82_FR_18682 82 FR 18607 - Submission for OMB Review; Comment Request; American Community Survey Methods Panel Tests, 2017 Mail Design Test

82 FR 18607 - Submission for OMB Review; Comment Request; American Community Survey Methods Panel Tests, 2017 Mail Design Test

DEPARTMENT OF COMMERCE

Federal Register Volume 82, Issue 75 (April 20, 2017)

Page Range18607-18608
FR Document2017-07951

Federal Register, Volume 82 Issue 75 (Thursday, April 20, 2017)
[Federal Register Volume 82, Number 75 (Thursday, April 20, 2017)]
[Notices]
[Pages 18607-18608]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-07951]


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DEPARTMENT OF COMMERCE


Submission for OMB Review; Comment Request; American Community 
Survey Methods Panel Tests, 2017 Mail Design Test

    The Department of Commerce will submit to the Office of Management 
and Budget (OMB) for clearance the following proposal for collection of 
information under the provisions of the Paperwork Reduction Act (44 
U.S.C. chapter 35).
    Agency: U.S. Census Bureau.
    Title: American Community Survey Methods Panel Tests, 2017 Mail 
Design Test.
    OMB Control Number: 0607-0936.
    Form Number(s): ACS-1, ACS CATI, ACS CAPI, ACS Internet.
    Type of Request: Non-substantive Change Request.
    Number of Respondents: 288,000.
    Average Hours per Response: 40 minutes.
    Burden Hours: No additional burden hours are requested under this 
non-substantive change request.
    Needs and Uses: The American Community Survey (ACS) collects 
detailed socioeconomic data from about 3.5 million housing units in the 
United States and 36,000 in Puerto Rico each year. The ACS also 
collects detailed socioeconomic data from about 195,000 residents 
living in Group Quarter (GQ) facilities. An ongoing data collection 
effort with an annual sample of this magnitude requires that the ACS 
continue research, testing, and evaluations aimed at reducing 
respondent burden, improving data quality, achieving survey cost 
efficiencies, and improving ACS questionnaire content and related data 
collection materials. The ACS Methods Panel is a research program that 
is designed to address and respond to issues and survey needs.
    In the Census Bureau's continuing effort to reduce respondent 
burden and address concerns about the perceived intrusiveness of the 
ACS, the Census Bureau seeks to test three candidate changes to the 
current ACS mail materials. The three experimental treatments are 
designed to increase public awareness of the ACS through new messaging 
and an updated look and feel that increases respondent engagement and 
self-response, while softening the tone of the mandatory requirement of 
the survey.
    The Census Bureau previously tested the impact of removing or 
modifying the mandatory messages from the mail materials (see Oliver, 
B., Risley, M., & Roberts, A. (2016). 2015 Summer Mandatory Messaging 
Test. Washington DC, U.S. Census Bureau. Retrieved on February 10, 2017 
from https://www.census.gov/content/dam/Census/library/working-papers/2016/acs/2016_Oliver_01.pdf). This proposed test is aimed at building 
on that research and improving the results based on additional feedback 
the Census Bureau obtained from the National Academies' Committee on 
National Statistics (see Plewes, T.J. (2016). ``Reducing Response 
Burden in the American Community Survey.'' Proceedings of a Workshop 
conducted by the Committee on National Statistics Division of 
Behavioral and Social Sciences and Education).
    The three experimental treatments are:
     The Softened Revised Design treatment from the 2015 Summer 
Mandatory Messaging Test.
     A Partial Redesign treatment that maintains the same 
wording as used in the Softened Revised Design treatment but includes 
some methodological changes: A ``Why We Ask'' brochure in the initial 
mailing, changes to the cover of the paper questionnaire, and the use 
of a letter instead of a postcard for the fifth mailing.
     A Full Redesign treatment that includes the same 
methodological changes as the Partial Redesign treatment but also 
modifies the wording in most of the mailings to a more personal 
approach with plain language.
    The purpose of this test is to study the impact of these three 
candidate mail designs on self-response, cost, and the precision of the 
estimates. To field this test, the Census Bureau plans to use the ACS 
production sample (clearance number: 0607-0810, expires 06/30/2018). 
Thus, there is no increase in burden from this test since each 
treatment will result in the same burden estimate per interview (40 
minutes). The ACS sample design consists of randomly assigning each 
monthly sample panel into 24 groups of approximately 12,000 addresses 
each. Each group, called a methods panel group, within a monthly sample 
is representative of the full monthly sample. Each monthly sample is a 
representative subsample of the entire annual sample and is 
representative of the sampling frame.
    The Census Bureau proposes to test these mail designs as part of 
the ACS August 2017 panel, adhering to the same data collection 
protocols as production ACS. The Census Bureau proposes to use two 
randomly selected methods panel groups for each treatment. Hence, each 
treatment will have a sample size of approximately 24,000 addresses. In 
total, approximately 96,000 addresses will be used for the three 
experimental treatments and the control treatment (current production). 
The current production treatment will have the same mail materials as 
the rest of production, but will be sorted and mailed at the same time 
as the other treatment materials. The remaining sample will receive 
production materials.
    The Census Bureau proposes to evaluate treatment comparisons by 
comparing self-response rates at various points in the mailing schedule 
and by comparing the final response rates. The Census Bureau proposes 
comparing treatments at points in the mailing schedule where the 
material differs by design. For each comparison, [alpha] = 0.1 and a 
two-tailed test will be used so that the Census Bureau can measure the 
impact on the evaluation measure in either direction with 80 percent 
power. The effective samples were calculated based on the previous 
year's data for the August panel. The sample size will be able to 
detect differences of approximately 1.25 percentage points between the 
self-response return rates of the control and experimental treatments. 
Additional metrics of interest include overall costs and response rates 
by subgroups.
    Affected Public: Individuals or households.
    Frequency: One-time test as part of the monthly American Community 
Survey.
    Respondent's Obligation: Mandatory.
    Legal Authority: Title 13, United States Code, Sections 141, 193, 
and 221.
    This information collection request may be viewed at 
www.reginfo.gov. Follow the instructions to view Department of Commerce 
collections currently under review by OMB.
    Written comments and recommendations for the proposed information 
collection should be sent within 30 days of publication of this

