82 FR 11973 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Eighth Amended and Restated Certificate of Incorporation of Intercontinental Exchange Holdings, Inc. and the Fifth Amended and Restated Certificate of Incorporation of NYSE Group, Inc.

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 37 (February 27, 2017)

Page Range		11973-11975
FR Document		2017-03802
Federal Register, Volume 82 Issue 37 (Monday, February 27, 2017)
[Federal Register Volume 82, Number 37 (Monday, February 27, 2017)]
[Notices]
[Pages 11973-11975]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-03802]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-80082; File No. SR-NYSEArca-2017-14]


Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing 
and Immediate Effectiveness of Proposed Rule Change Amending the Eighth 
Amended and Restated Certificate of Incorporation of Intercontinental 
Exchange Holdings, Inc. and the Fifth Amended and Restated Certificate 
of Incorporation of NYSE Group, Inc.

February 22, 2017.
    Pursuant to Section 19(b)(1) \1\ of the Securities Exchange Act of 
1934 (the ``Act'') \2\ and Rule 19b-4 thereunder,\3\ notice is hereby 
given that on February 8, 2017, NYSE Arca, Inc. (``NYSE Arca'' or the 
``Exchange''), filed with the Securities and Exchange Commission (the 
``Commission'') the proposed rule change as described in Items I and II 
below, which Items have been prepared by the self-regulatory 
organization. The Commission is publishing this notice to solicit 
comments on the proposed rule change from interested persons.
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    \1\ 15 U.S.C.78s(b)(1).
    \2\ 15 U.S.C. 78a.
    \3\ 17 CFR 240.19b-4.
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I. Self-Regulatory Organization's Statement of the Terms of the 
Substance of the Proposed Rule Change

    The Exchange proposes to amend (a) the Eighth Amended and Restated 
Certificate of Incorporation of Intercontinental Exchange Holdings, 
Inc. (the ``ICE Holdings Certificate'') to add a reference to the name 
under which it filed its original certificate of incorporation, and (b) 
the Fifth Amended and Restated Certificate of Incorporation of NYSE 
Group, Inc. (the ``Fifth Amended NYSE Group Certificate'') to update 
obsolete references. The proposed rule change is available on the 
Exchange's Web site at www.nyse.com, at the principal office of the 
Exchange, and at the Commission's Public Reference Room.

II. Self-Regulatory Organization's Statement of the Purpose of, and 
Statutory Basis for, the Proposed Rule Change

    In its filing with the Commission, the self-regulatory organization 
included statements concerning the purpose of, and basis for, the 
proposed rule change and discussed any comments it received on the 
proposed rule change. The text of those statements may be examined at 
the places specified in Item IV below. The Exchange has prepared 
summaries, set forth in sections A, B, and C below, of the most 
significant parts of such statements.

A. Self-Regulatory Organization's Statement of the Purpose of, and 
Statutory Basis for, the Proposed Rule Change

1. Purpose
    The Exchange proposes to make non-substantive changes to (a) the 
ICE Holdings Certificate to add a reference to the name under which it 
filed its original certificate of incorporation, and (b) the Fifth 
Amended NYSE Group Certificate to update obsolete references.
ICE Holdings Certificate
    The Exchange's parent, NYSE Group, is a wholly-owned subsidiary of 
NYSE Holdings LLC, which is in turn 100% owned by Intercontinental 
Exchange Holdings, Inc. (``ICE Holdings''). Intercontinental Exchange, 
Inc. (``ICE''), a public company listed on the New York Stock Exchange, 
owns 100% of ICE Holdings.
    The original certificate of incorporation of ICE Holdings was filed 
in 2000, under the name ``IntercontinentalExchange, Inc.'' In 2014, ICE 
Holdings changed its name from ``IntercontinentalExchange, Inc.'' to 
``Intercontinental Exchange Holdings, Inc.'' At the same time, ICE 
Holding's parent, ICE, changed its name from ``IntercontinentalExchange 
Group, Inc.'' to ``Intercontinental Exchange, Inc.'' \4\
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    \4\ See Securities Exchange Release No. 72157 (May 13, 2014), 79 
FR 28792 (May 19, 2014) (SR-NYSEArca-2014-52).
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    In response to a comment received from the State of Delaware 
Department of State, the Exchange proposes to amend paragraph (1) of 
the ICE Holdings Certificate to add a reference to the fact that the 
original certificate of incorporation was filed under the name 
``IntercontinentalExchange, Inc.'' The revised paragraph would read as 
follows (proposed new text italic):
    (1) The present name of the Corporation is Intercontinental 
Exchange Holdings, Inc. The original Certificate of Incorporation of 
the Corporation was filed on June 16, 2000 (the ``Original Certificate 
of Incorporation), and the name under which the Corporation filed the 
Original Certificate of Incorporation was IntercontinentalExchange, 
Inc.
Fifth Amended NYSE Group Certificate
    The Securities and Exchange Commission approved the Fifth

