILLING CODE 4000–01–P

                                                    data systems.                                           proposed waiver and extension would
                                                       Second, running a competition for a                  not have a significant economic impact
                                                    new Center for early childhood data                     on these entities because the extension               POSTAL SERVICE
                                                    would not be timely this year because                   of an existing project period imposes
                                                    the Center currently coordinates                        minimal compliance costs, and the                     39 CFR Part 111
                                                    extensively with the work of the                        activities required to support the
                                                    Technical Assistance on State Data                      additional year of funding would not                  Address Quality Census Measurement
                                                    Collection Program to more efficiently                  impose additional regulatory burdens or               and Assessment Process
                                                    and effectively meet the vertical data                  require unnecessary Federal                           AGENCY:  Postal ServiceTM.
                                                    coordination needs of States for serving                supervision.                                          ACTION: Proposed rule; revision;
                                                    children with disabilities from birth
                                                                                                            Paperwork Reduction Act of 1995                       additional comment period.
                                                    through age 21. An extension of the
                                                    current grantee’s project would align the                 This notice of proposed waiver and                  SUMMARY:    The Postal Service is revising
                                                    end of the current Center’s project                     extension of the project period does not              its pending proposal to amend Mailing
                                                    period with the expiration of the project               contain any information collection                    Standards of the United States Postal
                                                    period for the technical assistance data                requirements.                                         Service, Domestic Mail Manual
                                                    center that assists States with data for                                                                      (DMM®), to introduce a newly proposed
                                                                                                            Intergovernmental Review
                                                    school-aged children, namely the                                                                              measurement and assessment procedure
                                                    National Technical Assistance Center to                    This program is subject to Executive
                                                                                                                                                                  for evaluating address quality for
                                                    Improve State Capacity to Accurately                    Order 12372 and the regulations in 34
                                                                                                                                                                  mailers who enter eligible letter- and
                                                    Collect and Report IDEA Data (CFDA                      CFR part 79. One of the objectives of the
                                                                                                                                                                  flat-size pieces of First-Class Mail®
                                                    number 84.373Y), and allow the                          Executive order is to foster an
                                                                                                                                                                  (FCM) and USPS Marketing MailTM
                                                    Department to better coordinate overall                 intergovernmental partnership and a
                                                                                                                                                                  (formerly Standard Mail®) that meet the
                                                    its Technical Assistance on State Data                  strengthened federalism. The Executive
                                                                                                                                                                  requirements for Basic or Full-Service
                                                    Collection Program and ensure                           order relies on processes developed by
                                                                                                                                                                  mailings. In addition, the Postal Service
                                                    continued vertical data coordination for                State and local governments for
                                                                                                                                                                  is proposing to extend free Address
                                                    another year.                                           coordination and review of proposed
                                                                                                                                                                  Change Service (ACSTM) to mailers who
                                                       For these reasons, the Secretary                     Federal financial assistance. This
                                                                                                                                                                  enter qualifying mailpieces.
                                                    proposes to waive the requirements in                   document provides early notification of
                                                    34 CFR 75.250, which prohibit project                   our specific plans and actions for this               DATES: Submit comments on or before
                                                    periods exceeding five years, as well as                program.                                              March 29, 2017.
                                                    the requirements in 34 CFR 75.261(a)                       Accessible Format: Individuals with                ADDRESSES: Mail or deliver written
                                                    and (c)(2), which allow the extension of                disabilities can obtain this document in              comments to the manager, Product
                                                    a project period only if the extension                  an accessible format (e.g., braille, large            Classification, U.S. Postal Service, 475
                                                    does not involve the obligation of                      print, audiotape, or compact disc) on                 L’Enfant Plaza SW., Room 4446,
jstallworth on DSK7TPTVN1PROD with PROPOSALS




                                                    additional Federal funds. The waiver                    request to the contact person listed                  Washington, DC 20260–5015. If sending
                                                                                                            under FOR FURTHER INFORMATION                         comments by email, include the name
                                                      1 Document available online at: http://               CONTACT.                                              and address of the commenter and send
                                                    www2.ed.gov/about/inits/ed/earlylearning/files/            Electronic Access to This Document:                to ProductClassification@usps.gov, with
                                                    integration-of-early-childhood-data.pdf.                The official version of this document is              a subject line of ‘‘Address Quality
                                                      2 Document available online at: http://

                                                    www2.ed.gov/policy/speced/guid/idea/
                                                                                                            the document published in the Federal                 Census Measurement and Assessment
                                                    memosdcltrs/idea-confidentiality-requirements-          Register. Free Internet access to the                 Process.’’ Faxed comments are not
                                                    faq.pdf.                                                official edition of the Federal Register              accepted.


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                                                    11872                 Federal Register / Vol. 82, No. 37 / Monday, February 27, 2017 / Proposed Rules

