82 FR 14095 - Proposed Collection; Comment Request

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 50 (March 16, 2017)

Page Range		14095-14096
FR Document		2017-05272

Federal Register, Volume 82 Issue 50 (Thursday, March 16, 2017)

[Federal Register Volume 82, Number 50 (Thursday, March 16, 2017)]
[Notices]
[Pages 14095-14096]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-05272]


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SECURITIES AND EXCHANGE COMMISSION


Proposed Collection; Comment Request

Upon Written Request Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE., Washington, DC 
20549-2736.

Extension:
    Form 144, OMB Control No. 3235-0101, SEC File No. 270-112

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') is soliciting comments on the collection of 
information summarized below. The Commission plans to submit this 
existing collection of information to the Office of Management and 
Budget for extension and approval.
    Form 144 (17 CFR 239.144) is used to report the sale of securities 
during any three-month period that exceeds 5,000 shares or other units 
or has an aggregate sales price that does not exceed $50,000. Under 
Sections 2(a)(11), 4(a)(1), 4a(2), 4(a)(4) and 19(a) of the Securities 
Act of 1933 (15 U.S.C. 77b(a)(11), 77d(a)(1), 77d(a)(2), 77d(a)(4) and 
77s (a)) and Rule 144 (17 CFR 230.144) there under, the Commission is 
authorize to solicit the information required to be supplied by Form 
144. Form 144 takes approximately 1 burden hour per response and is 
filed by 400 respondents for a total of 400 total burden hours.
    Written comments are invited on: (a) Whether this proposed 
collection of information is necessary for the proper performance of 
the functions of the agency, including whether the information will 
have practical utility; (b) the accuracy of the agency's estimate of 
the burden imposed by the collection of information; (c) ways to 
enhance the quality, utility, and clarity of the information collected; 
and (d) ways to minimize the burden of the collections of information 
on respondents, including through the use of automated collection 
techniques or other forms of information technology. Consideration will 
be given to comments and

[[Page 14096]]

suggestions submitted in writing within 60 days of this publication.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid control number.
    Please direct your written comments to Pamela Dyson, Director/Chief 
Information Officer, Securities and Exchange Commission, c/o Remi 
Pavlik-Simon, 100 F Street NE., Washington, DC 20549 or send an email 
to: [email protected].

    Dated: March 13, 2017.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-05272 Filed 3-15-17; 8:45 am]
 BILLING CODE 8011-01-P

