82_FR_16042 82 FR 15981 - Privacy Act of 1974: Implementation of Exemptions; Department of Homeland Security/United States Coast Guard-031 USCG Law Enforcement (ULE) System of Records

82 FR 15981 - Privacy Act of 1974: Implementation of Exemptions; Department of Homeland Security/United States Coast Guard-031 USCG Law Enforcement (ULE) System of Records

DEPARTMENT OF HOMELAND SECURITY
Office of the Secretary

Federal Register Volume 82, Issue 61 (March 31, 2017)

Page Range15981-15982
FR Document2017-06327

The Department of Homeland Security is issuing a final rule to amend its regulations to exempt portions of a newly established system of records titled, ``Department of Homeland Security/United States Coast Guard-031 USCG Law Enforcement (ULE) System of Records'' from certain provisions of the Privacy Act. Specifically, the Department exempts portions of the ``Department of Homeland Security/United States Coast Guard-031 USCG Law Enforcement (ULE) System of Records'' from one or more provisions of the Privacy Act because of criminal, civil, and administrative enforcement requirements.

Federal Register, Volume 82 Issue 61 (Friday, March 31, 2017)
[Federal Register Volume 82, Number 61 (Friday, March 31, 2017)]
[Rules and Regulations]
[Pages 15981-15982]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-06327]



========================================================================
Rules and Regulations
                                                Federal Register
________________________________________________________________________

This section of the FEDERAL REGISTER contains regulatory documents 
having general applicability and legal effect, most of which are keyed 
to and codified in the Code of Federal Regulations, which is published 
under 50 titles pursuant to 44 U.S.C. 1510.

The Code of Federal Regulations is sold by the Superintendent of Documents. 

========================================================================


Federal Register / Vol. 82, No. 61 / Friday, March 31, 2017 / Rules 
and Regulations

[[Page 15981]]



DEPARTMENT OF HOMELAND SECURITY

Office of the Secretary

6 CFR Part 5

[Docket No. DHS-2016-0075]


Privacy Act of 1974: Implementation of Exemptions; Department of 
Homeland Security/United States Coast Guard-031 USCG Law Enforcement 
(ULE) System of Records

AGENCY: Privacy Office, DHS.

ACTION: Final rule.

-----------------------------------------------------------------------

SUMMARY: The Department of Homeland Security is issuing a final rule to 
amend its regulations to exempt portions of a newly established system 
of records titled, ``Department of Homeland Security/United States 
Coast Guard-031 USCG Law Enforcement (ULE) System of Records'' from 
certain provisions of the Privacy Act. Specifically, the Department 
exempts portions of the ``Department of Homeland Security/United States 
Coast Guard-031 USCG Law Enforcement (ULE) System of Records'' from one 
or more provisions of the Privacy Act because of criminal, civil, and 
administrative enforcement requirements.

DATES: This final rule is effective March 31, 2017.

FOR FURTHER INFORMATION CONTACT: For general questions please contact: 
Marilyn Scott-Perez (202-475-3515), Privacy Officer, Commandant (CG-
61), United States Coast Guard, Mail Stop 7710, Washington, DC 20593. 
For privacy issues please contact: Jonathan R. Cantor, (202-343-1717), 
Acting Chief Privacy Officer, Privacy Office, Department of Homeland 
Security, Washington, DC 20528.

SUPPLEMENTARY INFORMATION: 

Background

    The Department of Homeland Security (DHS) United States Coast Guard 
(USCG) published a Notice of Proposed Rulemaking (NPRM) in the Federal 
Register, 81 FR 88635, December 8, 2016, proposing to exempt portions 
of the system of records from one or more provisions of the Privacy Act 
because of criminal, civil, and administrative enforcement 
requirements. The system of records is the DHS/USCG-031 USCG Law 
Enforcement (ULE) System of Records. The DHS/USCG-031 USCG Law 
Enforcement (ULE) System of Records notice was published concurrently 
in the Federal Register, 81 FR 88697, December 8, 2016, and comments 
were invited on both the NPRM and System of Records Notice (SORN).

Public Comments

    DHS received no comments on the NPRM and no comments on the SORN.

List of Subjects in 6 CFR Part 5

    Freedom of information, Privacy.