                                                      You may inspect and photocopy all                     that conveys information on address                   Preparer but can also be the Mail
                                                    written comments, by appointment                        hygiene as well as Move Update quality.               Owner. All results of the Address
                                                    only, at the USPS® Headquarters                         The scorecard provides mailers with                   Quality Measurement would be
                                                    Library, 475 L’Enfant Plaza SW., 11th                   results of change-of-address (COA)                    displayed on the scorecards for the eDoc
                                                    Floor North, Washington, DC 20260.                      verifications along with details about                Submitter and Mail Owner; however,
                                                    These records are available for review                  mailpieces that are UAA.                              any additional postage assessments
                                                    on Monday through Friday, 9 a.m.–4                        As announced in the proposed rule of                would be presented to the eDoc
                                                    p.m., by calling 202–268–2906.                          July 6, 2016, to encourage the further                submitter.
                                                    FOR FURTHER INFORMATION CONTACT:                        adoption of Full-Service and to increase                 D Legal Restraint: Mailers of FCM
                                                    Heather Dyer, USPS Mail Entry, Phone:                   the number of mailers that receive                    pieces who assert that they are restricted
                                                    (207) 482–7217, Email: heather.l.dyer@                  address quality information, the Postal               by law from incorporating Postal
                                                    usps.gov.                                               Service is proposing to extend free ACS               Service COA information onto their
                                                                                                            to mailers who enter qualifying Basic                 mailpieces without permission from
                                                    SUPPLEMENTARY INFORMATION: On                           automation and non-automation                         addressees could request Postal Service
                                                    December 23, 2014, the Postal Service                   mailpieces; mailpieces that meet the                  approval to meet their Move Update
                                                    published a notice of proposed                          criteria of the Address Quality Census                standard using the Legal Restraint
                                                    rulemaking (79 FR 76930–76931) to add                   Measurement and Assessment Process;                   method. Such mailers must be able to
                                                    a process for measuring address quality.                and mailers who meet a Full-Service                   clearly demonstrate how the use of a
                                                    In response to that proposed rule, the                  threshold of 95 percent along with other              primary Move Update method would
                                                    mailing industry provided many                          requirements that are outlined later in               violate the law. For details, consult
                                                    valuable comments, which prompted                       this document. Although the basic                     Guide to Move Update at: http://
                                                    the Postal Service to issue a revised                   requirements for mailers to receive free              beta.postalpro.usps.com/node/1116.
                                                    proposed rule on July 6, 2016 (81 FR                    ACS have not changed, as discussed                    Pieces that meet the requirements for
                                                    43965–43971). In response to the                        below under the updated subheadings                   the Legal Restraint method would be
                                                    revised proposed rule, the Postal                       Address Change Service and Correction                 excluded from the Mailer Scorecard and
                                                    Service again received valuable                         Notifications and Summary of Industry                 the Address Quality Census
                                                    feedback from the mailing industry. The                 Comments and Postal Service                           Measurement and Assessment Process,
                                                    Postal Service has elected to issue a                   Responses, the Postal Service has made                as long as the mailpieces use the
                                                    second revised proposed rule in order to                minor revisions to the free ACS                       appropriate CRID or Mailer IDentifier
                                                    further clarify our proposal, more                      proposal.                                             (MID).
                                                    thoroughly respond to mailer                              The Postal Service has not changed                     D Mailer: The term mailer within this
                                                    comments, and clearly outline the ways                  the proposal as it pertains to                        document encompasses Mail Owners,
                                                    in which the proposal has changed                       Periodicals. Because some mailers who                 Mail Preparers, and Mail Service
                                                    since the revised notice of proposed                    enter Periodicals today could                         Providers (MSPs).
                                                    rulemaking was published on July 6,                     potentially be charged for manual                        D Mailer Scorecard: This is an
                                                    2016.                                                   address correction notices on mailpieces              electronic report that contains mail
                                                       Implementation of this proposed                      using a Full-Service ACS Service Type                 quality measurements and assessments
                                                    rulemaking will require action by Postal                IDentifier (STID), the Postal Service is              on mailings over a calendar month for
                                                    Service management and the Postal                       proposing that mailers who enter Full-                Move Update, Full-Service Intelligent
                                                    Regulatory Commission (PRC). In an                      Service Periodicals mailings using a                  Mail, eInduction®, and Seamless
                                                    effort to facilitate compliance with the                Full-Service ACS STID would not be                    Acceptance. The Scorecard is accessible
                                                    requirements set forth in the DMM, the                  required to pay for or receive manual                 through the Business Customer Gateway
                                                    full details of the Address Quality                     address correction notices, unless they               (BCG) and provides views for both Mail
                                                    Census Measurement and Assessment                       are requested by the mailer. Although                 Owners and MSPs.
                                                    Process, including step-by-step                         mailers who enter Periodicals would be                   D Non-qualifying Mailings: The non-
                                                    instructions and explanatory charts,                    provided with address quality data,                   qualifying mailpieces listed below will
                                                    would be set forth in Publication 6850,                 these mailpieces would not be subject to              be excluded from the Address Quality
                                                    Publication for Streamlined Mail                        the Address Quality Census                            Census Measurement and Assessment
                                                    Acceptance for Letters and Flats, and                   Measurement and Assessment Process.                   Process and the Mailer Scorecard:
                                                    made available at https://                                The following updated subheadings                      • Mailpieces that are undeliverable
                                                    postalpro.usps.com/node/581.                            build upon the information furnished in               due to an address change that is
                                                       The Postal Service continues to look                 the preamble to the proposed rule of                  Temporary, Foreign, Moved Left No
                                                    for opportunities to work with mailers                  July 6, 2016, and are intended to                     Address (MLNA), and Box Closed No
                                                    to improve address quality and reduce                   provide a current snapshot of the                     Order (BCNO).
                                                    undeliverable-as-addressed (UAA) mail.                  evolving Address Quality Census                          • Mailpieces that are priced as single-
                                                    We have developed a newly proposed                      Measurement and Assessment proposal.                  piece.
                                                    procedure, the Address Quality Census                                                                            • Mailpieces that qualify for the Legal
                                                    Measurement and Assessment Process,                     Terms (Updated)                                       Restraint method.
                                                    to measure address quality pertaining to                  For purposes of clarification, the                     • Mailpieces without the
                                                    move-related changes. This proposed                     Postal Service provides the following                 documentation submitted electronically.
                                                    process would allow the Postal Service                  definitions of several terms used in this                D Qualifying Mailings: An eDoc
jstallworth on DSK7TPTVN1PROD with PROPOSALS




                                                    to provide valuable feedback to mailers                 document:                                             submitter is eligible for the Address
                                                    who enter eligible letter- and flat-size                  D eDoc Submitter: The electronic                    Quality Census Measurement and
                                                    pieces of FCM and USPS Marketing                        documentation (eDoc) Submitter is                     Assessment Process when at least one of
                                                    Mail that meet the requirements for                     determined using the Customer                         its mailings qualifies for Full-Service in
                                                    Basic or Full-Service mailings.                         Registration IDentifier (CRID) number                 a calendar month. Thereafter, when
                                                       The Address Quality Census                           that is used to upload the eDoc to the                mailers enter eligible mailings of letter-
                                                    Measurement and Assessment Process                      Postal Service for processing. The eDoc               and flat-size pieces of FCM and USPS
                                                    would utilize a scorecard for mailers                   submitter most often is the Mail                      Marketing Mail that meet the


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                                                                          Federal Register / Vol. 82, No. 37 / Monday, February 27, 2017 / Proposed Rules                                          11873

