82_FR_13331 82 FR 13285 - Authorizing Permissive Use of the “Next Generation” Broadcast Television Standard

82 FR 13285 - Authorizing Permissive Use of the “Next Generation” Broadcast Television Standard

FEDERAL COMMUNICATIONS COMMISSION

Federal Register Volume 82, Issue 46 (March 10, 2017)

Page Range13285-13302
FR Document2017-04713

In this document, the Commission proposes to authorize television broadcasters to use the ``Next Generation'' broadcast television transmission standard associated with recent work of the Advanced Television Systems Committee on a voluntary, market-driven basis, while they continue to deliver current-generation digital television broadcast service, using the ATSC 1.0 standard, to their viewers. This new standard has the potential to greatly improve broadcast signal reception and will enable broadcasters to offer enhanced and innovative new features to consumers.

Federal Register, Volume 82 Issue 46 (Friday, March 10, 2017)
[Federal Register Volume 82, Number 46 (Friday, March 10, 2017)]
[Proposed Rules]
[Pages 13285-13302]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-04713]


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FEDERAL COMMUNICATIONS COMMISSION

47 CFR Parts 15 and 73

[GN Docket No. 16-142; FCC 17-13]


Authorizing Permissive Use of the ``Next Generation'' Broadcast 
Television Standard

AGENCY: Federal Communications Commission.

ACTION: Proposed rule.

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SUMMARY: In this document, the Commission proposes to authorize 
television broadcasters to use the ``Next Generation'' broadcast 
television transmission standard associated with recent work of the 
Advanced Television Systems Committee on a voluntary, market-driven 
basis, while they continue to deliver current-generation digital 
television broadcast service, using the ATSC 1.0 standard, to their 
viewers. This new standard has the potential to greatly improve 
broadcast signal reception and will enable broadcasters to offer 
enhanced and innovative new features to consumers.

DATES: Comments for this proceeding are due on or before May 9, 2017; 
reply comments are due on or before June 8, 2017.

ADDRESSES: You may submit comments, identified by GN Docket No. 16-142, 
by any of the following methods:
    [ssquf] Federal Communications Commission's Web site: http://www.fcc.gov/cgb/ecfs/. Follow the instructions for submitting comments.
    [ssquf] Mail: Filings can be sent by hand or messenger delivery, by 
commercial overnight courier, or by first-class or overnight U.S. 
Postal Service mail (although the Commission continues to experience 
delays in receiving U.S. Postal Service mail). All filings must be 
addressed to the Commission's Secretary, Office of the Secretary, 
Federal Communications Commission.
    [ssquf] People With Disabilities: Contact the FCC to request 
reasonable accommodations (accessible format documents, sign language 
interpreters, CART, etc.) by email: [email protected] or phone: (202) 418-
0530 or TTY: (202) 418-0432.
    For detailed instructions for submitting comments and additional 
information on the rulemaking process, see the SUPPLEMENTARY 
INFORMATION section of this document.

FOR FURTHER INFORMATION CONTACT: For additional information, contact 
John Gabrysch, [email protected], of the Media Bureau, Engineering 
Division, at (202) 418-7152, Sean Mirzadegan, [email protected], 
of the Media Bureau, Engineering Division, at (202) 418-7111, Evan 
Baranoff, [email protected], of the Media Bureau, Policy Division, 
(202) 418-7142, or Matthew Hussey, [email protected], of the 
Office of Engineering and Technology, (202) 418-3619.

SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Notice 
of Proposed Rulemaking, FCC 17-13, adopted and released on February 23, 
2017. The full text is available for public inspection and copying 
during regular business hours in the FCC Reference Center, Federal 
Communications Commission, 445 12th Street SW., CY-A257, Washington, DC 
20554. This document will also be available via ECFS (http://www.fcc.gov/cgb/ecfs/). Documents will be available electronically in 
ASCII, Word 97, and/or Adobe Acrobat. Alternative formats are available 
for people with disabilities (Braille, large print, electronic files, 
audio format), by sending an email to [email protected] or calling the 
Commission's Consumer and Governmental Affairs Bureau at (202) 418-0530 
(voice), (202) 418-0432 (TTY).
    This Notice of Proposed Rulemaking may result in new or revised 
information collection requirements. If the Commission adopts any new 
or revised information collection requirements, the Commission will 
publish a notice in the Federal Register inviting the public to comment 
on such requirements, as required by the Paperwork Reduction Act of 
1995. In addition, pursuant to the Small Business Paperwork Relief Act 
of 2002, the Commission will seek specific comment on how it might 
``further reduce the information collection burden for small business 
concerns with fewer than 25 employees.''

Synopsis

I. Introduction

    1. In this Notice of Proposed Rulemaking (NPRM), we propose to 
authorize television broadcasters to use the ``Next Generation'' 
broadcast television (Next Gen TV) transmission standard associated 
with recent work of the Advanced Television Systems Committee (ATSC 
3.0) on a voluntary, market-driven basis, while they continue to 
deliver current-generation digital television (DTV) broadcast service, 
using the ``ATSC 1.0 standard,'' to their viewers. ATSC 3.0 is being 
developed by broadcasters with the intent of merging the capabilities 
of over-the-air (OTA) broadcasting with the broadband viewing and 
information delivery methods of the Internet, using the same 6 MHz 
channels presently allocated for DTV. According to a coalition of 
broadcast and consumer electronics industry representatives that has 
petitioned the Commission to authorize the use of ATSC 3.0, this new 
standard has the potential to greatly improve broadcast signal 
reception, particularly on mobile devices and television receivers 
without outdoor antennas, and it will enable broadcasters to offer 
enhanced and innovative new features to consumers, including Ultra High 
Definition (UHD) picture and immersive audio, more localized 
programming content, an advanced emergency alert system (EAS) capable 
of waking up sleeping devices to warn consumers of imminent 
emergencies, better accessibility options, and interactive services. 
With today's action, we aim to facilitate private sector innovation and 
promote American leadership in the global broadcast industry.

II. Background

    2. On April 13, 2016, America's Public Television Stations, the 
Advanced Warning and Response Network Alliance, the Consumer Technology 
Association, and the National Association of Broadcasters filed a joint 
petition for rulemaking asking the Commission to allow local television 
stations to adopt the Next Gen TV broadcast transmission standard, ATSC 
3.0, on a voluntary, market-driven basis, while continuing to deliver 
current-generation DTV broadcast service using the ATSC 1.0 
transmission standard to their communities of license. Petitioners 
state that allowing broadcasters to use this additional broadcast 
transmission standard, the ``physical layer'' of ATSC 3.0, will make 
more efficient use of spectrum, allow consumers to enjoy new features 
and

[[Page 13286]]

higher quality picture and sound, and enable broadcasters to bring 
innovative new services and data delivery to homes and communities. 
They state that on top of this new physical layer, IP transport will 
allow new services and capabilities to be provided to consumers much 
more rapidly, and will permit seamless integration with other IP-based 
services and platforms. On April 26, 2016, the Media Bureau issued a 
Public Notice seeking comment on the Petition. The Commission received 
35 comments and 14 replies to the Petition.
    3. Commenters supporting the Petition include broadcasters, 
equipment manufacturers, and tower companies. These commenters agree 
that authorizing use of the Next Gen TV transmission standard 
associated with ATSC 3.0 will allow broadcasters to offer innovative 
technologies and services to consumers, such as UHD picture and 
immersive audio, improved over-the-air reception, IP-based transport 
streams, enhanced mobile capability, more localized content, better 
accessibility options, and advanced emergency alerting. The potentially 
life-saving advancements in emergency alerting will include geo-
targeting of emergency alerts to tailor information for particular 
communities and enhanced datacasting to provide videos, photos, maps, 
floorplans, and other critical data to law enforcement, first 
responder, and emergency management organizations. Advanced emergency 
alerting will also include the capability to ``wake up'' receivers to 
alert consumers to sudden emergencies and disasters, such as tornadoes 
and earthquakes. Other industry stakeholders, including AT&T, CTIA, 
DISH, the National Cable & Telecommunications Association, and public 
interest groups, offer support for broadcaster innovation, but ask the 
Commission to ensure that multichannel video programming distributors 
(MVPDs) and their customers are not burdened with new carriage 
obligations or costs on account of the deployment of ATSC 3.0-based 
transmissions; that the deployment of ATSC 3.0-based stations does not 
have any impact on the broadcast television incentive auction, the 
post-auction repacking process, or the post-repacking 600 MHz frequency 
environment; and that broadcasters continue to meet their public 
interest obligations regardless of the technology used to deliver 
broadcast signals.

III. Discussion

A. Authorization of Voluntary Use of ATSC 3.0 Transmissions

    4. As requested by the Petitioners, we propose to authorize the 
ATSC 3.0 transmission standard as an optional standard that can be used 
by television licensees on a voluntary basis while they continue to 
deliver current generation ATSC 1.0 service to their communities. We 
also propose to incorporate by reference into our rules ATSC A/321:2016 
``System Discovery and Signaling'' (A/321), which is one of the two 
components of the ``physical layer'' of the ATSC 3.0 standard. 
According to the Petitioners, this layer of the standard points to the 
RF characteristics of an ATSC 3.0 transmission, which ``determines 
interference and coverage.'' We seek comment on these proposals and on 
whether it is necessary to incorporate this or any other parts of the 
ATSC 3.0 standard aside from A/321 into our rules at this time.
    5. According to the Petitioners, the ATSC 3.0 standard is split 
into multiple individual parts under a unifying parent standard. It is 
structured as three layers that roughly correspond to a subset of the 
layers found in the Open Systems Interconnection seven-layer model 
(OSI) commonly used to characterize and standardize telecommunications 
systems. The three layers of the ATSC 3.0 standard are (1) the physical 
layer, (2) the management and protocols layer, and (3) the applications 
and presentation layer. Each component of the standard fits into only 
one layer of the system, making it possible to develop and update each 
part independently. The physical layer is the portion of the system 
that includes the definition of the RF waveform used in ATSC 3.0, as 
well as the coding and error correction that determine the robustness 
of the signal to noise and interference. The management and protocols 
layer organizes data bits into streams and files and establishes the 
protocol for the receiver to direct those streams to the proper 
destinations. The applications and presentation layer includes audio 
and video compression technologies, captions and descriptive audio, 
emergency alerts, parental controls, interactive applications, and how 
the station is displayed to the viewers.
    6. The Petitioners seek the approval only of the ATSC A/321 
standard into our rules. They argue that A/321 is the only part of the 
ATSC 3.0 standard that needs to be approved by the Commission in order 
to assure a stable and predictable RF operating environment. If we 
decide to authorize television broadcasters to use ATSC 3.0, we propose 
that it is necessary to approve A/321 at a minimum and to incorporate 
it by reference into our rules. We seek comment on this proposal.
    7. LG and others suggest that we also may need to incorporate A/
322:2016 ``Physical Layer Protocol'' (A/322), the other component of 
the ATSC 3.0 physical layer, into our rules because it completes the 
description of the core RF waveform used by the standard. At the time 
that the Petition was filed, A/321 was the only part of the ATSC 3.0 
physical layer that had been ratified by the ATSC. Subsequent to the 
Petition, the ATSC has also ratified the A/322 part of the ATSC 3.0 
physical layer. As discussed below, LG requests the incorporation of A/
322 into our rules in order to ensure that broadcasters will have the 
flexibility to operate certain types of single frequency networks. LG 
further notes that by addressing the entire physical layer (both ATSC 
A/321 and A/322) in one rulemaking, the Commission can avoid the need 
for a future, separate rulemaking to authorize use of A/322. We seek 
comment on whether we should incorporate A/322 into our rules. We also 
seek input on what the benefits or drawbacks would be to incorporating 
it into our rules. We also seek comment on whether the Commission 
should incorporate any additional details of the ATSC 3.0 technology 
into FCC regulations. If so, what specific components of the standard 
should we incorporate and why?

B. Local Simulcasting

    8. Local simulcasting is a key component of the Petition's proposal 
for the voluntary use of the ATSC 3.0 transmission standard. ATSC 3.0 
service is not backward-compatible with existing TV sets/receivers 
(which have only ATSC 1.0 and analog tuners). This means that consumers 
will need to buy new TV sets or converter equipment to receive ATSC 3.0 
service. Local simulcasting would enable broadcasters to provide both 
ATSC 3.0 and ATSC 1.0 service to viewers (without the need for an 
additional allocation of spectrum to broadcasters), thereby reducing 
the disruption to consumers that may result from ATSC 3.0 deployment. 
Specifically, under the Petition's local simulcasting proposal, each 
television broadcaster choosing to broadcast its signal in ATSC 3.0 
format from its current facility will arrange for another television 
station (i.e., a ``host'' station) in its local television market to 
``simulcast'' its video programming in

[[Page 13287]]

ATSC 1.0 format in order to mitigate disruption to over-the-air 
viewers. As discussed in more detail below, the Petition also seeks, 
for purposes of broadcast carriage rights, to use local simulcasting as 
an alternate means for Next Gen TV broadcasters to deliver a good 
quality ATSC 1.0 signal to MVPDs that cannot receive and process the 
broadcaster's ATSC 3.0 signal.
    9. The Petition seeks one rule change to authorize its local 
simulcasting proposal. Under section 73.624(b) of the Commission's 
Rules, each television licensee must broadcast one free-to-air DTV 
signal in at least standard-definition (SD) quality. The Petition asks 
us ``to specify that this requirement may be accomplished by stations 
deploying Next Generation TV by (1) broadcasting at least one free-to-
air Next Gen TV signal and (2) arranging for the simulcast of that 
signal in the current DTV standard on another broadcast facility . . . 
.'' The Petition also states that local simulcasting ``agreements would 
be subject to the Commission's existing rules and policies as to 
licensee responsibility and control.'' We address below a number of 
issues related to the Petitioner's proposal regarding local 
simulcasting. Among other things, we propose to require local 
simulcasting as a condition to offering ATSC 3.0, seek comment on 
whether simulcast channels should be separately licensed as second 
channels of the originating stations or treated as multicast streams of 
the host stations, and seek comment on whether we should adopt signal 
coverage or quality requirements for local simulcasts.
1. Requiring Next Gen TV Stations to Simulcast
    10. We propose to require Next Gen TV broadcasters to simulcast 
their ATSC 3.0 stream in ATSC 1.0 format, as proposed in the Petition, 
to ensure that viewers maintain access to the station during the period 
when broadcasters are voluntarily implementing ATSC 3.0 service. We 
seek comment on this proposal, including whether such a mandate is 
necessary. We assume that, for purposes of the Petitioners' local 
simulcasting proposal, a ``simulcast'' means a stream with identical 
content to the video programming aired on the originating station's 
primary ATSC 3.0 stream, but we seek comment on this assumption and 
whether it is an appropriate definition for ``simulcast'' for purposes 
of our rules. If the simulcast content will not be identical to the 
originating station's primary video programming stream, we ask 
commenters to explain the reasons for any deviations in content and/or 
format (i.e., high definition (HD) versus SD) and the impact of such 
deviations on television viewers and the regulatory implications. To 
what extent do broadcasters intend to simulcast their subchannels (in 
addition to their primary stream), so that consumers can continue to 
receive this programming?
    11. We also propose to require that Next Gen TV broadcasters ensure 
that at least one free ATSC 3.0 video stream is available at all times 
throughout the ATSC 3.0 coverage area and, as discussed below, that 
such ATSC 3.0 signal be at least as robust as a comparable DTV signal 
to ensure that viewers within the protected coverage area continue to 
receive service at the current DTV protection levels. We seek comment 
on these proposals and whether any other requirements should be imposed 
on the ATSC 3.0 transmission stream as part of local simulcasting. 
Because ATSC 3.0 broadcasters will have the ability to broadcast more 
robust signals, which could effectively expand their consumer base 
beyond the current comparable DTV coverage area or provide coverage to 
areas that were previously unserved due to terrain-limited propagation 
conditions within the contour, we seek comment on how we should treat 
these expanded areas.
    12. We seek comment on whether to require simulcasting agreements 
to be filed with the Commission, as proposed by the Petition. If so, 
should the Commission have a role in evaluating individual simulcasting 
agreements? We also seek comment on whether we should require certain 
provisions to be included in local simulcasting agreements and, if so, 
what requirements we should adopt.
    13. Apart from the host station model set forth in the Petition, we 
ask commenters to address other potential deployment alternatives that 
might accelerate adoption of the ATSC 3.0 standard. For example, during 
the marketplace conversion to the new standard, should we consider 
allowing broadcasters to use vacant in-band channels remaining in a 
market after the incentive auction repack to serve as temporary host 
facilities for ATSC 1.0 or ATSC 3.0 programming by multiple 
broadcasters?
2. Methods for Licensing or Authorizing Simulcast Stations
    14. We seek comment on what license modifications would be needed 
for a television broadcaster to convert its current ATSC 1.0 facility 
to a facility transmitting ATSC 3.0 signals. At a minimum, we believe 
that the broadcaster would need to modify its TV station service class 
for its broadcast facility so that we can track and make publicly 
available information about the type of broadcast service provided by 
stations during a potential Next Gen TV transition. We propose that 
these modifications be treated as minor modifications to the license. 
We seek comment on these issues. Are other facility changes required to 
convert a station from ATSC 1.0 to ATSC 3.0 transmissions?
    15. Further, we seek comment on whether, as a regulatory matter, 
simulcasts should be separately licensed as second channels of the 
originating stations or treated as multicast streams of the host 
stations. Or should broadcasters be able to choose between the two 
approaches? Under a licensed simulcast approach, simulcast arrangements 
could be implemented via temporary channel sharing agreements 
(following the existing ``channel sharing'' model) between the licensee 
of the originating station and that of the host station. For example, a 
Next Gen TV broadcaster might choose to deploy ATSC 3.0 service by 
converting its current facility to broadcast in ATSC 3.0 and obtaining 
a temporary channel sharing license to share a host station's channel 
during a potential Next Gen TV transition period in order to broadcast 
its simulcast in ATSC 1.0 (from the host's facility). Similarly, a Next 
Gen TV broadcaster might choose to deploy ATSC 3.0 service by 
continuing to broadcast in ATSC 1.0 from its existing facility and 
obtaining a temporary channel sharing license to share a host station's 
channel during a potential Next Gen TV transition period in order to 
broadcast its simulcast in ATSC 3.0 (from the host's facility). Under 
this approach, the ATSC 1.0 and ATSC 3.0 signals would be two 
separately licensed channels of the originating station. This would be 
similar to the DTV transition, when both analog and digital signals 
were licensed by the Commission.
    16. If we adopt a licensed simulcasting approach, we propose to 
adopt licensing procedures similar to those we adopted for channel 
sharing. Specifically, we propose to require a station whose program 
stream will be changing channels to file an application for a 
construction permit specifying the technical facilities of the host 
station. We also propose to treat such applications as minor 
modification applications. Although one of the originating station's 
program streams will be changing channels, which is a normally a major 
change under our rules, we believe that treating this change as minor 
is appropriate because

[[Page 13288]]

the originating station will be assuming the authorized technical 
facilities of the host station, meaning that compliance with our 
interference and other technical rules would have been addressed in 
licensing the host station. Should we instead issue a separate license 
for the simulcast stream? If so, should that license application be 
subject to competing applications? In addition, while a full power 
station seeking to change its channel normally must first submit a 
petition to amend the DTV Table of Allotments, we propose not to apply 
this process in the context of licensed simulcasting. Instead, we 
propose that, after the application for construction permit is 
approved, the Media Bureau will amend the Table on its own motion to 
reflect that shared channels (both ATSC 1.0 and ATSC 3.0) will be 
allotted to one or more communities. We invite comment generally on 
this approach and any alternatives we should consider.
    17. A licensed simulcast approach appears to have several potential 
attributes on which we seek comment. First, a licensed approach 
implemented via temporary channel sharing could allow noncommercial 
educational television (NCE) stations to serve as hosts to commercial 
stations' simulcast programming. Because NCE licensees are prohibited 
by section 399B of the Communications Act, 47 U.S.C. 399B, from 
broadcasting advertisements, an NCE station would be prohibited from 
hosting the simulcast programming of a commercial station on a 
multicast stream under its NCE license. By contrast, it appears that an 
NCE station would be able to serve as a host to a commercial station if 
that commercial station is separately licensed. In addition, a licensed 
simulcast approach could provide certainty that the originating station 
(and not the host) is responsible for regulatory compliance regarding 
its simulcast signal, and therefore could give the Commission clear 
enforcement authority over the originating station in the event of a 
violation of our rules. A licensed simulcast approach also would allow 
us to monitor the deployment of ATSC 3.0 service. This information 
could be important to the Commission in managing the broadcasters' 
migration to ATSC 3.0 and informing the public about changes in their 
television broadcast service. If we decide to license simulcast 
channels as temporary shared channels, how should we implement such an 
approach? Should we apply existing rules from the channel-sharing 
context? How long should the terms be for temporary channel sharing 
licenses?
    18. Alternatively, simulcast arrangements could be implemented 
without additional licensing (beyond conversion of the broadcaster's 
current facility to operate in ATSC 3.0). Under this approach, a Next 
Gen TV broadcaster could choose to deploy ATSC 3.0 service by 
converting its current facility to broadcast in ATSC 3.0 and entering 
into an agreement with a host station to simulcast its programming in 
ATSC 1.0 via one of the host's multicast streams or by continuing to 
broadcast in ATSC 1.0 and entering into an agreement with a host 
station to simulcast its programming in ATSC 3.0 via one of the host's 
multicast streams. Thus, under a multicast approach, some broadcasters 
would be licensed to operate only an ATSC 3.0 facility and others would 
be licensed to operate only an ATSC 1.0 facility.
    19. This multicast approach to simulcasting may minimize 
administrative burdens and offer more flexibility to the broadcast 
industry. On the other hand, a multicast approach would appear to 
preclude NCE stations from serving as hosts to the simulcast 
programming of commercial stations due to the restrictions of section 
399B. In this regard, we seek comment on whether the Commission has 
authority to waive the restrictions in section 399B. Also, as discussed 
below, because multicast signals are not entitled to carriage rights, 
treating simulcast signals as multicast channels under a host's license 
also raises questions about the carriage rights of such signals, 
whereas separately licensing such simulcast signals to the originating 
station would clarify the carriage rights of simulcast signals. In 
addition, under a multicast approach, the host station, not the 
originating station, would be subject to the Commission's enforcement 
authority with respect to the multicast stream.
    20. Whether a simulcast signal is treated as a temporarily shared 
channel separately licensed to the originating station or as a 
multicast stream under the host's license will affect its regulatory 
treatment. We seek comment on the regulatory implications, as well as 
the advantages and disadvantages, of each approach and any others we 
should consider. Should we be concerned about the enforcement problems 
created by a multicast approach, particularly with respect to program-
related requirements such as children's commercial limits and 
indecency? If we adopt a multicast approach, should we require stations 
to report to the Commission the status of their potential transition to 
ATSC 3.0? Under either the licensed simulcast or multicasting approach, 
are there circumstances under which the host station would be deemed an 
Emergency Alert System (EAS) Participant and thus have obligations 
under the Commission's EAS rules independent of the obligations of the 
originating station? Should host stations be permitted to satisfy their 
EAS requirements through the use of the originating station's EAS 
equipment?
    21. We also seek comment on whether there are other procedures we 
could adopt to streamline the process of simulcasting. For example, to 
avoid administrative burdens, particularly during the post-incentive 
auction transition period, should we consider authorizing broadcasters 
to simulcast via a host station through grants of special temporary 
authority (STA)? If we were to adopt an approach based on STAs, it is 
not clear that NCE stations would be permitted to host the simulcast 
streams of commercial broadcasters or that simulcast transmissions 
authorized via an STA would have carriage rights. We seek comment on 
these issues. We observe that STA authorizations and subsequent 
extensions are limited by statute to 180-day terms. In light of this 
maximum six-month term for STAs, would an STA approach become too 
burdensome if a station's potential transition to ATSC 3.0 occurs over 
a period of several years? How would the use of STAs affect our ability 
to monitor deployment of ATSC 3.0 service and provide current 
information about broadcast service to the public through our licensing 
databases and Web site? Are there any other alternative approaches we 
should consider, including other approaches that would maintain 
broadcasters' existing carriage rights and allow NCE licensees to host 
commercial broadcasters?
3. Coverage and Signal Quality Issues Related to Local Simulcasting
    22. Impact on OTA Service Coverage of the ATSC 1.0 Signal. We seek 
comment on the extent to which a Next Gen TV station should be 
permitted to partner with an ATSC 1.0 host simulcast station with a 
different service contour or community of license. Even with ATSC 1.0 
simulcasting, it is possible, if not likely, that some over-the-air 
consumers will lose ATSC 1.0 service from stations that begin 
transmitting in ATSC 3.0. This is because a host simulcast station will 
have a different service area than the Next Gen TV (originating) 
station. Accordingly, we seek input on how we should ensure

[[Page 13289]]

that there is not a significant loss of ATSC 1.0 service by Next Gen TV 
stations as a result of local simulcasting arrangements. Petitioners 
argue that Next Gen TV stations should be permitted to arrange for the 
simulcast of their ATSC 1.0 signal on another broadcast facility 
``serving a substantially similar community of license.'' We seek 
comment on this proposal. What does it mean to serve ``a substantially 
similar community of license''? Should we require that the ATSC 1.0 
simulcast signal at a minimum cover the Next Gen TV station's entire 
community of license? Should we require the ATSC 1.0 simulcast signal 
to substantially replicate the Next Gen TV station's noise-limited 
service contour? If we adopt a ``substantial replication'' standard, 
what degree of existing ATSC 1.0 service loss should be permissible? We 
also seek comment on whether we should phase in more relaxed OTA ATSC 
1.0 service restrictions as a potential transition progresses based on 
the possibility that, as ATSC 3.0 stations become more prevalent, it 
may become more difficult for Next Gen TV broadcasters to find suitable 
partners for local simulcasting.
    23. We also seek comment on Next Gen TV broadcasters' incentives to 
maintain existing service coverage or quality to viewers. Should 
broadcasters be permitted to simulcast in a lower format than that in 
which they transmit today? What is the financial impact on stations 
that fail to maintain service coverage or quality?
4. Other Local Simulcast Issues
    24. Market-Wide Simulcasting Arrangements. The Petition and other 
filings in the record appear to contemplate simulcasting arrangements 
between or among two or more stations in a market, and possibly even 
entire market deployment plans. We seek comment on such arrangements, 
and what effect they may have on consumers. Should we look more 
favorably at arrangements among many or all broadcasters in a market? 
Should we encourage broadcasters to coordinate and submit for 
Commission consideration a market-wide plan before starting on 
individual deployment and simulcasting plans? Do we have the authority 
to require market-wide simulcast arrangements? What are the potential 
advantages and disadvantages of a market-based simulcast approach 
versus simulcasting arrangements between individual stations?
    25. NCE/LPTV/Small/Rural Broadcasters. We seek comment on whether 
small, rural, low-power, and NCE broadcasters would face unique 
circumstances with regard to the voluntary provision of ATSC 3.0 that 
we should consider in this proceeding. To what extent are these 
categories of stations interested in offering ATSC 3.0 services, and 
what challenges would they face in doing so? How might broadcasters 
that choose not to provide ATSC 3.0 service (and only provide ATSC 1.0 
service) be negatively impacted by a potential Next Gen TV transition? 
Should we encourage participation by these types of stations in ATSC 
3.0 deployment plans to ensure that all broadcasters are afforded an 
opportunity to participate as Next Gen TV broadcasters or simulcast 
hosts? Will such broadcasters have difficulty finding simulcast 
partners in a market? For example, LPTV and Class A stations may find 
it difficult to host a full power originating station because they must 
operate at lower power levels and may not be able to adequately prevent 
loss of service of the full power originating station's ATSC 1.0 
simulcast signal. We seek comment on whether and how an LPTV station 
can be a host simulcast station for a full power originating station 
given its power limitations and secondary status. Because of 
difficulties they may face in serving as hosts for full power 
originating stations, we seek comment on whether to allow LPTV/Class A 
stations the option to deploy ATSC 3.0 service without simulcasting 
(i.e., ``flash-cut'' to ATSC 3.0). If we were to permit LPTV/Class A 
stations to flash-cut to ATSC 3.0, what impact would the lack of 
simulcasting have on the viewing public? How should the prevalence of 
equipment that could receive an ATSC 3.0 signal among consumers in the 
viewing community affect the ability of LPTV/Class A stations to flash-
cut? We also note that, unlike full power stations, LPTV/Class A 
stations do not have a community of license coverage requirement. If we 
were to require an LPTV station seeking to deploy ATSC 3.0 service to 
simulcast, what, if any, kind of community coverage requirement should 
we impose for the simulcast ATSC 1.0 stream? Instead of a simulcast 
coverage requirement, should we instead apply the existing 30-mile and 
contour overlap restrictions that apply to LPTV/Class A moves to LPTV/
Class A stations that propose to move their ATSC 1.0 stream as part of 
their deployment of ATSC 3.0 service?
    26. Potential Simulcasting Sunset. If we approve a voluntary, 
market-driven transition to ATSC 3.0 that implements a simulcast 
approach, we propose that the Commission decide in a future proceeding 
when it would be appropriate for broadcasters to stop simulcasting in 
ATSC 1.0. We seek comment on this proposal. We note that all parties to 
this proceeding appear to agree that this issue should be handled in a 
separate proceeding.