    For the reasons stated in the preamble, DHS amends chapter I of 
Title 6, Code of Federal Regulations, as follows:

PART 5--DISCLOSURE OF RECORDS AND INFORMATION

0
1. Revise the authority citation for part 5 to read as follows:

    Authority: 6 U.S.C. 101 et seq.; Pub. L. 107-296, 116 Stat. 
2135; 5 U.S.C. 301.

    Subpart A also issued under 5 U.S.C. 552. Subpart B also issued 
under 5 U.S.C. 552a.

0
2. Add at the end of appendix C to part 5, paragraph 77 to read as 
follows:

Appendix C to Part 5--DHS Systems of Records Exempt From the Privacy 
Act

* * * * *
    77. The DHS/USCG-031 USCG Law Enforcement (ULE) System of Records 
consists of electronic and paper records and will be used by DHS and 
its components. The DHS/USCG-031 USCG Law Enforcement (ULE) System of 
Records is a repository of information held by DHS in connection with 
its several and varied missions and functions, including, but not 
limited to the enforcement of civil and criminal laws; investigations, 
inquiries, and proceedings there under; and national security and 
intelligence activities. The DHS/USCG-031 USCG Law Enforcement (ULE) 
System of Records contains information that is collected by, on behalf 
of, in support of, or in cooperation with DHS and its components and 
may contain personally identifiable information collected by other 
federal, state, local, tribal, foreign, or international government 
agencies. The Secretary of Homeland Security, pursuant to 5 U.S.C. 
552a(j)(2), has exempted this system from the following provisions of 
the Privacy Act: 5 U.S.C. 552a (c)(3-4); (d); (e)(1-3), (e)(5), (e)(8); 
and (g). Additionally, the Secretary of Homeland Security, pursuant to 
5 U.S.C. 552a(k)(2) has exempted this system from the following 
provisions of the Privacy Act: 5 U.S.C. 552a (c)(3); (d); (e)(1), 
(e)(4)(G), (e)(4)(H), (e)(4)(I); and (f). When a record received from 
another system has been exempted in that source system under 5 U.S.C. 
552a(j)(2), DHS will claim the same exemptions for those records that 
are claimed for the original primary systems of records from which they 
originated and claims any additional exemptions set forth here.
    Exemptions from these particular subsections are justified, on a 
case-by-case basis to be determined at the time a request is made, for 
the following reasons:
    (a) From subsection (c)(3) and (4) (Accounting for Disclosures) 
because release of the accounting of disclosures could alert the 
subject of an investigation of an actual or potential criminal, civil, 
or regulatory violation to the existence of that investigation and 
reveal investigative interest on the part of DHS as well as the 
recipient agency. Disclosure of the accounting would therefore present 
a serious impediment to law enforcement efforts and/or efforts to 
preserve national security. Disclosure of the accounting would also 
permit the individual who is the subject of a record to impede the 
investigation, to tamper with witnesses or evidence, and to avoid 
detection or apprehension, which would undermine the entire 
investigative process.
    (b) From subsection (d) (Access to Records) because access to the 
records contained in this system of records could inform the subject of 
an investigation of an actual or potential criminal, civil, or 
regulatory violation to the existence of that investigation and reveal 
investigative interest on the part of DHS or another agency. Access to 
the records could permit the individual

[[Page 15982]]