[[Page 18608]]

notice to [email protected] or fax to (202) 395-5806.

Sheleen Dumas,
PRA Department Lead, Office of the Chief Information Officer.
[FR Doc. 2017-07951 Filed 4-19-17; 8:45 am]
 BILLING CODE 3510-07-P



                                                                                  Federal Register / Vol. 82, No. 75 / Thursday, April 20, 2017 / Notices                                           18607

                                                    Discussion of Testimony: Civil Rights                   materials. The three experimental                     sample. Each monthly sample is a
                                                      and Policing Practices in Minnesota                   treatments are designed to increase                   representative subsample of the entire
                                                    Public Comment                                          public awareness of the ACS through                   annual sample and is representative of
                                                    Future Plans and Actions                                new messaging and an updated look and                 the sampling frame.
                                                    Adjournment                                             feel that increases respondent                           The Census Bureau proposes to test
                                                      Dated: April 17, 2017.                                engagement and self-response, while
                                                                                                                                                                  these mail designs as part of the ACS
                                                                                                            softening the tone of the mandatory
                                                    David Mussatt,                                                                                                August 2017 panel, adhering to the
                                                                                                            requirement of the survey.
                                                    Supervisory Chief, Regional Programs Unit.                 The Census Bureau previously tested                same data collection protocols as
                                                    [FR Doc. 2017–08019 Filed 4–19–17; 8:45 am]             the impact of removing or modifying the               production ACS. The Census Bureau
                                                    BILLING CODE 6335–01–P                                  mandatory messages from the mail                      proposes to use two randomly selected
                                                                                                            materials (see Oliver, B., Risley, M., &              methods panel groups for each
                                                                                                            Roberts, A. (2016). 2015 Summer                       treatment. Hence, each treatment will
                                                    DEPARTMENT OF COMMERCE                                  Mandatory Messaging Test. Washington                  have a sample size of approximately
                                                                                                            DC, U.S. Census Bureau. Retrieved on                  24,000 addresses. In total,
                                                    Submission for OMB Review;                              February 10, 2017 from https://                       approximately 96,000 addresses will be
                                                    Comment Request; American                               www.census.gov/content/dam/Census/                    used for the three experimental
                                                    Community Survey Methods Panel                          library/working-papers/2016/acs/2016_                 treatments and the control treatment
                                                    Tests, 2017 Mail Design Test                            Oliver_01.pdf). This proposed test is                 (current production). The current
                                                                                                            aimed at building on that research and                production treatment will have the same
                                                       The Department of Commerce will
                                                                                                            improving the results based on                        mail materials as the rest of production,
                                                    submit to the Office of Management and
                                                                                                            additional feedback the Census Bureau                 but will be sorted and mailed at the
                                                    Budget (OMB) for clearance the
                                                                                                            obtained from the National Academies’                 same time as the other treatment
                                                    following proposal for collection of
                                                                                                            Committee on National Statistics (see                 materials. The remaining sample will
                                                    information under the provisions of the
                                                                                                            Plewes, T.J. (2016). ‘‘Reducing Response              receive production materials.
                                                    Paperwork Reduction Act (44 U.S.C.
                                                                                                            Burden in the American Community
                                                    chapter 35).                                                                                                     The Census Bureau proposes to
                                                                                                            Survey.’’ Proceedings of a Workshop
                                                       Agency: U.S. Census Bureau.                                                                                evaluate treatment comparisons by
                                                                                                            conducted by the Committee on
                                                       Title: American Community Survey                     National Statistics Division of                       comparing self-response rates at various
                                                    Methods Panel Tests, 2017 Mail Design                   Behavioral and Social Sciences and                    points in the mailing schedule and by
                                                    Test.                                                   Education).                                           comparing the final response rates. The
                                                       OMB Control Number: 0607–0936.                          The three experimental treatments                  Census Bureau proposes comparing
                                                       Form Number(s): ACS–1, ACS CATI,                     are:                                                  treatments at points in the mailing