Federal Register / Vol. 82, No. 50 / Thursday, March 16, 2017 / Notices 14095

general, to protect investors and the Solicitation of Comments For the Commission, by the Division of
public interest. Trading and Markets, pursuant to delegated
The Exchange believes that the Interested persons are invited to authority.8
proposed rule change will provide submit written data, views, and Eduardo A. Aleman,
clarity and accurately reflect the intent arguments concerning the foregoing, Assistant Secretary.
of the rules amended herein to the including whether the proposed rule [FR Doc. 2017–05217 Filed 3–15–17; 8:45 am]
benefit of investors and the public change is consistent with the Act. BILLING CODE 8011–01–P
interest by correcting an error caused by Comments may be submitted by any of
the inadvertent deletion of a word in the the following methods:
Prior Filing in Nasdaq Rules 5705(a) and SECURITIES AND EXCHANGE
(b) and 5735(b). Electronic Comments COMMISSION
B. Self-Regulatory Organization’s • Use the Commission’s Internet
Proposed Collection; Comment
Statement on Burden on Competition comment form (http://www.sec.gov/ Request
The Exchange does not believe that rules/sro.shtml); or
the proposed rule change will result in • Send an email to rule-comments@ Upon Written Request Copies Available
any burden on competition that is not sec.gov. Please include File Number SR– From: Securities and Exchange
necessary or appropriate in furtherance NASDAQ–2017–023 on the subject line. Commission, Office of FOIA Services,
of the purposes of the Act, as amended. 100 F Street NE., Washington, DC
The proposed rule change simply Paper Comments 20549–2736.
corrects an inadvertent deletion made in
• Send paper comments in triplicate Extension:
the Prior Filing to the rules amended Form 144, OMB Control No. 3235–0101,
to Brent J. Fields, Secretary, Securities
herein. For this reason, Nasdaq does not SEC File No. 270–112
believe that the proposed rule change and Exchange Commission, 100 F Street
NE., Washington, DC 20549–1090. Notice is hereby given that, pursuant
will result in any burden on
to the Paperwork Reduction Act of 1995
competition. All submissions should refer to File (44 U.S.C. 3501 et seq.), the Securities
C. Self-Regulatory Organization’s Number SR–NASDAQ–2017–023. This and Exchange Commission
Statement on Comments on the file number should be included on the (‘‘Commission’’) is soliciting comments
Proposed Rule Change Received From subject line if email is used. To help the on the collection of information
Members, Participants, or Others Commission process and review your summarized below. The Commission
No written comments were either comments more efficiently, please use plans to submit this existing collection
solicited or received. only one method. The Commission will of information to the Office of
post all comments on the Commission’s Management and Budget for extension
III. Date of Effectiveness of the Internet Web site (http://www.sec.gov/ and approval.
Proposed Rule Change and Timing for rules/sro.shtml). Copies of the Form 144 (17 CFR 239.144) is used to
Commission Action submission, all subsequent report the sale of securities during any
Because the foregoing proposed rule amendments, all written statements three-month period that exceeds 5,000
change does not: (i) Significantly affect with respect to the proposed rule shares or other units or has an aggregate
the protection of investors or the public change that are filed with the sales price that does not exceed $50,000.
interest; (ii) impose any significant Commission, and all written Under Sections 2(a)(11), 4(a)(1), 4a(2),
burden on competition; and (iii) become communications relating to the 4(a)(4) and 19(a) of the Securities Act of
operative for 30 days from the date on proposed rule change between the 1933 (15 U.S.C. 77b(a)(11), 77d(a)(1),
which it was filed, or such shorter time Commission and any person, other than 77d(a)(2), 77d(a)(4) and 77s (a)) and
as the Commission may designate, it has those that may be withheld from the Rule 144 (17 CFR 230.144) there under,
become effective pursuant to Section the Commission is authorize to solicit
public in accordance with the
19(b)(3)(A) 6 of the Act and Rule 19b– the information required to be supplied
provisions of 5 U.S.C. 552, will be
4(f)(6) thereunder.7 by Form 144. Form 144 takes
At any time within 60 days of the available for Web site viewing and
approximately 1 burden hour per
filing of the proposed rule change, the printing in the Commission’s Public
response and is filed by 400
Commission summarily may Reference Room, 100 F Street NE.,
respondents for a total of 400 total
temporarily suspend such rule change if Washington, DC 20549, on official
burden hours.
it appears to the Commission that such business days between the hours of
Written comments are invited on: (a)
action is: (i) Necessary or appropriate in 10:00 a.m. and 3:00 p.m. Copies of such
Whether this proposed collection of
the public interest; (ii) for the protection filing also will be available for information is necessary for the proper
of investors; or (iii) otherwise in inspection and copying at the principal performance of the functions of the
furtherance of the purposes of the Act. office of the Exchange. All comments agency, including whether the
If the Commission takes such action, the received will be posted without change; information will have practical utility;
Commission shall institute proceedings the Commission does not edit personal (b) the accuracy of the agency’s estimate
to determine whether the proposed rule identifying information from of the burden imposed by the collection
should be approved or disapproved. submissions. You should submit only of information; (c) ways to enhance the
information that you wish to make quality, utility, and clarity of the
mstockstill on DSK3G9T082PROD with NOTICES

6 15 U.S.C. 78s(b)(3)(A).
7 17
available publicly. All submissions information collected; and (d) ways to
CFR 240.19b–4(f)(6). As required under Rule
19b–4(f)(6)(iii), the Exchange provided the should refer to File Number SR– minimize the burden of the collections
Commission with written notice of its intent to file NASDAQ–2017–023 and should be of information on respondents,
the proposed rule change, along with a brief submitted on or before April 6, 2017. including through the use of automated
description and the text of the proposed rule
change, at least five business days prior to the date
collection techniques or other forms of
of filing of the proposed rule change, or such information technology. Consideration
shorter time as designated by the Commission. 8 17 CFR 200.30–3(a)(12). will be given to comments and

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Document Created: 2017-03-16 02:18:56
Document Modified: 2017-03-16 02:18:56

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		82 FR 14095