82 FR 18199 - Proposed Collection; Comment Request

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 72 (April 17, 2017)

Page Range		18199-18199
FR Document		2017-07656

Federal Register, Volume 82 Issue 72 (Monday, April 17, 2017)

[Federal Register Volume 82, Number 72 (Monday, April 17, 2017)]
[Notices]
[Page 18199]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-07656]


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SECURITIES AND EXCHANGE COMMISSION


Proposed Collection; Comment Request

Upon Written Request Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE., Washington, DC 
20549-2736

Extension:
    Rule 163, OMB Control No. 3235-0619, SEC File No. 270-556

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') is soliciting comments on the collection of 
information summarized below. The Commission plans to submit this 
existing collection of information to the Office of Management and 
Budget for extension and approval.
    Rule 163 (17 CFR 230.163) provides an exemption from Section 5(c) 
under the Securities Act of 1933 (15 U.S.C. 77a et seq.) for certain 
communications by or on behalf of a well-known seasoned issuer. The 
information filed under Rule 163 is publicly available. We estimate 
that it takes approximately 0.24 burden hours per response to provide 
the information required under Rule 163 and that the information is 
filed by approximately 53 respondents for a total annual reporting 
burden of 13 hours. We estimate that 25% of 0.24 hours per response 
(0.06 hours) is prepared by the respondent for a total annual burden of 
3 hours (0.06 hours per response x 53 responses).
    Written comments are invited on: (a) Whether this proposed 
collection of information is necessary for the performance of the 
functions of the agency, including whether the information will have 
practical utility; (b) the accuracy of the agency's estimate of the 
burden imposed by the collection of information; (c) ways to enhance 
the quality, utility, and clarity of the information collected; and (d) 
ways to minimize the burden of the collection of information on 
respondents, including through the use of automated collection 
techniques or other forms of information technology. Consideration will 
be given to comments and suggestions submitted in writing within 60 
days of this publication.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid control number.
    Please direct your written comment to Pamela Dyson, Director/Chief 
Information Officer, Securities and Exchange Commission, c/o Remi 
Pavlik-Simon, 100 F Street NE., Washington, DC 20549 or send an email 
to: [email protected].

    Dated: April 11, 2017.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-07656 Filed 4-14-17; 8:45 am]
 BILLING CODE 8011-01-P