[[Page 11974]]

Amended NYSE Group Certificate on January 30, 2017.\5\
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    \5\ See Securities Exchange Release No. 79901 (January 30, 
2017), 82 FR 9251 (February 3, 2017) (SR-NYSE-2016-90, SR-NYSEMKT-
2016-122, and SR-NYSEArca-2016-167).
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    The Exchange proposes to amend the Fifth Amended NYSE Group 
Certificate to update obsolete references to the Fourth Amended and 
Restated Certificate of Incorporation of NYSE Group (``Fourth Amended 
NYSE Group Certificate''). More specifically, the Exchange proposes to:
     Amend Article XIV, ``Effective Time,'' to replace 
``Fourth'' with ``Fifth'' and to replace December 29, 2014, the date of 
effectiveness of the Fourth Amended NYSE Group Certificate, with a 
placeholder which will be completed with the date that the Fifth 
Amended NYSE Group Certificate becomes effective; and
     on the signature page of the NYSE Group Certificate, 
replace ``Fourth'' with ``Fifth'' and replace December 29, 2014, with a 
placeholder which will be completed with the date that the Fifth 
Amended NYSE Group Certificate becomes effective.
    No other changes to the ICE Holdings Certificate or Fifth Amended 
NYSE Group Certificate are proposed.
2. Statutory Basis
    The Exchange believes that the proposed rule change is consistent 
with Section 6(b) of the Exchange Act \6\ in general, and with Section 
6(b)(1) \7\ in particular, in that it enables the Exchange to be so 
organized as to have the capacity to be able to carry out the purposes 
of the Exchange Act and to comply, and to enforce compliance by its 
exchange members and persons associated with its exchange members, with 
the provisions of the Exchange Act, the rules and regulations 
thereunder, and the rules of the Exchange.
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    \6\ 15 U.S.C. 78f(b).
    \7\ 15 U.S.C. 78f(b)(1).
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    The proposed amendment to the ICE Holdings Certificate to add a 
reference to the name under which it filed its original certificate of 
incorporation is a non-substantive, ministerial change requested by the 
State of Delaware Department of State that does not impact either the 
governance or ownership of the Exchange. The Exchange believes that the 
proposed change is consistent with Section 6(b)(1) because it would 
contribute to the orderly operation of the Exchange by adding clarity 
and transparency to the Exchange's rules and would enable the Exchange 
to continue to be so organized as to have the capacity to carry out the 
purposes of the Exchange Act and comply and enforce compliance with the 
provisions of the Exchange Act by its members and persons associated 
with its members.
    For similar reasons, the Exchange also believes that the proposed 
change furthers the objectives of Section 6(b)(5) of the Exchange Act 
\8\ because the proposed rule change would be consistent with and 
facilitate a governance and regulatory structure that is designed to 
prevent fraudulent and manipulative acts and practices, to promote just 
and equitable principles of trade, to foster cooperation and 
coordination with persons engaged in regulating, clearing, settling, 
processing information with respect to, and facilitating transactions 
in securities, to remove impediments to, and perfect the mechanism of a 
free and open market and a national market system and, in general, to 
protect investors and the public interest.
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    \8\ 15 U.S.C. 78f(b)(5).
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    As discussed above, the proposed changes to amend the Fifth Amended 
NYSE Group Certificate, which would replace obsolete references to the 
Fourth Amended NYSE Group Certificate with references to the Fifth 
Amended NYSE Group Certificate and update the date of effectiveness, 
removes impediments to and perfects the mechanism of a free and open 
market by removing confusion that may result from having these 
references in the Fifth Amended NYSE Group Certificate. The Exchange 
further believes that the proposal removes impediments to and would 
perfect the mechanism of a free and open market by ensuring that 
persons subject to the Exchange's jurisdiction, regulators, and the 
investing public can more easily navigate and understand the Fifth 
Amended NYSE Group Certificate. The Exchange further believes that 
eliminating obsolete references would be consistent with the public 
interest and the protection of investors because investors will not be 
harmed and in fact would benefit from increased transparency, thereby 
reducing potential confusion. Removing such obsolete references will 
also further the goal of transparency and add clarity to the Exchange's 
rules.

