82 FR 18334 - C3 Capital Partners III, L.P.; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest
SMALL BUSINESS ADMINISTRATION Federal Register Volume 82, Issue 73 (April 18, 2017)
Federal Register Volume 82, Issue 73 (April 18, 2017)
| Page Range | 18334-18335 | |
| FR Document | 2017-07789 |
[Federal Register Volume 82, Number 73 (Tuesday, April 18, 2017)] [Notices] [Pages 18334-18335] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2017-07789] ======================================================================= ----------------------------------------------------------------------- SMALL BUSINESS ADMINISTRATION [License No. 07/07-0118] C3 Capital Partners III, L.P.; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest Notice is hereby given that C3 Capital Partners III, L.P., 1511 Baltimore Avenue, Suite 500, Kansas City, MO 64108, a Federal Licensee under the Small Business Investment Act of 1958, as amended (``the Act''), in connection with the financing of a small concern, has sought an exemption under section 312 of the Act and Sec. 107.730, Financings which constitute Conflicts of Interest of the Small Business Administration (``SBA'') rules and regulations (13 CFR part 107). C3 Capital Partners III, L.P., proposes providing subordinated debt financing to Warne Scope Mounts, 9500 SW Tualatin Road, Tualatin, OR 97062, (``WSM''). The financing by C3 Capital Partners III, L.P. will discharge obligations held by C3 Capital Partners II, L.P., LLC. This financing is brought within the purview of Sec. 107.730 of the regulations because C3 Capital Partners III, L.P. and C3 Capital Partners II, L.P. are Associates and C3 Capital Partners II, L.P., holds over five percent of the equity in WSM therefore this transaction requires prior SBA exemption. Notice is hereby given that any interested person may submit written comments on the transaction, within fifteen days of the date of this publication, to the Associate Administrator for Investment and Innovation, U.S. Small Business [[Page 18335]] Administration, 409 Third Street SW., Washington, DC 20416. A. Joseph Shepard, Associate Administrator for Office of Investment and Innovation. [FR Doc. 2017-07789 Filed 4-17-17; 8:45 am] BILLING CODE P
![18334 Federal Register / Vol. 82, No. 73 / Tuesday, April 18, 2017 / Notices
proposed rule change will impose any be operative upon filing with the 10:00 a.m. and 3:00 p.m. Copies of the
burden on competition. Commission.25 filing also will be available for
At any time within 60 days of the inspection and copying at the principal
C. Self-Regulatory Organization’s filing of the proposed rule change, the office of the Exchange. All comments
Statement on Comments on the Commission summarily may received will be posted without change;
Proposed Rule Change Received From temporarily suspend such rule change if the Commission does not edit personal
Members, Participants, or Others it appears to the Commission that such identifying information from
The Exchange neither solicited nor action is necessary or appropriate in the submissions. You should submit only
received comments on the proposed public interest, for the protection of information that you wish to make
rule change. investors, or otherwise in furtherance of available publicly. All submissions
the purposes of the Act. If the should refer to File Number SR–CBOE–
III. Date of Effectiveness of the Commission takes such action, the 2017–032 and should be submitted on
Proposed Rule Change and Timing for Commission shall institute proceedings or before May 9, 2017.
Commission Action to determine whether the proposed rule
For the Commission, by the Division of
Because the proposed rule change should be approved or disapproved. Trading and Markets, pursuant to delegated
does not (i) significantly affect the IV. Solicitation of Comments authority.26
protection of investors or the public Eduardo A. Aleman,
interest; (ii) impose any significant Interested persons are invited to
submit written data, views and Assistant Secretary.
burden on competition; and (iii) become
arguments concerning the foregoing, [FR Doc. 2017–07755 Filed 4–17–17; 8:45 am]
operative for 30 days from the date on
which it was filed, or such shorter time including whether the proposed rule BILLING CODE 8011–01–P
as the Commission may designate if change is consistent with the Act.
