82_FR_19342 82 FR 19263 - Privacy Act of 1974; System of Records Notice

82 FR 19263 - Privacy Act of 1974; System of Records Notice

NATIONAL FOUNDATION ON THE ARTS AND THE HUMANITIES
National Endowment for the Humanities

Federal Register Volume 82, Issue 79 (April 26, 2017)

Page Range19263-19275
FR Document2017-08410

The National Endowment for the Humanities (``NEH'') is publishing a notice of its systems of records with descriptions of the systems and the ways in which they are maintained, as required by the Privacy Act of 1974. NEH's mission has not changed since its inception in 1965: It extends federal financial assistance to support humanities-related projects, conducted by both individuals and organizations. In that endeavor, it employs staff and special government employees, and engages academic peer reviewers, to evaluate grant applications. NEH created several systems of records to maintain records concerning the individuals with whom it regularly interacts: e.g., grant applicants, employees, peer reviewers, contractors and vendors. As with its mission, the categories of individuals with whom NEH interacts and the systems it created to host records regarding such individuals have not changed significantly since NEH's inception. This notice reflects administrative and operational changes that have been made at NEH since it last published notice of its systems of records, such as agency restructuring and the increased use of electronic technology. This notice will enable individuals who wish to access information maintained in NEH systems of records to make accurate and specific requests for such information. This notice does not reflect, nor has NEH undertaken, significant changes to the numbers or categories of individuals about whom it maintains records in its systems of records, the categories of records maintained in these systems, the purpose for which it maintains these systems, or the availability of information contained in these systems. This notice also reflects certain new routine uses requested by the Office of Management and Budget and the Office of Government Information Services of the National Archives and Records Administration, as well as routine uses that are standard within other federal agencies.

Federal Register, Volume 82 Issue 79 (Wednesday, April 26, 2017)
[Federal Register Volume 82, Number 79 (Wednesday, April 26, 2017)]
[Notices]
[Pages 19263-19275]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-08410]


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NATIONAL FOUNDATION ON THE ARTS AND THE HUMANITIES

National Endowment for the Humanities


Privacy Act of 1974; System of Records Notice

AGENCY: National Endowment for the Humanities, National Foundation on 
the Arts and the Humanities.

ACTION: Notice of republication of systems of records and new routine 
uses.

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SUMMARY: The National Endowment for the Humanities (``NEH'') is 
publishing a notice of its systems of records with descriptions of the 
systems and the ways in which they are maintained, as required by the 
Privacy Act of 1974.
    NEH's mission has not changed since its inception in 1965: It 
extends federal financial assistance to support humanities-related 
projects, conducted by both individuals and organizations. In that 
endeavor, it employs staff and special government employees, and 
engages academic peer reviewers, to evaluate grant applications. NEH 
created several systems of records to maintain records concerning the 
individuals with whom it regularly interacts: e.g., grant applicants, 
employees, peer reviewers, contractors and vendors. As with its 
mission, the categories of individuals with whom NEH interacts and the 
systems it created to host records regarding such individuals have not 
changed significantly since NEH's inception.
    This notice reflects administrative and operational changes that 
have been made at NEH since it last published notice of its systems of 
records, such as agency restructuring and the increased use of 
electronic technology. This notice will enable individuals who wish to 
access information maintained in NEH systems of records to make 
accurate and specific requests for such information. This notice does 
not reflect, nor has NEH undertaken, significant changes to the numbers 
or categories of individuals about whom it maintains records in its 
systems of records, the categories of records maintained in these 
systems, the purpose for which it maintains these systems, or the 
availability of information contained in these systems.
    This notice also reflects certain new routine uses requested by the 
Office of Management and Budget and the Office of Government 
Information Services of the National Archives and Records 
Administration, as well as routine uses that are standard within other 
federal agencies.

DATES: With the exception of new routine uses, this System of Records 
Notice is effective upon publication in the Federal Register. Any new 
routine use published in this System of Records Notice shall be 
effective 30 days from the date of publication, pursuant to 5 U.S.C. 
552a(e)(11).

ADDRESSES: Adam M. Kress, Senior Agency Official for Privacy, 400 7th 
Street SW., Room 4060, Washington, DC 20506; (202) 606-8323; 
[email protected].

FOR FURTHER INFORMATION CONTACT: Adam M. Kress, (202) 606-8323; 
[email protected].