                                                    ACS CAPI, ACS Internet.                                    • The Softened Revised Design                      schedule where the material differs by
                                                       Type of Request: Non-substantive                     treatment from the 2015 Summer                        design. For each comparison, a = 0.1
                                                    Change Request.                                         Mandatory Messaging Test.                             and a two-tailed test will be used so that
                                                       Number of Respondents: 288,000.                         • A Partial Redesign treatment that                the Census Bureau can measure the
                                                       Average Hours per Response: 40                       maintains the same wording as used in                 impact on the evaluation measure in
                                                    minutes.                                                the Softened Revised Design treatment                 either direction with 80 percent power.
                                                       Burden Hours: No additional burden                   but includes some methodological                      The effective samples were calculated
                                                    hours are requested under this non-                     changes: A ‘‘Why We Ask’’ brochure in                 based on the previous year’s data for the
                                                    substantive change request.                             the initial mailing, changes to the cover             August panel. The sample size will be
                                                       Needs and Uses: The American                         of the paper questionnaire, and the use
                                                    Community Survey (ACS) collects                                                                               able to detect differences of
                                                                                                            of a letter instead of a postcard for the             approximately 1.25 percentage points
                                                    detailed socioeconomic data from about                  fifth mailing.
                                                                                                                                                                  between the self-response return rates of
                                                    3.5 million housing units in the United                    • A Full Redesign treatment that
                                                    States and 36,000 in Puerto Rico each                   includes the same methodological                      the control and experimental
                                                    year. The ACS also collects detailed                    changes as the Partial Redesign                       treatments. Additional metrics of
                                                    socioeconomic data from about 195,000                   treatment but also modifies the wording               interest include overall costs and
                                                    residents living in Group Quarter (GQ)                  in most of the mailings to a more                     response rates by subgroups.
                                                    facilities. An ongoing data collection                  personal approach with plain language.                   Affected Public: Individuals or
                                                    effort with an annual sample of this                       The purpose of this test is to study the           households.
                                                    magnitude requires that the ACS                         impact of these three candidate mail                     Frequency: One-time test as part of
                                                    continue research, testing, and                         designs on self-response, cost, and the               the monthly American Community
                                                    evaluations aimed at reducing                           precision of the estimates. To field this
                                                                                                                                                                  Survey.
                                                    respondent burden, improving data                       test, the Census Bureau plans to use the
                                                    quality, achieving survey cost                          ACS production sample (clearance                         Respondent’s Obligation: Mandatory.
                                                    efficiencies, and improving ACS                         number: 0607–0810, expires 06/30/                        Legal Authority: Title 13, United
                                                    questionnaire content and related data                  2018). Thus, there is no increase in                  States Code, Sections 141, 193, and 221.
                                                    collection materials. The ACS Methods                   burden from this test since each
                                                                                                                                                                     This information collection request
                                                    Panel is a research program that is                     treatment will result in the same burden
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                                                                                                                                                                  may be viewed at www.reginfo.gov.
                                                    designed to address and respond to                      estimate per interview (40 minutes). The
                                                                                                                                                                  Follow the instructions to view
                                                    issues and survey needs.                                ACS sample design consists of
                                                                                                            randomly assigning each monthly                       Department of Commerce collections
                                                       In the Census Bureau’s continuing
                                                    effort to reduce respondent burden and                  sample panel into 24 groups of                        currently under review by OMB.
                                                    address concerns about the perceived                    approximately 12,000 addresses each.                     Written comments and
                                                    intrusiveness of the ACS, the Census                    Each group, called a methods panel                    recommendations for the proposed
                                                    Bureau seeks to test three candidate                    group, within a monthly sample is                     information collection should be sent
                                                    changes to the current ACS mail                         representative of the full monthly                    within 30 days of publication of this