C. MVPD Carriage

    27. We propose that MVPDs must continue to carry broadcasters' ATSC 
1.0 signals, pursuant to their statutory mandatory carriage 
obligations, and that MVPDs will not be required to carry broadcasters' 
ATSC 3.0 signals during the period when broadcasters are voluntarily 
implementing ATSC 3.0 service. We seek comment on these proposals, the 
legal basis for according carriage rights in this manner, and how to 
implement such carriage rights. We also seek comment on issues related 
to the voluntary carriage of ATSC 3.0 signals through the 
retransmission consent process.
    28. The Petitioners state that MVPDs ``should not be obligated to 
carry'' a Next Gen TV broadcaster's ATSC 3.0 signal and that MVPDs 
could satisfy their obligation to carry a Next Gen TV station's signal 
by carrying the station's ATSC 1.0 signal. In response to the Petition, 
MVPDs explain that they are not currently capable of receiving and 
retransmitting ATSC 3.0 signals and raise numerous questions about MVPD 
carriage of ATSC 3.0 signals, including the potentially significant 
costs and burdens associated with MVPD carriage of ATSC 3.0 signals. In 
particular, MVPDs observe that the ATSC's work on the new 3.0 standard 
is not yet complete, including the development of recommended standards 
for MVPD carriage of ATSC 3.0 signals, and that the record is scarce 
about the practical aspects of MVPD carriage of ATSC 3.0 signals. 
Therefore, MVPDs ask the Commission to consider the implications for 
MVPDs before authorizing broadcasters to use the new standard. In 
particular, MVPDs ask us to ensure that they do not bear the costs 
associated with carrying ATSC 3.0 signals and ATSC 1.0 simulcasts, even 
when such carriage occurs pursuant to retransmission consent 
negotiations.
    29. The Communications Act establishes slightly different 
thresholds for mandatory carriage depending on whether the television 
station is full power or low-power, or commercial or noncommercial, and 
also depending on whether carriage is sought by a cable operator or 
satellite carrier. The must-carry rights of commercial stations on 
cable systems are set forth in section 614 of the Act, 47 U.S.C. 534. 
The must-carry rights of full power

[[Page 13290]]

noncommercial stations on cable systems are set forth in section 615 of 
the Act, 47 U.S.C. 535. The mandatory carriage rights of full power 
stations (both commercial and noncommercial) on satellite carriers are 
set forth in section 338 of the Act, 47 U.S.C. 338.
1. Mandatory Carriage Issues
    30. Broadcasters and MVPDs appear to agree on the premise that 
MVPDs must continue to carry broadcasters' ATSC 1.0 signals, pursuant 
to their statutory mandatory carriage obligations, and that MVPDs 
should not be required to carry broadcasters' ATSC 3.0 signals at this 
time. The Petition, however, does not clearly explain the legal basis 
for achieving this result. In addition, our legal basis for according 
mandatory carriage rights to ATSC 1.0 simulcast streams may depend on 
whether, as discussed above in the Local Simulcasting section, such 
streams will be temporary shared channels separately licensed to the 
originating broadcaster, or, alternatively, will be multicast streams 
broadcast by a ``host'' licensee. We seek comment on how to implement 
carriage rights and obligations under both approaches, or under any 
other approach we should consider.
    31. ATSC 1.0 Simulcast Carriage Rights Under a Licensed Approach. 
First, we seek comment on how to implement mandatory carriage rights of 
an ATSC 1.0 simulcast stream under a licensed simulcast approach. Under 
this approach, two stations that have a reciprocal simulcast 
arrangement would each have licenses for their ATSC 1.0 and ATSC 3.0 
streams, but we would accord mandatory carriage rights only to the ATSC 
1.0 stream for each station. This approach would be consistent with 
prior Commission proposals in the channel sharing context and precedent 
established in the DTV transition. We seek comment on whether these 
proposals and precedent should be applied in the context of a licensed 
simulcast approach. For channel sharing outside the context of the 
incentive auction, the Commission has tentatively concluded that both 
licensees of a shared channel would have carriage rights and that such 
carriage rights would be based on the shared location. In the DTV 
context, the Commission addressed whether cable operators were required 
under the Communications Act to carry both the digital and analog 
signals of a station (also referred to as ``dual carriage'') during the 
DTV transition when television stations were still broadcasting analog 
signals. With regard to licensees that were simultaneously broadcasting 
analog and digital signals, the Commission declined to establish ``dual 
carriage'' rights, deciding that analog signals would have mandatory 
carriage rights during the DTV transition and that digital signals 
would not. That is, a broadcaster would choose between must carry or 
retransmission consent for its analog signal but could only pursue 
carriage via retransmission consent for its digital signal.
    32. Similarly, under the licensed simulcast approach, we could 
conclude that a broadcaster would choose between must carry or 
retransmission consent for its ATSC 1.0 signal but could only pursue 
carriage via retransmission consent for its ATSC 3.0 signal. By relying 
on the ATSC 1.0 signal for establishing mandatory carriage rights, this 
approach avoids having to address at this time issues associated with 
mandatory carriage of ATSC 3.0 signals. Under this approach, a 
broadcaster's mandatory carriage rights would track its relocated ATSC 
1.0 simulcast channel. That is, if a broadcaster converts its current 
facility to ATSC 3.0 operation and enters a temporary channel sharing 
arrangement to simulcast its ATSC 1.0 stream at a new location, then 
the broadcaster's ATSC 1.0 carriage rights would be based on the new 
shared location. We seek comment on this approach, including its 
advantages and disadvantages. We also seek comment on the implications 
of mandatory carriage rights following the ATSC 1.0 simulcast to a new 
location, especially in situations involving a significant shift in the 
ATSC 1.0 coverage area or change in transmitter location or community 
of license. Alternatively, could we find that, although a licensed ATSC 
1.0 stream is subject to mandatory carriage, carriage rights would be 
determined from the location of the originating station, rather than 
the location of the host station?
    33. ATSC 1.0 Simulcast Carriage Rights Under a Multicast Approach. 
We also seek comment on whether, and if so how, we could implement 
mandatory carriage rights and obligations for a station's ATSC 1.0 
signal under a multicast approach to simulcasting. We note that the 
Commission does not require cable operators to carry any more than one 
programming stream of a digital television station that multicasts. 
Accordingly, we seek comment on the legal basis for requiring mandatory 
carriage of a station's ATSC 1.0 simulcast stream if that stream is 
broadcast by a host station as one of its multicast streams. For 
purposes of this discussion, take the example of a reciprocal simulcast 
arrangement between two stations. That is, if Station A is licensed on 
channel 5 and Station B is licensed on channel 9, Station A would 
transmit on channel 5 two programming streams in ATSC 1.0 (its own and 
Station B's simulcast), while Station B would transmit on channel 9 two 
programming streams in ATSC 3.0 (its own and Station A's simulcast). 
There appears to be no question that Station A in this example would 
retain carriage rights for its ATSC 1.0 signal, however, there is a 
question as to whether Station B, which is transmitting in ATSC 3.0 on 
its licensed channel, would be entitled to must carry rights for its 
ATSC 1.0 simulcast stream, which is being transmitted as a multicast 
stream by Station A. This is because the Commission has determined that 
only a station's primary stream is entitled to mandatory carriage and 
that multicast streams are not entitled to mandatory carriage and 
because Station B's ATSC 1.0 stream is not being transmitted on its 
licensed channel.
    34. We seek comment on whether we could accord carriage rights to 
an ATSC 1.0 simulcast that is being transmitted as a multicast stream 
of a host station. Is there is a legal basis for shifting the carriage 
obligation from the licensed ATSC 3.0 stream to the simulcast ATSC 1.0 
stream? The record reflects that MVPDs may not have the technical 
capability to receive or retransmit ATSC 3.0 signals for some time 
during a potential transition to ATSC 3.0, and that ATSC 3.0 signals 
could occupy more bandwidth than ATSC 1.0 signals. Accordingly, as 
discussed below, we believe that carriage of ATSC 3.0 signals should be 
voluntary and driven by marketplace negotiations between broadcasters 
and MVPDs. Can we interpret the statute to require broadcasters to 
deliver their signals to MVPDs in a manner that minimizes burdens for 
MVPDs? Could we find that a Next Gen TV broadcaster must effectuate the 
carriage rights of its ATSC 3.0 signal by delivering an ATSC 1.0 signal 
to the MVPD via local simulcasting or some other means? Under this 
approach, do we need to define a ``good quality'' digital television 
signal at the cable system's principal headend for purposes of 
carriage? In order to use the ATSC 1.0 simulcast to effectuate the 
carriage rights of its ATSC 3.0 signal, should we require the ATSC 1.0 
simulcast and the ATSC 3.0 signal to have identical content?
    35. Mandatory Carriage of ATSC 3.0 Signals. We note that 
consideration of technical issues regarding cable carriage of the ATSC 
3.0 signal is still ongoing at the ATSC Working Group. Given that

[[Page 13291]]

ATSC 3.0 signals would not be accorded mandatory carriage rights under 
our proposals, and because of the current uncertainty about how MVPDs 
would carry ATSC 3.0 signals as a technical matter, we tentatively 
conclude that it is premature to address questions related to the 
mandatory carriage of ATSC 3.0 streams at this stage. We seek comment 
on this tentative conclusion.
    36. Required Notice to MVPDs of ATSC 3.0 Deployment/ATSC 1.0 
Simulcast. We seek comment on the notice that Next Gen TV broadcasters 
that have elected must-carry rights must provide to MVPDs prior to 
deploying ATSC 3.0 service and arranging for an ATSC 1.0 simulcast. The 
Petition proposes that must-carry broadcasters should give notice to 
all MVPDs at least 60 days in advance of simulcasting in ATSC 1.0 
format (i.e., relocating ATSC 1.0 streams to another facility). MVPDs 
express concern about the adequacy of such notice. We seek comment on 
what appropriate notice would be.
    37. We seek comment on what the notice to MVPDs should contain. We 
note that in the Channel Sharing NPRM, the Commission proposed a number 
of notice requirements on stations participating in channel sharing 
agreements (CSAs). We proposed that stations participating in CSAs must 
provide notice to those MVPDs that: (1) No longer will be required to 
carry the station because of the relocation of the station; (2) 
currently carry and will continue to be obligated to carry a station 
that will change channels; or (3) will become obligated to carry the 
station due to a channel sharing relocation. We also proposed that the 
notice contain the following information: (1) Date and time of any 
channel changes; (2) the channel occupied by the station before and 
after implementation of the CSA; (3) modification, if any, to antenna 
position, location, or power levels; (4) stream identification 
information; and (5) engineering staff contact information. In 
addition, we proposed that stations be able to elect whether to provide 
notice via a letter notification or provide notice electronically, if 
pre-arranged with the relevant MVPD. We seek comment on whether we 
should adopt requirements modeled on these proposals in this 
proceeding. If not, we seek comment on how the requirements we adopt 
should differ and why. We also seek comment on how broadcasters will 
deliver their signals to MVPDs that carry the station if the 
broadcaster's ATSC 1.0 simulcast does not deliver a good quality signal 
to the headend; for example, will they use some alternate means, such 
as fiber or microwave?
2. Retransmission Consent Issues
    38. Voluntary Carriage of ATSC 3.0 Signals Through Retransmission 
Consent. We also seek comment on issues related to the voluntary 
carriage of ATSC 3.0 signals through the retransmission consent 
process. The Petitioners contemplate that, at some future time, MVPDs 
will want to negotiate for carriage of ATSC 3.0 signals via 
retransmission consent so that MVPDs can offer their customers the 
improved service and new features associated with ATSC 3.0 service. As 
discussed above, MVPDs claim that they are not prepared to carry ATSC 
3.0 signals at this time. MVPDs, therefore, express concern that 
broadcasters may use the retransmission consent process to compel MVPDs 
to upgrade their equipment before they are ready to do so in order to 
carry ATSC 3.0 signals. They have expressed concern about the costs 
associated with carriage of ATSC 3.0 signals and that, even if ATSC 3.0 
carriage is deemed ``voluntary,'' Next Gen broadcasters will use their 
``leverage'' to require MVPD ATSC 3.0 carriage (such as by tying ATSC 
3.0 carriage to ATSC 1.0 carriage). In response, broadcasters reassert 
that MVPDs will not be forced to carry ATSC 3.0 signals. Broadcasters 
also argue that larger MVPDs, such as AT&T, do not lack negotiating 
power in retransmission consent negotiations and that retransmission 
consent agreements for ATSC 3.0 signals should be left to marketplace 
negotiations. We seek comment on these MVPD concerns, including whether 
and/or how the good faith rules concerning retransmission consent 
should and/or could be applied and/or adapted to address them.
    39. Small, Rural, and Capacity-Constrained MVPDs. We seek comment 
on whether small, rural, and capacity-constrained MVPDs would face 
unique circumstances with regard to the voluntary provision of ATSC 3.0 
that we should consider in this proceeding. To what extent are these 
categories of MVPDs interested in offering ATSC 3.0 services, and what 
challenges would they face in doing so? In particular, to what extent, 
if any, could the retransmission consent process be used by 
broadcasters to compel MVPDs, particularly smaller MVPDs, to carry an 
ATSC 3.0 stream as a condition for obtaining carriage of a 1.0 feed? 
How, if at all, should the Commission's rules address situations in 
which a small or rural MVPD that receives a broadcast station over-the-
air before deployment of ATSC 3.0 service can no longer do so during or 
after the deployment of ATSC 3.0 service? Will the higher-resolution 
carriage requirements of ATSC 3.0 come at the expense of channel 
placement for independent programmers?
    40. We also seek comment on what other issues we may need to 
resolve with regard to the potential carriage of ATSC 3.0 signals given 
that MVPDs and broadcasters may negotiate such carriage privately via 
retransmission consent. For example, we seek comment on whether it is 
appropriate for us to address concerns ATVA has raised about patent 
royalties that may be associated with ATSC 3.0 service. What equipment 
would be necessary for an MVPD to carry an ATSC 3.0 stream on a 
voluntary basis, and should we take those equipment needs into 
consideration in this proceeding?
    41. Alternatively, should we consider prohibiting MVPD carriage of 
ATSC 3.0 signals through retransmission consent negotiations until the 
ATSC Specialist Group on Conversion and Redistribution of ATSC 3.0 
Service produces its initial report, which is expected later this year? 
What would be the benefits and detriments of such an approach? What 
would be the legal basis for such a restriction? Would such a 
prohibition be consistent with section 325(b), 47 U.S.C. 325(b), 
including the reciprocal good faith bargaining requirements, the First 
Amendment rights of MVPDs and broadcasters, and section 624(f), 47 
U.S.C. 544(f)?

D. Service and Interference Protection

    42. The proposed authorization of the ATSC 3.0 transmission 
standard raises three potential interference issues that we address in 
this section. First, we consider the issue of interference that ATSC 
3.0 signals may cause to ATSC 1.0 (DTV) signals. Second, we consider 
the issue of interference that DTV or other ATSC 3.0 signals may cause 
to ATSC 3.0 signals. Next, we consider the issue of interference that 
ATSC 3.0 signals may cause to non-television services that operate 
within or adjacent to the TV band. As set forth below, with respect to 
all of these issues we propose to treat ATSC 3.0 signals as though they 
were DTV signals with identical technical parameters, largely 
consistent with the Petitioners' request. We seek comment on whether we 
should modify any technical parameters based on physical differences 
between the ways that broadcasters would deliver DTV and ATSC 3.0 
signals. Finally, we propose to amend the Post-Transition DTV Station 
Interference Protection rule to allow updated population inputs in 
processing applications, consistent with the Commission's decision to 
use such inputs in the incentive auction and repacking process.

[[Page 13292]]

1. Interference Protection of ATSC 1.0 (DTV) Signals
    43. The Petitioners submitted a study that includes laboratory 
measurements of ATSC 1.0 (DTV) and ATSC 3.0 interference signals into 
six DTV receivers. They claim that the study demonstrates the 
similarity between the two standards in terms of potential interference 
to DTV. The Petitioners state that the RF emission mask and effective 
radiated power limits for the ATSC 3.0 signal should remain unchanged 
and proposed that no changes be made to the OET Bulletin No. 69 
planning factors which define service and interference to a DTV signal. 
Therefore, for purposes of determining whether an ATSC 3.0 signal 
interferes with any DTV signals, the Petitioners propose to calculate 
potential ATSC 3.0 interference to DTV signals using the same 
methodology and planning factors that the Commission presently uses for 
calculating potential DTV interference to other DTV signals, which are 
specified in OET Bulletin No. 69 in our rules.
    44. We propose to apply the methodology and planning factors 
specified in OET Bulletin No. 69 to calculate interference from ATSC 
3.0 to DTV signals. We seek comment on whether DTV operations would be 
sufficiently protected by the OET Bulletin No. 69 methodology and 
planning factors. Accordingly, we request specific comment and test 
measurement results that accurately reflect DTV receiver performance in 
the presence of an interfering ATSC 3.0 signal, either to support or 
refute the Petitioners' measurements and claims that these two 
standards may be considered equally in terms of the potential 
interference to DTV. Given the studies that we have before us, we 
tentatively conclude that it is appropriate to propose to calculate 
interference from ATSC 3.0 signals to DTV in accordance with sections 
73.622, 73.623 and 74.703 of the Commission's rules and as implemented 
by OET Bulletin No. 69. We seek comment on this proposal.
2. Service and Interference Protection of ATSC 3.0 Signals
    45. With respect to protection that ATSC 3.0 signals should receive 
from other signals, we propose to rely on OET Bulletin No. 69 as well, 
as Petitioners request. As discussed below, we propose to use the same 
methodology and planning factors defined for DTV to define the service 
area of an ATSC 3.0 signal. We also propose to define the ATSC 3.0 
interference criteria for co- and adjacent channel interfering signals 
at the same levels as specified in OET Bulletin No. 69 for DTV signals. 
We seek comment below on how the Commission should consider 
implementing these service and interference protections for ATSC 3.0 
signals.
    46. The DTV transmission standard has fixed transmission and error 
correction parameters and a single associated minimum signal strength 
threshold (or SNR threshold) for service. The minimum SNR threshold is 
used as a basis for determining where a DTV broadcast television 
station's signal can be received. Whether a DTV broadcast television 
station is considered to have service and receive protection from 
interference is determined in part by this threshold. The minimum 
expected signal level for an ATSC 3.0 signal is much more dynamic. The 
ATSC 3.0 standard enables broadcasters to choose from multiple 
modulation and error correction parameters, which have the effect of 
allowing them to adjust their data rates and corresponding minimum SNR 
thresholds. Further, ATSC 3.0 enables broadcasters to transmit multiple 
streams with different parameters simultaneously. This means that, as a 
practical matter, the actual area where the signal of a television 
station broadcasting an ATSC 3.0 signal can be received may not 
necessarily match up to the same area defined by the single minimum SNR 
threshold of DTV. The signal-to-noise-ratio threshold for the ATSC 3.0 
transmission standard will be variable and station-specific, enabling 
tradeoffs depending on each station's offerings and quality of service 
goals. In consideration of the dynamic nature of ATSC 3.0 transmission 
standard, our proposals seek to maintain the status quo with regard to 
interference protection and provide certainty with regard to 
calculating the coverage areas of ATSC 3.0 stations.
    47. Preservation of Service. Because ATSC 3.0 signals contain 
multiple video streams each requiring a SNR threshold, we propose to 
require Next Gen TV broadcasters to provide at least one free stream 
comparable to a DTV signal to ensure viewers within the ``DTV-
equivalent'' service area continue to receive programming service at 
the current DTV protection levels. The ATSC 3.0 transmission standard 
may enable Next Gen TV broadcasters to provide a programming service of 
a quality similar to DTV service at an SNR threshold lower than the 
level specified in OET Bulletin No. 69 for DTV service. We seek comment 
on how to objectively determine if a Next Gen TV programming stream is 
similar in quality to DTV. Thus a station should provide at least one 
ATSC 3.0 video stream that requires a SNR threshold equal or less than 
that needed for coverage at a level specified in OET Bulletin No. 69 
for DTV service, where a lower SNR threshold indicates a possibly more 
robust transmission. In other words, a station providing a mobile video 
stream requiring a minimum SNR less than specified in OET Bulletin No. 
69 would satisfy this requirement. We envision this to be a benefit to 
broadcasters who elect to offer mobile streams while avoiding potential 
redundancies in their overall data stream, by not penalizing those 
stations wishing to deploy mobile service without requiring provision 
of two identical program streams for both mobile and household 
reception in the same areas. We seek comment on this proposal and how 
to define which types of Next Gen TV signals could be considered 
comparable to DTV signals. Requiring one comparable free video stream 
will afford broadcasters the flexibility to devote remaining resources 
to enhanced services such as UHD without affecting their underlying 
coverage calculations, as requested by the Petitioners, while ensuring 
that all viewers predicted to receive Next Gen TV signals will have at 
least one free video stream available to them. We seek comment on what 
rules changes, if any, would be necessary to implement this proposal.
    48. Next Gen TV Service Area. Considering the approach to broadly 
treat DTV and Next Gen TV interference equally, the Commission's 
convention would be first to define the area subject to calculation, 
which is the noise-limited contour of the station. Within this contour, 
the station's service area is determined considering terrain, existing 
interference, and population distribution above a minimum field 
strength threshold that is derived from the planning factors given in 
OET Bulletin No. 69. We propose to define a ``DTV-equivalent'' service 
area for a station transmitting in ATSC 3.0 using the methodology and 
planning factors defined for ATSC 1.0 in OET Bulletin No. 69. This 
means that for a UHF Next Gen TV station, the ``DTV-equivalent'' 
service area would be defined at 41 dB[mu]V/m plus a dipole adjustment 
factor. We seek comment on the use of a single service threshold to 
define this ``DTV-equivalent'' service area. Should the definition of a 
``DTV-equivalent'' service area specify both a minimum field strength 
and data rate or is the specification of a minimum field

[[Page 13293]]

strength sufficient to ensure an acceptable data rate?
    49. To the extent that commenters propose alternative definitions 
of service area for stations transmitting in ATSC 3.0 signals, we 
specifically solicit technical justification of why the definition 
should differ from that of the existing ATSC 1.0 service and OET 
Bulletin No. 69. Manhattan Digital notes the lack of real world testing 
of coverage comparisons between ATSC 1.0 and ATSC 3.0 and questions 
whether the Commission would grant sufficient power increases to 
restore lost coverage. GatesAir and other equipment manufacturers 
submitted ATSC 3.0 field test results that showed equivalent coverage 
area thresholds as ATSC 1.0 when an ATSC 3.0 receiver was stationary 
and using comparable reception equipment.
    50. Additionally, the service threshold set by OET Bulletin No. 69 
is based on several planning factors that may not be applicable to 
newer Next Gen TV receivers and deployment characteristics. We seek 
comment on whether OET Bulletin No. 69 planning factors should be 
updated or supplemented as they pertain to Next Gen TV to reflect 
current broadcast reception equipment and conditions, particularly 
given the Petitioners' stated additional use cases of mobile and indoor 
reception. Generally, we seek comment on appropriate values for OET 
Bulletin No. 69 planning factors for Next Gen TV.
    51. Interference Protection. We propose to define a protection 
threshold for Next Gen TV that would provide an equivalent level of 
protection as a DTV signal. Under this approach, an ATSC 3.0 signal 
would be protected as defined in OET Bulletin No. 69. As a practical 
matter, co-channel interference for DTV is presently a nonlinear 
function designed to approximate the performance of test receivers when 
the ATSC 1.0 standard was under development. We seek comment on whether 
this same nonlinearity would apply to Next Gen TV receivers in the 
presence of co-channel interference. Additionally, we acknowledge that 
Next Gen TV may have multiple video streams, some of which may not be 
sufficiently protected from interference at a single threshold which 
was designed specifically to protect DTV signals. Next Gen TV 
broadcasters that choose to offer higher capacity, i.e. less robust, 
programming within their ``DTV-equivalent'' coverage areas may not be 
protected from interference at this threshold. Next Gen TV broadcasters 
may also choose to offer lower capacity, i.e. more robust, programming 
that permits signal to noise ratio thresholds below the DTV threshold. 
This could effectively expand their consumer base beyond the current 
``DTV-equivalent'' service area or provide coverage to areas that were 
previously unserved due to terrain-limited propagation conditions 
within the contour. Should these areas be given interference 
protection? We seek comment on this approach and alternative threshold 
protection approaches that could be better suited to ATSC 3.0.
    52. Should ATSC 3.0 signals only be protected in areas where their 
signal strength reaches a single ``DTV-equivalent'' minimum level or 
should protections be provided for such signals within their ``DTV-
equivalent'' service contour that fall below the single service 
threshold but offer a more robust service? Should interference 
protections be provided for Next Gen TV signals within the ``DTV-
equivalent'' service contour which require alternative adjacent channel 
D/U ratios for interference protection? Have there been advancements in 
receiver performance that would warrant the Commission to consider 
alternative the adjacent channel D/U ratios for ATSC 3.0 receivers? 
Noting the ATSC A/73 standard for DTV receivers, should the Commission 
adopt a 33 dB, or some higher or lower threshold for adjacent channel 
interference, or is the existing 26 to 28 dB threshold for DTV 
(depending on whether upper- or lower-adjacent) prescribed in our rules 
more appropriate? If interference protection is to be afforded to Next 
Gen TV profiles other than the ``DTV-equivalent'' service, what should 
those interference protection levels be?
3. Interference Protection Affecting Other Services
    53. The last interference issues that we must consider concern 
those related to interference between ATSC 3.0 transmissions and other 
services, such as non-broadcast services, that operate within or 
adjacent to the TV band. We seek comment on whether and how we should 
address the impact ATSC 3.0 signals could have on these other services 
and how these services could impact ATSC 3.0 signals.
    54. Other Services that Operate in the TV Band. We seek comment on 
whether, in authorizing the ATSC 3.0 transmission standard, there would 
be any interference-related issues that arise with respect to services 
and operations in the TV Band other than full-power, Class A, LPTV and 
TV translator television stations. If so, what services are impacted 
and how should the Commission address such interference? To what extent 
would authorization of the ATSC 3.0 transmission standard raise 
interference concerns regarding Part 22 or Part 90 services? Would ATSC 
3.0 transmissions cause any additional interference to these services, 
or alternatively should ATSC 3.0 transmissions receive any protections 
in addition to those afforded today to DTV? Under our existing rules, 
low-power auxiliary station (LPAS) devices and unlicensed wireless 
microphones must protect broadcasting operations (i.e., those that 
transmit using ATSC 1.0), and are by rule limited to operations at 
locations at least 4 kilometers outside the protected contours of co-
channel TV stations. Licensed wireless microphone operations are also 
permitted closer to TV stations, including inside the TV contours, if 
certain specified conditions are met. In addition, white-space devices 
are required to protect DTV operations by operating outside of DTV 
contours as specified in the rules. Are any clarifications or 
modifications to these rules required if we authorize the ATSC 3.0 
transmission standard?
    55. Other Services that Operate in the Adjacent Bands--the 600 MHz 
Band and Channel 37. CTIA expressed concern that the Petition's 
discussion of the ATSC 3.0 transmission standard contained no 
consideration of the potential interference impact that this new 
technology could have on wireless operations in the 600 MHz band. CTIA 
states that the development and enforcement of carefully drawn 
technical rules is necessary to prevent interference to 600 MHz band 
operations, and that the inter-service interference (ISIX) rules 
adopted by the Commission, which were based entirely on the technical 
characteristics of DTV signals, were developed to minimize interference 
between TV broadcasting and 600 MHz band operations. The Petitioners 
respond that it is not possible to test for this interference because 
the wireless industry has not revealed ``what technology wireless 
carriers will actually deploy in the 600 MHz band,'' and argue that 
there is ``no technical reason to believe that ATSC 3.0 creates a 
higher risk of potential inter-service interference'' than ATSC 1.0.
    56. The ISIX rules referenced by CTIA were developed for the 
broadcast incentive auction in the event that some UHF broadcasters 
would remain in the re-purposed 600 MHz Band creating impairments for 
the new wireless licensees. At this point in the broadcast incentive 
auction, there are no impairments to 600 MHz Band wireless licenses 
that are projected to exist after

[[Page 13294]]

the post-auction transition period. Therefore, we tentatively conclude 
there is no need for rules to consider potential interference between 
Next Gen TV transmissions and the 600 MHz Band service. We seek comment 
on this tentative conclusion. Alternatively, are more studies needed to 
fully address any potential interference concerns? If we require 
broadcasters to ``provide interested parties with a clear understanding 
of how the change to ATSC 3.0 will impact the interference environment 
in the 600 MHz band'' as CTIA requests, what information would be 
necessary and sufficient to address any potential concerns?
    57. We also seek comment on whether there are any potential 
interference concerns that adoption of ATSC 3.0 transmission standard 
may raise with respect to either RAS or WMTS operations in Channel 37. 
Finally, we seek comment on whether any of these issues related to 
interference to services that operate in adjacent bands would require 
us to clarify how interference issues between ATSC 3.0 transmissions 
and these other services would be addressed.
4. Station Interference Protection Population Inputs
    58. We propose to update the Commission's rules regarding 
acceptable levels of interference resulting from a broadcaster's 
application for new or modified facilities. Specifically, we propose 
that, for purposes of evaluating such applications, the Media Bureau 
should use the latest official U.S. Census statistics, as these 
population statistics become available and when the Commission is able 
to incorporate them into the Commission's licensing processing systems. 
The Commission's rules currently require that in evaluating a 
broadcaster's application for new or modified facilities, the degree of 
permissible interference to populations served is to be predicted based 
on the 2000 census population data. For purposes of the incentive 
auction and repacking process, however, the Commission established 
updated inputs for purposes of evaluating interference, including use 
of the 2010 census population data. We now propose to further update 
our rules in a manner that is consistent with this approach by 
permitting the Media Bureau to use the most recent U.S. Census 
statistics. We propose that the Media Bureau will announce when updated 
census statistics have been incorporated into our licensing systems and 
the date upon which such updated inputs will be applied at least 60 
days before they are used for application processing purposes. We 
further propose that the Commission use 2010 census population data 
after the repacking process for all application compliance evaluations 
until the Media Bureau announces the date that it will begin using 
census population data for a different year. Thus, even after the 
repacking process is complete, any broadcast television service or 
interference calculations would be based on 2010 U.S. Census 
statistics, until after 2020, when the next U.S. Census statistics 
become available and the Media Bureau announces the date of application 
of such data. We believe that this process and the use of the most 
current population data incorporated into the Commission's systems will 
provide more accurate predictions of populations served and benefit the 
public interest. We seek comment on this proposal.