Federal Register / Vol. 82, No. 72 / Monday, April 17, 2017 / Notices 18199

subject line if email is used. To help the plans to submit this existing collection SECURITIES AND EXCHANGE
Commission process and review your of information to the Office of COMMISSION
comments more efficiently, please use Management and Budget for extension
[Release No. 34–80430; File No. SR–C2–
only one method. The Commission will and approval. 2017–013]
post all comments on the Commission’s Rule 163 (17 CFR 230.163) provides
Internet Web site (http://www.sec.gov/ Self-Regulatory Organizations; C2
an exemption from Section 5(c) under
rules/sro.shtml). Copies of the Options Exchange, Incorporated;
the Securities Act of 1933 (15 U.S.C. 77a
submission, all subsequent Notice of Filing and Immediate
amendments, all written statements et seq.) for certain communications by
or on behalf of a well-known seasoned Effectiveness of a Proposed Rule
with respect to the proposed rule Change Relating to Complex Order
change that are filed with the issuer. The information filed under Rule
Price Protections
Commission, and all written 163 is publicly available. We estimate
communications relating to the that it takes approximately 0.24 burden April 11, 2017.
proposed rule change between the hours per response to provide the Pursuant to Section 19(b)(1) of the
Commission and any person, other than information required under Rule 163 Securities Exchange Act of 1934 (the
those that may be withheld from the and that the information is filed by ‘‘Act’’),1 and Rule 19b–4 thereunder,2
public in accordance with the approximately 53 respondents for a total notice is hereby given that on April 5,
provisions of 5 U.S.C. 552, will be annual reporting burden of 13 hours. 2017, C2 Options Exchange,
available for Web site viewing and We estimate that 25% of 0.24 hours per Incorporated (the ‘‘Exchange’’ or ‘‘C2’’)
printing in the Commission’s Public response (0.06 hours) is prepared by the filed with the Securities and Exchange
Reference Room, 100 F Street NE., respondent for a total annual burden of Commission (the ‘‘Commission’’) the
Washington, DC 20549, on official 3 hours (0.06 hours per response × 53 proposed rule change as described in
business days between the hours of Items I and II below, which Items have
responses).
10:00 a.m. and 3:00 p.m. Copies of the been prepared by the Exchange. The
Written comments are invited on: (a) Exchange filed the proposal pursuant to
filing also will be available for
Whether this proposed collection of Section 19(b)(3)(A)(iii) of the Act 3 and
inspection and copying at the principal
information is necessary for the Rule 19b–4(f)(6) thereunder.4 The
office of the Exchange. All comments
received will be posted without change; performance of the functions of the Commission is publishing this notice to
the Commission does not edit personal agency, including whether the solicit comments on the proposed rule
identifying information from information will have practical utility; change from interested persons.
submissions. You should submit only (b) the accuracy of the agency’s estimate I. Self-Regulatory Organization’s
information that you wish to make of the burden imposed by the collection Statement of the Terms of Substance of
available publicly. All submissions of information; (c) ways to enhance the the Proposed Rule Change
should refer to File Number SR– quality, utility, and clarity of the
The Exchange proposes to amend a
NASDAQ–2017–031 and should be information collected; and (d) ways to
current price protection related to
submitted on or before May 8, 2017. minimize the burden of the collection of
complex orders. The text of the
For the Commission, by the Division of information on respondents, including proposed rule change is provided
Trading and Markets, pursuant to delegated through the use of automated collection below.
authority.15 techniques or other forms of information
Eduardo A. Aleman, technology. Consideration will be given (additions are italicized; deletions are
to comments and suggestions submitted [bracketed])
Assistant Secretary.
[FR Doc. 2017–07633 Filed 4–14–17; 8:45 am] in writing within 60 days of this * * * * *
publication.
BILLING CODE 8011–01–P C2 Options Exchange, Incorporated
An agency may not conduct or
Rules
sponsor, and a person is not required to
SECURITIES AND EXCHANGE respond to, a collection of information * * * * *
COMMISSION unless it displays a currently valid Rule 6.13. Complex Order Execution
control number.
Proposed Collection; Comment (a)–(c) No change.
Request Please direct your written comment to
Pamela Dyson, Director/Chief . . . Interpretations and Policies:
Upon Written Request Copies Available Information Officer, Securities and .01–.03 No change.
From: Securities and Exchange Exchange Commission, c/o Remi Pavlik- .04 Price Check Parameters: On a
Commission, Office of FOIA Services, Simon, 100 F Street NE., Washington, class-by-class basis, the Exchange may
100 F Street NE., Washington, DC DC 20549 or send an email to: PRA_ determine (and announce via Regulatory
20549–2736 Circular) which of the following price
Mailbox@sec.gov.
Extension: check parameters will apply to eligible
Rule 163, OMB Control No. 3235–0619, Dated: April 11, 2017. complex orders. Paragraphs (b) and (g)
SEC File No. 270–556 Eduardo A. Aleman, will not be applicable to stock-option
Notice is hereby given that, pursuant Assistant Secretary. orders.
[FR Doc. 2017–07656 Filed 4–14–17; 8:45 am] For purposes of this Interpretation
to the Paperwork Reduction Act of 1995
mstockstill on DSK30JT082PROD with NOTICES

and Policy .04:
(44 U.S.C. 3501 et seq.), the Securities BILLING CODE 8011–01–P
Vertical Spread. A ‘‘vertical’’ spread
and Exchange Commission is a two-legged complex order with one
(‘‘Commission’’) is soliciting comments
on the collection of information 1 15 U.S.C. 78s(b)(1).
summarized below. The Commission 2 17 CFR 240.19b–4.
3 15 U.S.C. 78s(b)(3)(A)(iii).
15 17 CFR 200.30–3(a)(12). 4 17 CFR 240.19b–4(f)(6).

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Document Created: 2018-08-25 11:26:34
Document Modified: 2018-08-25 11:26:34

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		82 FR 18199