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                                                    18608                         Federal Register / Vol. 82, No. 75 / Thursday, April 20, 2017 / Notices

                                                    notice to OIRA_Submission@                              governments (approximately 11,000) for                through arrangements with state
                                                    omb.eop.gov or fax to (202) 395–5806.                   the survey years. An additional 13,000                governments, central collection
                                                                                                            units of school districts are covered in              arrangements with local governments,
                                                    Sheleen Dumas,
                                                                                                            a separate request.                                   and using customized electronic
                                                    PRA Department Lead, Office of the Chief                   Over the past several years, the                   reporting instruments.
                                                    Information Officer.                                    programs covered by this request have                    These data are widely used by
                                                    [FR Doc. 2017–07951 Filed 4–19–17; 8:45 am]             moved towards eliminating collection                  Federal, state, and local legislators,
                                                    BILLING CODE 3510–07–P                                  by paper form as much as possible. The                policy makers, analysts, economists,
                                                                                                            only exception to this is the F–13 form,              and researchers to follow the changing
                                                                                                            which is still sent as a paper form                   characteristics of the government sector
                                                    DEPARTMENT OF COMMERCE                                  because the small number of                           of the economy. The data are also
                                                                                                            respondents does not justify the cost of              widely used by the media and
                                                    Submission for OMB Review;
                                                                                                            converting it to an electronic form.                  academia.
                                                    Comment Request; State & Local
                                                                                                            Below is a short description of each the                 More specifically, the Census Bureau
                                                    Government Finance Collections
                                                                                                            forms utilized in our general collection              provides its state and local government
                                                       The Department of Commerce will                      methods:                                              finance data annually to the Bureau of
                                                    submit to the Office of Management and                     F–5. State governments provide                     Economic Analysis (BEA) for use in
                                                    Budget (OMB) for clearance the                          detailed data on their tax collections                measuring and developing estimates of
                                                    following proposal for collection of                    using a spreadsheet that they receive via             the government sector of the economy
                                                    information under the provisions of the                 email. Much of this detail is not                     in the National Income and Product
                                                    Paperwork Reduction Act (44 U.S.C.                      available in the state’s primary source               Accounts. The Census Bureau also
                                                    chapter 35).                                            document. An attachment is included                   provides these data to the Federal
                                                       Agency: U.S. Census Bureau.                          with the email providing the respondent               Reserve Board for constructing the Flow
                                                       Title: State & Local Government                      with the OMB approval number,                         of Funds Accounts.
                                                    Finance Collections.                                    authority and confidentiality                            Additionally, the state and local
                                                       OMB Control Number: 0607–0585.                       statements, and burden estimate.                      government data are also needed as
                                                       Form Number(s): F–5, F–11, F–12, F–                     F–11 and F–12. State and local
                                                                                                                                                                  inputs into the Justice Expenditure and
                                                    13, F–28, F–29, F–32.                                   government pension systems provide
                                                       Type of Request: Revision of a                                                                             Employment Extract Series, produced
                                                                                                            data on their receipts, payments, assets,
                                                    currently approved collection.                                                                                by the Bureau of Justice Statistics, and
                                                                                                            membership, and beneficiaries. The
                                                       Number of Respondents: 26,447.                                                                             the National Health Expenditure
                                                                                                            actuarial content of the F–11 and F–12
                                                       Average Hours per Response: 2 hours                                                                        Accounts produced by the Centers for
                                                                                                            forms is in the process of being
                                                    and 51 minutes.                                                                                               Medicare and Medicaid Services. The
                                                                                                            reviewed to remove outdated questions
                                                       Burden Hours: 75,150.                                                                                      data are also published annually in the
                                                                                                            and replace them with questions that