E. Single Frequency Networks (SFN) and Distributed Transmission Systems 
(DTS)

    59. We propose to authorize broadcast television stations to 
operate ATSC 3.0 Single Frequency Networks (SFN) under our existing 
Distributed Transmission Systems (DTS) rules with one amendment noted 
below. While a traditional broadcaster has a single transmission site, 
and any fill-in service is provided using a separately licensed 
secondary transmission site that likely uses a different RF channel, a 
broadcaster using DTS provides television service to its area by two or 
more transmission sites using an identical signal on the same RF 
channel, synchronized to manage self-interference. The rules 
established by the DTS Report and Order describe the authorized service 
area, maximum service area, station reference point, coverage 
determination, protection from interference and application 
requirements for DTS stations.
    60. Multiple commenters claim that broadcasters that deploy ATSC 
3.0 service will have the ability to efficiently form a SFN, which for 
the purposes of broadcast television is a term that is synonymous with 
DTS. Like the DTS network described above, an ATSC 3.0 SFN would 
provide television service by using two or more transmission sites, 
using an identical signal on the same RF channel, synchronized to 
manage self-interference. Accordingly, we tentatively conclude that the 
rules established to authorize a DTS station generally are adequate to 
authorize an ATSC 3.0 SFN station, and as such an ATSC 3.0 SFN should 
be considered a DTS station for the purposes of our rules. We seek 
comment on this tentative conclusion.
    61. We also tentatively conclude that it is not necessary to adopt 
a specific synchronization standard in order to authorize an ATSC 3.0 
SFN. In the DTS Report and Order, the Commission found that it was not 
necessary for a station to use a specific synchronization system as 
long as (1) the synchronization used by a station was effective in 
minimizing interference within the system, (2) otherwise provided 
service to the population within the station's service area consistent 
with FCC rules, and (3) complied with the ATSC standard adopted by the 
FCC. It further noted that this approach avoided implication of any 
specific intellectual property held by companies participating in the 
proceeding. Thus, although ATSC had developed the A/110 ``ATSC Standard 
for Transmitter Synchronization,'' the Commission determined that it 
was not necessary to adopt this as the synchronization standard for 
DTS, and as a result, DTS stations have flexibility with regard to 
transmitter synchronization. In this proceeding, one commenter, LG 
Electronics, notes that the standard that would enable an ATSC 3.0 SFN 
is ATSC A/322:2016 ``Physical Layer Protocol.'' LG claims that A/322 
should be incorporated by reference into the rules along with A/321 to 
ensure that SFN is authorized. We seek comment above on whether A/322 
should be incorporated into our rules. Consistent with our finding in 
the DTS proceeding, we tentatively conclude that as long as the 
synchronization used to implement an SFN/DTS minimizes interference 
within the network and provides adequate service, then there is no need 
to require a specific synchronization standard. We seek comment on this 
tentative conclusion.
    62. We propose to amend our existing DTS rules to specify that, 
with regard to ATSC 3.0 transmissions, not only must each transmitter 
comply with the ATSC 3.0 standard ultimately adopted by the FCC, but 
all transmitters under a single license must follow the same standard. 
We tentatively find that a DTS implementation that mixes ATSC 3.0 and 
ATSC 1.0 would not meet the requirement to be ``synchronized'' as 
specified in section 73.626(a) of the Commission's rules, as it would 
not minimize interference within the system. We seek comment on this 
tentative conclusion.

[[Page 13295]]

F. ATSC 3.0 Transmissions as ``Television Broadcasting''

1. Definition of Television Broadcasting
    63. We propose that television stations transmitting both an ATSC 
1.0 and an ATSC 3.0 signal are ``television stations'' engaged in 
``broadcasting'' as those terms are defined in the Communications Act. 
Although we do not propose to authorize broadcasters to transmit solely 
in ATSC 3.0 at this time, we also tentatively conclude that stations 
transmitting only an ATSC 3.0 signal would be ``television stations'' 
engaged in ``broadcasting'' under the Act.
    64. The Petitioners request that the Commission ``specify that Next 
Generation TV transmission is `television broadcasting' in parity with 
the current DTV standard.'' The Act imposes certain obligations and 
restrictions on stations engaged in ``broadcasting,'' including the 
restriction on foreign ownership and the requirements that they provide 
``reasonable access'' to candidates for federal elective office and 
afford ``equal opportunities'' to candidates for any public office. 
Television broadcasters must also make certain disclosures in 
connection with advertisements that discuss a ``political matter of 
national importance'' and must disclose the identity of program 
sponsors. In addition, among other requirements, television 
broadcasters must air educational programming for children, limit the 
amount of commercial material they include in programming directed to 
children, restrict the airing of indecent programming, and comply with 
provisions relating to the rating of video programming. The Commission 
has determined that the definition of ``broadcasting'' in the Act 
applies to services intended to be received by an indiscriminate public 
and has identified three indicia of a lack of such intent: (1) The 
service is not receivable on conventional television sets and requires 
a licensee or programmer-provided special antennae and/or signal 
converter so the signal can be received in the home; (2) the 
programming is encrypted; and (3) the provider and the viewer are 
engaged in a private contractual relationship.
    65. Based on the description of ATSC 3.0 transmissions in the 
Petition and in the record, and because we propose to require ATSC 3.0 
stations to provide a free, over-the-air service, it appears that ATSC 
3.0 transmissions would be intended to be received by all members of 
the public and therefore would meet the definition of ``broadcasting.'' 
Accordingly, as noted above, we tentatively conclude that Next Gen TV 
stations are ``television stations'' engaged in ``broadcasting'' as 
those terms are defined by the Act. No commenters in response to the 
Petition take a different position. We seek comment on this tentative 
conclusion and any alternative views. Is there any basis for 
determining that ATSC 3.0 transmissions are not ``broadcasting''? What 
would the implications be of such a determination in terms of 
regulatory obligations and Commission oversight?
2. Public Interest Obligations
    66. Assuming we adopt our tentative conclusion that Next Gen TV 
stations are engaged in ``broadcasting'' under the Act, they--like all 
broadcast television licensees--would be public trustees with a 
responsibility to serve the ``public interest, convenience, and 
necessity.''
    67. We propose to apply all of our broadcast rules to Next Gen TV 
stations including, but not limited to, our rules regarding foreign 
ownership, political broadcasting, children's programming, equal 
employment opportunities, public inspection file, main studio, 
indecency, sponsorship identification, contest rules, CALM Act, the 
EAS, closed captioning, and video description. Are there any public 
interest or programming rules that should not apply? Are there any 
changes to these rules that should be made to accommodate any ATSC 3.0-
based services? To what extent will the additional capacity offered 
through the ATSC 3.0 standard provide opportunities for more diverse 
programming? While the Petition does not address broadcaster public 
interest obligations in detail, it states that ``[n]o changes are 
necessary in the Commission's programming-related policies and rules, 
as those requirements will attach to television licensees regardless of 
the authorized standard they use to transmit programming to their 
communities of license.'' The Petition further states that licensees 
implementing ATSC 3.0 technology will ``remain simply television 
broadcasters subject to the Commission's existing regulatory 
structure.'' We request comment generally on this view.
    68. Although we decline to initiate a general reexamination of 
broadcaster public interest obligations at this time, we seek comment 
on specific consumer issues related to the enhanced capabilities that 
may be available through the use of ATSC 3.0 transmissions. The 
Petition claims that the advent of ATSC 3.0 (including the entire suite 
of ATSC 3.0-related standards and IP-based services that operate on top 
of the transmission standard) will enable improvements to certain 
services, including EAS, closed captioning, and video description, but 
that no changes to the relevant rules are needed to conform them to an 
environment in which television licensees will transmit in either the 
ATSC 1.0 or the ATSC 3.0 standard. With respect to EAS, Petitioners 
argue that ATSC 3.0 will offer significantly enhanced emergency alert 
capabilities, including the abilities to alert consumers of an 
emergency even when the receiver is powered off, tailor information for 
specific geographic areas, and provide enhanced datacasting to serve 
law enforcement, first responder, and emergency management 
organizations more efficiently. With respect to closed captioning, 
Petitioners state that the ATSC 3.0 transmission standard offers a 
different format for caption data from that used by DTV and that the 
Commission's rules already anticipate this technology and provide that 
data in this format is compliant. Finally, Petitioners state that the 
ATSC 3.0 standard has functionality for video description and 
additional language support, and can implement these requirements in 
compliance with the FCC's rules. We invite comment generally on these 
asserted benefits. We also seek input on the public interest issues 
discussed above and any others that may result from enhancements or 
other changes to television broadcasting that may result from the use 
of Next Gen TV transmissions.
    69. Finally, we invite comment on which features of ATSC 3.0-based 
services will be provided over-the-air to consumers for free and what 
additional services or features will require a fee. Should broadcasters 
who choose to use their ATSC 3.0 transmission for a higher format, such 
as 4K resolution, be required to offer it over-the-air to consumers for 
free? What features of ATSC 3.0 service will be available only to those 
with an Internet connection? Which such services or features will be 
``ancillary services'' within the meaning of our rules? If the majority 
of an ATSC 3.0 station's spectrum/bandwidth is devoted to paid 
services, are those services ``ancillary'' under our rules? Are there 
any services that Next Gen TV broadcasters might offer that would not 
be ancillary or supplementary services that serve the public interest? 
What is the potential regulatory significance of an ATSC 3.0-based 
service that is provided for free versus one that is not?

[[Page 13296]]

G. Transition and Consumer Issues

1. Next Gen TV Tuner Mandate
    70. Television receivers manufactured today are not capable of 
receiving ATSC 3.0 signals. Pursuant to our current rules, however, if 
a broadcaster were to begin transmitting ATSC 3.0 signals, television 
receivers would need to include ATSC 3.0 tuners. Specifically, section 
15.117(b), the rule implementing the Commission's authority under the 
1962 All Channel Receiver Act, states that ``TV broadcast receivers 
shall be capable of adequately receiving all channels allocated by the 
Commission to the television broadcast service.'' We tentatively 
conclude that a Next Gen TV tuner mandate is not necessary at this time 
because a potential transition would be voluntary and market-driven, 
and under our proposal current-generation ATSC 1.0 broadcasting would 
continue indefinitely. Accordingly, we propose to revise section 
15.117(b) to make clear that this rule does not apply to ATSC 3.0. We 
seek comment on this proposal.
    71. Alternatively, we seek comment on whether we should require 
that new television receivers manufactured after a certain date include 
the capability to receive ATSC 3.0 signals and if so, when such a 
requirement should take effect. As a further alternative, we note that 
it may be possible to upgrade most, if not all, receivers currently 
being manufactured to allow them to receive ATSC 3.0 signals, but such 
upgrades would require over-the-air viewers to purchase additional 
equipment, such as a dongle or other equipment (e.g., a set-top box or 
gateway device) that can be attached to the receiver's HDMI port, 
assuming that receiver has an HDMI port. What percentage, if any, of TV 
receivers manufactured today do not have an HDMI port and therefore are 
not easily upgradeable to receive ATSC 3.0 transmissions? To account 
for receivers that do not have HDMI ports, should we require that all 
TV receivers sold after a specified date have an HDMI port to permit 
attachment of an external tuner dongle or other equipment (e.g., a set-
top box or gateway device) that can receive signals from an OTA 
antenna? We tentatively conclude that such a requirement is not 
necessary at this time. The Petitioners assert that ``a market-driven 
approach will ensure that both broadcasters and receiver manufacturers 
adopt the new transmission standard in response to consumer demand.'' 
We seek comment on whether such a market-based approach will ensure 
that television receivers capable of receiving ATSC 3.0 signals are 
available to consumers. What would the costs be for manufacturers to 
ensure that all television receivers are easily upgradable to receive 
ATSC 3.0 transmissions, and how quickly could they do so?
2. On-Air Notice to Consumers About Deployment of ATSC 3.0 Service and 
ATSC 1.0 Simulcasting
    72. We seek comment on whether broadcasters should be required to 
provide on-air notifications to educate consumers about their 
deployment of Next Gen TV service and simulcasting of ATSC 1.0 service. 
We seek comment on whether such a requirement could be useful for 
broadcasters to inform consumers that the stations they view will be 
changing channels, to encourage consumers to rescan their receivers for 
new channel assignments, and to educate them on steps they should take 
to resolve any potential reception issues. The Commission imposed 
viewer notification requirements during the DTV transition as well as 
in connection with the incentive auction. Should they be imposed in 
connection with the use of ATSC 3.0 transmissions? Does the Commission 
have legal authority to require such on-air notices in this context?
    73. If we were to require broadcasters to notify consumers during a 
potential transition to ATSC 3.0, we invite comment on the requirements 
we should impose regarding these notifications. How far in advance 
should we require broadcasters to notify viewers before broadcasters 
shift their ATSC 1.0 signal to another station's broadcast channel? 
What form should this notice take--PSAs, crawls, or a combination of 
both? What information should stations be required to include in the 
notification?
    74. We also seek comment on whether Commission outreach is 
necessary to those communities affected by a potential transition to 
ATSC 3.0. Should the FCC's existing call center provide consumer 
assistance over the phone on matters such as ``rescanning'' or to help 
resolve other reception issues? What guidance should the Commission 
provide through its Web site (www.fcc.gov)? Should the Commission staff 
prepare maps that would be available online to inform consumers about 
what station signals are affected by a potential transition to Next Gen 
TV signals, as it did for the digital transition? We seek comment also 
on other potential types of Commission outreach and the appropriate 
timing of such efforts.
3. Interplay With Post-Incentive Auction Transition/Repack
    75. The Commission has stated that, following the completion of the 
incentive auction, it will establish a 39-month transition period 
(``post-auction transition period'') during which time all full power 
and Class A television stations that are changing frequencies as a 
result of the auction must cease operations in those portions of the 
current broadcast UHF television bands that are being repurposed to 
wireless use. The Media Bureau will establish a set of construction 
deadlines for stations that will relocate as a result of the auction, 
some of which will be given 36 months to complete construction and some 
of which will have shorter deadlines. The Commission previously 
determined that all stations must cease operating on their pre-auction 
channels at the end of the 39-month post-auction transition period 
regardless of whether they have completed construction of the 
facilities for their post-auction channel. We seek comment on the 
extent to which the repacking of stations after the incentive auction 
presents an opportunity for repacked stations that want to upgrade to 
ATSC 3.0. What steps should the Commission take to facilitate ATSC 3.0 
deployment consistent with the repack and ensure consumers retain the 
television service they expect while more quickly enjoying the benefits 
of Next-Generation Television?
    76. We also invite comment on how to ensure that the deployment of 
ATSC 3.0 does not negatively affect the post-incentive auction 
transition process. What steps should the broadcast industry take to 
address this issue?
    77. CTIA asks that we clarify that ATSC 3.0 equipment is not 
eligible for reimbursement from the TV Broadcaster Relocation Fund 
(Reimbursement Fund). All requests for reimbursement from the 
Reimbursement Fund, including those for ATSC 3.0 capable equipment, 
will be evaluated consistent with the standards set forth in the 
Incentive Auction Report and Order. In that order, the Commission 
recognized that replacement equipment eligible for reimbursement from 
the Reimbursement Fund ``necessarily may include improved 
functionality,'' but stated ``[w]e do not . . . anticipate providing 
reimbursement for new, optional features in equipment unless the 
station or MVPD documents that the feature is already present in the 
equipment that is being replaced. Eligible stations and MVPDs may elect 
to purchase optional equipment capability or make other upgrades at 
their own cost, but only the

[[Page 13297]]

cost of the equipment without optional upgrades is a reimbursable 
expense.''

IV. Procedural Matters

A. Initial Regulatory Flexibility Act Analysis

    78. As required by the Regulatory Flexibility Act of 1980, as 
amended (RFA), the Federal Communications Commission (Commission) has 
prepared this present Initial Regulatory Flexibility Analysis (IRFA) 
concerning the possible significant economic impact on small entities 
by the policies and rules proposed in the Notice of Proposed Rulemaking 
(NPRM). Written public comments are requested on this IRFA. Comments 
must be identified as responses to the IRFA and must be filed by the 
deadlines for comments provided on the first page of the NPRM. The 
Commission will send a copy of the NPRM, including this IRFA, to the 
Chief Counsel for Advocacy of the Small Business Administration (SBA). 
In addition, the NPRM and IRFA (or summaries thereof) will be published 
in the Federal Register.

B. Need for, and Objectives of, the Proposed Rules

    79. In the NPRM, we propose to authorize television broadcasters to 
use the ``Next Generation'' broadcast television (Next Gen TV) 
transmission standard associated with recent work of the Advanced 
Television Systems Committee (ATSC 3.0) on a voluntary, market-driven 
basis, while they continue to deliver current-generation digital 
television (DTV) broadcast service, using the ``ATSC 1.0 standard,'' to 
their viewers. ATSC 3.0 is being developed by broadcasters with the 
intent of merging the capabilities of over-the-air broadcasting with 
the broadband viewing and information delivery methods of the Internet, 
using the same 6 MHz channels presently allocated for DTV. According to 
a coalition of broadcast and consumer electronics industry 
representatives that has petitioned the Commission to authorize the use 
of ATSC 3.0, this new standard has the potential to greatly improve 
broadcast signal reception, particularly on mobile devices and 
television receivers without outdoor antennas, and it will enable 
broadcasters to offer enhanced and innovative new features to 
consumers, including Ultra High Definition picture and immersive audio, 
more localized programming content, an advanced emergency alert system 
capable of waking up sleeping devices to warn consumers of imminent 
emergencies, better accessibility options, and interactive services. 
With today's action, we aim to facilitate private sector innovation and 
promote American leadership in the global broadcast industry.
    80. In this proceeding, we seek to adopt rules that will afford 
broadcasters flexibility to deploy ATSC 3.0-based transmissions, while 
minimizing the impact on, and costs to, consumers and other industry 
stakeholders. Among other matters, we seek public input on the 
following issues and proposals:
     Voluntary Use. We propose to authorize voluntary use of 
ATSC 3.0 transmissions and to incorporate by reference the relevant 
portions of the ATSC 3.0 standard into our rules. We seek comment on 
which components of the standard should be incorporated into our rules.
     Local Simulcasting. We propose to require ``local 
simulcasting'' for stations that choose to deploy Next Gen TV 
transmissions so that broadcasters will continue to provide their 
existing ATSC 1.0-based services to their viewers. We seek comment on a 
number of issues relating to the implementation of local simulcasting.
     MVPD Carriage. We propose that multichannel video 
programming distributors (MVPDs) be required to continue carrying 
broadcasters' ATSC 1.0 signals, but not be required to carry ATSC 3.0 
signals during the period when broadcasters are voluntarily 
implementing ATSC 3.0 service. We also seek comment on issues related 
to the voluntary carriage of ATSC 3.0 signals through the 
retransmission consent process.
     Service and Interference Protection. We seek comment on 
whether Next Gen TV transmissions will raise any interference concerns 
for existing DTV operations or for any other services or devices that 
operate in the TV bands or in adjacent bands. We propose to calculate 
Next Gen TV interference to DTV signals using the methodology and 
planning factors specified in OET Bulletin 69 (OET-69). We also propose 
to define a ``DTV-equivalent'' service area for the Next Gen TV signal 
using the methodology and planning factors defined for DTV in OET-69 
and to define a protection threshold for Next Gen TV signals that would 
be as robust as an equivalent DTV signal. Moreover, we seek comment on 
what, if any, additional interference protections are necessary with 
respect to other services and devices that operate in the TV bands or 
adjacent bands.
     Public Interest Obligations and Consumer Protection. We 
propose that television stations transmitting signals in ATSC 3.0 be 
subject to the public interest obligations currently applicable to 
television broadcasters. In addition, we seek comment on our tentative 
conclusion that it is unnecessary at this time to adopt an ATSC 3.0 
tuner mandate for new television receivers. We seek comment on whether 
broadcasters should be required to provide on-air notifications to 
educate consumers about Next Gen TV service deployment and ATSC 1.0 
simulcasting and on how to ensure that deployment of Next Gen TV-based 
transmissions will not negatively impact the post-incentive auction 
transition process.

C. Legal Basis

    81. The proposed action is authorized pursuant to sections 1, 4, 
301, 303, 307, 308, 309, 316, 319, 325(b), 336, 338, 399b, 403, 534, 
and 535 of the Communications Act of 1934, as amended, 47 U.S.C. 151, 
154, 301, 303, 307, 308, 309, 316, 319, 325(b), 336, 338, 399b, 403, 
534, and 535.

D. Description and Estimate of the Number of Small Entities To Which 
the Proposed Rules Will Apply

    82. The RFA directs agencies to provide a description of, and where 
feasible, an estimate of the number of small entities that may be 
affected by the proposed rules, if adopted. The RFA generally defines 
the term ``small entity'' as having the same meaning as the terms 
``small business,'' ``small organization,'' and ``small governmental 
jurisdiction.'' In addition, the term ``small business'' has the same 
meaning as the term ``small business concern'' under the Small Business 
Act. A small business concern is one which: (1) Is independently owned 
and operated; (2) is not dominant in its field of operation; and (3) 
satisfies any additional criteria established by the SBA. Below, we 
provide a description of such small entities, as well as an estimate of 
the number of such small entities, where feasible.
    83. Wired Telecommunications Carriers. The U.S. Census Bureau 
defines this industry as ``establishments primarily engaged in 
operating and/or providing access to transmission facilities and 
infrastructure that they own and/or lease for the transmission of 
voice, data, text, sound, and video using wired communications 
networks. Transmission facilities may be based on a single technology 
or a combination of technologies. Establishments in this industry use 
the wired telecommunications network facilities that they operate to 
provide a variety of services, such as wired telephony services, 
including VoIP services, wired (cable) audio and video programming

[[Page 13298]]

distribution, and wired broadband internet services. By exception, 
establishments providing satellite television distribution services 
using facilities and infrastructure that they operate are included in 
this industry.'' The SBA has developed a small business size standard 
for Wired Telecommunications Carriers, which consists of all such 
companies having 1,500 or fewer employees. Census data for 2012 shows 
that there were 3,117 firms that operated that year. Of this total, 
3,083 operated with fewer than 1,000 employees. Thus, under this size 
standard, the majority of firms in this industry can be considered 
small.
    84. Cable Companies and Systems (Rate Regulation). The Commission 
has developed its own small business size standards for the purpose of 
cable rate regulation. Under the Commission's rules, a ``small cable 
company'' is one serving 400,000 or fewer subscribers nationwide. 
Industry data indicate that there are currently 4,600 active cable 
systems in the United States. Of this total, all but nine cable 
operators nationwide are small under the 400,000-subscriber size 
standard. In addition, under the Commission's rate regulation rules, a 
``small system'' is a cable system serving 15,000 or fewer subscribers. 
Current Commission records show 4,600 cable systems nationwide. Of this 
total, 3,900 cable systems have fewer than 15,000 subscribers, and 700 
systems have 15,000 or more subscribers, based on the same records. 
Thus, under this standard as well, we estimate that most cable systems 
are small entities.
    85. Cable System Operators (Telecom Act Standard). The 
Communications Act also contains a size standard for small cable system 
operators, which is ``a cable operator that, directly or through an 
affiliate, serves in the aggregate fewer than 1 percent of all 
subscribers in the United States and is not affiliated with any entity 
or entities whose gross annual revenues in the aggregate exceed 
$250,000,000.'' There are approximately 52,403,705 cable video 
subscribers in the United States today. Accordingly, an operator 
serving fewer than 524,037 subscribers shall be deemed a small operator 
if its annual revenues, when combined with the total annual revenues of 
all its affiliates, do not exceed $250 million in the aggregate. Based 
on available data, we find that all but nine incumbent cable operators 
are small entities under this size standard. We note that the 
Commission neither requests nor collects information on whether cable 
system operators are affiliated with entities whose gross annual 
revenues exceed $250 million. Although it seems certain that some of 
these cable system operators are affiliated with entities whose gross 
annual revenues exceed $250 million, we are unable at this time to 
estimate with greater precision the number of cable system operators 
that would qualify as small cable operators under the definition in the 
Communications Act.
    86. Direct Broadcast Satellite (DBS) Service. DBS Service is a 
nationally distributed subscription service that delivers video and 
audio programming via satellite to a small parabolic ``dish'' antenna 
at the subscriber's location. DBS is now included in SBA's economic 
census category ``Wired Telecommunications Carriers.'' By exception, 
establishments providing satellite television distribution services 
using facilities and infrastructure that they operate are included in 
this industry. The SBA determines that a wireline business is small if 
it has fewer than 1,500 employees. Census data for 2012 indicate that 
3,117 wireline firms were operational during that year. Of that number, 
3,083 operated with fewer than 1,000 employees. Based on that data, we 
conclude that the majority of wireline firms are small under the 
applicable standard. However, based on more recent data developed 
internally by the FCC, currently only two entities provide DBS service, 
which requires a great deal of capital for operation: DIRECTV and DISH 
Network. Accordingly, we must conclude that internally developed FCC 
data are persuasive that in general DBS service is provided only by 
large firms.
    87. Satellite Master Antenna Television (SMATV) Systems, also known 
as Private Cable Operators (PCOs). SMATV systems or PCOs are video 
distribution facilities that use closed transmission paths without 
using any public right-of-way. They acquire video programming and 
distribute it via terrestrial wiring in urban and suburban multiple 
dwelling units such as apartments and condominiums, and commercial 
multiple tenant units such as hotels and office buildings. SMATV 
systems or PCOs are now included in the SBA's broad economic census 
category, Wired Telecommunications Carriers, which was developed for 
small wireline businesses. The SBA has developed a small business size 
standard for Wired Telecommunications Carriers, which consists of all 
such companies having 1,500 or fewer employees. Census data for 2012 
shows that there were 3,117 firms that operated that year. Of this 
total, 3,083 operated with fewer than 1,000 employees. Thus, under this 
size standard, the majority of firms in this industry can be considered 
small.
    88. Home Satellite Dish (HSD) Service. HSD or the large dish 
segment of the satellite industry is the original satellite-to-home 
service offered to consumers, and involves the home reception of 
signals transmitted by satellites operating generally in the C-band 
frequency. Unlike DBS, which uses small dishes, HSD antennas are 
between four and eight feet in diameter and can receive a wide range of 
unscrambled (free) programming and scrambled programming purchased from 
program packagers that are licensed to facilitate subscribers' receipt 
of video programming. Because HSD provides subscription services, HSD 
falls within the SBA-recognized definition of Wired Telecommunications 
Carriers. The SBA has developed a small business size standard for 
Wired Telecommunications Carriers, which consists of all such companies 
having 1,500 or fewer employees. Census data for 2012 shows that there 
were 3,117 firms that operated that year. Of this total, 3,083 operated 
with fewer than 1,000 employees. Thus, under this size standard, the 
majority of firms in this industry can be considered small.
    89. Open Video Services. The open video system (OVS) framework was 
established in 1996, and is one of four statutorily recognized options 
for the provision of video programming services by local exchange 
carriers. The OVS framework provides opportunities for the distribution 
of video programming other than through cable systems. Because OVS 
operators provide subscription services, OVS falls within the SBA small 
business size standard covering cable services, which is Wired 
Telecommunications Carriers. The SBA has developed a small business 
size standard for Wired Telecommunications Carriers, which consists of 
all such companies having 1,500 or fewer employees. Census data for 
2012 shows that there were 3,117 firms that operated that year. Of this 
total, 3,083 operated with fewer than 1,000 employees. Thus, under this 
size standard, the majority of firms in this industry can be considered 
small. In addition, we note that the Commission has certified some OVS 
operators, with some now providing service. Broadband service providers 
are currently the only significant holders of OVS certifications or 
local OVS franchises. The Commission does not have financial or 
employment information regarding the entities authorized to provide 
OVS, some of which may not yet be operational. Thus, again, at least 
some of the OVS operators may qualify as small entities.

[[Page 13299]]

    90. Wireless Cable Systems--Broadband Radio Service and Educational 
Broadband Service. Wireless cable systems use the Broadband Radio 
Service (BRS) and Educational Broadband Service (EBS) to transmit video 
programming to subscribers. In connection with the 1996 BRS auction, 
the Commission established a small business size standard as an entity 
that had annual average gross revenues of no more than $40 million in 
the previous three calendar years. The BRS auctions resulted in 67 
successful bidders obtaining licensing opportunities for 493 Basic 
Trading Areas (BTAs). Of the 67 auction winners, 61 met the definition 
of a small business. BRS also includes licensees of stations authorized 
prior to the auction. At this time, we estimate that of the 61 small 
business BRS auction winners, 48 remain small business licensees. In 
addition to the 48 small businesses that hold BTA authorizations, there 
are approximately 392 incumbent BRS licensees that are considered small 
entities. After adding the number of small business auction licensees 
to the number of incumbent licensees not already counted, we find that 
there are currently approximately 440 BRS licensees that are defined as 
small businesses under either the SBA or the Commission's rules. In 
2009, the Commission conducted Auction 86, the sale of 78 licenses in 
the BRS areas. The Commission offered three levels of bidding credits: 
(i) A bidder with attributed average annual gross revenues that exceed 
$15 million and do not exceed $40 million for the preceding three years 
(small business) received a 15 percent discount on its winning bid; 
(ii) a bidder with attributed average annual gross revenues that exceed 
$3 million and do not exceed $15 million for the preceding three years 
(very small business) received a 25 percent discount on its winning 
bid; and (iii) a bidder with attributed average annual gross revenues 
that do not exceed $3 million for the preceding three years 
(entrepreneur) received a 35 percent discount on its winning bid. 
Auction 86 concluded in 2009 with the sale of 61 licenses. Of the 10 
winning bidders, two bidders that claimed small business status won 
four licenses; one bidder that claimed very small business status won 
three licenses; and two bidders that claimed entrepreneur status won 
six licenses.
    91. In addition, the SBA's placement of Cable Television 
Distribution Services in the category of Wired Telecommunications 
Carriers is applicable to cable-based Educational Broadcasting 
Services. Since 2007, these services have been defined within the broad 
economic census category of Wired Telecommunications Carriers, which 
was developed for small wireline businesses. The SBA has developed a 
small business size standard for Wired Telecommunications Carriers, 
which consists of all such companies having 1,500 or fewer employees. 
Census data for 2012 shows that there were 3,117 firms that operated 
that year. Of this total, 3,083 operated with fewer than 1,000 
employees. Thus, under this size standard, the majority of firms in 
this industry can be considered small. In addition to Census data, the 
Commission's internal records indicate that as of September 2012, there 
are 2,241 active EBS licenses. The Commission estimates that of these 
2,241 licenses, the majority are held by non-profit educational 
institutions and school districts, which are by statute defined as 
small businesses.
    92. Incumbent Local Exchange Carriers (ILECs) and Small Incumbent 
Local Exchange Carriers. Neither the Commission nor the SBA has 
developed a small business size standard specifically for incumbent 
local exchange services. ILECs and small ILECs are included in the 
SBA's economic census category, Wired Telecommunications Carriers. The 
SBA has developed a small business size standard for Wired 
Telecommunications Carriers, which consists of all such companies 
having 1,500 or fewer employees. Census data for 2012 shows that there 
were 3,117 firms that operated that year. Of this total, 3,083 operated 
with fewer than 1,000 employees. Thus, under this size standard, the 
majority of firms in this industry can be considered small.
    93. Competitive Local Exchange Carriers (CLECs), Competitive Access 
Providers (CAPs), Shared-Tenant Service Providers, and Other Local 
Service Providers. Neither the Commission nor the SBA has developed a 
small business size standard specifically for these service providers. 
These entities are included in the SBA's economic census category, 
Wired Telecommunications Carriers. The SBA has developed a small 
business size standard for Wired Telecommunications Carriers, which 
consists of all such companies having 1,500 or fewer employees. Census 
data for 2012 shows that there were 3,117 firms that operated that 
year. Of this total, 3,083 operated with fewer than 1,000 employees. 
Thus, under this size standard, the majority of firms in this industry 
can be considered small.
    94. Radio and Television Broadcasting and Wireless Communications 
Equipment Manufacturing. This industry comprises establishments 
primarily engaged in manufacturing radio and television broadcast and 
wireless communications equipment. Examples of products made by these 
establishments are: Transmitting and receiving antennas, cable 
television equipment, GPS equipment, pagers, cellular phones, mobile 
communications equipment, and radio and television studio and 
broadcasting equipment. The SBA has established a size standard for 
this industry of 750 employees or less. Census data for 2012 show that 
841 establishments operated in this industry in that year. Of that 
number, 819 establishments operated with less than 500 employees. Based 
on this data, we conclude that a majority of manufacturers in this 
industry are small.
    95. Audio and Video Equipment Manufacturing. This industry 
comprises establishments primarily engaged in manufacturing electronic 
audio and video equipment for home entertainment, motor vehicles, and 
public address and musical instrument amplification. Examples of 
products made by these establishments are video cassette recorders, 
televisions, stereo equipment, speaker systems, household-type video 
cameras, jukeboxes, and amplifiers for musical instruments and public 
address systems. The SBA has established a size standard for this 
industry, in which all firms with 750 employees or less are small. 
According to U.S. Census data for 2012, 466 audio and video equipment 
manufacturers were operational in that year. Of that number, 465 
operated with fewer than 500 employees. Based on this Census data and 
the associated size standard, we conclude that the majority of such 
manufacturers are small.
    96. Television Broadcasting. This economic Census category 
``comprises establishments primarily engaged in broadcasting images 
together with sound. These establishments operate television 
broadcasting studios and facilities for the programming and 
transmission of programs to the public.'' These establishments also 
produce or transmit visual programming to affiliated broadcast 
television stations, which in turn broadcast the programs to the public 
on a predetermined schedule. Programming may originate in their own 
studio, from an affiliated network, or from external sources. The SBA 
has created the following small business size standard for Television 
Broadcasting firms: those having $38.5

[[Page 13300]]

million or less in annual receipts. The 2012 economic Census reports 
that 751 television broadcasting firms operated during that year. Of 
that number, 656 had annual receipts of less than $25 million per year. 
Based on that Census data we conclude that a majority of firms that 
operate television stations are small. We therefore estimate that the 
majority of commercial television broadcasters are small entities.
    97. We note, however, that in assessing whether a business concern 
qualifies as small under the above definition, business (control) 
affiliations must be included. Our estimate, therefore, likely 
overstates the number of small entities that might be affected by our 
action because the revenue figure on which it is based does not include 
or aggregate revenues from affiliated companies. In addition, an 
element of the definition of ``small business'' is that the entity not 
be dominant in its field of operation. We are unable at this time to 
define or quantify the criteria that would establish whether a specific 
television station is dominant in its field of operation. Accordingly, 
the estimate of small businesses to which rules may apply does not 
exclude any television station from the definition of a small business 
on this basis and is therefore possibly over-inclusive to that extent.
    98. In addition, the Commission has estimated the number of 
licensed noncommercial educational television stations to be 395. These 
stations are non-profit, and therefore considered to be small entities.
    99. There are also 2,344 LPTV stations, including Class A stations, 
and 3689 TV translator stations. Given the nature of these services, we 
will presume that all of these entities qualify as small entities under 
the above SBA small business size standard.