B. Self-Regulatory Organization's Statement on Burden on Competition

    The Exchange does not believe that the proposed rule change will 
impose any burden on competition that is not necessary or appropriate 
in furtherance of the purposes of the Exchange Act. The proposed rule 
change is not intended to address competitive issues but rather is to 
make non-substantive changes concerned solely with the clarity and 
transparency of its parent entities' governing documents.

C. Self-Regulatory Organization's Statement on Comments on the Proposed 
Rule Change Received From Members, Participants, or Others

    No written comments were solicited or received with respect to the 
proposed rule change.

III. Date of Effectiveness of the Proposed Rule Change and Timing for 
Commission Action

    Because the foregoing proposed rule change does not: (i) 
Significantly affect the protection of investors or the public 
interest; (ii) impose any significant burden on competition; and (iii) 
become operative for 30 days from the date on which it was filed, or 
such shorter time as the Commission may designate, it has become 
effective pursuant to Section 19(b)(3)(A)(iii) of the Act \9\ and 
subparagraph (f)(6) of Rule 19b-4 thereunder.\10\
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    \9\ 15 U.S.C. 78s(b)(3)(A)(iii).
    \10\ 17 CFR 240.19b-4(f)(6).
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    A proposed rule change filed under Rule 19b-4(f)(6) of the Act \11\ 
normally does not become operative before 30 days from the date of the 
filing. However, Rule 19b-4(f)(6)(iii) \12\ permits the Commission to 
designate a shorter time if such action is consistent with the 
protection of investors and the public interest. The Exchange has asked 
the Commission to waive the 30-day operative delay so that the proposal 
may become operative upon filing. The Exchange believes that waiver of 
the 30-day operative delay is consistent with the protection of 
investors and the public interest because the proposed changes are non-
substantive and would provide clarity and transparency to its parent 
entities' governing documents. The Exchange represents that the 
proposed rule change would have no impact on either the governance or 
ownership of the Exchange. The Commission believes that waiving the 30-
day operative delay is consistent with the protection of investors and 
the public interest because the proposed changes are non-substantive 
and will provide clarity to the Exchange's rules. Therefore, the 
Commission hereby waives the operative delay and designates the 
proposed rule change operative upon filing.\13\
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    \11\ 17 CFR 240.19b-4(f)(6).
    \12\ 17 CFR 240.19b-4(f)(6)(iii).
    \13\ For purposes only of waiving the 30-day operative delay, 
the Commission has considered the proposed rule's impact on 
efficiency, competition, and capital formation. See 15 U.S.C. 
78c(f).

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[[Page 11975]]

    At any time within 60 days of the filing of the proposed rule 
change, the Commission summarily may temporarily suspend such rule 
change if it appears to the Commission that such action is: (i) 
Necessary or appropriate in the public interest; (ii) for the 
protection of investors; or (iii) otherwise in furtherance of the 
purposes of the Act. If the Commission takes such action, the 
Commission shall institute proceedings to determine whether the 
proposed rule should be approved or disapproved.

IV. Solicitation of Comments

    Interested persons are invited to submit written data, views, and 
arguments concerning the foregoing, including whether the proposed rule 
change is consistent with the Act. Comments may be submitted by any of 
the following methods:

Electronic Comments

     Use the Commission's Internet comment form (http://www.sec.gov/rules/sro.shtml); or
     Send an email to [email protected]. Please include 
File Number SR-NYSEArca-2017-14 on the subject line.

Paper Comments

     Send paper comments in triplicate to Secretary, Securities 
and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.

All submissions should refer to File Number SR-NYSEArca-2017-14. This 
file number should be included on the subject line if email is used. To 
help the Commission process and review your comments more efficiently, 
please use only one method. The Commission will post all comments on 
the Commission's Internet Web site (http://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all 
written statements with respect to the proposed rule change that are 
filed with the Commission, and all written communications relating to 
the proposed rule change between the Commission and any person, other 
than those that may be withheld from the public in accordance with the 
provisions of 5 U.S.C. 552, will be available for Web site viewing and 
printing in the Commission's Public Reference Room, 100 F Street NE., 
Washington, DC 20549 on official business days between the hours of 
10:00 a.m. and 3:00 p.m. Copies of such filing also will be available 
for inspection and copying at the principal office of the Exchange. All 
comments received will be posted without change; the Commission does 
not edit personal identifying information from submissions. You should 
submit only information that you wish to make available publicly. All 
submissions should refer to File Number SR-NYSEArca-2017-14, and should 
be submitted on or before March 20, 2017.