                                                       Needs and Uses: The State & Local                                                                          Digest of Education Statistics produced
                                                                                                            are more relevant based on current
                                                    Government Finance program is the                                                                             by National Center for Education
                                                                                                            accounting standards and data user
                                                    only known comprehensive source of                                                                            Statistics, the Economic Report of the
                                                                                                            interest. The current burden estimates of
                                                    state and local government finance data                                                                       President produced by the Council of
                                                                                                            2 hours for F–11 and 2.5 hours for F–
                                                    collected on a nationwide scale using                                                                         Economic Advisors, and the source data
                                                                                                            12 are not expected to change because
                                                    uniform definitions, concepts, and                                                                            are used as input into the State and
                                                                                                            of these updates. These forms are
                                                    procedures. The Census Bureau                                                                                 Local Governments Fiscal Outlook
                                                                                                            completed online via electronic
                                                    implements this program through                                                                               published by the Government
                                                                                                            collection instrument.
                                                    conducting a full census every five years                  F–13. State agencies provide data not              Accountability Office. In addition, the
                                                    (years ending in 2 and 7) and annual                    included in the audits, electronic files              data are used by the National Science
                                                    sample surveys in the interim years. The                and other primary sources the Census                  Foundation as inputs into the state
                                                    Census Bureau has conducted the                         Bureau uses to compile state                          government R&D expenditures.
                                                    Census of Governments every five years                  government financial data. Form F–13 is                  In recent years, state and local
                                                    since 1957 and phased in the annual                     used to collect data from state insurance             government financial information has
                                                    surveys over the subsequent years.                      trust systems. Respondents to this                    garnered significant media attention and
                                                       Currently, we are requesting approval                survey receive a paper form.                          policy coverage. As such, timely state
                                                    to conduct the 2017 Census of                              F–28. Counties, cities, and townships              and local government finance data are
                                                    Governments: Finance component and                      provide data on revenues, expenditures,               critical in light of current financial
                                                    the 2018 and 2019 Annual Survey of                      debt, and assets. These forms are                     conditions of state and local
                                                    State Government Tax Collections,                       completed online via electronic                       governments, as they provide insight
                                                    Annual Survey of State Government                       collection instrument.                                into the complex nature and fiscal
                                                    Finances, the Annual Survey of Local                       F–29. Multi-function special district              health of state and local government
                                                    Government Finances, and the Annual                     governments provide data on revenues,                 finances.
                                                    Survey of Public Pensions. These                        expenditures, debt, and assets. These                    Beginning with the 1993 annual data
                                                    surveys collect data on state government                forms are completed online via                        series, all data, summary tables, and
                                                    finances and estimates of local                         electronic collection instrument.                     files have been released on the Internet.
                                                    government revenue, expenditure, debt,                     F–32. Single-function special district             At the Internet site, (census.gov/govs/)
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                                                    assets, and pension systems nationally                  governments and dependent agencies of                 users will find documentation,
                                                    and within state areas. Data are                        local governments provide data on                     summary tables and files.
                                                    collected for all agencies, departments,                revenues, expenditures, debt and assets.                 Affected Public: State, local or Tribal
                                                    and institutions of the fifty state and                 These forms are completed online via                  government.
                                                    approximate 77,000 local governments                    electronic collection instrument.                        Frequency: Annually.
                                                    (counties, municipalities, townships,                      In addition to these more traditional                 Respondent’s Obligation: Voluntary.
                                                    and special districts) during the census                collection methods, the Census Bureau                    Legal Authority: Title 13 U.S.C.,
                                                    years, and for a sample of the local                    also collects electronic data files                   Sections 161 and 182.


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Document Created: 2017-04-20 01:42:07
Document Modified: 2017-04-20 01:42:07
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
FR Citation82 FR 18607 

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