who is the subject of a record to impede the investigation, to tamper 
with witnesses or evidence, and to avoid detection or apprehension. 
Amendment of the records could interfere with ongoing investigations 
and law enforcement activities and would impose an unreasonable 
administrative burden by requiring investigations to be continually 
reinvestigated. In addition, permitting access and amendment to such 
information could disclose security-sensitive information that could be 
detrimental to homeland security.
    (c) From subsection (e)(1) (Relevancy and Necessity of Information) 
because in the course of investigations into potential violations of 
federal law, the accuracy of information obtained or introduced 
occasionally may be unclear, or the information may not be strictly 
relevant or necessary to a specific investigation. In the interests of 
effective law enforcement, it is appropriate to retain all information 
that may aid in establishing patterns of unlawful activity.
    (d) From subsection (e)(2) (Collection of Information from 
Individuals) because requiring that information be collected from the 
subject of an investigation would alert the subject to the nature or 
existence of the investigation, thereby interfering with that 
investigation and related law enforcement activities.
    (e) From subsection (e)(3) (Notice to Subjects) because providing 
such detailed information could impede law enforcement by compromising 
the existence of a confidential investigation or reveal the identity of 
witnesses or confidential informants.
    (f) From subsection (e)(5) (Collection of Information) because with 
the collection of information for law enforcement purposes, it is 
impossible to determine in advance what information is accurate, 
relevant, timely, and complete. Compliance with subsection (e)(5) would 
preclude DHS agents from using their investigative training and 
exercise of good judgment to both conduct and report on investigations.
    (g) From subsection (e)(8) (Notice on Individuals) because 
compliance would interfere with DHS's ability to obtain, serve, and 
issue subpoenas, warrants, and other law enforcement mechanisms that 
may be filed under seal and could result in disclosure of investigative 
techniques, procedures, and evidence.
    (h) From subsection (g) (Civil Remedies) to the extent that the 
system is exempt from other specific subsections of the Privacy Act.

    Dated: March 24, 2017.
Jonathan R. Cantor,
Acting Chief Privacy Officer, Department of Homeland Security.
[FR Doc. 2017-06327 Filed 3-30-17; 8:45 am]
BILLING CODE 9110-04-P



                                                                                                                                                                                               15981

                                             Rules and Regulations                                                                                         Federal Register
                                                                                                                                                           Vol. 82, No. 61