                                                    requirements for Basic or Full-Service                  would continue to receive their ACS                   before and during the 10-day mailer
                                                    mailings in a subsequent calendar                       notices at no charge.                                 review period.
                                                    month, the Address Quality Census
                                                                                                            Mailer Comment                                        Mailer Comment
                                                    Measurement and Assessment Process
                                                    will be used, if the postage statement                    It was mentioned that mailers who                     The proposed rule indicated that the
                                                    and supporting documentation are                        enter mailings of Full-Service                        error threshold under consideration is
                                                    submitted electronically and a unique                   Periodicals using a Full-Service ACS                  0.5 percent; however, the assessment
                                                    Intelligent Mail barcode (IMb®) is                      STID would not be required to receive                 amount for each non-compliant
                                                    included in the eDoc.                                   or pay for manual address correction                  mailpiece beyond the threshold was not
                                                                                                            notices unless they are requested. Please             identified. It was indicated that ‘‘The
                                                    Summary of Industry Comments and                                                                              Address Quality Assessment Fee is
                                                                                                            provide clarification. We don’t want to
                                                    Postal Service Responses (Updated)                                                                            currently pending management and
                                                                                                            pay for something that we did not
                                                       The Postal Service appreciates all of                request; however, we still need to                    regulatory approval.’’ When will the
                                                    the comments that were provided by the                  receive the notice if it is not being sent            assessment details be communicated?
                                                    mailing industry in response to the                     to us electronically. If we don’t receive             Postal Service Response
                                                    original proposed rule of December 23,                  the manual notice about a correction,
                                                    2014, and the revised proposal of July                  then the next issue of the publication                  The assessment charge will be
                                                    6, 2016. This valuable feedback was                     would still go to the incorrect address.              communicated in the filing at the Postal
                                                    used to establish this further revised                  Should this be worded as ‘‘. . . will not             Regulatory Commission (PRC).
                                                    proposal. These comments and replies                    be required to pay for manual address                 Mailer Comment
                                                    can serve as frequently asked questions                 corrections unless they are requested.’’?
                                                                                                                                                                    There is some concern regarding the
                                                    (FAQs) to help clarify the Address
                                                                                                            Postal Service Response                               timing of the reconciliations and
                                                    Quality Census Measurement and
                                                                                                                                                                  incoming address corrections. Since the
                                                    Assessment Process. The mailers’                          Only mailpieces for which mailers
                                                                                                                                                                  reconciliation does not occur until the
                                                    comments and corresponding Postal                       request and receive manual ACS notices
                                                                                                                                                                  10th of the month for the previous
                                                    Service responses are outlined as                       would be charged the applicable fee.
                                                                                                                                                                  month’s activity, a mailer would be
                                                    follows:
                                                                                                            Mailer Comment                                        unable to determine whether an
                                                    Mailer Comment                                                                                                assessment would apply, if the errors
                                                                                                               The Postal Service is proposing to
                                                                                                                                                                  occurred relatively close to the
                                                      In the proposed rule, the Postal                      charge the eDoc submitter, if they
                                                                                                                                                                  threshold. In addition, after the
                                                    Service mentioned multiple times that                   exceed the address quality error
                                                                                                                                                                  notification is sent on the 10th of the
                                                    Periodicals would not be part of the                    threshold. However, we feel that the
                                                                                                                                                                  month, the eDoc submitter has only 10
                                                    Move Update requirement. This makes                     Mail Owner should incur the charge
                                                                                                                                                                  days to research and dispute an
                                                    sense since Periodicals already have a                  since the eDoc submitter is rarely
                                                                                                                                                                  assessment. The amount of research
                                                    requirement to receive address                          responsible for maintaining address
                                                                                                                                                                  required to validate an error can be
                                                    corrections. However, Periodicals                       quality. Additionally, since the purpose
                                                                                                                                                                  extensive, and this narrow window of
                                                    appear to be removed from getting free                  is to reduce UAA mail, the process of
                                                                                                                                                                  opportunity may not be sufficient.
                                                    ACS for the small portion of their                      rolling all Move Update errors in an
                                                    mailing that may be Basic. Would the                    entire month may not identify those                   Postal Service Response
                                                    small portion of Periodicals mailing                    Mail Owners who are challenged with                     At this time, the Postal Service does
                                                    entered as Basic, which meet all of the                 maintaining quality address files.                    not propose changing the review period
                                                    other requirements, receive free ACS as                                                                       of 10 business days. Mail quality and
                                                                                                            Postal Service Response
                                                    the other classes of mail mentioned?                                                                          estimated assessment data are available
                                                    Postal Service Response                                   As is the case with the current                     throughout the month, which allows
                                                                                                            verification processes, the Postal Service            eDoc submitters and Mail Owners to
                                                      No; the portions of Periodicals                       proposes to charge the eDoc submitter                 review assessments before and during
                                                    mailings entered under Basic instead of                 for all verification failures. Data                   the 10-day mailer review period.
                                                    the Full-Service would not be eligible                  showing the source of errors by the Mail
                                                    for ACS without an associated fee.                      Owner would be available.                             Mailer Comment
                                                    Mailer Comment                                          Mailer Comment                                          Mailers need clarification on the role
                                                                                                                                                                  and engagement of the United States
                                                      For the last few years, many                            We disagree with the proposed                       Postal Inspection Service (USPIS) with
                                                    Periodicals mailers have been going                     process that would allow the eDoc                     regard to use of the Mailer Scorecard.
                                                    through an ACS reconciliation process.                  submitter to charge assessments to any                Please outline the process that details
                                                    This was implemented and                                permit during that month without the                  how the USPIS can no longer assess
                                                    administered by the National Customer                   owner of the permit having the ability                mailers for non-compliance without first
                                                    Support Center (NCSC) to prevent                        to dispute the charges.                               validating the scorecard/performance
                                                    Periodicals mailers from being charged                                                                        results and working with the Postal
                                                                                                            Postal Service Response
                                                    for traditional ACS that should have                                                                          Service prior to discussing compliance
                                                    been scanned as Full-Service at no                        At this time, the eDoc submitter has                with the mailer. Mailers should not be
jstallworth on DSK7TPTVN1PROD with PROPOSALS




                                                    charge. Would this process remain in                    the option to request review of an                    put at risk of double jeopardy between
                                                    place with the new proposal?                            assessment. Upon payment of an                        the Postal Service and USPIS. This is a
                                                                                                            assessment the Mail Owner whose                       critical concern that needs to be
                                                    Postal Service Response
                                                                                                            permit is used receives email                         addressed.
                                                      The Reconciliation process would be                   notification of the transaction. Mail
                                                    discontinued with implementation of                     quality data are available throughout the             Postal Service Response
                                                    the proposed process. Those Periodicals                 month, allowing eDoc submitters and                     All mailings using postage rates that
                                                    mailers using a Full-Service ACS STID                   Mail Owners to discuss assessments                    require compliance with the Move


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                                                    11874                 Federal Register / Vol. 82, No. 37 / Monday, February 27, 2017 / Proposed Rules