E. Description of Projected Reporting, Recordkeeping, and Other 
Compliance Requirements

    100. The NPRM proposes to authorize television broadcasters to use 
the Next Gen TV transmission standard associated with ATSC 3.0 on a 
voluntary, market-driven basis, while they continue to deliver current-
generation DTV broadcast service, using the ATSC 1.0 standard, to their 
viewers. Under the proposal, Next Gen TV broadcasters that have elected 
must-carry rights would be required to notify MVPDs prior to 
transitioning to ATSC 3.0 and arranging for an ATSC 1.0 simulcast. 
MVPDs would be required to continue carrying broadcasters' ATSC 1.0 
signals, but would not be required to carry ATSC 3.0 signals, during 
the period when broadcasters are voluntarily implementing ATSC 3.0 
service. Rather, MVPD carriage of ATSC 3.0 signals would be determined 
through retransmission consent negotiations. With regard to equipment, 
the Commission tentatively concludes that it is unnecessary at this 
time to adopt an ATSC 3.0 tuner mandate for new television receivers.

F. Steps Taken To Minimize Significant Economic Impact on Small 
Entities and Significant Alternatives Considered

    101. The RFA requires an agency to describe any significant 
alternatives that it has considered in reaching its proposed approach, 
which may include the following four alternatives (among others): ``(1) 
The establishment of differing compliance or reporting requirements or 
timetables that take into account the resources available to small 
entities; (2) the clarification, consolidation, or simplification of 
compliance and reporting requirements under the rule for such small 
entities; (3) the use of performance, rather than design standards; and 
(4) an exemption from coverage of the rule, or any part thereof, for 
small entities.''
    102. Broadcasters. As stated above, the NPRM proposes that 
broadcaster use of Next Gen TV would be voluntary. We note additionally 
that the Commission is considering whether small, rural, low-power, and 
NCE broadcasters would face unique circumstances with regard to the 
voluntary provision of ATSC 3.0. In the event that a broadcaster 
chooses to use Next Gen TV, the Commission is considering how to handle 
issues related to interference that may occur with a voluntary 
transition to Next Gen TV. The Commission is considering whether to 
require broadcasters that choose to transition to notify MVPDs and 
television viewers about the transition via written and on-air notices, 
respectively. The Commission is also considering an alternative 
approach, under which simulcast arrangements could be implemented 
without additional licensing (beyond conversion of the broadcaster's 
current facility to operate in ATSC 3.0), whereby some broadcasters 
would be licensed to operate only an ATSC 3.0 facility and others would 
be licensed to operate only on ATSC 1.0 facility. The NPRM states that 
the multicast approach to simulcasting may minimize administrative 
burdens and offer more flexibility to the broadcast industry. On the 
other hand, it would appear to preclude NCE stations from serving as 
hosts to the simulcast programming of commercial stations due to the 
restrictions of section 399B.
    103. MVPDs. The NPRM considers issues related to the voluntary 
carriage of ATSC 3.0 signals through the retransmission consent 
process. As stated in the NPRM, MVPDs have raised numerous questions 
about MVPD carriage of ATSC 3.0 signals, including the potentially 
significant costs and burdens associated with MVPD carriage of ATSC 3.0 
signals. The NPRM specifically considers the alternative approach of 
prohibiting MVPD carriage of ATSC 3.0 signals through retransmission 
consent negotiations until the ATSC Specialist Group on Conversion and 
Redistribution of ATSC 3.0 Service produces its initial report, which 
would ease any burdens of the carriage of ATSC 3.0 signals on MVPDs.
    104. Equipment manufacturers. Finally, with regard to equipment 
manufacturers, the Commission is considering whether to require 
television receivers manufactured after a certain date to include the 
capability to receive ATSC 3.0 signals. In the NPRM, the Commission 
reaches the tentative conclusion that it is unnecessary at this time to 
adopt an ATSC 3.0 tuner mandate for new television receivers. This 
approach of instead relying on the market potentially could minimize 
any impact of the new rules on equipment manufacturers, including 
smaller manufacturers. If the Commission decides not to adopt a Next 
Gen TV tuner mandate at this time, the Commission is considering 
whether it should revise section 15.117(b) of its rules to make clear 
that this rule does not apply to ATSC 3.0.
    105. The NPRM seeks comment on the above issues, with the goal of 
easing the economic burdens of the new rules and policies on small 
entities.
    G. Federal Rules That May Duplicate, Overlap, or Conflict With the 
Proposed Rule
    106. None.
    H. Initial Paperwork Reduction Act of 1995 Analysis
    107. This NPRM may result in new or revised information collection 
requirements. If the Commission adopts any new or revised information 
collection requirements, the Commission will publish a notice in the 
Federal Register inviting the public to comment on such requirements, 
as required by the Paperwork Reduction Act of 1995. In addition, 
pursuant to the Small Business Paperwork Relief Act of 2002, the 
Commission will seek specific comment on how it might ``further reduce 
the information collection burden for small business concerns with 
fewer than 25 employees.''

[[Page 13301]]

I. Ex Parte Rules

    108. Permit But Disclose. The proceeding this Notice initiates 
shall be treated as a ``permit-but-disclose'' proceeding in accordance 
with the Commission's ex parte rules. Ex parte presentations are 
permissible if disclosed in accordance with Commission rules, except 
during the Sunshine Agenda period when presentations, ex parte or 
otherwise, are generally prohibited. Persons making ex parte 
presentations must file a copy of any written presentation or a 
memorandum summarizing any oral presentation within two business days 
after the presentation (unless a different deadline applicable to the 
Sunshine period applies). Persons making oral ex parte presentations 
are reminded that memoranda summarizing the presentation must (1) list 
all persons attending or otherwise participating in the meeting at 
which the ex parte presentation was made, and (2) summarize all data 
presented and arguments made during the presentation. Memoranda must 
contain a summary of the substance of the ex parte presentation and not 
merely a listing of the subjects discussed. More than a one or two 
sentence description of the views and arguments presented is generally 
required. If the presentation consisted in whole or in part of the 
presentation of data or arguments already reflected in the presenter's 
written comments, memoranda or other filings in the proceeding, the 
presenter may provide citations to such data or arguments in his or her 
prior comments, memoranda, or other filings (specifying the relevant 
page and/or paragraph numbers where such data or arguments can be 
found) in lieu of summarizing them in the memorandum. Documents shown 
or given to Commission staff during ex parte meetings are deemed to be 
written ex parte presentations and must be filed consistent with 
section 1.1206(b) of the rules. In proceedings governed by section 
1.49(f) of the rules or for which the Commission has made available a 
method of electronic filing, written ex parte presentations and 
memoranda summarizing oral ex parte presentations, and all attachments 
thereto, must be filed through the electronic comment filing system 
available for that proceeding, and must be filed in their native format 
(e.g., .doc, .xml, .ppt, searchable .pdf). Participants in this 
proceeding should familiarize themselves with the Commission's ex parte 
rules.

J. Filing Procedures

    109. Pursuant to sections 1.415 and 1.419 of the Commission's 
rules, 47 CFR 1.415, 1.419, interested parties may file comments and 
reply comments on or before the dates indicated on the first page of 
this document. Comments may be filed using the Commission's Electronic 
Comment Filing System (ECFS).
    [ssquf] Electronic Filers: Comments may be filed electronically 
using the Internet by accessing the ECFS: http://apps.fcc.gov/ecfs/.
    [ssquf] Paper Filers: Parties who choose to file by paper must file 
an original and one copy of each filing. If more than one docket or 
rulemaking number appears in the caption of this proceeding, filers 
must submit two additional copies for each additional docket or 
rulemaking number.
    Filings can be sent by hand or messenger delivery, by commercial 
overnight courier, or by first-class or overnight U.S. Postal Service 
mail. All filings must be addressed to the Commission's Secretary, 
Office of the Secretary, Federal Communications Commission.
    [ssquf] All hand-delivered or messenger-delivered paper filings for 
the Commission's Secretary must be delivered to FCC Headquarters at 445 
12th St. SW., Room TW-A325, Washington, DC 20554. The filing hours are 
8:00 a.m. to 7:00 p.m. All hand deliveries must be held together with 
rubber bands or fasteners. Any envelopes and boxes must be disposed of 
before entering the building.
    [ssquf] Commercial overnight mail (other than U.S. Postal Service 
Express Mail and Priority Mail) must be sent to 9300 East Hampton 
Drive, Capitol Heights, MD 20743.
    [ssquf] U.S. Postal Service first-class, Express, and Priority mail 
must be addressed to 445 12th Street SW., Washington, DC 20554.
    110. People with Disabilities: To request materials in accessible 
formats for people with disabilities (braille, large print, electronic 
files, audio format), send an email to [email protected] or call the 
Consumer & Governmental Affairs Bureau at 202-418-0530 (voice), 202-
418-0432 (tty).
    111. Availability of Documents. Comments and reply comments will be 
publically available online via ECFS. These documents will also be 
available for public inspection during regular business hours in the 
FCC Reference Information Center, which is located in Room CY-A257 at 
FCC Headquarters, 445 12th Street SW., Washington, DC 20554. The 
Reference Information Center is open to the public Monday through 
Thursday from 8:00 a.m. to 4:30 p.m. and Friday from 8:00 a.m. to 11:30 
a.m.
    112. Additional Information. For additional information on this 
proceeding, contact John Gabrysch, [email protected], of the Media 
Bureau, Engineering Division, at (202) 418-7152, Sean Mirzadegan, 
[email protected], of the Media Bureau, Engineering Division, at 
(202) 418-7111, Evan Baranoff, [email protected], of the Media 
Bureau, Policy Division, (202) 418-7142, or Matthew Hussey, 
[email protected], of the Office of Engineering and Technology, 
(202) 418-3619.

V. Ordering Clauses

    113. It is ordered that, pursuant to the authority found in 
sections 1, 4, 7, 301, 303, 307, 308, 309, 316, 319, 325(b), 336, 338, 
399b, 403, 534, and 535 of the Communications Act of 1934, as amended, 
47 U.S.C. 151, 154, 157, 301, 303, 307, 308, 309, 316, 319, 325(b), 
336, 338, 399b, 403, 534, and 535, the Notice of Proposed Rulemaking in 
GN Docket No. 16-142 is adopted.
    114. It is further ordered that the Commission's Consumer and 
Governmental Affairs Bureau, Reference Information Center, shall send a 
copy of this Notice of Proposed Rulemaking, including the Initial 
Regulatory Flexibility Analysis, to the Chief Counsel for Advocacy of 
the Small Business Administration.

List of Subjects in 47 CFR Parts 15 and 73

    Communications equipment, Television.

Federal Communications Commission.
Marlene H. Dortch,
Secretary.

Proposed Rules

    For the reasons discussed in the preamble, the Federal 
Communications Commission proposes to amend 47 CFR parts 15 and 73 as 
follows:

PART 15--RADIO FREQUENCY DEVICES

0
1. The authority citation for part 15 continues to read as follows:

    Authority:  47 U.S.C. 154, 302a, 303, 304, 307, 336, 544a, and 
549.

0
2. Section 15.117 is amended by revising paragraph (b) to read as 
follows:


Sec.  15.117  TV broadcast receivers.

* * * * *
    (b) TV broadcast receivers shall be capable of adequately receiving 
all

[[Page 13302]]

channels allocated by the Commission to the television broadcast 
service that broadcast digital signals broadcast using the ATSC 1.0 
standard, but need not be capable of receiving analog signals or 
signals using the ATSC 3.0 standard.
* * * * *

PART 73--RADIO BROADCAST SERVICES

0
3. The authority citation for part 73 continues to read as follows:

    Authority:  47 U.S.C. 154, 303, 309, 310, 334, 336, and 339.

0
4. Section 73.616 is amended by revising the first sentence of 
paragraph (e)(1) and adding paragraph (g) to read as follows:


Sec.  73.616  Post-transition DTV station interference protection.

* * * * *
    (e) * * *
    (1) For evaluating compliance with the requirements of this 
paragraph, interference to populations served is to be predicted based 
on the most recent official decennial U.S. Census population data as 
identified by the Media Bureau in a Public Notice issued not less than 
60 days prior to use of the data for a specific year in application 
processing, and otherwise according to the procedure set forth in OET 
Bulletin No. 69: ``Longley-Rice Methodology for Evaluating TV Coverage 
and Interference'' (February 6, 2004) (incorporated by reference, see 
Sec.  73.8000), including population served within service areas 
determined in accordance with Sec.  73.622(e), consideration of whether 
F(50,10) undesired signals will exceed the following desired-to-
undesired (D/U) signal ratios, assumed use of a directional receiving 
antenna, and use of the terrain dependent Longley-Rice point-to-point 
propagation model. * * *
* * * * *
    (g) The interference protection requirements contained in this 
section apply to television station operations under ATSC A/321:2016, 
``System Discovery and Signaling'' (March 23, 2016) (incorporated by 
reference, see Sec.  73.8000).
0
4. Section 73.624 is amended by adding paragraph (b)(3) to read as 
follows:


Sec.  73.624  Digital television broadcast stations.

* * * * *
    (b) * * *
    (3) DTV licensees or permittees that transmit a signal as set forth 
in A/321:2016, ``System Discovery and Signaling'' (March 23, 2016) 
shall transmit at least one free video stream on that signal that 
requires at most the signal threshold of a comparable received DTV 
signal, and shall simulcast the video programming on that signal on 
another local broadcast facility using the current DTV standard.
* * * * *
0
5. Section 73.626 is amended by adding paragraph (g) to read as 
follows:


Sec.  73.626  DTV Distributed Transmission Systems.

* * * * *
    (g) All transmitters operating under a single DTS license must 
follow the same digital broadcast television transmission standard.
0
6. Section 73.682 is amended by adding paragraph (f) to read as 
follows:


Sec.  73.682  TV transmission standards.

* * * * *
    (f) Alternative digital broadcast television transmission standard 
authorized.
    (1) Next Gen TV service. Effective [DATE], as an alternative to 
complying with the requirements set forth in paragraph (d) of this 
section, transmission of digital broadcast television (DTV) signals may 
comply with the standards for such transmissions set forth in ATSC A/
321:2016, ``System Discovery and Signaling'' (March 23, 2016) 
(incorporated by reference, see Sec.  73.8000).
    (2) Continuity of service. The licensee of a DTV station operating 
pursuant to paragraph (f)(1) shall arrange for another DTV station 
operating in compliance with paragraph (d) of this section and 
substantially covering such station's community of license to simulcast 
such station's primary program stream. Agreements for simulcast under 
this paragraph (g) must be filed with the Commission.
0
7. Section 73.8000 is amended by adding paragraph (b)(6) to read as 
follows:


Sec.  73.8000  Incorporation by reference.

* * * * *
    (b) * * *
    (6) A/321:2016, ``System Discovery and Signaling'' (March 23, 
2016), IBR approved for Sec. Sec.  73.616 and 73.682.
* * * * *
[FR Doc. 2017-04713 Filed 3-9-17; 8:45 am]
BILLING CODE 6712-01-P



                                                                            Federal Register / Vol. 82, No. 46 / Friday, March 10, 2017 / Proposed Rules                                         13285

                                                    Thank you for your cooperation                        Secretary, Office of the Secretary,                   Synopsis
                                                  during our review process. Should your                  Federal Communications Commission.                    I. Introduction
                                                  staff have any questions regarding this                   D People With Disabilities: Contact
                                                  request, they may contact Tom Peake at                  the FCC to request reasonable                            1. In this Notice of Proposed
                                                  (202) 343–9765 or peake.tom@epa.gov.                    accommodations (accessible format                     Rulemaking (NPRM), we propose to
                                                                                                          documents, sign language interpreters,                authorize television broadcasters to use
                                                  Sincerely,                                                                                                    the ‘‘Next Generation’’ broadcast
                                                  Jonathan D. Edwards,                                    CART, etc.) by email: FCC504@fcc.gov
                                                  Director, Office of Radiation and Indoor Air.           or phone: (202) 418–0530 or TTY: (202)                television (Next Gen TV) transmission
                                                                                                          418–0432.                                             standard associated with recent work of
                                                    Enclosure: List of EPA Completeness
                                                                                                            For detailed instructions for                       the Advanced Television Systems
                                                  Correspondence and DOE Responses for the
                                                  2014 CRA                                                submitting comments and additional                    Committee (ATSC 3.0) on a voluntary,
                                                                                                          information on the rulemaking process,                market-driven basis, while they
                                                    Dated: January 13, 2017.                                                                                    continue to deliver current-generation
                                                                                                          see the SUPPLEMENTARY INFORMATION
                                                  Jonathan D. Edwards,                                    section of this document.                             digital television (DTV) broadcast
                                                  Director, Office of Radiation and Indoor Air.                                                                 service, using the ‘‘ATSC 1.0 standard,’’
                                                                                                          FOR FURTHER INFORMATION CONTACT: For
                                                  [FR Doc. 2017–04800 Filed 3–9–17; 8:45 am]                                                                    to their viewers. ATSC 3.0 is being
                                                                                                          additional information, contact John
                                                                                                                                                                developed by broadcasters with the
                                                  BILLING CODE 6560–50–P                                  Gabrysch, John.Gabrysch@fcc.gov, of the
                                                                                                                                                                intent of merging the capabilities of
                                                                                                          Media Bureau, Engineering Division, at
                                                                                                                                                                over-the-air (OTA) broadcasting with
                                                                                                          (202) 418–7152, Sean Mirzadegan,
                                                                                                                                                                the broadband viewing and information
                                                  FEDERAL COMMUNICATIONS                                  Sean.Mirzadegan@fcc.gov, of the Media                 delivery methods of the Internet, using
                                                  COMMISSION                                              Bureau, Engineering Division, at (202)                the same 6 MHz channels presently
                                                                                                          418–7111, Evan Baranoff,                              allocated for DTV. According to a
                                                  47 CFR Parts 15 and 73                                  Evan.Baranoff@fcc.gov, of the Media                   coalition of broadcast and consumer
                                                  [GN Docket No. 16–142; FCC 17–13]                       Bureau, Policy Division, (202) 418–                   electronics industry representatives that
                                                                                                          7142, or Matthew Hussey,                              has petitioned the Commission to
                                                  Authorizing Permissive Use of the                       Matthew.Hussey@fcc.gov, of the Office                 authorize the use of ATSC 3.0, this new
                                                  ‘‘Next Generation’’ Broadcast                           of Engineering and Technology, (202)                  standard has the potential to greatly
                                                  Television Standard                                     418–3619.                                             improve broadcast signal reception,
                                                                                                          SUPPLEMENTARY INFORMATION: This is a                  particularly on mobile devices and
                                                  AGENCY:  Federal Communications                         summary of the Commission’s Notice of
                                                  Commission.                                                                                                   television receivers without outdoor
                                                                                                          Proposed Rulemaking, FCC 17–13,                       antennas, and it will enable
                                                  ACTION: Proposed rule.                                  adopted and released on February 23,                  broadcasters to offer enhanced and
                                                                                                          2017. The full text is available for public           innovative new features to consumers,
                                                  SUMMARY:    In this document, the                       inspection and copying during regular
                                                  Commission proposes to authorize                                                                              including Ultra High Definition (UHD)
                                                                                                          business hours in the FCC Reference                   picture and immersive audio, more
                                                  television broadcasters to use the ‘‘Next               Center, Federal Communications
                                                  Generation’’ broadcast television                                                                             localized programming content, an
                                                                                                          Commission, 445 12th Street SW., CY–                  advanced emergency alert system (EAS)
                                                  transmission standard associated with                   A257, Washington, DC 20554. This
                                                  recent work of the Advanced Television                                                                        capable of waking up sleeping devices
                                                                                                          document will also be available via                   to warn consumers of imminent
                                                  Systems Committee on a voluntary,                       ECFS (http://www.fcc.gov/cgb/ecfs/).
                                                  market-driven basis, while they                                                                               emergencies, better accessibility
                                                                                                          Documents will be available                           options, and interactive services. With
                                                  continue to deliver current-generation                  electronically in ASCII, Word 97, and/
                                                  digital television broadcast service,                                                                         today’s action, we aim to facilitate
                                                                                                          or Adobe Acrobat. Alternative formats                 private sector innovation and promote
                                                  using the ATSC 1.0 standard, to their                   are available for people with disabilities
                                                  viewers. This new standard has the                                                                            American leadership in the global
                                                                                                          (Braille, large print, electronic files,              broadcast industry.
                                                  potential to greatly improve broadcast                  audio format), by sending an email to
                                                  signal reception and will enable                        fcc504@fcc.gov or calling the                         II. Background
                                                  broadcasters to offer enhanced and                      Commission’s Consumer and                                2. On April 13, 2016, America’s
                                                  innovative new features to consumers.                   Governmental Affairs Bureau at (202)                  Public Television Stations, the
                                                  DATES: Comments for this proceeding                     418–0530 (voice), (202) 418–0432                      Advanced Warning and Response
                                                  are due on or before May 9, 2017; reply                 (TTY).                                                Network Alliance, the Consumer
                                                  comments are due on or before June 8,                     This Notice of Proposed Rulemaking                  Technology Association, and the
                                                  2017.                                                   may result in new or revised                          National Association of Broadcasters
                                                  ADDRESSES: You may submit comments,                     information collection requirements. If               filed a joint petition for rulemaking
                                                  identified by GN Docket No. 16–142, by                  the Commission adopts any new or                      asking the Commission to allow local
                                                  any of the following methods:                           revised information collection                        television stations to adopt the Next Gen
                                                     D Federal Communications                             requirements, the Commission will                     TV broadcast transmission standard,
                                                  Commission’s Web site: http://                          publish a notice in the Federal Register              ATSC 3.0, on a voluntary, market-driven
                                                  www.fcc.gov/cgb/ecfs/. Follow the                       inviting the public to comment on such                basis, while continuing to deliver
                                                  instructions for submitting comments.                   requirements, as required by the                      current-generation DTV broadcast
sradovich on DSK3GMQ082PROD with PROPOSALS




                                                     D Mail: Filings can be sent by hand or               Paperwork Reduction Act of 1995. In                   service using the ATSC 1.0 transmission
                                                  messenger delivery, by commercial                       addition, pursuant to the Small                       standard to their communities of
                                                  overnight courier, or by first-class or                 Business Paperwork Relief Act of 2002,                license. Petitioners state that allowing
                                                  overnight U.S. Postal Service mail                      the Commission will seek specific                     broadcasters to use this additional
                                                  (although the Commission continues to                   comment on how it might ‘‘further                     broadcast transmission standard, the
                                                  experience delays in receiving U.S.                     reduce the information collection                     ‘‘physical layer’’ of ATSC 3.0, will make
                                                  Postal Service mail). All filings must be               burden for small business concerns with               more efficient use of spectrum, allow
                                                  addressed to the Commission’s                           fewer than 25 employees.’’                            consumers to enjoy new features and


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                                                  13286                     Federal Register / Vol. 82, No. 46 / Friday, March 10, 2017 / Proposed Rules

                                                  higher quality picture and sound, and                   III. Discussion                                       environment. If we decide to authorize
                                                  enable broadcasters to bring innovative                                                                       television broadcasters to use ATSC 3.0,
                                                                                                          A. Authorization of Voluntary Use of
                                                  new services and data delivery to homes                                                                       we propose that it is necessary to
                                                                                                          ATSC 3.0 Transmissions
                                                  and communities. They state that on top                                                                       approve A/321 at a minimum and to
                                                  of this new physical layer, IP transport                   4. As requested by the Petitioners, we             incorporate it by reference into our
                                                  will allow new services and capabilities                propose to authorize the ATSC 3.0                     rules. We seek comment on this
                                                  to be provided to consumers much more                   transmission standard as an optional                  proposal.
                                                                                                          standard that can be used by television                  7. LG and others suggest that we also
                                                  rapidly, and will permit seamless
                                                                                                          licensees on a voluntary basis while                  may need to incorporate A/322:2016
                                                  integration with other IP-based services                they continue to deliver current                      ‘‘Physical Layer Protocol’’ (A/322), the
                                                  and platforms. On April 26, 2016, the                   generation ATSC 1.0 service to their                  other component of the ATSC 3.0
                                                  Media Bureau issued a Public Notice                     communities. We also propose to                       physical layer, into our rules because it
                                                  seeking comment on the Petition. The                    incorporate by reference into our rules               completes the description of the core RF
                                                  Commission received 35 comments and                     ATSC A/321:2016 ‘‘System Discovery                    waveform used by the standard. At the
                                                  14 replies to the Petition.                             and Signaling’’ (A/321), which is one of              time that the Petition was filed, A/321
                                                     3. Commenters supporting the                         the two components of the ‘‘physical                  was the only part of the ATSC 3.0
                                                  Petition include broadcasters,                          layer’’ of the ATSC 3.0 standard.                     physical layer that had been ratified by
                                                  equipment manufacturers, and tower                      According to the Petitioners, this layer              the ATSC. Subsequent to the Petition,
                                                  companies. These commenters agree                       of the standard points to the RF                      the ATSC has also ratified the A/322
                                                  that authorizing use of the Next Gen TV                 characteristics of an ATSC 3.0                        part of the ATSC 3.0 physical layer. As
                                                  transmission standard associated with                   transmission, which ‘‘determines                      discussed below, LG requests the
                                                  ATSC 3.0 will allow broadcasters to                     interference and coverage.’’ We seek                  incorporation of A/322 into our rules in
                                                                                                          comment on these proposals and on                     order to ensure that broadcasters will
                                                  offer innovative technologies and
                                                                                                          whether it is necessary to incorporate                have the flexibility to operate certain
                                                  services to consumers, such as UHD                      this or any other parts of the ATSC 3.0               types of single frequency networks. LG
                                                  picture and immersive audio, improved                   standard aside from A/321 into our                    further notes that by addressing the
                                                  over-the-air reception, IP-based                        rules at this time.                                   entire physical layer (both ATSC A/321
                                                  transport streams, enhanced mobile                         5. According to the Petitioners, the               and A/322) in one rulemaking, the
                                                  capability, more localized content,                     ATSC 3.0 standard is split into multiple              Commission can avoid the need for a
                                                  better accessibility options, and                       individual parts under a unifying parent              future, separate rulemaking to authorize
                                                  advanced emergency alerting. The                        standard. It is structured as three layers            use of A/322. We seek comment on
                                                  potentially life-saving advancements in                 that roughly correspond to a subset of                whether we should incorporate A/322
                                                  emergency alerting will include geo-                    the layers found in the Open Systems                  into our rules. We also seek input on
                                                  targeting of emergency alerts to tailor                 Interconnection seven-layer model (OSI)               what the benefits or drawbacks would
                                                  information for particular communities                  commonly used to characterize and                     be to incorporating it into our rules. We
                                                  and enhanced datacasting to provide                     standardize telecommunications                        also seek comment on whether the
                                                  videos, photos, maps, floorplans, and                   systems. The three layers of the ATSC                 Commission should incorporate any
                                                  other critical data to law enforcement,                 3.0 standard are (1) the physical layer,              additional details of the ATSC 3.0
                                                  first responder, and emergency                          (2) the management and protocols layer,               technology into FCC regulations. If so,
                                                  management organizations. Advanced                      and (3) the applications and                          what specific components of the
                                                  emergency alerting will also include the                presentation layer. Each component of                 standard should we incorporate and
                                                                                                          the standard fits into only one layer of              why?
                                                  capability to ‘‘wake up’’ receivers to
                                                                                                          the system, making it possible to
                                                  alert consumers to sudden emergencies                                                                         B. Local Simulcasting
                                                                                                          develop and update each part
                                                  and disasters, such as tornadoes and                    independently. The physical layer is the                 8. Local simulcasting is a key
                                                  earthquakes. Other industry                             portion of the system that includes the               component of the Petition’s proposal for
                                                  stakeholders, including AT&T, CTIA,                     definition of the RF waveform used in                 the voluntary use of the ATSC 3.0
                                                  DISH, the National Cable &                              ATSC 3.0, as well as the coding and                   transmission standard. ATSC 3.0 service
                                                  Telecommunications Association, and                     error correction that determine the                   is not backward-compatible with
                                                  public interest groups, offer support for               robustness of the signal to noise and                 existing TV sets/receivers (which have
                                                  broadcaster innovation, but ask the                     interference. The management and                      only ATSC 1.0 and analog tuners). This
                                                  Commission to ensure that                               protocols layer organizes data bits into              means that consumers will need to buy
                                                  multichannel video programming                          streams and files and establishes the                 new TV sets or converter equipment to
                                                  distributors (MVPDs) and their                          protocol for the receiver to direct those             receive ATSC 3.0 service. Local
                                                  customers are not burdened with new                     streams to the proper destinations. The               simulcasting would enable broadcasters
                                                  carriage obligations or costs on account                applications and presentation layer                   to provide both ATSC 3.0 and ATSC 1.0
                                                  of the deployment of ATSC 3.0-based                     includes audio and video compression                  service to viewers (without the need for
                                                  transmissions; that the deployment of                   technologies, captions and descriptive                an additional allocation of spectrum to
                                                  ATSC 3.0-based stations does not have                   audio, emergency alerts, parental                     broadcasters), thereby reducing the
                                                  any impact on the broadcast television                  controls, interactive applications, and               disruption to consumers that may result
                                                                                                          how the station is displayed to the                   from ATSC 3.0 deployment.
sradovich on DSK3GMQ082PROD with PROPOSALS




