82_FR_17562 82 FR 17494 - Proposed Collection; Comment Request

82 FR 17494 - Proposed Collection; Comment Request

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 68 (April 11, 2017)

Page Range17494-17494
FR Document2017-07250

Federal Register, Volume 82 Issue 68 (Tuesday, April 11, 2017) 
[Federal Register Volume 82, Number 68 (Tuesday, April 11, 2017)]
[Notices]
[Page 17494]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-07250]


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SECURITIES AND EXCHANGE COMMISSION


Proposed Collection; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE., Washington, DC 
20549-27363

Extension:
    Rule 17a-2, SEC File No. 270-189, OMB Control No. 3235-0201

    Notice is hereby given that pursuant to the Paperwork Reduction Act 
of 1995 (``PRA'') (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') is soliciting comments on the existing 
collection of information provided for in Rule 17a-2 (17 CFR 240.17a-
2), under the Securities Exchange Act of 1934 (15 U.S.C. 78a et seq.). 
The Commission plans to submit this existing collection of information 
to the Office of Management and Budget (``OMB'') for extension and 
approval.
    Rule 17a-2--Recordkeeping Requirements Relating to Stabilizing 
Activities--requires underwriters to maintain information regarding 
stabilizing activities conducted in accordance with Rule 104 of 
Regulation M. The collections of information under Regulation M and 
Rule 17a-2 are necessary for covered persons to obtain certain benefits 
or to comply with certain requirements. The collections of information 
are necessary to provide the Commission with information regarding 
syndicate covering transactions and penalty bids. The Commission may 
review this information during periodic examinations or with respect to 
investigations. Except for the information required to be kept under 
Rule 104(i) (17 CFR 242.104(i)) and Rule 17a-2(c), none of the 
information required to be collected or disclosed for PRA purposes will 
be kept confidential. The recordkeeping requirement of Rule 17a-2 
requires the information be maintained in a separate file, or in a 
separately retrievable format, for a period of three years, the first 
two years in an easily accessible place, consistent with the 
requirements of Exchange Act Rule 17a-4(f) (17 CFR 240.17a-4(f)).
    There are approximately 716 respondents per year that require an 
aggregate total of 3,580 hours to comply with this rule. Each 
respondent makes an estimated 1 annual response. Each response takes 
approximately 5 hours to complete. Thus, the total compliance burden 
per year is 3,580 burden hours. The total estimated internal compliance 
cost for the respondents is approximately $232,700, resulting in an 
internal cost of compliance for each respondent per response of 
approximately $325.00 (i.e., $232,700.00/716 responses).
    Written comments are invited on: (a) Whether the proposed 
collection of information is necessary for the proper performance of 
the functions of the Commission, including whether the information 
shall have practical utility; (b) the accuracy of the Commission's 
estimates of the burden of the proposed collection of information; (c) 
ways to enhance the quality, utility, and clarity of the information to 
be collected; and (d) ways to minimize the burden of the collection of 
information on respondents, including through the use of automated 
collection techniques or other forms of information technology. 
Consideration will be given to comments and suggestions submitted in 
writing within 60 days of this publication.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid OMB control number.
    Please direct your written comments to: Pamela Dyson, Director/
Chief Information Officer, Securities and Exchange Commission, c/o Remi 
Pavlik-Simon, 100 F Street NE., Washington, DC 20549 or send an email 
to: [email protected].

    Dated: April 6, 2017.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-07250 Filed 4-10-17; 8:45 am]
 BILLING CODE 8011-01-P