                                                    Update standard, regardless of whether                  Postal Service Response                                 D Be sent by an eDoc submitter that
                                                    they qualify for verification under the                                                                       provides accurate Mail Owner
                                                                                                               We have re-evaluated this process and
                                                    Address Quality Census Measurement                                                                            identification in eDoc, and;
                                                                                                            revised the proposal accordingly. Once
                                                    and Assessment Process, may be subject                                                                          D Be sent by an eDoc submitter
                                                                                                            a mailer qualifies for free ACS for basic             entering more than 95 percent of eligible
                                                    to a separate assessment in the event                   automation and nonautomation pieces
                                                    that they do not comply with the Move                                                                         volume as Full-Service.
                                                                                                            by reaching 95 percent Full-Service,
                                                    Update standard pursuant to DMM                         ACS information would be provided for                 Mailer Comment
                                                    602.5. A mailer has not complied with                   free on all qualifying pieces. We would                  We propose that the Postal Service
                                                    the Move Update standard if a USPS-                     then review compliance on a quarterly                 should create a STID that mailers can
                                                    approved Move Update method (DMM                        basis and provide notification if a mailer            use if they are above the threshold, so
                                                    602.5.2) was not used to update the                     would be removed from the program for                 if they dip below the threshold they
                                                    mailer’s address list with correct                      falling below the threshold. Once the 95              would not be provided with data and
                                                    addresses (unless the mail bears an                     percent threshold is met again, free ACS              charged.
                                                    alternative address format under DMM                    information would be provided in the
                                                    602.3). In those circumstances, the                     next calendar month.                                  Postal Service Response
                                                    mailer did not qualify for the presort or                                                                       At this time, the Postal Service will
                                                                                                            Mailer Comment
                                                    automation price claimed on the postage                                                                       not be introducing a STID for mailers
                                                    statement or electronic documentation.                    Please outline the process for                      who do or do not qualify for no-fee ACS.
                                                    The separate assessment could be                        establishing and changing thresholds.
                                                                                                                                                                  Mailer Comment
                                                    applied to every mailpiece in a mailing                 Changes to the thresholds could have a
                                                    for which the mailer did not comply                     significant financial impact on mailers,                 The Postal Service needs to clarify
                                                    with the Move update standard, and                      so it is important to clarify and                     how the ACS data would be provisioned
                                                                                                            understand this process across all                    when single-piece and presort mail is
                                                    would be limited to the difference
                                                                                                            parties.                                              free over the 95 percent threshold. The
                                                    between the postage previously paid
                                                                                                                                                                  process is not clear and could create a
                                                    (including the Move Update assessment                   Postal Service Response                               potential Move Update compliance
                                                    charge, if applicable) and the applicable                                                                     issue for mailers using ACS through
                                                                                                              The Postal Service sets and revises
                                                    First-Class Mail single-piece rate.                                                                           Full-Service if the data is not
                                                                                                            error thresholds through a periodic
                                                    Mailer Comment                                          statistical analysis of quality for all               provisioned to them when a mailer is
                                                                                                            mailings. The Postal Service has                      below the threshold.
                                                       This proposal for a 95 percent Full-                 committed to providing at least 90 days
                                                    Service threshold for ACS (Address                                                                            Postal Service Response
                                                                                                            of notice prior to changing a threshold.
                                                    Change Services) might not drive the                                                                             This data would be available through
                                                    behavior the Postal Service is looking                  Mailer Comment                                        either the Full-Service ACS data feed in
                                                    for. Overall, the goal should be working                   Changes are needed on the actual                   PostalOne! ® or through Single Source
                                                    to improve the mail quality results and                 scorecard that makes it clearer to                    ACS. Full-Service ACS data through
                                                    making it simpler for mailers to                        mailers whether they could be at risk for             PostalOne! is provisioned to the Mail
                                                    automate address quality improvements                   ACS charges. The Postal Service should                Owner identified in eDoc or the
                                                    that would help both mailers and the                    add a yes/no indicator for free ACS                   established delegate. SingleSource ACS
                                                    Postal Service. The Postal Service is                   eligibility on the scorecard.                         is available for mailers that wish to
                                                    making this more complicated than                                                                             receive all ACS notices, subject to the
                                                                                                            Postal Service Response                               appropriate fees for notices provided on
                                                    needed.
                                                                                                              The Postal Service will evaluate                    mail that does not qualify for the Full-
                                                       This threshold proposal increases                                                                          Service discounts and benefits.
                                                                                                            adding this indicator to the Mailer
                                                    complexity and would add an                                                                                   SingleSource ACS data is provisioned to
                                                                                                            Scorecard as a future enhancement.
                                                    unnecessary burden on the Postal                                                                              the Mail Owner identified in the IMb or
                                                    Service to support the administrative                   Mailer Comment                                        the established delegate.
                                                    costs for explaining what is and isn’t                    Please clarify which IMb Basic pieces
                                                    free. It would also put an extra burden                                                                       Mailer Comment
                                                                                                            would qualify for free ACS. What is
                                                    on mail service providers and Mail                      required for uniqueness for the data                    Please outline the fees associated with
                                                    Owners in managing their overhead.                      provisioning? The Postal Service has                  COA assessments. Mailers need to
                                                    The Postal Service previously                           IMb Basic mail as well as Basic non-                  understand the specific risk or potential
                                                    announced that free ACS would be                        automation pricing for postage. The                   business impact.
                                                    offered to customers for all basic and                  Postal Service needs to further clarify               Postal Service Response
                                                    nonautomation rates. The Postal Service                 their reference to Basic mail as it is
                                                    should offer the ACS service for free to                                                                        The Move Update assessment charge
                                                                                                            impacted by free ACS.
                                                    continue to promote the use of ACS and                                                                        under the Address Quality Census
                                                    improve overall address quality.                        Postal Service Response                               Measurement and Assessment Process
                                                    Establishing a threshold is the wrong                                                                         will be communicated in the PRC filing.
                                                                                                              IMb Basic mailings would be eligible
                                                    approach to ‘‘On-Board’’ mailers to Full-               for no-fee ACS along with non-                        Mailer Comment
jstallworth on DSK7TPTVN1PROD with PROPOSALS




                                                    Service and does not help drive toward                  automation mailpieces. However, the                     What is the appeal procedure if a
                                                    greater address quality. At the very                    mailpieces must meet all of the                       mailer does not agree with a BME
                                                    least, another approach to consider is                  following requirements:                               assessment? How does this change using
                                                    that once a mailer reaches 95 percent                     D Bear a unique IMb printed on the                  the Census method?
                                                    eligible they are qualified going forward.              mailpiece;
                                                    Tying eligibility to the data from the                    D Include a Full-Service or OneCode                 Postal Service Response
                                                    previous month is overly complex and                    ACS STID in the IMb;                                    Mailers may appeal postage
                                                    problematic as well.                                      D Include the unique IMb in eDoc;                   assessments by following the dispute


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                                                                          Federal Register / Vol. 82, No. 37 / Monday, February 27, 2017 / Proposed Rules                                           11875