                                                  incentive auction, the post-auction
                                                  repacking process, or the post-repacking                viewers.                                              Specifically, under the Petition’s local
                                                  600 MHz frequency environment; and                         6. The Petitioners seek the approval               simulcasting proposal, each television
                                                                                                          only of the ATSC A/321 standard into                  broadcaster choosing to broadcast its
                                                  that broadcasters continue to meet their
                                                                                                          our rules. They argue that A/321 is the               signal in ATSC 3.0 format from its
                                                  public interest obligations regardless of
                                                                                                          only part of the ATSC 3.0 standard that               current facility will arrange for another
                                                  the technology used to deliver broadcast                needs to be approved by the                           television station (i.e., a ‘‘host’’ station)
                                                  signals.                                                Commission in order to assure a stable                in its local television market to
                                                                                                          and predictable RF operating                          ‘‘simulcast’’ its video programming in


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                                                                            Federal Register / Vol. 82, No. 46 / Friday, March 10, 2017 / Proposed Rules                                          13287

                                                  ATSC 1.0 format in order to mitigate                    (i.e., high definition (HD) versus SD)                TV station service class for its broadcast
                                                  disruption to over-the-air viewers. As                  and the impact of such deviations on                  facility so that we can track and make
                                                  discussed in more detail below, the                     television viewers and the regulatory                 publicly available information about the
                                                  Petition also seeks, for purposes of                    implications. To what extent do                       type of broadcast service provided by
                                                  broadcast carriage rights, to use local                 broadcasters intend to simulcast their                stations during a potential Next Gen TV
                                                  simulcasting as an alternate means for                  subchannels (in addition to their                     transition. We propose that these
                                                  Next Gen TV broadcasters to deliver a                   primary stream), so that consumers can                modifications be treated as minor
                                                  good quality ATSC 1.0 signal to MVPDs                   continue to receive this programming?                 modifications to the license. We seek
                                                  that cannot receive and process the                        11. We also propose to require that                comment on these issues. Are other
                                                  broadcaster’s ATSC 3.0 signal.                          Next Gen TV broadcasters ensure that at               facility changes required to convert a
                                                     9. The Petition seeks one rule change                least one free ATSC 3.0 video stream is               station from ATSC 1.0 to ATSC 3.0
                                                  to authorize its local simulcasting                     available at all times throughout the                 transmissions?
                                                  proposal. Under section 73.624(b) of the                ATSC 3.0 coverage area and, as                           15. Further, we seek comment on
                                                  Commission’s Rules, each television                     discussed below, that such ATSC 3.0                   whether, as a regulatory matter,
                                                  licensee must broadcast one free-to-air                 signal be at least as robust as a                     simulcasts should be separately licensed
                                                  DTV signal in at least standard-                        comparable DTV signal to ensure that                  as second channels of the originating
                                                  definition (SD) quality. The Petition                   viewers within the protected coverage                 stations or treated as multicast streams
                                                  asks us ‘‘to specify that this requirement              area continue to receive service at the               of the host stations. Or should
                                                  may be accomplished by stations                         current DTV protection levels. We seek                broadcasters be able to choose between
                                                  deploying Next Generation TV by (1)                     comment on these proposals and                        the two approaches? Under a licensed
                                                  broadcasting at least one free-to-air Next              whether any other requirements should                 simulcast approach, simulcast
                                                  Gen TV signal and (2) arranging for the                 be imposed on the ATSC 3.0                            arrangements could be implemented via
                                                  simulcast of that signal in the current                 transmission stream as part of local                  temporary channel sharing agreements
                                                  DTV standard on another broadcast                       simulcasting. Because ATSC 3.0                        (following the existing ‘‘channel
                                                  facility . . . .’’ The Petition also states             broadcasters will have the ability to                 sharing’’ model) between the licensee of
                                                  that local simulcasting ‘‘agreements                    broadcast more robust signals, which                  the originating station and that of the
                                                  would be subject to the Commission’s                    could effectively expand their consumer               host station. For example, a Next Gen
                                                  existing rules and policies as to licensee              base beyond the current comparable                    TV broadcaster might choose to deploy
                                                  responsibility and control.’’ We address                DTV coverage area or provide coverage                 ATSC 3.0 service by converting its
                                                  below a number of issues related to the                 to areas that were previously unserved                current facility to broadcast in ATSC 3.0
                                                  Petitioner’s proposal regarding local                   due to terrain-limited propagation                    and obtaining a temporary channel
                                                  simulcasting. Among other things, we                    conditions within the contour, we seek                sharing license to share a host station’s
                                                  propose to require local simulcasting as                comment on how we should treat these                  channel during a potential Next Gen TV
                                                  a condition to offering ATSC 3.0, seek                  expanded areas.                                       transition period in order to broadcast
                                                  comment on whether simulcast                               12. We seek comment on whether to                  its simulcast in ATSC 1.0 (from the
                                                  channels should be separately licensed                  require simulcasting agreements to be                 host’s facility). Similarly, a Next Gen TV
                                                  as second channels of the originating                   filed with the Commission, as proposed                broadcaster might choose to deploy
                                                  stations or treated as multicast streams                by the Petition. If so, should the                    ATSC 3.0 service by continuing to
                                                  of the host stations, and seek comment                  Commission have a role in evaluating                  broadcast in ATSC 1.0 from its existing
                                                  on whether we should adopt signal                       individual simulcasting agreements? We                facility and obtaining a temporary
                                                  coverage or quality requirements for                    also seek comment on whether we                       channel sharing license to share a host
                                                  local simulcasts.                                       should require certain provisions to be               station’s channel during a potential
                                                                                                          included in local simulcasting                        Next Gen TV transition period in order
                                                  1. Requiring Next Gen TV Stations to
                                                                                                          agreements and, if so, what                           to broadcast its simulcast in ATSC 3.0
                                                  Simulcast
                                                                                                          requirements we should adopt.                         (from the host’s facility). Under this
                                                     10. We propose to require Next Gen                      13. Apart from the host station model              approach, the ATSC 1.0 and ATSC 3.0
                                                  TV broadcasters to simulcast their ATSC                 set forth in the Petition, we ask                     signals would be two separately
                                                  3.0 stream in ATSC 1.0 format, as                       commenters to address other potential                 licensed channels of the originating
                                                  proposed in the Petition, to ensure that                deployment alternatives that might                    station. This would be similar to the
                                                  viewers maintain access to the station                  accelerate adoption of the ATSC 3.0                   DTV transition, when both analog and
                                                  during the period when broadcasters are                 standard. For example, during the                     digital signals were licensed by the
                                                  voluntarily implementing ATSC 3.0                       marketplace conversion to the new                     Commission.
                                                  service. We seek comment on this                        standard, should we consider allowing                    16. If we adopt a licensed
                                                  proposal, including whether such a                      broadcasters to use vacant in-band                    simulcasting approach, we propose to
                                                  mandate is necessary. We assume that,                   channels remaining in a market after the              adopt licensing procedures similar to
                                                  for purposes of the Petitioners’ local                  incentive auction repack to serve as                  those we adopted for channel sharing.
                                                  simulcasting proposal, a ‘‘simulcast’’                  temporary host facilities for ATSC 1.0 or             Specifically, we propose to require a
                                                  means a stream with identical content to                ATSC 3.0 programming by multiple                      station whose program stream will be
                                                  the video programming aired on the                      broadcasters?                                         changing channels to file an application
                                                  originating station’s primary ATSC 3.0                                                                        for a construction permit specifying the
                                                  stream, but we seek comment on this                     2. Methods for Licensing or Authorizing               technical facilities of the host station.
sradovich on DSK3GMQ082PROD with PROPOSALS




                                                  assumption and whether it is an                         Simulcast Stations                                    We also propose to treat such
                                                  appropriate definition for ‘‘simulcast’’                   14. We seek comment on what license                applications as minor modification
                                                  for purposes of our rules. If the                       modifications would be needed for a                   applications. Although one of the
                                                  simulcast content will not be identical                 television broadcaster to convert its                 originating station’s program streams
                                                  to the originating station’s primary                    current ATSC 1.0 facility to a facility               will be changing channels, which is a
                                                  video programming stream, we ask                        transmitting ATSC 3.0 signals. At a                   normally a major change under our
                                                  commenters to explain the reasons for                   minimum, we believe that the                          rules, we believe that treating this
                                                  any deviations in content and/or format                 broadcaster would need to modify its                  change as minor is appropriate because


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                                                  13288                     Federal Register / Vol. 82, No. 46 / Friday, March 10, 2017 / Proposed Rules

                                                  the originating station will be assuming                should the terms be for temporary                     their potential transition to ATSC 3.0?
                                                  the authorized technical facilities of the              channel sharing licenses?                             Under either the licensed simulcast or
                                                  host station, meaning that compliance                      18. Alternatively, simulcast                       multicasting approach, are there
                                                  with our interference and other                         arrangements could be implemented                     circumstances under which the host
                                                  technical rules would have been                         without additional licensing (beyond                  station would be deemed an Emergency
                                                  addressed in licensing the host station.                conversion of the broadcaster’s current               Alert System (EAS) Participant and thus
                                                  Should we instead issue a separate                      facility to operate in ATSC 3.0). Under               have obligations under the
                                                  license for the simulcast stream? If so,                this approach, a Next Gen TV                          Commission’s EAS rules independent of
                                                  should that license application be                      broadcaster could choose to deploy                    the obligations of the originating
                                                  subject to competing applications? In                   ATSC 3.0 service by converting its                    station? Should host stations be
                                                  addition, while a full power station                    current facility to broadcast in ATSC 3.0             permitted to satisfy their EAS
                                                  seeking to change its channel normally                  and entering into an agreement with a                 requirements through the use of the
                                                  must first submit a petition to amend                   host station to simulcast its                         originating station’s EAS equipment?
                                                                                                          programming in ATSC 1.0 via one of the                   21. We also seek comment on whether
                                                  the DTV Table of Allotments, we
                                                                                                          host’s multicast streams or by                        there are other procedures we could
                                                  propose not to apply this process in the
                                                                                                          continuing to broadcast in ATSC 1.0                   adopt to streamline the process of
                                                  context of licensed simulcasting.
                                                                                                          and entering into an agreement with a                 simulcasting. For example, to avoid
                                                  Instead, we propose that, after the                     host station to simulcast its                         administrative burdens, particularly
                                                  application for construction permit is                  programming in ATSC 3.0 via one of the                during the post-incentive auction
                                                  approved, the Media Bureau will amend                   host’s multicast streams. Thus, under a               transition period, should we consider
                                                  the Table on its own motion to reflect                  multicast approach, some broadcasters                 authorizing broadcasters to simulcast
                                                  that shared channels (both ATSC 1.0                     would be licensed to operate only an                  via a host station through grants of
                                                  and ATSC 3.0) will be allotted to one or                ATSC 3.0 facility and others would be                 special temporary authority (STA)? If
                                                  more communities. We invite comment                     licensed to operate only an ATSC 1.0                  we were to adopt an approach based on
                                                  generally on this approach and any                      facility.                                             STAs, it is not clear that NCE stations
                                                  alternatives we should consider.                           19. This multicast approach to                     would be permitted to host the
                                                     17. A licensed simulcast approach                    simulcasting may minimize                             simulcast streams of commercial
                                                  appears to have several potential                       administrative burdens and offer more                 broadcasters or that simulcast
                                                  attributes on which we seek comment.                    flexibility to the broadcast industry. On             transmissions authorized via an STA
                                                  First, a licensed approach implemented                  the other hand, a multicast approach                  would have carriage rights. We seek
                                                  via temporary channel sharing could                     would appear to preclude NCE stations                 comment on these issues. We observe
                                                  allow noncommercial educational                         from serving as hosts to the simulcast                that STA authorizations and subsequent
                                                  television (NCE) stations to serve as                   programming of commercial stations                    extensions are limited by statute to 180-
                                                  hosts to commercial stations’ simulcast                 due to the restrictions of section 399B.              day terms. In light of this maximum six-
                                                  programming. Because NCE licensees                      In this regard, we seek comment on                    month term for STAs, would an STA
                                                  are prohibited by section 399B of the                   whether the Commission has authority                  approach become too burdensome if a
                                                  Communications Act, 47 U.S.C. 399B,                     to waive the restrictions in section                  station’s potential transition to ATSC
                                                  from broadcasting advertisements, an                    399B. Also, as discussed below, because               3.0 occurs over a period of several
                                                  NCE station would be prohibited from                    multicast signals are not entitled to                 years? How would the use of STAs
                                                                                                          carriage rights, treating simulcast signals           affect our ability to monitor deployment
                                                  hosting the simulcast programming of a
                                                                                                          as multicast channels under a host’s                  of ATSC 3.0 service and provide current
                                                  commercial station on a multicast
                                                                                                          license also raises questions about the               information about broadcast service to
                                                  stream under its NCE license. By
                                                                                                          carriage rights of such signals, whereas              the public through our licensing
                                                  contrast, it appears that an NCE station
                                                                                                          separately licensing such simulcast                   databases and Web site? Are there any
                                                  would be able to serve as a host to a
                                                                                                          signals to the originating station would              other alternative approaches we should
                                                  commercial station if that commercial                   clarify the carriage rights of simulcast              consider, including other approaches
                                                  station is separately licensed. In                      signals. In addition, under a multicast               that would maintain broadcasters’
                                                  addition, a licensed simulcast approach                 approach, the host station, not the                   existing carriage rights and allow NCE
                                                  could provide certainty that the                        originating station, would be subject to              licensees to host commercial
                                                  originating station (and not the host) is               the Commission’s enforcement authority                broadcasters?
                                                  responsible for regulatory compliance                   with respect to the multicast stream.
                                                  regarding its simulcast signal, and                        20. Whether a simulcast signal is                  3. Coverage and Signal Quality Issues
                                                  therefore could give the Commission                     treated as a temporarily shared channel               Related to Local Simulcasting
                                                  clear enforcement authority over the                    separately licensed to the originating                   22. Impact on OTA Service Coverage
                                                  originating station in the event of a                   station or as a multicast stream under                of the ATSC 1.0 Signal. We seek
                                                  violation of our rules. A licensed                      the host’s license will affect its                    comment on the extent to which a Next
                                                  simulcast approach also would allow us                  regulatory treatment. We seek comment                 Gen TV station should be permitted to
                                                  to monitor the deployment of ATSC 3.0                   on the regulatory implications, as well               partner with an ATSC 1.0 host simulcast
                                                  service. This information could be                      as the advantages and disadvantages, of               station with a different service contour
                                                  important to the Commission in                          each approach and any others we                       or community of license. Even with
                                                  managing the broadcasters’ migration to                 should consider. Should we be                         ATSC 1.0 simulcasting, it is possible, if
sradovich on DSK3GMQ082PROD with PROPOSALS




                                                  ATSC 3.0 and informing the public                       concerned about the enforcement                       not likely, that some over-the-air
                                                  about changes in their television                       problems created by a multicast                       consumers will lose ATSC 1.0 service
                                                  broadcast service. If we decide to                      approach, particularly with respect to                from stations that begin transmitting in
                                                  license simulcast channels as temporary                 program-related requirements such as                  ATSC 3.0. This is because a host
                                                  shared channels, how should we                          children’s commercial limits and                      simulcast station will have a different
                                                  implement such an approach? Should                      indecency? If we adopt a multicast                    service area than the Next Gen TV
                                                  we apply existing rules from the                        approach, should we require stations to               (originating) station. Accordingly, we
                                                  channel-sharing context? How long                       report to the Commission the status of                seek input on how we should ensure


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                                                                            Federal Register / Vol. 82, No. 46 / Friday, March 10, 2017 / Proposed Rules                                          13289

                                                  that there is not a significant loss of                 NCE broadcasters would face unique                    proceeding when it would be
                                                  ATSC 1.0 service by Next Gen TV                         circumstances with regard to the                      appropriate for broadcasters to stop
                                                  stations as a result of local simulcasting              voluntary provision of ATSC 3.0 that we               simulcasting in ATSC 1.0. We seek
                                                  arrangements. Petitioners argue that                    should consider in this proceeding. To                comment on this proposal. We note that
                                                  Next Gen TV stations should be                          what extent are these categories of                   all parties to this proceeding appear to
                                                  permitted to arrange for the simulcast of               stations interested in offering ATSC 3.0              agree that this issue should be handled
                                                  their ATSC 1.0 signal on another                        services, and what challenges would                   in a separate proceeding.
                                                  broadcast facility ‘‘serving a                          they face in doing so? How might                      C. MVPD Carriage
                                                  substantially similar community of                      broadcasters that choose not to provide
                                                  license.’’ We seek comment on this                      ATSC 3.0 service (and only provide                       27. We propose that MVPDs must
                                                  proposal. What does it mean to serve ‘‘a                ATSC 1.0 service) be negatively                       continue to carry broadcasters’ ATSC
                                                  substantially similar community of                      impacted by a potential Next Gen TV                   1.0 signals, pursuant to their statutory
                                                  license’’? Should we require that the                   transition? Should we encourage                       mandatory carriage obligations, and that
                                                  ATSC 1.0 simulcast signal at a                          participation by these types of stations              MVPDs will not be required to carry
                                                  minimum cover the Next Gen TV                           in ATSC 3.0 deployment plans to ensure                broadcasters’ ATSC 3.0 signals during
                                                  station’s entire community of license?                  that all broadcasters are afforded an                 the period when broadcasters are
                                                  Should we require the ATSC 1.0                          opportunity to participate as Next Gen                voluntarily implementing ATSC 3.0
                                                  simulcast signal to substantially                       TV broadcasters or simulcast hosts? Will              service. We seek comment on these
                                                  replicate the Next Gen TV station’s                     such broadcasters have difficulty                     proposals, the legal basis for according
                                                  noise-limited service contour? If we                    finding simulcast partners in a market?               carriage rights in this manner, and how
                                                  adopt a ‘‘substantial replication’’                     For example, LPTV and Class A stations                to implement such carriage rights. We
                                                  standard, what degree of existing ATSC                  may find it difficult to host a full power            also seek comment on issues related to
                                                  1.0 service loss should be permissible?                 originating station because they must                 the voluntary carriage of ATSC 3.0
                                                  We also seek comment on whether we                      operate at lower power levels and may                 signals through the retransmission
                                                  should phase in more relaxed OTA                        not be able to adequately prevent loss of             consent process.
                                                  ATSC 1.0 service restrictions as a                                                                               28. The Petitioners state that MVPDs
                                                                                                          service of the full power originating
                                                  potential transition progresses based on                                                                      ‘‘should not be obligated to carry’’ a
                                                                                                          station’s ATSC 1.0 simulcast signal. We
                                                  the possibility that, as ATSC 3.0 stations                                                                    Next Gen TV broadcaster’s ATSC 3.0
                                                                                                          seek comment on whether and how an
                                                  become more prevalent, it may become                                                                          signal and that MVPDs could satisfy
                                                                                                          LPTV station can be a host simulcast
                                                  more difficult for Next Gen TV                                                                                their obligation to carry a Next Gen TV
                                                                                                          station for a full power originating
                                                  broadcasters to find suitable partners for                                                                    station’s signal by carrying the station’s
                                                                                                          station given its power limitations and               ATSC 1.0 signal. In response to the
                                                  local simulcasting.                                     secondary status. Because of difficulties
                                                     23. We also seek comment on Next                                                                           Petition, MVPDs explain that they are
                                                                                                          they may face in serving as hosts for full            not currently capable of receiving and
                                                  Gen TV broadcasters’ incentives to                      power originating stations, we seek
                                                  maintain existing service coverage or                                                                         retransmitting ATSC 3.0 signals and
                                                                                                          comment on whether to allow LPTV/                     raise numerous questions about MVPD
                                                  quality to viewers. Should broadcasters                 Class A stations the option to deploy
                                                  be permitted to simulcast in a lower                                                                          carriage of ATSC 3.0 signals, including
                                                                                                          ATSC 3.0 service without simulcasting                 the potentially significant costs and
                                                  format than that in which they transmit                 (i.e., ‘‘flash-cut’’ to ATSC 3.0). If we
                                                  today? What is the financial impact on                                                                        burdens associated with MVPD carriage
                                                                                                          were to permit LPTV/Class A stations to               of ATSC 3.0 signals. In particular,
                                                  stations that fail to maintain service
                                                                                                          flash-cut to ATSC 3.0, what impact                    MVPDs observe that the ATSC’s work
                                                  coverage or quality?
                                                                                                          would the lack of simulcasting have on                on the new 3.0 standard is not yet
                                                  4. Other Local Simulcast Issues                         the viewing public? How should the                    complete, including the development of
                                                     24. Market-Wide Simulcasting                         prevalence of equipment that could                    recommended standards for MVPD
                                                  Arrangements. The Petition and other                    receive an ATSC 3.0 signal among                      carriage of ATSC 3.0 signals, and that
                                                  filings in the record appear to                         consumers in the viewing community                    the record is scarce about the practical
                                                  contemplate simulcasting arrangements                   affect the ability of LPTV/Class A                    aspects of MVPD carriage of ATSC 3.0
                                                  between or among two or more stations                   stations to flash-cut? We also note that,             signals. Therefore, MVPDs ask the
                                                  in a market, and possibly even entire                   unlike full power stations, LPTV/Class                Commission to consider the
                                                  market deployment plans. We seek                        A stations do not have a community of                 implications for MVPDs before
                                                  comment on such arrangements, and                       license coverage requirement. If we                   authorizing broadcasters to use the new
                                                  what effect they may have on                            were to require an LPTV station seeking               standard. In particular, MVPDs ask us to
                                                  consumers. Should we look more                          to deploy ATSC 3.0 service to simulcast,              ensure that they do not bear the costs
                                                  favorably at arrangements among many                    what, if any, kind of community                       associated with carrying ATSC 3.0
                                                  or all broadcasters in a market? Should                 coverage requirement should we impose                 signals and ATSC 1.0 simulcasts, even
                                                  we encourage broadcasters to coordinate                 for the simulcast ATSC 1.0 stream?                    when such carriage occurs pursuant to
                                                  and submit for Commission                               Instead of a simulcast coverage                       retransmission consent negotiations.
                                                  consideration a market-wide plan before                 requirement, should we instead apply                     29. The Communications Act
                                                  starting on individual deployment and                   the existing 30-mile and contour overlap              establishes slightly different thresholds
                                                  simulcasting plans? Do we have the                      restrictions that apply to LPTV/Class A               for mandatory carriage depending on
                                                  authority to require market-wide                        moves to LPTV/Class A stations that                   whether the television station is full
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                                                  simulcast arrangements? What are the                    propose to move their ATSC 1.0 stream                 power or low-power, or commercial or
                                                  potential advantages and disadvantages                  as part of their deployment of ATSC 3.0               noncommercial, and also depending on
                                                  of a market-based simulcast approach                    service?                                              whether carriage is sought by a cable
                                                  versus simulcasting arrangements                           26. Potential Simulcasting Sunset. If              operator or satellite carrier. The must-
                                                  between individual stations?                            we approve a voluntary, market-driven                 carry rights of commercial stations on
                                                     25. NCE/LPTV/Small/Rural                             transition to ATSC 3.0 that implements                cable systems are set forth in section
                                                  Broadcasters. We seek comment on                        a simulcast approach, we propose that                 614 of the Act, 47 U.S.C. 534. The must-
                                                  whether small, rural, low-power, and                    the Commission decide in a future                     carry rights of full power


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                                                  13290                     Federal Register / Vol. 82, No. 46 / Friday, March 10, 2017 / Proposed Rules

                                                  noncommercial stations on cable                         digital signals, the Commission declined              A is licensed on channel 5 and Station
                                                  systems are set forth in section 615 of                 to establish ‘‘dual carriage’’ rights,                B is licensed on channel 9, Station A
                                                  the Act, 47 U.S.C. 535. The mandatory                   deciding that analog signals would have               would transmit on channel 5 two
                                                  carriage rights of full power stations                  mandatory carriage rights during the                  programming streams in ATSC 1.0 (its
                                                  (both commercial and noncommercial)                     DTV transition and that digital signals               own and Station B’s simulcast), while
                                                  on satellite carriers are set forth in                  would not. That is, a broadcaster would               Station B would transmit on channel 9
                                                  section 338 of the Act, 47 U.S.C. 338.                  choose between must carry or                          two programming streams in ATSC 3.0
                                                                                                          retransmission consent for its analog                 (its own and Station A’s simulcast).
                                                  1. Mandatory Carriage Issues
                                                                                                          signal but could only pursue carriage                 There appears to be no question that
                                                     30. Broadcasters and MVPDs appear                    via retransmission consent for its digital            Station A in this example would retain
                                                  to agree on the premise that MVPDs                      signal.                                               carriage rights for its ATSC 1.0 signal,
                                                  must continue to carry broadcasters’                       32. Similarly, under the licensed                  however, there is a question as to
                                                  ATSC 1.0 signals, pursuant to their                     simulcast approach, we could conclude                 whether Station B, which is transmitting
                                                  statutory mandatory carriage                            that a broadcaster would choose                       in ATSC 3.0 on its licensed channel,
                                                  obligations, and that MVPDs should not                  between must carry or retransmission                  would be entitled to must carry rights
                                                  be required to carry broadcasters’ ATSC                 consent for its ATSC 1.0 signal but                   for its ATSC 1.0 simulcast stream,
                                                  3.0 signals at this time. The Petition,                 could only pursue carriage via                        which is being transmitted as a
                                                  however, does not clearly explain the                   retransmission consent for its ATSC 3.0               multicast stream by Station A. This is
                                                  legal basis for achieving this result. In               signal. By relying on the ATSC 1.0                    because the Commission has
                                                  addition, our legal basis for according                 signal for establishing mandatory                     determined that only a station’s primary
                                                  mandatory carriage rights to ATSC 1.0                   carriage rights, this approach avoids                 stream is entitled to mandatory carriage
                                                  simulcast streams may depend on                         having to address at this time issues                 and that multicast streams are not
                                                  whether, as discussed above in the                      associated with mandatory carriage of                 entitled to mandatory carriage and
                                                  Local Simulcasting section, such                        ATSC 3.0 signals. Under this approach,                because Station B’s ATSC 1.0 stream is
                                                  streams will be temporary shared                        a broadcaster’s mandatory carriage                    not being transmitted on its licensed
                                                  channels separately licensed to the                     rights would track its relocated ATSC                 channel.
                                                  originating broadcaster, or, alternatively,             1.0 simulcast channel. That is, if a                     34. We seek comment on whether we
                                                  will be multicast streams broadcast by a                broadcaster converts its current facility             could accord carriage rights to an ATSC
                                                  ‘‘host’’ licensee. We seek comment on                   to ATSC 3.0 operation and enters a                    1.0 simulcast that is being transmitted
                                                  how to implement carriage rights and                    temporary channel sharing arrangement                 as a multicast stream of a host station.
                                                  obligations under both approaches, or                   to simulcast its ATSC 1.0 stream at a                 Is there is a legal basis for shifting the
                                                  under any other approach we should                      new location, then the broadcaster’s                  carriage obligation from the licensed
                                                  consider.                                               ATSC 1.0 carriage rights would be based               ATSC 3.0 stream to the simulcast ATSC
                                                     31. ATSC 1.0 Simulcast Carriage                      on the new shared location. We seek                   1.0 stream? The record reflects that
                                                  Rights Under a Licensed Approach.                       comment on this approach, including its               MVPDs may not have the technical
                                                  First, we seek comment on how to                        advantages and disadvantages. We also                 capability to receive or retransmit ATSC
                                                  implement mandatory carriage rights of                  seek comment on the implications of                   3.0 signals for some time during a
                                                  an ATSC 1.0 simulcast stream under a                    mandatory carriage rights following the               potential transition to ATSC 3.0, and
                                                  licensed simulcast approach. Under this                 ATSC 1.0 simulcast to a new location,                 that ATSC 3.0 signals could occupy
                                                  approach, two stations that have a                      especially in situations involving a                  more bandwidth than ATSC 1.0 signals.
                                                  reciprocal simulcast arrangement would                  significant shift in the ATSC 1.0                     Accordingly, as discussed below, we
                                                  each have licenses for their ATSC 1.0                   coverage area or change in transmitter                believe that carriage of ATSC 3.0 signals
                                                  and ATSC 3.0 streams, but we would                      location or community of license.                     should be voluntary and driven by
                                                  accord mandatory carriage rights only to                Alternatively, could we find that,                    marketplace negotiations between
                                                  the ATSC 1.0 stream for each station.                   although a licensed ATSC 1.0 stream is                broadcasters and MVPDs. Can we
                                                  This approach would be consistent with                  subject to mandatory carriage, carriage               interpret the statute to require
                                                  prior Commission proposals in the                       rights would be determined from the                   broadcasters to deliver their signals to
                                                  channel sharing context and precedent                   location of the originating station, rather           MVPDs in a manner that minimizes
                                                  established in the DTV transition. We                   than the location of the host station?                burdens for MVPDs? Could we find that
                                                  seek comment on whether these                              33. ATSC 1.0 Simulcast Carriage                    a Next Gen TV broadcaster must
                                                  proposals and precedent should be                       Rights Under a Multicast Approach. We                 effectuate the carriage rights of its ATSC
                                                  applied in the context of a licensed                    also seek comment on whether, and if                  3.0 signal by delivering an ATSC 1.0
                                                  simulcast approach. For channel sharing                 so how, we could implement mandatory                  signal to the MVPD via local
                                                  outside the context of the incentive                    carriage rights and obligations for a                 simulcasting or some other means?
                                                  auction, the Commission has tentatively                 station’s ATSC 1.0 signal under a                     Under this approach, do we need to
                                                  concluded that both licensees of a                      multicast approach to simulcasting. We                define a ‘‘good quality’’ digital
                                                  shared channel would have carriage                      note that the Commission does not                     television signal at the cable system’s
                                                  rights and that such carriage rights                    require cable operators to carry any                  principal headend for purposes of
                                                  would be based on the shared location.                  more than one programming stream of a                 carriage? In order to use the ATSC 1.0
                                                  In the DTV context, the Commission                      digital television station that multicasts.           simulcast to effectuate the carriage
                                                  addressed whether cable operators were                  Accordingly, we seek comment on the                   rights of its ATSC 3.0 signal, should we
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                                                  required under the Communications Act                   legal basis for requiring mandatory                   require the ATSC 1.0 simulcast and the
                                                  to carry both the digital and analog                    carriage of a station’s ATSC 1.0                      ATSC 3.0 signal to have identical
                                                  signals of a station (also referred to as               simulcast stream if that stream is                    content?
                                                  ‘‘dual carriage’’) during the DTV                       broadcast by a host station as one of its                35. Mandatory Carriage of ATSC 3.0
                                                  transition when television stations were                multicast streams. For purposes of this               Signals. We note that consideration of
                                                  still broadcasting analog signals. With                 discussion, take the example of a                     technical issues regarding cable carriage
                                                  regard to licensees that were                           reciprocal simulcast arrangement                      of the ATSC 3.0 signal is still ongoing
                                                  simultaneously broadcasting analog and                  between two stations. That is, if Station             at the ATSC Working Group. Given that