                                                                                                                                                           Friday, March 31, 2017



                                             This section of the FEDERAL REGISTER                    Guard (USCG) published a Notice of                    contains information that is collected
                                             contains regulatory documents having general            Proposed Rulemaking (NPRM) in the                     by, on behalf of, in support of, or in
                                             applicability and legal effect, most of which           Federal Register, 81 FR 88635,                        cooperation with DHS and its
                                             are keyed to and codified in the Code of                December 8, 2016, proposing to exempt                 components and may contain personally
                                             Federal Regulations, which is published under           portions of the system of records from                identifiable information collected by
                                             50 titles pursuant to 44 U.S.C. 1510.
                                                                                                     one or more provisions of the Privacy                 other federal, state, local, tribal, foreign,
                                             The Code of Federal Regulations is sold by              Act because of criminal, civil, and                   or international government agencies.
                                             the Superintendent of Documents.                        administrative enforcement                            The Secretary of Homeland Security,
                                                                                                     requirements. The system of records is                pursuant to 5 U.S.C. 552a(j)(2), has
                                                                                                     the DHS/USCG–031 USCG Law                             exempted this system from the
                                             DEPARTMENT OF HOMELAND                                  Enforcement (ULE) System of Records.                  following provisions of the Privacy Act:
                                             SECURITY                                                The DHS/USCG–031 USCG Law                             5 U.S.C. 552a (c)(3–4); (d); (e)(1–3),
                                                                                                     Enforcement (ULE) System of Records                   (e)(5), (e)(8); and (g). Additionally, the
                                             Office of the Secretary                                 notice was published concurrently in                  Secretary of Homeland Security,
                                                                                                     the Federal Register, 81 FR 88697,                    pursuant to 5 U.S.C. 552a(k)(2) has
                                             6 CFR Part 5                                            December 8, 2016, and comments were                   exempted this system from the
                                             [Docket No. DHS–2016–0075]                              invited on both the NPRM and System                   following provisions of the Privacy Act:
                                                                                                     of Records Notice (SORN).                             5 U.S.C. 552a (c)(3); (d); (e)(1), (e)(4)(G),
                                             Privacy Act of 1974: Implementation of                                                                        (e)(4)(H), (e)(4)(I); and (f). When a record
                                             Exemptions; Department of Homeland                      Public Comments
                                                                                                                                                           received from another system has been
                                             Security/United States Coast Guard–                       DHS received no comments on the                     exempted in that source system under 5
                                             031 USCG Law Enforcement (ULE)                          NPRM and no comments on the SORN.                     U.S.C. 552a(j)(2), DHS will claim the
                                             System of Records                                                                                             same exemptions for those records that
                                                                                                     List of Subjects in 6 CFR Part 5
                                             AGENCY:  Privacy Office, DHS.                                                                                 are claimed for the original primary
                                                                                                       Freedom of information, Privacy.                    systems of records from which they
                                             ACTION: Final rule.                                       For the reasons stated in the                       originated and claims any additional
                                                                                                     preamble, DHS amends chapter I of                     exemptions set forth here.
                                             SUMMARY:    The Department of Homeland
                                                                                                     Title 6, Code of Federal Regulations, as                 Exemptions from these particular
                                             Security is issuing a final rule to amend
                                                                                                     follows:                                              subsections are justified, on a case-by-
                                             its regulations to exempt portions of a
                                             newly established system of records                                                                           case basis to be determined at the time
                                                                                                     PART 5—DISCLOSURE OF RECORDS                          a request is made, for the following
                                             titled, ‘‘Department of Homeland                        AND INFORMATION
                                             Security/United States Coast Guard–031                                                                        reasons:
                                             USCG Law Enforcement (ULE) System                       ■ 1. Revise the authority citation for part              (a) From subsection (c)(3) and (4)
                                             of Records’’ from certain provisions of                 5 to read as follows:                                 (Accounting for Disclosures) because
                                             the Privacy Act. Specifically, the                                                                            release of the accounting of disclosures
                                                                                                       Authority: 6 U.S.C. 101 et seq.; Pub. L.            could alert the subject of an
                                             Department exempts portions of the                      107–296, 116 Stat. 2135; 5 U.S.C. 301.
                                             ‘‘Department of Homeland Security/                                                                            investigation of an actual or potential
                                             United States Coast Guard–031 USCG                        Subpart A also issued under 5 U.S.C.                criminal, civil, or regulatory violation to
                                             Law Enforcement (ULE) System of                         552. Subpart B also issued under 5                    the existence of that investigation and
                                             Records’’ from one or more provisions                   U.S.C. 552a.                                          reveal investigative interest on the part
                                             of the Privacy Act because of criminal,                 ■ 2. Add at the end of appendix C to                  of DHS as well as the recipient agency.
                                             civil, and administrative enforcement                   part 5, paragraph 77 to read as follows:              Disclosure of the accounting would
                                             requirements.                                                                                                 therefore present a serious impediment
                                                                                                     Appendix C to Part 5—DHS Systems of                   to law enforcement efforts and/or efforts
                                             DATES: This final rule is effective March               Records Exempt From the Privacy Act                   to preserve national security. Disclosure
                                             31, 2017.                                               *     *     *     *    *                              of the accounting would also permit the
                                             FOR FURTHER INFORMATION CONTACT: For                      77. The DHS/USCG–031 USCG Law                       individual who is the subject of a record
                                             general questions please contact:                       Enforcement (ULE) System of Records                   to impede the investigation, to tamper
                                             Marilyn Scott-Perez (202–475–3515),                     consists of electronic and paper records              with witnesses or evidence, and to
                                             Privacy Officer, Commandant (CG–61),                    and will be used by DHS and its                       avoid detection or apprehension, which
                                             United States Coast Guard, Mail Stop                    components. The DHS/USCG–031                          would undermine the entire
                                             7710, Washington, DC 20593. For                         USCG Law Enforcement (ULE) System                     investigative process.
                                             privacy issues please contact: Jonathan                 of Records is a repository of information                (b) From subsection (d) (Access to
                                             R. Cantor, (202–343–1717), Acting Chief                 held by DHS in connection with its                    Records) because access to the records
                                             Privacy Officer, Privacy Office,                        several and varied missions and                       contained in this system of records
                                             Department of Homeland Security,                        functions, including, but not limited to              could inform the subject of an
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                                             Washington, DC 20528.                                   the enforcement of civil and criminal                 investigation of an actual or potential
                                             SUPPLEMENTARY INFORMATION:                              laws; investigations, inquiries, and                  criminal, civil, or regulatory violation to
                                                                                                     proceedings there under; and national                 the existence of that investigation and
                                             Background                                              security and intelligence activities. The             reveal investigative interest on the part
                                               The Department of Homeland                            DHS/USCG–031 USCG Law                                 of DHS or another agency. Access to the
                                             Security (DHS) United States Coast                      Enforcement (ULE) System of Records                   records could permit the individual