                                                    process that is outlined in the current                 errors, not just the first 1,000 records.             because each address is run through this
                                                    Guide to Postage Assessment available                   To the extent the data are driving the fee            Move Update process and updated
                                                    on PostalPro at: http://                                assessments; the data must be reliable,               above the clear zone and in the IMb
                                                    beta.postalpro.usps.com/node/847.                       timely, and comprehensive.                            before every mailing. It would be
                                                                                                                                                                  impossible for every small mailer that
                                                    Mailer Comment                                          Postal Service Response
                                                                                                                                                                  uses a commingling service to update
                                                       Mailers utilizing National Change of                   Piece-level data for all COA errors is              their addresses from COA data. It would
                                                    Address Linkage System (NCOALink®)                      available through the bulk data request               also cause significant operational costs
                                                    End-User licenses have only 18 months                   process. The Postal Service currently                 for the MSP to separately profile every
                                                    of data and not 48 months of data when                  provides error information on a weekly                Mail Owner while processing, because
                                                    using NCOALink. Does this put End-User                  and monthly basis upon request.                       Full-Service standards only require
                                                    licensees at a disadvantage? Confirm the                                                                      profiling for Mail Owners over 5,000
                                                                                                            Mailer Comment
                                                    time period for the data used in the                                                                          pieces.
                                                    Address Quality Census Measurement                        The Postal Service should also clarify
                                                    and Assessment Process. If it is not 18                 how the newly proposed Address                        Postal Service Response
                                                    months or less, mailers utilizing                       Quality Census Measurement and                          At this time, the Postal Service does
                                                    NCOALink End-User licenses would be                     Assessment Process would handle                       not plan to change the established
                                                    at a disadvantage.                                      mailpieces that are processed using the               requirements on database address
                                                                                                            NCOALink Mail Processing Equipment                    updates for NCOALink MPE.
                                                    Postal Service Response                                 (MPE) enabled Multiline Optical
                                                      Move Update errors are generated                      Character Reader (MLOCR).                             Mailer Comment
                                                    only for COAs that are between 95 days                  Specifically, the Postal Service should                  In the paragraph labeled Address
                                                    and 18 months. A COA over 18 months                     clarify that COA matches that are not                 Change Service and Correction
                                                    old disadvantages End-User licensees                    identified by an MPE solution would be                Notifications, the Postal Service stated
                                                    because it generates a Nixie notice for                 excluded from the error threshold                     that any address change information
                                                    the sender.                                             calculation for the purpose of                        that does not qualify for free ACS would
                                                                                                            determining the assessment fee.                       be provided through SingleSource while
                                                    Mailer Comment                                                                                                there is no similar comment in the
                                                      It appears that NCOALink and ACS are                  Postal Service Response
                                                                                                                                                                  actual DMM language. Will the Postal
                                                    not in sync. What reconciliation of files,                Piece-level data for all COA errors is              Service continue to support returning
                                                    processes, and addresses would occur                    available through the bulk data request               all the current methods of address
                                                    between NCOALink and ACS?                               process. The Postal Service currently                 correction since our mutual clients do
                                                                                                            provides error information on a weekly                not all subscribe to SingleSource?
                                                    Postal Service Response                                 and monthly basis upon request.
                                                      The COA data for NCOALink and ACS                                                                           Postal Service Response
                                                    are from the same source (the moving                    Mailer Comment                                          This information would be available
                                                    customer), and they are in sync. If the                    The Postal Service should also clarify             through either the Full-Service ACS
                                                    mailer has a record with a name or                      how it would reconcile different results              data feed in PostalOne! or through
                                                    address that cannot be matched to the                   from NCOALink, NCOALink MPE, and                      SingleSource ACS. Full-Service ACS
                                                    addressee’s COA request, the update                     ACS. Currently, those systems do not                  data through PostalOne! is provided to
                                                    may not be provided via NCOALink but                    always return the same results; it would              the Mail Owner identified in eDoc or
                                                    may be available through ACS. These                     be unfair to charge mailers and mail                  the established delegate. SingleSource
                                                    scenarios are encompassed within the                    service providers for COA records that                ACS is available for mailers that wish to
                                                    threshold determined for Move Update                    were not identified by a USPS-approved                receive all ACS notices, subject to the
                                                    errors.                                                 Move Update methodology. The Postal                   appropriate fees for notices provided on
                                                                                                            Service should also clarify how COAs                  mail that does not qualify for the Full-
                                                    Mailer Comment                                          older than 18 months would be treated.                Service discounts and benefits.
                                                      The error tolerance applied to                                                                              SingleSource ACS data is provided to
                                                                                                            Postal Service Response
                                                    mailings should be based on the average                                                                       the Mail Owner identified in the IMb or
                                                    accuracy observed through census-based                    The COA data for NCOALink and ACS                   the established delegate.
                                                    verification over an extended period of                 are from the same source (the moving
                                                    time. Accordingly, the validity of the                  customer), and they are in sync. If the               Mailer Comment
                                                    proposed 0.5 percent error tolerance                    mailer has a record with a name or                      Can you clarify how ‘‘or Current
                                                    should be measured against this                         address that is unable to match to the                Resident’’ affects the electronic flagging
                                                    standard before being implemented, and                  addressee’s COA request, the updated                  of pieces in the census method? Our
                                                    should be re-evaluated annually.                        information may not be provided via                   expectation is that if a mailpiece is
                                                                                                            NCOALink but may be available through                 addressed to ‘‘John Doe or Current
                                                    Postal Service Response                                 ACS. These scenarios are encompassed                  Resident’’ with a valid physical address,
                                                      The Postal Service currently sets and                 within the threshold determined for                   that even if a COA would have been
                                                    revises error tolerances through a                      Move Update errors.                                   generated for John Doe at that address
                                                    periodic statistical analysis of quality                                                                      the piece would NOT be flagged as a
jstallworth on DSK7TPTVN1PROD with PROPOSALS




                                                                                                            Mailer Comment
                                                    for all mailings. The Postal Service has                                                                      Move Update failure.
                                                    committed to providing at least 90 days                    The Postal Service should clarify
                                                                                                            what are the database address update                  Postal Service Response
                                                    of notice prior to changing a threshold.
                                                                                                            requirements for NCOALink MPE with                      When a mailpiece is processed
                                                    Mailer Comment                                          the new census method. NCOALink MPE                   through Postal Automated Redirection
                                                      The Postal Service should clarify                     Mail Owners are currently not required                System (PARS)/Computerized Forward
                                                    whether the eDoc submitter would be                     (though they are encouraged) to update                System (CFS) as UAA, it would be
                                                    provided piece-level data for all COA                   their addresses in the database. This is              logged as a Nixie not a COA error. PARS


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                                                    11876                 Federal Register / Vol. 82, No. 37 / Monday, February 27, 2017 / Proposed Rules