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                                                                            Federal Register / Vol. 82, No. 46 / Friday, March 10, 2017 / Proposed Rules                                         13291

                                                  ATSC 3.0 signals would not be accorded                  2. Retransmission Consent Issues                      carriage requirements of ATSC 3.0 come
                                                  mandatory carriage rights under our                        38. Voluntary Carriage of ATSC 3.0                 at the expense of channel placement for
                                                  proposals, and because of the current                   Signals Through Retransmission                        independent programmers?
                                                  uncertainty about how MVPDs would                       Consent. We also seek comment on                         40. We also seek comment on what
                                                  carry ATSC 3.0 signals as a technical                   issues related to the voluntary carriage              other issues we may need to resolve
                                                  matter, we tentatively conclude that it is              of ATSC 3.0 signals through the                       with regard to the potential carriage of
                                                  premature to address questions related                  retransmission consent process. The                   ATSC 3.0 signals given that MVPDs and
                                                  to the mandatory carriage of ATSC 3.0                   Petitioners contemplate that, at some                 broadcasters may negotiate such
                                                  streams at this stage. We seek comment                  future time, MVPDs will want to                       carriage privately via retransmission
                                                  on this tentative conclusion.                           negotiate for carriage of ATSC 3.0                    consent. For example, we seek comment
                                                     36. Required Notice to MVPDs of                                                                            on whether it is appropriate for us to
                                                                                                          signals via retransmission consent so
                                                  ATSC 3.0 Deployment/ATSC 1.0                                                                                  address concerns ATVA has raised
                                                                                                          that MVPDs can offer their customers
                                                  Simulcast. We seek comment on the                                                                             about patent royalties that may be
                                                                                                          the improved service and new features
                                                  notice that Next Gen TV broadcasters                                                                          associated with ATSC 3.0 service. What
                                                                                                          associated with ATSC 3.0 service. As
                                                  that have elected must-carry rights must                                                                      equipment would be necessary for an
                                                                                                          discussed above, MVPDs claim that they
                                                  provide to MVPDs prior to deploying                                                                           MVPD to carry an ATSC 3.0 stream on
                                                                                                          are not prepared to carry ATSC 3.0
                                                  ATSC 3.0 service and arranging for an                                                                         a voluntary basis, and should we take
                                                                                                          signals at this time. MVPDs, therefore,
                                                  ATSC 1.0 simulcast. The Petition                                                                              those equipment needs into
                                                                                                          express concern that broadcasters may
                                                  proposes that must-carry broadcasters                                                                         consideration in this proceeding?
                                                                                                          use the retransmission consent process                   41. Alternatively, should we consider
                                                  should give notice to all MVPDs at least
                                                                                                          to compel MVPDs to upgrade their                      prohibiting MVPD carriage of ATSC 3.0
                                                  60 days in advance of simulcasting in
                                                  ATSC 1.0 format (i.e., relocating ATSC                  equipment before they are ready to do                 signals through retransmission consent
                                                  1.0 streams to another facility). MVPDs                 so in order to carry ATSC 3.0 signals.                negotiations until the ATSC Specialist
                                                  express concern about the adequacy of                   They have expressed concern about the                 Group on Conversion and
                                                  such notice. We seek comment on what                    costs associated with carriage of ATSC                Redistribution of ATSC 3.0 Service
                                                  appropriate notice would be.                            3.0 signals and that, even if ATSC 3.0                produces its initial report, which is
                                                     37. We seek comment on what the                      carriage is deemed ‘‘voluntary,’’ Next                expected later this year? What would be
                                                  notice to MVPDs should contain. We                      Gen broadcasters will use their                       the benefits and detriments of such an
                                                  note that in the Channel Sharing NPRM,                  ‘‘leverage’’ to require MVPD ATSC 3.0                 approach? What would be the legal
                                                  the Commission proposed a number of                     carriage (such as by tying ATSC 3.0                   basis for such a restriction? Would such
                                                  notice requirements on stations                         carriage to ATSC 1.0 carriage). In                    a prohibition be consistent with section
                                                  participating in channel sharing                        response, broadcasters reassert that                  325(b), 47 U.S.C. 325(b), including the
                                                  agreements (CSAs). We proposed that                     MVPDs will not be forced to carry ATSC                reciprocal good faith bargaining
                                                  stations participating in CSAs must                     3.0 signals. Broadcasters also argue that             requirements, the First Amendment
                                                  provide notice to those MVPDs that: (1)                 larger MVPDs, such as AT&T, do not                    rights of MVPDs and broadcasters, and
                                                  No longer will be required to carry the                 lack negotiating power in                             section 624(f), 47 U.S.C. 544(f)?
                                                  station because of the relocation of the                retransmission consent negotiations and
                                                                                                          that retransmission consent agreements                D. Service and Interference Protection
                                                  station; (2) currently carry and will
                                                  continue to be obligated to carry a                     for ATSC 3.0 signals should be left to                   42. The proposed authorization of the
                                                  station that will change channels; or (3)               marketplace negotiations. We seek                     ATSC 3.0 transmission standard raises
                                                  will become obligated to carry the                      comment on these MVPD concerns,                       three potential interference issues that
                                                  station due to a channel sharing                        including whether and/or how the good                 we address in this section. First, we
                                                  relocation. We also proposed that the                   faith rules concerning retransmission                 consider the issue of interference that
                                                  notice contain the following                            consent should and/or could be applied                ATSC 3.0 signals may cause to ATSC
                                                  information: (1) Date and time of any                   and/or adapted to address them.                       1.0 (DTV) signals. Second, we consider
                                                  channel changes; (2) the channel                           39. Small, Rural, and Capacity-                    the issue of interference that DTV or
                                                  occupied by the station before and after                Constrained MVPDs. We seek comment                    other ATSC 3.0 signals may cause to
                                                  implementation of the CSA; (3)                          on whether small, rural, and capacity-                ATSC 3.0 signals. Next, we consider the
                                                  modification, if any, to antenna                        constrained MVPDs would face unique                   issue of interference that ATSC 3.0
                                                  position, location, or power levels; (4)                circumstances with regard to the                      signals may cause to non-television
                                                  stream identification information; and                  voluntary provision of ATSC 3.0 that we               services that operate within or adjacent
                                                  (5) engineering staff contact                           should consider in this proceeding. To                to the TV band. As set forth below, with
                                                  information. In addition, we proposed                   what extent are these categories of                   respect to all of these issues we propose
                                                  that stations be able to elect whether to               MVPDs interested in offering ATSC 3.0                 to treat ATSC 3.0 signals as though they
                                                  provide notice via a letter notification or             services, and what challenges would                   were DTV signals with identical
                                                  provide notice electronically, if pre-                  they face in doing so? In particular, to              technical parameters, largely consistent
                                                  arranged with the relevant MVPD. We                     what extent, if any, could the                        with the Petitioners’ request. We seek
                                                  seek comment on whether we should                       retransmission consent process be used                comment on whether we should modify
                                                  adopt requirements modeled on these                     by broadcasters to compel MVPDs,                      any technical parameters based on
                                                  proposals in this proceeding. If not, we                particularly smaller MVPDs, to carry an               physical differences between the ways
                                                  seek comment on how the requirements                    ATSC 3.0 stream as a condition for                    that broadcasters would deliver DTV
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                                                  we adopt should differ and why. We                      obtaining carriage of a 1.0 feed? How, if             and ATSC 3.0 signals. Finally, we
                                                  also seek comment on how broadcasters                   at all, should the Commission’s rules                 propose to amend the Post-Transition
                                                  will deliver their signals to MVPDs that                address situations in which a small or                DTV Station Interference Protection rule
                                                  carry the station if the broadcaster’s                  rural MVPD that receives a broadcast                  to allow updated population inputs in
                                                  ATSC 1.0 simulcast does not deliver a                   station over-the-air before deployment                processing applications, consistent with
                                                  good quality signal to the headend; for                 of ATSC 3.0 service can no longer do so               the Commission’s decision to use such
                                                  example, will they use some alternate                   during or after the deployment of ATSC                inputs in the incentive auction and
                                                  means, such as fiber or microwave?                      3.0 service? Will the higher-resolution               repacking process.


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                                                  13292                     Federal Register / Vol. 82, No. 46 / Friday, March 10, 2017 / Proposed Rules

                                                  1. Interference Protection of ATSC 1.0                  and adjacent channel interfering signals              quality to DTV. Thus a station should
                                                  (DTV) Signals                                           at the same levels as specified in OET                provide at least one ATSC 3.0 video
                                                     43. The Petitioners submitted a study                Bulletin No. 69 for DTV signals. We                   stream that requires a SNR threshold
                                                  that includes laboratory measurements                   seek comment below on how the                         equal or less than that needed for
                                                  of ATSC 1.0 (DTV) and ATSC 3.0                          Commission should consider                            coverage at a level specified in OET
                                                  interference signals into six DTV                       implementing these service and                        Bulletin No. 69 for DTV service, where
                                                  receivers. They claim that the study                    interference protections for ATSC 3.0                 a lower SNR threshold indicates a
                                                  demonstrates the similarity between the                 signals.                                              possibly more robust transmission. In
                                                                                                             46. The DTV transmission standard                  other words, a station providing a
                                                  two standards in terms of potential
                                                                                                          has fixed transmission and error                      mobile video stream requiring a
                                                  interference to DTV. The Petitioners
                                                                                                          correction parameters and a single                    minimum SNR less than specified in
                                                  state that the RF emission mask and
                                                                                                          associated minimum signal strength                    OET Bulletin No. 69 would satisfy this
                                                  effective radiated power limits for the                 threshold (or SNR threshold) for service.
                                                  ATSC 3.0 signal should remain                                                                                 requirement. We envision this to be a
                                                                                                          The minimum SNR threshold is used as
                                                  unchanged and proposed that no                                                                                benefit to broadcasters who elect to offer
                                                                                                          a basis for determining where a DTV
                                                  changes be made to the OET Bulletin                                                                           mobile streams while avoiding potential
                                                                                                          broadcast television station’s signal can
                                                  No. 69 planning factors which define                                                                          redundancies in their overall data
                                                                                                          be received. Whether a DTV broadcast
                                                  service and interference to a DTV signal.               television station is considered to have              stream, by not penalizing those stations
                                                  Therefore, for purposes of determining                  service and receive protection from                   wishing to deploy mobile service
                                                  whether an ATSC 3.0 signal interferes                   interference is determined in part by                 without requiring provision of two
                                                  with any DTV signals, the Petitioners                   this threshold. The minimum expected                  identical program streams for both
                                                  propose to calculate potential ATSC 3.0                 signal level for an ATSC 3.0 signal is                mobile and household reception in the
                                                  interference to DTV signals using the                   much more dynamic. The ATSC 3.0                       same areas. We seek comment on this
                                                  same methodology and planning factors                   standard enables broadcasters to choose               proposal and how to define which types
                                                  that the Commission presently uses for                  from multiple modulation and error                    of Next Gen TV signals could be
                                                  calculating potential DTV interference                  correction parameters, which have the                 considered comparable to DTV signals.
                                                  to other DTV signals, which are                         effect of allowing them to adjust their               Requiring one comparable free video
                                                  specified in OET Bulletin No. 69 in our                 data rates and corresponding minimum                  stream will afford broadcasters the
                                                  rules.                                                  SNR thresholds. Further, ATSC 3.0                     flexibility to devote remaining resources
                                                     44. We propose to apply the                          enables broadcasters to transmit                      to enhanced services such as UHD
                                                  methodology and planning factors                        multiple streams with different                       without affecting their underlying
                                                  specified in OET Bulletin No. 69 to                     parameters simultaneously. This means                 coverage calculations, as requested by
                                                  calculate interference from ATSC 3.0 to                 that, as a practical matter, the actual               the Petitioners, while ensuring that all
                                                  DTV signals. We seek comment on                         area where the signal of a television                 viewers predicted to receive Next Gen
                                                  whether DTV operations would be                         station broadcasting an ATSC 3.0 signal               TV signals will have at least one free
                                                  sufficiently protected by the OET                       can be received may not necessarily                   video stream available to them. We seek
                                                  Bulletin No. 69 methodology and                         match up to the same area defined by                  comment on what rules changes, if any,
                                                  planning factors. Accordingly, we                       the single minimum SNR threshold of                   would be necessary to implement this
                                                  request specific comment and test                       DTV. The signal-to-noise-ratio threshold              proposal.
                                                  measurement results that accurately                     for the ATSC 3.0 transmission standard
                                                  reflect DTV receiver performance in the                                                                          48. Next Gen TV Service Area.
                                                                                                          will be variable and station-specific,                Considering the approach to broadly
                                                  presence of an interfering ATSC 3.0                     enabling tradeoffs depending on each
                                                  signal, either to support or refute the                                                                       treat DTV and Next Gen TV interference
                                                                                                          station’s offerings and quality of service            equally, the Commission’s convention
                                                  Petitioners’ measurements and claims                    goals. In consideration of the dynamic
                                                  that these two standards may be                                                                               would be first to define the area subject
                                                                                                          nature of ATSC 3.0 transmission
                                                  considered equally in terms of the                                                                            to calculation, which is the noise-
                                                                                                          standard, our proposals seek to maintain
                                                  potential interference to DTV. Given the                                                                      limited contour of the station. Within
                                                                                                          the status quo with regard to
                                                  studies that we have before us, we                                                                            this contour, the station’s service area is
                                                                                                          interference protection and provide
                                                  tentatively conclude that it is                                                                               determined considering terrain, existing
                                                                                                          certainty with regard to calculating the
                                                  appropriate to propose to calculate                     coverage areas of ATSC 3.0 stations.                  interference, and population
                                                  interference from ATSC 3.0 signals to                      47. Preservation of Service. Because               distribution above a minimum field
                                                  DTV in accordance with sections                         ATSC 3.0 signals contain multiple video               strength threshold that is derived from
                                                  73.622, 73.623 and 74.703 of the                        streams each requiring a SNR threshold,               the planning factors given in OET
                                                  Commission’s rules and as implemented                   we propose to require Next Gen TV                     Bulletin No. 69. We propose to define a
                                                  by OET Bulletin No. 69. We seek                         broadcasters to provide at least one free             ‘‘DTV-equivalent’’ service area for a
                                                  comment on this proposal.                               stream comparable to a DTV signal to                  station transmitting in ATSC 3.0 using
                                                                                                          ensure viewers within the ‘‘DTV-                      the methodology and planning factors
                                                  2. Service and Interference Protection of                                                                     defined for ATSC 1.0 in OET Bulletin
                                                                                                          equivalent’’ service area continue to
                                                  ATSC 3.0 Signals                                        receive programming service at the                    No. 69. This means that for a UHF Next
                                                    45. With respect to protection that                   current DTV protection levels. The                    Gen TV station, the ‘‘DTV-equivalent’’
                                                  ATSC 3.0 signals should receive from                    ATSC 3.0 transmission standard may                    service area would be defined at 41
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                                                  other signals, we propose to rely on OET                enable Next Gen TV broadcasters to                    dBmV/m plus a dipole adjustment factor.
                                                  Bulletin No. 69 as well, as Petitioners                 provide a programming service of a                    We seek comment on the use of a single
                                                  request. As discussed below, we                         quality similar to DTV service at an SNR              service threshold to define this ‘‘DTV-
                                                  propose to use the same methodology                     threshold lower than the level specified              equivalent’’ service area. Should the
                                                  and planning factors defined for DTV to                 in OET Bulletin No. 69 for DTV service.               definition of a ‘‘DTV-equivalent’’ service
                                                  define the service area of an ATSC 3.0                  We seek comment on how to objectively                 area specify both a minimum field
                                                  signal. We also propose to define the                   determine if a Next Gen TV                            strength and data rate or is the
                                                  ATSC 3.0 interference criteria for co-                  programming stream is similar in                      specification of a minimum field


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                                                                            Federal Register / Vol. 82, No. 46 / Friday, March 10, 2017 / Proposed Rules                                          13293

                                                  strength sufficient to ensure an                        permits signal to noise ratio thresholds              To what extent would authorization of
                                                  acceptable data rate?                                   below the DTV threshold. This could                   the ATSC 3.0 transmission standard
                                                     49. To the extent that commenters                    effectively expand their consumer base                raise interference concerns regarding
                                                  propose alternative definitions of                      beyond the current ‘‘DTV-equivalent’’                 Part 22 or Part 90 services? Would
                                                  service area for stations transmitting in               service area or provide coverage to areas             ATSC 3.0 transmissions cause any
                                                  ATSC 3.0 signals, we specifically solicit               that were previously unserved due to                  additional interference to these services,
                                                  technical justification of why the                      terrain-limited propagation conditions                or alternatively should ATSC 3.0
                                                  definition should differ from that of the               within the contour. Should these areas                transmissions receive any protections in
                                                  existing ATSC 1.0 service and OET                       be given interference protection? We                  addition to those afforded today to
                                                  Bulletin No. 69. Manhattan Digital notes                seek comment on this approach and                     DTV? Under our existing rules, low-
                                                  the lack of real world testing of coverage              alternative threshold protection                      power auxiliary station (LPAS) devices
                                                  comparisons between ATSC 1.0 and                        approaches that could be better suited to             and unlicensed wireless microphones
                                                  ATSC 3.0 and questions whether the                      ATSC 3.0.                                             must protect broadcasting operations
                                                  Commission would grant sufficient                          52. Should ATSC 3.0 signals only be                (i.e., those that transmit using ATSC
                                                  power increases to restore lost coverage.               protected in areas where their signal                 1.0), and are by rule limited to
                                                  GatesAir and other equipment                            strength reaches a single ‘‘DTV-                      operations at locations at least 4
                                                  manufacturers submitted ATSC 3.0 field                  equivalent’’ minimum level or should                  kilometers outside the protected
                                                  test results that showed equivalent                     protections be provided for such signals              contours of co-channel TV stations.
                                                  coverage area thresholds as ATSC 1.0                    within their ‘‘DTV-equivalent’’ service               Licensed wireless microphone
                                                  when an ATSC 3.0 receiver was                           contour that fall below the single service            operations are also permitted closer to
                                                  stationary and using comparable                         threshold but offer a more robust                     TV stations, including inside the TV
                                                  reception equipment.                                    service? Should interference protections              contours, if certain specified conditions
                                                     50. Additionally, the service                        be provided for Next Gen TV signals                   are met. In addition, white-space
                                                  threshold set by OET Bulletin No. 69 is                 within the ‘‘DTV-equivalent’’ service                 devices are required to protect DTV
                                                  based on several planning factors that                  contour which require alternative                     operations by operating outside of DTV
                                                  may not be applicable to newer Next                     adjacent channel D/U ratios for                       contours as specified in the rules. Are
                                                  Gen TV receivers and deployment                         interference protection? Have there been              any clarifications or modifications to
                                                  characteristics. We seek comment on                     advancements in receiver performance                  these rules required if we authorize the
                                                  whether OET Bulletin No. 69 planning                    that would warrant the Commission to                  ATSC 3.0 transmission standard?
                                                  factors should be updated or                            consider alternative the adjacent                        55. Other Services that Operate in the
                                                  supplemented as they pertain to Next                    channel D/U ratios for ATSC 3.0                       Adjacent Bands—the 600 MHz Band
                                                  Gen TV to reflect current broadcast                     receivers? Noting the ATSC A/73                       and Channel 37. CTIA expressed
                                                  reception equipment and conditions,                     standard for DTV receivers, should the                concern that the Petition’s discussion of
                                                  particularly given the Petitioners’ stated              Commission adopt a 33 dB, or some                     the ATSC 3.0 transmission standard
                                                  additional use cases of mobile and                      higher or lower threshold for adjacent                contained no consideration of the
                                                  indoor reception. Generally, we seek                    channel interference, or is the existing              potential interference impact that this
                                                  comment on appropriate values for OET                   26 to 28 dB threshold for DTV                         new technology could have on wireless
                                                  Bulletin No. 69 planning factors for                    (depending on whether upper- or lower-                operations in the 600 MHz band. CTIA
                                                  Next Gen TV.                                            adjacent) prescribed in our rules more                states that the development and
                                                     51. Interference Protection. We                      appropriate? If interference protection is            enforcement of carefully drawn
                                                  propose to define a protection threshold                to be afforded to Next Gen TV profiles                technical rules is necessary to prevent
                                                  for Next Gen TV that would provide an                   other than the ‘‘DTV-equivalent’’                     interference to 600 MHz band
                                                  equivalent level of protection as a DTV                 service, what should those interference               operations, and that the inter-service
                                                  signal. Under this approach, an ATSC                    protection levels be?                                 interference (ISIX) rules adopted by the
                                                  3.0 signal would be protected as defined                                                                      Commission, which were based entirely
                                                  in OET Bulletin No. 69. As a practical                  3. Interference Protection Affecting
                                                                                                                                                                on the technical characteristics of DTV
                                                  matter, co-channel interference for DTV                 Other Services
                                                                                                                                                                signals, were developed to minimize
                                                  is presently a nonlinear function                          53. The last interference issues that              interference between TV broadcasting
                                                  designed to approximate the                             we must consider concern those related                and 600 MHz band operations. The
                                                  performance of test receivers when the                  to interference between ATSC 3.0                      Petitioners respond that it is not
                                                  ATSC 1.0 standard was under                             transmissions and other services, such                possible to test for this interference
                                                  development. We seek comment on                         as non-broadcast services, that operate               because the wireless industry has not
                                                  whether this same nonlinearity would                    within or adjacent to the TV band. We                 revealed ‘‘what technology wireless
                                                  apply to Next Gen TV receivers in the                   seek comment on whether and how we                    carriers will actually deploy in the 600
                                                  presence of co-channel interference.                    should address the impact ATSC 3.0                    MHz band,’’ and argue that there is ‘‘no
                                                  Additionally, we acknowledge that Next                  signals could have on these other                     technical reason to believe that ATSC
                                                  Gen TV may have multiple video                          services and how these services could                 3.0 creates a higher risk of potential
                                                  streams, some of which may not be                       impact ATSC 3.0 signals.                              inter-service interference’’ than ATSC
                                                  sufficiently protected from interference                   54. Other Services that Operate in the             1.0.
                                                  at a single threshold which was                         TV Band. We seek comment on                              56. The ISIX rules referenced by CTIA
                                                  designed specifically to protect DTV                    whether, in authorizing the ATSC 3.0                  were developed for the broadcast
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                                                  signals. Next Gen TV broadcasters that                  transmission standard, there would be                 incentive auction in the event that some
                                                  choose to offer higher capacity, i.e. less              any interference-related issues that arise            UHF broadcasters would remain in the
                                                  robust, programming within their ‘‘DTV-                 with respect to services and operations               re-purposed 600 MHz Band creating
                                                  equivalent’’ coverage areas may not be                  in the TV Band other than full-power,                 impairments for the new wireless
                                                  protected from interference at this                     Class A, LPTV and TV translator                       licensees. At this point in the broadcast
                                                  threshold. Next Gen TV broadcasters                     television stations. If so, what services             incentive auction, there are no
                                                  may also choose to offer lower capacity,                are impacted and how should the                       impairments to 600 MHz Band wireless
                                                  i.e. more robust, programming that                      Commission address such interference?                 licenses that are projected to exist after


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                                                  13294                     Federal Register / Vol. 82, No. 46 / Friday, March 10, 2017 / Proposed Rules

                                                  the post-auction transition period.                     used for application processing                       rules. We seek comment on this
                                                  Therefore, we tentatively conclude there                purposes. We further propose that the                 tentative conclusion.
                                                  is no need for rules to consider potential              Commission use 2010 census                               61. We also tentatively conclude that
                                                  interference between Next Gen TV                        population data after the repacking                   it is not necessary to adopt a specific
                                                  transmissions and the 600 MHz Band                      process for all application compliance
                                                                                                                                                                synchronization standard in order to
                                                  service. We seek comment on this                        evaluations until the Media Bureau
                                                                                                                                                                authorize an ATSC 3.0 SFN. In the DTS
                                                  tentative conclusion. Alternatively, are                announces the date that it will begin
                                                  more studies needed to fully address                    using census population data for a                    Report and Order, the Commission
                                                  any potential interference concerns? If                 different year. Thus, even after the                  found that it was not necessary for a
                                                  we require broadcasters to ‘‘provide                    repacking process is complete, any                    station to use a specific synchronization
                                                  interested parties with a clear                         broadcast television service or                       system as long as (1) the
                                                  understanding of how the change to                      interference calculations would be                    synchronization used by a station was
                                                  ATSC 3.0 will impact the interference                   based on 2010 U.S. Census statistics,                 effective in minimizing interference
                                                  environment in the 600 MHz band’’ as                    until after 2020, when the next U.S.                  within the system, (2) otherwise
                                                  CTIA requests, what information would                   Census statistics become available and                provided service to the population
                                                  be necessary and sufficient to address                  the Media Bureau announces the date of                within the station’s service area
                                                  any potential concerns?                                 application of such data. We believe                  consistent with FCC rules, and (3)
                                                     57. We also seek comment on whether                  that this process and the use of the most             complied with the ATSC standard
                                                  there are any potential interference                    current population data incorporated                  adopted by the FCC. It further noted that
                                                  concerns that adoption of ATSC 3.0                      into the Commission’s systems will                    this approach avoided implication of
                                                  transmission standard may raise with                    provide more accurate predictions of                  any specific intellectual property held
                                                  respect to either RAS or WMTS                           populations served and benefit the                    by companies participating in the
                                                  operations in Channel 37. Finally, we                   public interest. We seek comment on                   proceeding. Thus, although ATSC had
                                                  seek comment on whether any of these                    this proposal.                                        developed the A/110 ‘‘ATSC Standard
                                                  issues related to interference to services
                                                                                                          E. Single Frequency Networks (SFN) and                for Transmitter Synchronization,’’ the
                                                  that operate in adjacent bands would
                                                  require us to clarify how interference                  Distributed Transmission Systems (DTS)                Commission determined that it was not
                                                  issues between ATSC 3.0 transmissions                      59. We propose to authorize broadcast              necessary to adopt this as the
                                                  and these other services would be                       television stations to operate ATSC 3.0               synchronization standard for DTS, and
                                                  addressed.                                              Single Frequency Networks (SFN) under                 as a result, DTS stations have flexibility
                                                                                                          our existing Distributed Transmission                 with regard to transmitter
                                                  4. Station Interference Protection                      Systems (DTS) rules with one                          synchronization. In this proceeding, one
                                                  Population Inputs                                       amendment noted below. While a                        commenter, LG Electronics, notes that
                                                     58. We propose to update the                         traditional broadcaster has a single                  the standard that would enable an ATSC
                                                  Commission’s rules regarding                            transmission site, and any fill-in service            3.0 SFN is ATSC A/322:2016 ‘‘Physical
                                                  acceptable levels of interference                       is provided using a separately licensed               Layer Protocol.’’ LG claims that A/322
                                                  resulting from a broadcaster’s                          secondary transmission site that likely               should be incorporated by reference into
                                                  application for new or modified                         uses a different RF channel, a                        the rules along with A/321 to ensure
                                                  facilities. Specifically, we propose that,              broadcaster using DTS provides                        that SFN is authorized. We seek
                                                  for purposes of evaluating such                         television service to its area by two or              comment above on whether A/322
                                                  applications, the Media Bureau should                   more transmission sites using an                      should be incorporated into our rules.
                                                  use the latest official U.S. Census                     identical signal on the same RF channel,              Consistent with our finding in the DTS
                                                  statistics, as these population statistics              synchronized to manage self-
                                                                                                                                                                proceeding, we tentatively conclude
                                                  become available and when the                           interference. The rules established by
                                                  Commission is able to incorporate them                                                                        that as long as the synchronization used
                                                                                                          the DTS Report and Order describe the
                                                  into the Commission’s licensing                         authorized service area, maximum                      to implement an SFN/DTS minimizes
                                                  processing systems. The Commission’s                    service area, station reference point,                interference within the network and
                                                  rules currently require that in evaluating              coverage determination, protection from               provides adequate service, then there is
                                                  a broadcaster’s application for new or                  interference and application                          no need to require a specific
                                                  modified facilities, the degree of                      requirements for DTS stations.                        synchronization standard. We seek
                                                  permissible interference to populations                    60. Multiple commenters claim that                 comment on this tentative conclusion.
                                                  served is to be predicted based on the                  broadcasters that deploy ATSC 3.0                        62. We propose to amend our existing
                                                  2000 census population data. For                        service will have the ability to                      DTS rules to specify that, with regard to
                                                  purposes of the incentive auction and                   efficiently form a SFN, which for the                 ATSC 3.0 transmissions, not only must
                                                  repacking process, however, the                         purposes of broadcast television is a                 each transmitter comply with the ATSC
                                                  Commission established updated inputs                   term that is synonymous with DTS. Like                3.0 standard ultimately adopted by the
                                                  for purposes of evaluating interference,                the DTS network described above, an
                                                                                                                                                                FCC, but all transmitters under a single
                                                  including use of the 2010 census                        ATSC 3.0 SFN would provide television
                                                                                                                                                                license must follow the same standard.
                                                  population data. We now propose to                      service by using two or more
                                                                                                                                                                We tentatively find that a DTS
                                                  further update our rules in a manner                    transmission sites, using an identical
                                                  that is consistent with this approach by                signal on the same RF channel,                        implementation that mixes ATSC 3.0
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                                                  permitting the Media Bureau to use the                  synchronized to manage self-                          and ATSC 1.0 would not meet the
                                                  most recent U.S. Census statistics. We                  interference. Accordingly, we                         requirement to be ‘‘synchronized’’ as
                                                  propose that the Media Bureau will                      tentatively conclude that the rules                   specified in section 73.626(a) of the
                                                  announce when updated census                            established to authorize a DTS station                Commission’s rules, as it would not
                                                  statistics have been incorporated into                  generally are adequate to authorize an                minimize interference within the
                                                  our licensing systems and the date upon                 ATSC 3.0 SFN station, and as such an                  system. We seek comment on this
                                                  which such updated inputs will be                       ATSC 3.0 SFN should be considered a                   tentative conclusion.
                                                  applied at least 60 days before they are                DTS station for the purposes of our