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\14\
Eduardo A. Aleman,
Assistant Secretary.
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    \14\ 17 CFR 200.30-3(a)(12).
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[FR Doc. 2017-03802 Filed 2-24-17; 8:45 am]
 BILLING CODE 8011-01-P
Federal Register / Vol. 82, No. 37 / Monday, February 27, 2017 / Notices 11973

Electronic Comments SECURITIES AND EXCHANGE set forth in sections A, B, and C below,
COMMISSION of the most significant parts of such
• Use the Commission’s Internet statements.
comment form (http://www.sec.gov/ [Release No. 34–80082; File No. SR–
rules/sro.shtml); or NYSEArca–2017–14] A. Self-Regulatory Organization’s
Statement of the Purpose of, and
• Send an email to rule-comments@ Self-Regulatory Organizations; NYSE Statutory Basis for, the Proposed Rule
sec.gov. Please include File Number SR– Arca, Inc.; Notice of Filing and Change
ISE–2017–10 on the subject line. Immediate Effectiveness of Proposed
Rule Change Amending the Eighth 1. Purpose
Paper Comments Amended and Restated Certificate of
Incorporation of Intercontinental The Exchange proposes to make non-
• Send paper comments in triplicate substantive changes to (a) the ICE
to Secretary, Securities and Exchange Exchange Holdings, Inc. and the Fifth
Amended and Restated Certificate of Holdings Certificate to add a reference
Commission, 100 F Street NE., to the name under which it filed its
Washington, DC 20549–1090. Incorporation of NYSE Group, Inc.
original certificate of incorporation, and
All submissions should refer to File February 22, 2017. (b) the Fifth Amended NYSE Group
Number SR–ISE–2017–10. This file Pursuant to Section 19(b)(1) 1 of the Certificate to update obsolete references.
number should be included on the Securities Exchange Act of 1934 (the
‘‘Act’’) 2 and Rule 19b–4 thereunder,3 ICE Holdings Certificate
subject line if email is used. To help the
notice is hereby given that on February The Exchange’s parent, NYSE Group,
Commission process and review your
8, 2017, NYSE Arca, Inc. (‘‘NYSE Arca’’ is a wholly-owned subsidiary of NYSE
comments more efficiently, please use
or the ‘‘Exchange’’), filed with the Holdings LLC, which is in turn 100%
only one method. The Commission will Securities and Exchange Commission
post all comments on the Commission’s owned by Intercontinental Exchange
(the ‘‘Commission’’) the proposed rule Holdings, Inc. (‘‘ICE Holdings’’).
Internet Web site (http://www.sec.gov/ change as described in Items I and II
rules/sro.shtml). Copies of the Intercontinental Exchange, Inc. (‘‘ICE’’),
below, which Items have been prepared a public company listed on the New
submission, all subsequent by the self-regulatory organization. The
amendments, all written statements York Stock Exchange, owns 100% of
Commission is publishing this notice to ICE Holdings.
with respect to the proposed rule solicit comments on the proposed rule
change that are filed with the change from interested persons. The original certificate of
Commission, and all written incorporation of ICE Holdings was filed
communications relating to the I. Self-Regulatory Organization’s in 2000, under the name
Statement of the Terms of the Substance ‘‘IntercontinentalExchange, Inc.’’ In
proposed rule change between the
of the Proposed Rule Change 2014, ICE Holdings changed its name
Commission and any person, other than
those that may be withheld from the The Exchange proposes to amend (a) from ‘‘IntercontinentalExchange, Inc.’’
public in accordance with the the Eighth Amended and Restated to ‘‘Intercontinental Exchange Holdings,
provisions of 5 U.S.C. 552, will be Certificate of Incorporation of Inc.’’ At the same time, ICE Holding’s
available for Web site viewing and Intercontinental Exchange Holdings, parent, ICE, changed its name from
Inc. (the ‘‘ICE Holdings Certificate’’) to ‘‘IntercontinentalExchange Group, Inc.’’
printing in the Commission’s Public
add a reference to the name under to ‘‘Intercontinental Exchange, Inc.’’ 4
Reference Room, 100 F Street NE.,
which it filed its original certificate of In response to a comment received
Washington, DC 20549, on official
incorporation, and (b) the Fifth from the State of Delaware Department
business days between the hours of
Amended and Restated Certificate of of State, the Exchange proposes to
10:00 a.m. and 3:00 p.m. Copies of the Incorporation of NYSE Group, Inc. (the
filing also will be available for amend paragraph (1) of the ICE
‘‘Fifth Amended NYSE Group Holdings Certificate to add a reference
inspection and copying at the principal Certificate’’) to update obsolete
office of the Exchange. All comments to the fact that the original certificate of
references. The proposed rule change is incorporation was filed under the name
received will be posted without change; available on the Exchange’s Web site at ‘‘IntercontinentalExchange, Inc.’’ The
the Commission does not edit personal www.nyse.com, at the principal office of revised paragraph would read as follows
identifying information from the Exchange, and at the Commission’s (proposed new text italic):
submissions. You should submit only Public Reference Room.
information that you wish to make (1) The present name of the
available publicly. All submissions II. Self-Regulatory Organization’s Corporation is Intercontinental
Statement of the Purpose of, and Exchange Holdings, Inc. The original
should refer to File Number and should
Statutory Basis for, the Proposed Rule Certificate of Incorporation of the
be submitted on or before March 20,
Change Corporation was filed on June 16, 2000
2017.
In its filing with the Commission, the (the ‘‘Original Certificate of
For the Commission, by the Division of Incorporation), and the name under
self-regulatory organization included
Trading and Markets, pursuant to delegated which the Corporation filed the Original
statements concerning the purpose of,
authority.14 Certificate of Incorporation was
and basis for, the proposed rule change
Eduardo A. Aleman, and discussed any comments it received IntercontinentalExchange, Inc.
mstockstill on DSK3G9T082PROD with NOTICES