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                                             15982               Federal Register / Vol. 82, No. 61 / Friday, March 31, 2017 / Rules and Regulations

                                             who is the subject of a record to impede                  Dated: March 24, 2017.                              64106. For information on the
                                             the investigation, to tamper with                       Jonathan R. Cantor,                                   availability of this material at the FAA,
                                             witnesses or evidence, and to avoid                     Acting Chief Privacy Officer, Department of           call 816–329–4148. It is also available
                                             detection or apprehension. Amendment                    Homeland Security.                                    on the internet at http://
                                             of the records could interfere with                     [FR Doc. 2017–06327 Filed 3–30–17; 8:45 am]           www.regulations.gov by searching for
                                             ongoing investigations and law                          BILLING CODE 9110–04–P                                and locating Docket No. FAA–2016–
                                             enforcement activities and would                                                                              9531.
                                             impose an unreasonable administrative
                                                                                                                                                           Examining the AD Docket
                                             burden by requiring investigations to be                DEPARTMENT OF TRANSPORTATION
                                             continually reinvestigated. In addition,                                                                        You may examine the AD docket on
                                             permitting access and amendment to                      Federal Aviation Administration                       the Internet at http://
                                             such information could disclose                                                                               www.regulations.gov by searching for
                                             security-sensitive information that                     14 CFR Part 39                                        and locating Docket No. FAA–2016–
                                             could be detrimental to homeland                                                                              9531; or in person at the Docket
                                                                                                     [Docket No. FAA–2016–9531; Directorate                Management Facility between 9 a.m.
                                             security.                                               Identifier 2015–CE–011–AD; Amendment
                                                (c) From subsection (e)(1) (Relevancy                39–18839; AD 2017–07–01]
                                                                                                                                                           and 5 p.m., Monday through Friday,
                                             and Necessity of Information) because                                                                         except Federal holidays. The AD docket
                                             in the course of investigations into                    RIN 2120–AA64                                         contains this AD, the regulatory
                                             potential violations of federal law, the                                                                      evaluation, any comments received, and
                                                                                                     Airworthiness Directives; M7                          other information. The address for the
                                             accuracy of information obtained or
                                                                                                     Aerospace LLC Models Airplanes                        Docket Office (phone: 800–647–5527) is
                                             introduced occasionally may be unclear,
                                             or the information may not be strictly                  AGENCY:  Federal Aviation                             Document Management Facility, U.S.
                                             relevant or necessary to a specific                     Administration (FAA), DOT.                            Department of Transportation, Docket
                                             investigation. In the interests of effective            ACTION: Final rule.
                                                                                                                                                           Operations, M–30, West Building
                                             law enforcement, it is appropriate to                                                                         Ground Floor, Room W12–140, 1200
                                             retain all information that may aid in                  SUMMARY:   We are adopting a new                      New Jersey Avenue SE., Washington,
                                             establishing patterns of unlawful                       airworthiness directive (AD) for certain              DC 20590.
                                             activity.                                               M7 Aerospace LLC Models SA226–T,                      FOR FURTHER INFORMATION CONTACT ONE
                                                (d) From subsection (e)(2) (Collection               SA226–AT, SA226–T(B), SA226–TC,                       OF THE FOLLOWING:
                                             of Information from Individuals)                        SA227–AC (C–26A), SA227–AT,                             • Justin Carter, ASW–142, Aerospace
                                             because requiring that information be                   SA227–BC (C–26A), SA227–CC, SA227–                    Engineer, Fort Worth Airplane
                                             collected from the subject of an                        DC (C–26B), and SA227–TT airplanes.                   Certification Office (ACO), FAA, 10101
                                             investigation would alert the subject to                This AD was prompted by detachment                    Hillwood Parkway, Fort Worth, Texas
                                             the nature or existence of the                          of the power lever linkage to the TPE331              76177–1524; telephone: (817) 222–5146;