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                                                                            Federal Register / Vol. 82, No. 46 / Friday, March 10, 2017 / Proposed Rules                                         13295

                                                  F. ATSC 3.0 Transmissions as                            tentatively conclude that Next Gen TV                 standards and IP-based services that
                                                  ‘‘Television Broadcasting’’                             stations are ‘‘television stations’’                  operate on top of the transmission
                                                                                                          engaged in ‘‘broadcasting’’ as those                  standard) will enable improvements to
                                                  1. Definition of Television Broadcasting
                                                                                                          terms are defined by the Act. No                      certain services, including EAS, closed
                                                     63. We propose that television                       commenters in response to the Petition                captioning, and video description, but
                                                  stations transmitting both an ATSC 1.0                  take a different position. We seek                    that no changes to the relevant rules are
                                                  and an ATSC 3.0 signal are ‘‘television                 comment on this tentative conclusion                  needed to conform them to an
                                                  stations’’ engaged in ‘‘broadcasting’’ as               and any alternative views. Is there any               environment in which television
                                                  those terms are defined in the                          basis for determining that ATSC 3.0                   licensees will transmit in either the
                                                  Communications Act. Although we do                      transmissions are not ‘‘broadcasting’’?               ATSC 1.0 or the ATSC 3.0 standard.
                                                  not propose to authorize broadcasters to                What would the implications be of such
                                                  transmit solely in ATSC 3.0 at this time,                                                                     With respect to EAS, Petitioners argue
                                                                                                          a determination in terms of regulatory                that ATSC 3.0 will offer significantly
                                                  we also tentatively conclude that                       obligations and Commission oversight?
                                                  stations transmitting only an ATSC 3.0                                                                        enhanced emergency alert capabilities,
                                                  signal would be ‘‘television stations’’                 2. Public Interest Obligations                        including the abilities to alert
                                                  engaged in ‘‘broadcasting’’ under the                      66. Assuming we adopt our tentative                consumers of an emergency even when
                                                  Act.                                                    conclusion that Next Gen TV stations                  the receiver is powered off, tailor
                                                     64. The Petitioners request that the                 are engaged in ‘‘broadcasting’’ under the             information for specific geographic
                                                  Commission ‘‘specify that Next                          Act, they—like all broadcast television               areas, and provide enhanced datacasting
                                                  Generation TV transmission is                           licensees—would be public trustees                    to serve law enforcement, first
                                                  ‘television broadcasting’ in parity with                with a responsibility to serve the                    responder, and emergency management
                                                  the current DTV standard.’’ The Act                     ‘‘public interest, convenience, and                   organizations more efficiently. With
                                                  imposes certain obligations and                         necessity.’’                                          respect to closed captioning, Petitioners
                                                  restrictions on stations engaged in                        67. We propose to apply all of our                 state that the ATSC 3.0 transmission
                                                  ‘‘broadcasting,’’ including the restriction             broadcast rules to Next Gen TV stations               standard offers a different format for
                                                  on foreign ownership and the                            including, but not limited to, our rules              caption data from that used by DTV and
                                                  requirements that they provide                          regarding foreign ownership, political                that the Commission’s rules already
                                                  ‘‘reasonable access’’ to candidates for                 broadcasting, children’s programming,                 anticipate this technology and provide
                                                  federal elective office and afford ‘‘equal              equal employment opportunities, public                that data in this format is compliant.
                                                  opportunities’’ to candidates for any                   inspection file, main studio, indecency,              Finally, Petitioners state that the ATSC
                                                  public office. Television broadcasters                  sponsorship identification, contest                   3.0 standard has functionality for video
                                                  must also make certain disclosures in                   rules, CALM Act, the EAS, closed                      description and additional language
                                                  connection with advertisements that                     captioning, and video description. Are
                                                                                                                                                                support, and can implement these
                                                  discuss a ‘‘political matter of national                there any public interest or
                                                                                                                                                                requirements in compliance with the
                                                  importance’’ and must disclose the                      programming rules that should not
                                                  identity of program sponsors. In                        apply? Are there any changes to these                 FCC’s rules. We invite comment
                                                  addition, among other requirements,                     rules that should be made to                          generally on these asserted benefits. We
                                                  television broadcasters must air                        accommodate any ATSC 3.0-based                        also seek input on the public interest
                                                  educational programming for children,                   services? To what extent will the                     issues discussed above and any others
                                                  limit the amount of commercial material                 additional capacity offered through the               that may result from enhancements or
                                                  they include in programming directed to                 ATSC 3.0 standard provide                             other changes to television broadcasting
                                                  children, restrict the airing of indecent               opportunities for more diverse                        that may result from the use of Next Gen
                                                  programming, and comply with                            programming? While the Petition does                  TV transmissions.
                                                  provisions relating to the rating of video              not address broadcaster public interest                  69. Finally, we invite comment on
                                                  programming. The Commission has                         obligations in detail, it states that ‘‘[n]o          which features of ATSC 3.0-based
                                                  determined that the definition of                       changes are necessary in the                          services will be provided over-the-air to
                                                  ‘‘broadcasting’’ in the Act applies to                  Commission’s programming-related                      consumers for free and what additional
                                                  services intended to be received by an                  policies and rules, as those                          services or features will require a fee.
                                                  indiscriminate public and has identified                requirements will attach to television                Should broadcasters who choose to use
                                                  three indicia of a lack of such intent: (1)             licensees regardless of the authorized                their ATSC 3.0 transmission for a higher
                                                  The service is not receivable on                        standard they use to transmit                         format, such as 4K resolution, be
                                                  conventional television sets and                        programming to their communities of
                                                                                                                                                                required to offer it over-the-air to
                                                  requires a licensee or programmer-                      license.’’ The Petition further states that
                                                                                                                                                                consumers for free? What features of
                                                  provided special antennae and/or signal                 licensees implementing ATSC 3.0
                                                                                                                                                                ATSC 3.0 service will be available only
                                                  converter so the signal can be received                 technology will ‘‘remain simply
                                                                                                                                                                to those with an Internet connection?
                                                  in the home; (2) the programming is                     television broadcasters subject to the
                                                  encrypted; and (3) the provider and the                 Commission’s existing regulatory                      Which such services or features will be
                                                  viewer are engaged in a private                         structure.’’ We request comment                       ‘‘ancillary services’’ within the meaning
                                                  contractual relationship.                               generally on this view.                               of our rules? If the majority of an ATSC
                                                     65. Based on the description of ATSC                    68. Although we decline to initiate a              3.0 station’s spectrum/bandwidth is
                                                  3.0 transmissions in the Petition and in                general reexamination of broadcaster                  devoted to paid services, are those
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                                                  the record, and because we propose to                   public interest obligations at this time,             services ‘‘ancillary’’ under our rules?
                                                  require ATSC 3.0 stations to provide a                  we seek comment on specific consumer                  Are there any services that Next Gen TV
                                                  free, over-the-air service, it appears that             issues related to the enhanced                        broadcasters might offer that would not
                                                  ATSC 3.0 transmissions would be                         capabilities that may be available                    be ancillary or supplementary services
                                                  intended to be received by all members                  through the use of ATSC 3.0                           that serve the public interest? What is
                                                  of the public and therefore would meet                  transmissions. The Petition claims that               the potential regulatory significance of
                                                  the definition of ‘‘broadcasting.’’                     the advent of ATSC 3.0 (including the                 an ATSC 3.0-based service that is
                                                  Accordingly, as noted above, we                         entire suite of ATSC 3.0-related                      provided for free versus one that is not?


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                                                  13296                     Federal Register / Vol. 82, No. 46 / Friday, March 10, 2017 / Proposed Rules

                                                  G. Transition and Consumer Issues                       would the costs be for manufacturers to               3. Interplay With Post-Incentive Auction
                                                                                                          ensure that all television receivers are              Transition/Repack
                                                  1. Next Gen TV Tuner Mandate
                                                                                                          easily upgradable to receive ATSC 3.0                    75. The Commission has stated that,
                                                     70. Television receivers manufactured                transmissions, and how quickly could                  following the completion of the
                                                  today are not capable of receiving ATSC                 they do so?                                           incentive auction, it will establish a 39-
                                                  3.0 signals. Pursuant to our current
                                                                                                          2. On-Air Notice to Consumers About                   month transition period (‘‘post-auction
                                                  rules, however, if a broadcaster were to
                                                  begin transmitting ATSC 3.0 signals,                    Deployment of ATSC 3.0 Service and                    transition period’’) during which time
                                                  television receivers would need to                      ATSC 1.0 Simulcasting                                 all full power and Class A television
                                                  include ATSC 3.0 tuners. Specifically,                                                                        stations that are changing frequencies as
                                                  section 15.117(b), the rule implementing                   72. We seek comment on whether                     a result of the auction must cease
                                                  the Commission’s authority under the                    broadcasters should be required to                    operations in those portions of the
                                                  1962 All Channel Receiver Act, states                   provide on-air notifications to educate               current broadcast UHF television bands
                                                  that ‘‘TV broadcast receivers shall be                  consumers about their deployment of                   that are being repurposed to wireless
                                                  capable of adequately receiving all                     Next Gen TV service and simulcasting                  use. The Media Bureau will establish a
                                                  channels allocated by the Commission                    of ATSC 1.0 service. We seek comment                  set of construction deadlines for stations
                                                  to the television broadcast service.’’ We               on whether such a requirement could be                that will relocate as a result of the
                                                  tentatively conclude that a Next Gen TV                 useful for broadcasters to inform                     auction, some of which will be given 36
                                                  tuner mandate is not necessary at this                  consumers that the stations they view                 months to complete construction and
                                                  time because a potential transition                     will be changing channels, to encourage               some of which will have shorter
                                                  would be voluntary and market-driven,                   consumers to rescan their receivers for               deadlines. The Commission previously
                                                  and under our proposal current-                         new channel assignments, and to                       determined that all stations must cease
                                                  generation ATSC 1.0 broadcasting                        educate them on steps they should take                operating on their pre-auction channels
                                                  would continue indefinitely.                            to resolve any potential reception                    at the end of the 39-month post-auction
                                                  Accordingly, we propose to revise                       issues. The Commission imposed                        transition period regardless of whether
                                                  section 15.117(b) to make clear that this                                                                     they have completed construction of the
                                                                                                          viewer notification requirements during
                                                  rule does not apply to ATSC 3.0. We                                                                           facilities for their post-auction channel.
                                                                                                          the DTV transition as well as in
                                                  seek comment on this proposal.                                                                                We seek comment on the extent to
                                                                                                          connection with the incentive auction.
                                                     71. Alternatively, we seek comment                                                                         which the repacking of stations after the
                                                                                                          Should they be imposed in connection
                                                  on whether we should require that new                                                                         incentive auction presents an
                                                                                                          with the use of ATSC 3.0 transmissions?
                                                  television receivers manufactured after a                                                                     opportunity for repacked stations that
                                                                                                          Does the Commission have legal                        want to upgrade to ATSC 3.0. What
                                                  certain date include the capability to                  authority to require such on-air notices
                                                  receive ATSC 3.0 signals and if so,                                                                           steps should the Commission take to
                                                                                                          in this context?                                      facilitate ATSC 3.0 deployment
                                                  when such a requirement should take
                                                  effect. As a further alternative, we note                  73. If we were to require broadcasters             consistent with the repack and ensure
                                                  that it may be possible to upgrade most,                to notify consumers during a potential                consumers retain the television service
                                                  if not all, receivers currently being                   transition to ATSC 3.0, we invite                     they expect while more quickly
                                                  manufactured to allow them to receive                   comment on the requirements we                        enjoying the benefits of Next-Generation
                                                  ATSC 3.0 signals, but such upgrades                     should impose regarding these                         Television?
                                                  would require over-the-air viewers to                   notifications. How far in advance                        76. We also invite comment on how
                                                  purchase additional equipment, such as                  should we require broadcasters to notify              to ensure that the deployment of ATSC
                                                  a dongle or other equipment (e.g., a set-               viewers before broadcasters shift their               3.0 does not negatively affect the post-
                                                  top box or gateway device) that can be                  ATSC 1.0 signal to another station’s                  incentive auction transition process.
                                                  attached to the receiver’s HDMI port,                   broadcast channel? What form should                   What steps should the broadcast
                                                  assuming that receiver has an HDMI                      this notice take—PSAs, crawls, or a                   industry take to address this issue?
                                                  port. What percentage, if any, of TV                    combination of both? What information                    77. CTIA asks that we clarify that
                                                  receivers manufactured today do not                     should stations be required to include in             ATSC 3.0 equipment is not eligible for
                                                  have an HDMI port and therefore are not                 the notification?                                     reimbursement from the TV Broadcaster
                                                  easily upgradeable to receive ATSC 3.0                                                                        Relocation Fund (Reimbursement
                                                                                                             74. We also seek comment on whether                Fund). All requests for reimbursement
                                                  transmissions? To account for receivers
                                                  that do not have HDMI ports, should we                  Commission outreach is necessary to                   from the Reimbursement Fund,
                                                  require that all TV receivers sold after                those communities affected by a                       including those for ATSC 3.0 capable
                                                  a specified date have an HDMI port to                   potential transition to ATSC 3.0. Should              equipment, will be evaluated consistent
                                                  permit attachment of an external tuner                  the FCC’s existing call center provide                with the standards set forth in the
                                                  dongle or other equipment (e.g., a set-                 consumer assistance over the phone on                 Incentive Auction Report and Order. In
                                                  top box or gateway device) that can                     matters such as ‘‘rescanning’’ or to help             that order, the Commission recognized
                                                  receive signals from an OTA antenna?                    resolve other reception issues? What                  that replacement equipment eligible for
                                                  We tentatively conclude that such a                     guidance should the Commission                        reimbursement from the Reimbursement
                                                  requirement is not necessary at this                    provide through its Web site                          Fund ‘‘necessarily may include
                                                  time. The Petitioners assert that ‘‘a                   (www.fcc.gov)? Should the Commission                  improved functionality,’’ but stated
                                                  market-driven approach will ensure that                 staff prepare maps that would be                      ‘‘[w]e do not . . . anticipate providing
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                                                  both broadcasters and receiver                          available online to inform consumers                  reimbursement for new, optional
                                                  manufacturers adopt the new                             about what station signals are affected               features in equipment unless the station
                                                  transmission standard in response to                    by a potential transition to Next Gen TV              or MVPD documents that the feature is
                                                  consumer demand.’’ We seek comment                      signals, as it did for the digital                    already present in the equipment that is
                                                  on whether such a market-based                          transition? We seek comment also on                   being replaced. Eligible stations and
                                                  approach will ensure that television                    other potential types of Commission                   MVPDs may elect to purchase optional
                                                  receivers capable of receiving ATSC 3.0                 outreach and the appropriate timing of                equipment capability or make other
                                                  signals are available to consumers. What                such efforts.                                         upgrades at their own cost, but only the


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                                                                            Federal Register / Vol. 82, No. 46 / Friday, March 10, 2017 / Proposed Rules                                          13297

                                                  cost of the equipment without optional                  interactive services. With today’s action,            interest obligations currently applicable
                                                  upgrades is a reimbursable expense.’’                   we aim to facilitate private sector                   to television broadcasters. In addition,
                                                                                                          innovation and promote American                       we seek comment on our tentative
                                                  IV. Procedural Matters
                                                                                                          leadership in the global broadcast                    conclusion that it is unnecessary at this
                                                  A. Initial Regulatory Flexibility Act                   industry.                                             time to adopt an ATSC 3.0 tuner
                                                  Analysis                                                   80. In this proceeding, we seek to                 mandate for new television receivers.
                                                                                                          adopt rules that will afford broadcasters             We seek comment on whether
                                                    78. As required by the Regulatory
                                                                                                          flexibility to deploy ATSC 3.0-based                  broadcasters should be required to
                                                  Flexibility Act of 1980, as amended
                                                                                                          transmissions, while minimizing the                   provide on-air notifications to educate
                                                  (RFA), the Federal Communications
                                                                                                          impact on, and costs to, consumers and                consumers about Next Gen TV service
                                                  Commission (Commission) has prepared
                                                                                                          other industry stakeholders. Among                    deployment and ATSC 1.0 simulcasting
                                                  this present Initial Regulatory
                                                                                                          other matters, we seek public input on                and on how to ensure that deployment
                                                  Flexibility Analysis (IRFA) concerning
                                                                                                          the following issues and proposals:                   of Next Gen TV-based transmissions
                                                  the possible significant economic                          • Voluntary Use. We propose to                     will not negatively impact the post-
                                                  impact on small entities by the policies                authorize voluntary use of ATSC 3.0                   incentive auction transition process.
                                                  and rules proposed in the Notice of                     transmissions and to incorporate by
                                                  Proposed Rulemaking (NPRM). Written                     reference the relevant portions of the                C. Legal Basis
                                                  public comments are requested on this                   ATSC 3.0 standard into our rules. We                    81. The proposed action is authorized
                                                  IRFA. Comments must be identified as                    seek comment on which components of                   pursuant to sections 1, 4, 301, 303, 307,
                                                  responses to the IRFA and must be filed                 the standard should be incorporated                   308, 309, 316, 319, 325(b), 336, 338,
                                                  by the deadlines for comments provided                  into our rules.                                       399b, 403, 534, and 535 of the
                                                  on the first page of the NPRM. The                         • Local Simulcasting. We propose to                Communications Act of 1934, as
                                                  Commission will send a copy of the                      require ‘‘local simulcasting’’ for stations           amended, 47 U.S.C. 151, 154, 301, 303,
                                                  NPRM, including this IRFA, to the Chief                 that choose to deploy Next Gen TV                     307, 308, 309, 316, 319, 325(b), 336,
                                                  Counsel for Advocacy of the Small                       transmissions so that broadcasters will               338, 399b, 403, 534, and 535.
                                                  Business Administration (SBA). In                       continue to provide their existing ATSC
                                                  addition, the NPRM and IRFA (or                                                                               D. Description and Estimate of the
                                                                                                          1.0-based services to their viewers. We
                                                  summaries thereof) will be published in                                                                       Number of Small Entities To Which the
                                                                                                          seek comment on a number of issues
                                                  the Federal Register.                                                                                         Proposed Rules Will Apply
                                                                                                          relating to the implementation of local
                                                                                                          simulcasting.                                            82. The RFA directs agencies to
                                                  B. Need for, and Objectives of, the
                                                  Proposed Rules                                             • MVPD Carriage. We propose that                   provide a description of, and where
                                                                                                          multichannel video programming                        feasible, an estimate of the number of
                                                     79. In the NPRM, we propose to                       distributors (MVPDs) be required to                   small entities that may be affected by
                                                  authorize television broadcasters to use                continue carrying broadcasters’ ATSC                  the proposed rules, if adopted. The RFA
                                                  the ‘‘Next Generation’’ broadcast                       1.0 signals, but not be required to carry             generally defines the term ‘‘small
                                                  television (Next Gen TV) transmission                   ATSC 3.0 signals during the period                    entity’’ as having the same meaning as
                                                  standard associated with recent work of                 when broadcasters are voluntarily                     the terms ‘‘small business,’’ ‘‘small
                                                  the Advanced Television Systems                         implementing ATSC 3.0 service. We                     organization,’’ and ‘‘small governmental
                                                  Committee (ATSC 3.0) on a voluntary,                    also seek comment on issues related to                jurisdiction.’’ In addition, the term
                                                  market-driven basis, while they                         the voluntary carriage of ATSC 3.0                    ‘‘small business’’ has the same meaning
                                                  continue to deliver current-generation                  signals through the retransmission                    as the term ‘‘small business concern’’
                                                  digital television (DTV) broadcast                      consent process.                                      under the Small Business Act. A small
                                                  service, using the ‘‘ATSC 1.0 standard,’’                  • Service and Interference Protection.             business concern is one which: (1) Is
                                                  to their viewers. ATSC 3.0 is being                     We seek comment on whether Next Gen                   independently owned and operated; (2)
                                                  developed by broadcasters with the                      TV transmissions will raise any                       is not dominant in its field of operation;
                                                  intent of merging the capabilities of                   interference concerns for existing DTV                and (3) satisfies any additional criteria
                                                  over-the-air broadcasting with the                      operations or for any other services or               established by the SBA. Below, we
                                                  broadband viewing and information                       devices that operate in the TV bands or               provide a description of such small
                                                  delivery methods of the Internet, using                 in adjacent bands. We propose to                      entities, as well as an estimate of the
                                                  the same 6 MHz channels presently                       calculate Next Gen TV interference to                 number of such small entities, where
                                                  allocated for DTV. According to a                       DTV signals using the methodology and                 feasible.
                                                  coalition of broadcast and consumer                     planning factors specified in OET                        83. Wired Telecommunications
                                                  electronics industry representatives that               Bulletin 69 (OET–69). We also propose                 Carriers. The U.S. Census Bureau
                                                  has petitioned the Commission to                        to define a ‘‘DTV-equivalent’’ service                defines this industry as ‘‘establishments
                                                  authorize the use of ATSC 3.0, this new                 area for the Next Gen TV signal using                 primarily engaged in operating and/or
                                                  standard has the potential to greatly                   the methodology and planning factors                  providing access to transmission
                                                  improve broadcast signal reception,                     defined for DTV in OET–69 and to                      facilities and infrastructure that they
                                                  particularly on mobile devices and                      define a protection threshold for Next                own and/or lease for the transmission of
                                                  television receivers without outdoor                    Gen TV signals that would be as robust                voice, data, text, sound, and video using
                                                  antennas, and it will enable                            as an equivalent DTV signal. Moreover,                wired communications networks.
                                                  broadcasters to offer enhanced and                      we seek comment on what, if any,                      Transmission facilities may be based on
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                                                  innovative new features to consumers,                   additional interference protections are               a single technology or a combination of
                                                  including Ultra High Definition picture                 necessary with respect to other services              technologies. Establishments in this
                                                  and immersive audio, more localized                     and devices that operate in the TV                    industry use the wired
                                                  programming content, an advanced                        bands or adjacent bands.                              telecommunications network facilities
                                                  emergency alert system capable of                          • Public Interest Obligations and                  that they operate to provide a variety of
                                                  waking up sleeping devices to warn                      Consumer Protection. We propose that                  services, such as wired telephony
                                                  consumers of imminent emergencies,                      television stations transmitting signals              services, including VoIP services, wired
                                                  better accessibility options, and                       in ATSC 3.0 be subject to the public                  (cable) audio and video programming


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                                                  13298                     Federal Register / Vol. 82, No. 46 / Friday, March 10, 2017 / Proposed Rules

                                                  distribution, and wired broadband                       certain that some of these cable system               firms in this industry can be considered
                                                  internet services. By exception,                        operators are affiliated with entities                small.
                                                  establishments providing satellite                      whose gross annual revenues exceed                       88. Home Satellite Dish (HSD)
                                                  television distribution services using                  $250 million, we are unable at this time              Service. HSD or the large dish segment
                                                  facilities and infrastructure that they                 to estimate with greater precision the                of the satellite industry is the original
                                                  operate are included in this industry.’’                number of cable system operators that                 satellite-to-home service offered to
                                                  The SBA has developed a small                           would qualify as small cable operators                consumers, and involves the home
                                                  business size standard for Wired                        under the definition in the                           reception of signals transmitted by
                                                  Telecommunications Carriers, which                      Communications Act.                                   satellites operating generally in the C-
                                                  consists of all such companies having                     86. Direct Broadcast Satellite (DBS)                band frequency. Unlike DBS, which
                                                  1,500 or fewer employees. Census data                   Service. DBS Service is a nationally                  uses small dishes, HSD antennas are
                                                  for 2012 shows that there were 3,117                    distributed subscription service that                 between four and eight feet in diameter
                                                  firms that operated that year. Of this                  delivers video and audio programming                  and can receive a wide range of
                                                  total, 3,083 operated with fewer than                   via satellite to a small parabolic ‘‘dish’’           unscrambled (free) programming and
                                                  1,000 employees. Thus, under this size                  antenna at the subscriber’s location.                 scrambled programming purchased from
                                                  standard, the majority of firms in this                 DBS is now included in SBA’s                          program packagers that are licensed to
                                                  industry can be considered small.                       economic census category ‘‘Wired                      facilitate subscribers’ receipt of video
                                                     84. Cable Companies and Systems                      Telecommunications Carriers.’’ By                     programming. Because HSD provides
                                                  (Rate Regulation). The Commission has                   exception, establishments providing                   subscription services, HSD falls within
                                                  developed its own small business size                   satellite television distribution services            the SBA-recognized definition of Wired
                                                  standards for the purpose of cable rate                 using facilities and infrastructure that              Telecommunications Carriers. The SBA
                                                  regulation. Under the Commission’s                      they operate are included in this                     has developed a small business size
                                                  rules, a ‘‘small cable company’’ is one                 industry. The SBA determines that a                   standard for Wired Telecommunications
                                                  serving 400,000 or fewer subscribers                    wireline business is small if it has fewer            Carriers, which consists of all such
                                                  nationwide. Industry data indicate that                 than 1,500 employees. Census data for                 companies having 1,500 or fewer
                                                  there are currently 4,600 active cable                  2012 indicate that 3,117 wireline firms               employees. Census data for 2012 shows
                                                  systems in the United States. Of this                   were operational during that year. Of                 that there were 3,117 firms that operated
                                                  total, all but nine cable operators                     that number, 3,083 operated with fewer                that year. Of this total, 3,083 operated
                                                  nationwide are small under the 400,000-                                                                       with fewer than 1,000 employees. Thus,
                                                                                                          than 1,000 employees. Based on that
                                                  subscriber size standard. In addition,                                                                        under this size standard, the majority of
                                                                                                          data, we conclude that the majority of
                                                  under the Commission’s rate regulation                                                                        firms in this industry can be considered
                                                                                                          wireline firms are small under the
                                                  rules, a ‘‘small system’’ is a cable system                                                                   small.
                                                                                                          applicable standard. However, based on                   89. Open Video Services. The open
                                                  serving 15,000 or fewer subscribers.
                                                                                                          more recent data developed internally                 video system (OVS) framework was
                                                  Current Commission records show 4,600
                                                                                                          by the FCC, currently only two entities               established in 1996, and is one of four
                                                  cable systems nationwide. Of this total,
                                                                                                          provide DBS service, which requires a                 statutorily recognized options for the
                                                  3,900 cable systems have fewer than
                                                                                                          great deal of capital for operation:                  provision of video programming
                                                  15,000 subscribers, and 700 systems
                                                                                                          DIRECTV and DISH Network.                             services by local exchange carriers. The
                                                  have 15,000 or more subscribers, based
                                                                                                          Accordingly, we must conclude that                    OVS framework provides opportunities
                                                  on the same records. Thus, under this
                                                  standard as well, we estimate that most                 internally developed FCC data are                     for the distribution of video
                                                  cable systems are small entities.                       persuasive that in general DBS service is             programming other than through cable
                                                     85. Cable System Operators (Telecom                  provided only by large firms.                         systems. Because OVS operators provide
                                                  Act Standard). The Communications                         87. Satellite Master Antenna                        subscription services, OVS falls within
                                                  Act also contains a size standard for                   Television (SMATV) Systems, also                      the SBA small business size standard
                                                  small cable system operators, which is                  known as Private Cable Operators                      covering cable services, which is Wired
                                                  ‘‘a cable operator that, directly or                    (PCOs). SMATV systems or PCOs are                     Telecommunications Carriers. The SBA
                                                  through an affiliate, serves in the                     video distribution facilities that use                has developed a small business size
                                                  aggregate fewer than 1 percent of all                   closed transmission paths without using               standard for Wired Telecommunications
                                                  subscribers in the United States and is                 any public right-of-way. They acquire                 Carriers, which consists of all such
                                                  not affiliated with any entity or entities              video programming and distribute it via               companies having 1,500 or fewer
                                                  whose gross annual revenues in the                      terrestrial wiring in urban and suburban              employees. Census data for 2012 shows
                                                  aggregate exceed $250,000,000.’’ There                  multiple dwelling units such as                       that there were 3,117 firms that operated
                                                  are approximately 52,403,705 cable                      apartments and condominiums, and                      that year. Of this total, 3,083 operated
                                                  video subscribers in the United States                  commercial multiple tenant units such                 with fewer than 1,000 employees. Thus,
                                                  today. Accordingly, an operator serving                 as hotels and office buildings. SMATV                 under this size standard, the majority of
                                                  fewer than 524,037 subscribers shall be                 systems or PCOs are now included in                   firms in this industry can be considered
                                                  deemed a small operator if its annual                   the SBA’s broad economic census                       small. In addition, we note that the
                                                  revenues, when combined with the total                  category, Wired Telecommunications                    Commission has certified some OVS
                                                  annual revenues of all its affiliates, do               Carriers, which was developed for small               operators, with some now providing
                                                  not exceed $250 million in the                          wireline businesses. The SBA has                      service. Broadband service providers are
                                                  aggregate. Based on available data, we                  developed a small business size                       currently the only significant holders of
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                                                  find that all but nine incumbent cable                  standard for Wired Telecommunications                 OVS certifications or local OVS
                                                  operators are small entities under this                 Carriers, which consists of all such                  franchises. The Commission does not
                                                  size standard. We note that the                         companies having 1,500 or fewer                       have financial or employment
                                                  Commission neither requests nor                         employees. Census data for 2012 shows                 information regarding the entities
                                                  collects information on whether cable                   that there were 3,117 firms that operated             authorized to provide OVS, some of
                                                  system operators are affiliated with                    that year. Of this total, 3,083 operated              which may not yet be operational. Thus,
                                                  entities whose gross annual revenues                    with fewer than 1,000 employees. Thus,                again, at least some of the OVS
                                                  exceed $250 million. Although it seems                  under this size standard, the majority of             operators may qualify as small entities.