Assistant Secretary. on the proposed rule change. The text Fifth Amended NYSE Group Certificate
[FR Doc. 2017–03799 Filed 2–24–17; 8:45 am] of those statements may be examined at
BILLING CODE 8011–01–P the places specified in Item IV below. The Securities and Exchange
The Exchange has prepared summaries, Commission approved the Fifth
1 15 U.S.C.78s(b)(1). 4 See Securities Exchange Release No. 72157 (May
2 15 U.S.C. 78a. 13, 2014), 79 FR 28792 (May 19, 2014) (SR–
14 17 CFR 200.30–3(a)(12). 3 17 CFR 240.19b–4. NYSEArca–2014–52).

VerDate Sep<11>2014 20:23 Feb 24, 2017 Jkt 241001 PO 00000 Frm 00083 Fmt 4703 Sfmt 4703 E:\FR\FM\27FEN1.SGM 27FEN1
Federal Register / Vol. 82, No. 37 / Monday, February 27, 2017 / Notices 11975

At any time within 60 days of the submissions. You should submit only any comments it received on the
filing of the proposed rule change, the information that you wish to make proposed rule change. The text of these
Commission summarily may available publicly. All submissions statements may be examined at the
temporarily suspend such rule change if should refer to File Number SR– places specified in Item IV below. The
it appears to the Commission that such NYSEArca–2017–14, and should be Exchange has prepared summaries, set
action is: (i) Necessary or appropriate in submitted on or before March 20, 2017. forth in sections A, B, and C below, of
the public interest; (ii) for the protection For the Commission, by the Division of the most significant aspects of such
of investors; or (iii) otherwise in Trading and Markets, pursuant to delegated statements.
furtherance of the purposes of the Act. authority.14 A. Self-Regulatory Organization’s
If the Commission takes such action, the Eduardo A. Aleman, Statement of the Purpose of, and
Commission shall institute proceedings Assistant Secretary. Statutory Basis for, the Proposed Rule
to determine whether the proposed rule [FR Doc. 2017–03802 Filed 2–24–17; 8:45 am] Change
should be approved or disapproved.
BILLING CODE 8011–01–P
1. Purpose
IV. Solicitation of Comments
The purpose of this rule change is to
Interested persons are invited to
SECURITIES AND EXCHANGE amend certain rules to reflect the ISE
submit written data, views, and
COMMISSION technology migration to a Nasdaq, Inc.
arguments concerning the foregoing,
(‘‘Nasdaq’’) supported architecture.
including whether the proposed rule [Release No. 34–80075; File No. SR–ISE–
2017–03] INET is the proprietary core technology
change is consistent with the Act.
utilized across Nasdaq’s global markets
Comments may be submitted by any of
Self-Regulatory Organizations; and utilized on The NASDAQ Options
the following methods:
International Securities Exchange, Market LLC (‘‘NOM’’), NASDAQ PHLX
Electronic Comments LLC; Notice of Filing of Proposed Rule LLC (‘‘Phlx’’) and NASDAQ BX, Inc.
• Use the Commission’s Internet Change To Amend Various Rules in (‘‘BX’’) (collectively, ‘‘Nasdaq
comment form (http://www.sec.gov/ Connection With a System Migration to Exchanges’’). The migration of ISE to the
rules/sro.shtml); or Nasdaq INET Technology Nasdaq INET architecture would result
• Send an email to rule-comments@ in higher performance, scalability, and
February 21, 2017. more robust architecture. With this
sec.gov. Please include File Number SR–
NYSEArca–2017–14 on the subject line. Pursuant to Section 19(b)(1) of the system migration, the Exchange intends
Securities Exchange Act of 1934 to adopt certain trading functionality
Paper Comments (‘‘Act’’),1 and Rule 19b–4 thereunder,2 currently utilized at Nasdaq Exchanges.
• Send paper comments in triplicate notice is hereby given that on February The functionality being adopted is
to Secretary, Securities and Exchange 8, 2017, the International Securities described in this filing.