                                                    normally identifies the ‘‘or Current                    to evaluate the address and move-                       D Mailpieces would be scanned on
                                                    Resident’’ wording in the address block                 related quality of mail being processed.              MPE.
                                                    and returns it to the carrier with a label              Accordingly, the Postal Service is using                D Address information captured from
                                                    stating, ‘‘Mailpiece to be delivered as                 this technology as an alternative to                  mailpieces identified as UAA would be
                                                    addressed.’’                                            measure and evaluate the quality of                   evaluated to determine if COA
                                                                                                            mailings.                                             information is on file.
                                                    Background (Updated)
                                                                                                            Future Process (Updated)                                D The address information for
                                                       The Postal Service requires mailers to                                                                     mailpieces matching an active COA
                                                    update address-related changes through                     The Postal Service has revised its                 would be sent electronically to NCSC.
                                                    the Move Update requirements process.                   earlier proposal, and is now proposing                  D NCSC would forward COA
                                                    Currently, Move Update compliance is                    to replace the existing MERLIN Move                   information to the Address Quality
                                                    measured at the mailing level using the                 Update verification process with the                  Census Measurement and Assessment
                                                    Mail Evaluation Readability and Lookup                  Address Quality Census Measurement                    Process for evaluation.
                                                    INstrument (MERLIN®) as follows:                        and Assessment Process. In other words,
                                                                                                                                                                    D Move Update validations would be
                                                       D At the point of acceptance, mailings               MERLIN Move Update verification
                                                                                                                                                                  performed by comparing the MID +
                                                    are randomly selected for address                       would terminate upon implementation
                                                                                                                                                                  Serial Number of the IMb from the COA-
                                                    quality assessment, and samples of the                  of the Address Quality Census
                                                                                                                                                                  related mailpiece data. If the COA is
                                                    selected mailings are processed through                 Measurement and Assessment Process.
                                                                                                                                                                  between 95 days and 18 months old,
                                                    MERLIN.                                                 As previously proposed, the new
                                                                                                                                                                  and the address has not been updated,
                                                       D PostalOne! sends an electronic                     method would apply to mailing of
                                                                                                            letter- and flat-size pieces FCM and                  then a COA error for the associated IMb
                                                    version of the mailer’s Postage
                                                                                                            USPS Marketing Mail that meet the                     would be logged and allocated under
                                                    Statement Message (PSM) to the
                                                                                                            requirements for Basic and Full-Service               the CRID of the eDoc submitter.
                                                    MERLIN Maintenance and Operations
                                                                                                            mailings.                                               D All qualifying mailpieces entered by
                                                    Database (MMOD).
                                                       D MMOD routes the PSM to the                            In addition, the revised proposal of               an eDoc submitter in a calendar month
                                                    appropriate site and MERLIN machine.                    July 6, 2016, has been modified to                    would be subject to the proposed error
                                                       D Postal Service personnel generate a                reflect the fact that qualifying mailings             threshold for the Address Quality
                                                    verification report, and the report                     would still be required to document                   Census Measurement and Assessment
                                                    produces a set of results that are routed               Move Update compliance methods on a                   Process. The proposed error threshold is
                                                    back to the MMOD system.                                postage statement, mail.dat, or mail.xml              0.5 percent, and is subject to review at
                                                       D MERLIN generates a report that                     once the Address Quality Census                       the PRC.
                                                    provides the details on mail quality.                   Measurement and Assessment Process is                   D The Postal Service would assess the
                                                       D MMOD sends an Address Quality                      in place. Documents demonstrating the                 relevant eDoc submitter CRID the Move
                                                    Validation System (AQVS) message-                       method used should be available upon                  Update Assessment Charge for each
                                                    stream of addresses, names, and ZIP                     request by the Postal Service, and                    mailpiece with a COA error beyond the
                                                    Codes to the NCSC for Move Update                       mailers would continue to use a Move                  threshold.
                                                    processing.                                             Update method in order to remain                        D The data would be collected and
                                                       D MERLIN captures the address                        below the Address Quality Census                      reported on the Mailer Scorecard under
                                                    information from the mailpiece and                      Measurement and Assessment Process                    the eDoc submitter CRID.
                                                    electronically sends each record to the                 error threshold, expedite the delivery of             Move Update Assessment Charge
                                                    NCSC to see if there is a COA on file.                  mail by avoiding mail forwarding, and
                                                                                                                                                                  (Updated)
                                                       D The piece is identified as an error                increase the security and privacy of
                                                    if the mailer did not use the updated                   sensitive customer information.                         Because the new method of
                                                    address indicated in the COA on file,                      The proposal has not changed with                  verification would replace the MERLIN
                                                    and the COA ‘‘filing date’’ is between 95               regard to Periodicals; mailers who enter              method, the charge would still be
                                                    days and 18 months of the postage                       Periodicals would be provided with                    termed the Move Update assessment
                                                    statement finalization date.                            address quality data, but the Move                    charge, and not renamed the address
                                                       D MMOD sends mail verification                       Update mailers of Periodicals would not               quality assessment fee. When the ratio
                                                    results (whether the mailer passed) to                  be verified under the Address Quality                 of qualifying mailpieces with COA
                                                    the PostalOne! system.                                  Census Measurement and Assessment                     errors to total qualifying mailpieces
                                                       D NCSC processes the AQVS data                       Process, because the Move Update                      submitted in the calendar month by the
                                                    stream and sends the results to                         Standard in DMM 602.5 does not extend                 eDoc submitter exceeds the Address
                                                    PostalOne! which addresses the Move                     to Periodicals.                                       Quality Census Measurement and
                                                    Update failures.                                           The Address Quality Census                         Assessment Process error threshold, the
                                                       D PostalOne! uses the mail                           Measurement and Assessment Process is                 Move Update assessment charge would
                                                    verification and NCSC Move Update                       a much more robust method to verify                   apply to the mailpieces with COA errors
                                                    results to formulate the final charges.                 address quality, and would generate                   above the threshold. The Move Update
                                                       In 2013, the Postal Service introduced               several benefits, including enhanced                  assessment charge will be
                                                    the concept of measuring and assessing                  mailing visibility and improved mail                  communicated to the public upon filing
                                                    mail quality for mailings over a calendar               quality metrics on all mailings entered               with the PRC.
                                                    month for Full-Service Intelligent Mail,                within a calendar month, rather than
jstallworth on DSK7TPTVN1PROD with PROPOSALS




                                                    electronic induction (eInduction), and                  sampled mailings. The Postal Service                  Mailer Scorecard (Updated)
                                                    Seamless Acceptance. Since August                       has not changed the overall method for                  The Mailer Scorecard is currently
                                                    2014, Postal Service technology has                     measuring all applicable mailings                     available to mailers, and this report
                                                    further evolved so that, when mailers                   within a calendar month under the                     provides data that allow mailers to
                                                    use an IMb and submit their postage                     Address Quality Census Measurement                    gauge address quality on their
                                                    statements and supporting                               and Assessment Process, which would                   mailpieces. Mailers would be charged
                                                    documentation electronically, data                      be accomplished according to the                      only for mailpieces above the errors
                                                    collection scans from MPE can be used                   following process:                                    threshold after the PRC review is


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                                                                          Federal Register / Vol. 82, No. 37 / Monday, February 27, 2017 / Proposed Rules                                              11877