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                                                                            Federal Register / Vol. 82, No. 46 / Friday, March 10, 2017 / Proposed Rules                                         13299

                                                     90. Wireless Cable Systems—                          Broadcasting Services. Since 2007, these                 94. Radio and Television
                                                  Broadband Radio Service and                             services have been defined within the                 Broadcasting and Wireless
                                                  Educational Broadband Service.                          broad economic census category of                     Communications Equipment
                                                  Wireless cable systems use the                          Wired Telecommunications Carriers,                    Manufacturing. This industry comprises
                                                  Broadband Radio Service (BRS) and                       which was developed for small wireline                establishments primarily engaged in
                                                  Educational Broadband Service (EBS) to                  businesses. The SBA has developed a                   manufacturing radio and television
                                                  transmit video programming to                           small business size standard for Wired                broadcast and wireless communications
                                                  subscribers. In connection with the 1996                Telecommunications Carriers, which                    equipment. Examples of products made
                                                  BRS auction, the Commission                             consists of all such companies having                 by these establishments are:
                                                  established a small business size                       1,500 or fewer employees. Census data                 Transmitting and receiving antennas,
                                                  standard as an entity that had annual                   for 2012 shows that there were 3,117                  cable television equipment, GPS
                                                  average gross revenues of no more than                  firms that operated that year. Of this                equipment, pagers, cellular phones,
                                                  $40 million in the previous three                       total, 3,083 operated with fewer than                 mobile communications equipment, and
                                                  calendar years. The BRS auctions                        1,000 employees. Thus, under this size                radio and television studio and
                                                  resulted in 67 successful bidders                       standard, the majority of firms in this               broadcasting equipment. The SBA has
                                                  obtaining licensing opportunities for                   industry can be considered small. In                  established a size standard for this
                                                  493 Basic Trading Areas (BTAs). Of the                  addition to Census data, the                          industry of 750 employees or less.
                                                  67 auction winners, 61 met the                          Commission’s internal records indicate                Census data for 2012 show that 841
                                                  definition of a small business. BRS also                that as of September 2012, there are                  establishments operated in this industry
                                                  includes licensees of stations authorized               2,241 active EBS licenses. The                        in that year. Of that number, 819
                                                  prior to the auction. At this time, we                  Commission estimates that of these                    establishments operated with less than
                                                  estimate that of the 61 small business                  2,241 licenses, the majority are held by              500 employees. Based on this data, we
                                                  BRS auction winners, 48 remain small                    non-profit educational institutions and               conclude that a majority of
                                                  business licensees. In addition to the 48               school districts, which are by statute                manufacturers in this industry are
                                                  small businesses that hold BTA                          defined as small businesses.                          small.
                                                  authorizations, there are approximately                    92. Incumbent Local Exchange                          95. Audio and Video Equipment
                                                  392 incumbent BRS licensees that are                    Carriers (ILECs) and Small Incumbent                  Manufacturing. This industry comprises
                                                  considered small entities. After adding                 Local Exchange Carriers. Neither the                  establishments primarily engaged in
                                                  the number of small business auction                                                                          manufacturing electronic audio and
                                                                                                          Commission nor the SBA has developed
                                                  licensees to the number of incumbent                                                                          video equipment for home
                                                                                                          a small business size standard
                                                  licensees not already counted, we find                                                                        entertainment, motor vehicles, and
                                                                                                          specifically for incumbent local
                                                  that there are currently approximately                                                                        public address and musical instrument
                                                                                                          exchange services. ILECs and small
                                                  440 BRS licensees that are defined as                                                                         amplification. Examples of products
                                                                                                          ILECs are included in the SBA’s
                                                  small businesses under either the SBA                                                                         made by these establishments are video
                                                                                                          economic census category, Wired
                                                  or the Commission’s rules. In 2009, the                                                                       cassette recorders, televisions, stereo
                                                                                                          Telecommunications Carriers. The SBA
                                                  Commission conducted Auction 86, the                                                                          equipment, speaker systems, household-
                                                                                                          has developed a small business size
                                                  sale of 78 licenses in the BRS areas. The                                                                     type video cameras, jukeboxes, and
                                                                                                          standard for Wired Telecommunications
                                                                                                                                                                amplifiers for musical instruments and
                                                  Commission offered three levels of                      Carriers, which consists of all such                  public address systems. The SBA has
                                                  bidding credits: (i) A bidder with                      companies having 1,500 or fewer                       established a size standard for this
                                                  attributed average annual gross revenues                employees. Census data for 2012 shows                 industry, in which all firms with 750
                                                  that exceed $15 million and do not                      that there were 3,117 firms that operated             employees or less are small. According
                                                  exceed $40 million for the preceding                    that year. Of this total, 3,083 operated              to U.S. Census data for 2012, 466 audio
                                                  three years (small business) received a                 with fewer than 1,000 employees. Thus,                and video equipment manufacturers
                                                  15 percent discount on its winning bid;                 under this size standard, the majority of             were operational in that year. Of that
                                                  (ii) a bidder with attributed average                   firms in this industry can be considered              number, 465 operated with fewer than
                                                  annual gross revenues that exceed $3                    small.                                                500 employees. Based on this Census
                                                  million and do not exceed $15 million                      93. Competitive Local Exchange                     data and the associated size standard,
                                                  for the preceding three years (very small               Carriers (CLECs), Competitive Access                  we conclude that the majority of such
                                                  business) received a 25 percent discount                Providers (CAPs), Shared-Tenant                       manufacturers are small.
                                                  on its winning bid; and (iii) a bidder                  Service Providers, and Other Local                       96. Television Broadcasting. This
                                                  with attributed average annual gross                    Service Providers. Neither the                        economic Census category ‘‘comprises
                                                  revenues that do not exceed $3 million                  Commission nor the SBA has developed                  establishments primarily engaged in
                                                  for the preceding three years                           a small business size standard                        broadcasting images together with
                                                  (entrepreneur) received a 35 percent                    specifically for these service providers.             sound. These establishments operate
                                                  discount on its winning bid. Auction 86                 These entities are included in the SBA’s              television broadcasting studios and
                                                  concluded in 2009 with the sale of 61                   economic census category, Wired                       facilities for the programming and
                                                  licenses. Of the 10 winning bidders, two                Telecommunications Carriers. The SBA                  transmission of programs to the public.’’
                                                  bidders that claimed small business                     has developed a small business size                   These establishments also produce or
                                                  status won four licenses; one bidder that               standard for Wired Telecommunications                 transmit visual programming to
                                                  claimed very small business status won                  Carriers, which consists of all such                  affiliated broadcast television stations,
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                                                  three licenses; and two bidders that                    companies having 1,500 or fewer                       which in turn broadcast the programs to
                                                  claimed entrepreneur status won six                     employees. Census data for 2012 shows                 the public on a predetermined schedule.
                                                  licenses.                                               that there were 3,117 firms that operated             Programming may originate in their own
                                                     91. In addition, the SBA’s placement                 that year. Of this total, 3,083 operated              studio, from an affiliated network, or
                                                  of Cable Television Distribution                        with fewer than 1,000 employees. Thus,                from external sources. The SBA has
                                                  Services in the category of Wired                       under this size standard, the majority of             created the following small business
                                                  Telecommunications Carriers is                          firms in this industry can be considered              size standard for Television
                                                  applicable to cable-based Educational                   small.                                                Broadcasting firms: those having $38.5


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                                                  13300                     Federal Register / Vol. 82, No. 46 / Friday, March 10, 2017 / Proposed Rules

                                                  million or less in annual receipts. The                 voluntarily implementing ATSC 3.0                       103. MVPDs. The NPRM considers
                                                  2012 economic Census reports that 751                   service. Rather, MVPD carriage of ATSC                issues related to the voluntary carriage
                                                  television broadcasting firms operated                  3.0 signals would be determined                       of ATSC 3.0 signals through the
                                                  during that year. Of that number, 656                   through retransmission consent                        retransmission consent process. As
                                                  had annual receipts of less than $25                    negotiations. With regard to equipment,               stated in the NPRM, MVPDs have raised
                                                  million per year. Based on that Census                  the Commission tentatively concludes                  numerous questions about MVPD
                                                  data we conclude that a majority of                     that it is unnecessary at this time to                carriage of ATSC 3.0 signals, including
                                                  firms that operate television stations are              adopt an ATSC 3.0 tuner mandate for                   the potentially significant costs and
                                                  small. We therefore estimate that the                   new television receivers.                             burdens associated with MVPD carriage
                                                  majority of commercial television                                                                             of ATSC 3.0 signals. The NPRM
                                                  broadcasters are small entities.                        F. Steps Taken To Minimize Significant
                                                                                                                                                                specifically considers the alternative
                                                     97. We note, however, that in                        Economic Impact on Small Entities and
                                                                                                                                                                approach of prohibiting MVPD carriage
                                                  assessing whether a business concern                    Significant Alternatives Considered
                                                                                                                                                                of ATSC 3.0 signals through
                                                  qualifies as small under the above                         101. The RFA requires an agency to                 retransmission consent negotiations
                                                  definition, business (control) affiliations             describe any significant alternatives that            until the ATSC Specialist Group on
                                                  must be included. Our estimate,                         it has considered in reaching its                     Conversion and Redistribution of ATSC
                                                  therefore, likely overstates the number                 proposed approach, which may include                  3.0 Service produces its initial report,
                                                  of small entities that might be affected                the following four alternatives (among                which would ease any burdens of the
                                                  by our action because the revenue figure                others): ‘‘(1) The establishment of                   carriage of ATSC 3.0 signals on MVPDs.
                                                  on which it is based does not include or                differing compliance or reporting                        104. Equipment manufacturers.
                                                  aggregate revenues from affiliated                      requirements or timetables that take into             Finally, with regard to equipment
                                                  companies. In addition, an element of                   account the resources available to small              manufacturers, the Commission is
                                                  the definition of ‘‘small business’’ is that            entities; (2) the clarification,                      considering whether to require
                                                  the entity not be dominant in its field                 consolidation, or simplification of                   television receivers manufactured after a
                                                  of operation. We are unable at this time                compliance and reporting requirements                 certain date to include the capability to
                                                  to define or quantify the criteria that                 under the rule for such small entities;               receive ATSC 3.0 signals. In the NPRM,
                                                  would establish whether a specific                      (3) the use of performance, rather than               the Commission reaches the tentative
                                                  television station is dominant in its field             design standards; and (4) an exemption                conclusion that it is unnecessary at this
                                                  of operation. Accordingly, the estimate                 from coverage of the rule, or any part                time to adopt an ATSC 3.0 tuner
                                                  of small businesses to which rules may                  thereof, for small entities.’’
                                                  apply does not exclude any television                                                                         mandate for new television receivers.
                                                  station from the definition of a small                     102. Broadcasters. As stated above,                This approach of instead relying on the
                                                  business on this basis and is therefore                 the NPRM proposes that broadcaster use                market potentially could minimize any
                                                  possibly over-inclusive to that extent.                 of Next Gen TV would be voluntary. We                 impact of the new rules on equipment
                                                     98. In addition, the Commission has                  note additionally that the Commission                 manufacturers, including smaller
                                                  estimated the number of licensed                        is considering whether small, rural, low-             manufacturers. If the Commission
                                                  noncommercial educational television                    power, and NCE broadcasters would                     decides not to adopt a Next Gen TV
                                                  stations to be 395. These stations are                  face unique circumstances with regard                 tuner mandate at this time, the
                                                  non-profit, and therefore considered to                 to the voluntary provision of ATSC 3.0.               Commission is considering whether it
                                                  be small entities.                                      In the event that a broadcaster chooses               should revise section 15.117(b) of its
                                                     99. There are also 2,344 LPTV                        to use Next Gen TV, the Commission is                 rules to make clear that this rule does
                                                  stations, including Class A stations, and               considering how to handle issues                      not apply to ATSC 3.0.
                                                  3689 TV translator stations. Given the                  related to interference that may occur                   105. The NPRM seeks comment on the
                                                  nature of these services, we will                       with a voluntary transition to Next Gen               above issues, with the goal of easing the
                                                  presume that all of these entities qualify              TV. The Commission is considering                     economic burdens of the new rules and
                                                  as small entities under the above SBA                   whether to require broadcasters that                  policies on small entities.
                                                  small business size standard.                           choose to transition to notify MVPDs                     G. Federal Rules That May Duplicate,
                                                                                                          and television viewers about the                      Overlap, or Conflict With the Proposed
                                                  E. Description of Projected Reporting,                  transition via written and on-air notices,
                                                  Recordkeeping, and Other Compliance                                                                           Rule
                                                                                                          respectively. The Commission is also
                                                  Requirements                                            considering an alternative approach,                     106. None.
                                                     100. The NPRM proposes to authorize                  under which simulcast arrangements                       H. Initial Paperwork Reduction Act of
                                                  television broadcasters to use the Next                 could be implemented without                          1995 Analysis
                                                  Gen TV transmission standard                            additional licensing (beyond conversion                  107. This NPRM may result in new or
                                                  associated with ATSC 3.0 on a                           of the broadcaster’s current facility to              revised information collection
                                                  voluntary, market-driven basis, while                   operate in ATSC 3.0), whereby some                    requirements. If the Commission adopts
                                                  they continue to deliver current-                       broadcasters would be licensed to                     any new or revised information
                                                  generation DTV broadcast service, using                 operate only an ATSC 3.0 facility and                 collection requirements, the
                                                  the ATSC 1.0 standard, to their viewers.                others would be licensed to operate only              Commission will publish a notice in the
                                                  Under the proposal, Next Gen TV                         on ATSC 1.0 facility. The NPRM states                 Federal Register inviting the public to
                                                  broadcasters that have elected must-                    that the multicast approach to                        comment on such requirements, as
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                                                  carry rights would be required to notify                simulcasting may minimize                             required by the Paperwork Reduction
                                                  MVPDs prior to transitioning to ATSC                    administrative burdens and offer more                 Act of 1995. In addition, pursuant to the
                                                  3.0 and arranging for an ATSC 1.0                       flexibility to the broadcast industry. On             Small Business Paperwork Relief Act of
                                                  simulcast. MVPDs would be required to                   the other hand, it would appear to                    2002, the Commission will seek specific
                                                  continue carrying broadcasters’ ATSC                    preclude NCE stations from serving as                 comment on how it might ‘‘further
                                                  1.0 signals, but would not be required                  hosts to the simulcast programming of                 reduce the information collection
                                                  to carry ATSC 3.0 signals, during the                   commercial stations due to the                        burden for small business concerns with
                                                  period when broadcasters are                            restrictions of section 399B.                         fewer than 25 employees.’’


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                                                                            Federal Register / Vol. 82, No. 46 / Friday, March 10, 2017 / Proposed Rules                                             13301

                                                  I. Ex Parte Rules                                       J. Filing Procedures                                  Center is open to the public Monday
                                                                                                             109. Pursuant to sections 1.415 and                through Thursday from 8:00 a.m. to 4:30
                                                     108. Permit But Disclose. The                                                                              p.m. and Friday from 8:00 a.m. to 11:30
                                                  proceeding this Notice initiates shall be               1.419 of the Commission’s rules, 47 CFR
                                                                                                          1.415, 1.419, interested parties may file             a.m.
                                                  treated as a ‘‘permit-but-disclose’’                                                                            112. Additional Information. For
                                                  proceeding in accordance with the                       comments and reply comments on or
                                                                                                                                                                additional information on this
                                                                                                          before the dates indicated on the first
                                                  Commission’s ex parte rules. Ex parte                                                                         proceeding, contact John Gabrysch,
                                                                                                          page of this document. Comments may
                                                  presentations are permissible if                                                                              John.Gabrysch@fcc.gov, of the Media
                                                                                                          be filed using the Commission’s
                                                  disclosed in accordance with                                                                                  Bureau, Engineering Division, at (202)
                                                                                                          Electronic Comment Filing System
                                                  Commission rules, except during the                                                                           418–7152, Sean Mirzadegan,
                                                                                                          (ECFS).
                                                  Sunshine Agenda period when                                                                                   Sean.Mirzadegan@fcc.gov, of the Media
                                                                                                             D Electronic Filers: Comments may be
                                                  presentations, ex parte or otherwise, are                                                                     Bureau, Engineering Division, at (202)
                                                                                                          filed electronically using the Internet by
                                                  generally prohibited. Persons making ex                                                                       418–7111, Evan Baranoff,
                                                                                                          accessing the ECFS: http://apps.fcc.gov/
                                                  parte presentations must file a copy of                                                                       Evan.Baranoff@fcc.gov, of the Media
                                                                                                          ecfs/.                                                Bureau, Policy Division, (202) 418–
                                                  any written presentation or a                              D Paper Filers: Parties who choose to
                                                  memorandum summarizing any oral                                                                               7142, or Matthew Hussey,
                                                                                                          file by paper must file an original and
                                                                                                                                                                Matthew.Hussey@fcc.gov, of the Office
                                                  presentation within two business days                   one copy of each filing. If more than one
                                                                                                                                                                of Engineering and Technology, (202)
                                                  after the presentation (unless a different              docket or rulemaking number appears in
                                                                                                                                                                418–3619.
                                                  deadline applicable to the Sunshine                     the caption of this proceeding, filers
                                                  period applies). Persons making oral ex                 must submit two additional copies for                 V. Ordering Clauses
                                                  parte presentations are reminded that                   each additional docket or rulemaking                    113. It is ordered that, pursuant to the
                                                  memoranda summarizing the                               number.                                               authority found in sections 1, 4, 7, 301,
                                                  presentation must (1) list all persons                     Filings can be sent by hand or                     303, 307, 308, 309, 316, 319, 325(b),
                                                  attending or otherwise participating in                 messenger delivery, by commercial                     336, 338, 399b, 403, 534, and 535 of the
                                                  the meeting at which the ex parte                       overnight courier, or by first-class or               Communications Act of 1934, as
                                                  presentation was made, and (2)                          overnight U.S. Postal Service mail. All               amended, 47 U.S.C. 151, 154, 157, 301,
                                                  summarize all data presented and                        filings must be addressed to the                      303, 307, 308, 309, 316, 319, 325(b),
                                                  arguments made during the                               Commission’s Secretary, Office of the                 336, 338, 399b, 403, 534, and 535, the
                                                                                                          Secretary, Federal Communications                     Notice of Proposed Rulemaking in GN
                                                  presentation. Memoranda must contain
                                                                                                          Commission.                                           Docket No. 16–142 is adopted.
                                                  a summary of the substance of the ex
                                                                                                             D All hand-delivered or messenger-                   114. It is further ordered that the
                                                  parte presentation and not merely a                     delivered paper filings for the
                                                  listing of the subjects discussed. More                                                                       Commission’s Consumer and
                                                                                                          Commission’s Secretary must be                        Governmental Affairs Bureau, Reference
                                                  than a one or two sentence description                  delivered to FCC Headquarters at 445                  Information Center, shall send a copy of
                                                  of the views and arguments presented is                 12th St. SW., Room TW–A325,                           this Notice of Proposed Rulemaking,
                                                  generally required. If the presentation                 Washington, DC 20554. The filing hours                including the Initial Regulatory
                                                  consisted in whole or in part of the                    are 8:00 a.m. to 7:00 p.m. All hand                   Flexibility Analysis, to the Chief
                                                  presentation of data or arguments                       deliveries must be held together with                 Counsel for Advocacy of the Small
                                                  already reflected in the presenter’s                    rubber bands or fasteners. Any                        Business Administration.
                                                  written comments, memoranda or other                    envelopes and boxes must be disposed
                                                  filings in the proceeding, the presenter                of before entering the building.                      List of Subjects in 47 CFR Parts 15 and
                                                  may provide citations to such data or                      D Commercial overnight mail (other                 73
                                                  arguments in his or her prior comments,                 than U.S. Postal Service Express Mail                   Communications equipment,
                                                  memoranda, or other filings (specifying                 and Priority Mail) must be sent to 9300               Television.
                                                  the relevant page and/or paragraph                      East Hampton Drive, Capitol Heights,                  Federal Communications Commission.
                                                  numbers where such data or arguments                    MD 20743.                                             Marlene H. Dortch,
                                                  can be found) in lieu of summarizing                       D U.S. Postal Service first-class,
                                                                                                                                                                Secretary.
                                                  them in the memorandum. Documents                       Express, and Priority mail must be
                                                  shown or given to Commission staff                      addressed to 445 12th Street SW.,                     Proposed Rules
                                                  during ex parte meetings are deemed to                  Washington, DC 20554.                                   For the reasons discussed in the
                                                  be written ex parte presentations and                      110. People with Disabilities: To                  preamble, the Federal Communications
                                                  must be filed consistent with section                   request materials in accessible formats               Commission proposes to amend 47 CFR
                                                                                                          for people with disabilities (braille,                parts 15 and 73 as follows:
                                                  1.1206(b) of the rules. In proceedings
                                                                                                          large print, electronic files, audio
                                                  governed by section 1.49(f) of the rules
                                                                                                          format), send an email to fcc504@fcc.gov              PART 15—RADIO FREQUENCY
                                                  or for which the Commission has made
                                                                                                          or call the Consumer & Governmental                   DEVICES
                                                  available a method of electronic filing,                Affairs Bureau at 202–418–0530 (voice),
                                                  written ex parte presentations and                      202–418–0432 (tty).                                   ■ 1. The authority citation for part 15
                                                  memoranda summarizing oral ex parte                        111. Availability of Documents.                    continues to read as follows:
                                                  presentations, and all attachments                      Comments and reply comments will be
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                                                                                                                                                                  Authority: 47 U.S.C. 154, 302a, 303, 304,
                                                  thereto, must be filed through the                      publically available online via ECFS.                 307, 336, 544a, and 549.
                                                  electronic comment filing system                        These documents will also be available                ■ 2. Section 15.117 is amended by
                                                  available for that proceeding, and must                 for public inspection during regular                  revising paragraph (b) to read as follows:
                                                  be filed in their native format (e.g., .doc,            business hours in the FCC Reference
                                                  .xml, .ppt, searchable .pdf). Participants              Information Center, which is located in               § 15.117   TV broadcast receivers.
                                                  in this proceeding should familiarize                   Room CY–A257 at FCC Headquarters,                     *     *    *    *     *
                                                  themselves with the Commission’s ex                     445 12th Street SW., Washington, DC                     (b) TV broadcast receivers shall be
                                                  parte rules.                                            20554. The Reference Information                      capable of adequately receiving all


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                                                  13302                     Federal Register / Vol. 82, No. 46 / Friday, March 10, 2017 / Proposed Rules

                                                  channels allocated by the Commission                    Signaling’’ (March 23, 2016) shall                    DEPARTMENT OF COMMERCE
                                                  to the television broadcast service that                transmit at least one free video stream
                                                  broadcast digital signals broadcast using               on that signal that requires at most the              National Oceanic and Atmospheric
                                                  the ATSC 1.0 standard, but need not be                  signal threshold of a comparable                      Administration
                                                  capable of receiving analog signals or                  received DTV signal, and shall
                                                  signals using the ATSC 3.0 standard.                    simulcast the video programming on                    50 CFR Part 679
                                                  *     *     *     *    *                                that signal on another local broadcast                RIN 0648–BG54
                                                                                                          facility using the current DTV standard.
                                                  PART 73—RADIO BROADCAST                                                                                       Fisheries of the Exclusive Economic
                                                  SERVICES                                                *      *    *     *     *
                                                                                                                                                                Zone Off Alaska; Integrating Electronic
                                                                                                          ■ 5. Section 73.626 is amended by                     Monitoring Into the North Pacific
                                                  ■ 3. The authority citation for part 73                 adding paragraph (g) to read as follows:
                                                  continues to read as follows:                                                                                 Observer Program
                                                    Authority: 47 U.S.C. 154, 303, 309, 310,              § 73.626 DTV Distributed Transmission                 AGENCY:  National Marine Fisheries
                                                  334, 336, and 339.                                      Systems.                                              Service (NMFS), National Oceanic and
                                                  ■ 4. Section 73.616 is amended by                       *     *     *    *      *                             Atmospheric Administration (NOAA),
                                                  revising the first sentence of paragraph                                                                      Commerce.
                                                                                                            (g) All transmitters operating under a
                                                  (e)(1) and adding paragraph (g) to read                                                                       ACTION: Notice of availability of fishery
                                                                                                          single DTS license must follow the same
                                                  as follows:                                                                                                   management plan amendments; request
                                                                                                          digital broadcast television transmission
                                                                                                                                                                for comments; notice of public hearing.
                                                  § 73.616 Post-transition DTV station                    standard.
                                                  interference protection.                                ■ 6. Section 73.682 is amended by                     SUMMARY:    The North Pacific Fishery
                                                  *      *    *     *     *                               adding paragraph (f) to read as follows:              Management Council submitted
                                                     (e) * * *                                                                                                  Amendment 114 to the Fishery
                                                     (1) For evaluating compliance with                   § 73.682    TV transmission standards.                Management Plan for Groundfish of the
                                                  the requirements of this paragraph,                     *      *     *     *     *                            Bering Sea and Aleutian Islands
                                                  interference to populations served is to                                                                      Management Area and Amendment 104
                                                                                                             (f) Alternative digital broadcast
                                                  be predicted based on the most recent                                                                         to the Fishery Management Plan for
                                                                                                          television transmission standard
                                                  official decennial U.S. Census                                                                                Groundfish of the Gulf of Alaska
                                                                                                          authorized.                                           (collectively referred to as the FMPs) to
                                                  population data as identified by the
                                                  Media Bureau in a Public Notice issued                     (1) Next Gen TV service. Effective                 the Secretary of Commerce (Secretary)
                                                  not less than 60 days prior to use of the               [DATE], as an alternative to complying                for review. If approved, Amendments
                                                  data for a specific year in application                 with the requirements set forth in                    114/104 would integrate electronic
                                                  processing, and otherwise according to                  paragraph (d) of this section,                        monitoring into the North Pacific
                                                  the procedure set forth in OET Bulletin                 transmission of digital broadcast                     Observer Program. This action is
                                                  No. 69: ‘‘Longley-Rice Methodology for                  television (DTV) signals may comply                   necessary to improve the collection of
                                                  Evaluating TV Coverage and                              with the standards for such                           data necessary for the conservation,
                                                  Interference’’ (February 6, 2004)                       transmissions set forth in ATSC A/                    management, and scientific
                                                  (incorporated by reference, see                         321:2016, ‘‘System Discovery and                      understanding of managed fisheries.
                                                  § 73.8000), including population served                 Signaling’’ (March 23, 2016)                          Amendments 114/104 are intended to
                                                  within service areas determined in                      (incorporated by reference, see                       promote the goals and objectives of the
                                                  accordance with § 73.622(e),                            § 73.8000).                                           Magnuson-Stevens Fishery
                                                  consideration of whether F(50,10)                                                                             Conservation and Management Act, the
                                                                                                             (2) Continuity of service. The licensee            FMPs, and other applicable laws.
                                                  undesired signals will exceed the
                                                                                                          of a DTV station operating pursuant to                DATES: Comments must be received no
                                                  following desired-to-undesired (D/U)
                                                  signal ratios, assumed use of a                         paragraph (f)(1) shall arrange for another            later than May 9, 2017.
                                                  directional receiving antenna, and use                  DTV station operating in compliance                      Per section 313 of the Magnuson-
                                                  of the terrain dependent Longley-Rice                   with paragraph (d) of this section and                Stevens Act, NMFS will conduct public
                                                  point-to-point propagation model.                       substantially covering such station’s                 hearings to accept oral and written
                                                  * * *                                                   community of license to simulcast such                comments on the proposed rule in
                                                  *      *    *     *     *                               station’s primary program stream.                     Oregon, Washington, and Alaska during
                                                     (g) The interference protection                      Agreements for simulcast under this                   the public comment period.
                                                  requirements contained in this section                  paragraph (g) must be filed with the                     The first public hearing will be held
                                                  apply to television station operations                  Commission.                                           in conjunction with the April meeting of
                                                  under ATSC A/321:2016, ‘‘System                         ■ 7. Section 73.8000 is amended by
                                                                                                                                                                the North Pacific Fishery Management
                                                  Discovery and Signaling’’ (March 23,                                                                          Council on April 6, 2017, 6 p.m. to 8
                                                                                                          adding paragraph (b)(6) to read as
                                                  2016) (incorporated by reference, see                                                                         p.m., Alaska local time, at the Hilton
                                                                                                          follows:
                                                  § 73.8000).                                                                                                   Hotel, 500 W 3rd Ave., Anchorage, AK
                                                  ■ 4. Section 73.624 is amended by                       § 73.8000    Incorporation by reference.              99501.
                                                  adding paragraph (b)(3) to read as                                                                               The second public hearing will be on
                                                                                                          *     *    *     *    *
                                                                                                                                                                April 18, 2017, 10 a.m. to 12 p.m.,
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                                                  follows:
                                                                                                            (b) * * *                                           Pacific daylight time, at the
                                                  § 73.624 Digital television broadcast                     (6) A/321:2016, ‘‘System Discovery                  International Pacific Halibut
                                                  stations.                                               and Signaling’’ (March 23, 2016), IBR                 Commission office, 2320 West
                                                  *      *    *    *     *                                approved for §§ 73.616 and 73.682.                    Commodore Way, Suite 300, Seattle,
                                                     (b) * * *                                                                                                  WA 98199.
                                                     (3) DTV licensees or permittees that                 *     *    *     *    *                                  The third public hearing will be held
                                                                                                          [FR Doc. 2017–04713 Filed 3–9–17; 8:45 am]
                                                  transmit a signal as set forth in A/                                                                          on April 19, 2017, 1 p.m. to 3 p.m.,
                                                  321:2016, ‘‘System Discovery and                        BILLING CODE 6712–01–P                                Pacific daylight time, at the Hatfield


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Document Created: 2018-02-01 14:52:43
Document Modified: 2018-02-01 14:52:43
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionProposed rule.
DatesComments for this proceeding are due on or before May 9, 2017; reply comments are due on or before June 8, 2017.
ContactFor additional information, contact John Gabrysch, [email protected], of the Media Bureau, Engineering Division, at (202) 418-7152, Sean Mirzadegan, [email protected], of the Media Bureau, Engineering Division, at (202) 418-7111, Evan Baranoff, [email protected], of the Media Bureau, Policy Division, (202) 418-7142, or Matthew Hussey, [email protected], of the Office of Engineering and Technology, (202) 418-3619.
FR Citation82 FR 13285 
CFR Citation47 CFR 15
47 CFR 73
CFR AssociatedCommunications Equipment and Television

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