Commission, 100 F Street NE., Exchange, LLC (‘‘ISE’’ or ‘‘Exchange’’) The Exchange is also separately
Washington, DC 20549–1090. filed with the Securities and Exchange filing 3 a rule change to amend the
All submissions should refer to File Commission (‘‘SEC’’ or ‘‘Commission’’) Exchange’s Opening Process. ISE will
Number SR–NYSEArca–2017–14. This the proposed rule change as described replace its current opening process at
file number should be included on the in Items I and II below, which Items Rule 701 with Phlx’s Opening Process.4
subject line if email is used. To help the have been prepared by the Exchange. The Exchange intends to begin
Commission process and review your The Commission is publishing this implementation of the proposed rule
comments more efficiently, please use notice to solicit comments on the changes in Q2 2017. The migration will
only one method. The Commission will proposed rule change from interested be on a symbol by symbol basis, and the
post all comments on the Commission’s persons. Exchange will issue an alert to members
Internet Web site (http://www.sec.gov/ I. Self-Regulatory Organization’s in the form of an Options Trader Alert
rules/sro.shtml). Copies of the Statement of the Terms of Substance of to provide notification of the symbols
submission, all subsequent the Proposed Rule Change that will migrate and the relevant dates.
amendments, all written statements Generally
The Exchange proposes to amend
with respect to the proposed rule
various rules in connection with a With the re-platform, the Exchange
change that are filed with the
system migration to Nasdaq INET will now be built on the Nasdaq INET
Commission, and all written
technology. architecture, which allows certain
communications relating to the The text of the proposed rule change
proposed rule change between the trading system functionality to be
is available on the Exchange’s Web site performed in parallel. The Exchange
Commission and any person, other than at www.ise.com, at the principal office
those that may be withheld from the believes that this architecture change
of the Exchange, and at the will improve the member experience by
public in accordance with the Commission’s Public Reference Room.
provisions of 5 U.S.C. 552, will be reducing overall latency compared to
available for Web site viewing and II. Self-Regulatory Organization’s the current ISE system because of the
printing in the Commission’s Public Statement of the Purpose of, and manner in which the system is
Reference Room, 100 F Street NE., Statutory Basis for, the Proposed Rule segregated into component parts to
Washington, DC 20549 on official Change handle processing.
business days between the hours of
mstockstill on DSK3G9T082PROD with NOTICES

In its filing with the Commission, the 3 See SR–ISE–2017–02 (not yet published).
10:00 a.m. and 3:00 p.m. Copies of such Exchange included statements 4 See Phlx Rule 1017. See also Securities
filing also will be available for concerning the purpose of and basis for Exchange Act Release No. 79274 (November 9,
inspection and copying at the principal the proposed rule change and discussed 2016), 81 FR 80694 (November 16, 2016) (SR–Phlx–
office of the Exchange. All comments 2017–79) (notice of Filing of Partial Amendment
No. 2 and Order Granting Approval of a Proposed
received will be posted without change; 14 17 CFR 200.30–3(a)(12). Rule Change, as Modified by Partial Amendment
the Commission does not edit personal 1 15 U.S.C. 78s(b)(1). No. 2, to Amend PHLX Rule 1017, Openings in
identifying information from 2 17 CFR 240.19b–4. Options).

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Document Created: 2017-02-25 01:05:32
Document Modified: 2017-02-25 01:05:32
Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		82 FR 11973