consistent with the protection of Comments may be submitted by any of
investors and the public interest, the the following methods: SMALL BUSINESS ADMINISTRATION
proposed rule change has become Electronic Comments [License No. 07/07–0118]
effective pursuant to Section 19(b)(3)(A) • Use the Commission’s Internet
of the Act 21 and Rule 19b–4(f)(6) C3 Capital Partners III, L.P.; Notice
comment form (http://www.sec.gov/
thereunder.22 Seeking Exemption Under Section 312
rules/sro.shtml); or
A proposed rule change filed under • Send an email to rule-comments@ of the Small Business Investment Act,
Rule 19b–4(f)(6) 23 normally does not sec.gov. Please include File Number SR– Conflicts of Interest
become operative for 30 days after the CBOE–2017–032 on the subject line. Notice is hereby given that C3 Capital
date of filing. However, pursuant to Partners III, L.P., 1511 Baltimore
Rule 19b–4(f)(6)(iii),24 the Commission Paper Comments
Avenue, Suite 500, Kansas City, MO
may designate a shorter time if such • Send paper comments in triplicate 64108, a Federal Licensee under the
action is consistent with the protection to Secretary, Securities and Exchange Small Business Investment Act of 1958,
of investors and the public interest. The Commission, 100 F Street NE., as amended (‘‘the Act’’), in connection
Exchange has requested that the Washington, DC 20549–1090. with the financing of a small concern,
Commission waive the 30-day operative All submissions should refer to File has sought an exemption under section
delay so that the proposal may become Number SR–CBOE–2017–032. This file 312 of the Act and § 107.730, Financings
operative immediately upon filing. The number should be included on the which constitute Conflicts of Interest of
Exchange states that such waiver will subject line if email is used. To help the the Small Business Administration
allow the Exchange to extend the pilot Commission process and review your (‘‘SBA’’) rules and regulations (13 CFR
program prior to its expiration on May comments more efficiently, please use part 107). C3 Capital Partners III, L.P.,
3, 2017, and maintain the status quo, only one method. The Commission will proposes providing subordinated debt
thereby reducing market disruption. post all comments on the Commission’s financing to Warne Scope Mounts, 9500
The Commission believes that Internet Web site (http://www.sec.gov/ SW Tualatin Road, Tualatin, OR 97062,
waiving the 30-day operative delay is rules/sro.shtml). Copies of the (‘‘WSM’’). The financing by C3 Capital
consistent with the protection of submission, all subsequent Partners III, L.P. will discharge
investors and the public interest. Waiver amendments, all written statements obligations held by C3 Capital Partners
of the operative delay will allow the with respect to the proposed rule II, L.P., LLC.
Exchange to extend the pilot program change that are filed with the This financing is brought within the
prior to its expiration on May 3, 2017, Commission, and all written purview of § 107.730 of the regulations
which will ensure that the program communications relating to the because C3 Capital Partners III, L.P. and
continues to operate uninterrupted. proposed rule change between the C3 Capital Partners II, L.P. are
Therefore, the Commission hereby Commission and any person, other than Associates and C3 Capital Partners II,
waives the 30-day operative delay and those that may be withheld from the L.P., holds over five percent of the
designates the proposed rule change to public in accordance with the equity in WSM therefore this
provisions of 5 U.S.C. 552, will be transaction requires prior SBA
21 15 U.S.C. 78s(b)(3)(A). available for Web site viewing and exemption.
22 17 CFR 240.19b–4(f)(6). In addition, Rule 19b– printing in the Commission’s Public Notice is hereby given that any
4(f)(6) requires the Exchange to give the Reference Room, 100 F Street NE.,
sradovich on DSK3GMQ082PROD with NOTICES
Commission written notice of its intent to file the interested person may submit written
proposed rule change, along with a brief description Washington, DC 20549, on official comments on the transaction, within
and text of the proposed rule change, at least five business days between the hours of fifteen days of the date of this
business days prior to the date of filing of the publication, to the Associate
proposed rule change, or such shorter time as 25 For purposes only of waiving the operative
designated by the Commission. The Exchange has Administrator for Investment and
delay for this proposal, the Commission has
satisfied this requirement. considered the proposed rule’s impact on Innovation, U.S. Small Business
23 17 CFR 240.19b–4(f)(6).
efficiency, competition, and capital formation. See
24 17 CFR 240.19b–4(f)(6)(iii). 15 U.S.C. 78c(f). 26 17 CFR 200.30–3(a)(12) and (59).
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![Federal Register / Vol. 82, No. 73 / Tuesday, April 18, 2017 / Notices 18335
Administration, 409 Third Street SW., of Succession shall serve as Acting I. The information collections below
Washington, DC 20416. Administrator. are pending at SSA. SSA will submit
(d) This designation shall remain in them to OMB within 60 days from the
A. Joseph Shepard,
full force and effect until revoked or date of this notice. To be sure we
Associate Administrator for Office of superseded in writing by the consider your comments, we must
Investment and Innovation.
Administrator, or by the Deputy receive them no later than June 19,
[FR Doc. 2017–07789 Filed 4–17–17; 8:45 am] 2017. Individuals can obtain copies of
Administrator when serving as Acting
BILLING CODE P Administrator. the collection instruments by writing to
(e) Serving as Acting Administrator the above email address.
has no effect on the officials listed in 1. Promoting Opportunity
SMALL BUSINESS ADMINISTRATION Demonstration—0960–NEW. Section
subparagraphs (a)(1) through (5), above,
with respect to their full-time position’s 823 of the Bipartisan Budget Act of 2015
Administrator’s Line of Succession
authorities, duties and responsibilities requires SSA to carry out the Promoting
Designation, No. 1–A, Revision 36
(except that such official cannot both Opportunity Demonstration (POD) to
This document replaces and recommend and approve an action). test a new benefit offset formula for
supersedes ‘‘Line of Succession Social Security Disability Insurance
Dated: April 11, 2017.