                                             investigation, thereby interfering with                 engine propeller pitch control. This AD               fax: (817) 222–5960; email:
                                             that investigation and related law                      requires repetitively inspecting the                  justin.carter@faa.gov; or
                                             enforcement activities.                                 propeller pitch control for proper                      • Kristin Bradley, ASW–143,
                                                (e) From subsection (e)(3) (Notice to                torque, with corrections as necessary                 Aerospace Engineer, Fort Worth ACO,
                                             Subjects) because providing such                        until required replacement or rework of               FAA, 10101 Hillwood Parkway, Fort
                                             detailed information could impede law                   the PPC assembly to have a threaded                   Worth, Texas 76177–1524; telephone:
                                             enforcement by compromising the                         hole in the splined end of the                        (817) 222–5485; fax: (817) 222–5960;
                                             existence of a confidential investigation               shouldered shaft and installation of a                email: kristin.bradley@faa.gov.
                                             or reveal the identity of witnesses or                  secondary retention device is done. We                SUPPLEMENTARY INFORMATION:
                                             confidential informants.                                are issuing this AD to correct the unsafe
                                                (f) From subsection (e)(5) (Collection               condition on these products.                          Discussion
                                             of Information) because with the                        DATES: This AD is effective May 5, 2017.                 We issued a notice of proposed
                                             collection of information for law                          The Director of the Federal Register               rulemaking (NPRM) to amend 14 CFR
                                             enforcement purposes, it is impossible                  approved the incorporation by reference               part 39 by adding an AD that would
                                             to determine in advance what                            of certain publications listed in this AD             apply to certain M7 Aerospace LLC
                                             information is accurate, relevant, timely,              as of May 5, 2017.                                    Models SA226–T, SA226–AT, SA226–
                                             and complete. Compliance with                           ADDRESSES: For service information                    T(B), SA226–TC, SA227–AC (C–26A),
                                             subsection (e)(5) would preclude DHS                    identified in this final rule, contact M7             SA227–AT, SA227–BC (C–26A),
                                             agents from using their investigative                   Aerospace LLC, 10823 NE Entrance                      SA227–CC, SA227–DC (C–26B), and
                                             training and exercise of good judgment                  Road, San Antonio, Texas 78216; phone:                SA227–TT airplanes. The NPRM
                                             to both conduct and report on                           (210) 824–9421; fax: (210) 804–7766;                  published in the Federal Register on
                                             investigations.                                         Internet: http://www.elbitsystems-                    December 28, 2016 (81 FR 95528). The
                                                (g) From subsection (e)(8) (Notice on                us.com; email: MetroTech@                             NPRM was prompted by reports of the
                                             Individuals) because compliance would                   M7Aerospace.com; or Honeywell                         airplane power lever linkage detaching
                                             interfere with DHS’s ability to obtain,                 International Inc. 111 S. 34th Street,                from the TPE331 engine propeller pitch
                                             serve, and issue subpoenas, warrants,                   Phoenix, Arizona 85034–2802; phone:                   control (PPC) shaft. In flight operations,
                                             and other law enforcement mechanisms                    (855) 808–6500; email:                                detachment may result in fuel flow to
                                             that may be filed under seal and could                  AeroTechSupport@honeywell.com;                        the engine remaining constant
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                                             result in disclosure of investigative                   Internet: https://                                    regardless of the power lever movement
                                             techniques, procedures, and evidence.                   aerospace.honeywell.com/en/services/                  by the pilot. The orientation of the
                                                (h) From subsection (g) (Civil                       maintenance-and-monitoring. You may                   engine on certain M7 Aerospace
                                             Remedies) to the extent that the system                 view this referenced service information              airplanes increases the vulnerability of
                                             is exempt from other specific                           at the FAA, Small Airplane Directorate,               detachment. The PPC lever is an
                                             subsections of the Privacy Act.                         901 Locust, Kansas City, Missouri                     airplane part and its detachment from


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Document Created: 2017-03-31 01:37:59
Document Modified: 2017-03-31 01:37:59
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesThis final rule is effective March 31, 2017.
ContactFor general questions please contact: Marilyn Scott-Perez (202-475-3515), Privacy Officer, Commandant (CG- 61), United States Coast Guard, Mail Stop 7710, Washington, DC 20593. For privacy issues please contact: Jonathan R. Cantor, (202-343-1717), Acting Chief Privacy Officer, Privacy Office, Department of Homeland Security, Washington, DC 20528.
FR Citation82 FR 15981 
CFR AssociatedFreedom of Information and Privacy

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