                                                    completed and the Postal Service                           To resolve Mailer Scorecard                          Although exempt from the notice and
                                                    implements the final rule.                              irregularities, mailers should contact the            comment requirements of the
                                                                                                            PostalOne! Help Desk at 800–522–9085                  Administrative Procedure Act (5 U.S.C.
                                                    Criteria (Updated)
                                                                                                            or their local Business Mail Entry Unit               553(b), (c)) regarding proposed
                                                      The Postal Service has retained the                   (BMEU).                                               rulemaking by 39 U.S.C. 410(a), the
                                                    proposed criteria to qualify for                                                                              Postal Service invites public comments
                                                    verification under the Address Quality                  Address Change Service and Correction
                                                                                                            Notifications (Updated)                               on the following proposed revisions to
                                                    Census Measurement and Assessment                                                                             Mailing Standards of the United States
                                                    Process. Mailers would be verified                        As announced in the proposed rule of                Postal Service, Domestic Mail Manual
                                                    under the process when they:                            July 6, 2016, to encourage the further                (DMM), incorporated by reference in the
                                                      D Submit any mailpieces during a                      adoption of Full-Service, the Postal                  Code of Federal Regulations. See 39 CFR
                                                    calendar month as Full-Service;                         Service is proposing to extend free Full-             111.1.
                                                      D Use a unique Basic or Full-Service                  Service ACS to qualifying Basic                         Accordingly, 39 CFR part 111 is
                                                    IMb on mailings of letter- and flat-size                automation and non-automation                         proposed to be amended as follows:
                                                    pieces for FCM and USPS Marketing                       mailpieces for mailers who enter at least
                                                    Mail, and;                                              95 percent of their mail as Full-Service              PART 111—[AMENDED]
                                                      D Use eDoc to submit mailing                          in a calendar month. The Basic
                                                    information.                                            mailpieces must be prepared as follows:               ■ 1. The authority citation for 39 CFR
                                                                                                              D Bear a unique IMb printed on the                  part 111 continues to read as follows:
                                                    Specifications (Updated)
                                                                                                            mailpiece;                                              Authority: 5 U.S.C. 552(a); 13 U.S.C. 301–
                                                      The Postal Service has retained the                     D Include a Full-Service ACS or                     307; 18 U.S.C. 1692–1737; 39 U.S.C. 101,
                                                    proposed specifications for assessing                   OneCode ACS® STID in the IMb;                         401, 403, 404, 414, 416, 3001–3011, 3201–
                                                    address quality. Once the Postal Service                  D Include the unique IMb in eDoc,                   3219, 3403–3406, 3621, 3622, 3626, 3632,
                                                    implements the proposed process,                        and;                                                  3633, and 5001.
                                                    address quality would be measured as                      D Be sent by an eDoc submitter                      ■ 2. Revise the following sections of
                                                    follows:                                                providing accurate Mail Owner                         Mailing Standards of the United States
                                                      D Analysis would be performed on all                  identification in eDoc.                               Postal Service, Domestic Mail Manual
                                                    pieces in the mailing, rather than on a                 As clarification, if mailers meet the 95              (DMM) as follows:
                                                    sample.                                                 percent threshold during a calendar
                                                      D The assessment would be                                                                                   Mailing Standards of the United States
                                                                                                            month, they would be enrolled to
                                                    determined by the number of COA                                                                               Postal Service, Domestic Mail Manual
                                                                                                            receive free Full-Service ACS for all
                                                    errors, in a calendar month, divided by                                                                       (DMM)
                                                                                                            Basic automation and non-automation
                                                    the total number of pieces mailed that                  mailpieces in the following month. The                *        *      *     *    *
                                                    were subject to analysis. The resulting                 Postal Service would monitor Full-                    507      Mailer Services
                                                    percentage would be compared to the                     Service compliance for these mailers on
                                                    established Address Quality Census                      a quarterly basis. If an enrolled mailer’s            1.0      Treatment of Mail
                                                    Measurement and Assessment Process                      average Full-Service volume dropped                   *        *      *     *    *
                                                    error threshold.                                        below the 95 percent threshold for a
                                                      D There are a number of exclusions to                 given quarter, that mailer would receive              1.5 Treatment for Ancillary Services
                                                    the measurement and assessment                          notification of its removal from                      by Class of Mail
                                                    process. Generally, mailpieces with                     receiving free ACS in the next billing                *        *      *     *    *
                                                    addresses that have the following COA                   cycle. If the 95 percent threshold were
                                                    characteristics would not be included in                met in a subsequent month, the                        1.5.2        Periodicals
                                                    the assessment: Temporary moves,                        removed mailer would be re-enrolled to                *     *     *    *     *
                                                    MLNA, BCNO, and COA data for foreign                    receive free Full-Service ACS for Basic                 [Revise 507.1.5.2c by changing the
                                                    addresses.                                              automation and non-automation                         last word of the sentence to ‘‘received’’
                                                      D Mailpieces authorized for the Legal                 mailpieces for the next billing cycle.                as follows:]
                                                    Restraint alternate Move Update method                    Address change information would be                   c. Address correction service is
                                                    (See Guide to Move Update) would be                     provided through Full-Service ACS                     mandatory for all Periodicals
                                                    excluded at the CRID level of the Mail                  feedback to the Mail Owner identified                 publications, and the address correction
                                                    Owner, during a short transition period.                in eDoc or its delegee. ACS information               service fee must be paid for each notice
                                                    After the transition period, an                         would continue to be distributed                      received.
                                                    established MID would be identified for                 through SingleSource to the Mail Owner                *     *     *    *     *
                                                    use on mailpieces that fall under the                   identified in the IMb or its delegee.
                                                    Legal Restraint method.                                   The revised proposal has not changed                4.0      Address Correction Services
                                                                                                            with regard to Periodicals; mailers who               *        *      *     *    *
                                                    Mailpiece Results (Updated)
                                                                                                            enter mailings of Full-Service
                                                      Once qualifying mailings were                                                                               4.2      Address Change Service (ACS)
                                                                                                            Periodicals would no longer be required
                                                    processed on MPE, the data from                         to receive and pay for manual address                 *        *      *     *    *
                                                    mailpieces would be reconciled with                     corrections when a Full-Service ACS
                                                    eDoc. These results would be available                                                                        4.2.2 Service Options
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                                                                                                            STID is used. However, these mailers
                                                    on the BCG and displayed on the                         might elect to receive and pay for                       [Revise 507.4.2.2 by modifying the
                                                    Electronic Verification tab of the Mailer               manual address correction notifications               introductory sentence and adding a new
                                                    Scorecard, which would be easily                        by including the appropriate STID                     item ‘‘d’’ as follows:]
                                                    accessible at https://gateway.usps.com/                 within the IMb.                                          ACS offers four levels of service, as
                                                    eAdmin/view/signin. Mailers would be                                                                          follows:
                                                    able to review the Mailer Scorecard and                 List of Subjects in 39 CFR Part 111                   *     *     *      *    *
                                                    corresponding detailed reports to                         Administrative practice and                            d. A Full-Service option available to
                                                    identify any anomalies or issues.                       procedure, Postal Service.                            mailings of First-Class Mail automation


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                                                    11878                 Federal Register / Vol. 82, No. 37 / Monday, February 27, 2017 / Proposed Rules