17494 Federal Register / Vol. 82, No. 68 / Tuesday, April 11, 2017 / Notices Paper Comments 100 F Street NE., Washington, DC Commission, including whether the 20549–27363 information shall have practical utility; • Send paper comments in triplicate (b) the accuracy of the Commission’s to Secretary, Securities and Exchange Extension: Rule 17a–2, SEC File No. 270–189, OMB estimates of the burden of the proposed Commission, 100 F Street NE., collection of information; (c) ways to Control No. 3235–0201 Washington, DC 20549–1090. enhance the quality, utility, and clarity Notice is hereby given that pursuant All submissions should refer to File to the Paperwork Reduction Act of 1995 of the information to be collected; and Number SR–LCH SA–2017–002. This (‘‘PRA’’) (44 U.S.C. 3501 et seq.), the (d) ways to minimize the burden of the file number should be included on the Securities and Exchange Commission collection of information on subject line if email is used. To help the (‘‘Commission’’) is soliciting comments respondents, including through the use Commission process and review your on the existing collection of information of automated collection techniques or comments more efficiently, please use provided for in Rule 17a–2 (17 CFR other forms of information technology. only one method. The Commission will 240.17a–2), under the Securities Consideration will be given to post all comments on the Commission’s Exchange Act of 1934 (15 U.S.C. 78a et comments and suggestions submitted in Internet Web site (http://www.sec.gov/ seq.). The Commission plans to submit writing within 60 days of this rules/sro.shtml). Copies of the this existing collection of information to publication. submission, all subsequent the Office of Management and Budget An agency may not conduct or amendments, all written statements (‘‘OMB’’) for extension and approval. sponsor, and a person is not required to with respect to the proposed rule Rule 17a–2—Recordkeeping respond to, a collection of information change that are filed with the Requirements Relating to Stabilizing unless it displays a currently valid OMB Commission, and all written Activities—requires underwriters to control number. communications relating to the maintain information regarding Please direct your written comments proposed rule change between the stabilizing activities conducted in to: Pamela Dyson, Director/Chief Commission and any person, other than accordance with Rule 104 of Regulation Information Officer, Securities and those that may be withheld from the M. The collections of information under Exchange Commission, c/o Remi Pavlik- public in accordance with the Regulation M and Rule 17a–2 are Simon, 100 F Street NE., Washington, provisions of 5 U.S.C. 552, will be necessary for covered persons to obtain DC 20549 or send an email to: available for Web site viewing and certain benefits or to comply with PRA_Mailbox@sec.gov. printing in the Commission’s Public certain requirements. The collections of Reference Room, 100 F Street NE., Dated: April 6, 2017. information are necessary to provide the Washington, DC 20549, on official Eduardo A. Aleman, Commission with information regarding business days between the hours of syndicate covering transactions and Assistant Secretary. 10:00 a.m. and 3:00 p.m. Copies of such penalty bids. The Commission may [FR Doc. 2017–07250 Filed 4–10–17; 8:45 am] filings will also be available for review this information during periodic BILLING CODE 8011–01–P inspection and copying at the principal examinations or with respect to office of LCH SA and on LCH SA’s Web investigations. Except for the site at http://www.lch.com/asset- information required to be kept under classes/cdsclear. All comments received Rule 104(i) (17 CFR 242.104(i)) and Rule SOCIAL SECURITY ADMINISTRATION will be posted without change; the 17a–2(c), none of the information Commission does not edit personal required to be collected or disclosed for [Docket No: SSA–2017–0017] identifying information from PRA purposes will be kept confidential. submissions. You should submit only The recordkeeping requirement of Rule Agency Information Collection information that you wish to make 17a–2 requires the information be Activities: Proposed Request available publicly. maintained in a separate file, or in a All submissions should refer to File separately retrievable format, for a The Social Security Administration Number SR–LCH SA–2017–002 and period of three years, the first two years (SSA) publishes a list of information should be submitted on or before May in an easily accessible place, consistent collection packages requiring clearance 2, 2017. with the requirements of Exchange Act by the Office of Management and Rule 17a–4(f) (17 CFR 240.17a–4(f)). Budget (OMB) in compliance with For the Commission, by the Division of Trading and Markets, pursuant to delegated There are approximately 716 Public Law 104–13, the Paperwork authority.14 respondents per year that require an Reduction Act of 1995, effective October Eduardo A. Aleman, aggregate total of 3,580 hours to comply 1, 1995. This notice includes revisions with this rule. Each respondent makes of OMB-approved information Assistant Secretary. an estimated 1 annual response. Each collections. [FR Doc. 2017–07178 Filed 4–10–17; 8:45 am] response takes approximately 5 hours to SSA is soliciting comments on the BILLING CODE 8011–01–P complete. Thus, the total compliance accuracy of the agency’s burden burden per year is 3,580 burden hours. estimate; the need for the information; SECURITIES AND EXCHANGE The total estimated internal compliance its practical utility; ways to enhance its COMMISSION cost for the respondents is quality, utility, and clarity; and ways to approximately $232,700, resulting in an minimize burden on respondents, internal cost of compliance for each including the use of automated srobinson on DSK5SPTVN1PROD with NOTICES Proposed Collection; Comment Request respondent per response of collection techniques or other forms of approximately $325.00 (i.e., information technology. Mail, email, or Upon Written Request, Copies Available $232,700.00/716 responses). fax your comments and From: Securities and Exchange Written comments are invited on: (a) recommendations on the information Commission, Office of FOIA Services, Whether the proposed collection of collection(s) to the OMB Desk Officer information is necessary for the proper and SSA Reports Clearance Officer at 14 17 CFR 200.30–3(a)(12). performance of the functions of the the following addresses or fax numbers. VerDate Sep<11>2014 20:18 Apr 10, 2017 Jkt 241001 PO 00000 Frm 00088 Fmt 4703 Sfmt 4703 E:\FR\FM\11APN1.SGM 11APN1


Document Created: 2017-04-11 00:48:46
Document Modified: 2017-04-11 00:48:46
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
FR Citation82 FR 17494 
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