Designation No. 1–A, Revision 35’’. (SSDI) beneficiaries. Therefore, SSA is
Linda E. McMahon, undertaking POD, a demonstration to
Line of Succession Designation No.
1–A, Revision 36: Administrator. evaluate the affect the new policy will
Effective immediately, the [FR Doc. 2017–07778 Filed 4–17–17; 8:45 am] have on SSDI beneficiaries and their
Administrator’s Line of Succession BILLING CODE 8025–01–P families in several critical areas: (1)
Designation is as follows: Employment, (2) benefits, (3) earnings,
(a) In the event of my inability to and (4) income (earnings plus benefits).
perform the functions and duties of my SOCIAL SECURITY ADMINISTRATION Under current law, Social Security
position, or my absence from the office, beneficiaries lose their SSDI benefit if
the Deputy Administrator will assume [Docket No: SSA–2017–0019] they have earnings or work activity
all functions and duties of the above the threshold of Substantial
Administrator. In the event the Deputy Agency Information Collection Gainful Activity (SGA). The POD
Administrator and I are both unable to Activities: Proposed Request and evaluation will draw on previous
perform the functions and duties of the Comment Request lessons from related work incentive
position or are absent from our offices, experiences, especially SSA’s Benefit
The Social Security Administration Offset National Demonstration (BOND),
I designate the officials in listed order
(SSA) publishes a list of information 0960–0785, which tested a different
below, if they are eligible to act as
collection packages requiring clearance offset formula. POD tests a different
Administrator under the provisions of
by the Office of Management and policy than BOND in two important
the Federal Vacancies Reform Act of
Budget (OMB) in compliance with ways: (1) A lower threshold at which
1998 (5 U.S.C. 3345–3349d), to serve as
Public Law 104–13, the Paperwork point the offset is applied—increasing
Acting Administrator with full authority
Reduction Act of 1995, effective October the likelihood of reducing benefit
to perform all acts which the
1, 1995. This notice includes revisions expenditures relative to current law
Administrator is authorized to perform:
(1) Chief of Staff; of OMB-approved information expenditures; and (2) A more immediate
(2) General Counsel; collections. adjustment to the benefits—to increase
(3) Chief Operating Officer; SSA is soliciting comments on the the salience and clarity of the offset
(4) Associate Administrator, Office of accuracy of the agency’s burden policy for beneficiaries. The POD will
Disaster Assistance; and estimate; the need for the information; test a benefit offset that will reduce
(5) Regional Administrator for Region its practical utility; ways to enhance its benefits by $1 for every $2 in
9. quality, utility, and clarity; and ways to participants’ earnings above the POD
(b) Notwithstanding the provisions of minimize burden on respondents, threshold, gradually reducing benefits
SBA Standard Operating Procedure 00 including the use of automated as earnings increase. The POD threshold
01 2, ‘‘absence from the office,’’ as used collection techniques or other forms of will equal the greater of (1) an inflation-
in reference to myself in paragraph (a) information technology. Mail, email, or adjusted trial work period level ($840 in
above, means the following: fax your comments and 2017); or (2) the amount of the
(1) I am not present in the office and recommendations on the information participant’s itemized impairment-
cannot be reasonably contacted by collection(s) to the OMB Desk Officer related work expenses up to SGA. The
phone or other electronic means, and and SSA Reports Clearance Officer at new rules we will test in POD also
there is an immediate business necessity the following addresses or fax numbers. simplify work incentives and we intend
for the exercise of my authority; or (OMB), Office of Management and them to promote employment and
(2) I am not present in the office and, Budget, Attn: Desk Officer for SSA, Fax: reduce dependency on benefits.
upon being contacted by phone or other 202–395–6974, Email address: OIRA_ The design for POD will include
electronic means, I determine that I Submission@omb.eop.gov. implementation and evaluation
cannot exercise my authority effectively (SSA), Social Security activities designed to answer seven
without being physically present in the Administration, OLCA, Attn: Reports central research questions:
Clearance Director, 3100 West High • What are the impacts of the two
sradovich on DSK3GMQ082PROD with NOTICES
office.
(c) An individual serving in an acting Rise, 6401 Security Blvd., Baltimore, POD benefit designs on beneficiaries’
capacity in any of the positions listed in MD 21235, Fax: 410–966–2830, Email earnings, SSDI benefits, and total
subparagraphs (a)(1) through (5), unless address: OR.Reports.Clearance@ssa.gov. earnings and benefit income?
designated as such by the Or you may submit your comments • Is POD attractive to beneficiaries?
Administrator, is not also included in online through www.regulations.gov, Do they remain engaged over time?
this Line of Succession. Instead, the referencing Docket ID Number [SSA– • How were the POD offset policies
next non-acting incumbent in the Line 2017–0019]. implemented, and what operational,
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Document Created: 2017-04-18 00:00:18
Document Modified: 2017-04-18 00:00:18
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
| Publisher | Office of the Federal Register, National Archives and Records Administration | |
| Section | Notices | |
| FR Citation | 82 FR 18334 |
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