                                                    cards, letters, and flats; USPS Marketing               600 Basic Mailing Standards for All                   Service in a calendar month would
                                                    Mail automation letters and flats; USPS                 Mailing Services                                      receive electronic address correction
                                                    Marketing Mail Carrier Route, High                      *      *      *      *       *                        notices for their qualifying Basic
                                                    Density, and Saturation letters;                                                                              automation and non-automation First-
                                                    Periodicals Outside County barcoded or                  602     Addressing                                    Class Mail and USPS Marketing
                                                    Carrier Route letters and flats;                        *      *      *      *       *                        mailpieces charged at the applicable
                                                    Periodicals In-County automation or                                                                           Full-Service address correction fee for
                                                    Carrier Route letters and flats; and                    5.0    Move Update Standards                          future billing cycles. The Basic
                                                    Bound Printed Matter Presorted, non-                    *    *     *    *     *                               automation and non-automation First-
                                                    DDU barcoded flats. Mailers who                           [Revise 602.5.3 by deleting former                  Class Mail and USPS Marketing Mail
                                                    present at least 95 percent of their                    contents and replacing with new title                 mailpieces must:
                                                    eligible First-Class Mail and USPS                      and contents as follows:]                               1. Bear a unique IMb printed on the
                                                    Marketing Mail volume as Full-Service                                                                         mailpiece.
                                                    in a calendar month would receive                       5.3 Move Update Verification                            2. Include a Full-Service or OneCode
                                                    electronic address correction notices for                  Mailers who submit any Full-Service                ACS STID in the IMb.
                                                    their qualifying Basic automation and                   volume in a calendar month will be                      3. Include the unique IMb in eDoc.
                                                    non-automation First-Class Mail and                     verified pursuant to the Address Quality                4. Be sent by an eDoc submitter
                                                    USPS Marketing Mail pieces, at the                      Census Measurement and Assessment                     providing accurate Mail Owner
                                                    address correction fee for pieces eligible              Process beginning in the next calendar                identification in eDoc.
                                                    for the Full-Service Intelligent Mail                   month. First-Class Mail and USPS                        5. Be sent by an eDoc submitter
                                                    option as described in DMM 705.23.0                     Marketing Mail letter and flat-size                   maintaining 95 percent Full-Service
                                                    for future billing cycles. The Basic First-             mailpieces with addresses that have not               compliance to remain eligible for this
                                                    Class Mail and USPS Marketing Mail                      been updated in accordance with the                   service and undergo periodic USPS re-
                                                    mailpieces must:                                        Move Update Standard will be subject                  evaluation.
                                                       1. Bear a unique IMb printed on the                  to the Move Update assessment charge,                 *     *     *     *     *
                                                    mailpiece;                                              if submitted via eDoc with unique Basic                 We will publish an appropriate
                                                       2. Include a Full-Service or OneCode                 or Full-Service IMbs. Supporting details              amendment to 39 CFR part 111 to reflect
                                                    ACS STID in the IMb;                                    are described in Publication 6850,                    these changes, if our proposal is
                                                       3. Include the unique IMb in eDoc;                   Publication for Streamlined Mail                      adopted.
                                                       4. Be sent by an eDoc submitter
                                                                                                            Acceptance for Letters and Flats,
                                                    providing accurate Mail Owner                                                                                 Stanley F. Mires,
                                                                                                            available at www.postalpro.usps.com.
                                                    identification in eDoc, and;                               [Revise 602.5.4 as follows:]                       Attorney, Federal Compliance.
                                                       5. Be sent by an eDoc submitter                                                                            [FR Doc. 2017–03723 Filed 2–24–17; 8:45 am]
                                                    maintaining 95 percent Full-Service                     5.4 Mailer Certification                              BILLING CODE 7710–12–P
                                                    compliance to remain eligible for this                    The mailer’s signature on the postage
                                                    service and undergo periodic Postal                     statement or electronic confirmation
                                                    Service re-evaluation.                                  during eDoc submission certifies that                 ENVIRONMENTAL PROTECTION
                                                    *      *    *     *      *                              the Move Update standard has been met                 AGENCY
                                                    4.2.8 Address Correction Service Fee                    for the address records including each
                                                                                                            address in the corresponding mailing                  40 CFR Chapter I
                                                      [Revise 507.4.2.8 by deleting the old                 presented to the USPS.
                                                    language and replacing with new                                                                               [EPA–HQ–OPPT–2016–0763; FRL–9959–74]
                                                                                                            *     *    *     *    *
                                                    language as follows:]
                                                      ACS fees would be assessed as                                                                               Fluoride Chemicals in Drinking Water;
                                                                                                            700     Special Standards
                                                    follows:                                                                                                      TSCA Section 21 Petition; Reasons for
                                                      a. The applicable fee for address                     *      *      *      *       *                        Agency Response
                                                    correction is charged for each separate                 705 Advanced Preparation and                          AGENCY:  Environmental Protection
                                                    notification of address correction or the               Special Postage Payment Systems                       Agency (EPA).
                                                    reason for nondelivery provided, unless                                                                       ACTION: Petition; reasons for Agency
                                                                                                            *      *      *      *       *
                                                    an exception applies.                                                                                         response.
                                                      b. Once the ACS fee charges have                      23.0     Full-Service Automation Option
                                                    been invoiced, any unpaid fees for the                                                                        SUMMARY:    This document announces the
                                                                                                            *      *      *      *       *
                                                    prior invoice cycle (month) would be                                                                          availability of EPA’s response to a
                                                    assessed an annual administrative fee of                23.5     Additional Standards                         petition it received on November 23,
                                                    10 percent for the overdue amount.                      *      *      *      *       *                        2016, under section 21 of the Toxic
                                                      c. Mailers who present at least 95                                                                          Substances Control Act (TSCA). The
                                                    percent of their eligible First-Class Mail              23.5.2     Address Correction Notices                 TSCA section 21 petition was received
                                                    and USPS Marketing Mail volume as                       *     *      *     *     *                            from the Fluoride Action Network, Food
                                                    Full-Service in a calendar month would                    [Revise 705.23.5.2a as follows:]                    & Water Watch, Organic Consumers
                                                    receive electronic address correction                     a. Address correction notices would                 Association, the American Academy of
                                                    notices for their qualifying Basic                      be provided at the applicable Full-                   Environmental Medicine, the
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                                                    automation and non-automation First-                    Service address correction fee for letters            International Academy of Oral Medicine
                                                    Class Mail and USPS Marketing Mail                      and flats eligible for the Full-Service               and Toxicology, and other individual
                                                    mailpieces, as specified in 4.2.2. The                  option, except for USPS Marketing Mail                petitioners. The TSCA section 21
                                                    electronic address correction notices are               ECR flats, BPM flats dropshipped to                   petition requested that EPA exercise its
                                                    charged at the applicable Full-Service                  DDUs, or BPM carrier route flats.                     authority under TSCA section 6 to
                                                    address correction fee for all future                   Mailers who present at least 95 percent               ‘‘prohibit the purposeful addition of
                                                    billing cycles.                                         of their eligible First-Class Mail and                fluoridation chemicals to U.S. water
                                                    *     *     *     *     *                               USPS Marketing Mail volume as Full-                   supplies.’’ After careful consideration,


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Document Created: 2017-02-25 01:06:05
Document Modified: 2017-02-25 01:06:05
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionProposed rule; revision; additional comment period.
DatesSubmit comments on or before March 29, 2017.
ContactHeather Dyer, USPS Mail Entry, Phone: (207) 482-7217, Email: [email protected]
FR Citation82 FR 11871 
CFR AssociatedAdministrative Practice and Procedure and Postal Service

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