SUPPLEMENTARY INFORMATION: In accordance with 5 U.S.C. 552a(e)(4),

[[Page 19264]]

NEH is today republishing a notice of the existence and character of 
its systems of records in order to make available in one place in the 
Federal Register the most up-to-date information regarding these 
systems. This republication reflects administrative changes, such as 
agency restructuring and the increased use of electronic technology 
that NEH has implemented since it last published notice of its systems 
of records.

Table of Contents

    This document gives notice that the following NEH systems of 
records are in effect:

NEH-1 Grants and Cooperative Agreements: Electronic Grant Management 
System
NEH-2 Financial Management System
NEH-3 Requisition System
NEH-4 Employee Payroll and Leave and Attendance Records
NEH-5 Office of the Inspector General Investigative Files
NEH-6 Humanities Magazine Contact Database

NEH-1

SYSTEM NAME:
    Grants and Cooperative Agreements: Electronic Grant Management 
System (``eGMS'').

SYSTEM CLASSIFICATION:
    Unclassified.

SYSTEM LOCATION:
    Authorized NEH staff may access NEH's electronic grant management 
system via an online web portal.

CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
    (1) Individuals who have applied to NEH for financial assistance; 
(2) in the case of organizations who have applied to NEH for financial 
assistance, the organization's designated grant administrator and/or 
project director, as well as other individuals affiliated with the 
applicant; (3) individuals that have applied to, or received financial 
assistance, from NEH grantees, including fellows and subgrantees; (4) 
individuals who have attended NEH-funded seminars; (5) individuals who 
have applied to or have served as application review panelists; and (6) 
individuals who serve or have served as members of the National Council 
on the Humanities.

CATEGORIES OF RECORDS IN THE SYSTEM:
    Names of individuals, Social Security numbers (only for those grant 
applicants and panelists receiving payment from NEH), eGMS personal 
identification number, U.S. citizenship status, race and ethnicity (no 
longer actively collected), email address, telephone and fax number, 
home and work address, current institutional affiliations, categorical 
information on disciplines and expertise, and NEH subscriptions.
    In addition to the above records, eGMS contains grant applications, 
including r[eacute]sum[eacute]s, samples of work and proposed budgets, 
award notification letters, notices of agency action, grantee 
performance reports, panelist and staff evaluations and write-ups, 
funding decisions, written communications between NEH and grantees and 
other background materials received from grantees.
    eGMS also contains information pertaining to NEH peer review 
panels, including the identity of panelists, date of panel meetings, 
applications considered, notes and evaluations, as well as travel 
reimbursement, evaluation and other instructions that NEH sends to the 
panels to facilitate their review.

AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
    National Foundation on the Arts and the Humanities Act of 1965, as 
amended (20 U.S.C. 951, et seq.).

ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES 
OF USERS AND PURPOSES OF SUCH USES:
Routine Use(s):
    NEH program and grant administration staff use eGMS to evaluate 
applications to NEH for federal financial assistance, manage active 
grants and cooperative agreement awards, and communicate with grantees. 
NEH's financial management system draws upon contact and other 
information within eGMS to process the disbursement of grant funds to 
grantees as well as the payment of honoraria and travel expense to 
panelists.
    NEH application review panelists have limited access to eGMS. They 
may only access eGMS to review grant applications assigned to the 
panels on which they have been asked to serve, as well as review panel 
instructions uploaded to eGMS. NEH application review panelists use 
their limited access to review grant applications, as well as prepare 
and submit grant evaluations.
    NEH publicly discloses on its Web site information pertaining to 
funded projects, including the grantee and/or project director's name 
and institutional affiliation, dollar amount of the grant, application 
identification number, title and summary of the project, field of study 
under which the project falls, and NEH program and division responsible 
for administering the grant. In addition, NEH often discloses the 
identity of successful grant applicants via press release.
    NEH also uses eGMS for statistical research, congressional 
oversight and trend analysis.
    In addition to the above uses and disclosures, as well as the 
disclosures generally permitted under 5 U.S.C. 552a(b) of the Privacy 
Act, all or a portion of the records or information contained in this 
system may be disclosed outside NEH as a routine use pursuant to 5 
U.S.C. 552a(b)(3) as follows:
    1. To the Department of Justice (DOJ), including Offices of the 
U.S. Attorneys, or other federal agencies conducting litigation in or 
in proceedings before any court, adjudicative, or administrative body, 
when it is relevant or necessary to the litigation and one of the 
following is a party to the litigation or has an interest in the 
litigation:
    a. NEH;
    b. Any employee or former employee of NEH in his or her official 
capacity;
    c. Any employee or former employee of NEH in his or her individual 
capacity when DOJ or NEH has agreed to represent the employee;
    d. The U.S. Government or any agency thereof.
    2. To a Member of Congress or his or her staff, or Committee of 
Congress, when the Member of Congress or his or her staff, or 
Committee, requests the information on behalf of and at the request of 
the individual who is the subject of the record.
    3. To an appropriate federal, state, tribal, territorial, local, 
international, or foreign law enforcement agency or other appropriate 
authority charged with investigating or prosecuting a violation or 
enforcing or implementing a law, rule, regulation, or order, when a 
record, either on its face or in conjunction with other information, 
indicates a violation or potential violation of law, which includes 
criminal, civil, or regulatory violations and such disclosure is proper 
and consistent with the official duties of the person making the 
disclosure. This referral shall be deemed to authorize: (1) Any and all 
appropriate and necessary uses of such records in a court of law or 
before an administrative board or hearing; and (2) such other 
interagency referrals as may be necessary to carry out the receiving 
agencies' assigned law enforcement duties.
    4. To a court, magistrate, or administrative tribunal of 
appropriate jurisdiction in the course of presenting evidence, 
including disclosure to opposing counsel or witnesses in the course of 
civil discovery, litigation, or settlement negotiations or in 
connection with criminal law proceedings.

[[Page 19265]]

    5. To federal, state, tribal, territorial, or local agencies for 
use in locating individuals and verifying their income sources to 
enforce child support orders, to establish and modify orders of 
support, and for enforcement of related court orders.
    6. To contactors and their agents, grantees, experts, consultants, 
and others performing or working on a contract, service, grant, 
cooperative agreement, or other assignment for NEH, when necessary to 
accomplish an agency function related to this system of records. 
Individuals provided information under this routine use are subject to 
the same Privacy Act requirements and limitations on disclosure as are 
applicable to NEH personnel.
    7. To any source from which additional information is requested by 
NEH relevant to an NEH determination concerning an individual's pay, 
leave, or travel expenses, to the extent necessary to identify the 
individual, inform the source of the purpose(s) of the request, and to 
identify the type of information requested.
    8. To the Office of Management and Budget at any stage in the 
legislative coordination and clearance process in connection with 
private relief legislation as set forth in OMB Circular No. A-19.
    9. To another federal agency, contractor, expert, or consultant of 
NEH when for the purpose of performing a survey, audit, or other review 
of NEH's procedures and operations.
    10. To a contractor, grantee, or other recipient of Federal funds 
when the record to be released reflects serious inadequacies with the 
recipient's personnel, and disclosure of the record is for the purpose 
of permitting the recipient to effect corrective action in the 
government's best interests.
    11. To a contractor, grantee, or other recipient of Federal funds 
when the recipient has incurred an indebtedness to the government 
through its receipt of government funds, and release of the record is 
for the purpose of allowing the debtor to effect a collection against a 
third party.
    12. To the National Archives and Records Administration in records 
management inspections conducted under authority of 44 U.S.C. 2904 and 
2906.
    13. To the National Archives and Records Administration, Office of 
Government Information Services (OGIS), to the extent necessary to 
fulfill its responsibilities in 5 U.S.C. 552(b) to review 
administrative agency policies, procedures and compliance with the 
Freedom of Information Act (FOIA) and to facilitate OGIS's offering of 
mediation services to resolve disputes between persons making FOIA 
requests and administrative agencies.
    14. To the Treasury, other Federal agencies, ``consumer reporting 
agencies'' (as defined in the Fair Credit Reporting Act, 15 U.S.C. 
1681a(f)), or the Federal Claims Collection Act of 1966, 31 U.S.C. 
3701(a)(3)), or private collection contractors for the purpose of 
collecting a debt owed to the Federal government as provided in 
regulations promulgated by NEH and published at 45 CFR 1150.
    15. To appropriate agencies, entities, and persons when (1) NEH 
suspects or has confirmed that the security or confidentiality of 
information in the system of records has been compromised; (2) NEH has 
determined that as a result of the suspected or confirmed compromise 
there is a risk of harm to individuals, NEH, (including its information 
systems, programs, and operations), the Federal Government, or national 
security; and (3) the disclosure made to such agencies, entities, and 
persons is reasonably necessary to assist in connection with NEH's 
efforts to respond to the suspected or confirmed compromise and 
prevent, minimize, or remedy such harm.
    16. To another Federal agency or Federal entity, when NEH 
determines that information from such system of records is reasonably 
necessary to assist the recipient agency or entity in (1) responding to 
a suspected or confirmed breach or (2) preventing, minimizing, or 
remedying the risk of harm to individuals, the recipient agency or 
entity (including its information systems, programs, and operations), 
the Federal Government, or national security, resulting from a 
suspected or confirmed breach.
    17. To the news media and the public, with the approval of the 
Senior Agency Official for Privacy, in consultation with counsel, when 
there exists a legitimate public interest in the disclosure of the 
information or when disclosure is necessary to preserve confidence in 
the integrity of NEH or is necessary to demonstrate the accountability 
of NEH's officers, employees, or individuals covered by the system, 
except to the extent it is determined that release of the specific 
information in the context of a particular case would constitute an 
unwarranted invasion of personal privacy.

