82 FR 13527 - Submission for OMB Review; Comment Request

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 47 (March 13, 2017)

Page Range		13527-13527
FR Document		2017-04866

Federal Register, Volume 82 Issue 47 (Monday, March 13, 2017)

[Federal Register Volume 82, Number 47 (Monday, March 13, 2017)]
[Notices]
[Page 13527]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-04866]


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SECURITIES AND EXCHANGE COMMISSION

[Extension: Rule 103; SEC File No. 270-410, OMB Control No. 3235-0466]


Submission for OMB Review; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE., Washington, DC 
20549-2736.

    Notice is hereby given that pursuant to the Paperwork Reduction Act 
of 1995 (``PRA'') (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget (``OMB'') a request for approval of extension of the 
previously approved collection of information provided for in Rule 103 
of Regulation M (17 CFR 242.103), under the Securities Exchange Act of 
1934 (15 U.S.C. 78a et seq.).
    Rule 103 permits passive market-making in Nasdaq securities during 
a distribution. A distribution participant that seeks use of this 
exception would be required to disclose to third parties its intention 
to engage in passive market making.
    There are approximately 309 respondents per year that require an 
aggregate total of 309 hours to comply with this rule. Each respondent 
makes an estimated 1 response annually. Each response takes 
approximately 1 hour to complete. Thus, the total hourly burden per 
year is 309 hours. The total estimated internal labor cost of 
compliance for the respondents is approximately $20,085.00 per year, 
resulting in an estimated internal labor cost of compliance per 
response of approximately $65.00 (i.e., $20,085.00/309 responses).
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information under the PRA unless it 
displays a currently valid OMB control number.
    The public may view background documentation for this information 
collection at the following Web site: www.reginfo.gov. Comments should 
be directed to: (i) Desk Officer for the Securities and Exchange 
Commission, Office of Information and Regulatory Affairs, Office of 
Management and Budget, Room 10102, New Executive Office Building, 
Washington, DC 20503 or by sending an email to: 
[email protected]; and (ii) Pamela Dyson, Director/Chief 
Information Officer, c/o Remi Pavlik-Simon, 100 F Street NE., 
Washington, DC 20549 or by sending an email to: [email protected]. 
Comments must be submitted within 30 days of this notice.

    Dated: March 8, 2017.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-04866 Filed 3-10-17; 8:45 am]
 BILLING CODE 8011-01-P

Federal Register / Vol. 82, No. 47 / Monday, March 13, 2017 / Notices 13527

Notice is hereby given that pursuant Dated: March 8, 2017. Office Building, Washington, DC 20503
to the Paperwork Reduction Act of 1995 Eduardo A. Aleman, or by sending an email to: Shagufta_
(‘‘PRA’’) (44 U.S.C. 3501 et seq.), the Assistant Secretary. Ahmed@omb.eop.gov; and (ii) Pamela
Securities and Exchange Commission [FR Doc. 2017–04865 Filed 3–10–17; 8:45 am] Dyson, Director/Chief Information
(‘‘Commission’’) has submitted to the BILLING CODE 8011–01–P
Officer, c/o Remi Pavlik-Simon, 100 F
Office of Management and Budget Street NE., Washington, DC 20549 or by
(‘‘OMB’’) a request for approval of sending an email to: PRA_Mailbox@
extension of the previously approved SECURITIES AND EXCHANGE sec.gov. Comments must be submitted
collection of information provided for in COMMISSION within 30 days of this notice.
Rule 102 of Regulation M (17 CFR Dated: March 8, 2017.
[Extension: Rule 103; SEC File No. 270–
242.102), under the Securities Exchange 410, OMB Control No. 3235–0466] Eduardo A. Aleman,
Act of 1934 (15 U.S.C. 78a et seq.). Assistant Secretary.
Rule 102 prohibits distribution Submission for OMB Review; [FR Doc. 2017–04866 Filed 3–10–17; 8:45 am]
participants, issuers, and selling Comment Request BILLING CODE 8011–01–P

security holders from purchasing Upon Written Request, Copies Available
activities at specified times during a From: Securities and Exchange SECURITIES AND EXCHANGE
distribution of securities. Persons Commission, Office of FOIA Services, COMMISSION
otherwise covered by these rules may 100 F Street NE., Washington, DC
seek to use several applicable 20549–2736. [Release No. 34–80167; File No SR–CBOE–
exceptions such as an exclusion for 2017–017]
Notice is hereby given that pursuant
actively traded reference securities and to the Paperwork Reduction Act of 1995 Self-Regulatory Organizations;
the maintenance of policies regarding (‘‘PRA’’) (44 U.S.C. 3501 et seq.), the Chicago Board Options Exchange,
information barriers between their Securities and Exchange Commission Incorporated; Notice of Filing of a
affiliates. (‘‘Commission’’) has submitted to the Proposed Rule Change To Amend the
There are approximately 998 Office of Management and Budget Bylaws and Certificate of Incorporation
respondents per year that require an (‘‘OMB’’) a request for approval of
extension of the previously approved March 7, 2017.
aggregate total of 1,898 hours to comply Pursuant to Section 19(b)(1) of the
with this rule. Each respondent makes collection of information provided for in
Rule 103 of Regulation M (17 CFR Securities Exchange Act of 1934 (the
an estimated 1 annual response. Each ‘‘Act’’),1 and Rule 19b–4 thereunder,2
242.103), under the Securities Exchange
response takes on average notice is hereby given that on February
Act of 1934 (15 U.S.C. 78a et seq.).
approximately 1.902 hours to complete. Rule 103 permits passive market- 22, 2017, Chicago Board Options
Thus, the total compliance burden per making in Nasdaq securities during a Exchange, Incorporated (the ‘‘Exchange’’
year is 1,898 burden hours. The total distribution. A distribution participant or ‘‘CBOE’’) filed with the Securities
internal compliance cost for all that seeks use of this exception would and Exchange Commission (the
respondents is approximately be required to disclose to third parties ‘‘Commission’’) the proposed rule
$123,370.00, resulting in a cost of its intention to engage in passive market change as described in Items I and II
compliance per respondent of making. below, which Items have been prepared
approximately $124.00 (i.e., There are approximately 309 by the Exchange. The Commission is
$123,370.00/998 responses). respondents per year that require an publishing this notice to solicit
aggregate total of 309 hours to comply comments on the proposed rule change
An agency may not conduct or
with this rule. Each respondent makes from interested persons.
sponsor, and a person is not required to
respond to, a collection of information an estimated 1 response annually. Each I. Self-Regulatory Organization’s
under the PRA unless it displays a response takes approximately 1 hour to Statement of the Terms of Substance of
currently valid OMB control number. complete. Thus, the total hourly burden the Proposed Rule Change
per year is 309 hours. The total The Exchange proposes to amend its
The public may view background estimated internal labor cost of
documentation for this information Bylaws and Certificate of Incorporation.
compliance for the respondents is The text of the proposed rule change is
collection at the following Web site: approximately $20,085.00 per year,
www.reginfo.gov. Comments should be available on the Exchange’s Web site
resulting in an estimated internal labor (http://www.cboe.com/AboutCBOE/
directed to: (i) Desk Officer for the cost of compliance per response of CBOELegalRegulatoryHome.aspx), at
Securities and Exchange Commission, approximately $65.00 (i.e., $20,085.00/ the Exchange’s Office of the Secretary,
Office of Information and Regulatory 309 responses). and at the Commission’s Public
Affairs, Office of Management and An agency may not conduct or Reference Room.
Budget, Room 10102, New Executive sponsor, and a person is not required to
Office Building, Washington, DC 20503 respond to, a collection of information II. Self-Regulatory Organization’s
or by sending an email to: Shagufta_ under the PRA unless it displays a Statement of the Purpose of, and
Ahmed@omb.eop.gov; and (ii) Pamela currently valid OMB control number. Statutory Basis for, the Proposed Rule
Dyson, Director/Chief Information The public may view background Change
documentation for this information
mstockstill on DSK3G9T082PROD with NOTICES

Officer, Securities and Exchange In its filing with the Commission, the
Commission, c/o Remi Pavlik-Simon, collection at the following Web site: Exchange included statements
100 F Street NE., Washington, DC 20549 www.reginfo.gov. Comments should be concerning the purpose of and basis for
or by sending an email to: PRA_ directed to: (i) Desk Officer for the the proposed rule change and discussed
Mailbox@sec.gov. Comments must be Securities and Exchange Commission, any comments it received on the
submitted to OMB within 30 days of Office of Information and Regulatory
Affairs, Office of Management and 1 15 U.S.C. 78s(b)(1).
this notice.
Budget, Room 10102, New Executive 2 17 CFR 240.19b–4.

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Document Created: 2018-02-01 14:57:43
Document Modified: 2018-02-01 14:57:43

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		82 FR 13527