Purpose(s):
    NEH established eGMS to provide a central repository for 
information about its application review panelists, grant applicants, 
award recipients and awards.

Disclosure to Consumer Reporting Agencies:
    Pursuant to 5 U.S.C. 552a(b)(12), NEH may disclose information from 
its financial management system to a consumer reporting agency as 
defined in the Fair Credit Reporting Act (15 U.S.C. 1681a(f)) or the 
Federal Claims Collection Act of 1996 (31 U.S.C. 3701(a)(3)).

POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING, 
AND DISPOSING OF RECORDS IN THE SYSTEM:
Storage:
    NEH maintains records in this system in an electronic database and 
a digital file repository.

Retrievability:
    NEH staff may retrieve records in this system by name, email 
address, eGMS personal identification number or by the identification 
number of any application associated with the individual in his or her 
capacity as an applicant, project director/grant administrator and/or 
peer reviewer.

Safeguards:
    NEH limits access to records within this system to authorized 
personnel whose official duties require such access. For example, NEH 
limits access of its program staff to those functions necessary to 
processing and evaluation of applications. NEH limits the access of its 
grant management staff to those functions necessary to managing active 
grants and disbursing funds.
    NEH protects records in this system through user identification, 
passwords, database permissions, and software controls, and it encrypts 
all Social Security numbers stored within eGMS.

Retention and Disposal:
    NEH's Comprehensive Records Control Schedule provides disposition 
authority with respect to various records stored within eGMS.
    NEH has authority to destroy applications for projects not selected 
for funding, or withdrawn from NEH, when five years old.
    With respect to projects funded by NEH, NEH has authority to retain 
the official case file associated with such projects for twenty-five 
years. After the retention period, NEH may destroy case file records or 
select unique case files for permanent retention at the National 
Archives and Records Administration. Official case files consist of the 
application, award notification letter, notices of agency action, 
grantee performance reports, reviewer and

[[Page 19266]]

panelist comments and summaries, staff comments and recommendations, 
written communications between NEH and grantees and other background 
materials received from the grantee.
    With respect to reference files on peer review panels and 
panelists, such as meeting minutes and evaluative material for unfunded 
applications, lists of panelists and applications to be reviewed, and 
correspondence between NEH and panelists, NEH has authority to destroy 
such records when three years old.
    NEH otherwise maintains records in eGMS on an indefinite basis for 
reference purposes.

SYSTEMS MANAGER(S) AND ADDRESS:
    Director of the Office of Information Resource Management, National 
Endowment for the Humanities, 400 Seventh Street SW., Washington, DC 
20506.

NOTIFICATION PROCEDURE:
    See 45 CFR 1115.3.

RECORD ACCESS PROCEDURE:
    See 45 CFR 1115.4.

CONTESTING RECORD PROCEDURE:
    See 45 CFR 1115.5.

RECORD SOURCE CATEGORIES:
    NEH obtains records in this system from individuals covered by the 
system, as well as from NEH program officers, application review 
panelists, grant management personnel and accounting personnel.

EXEMPTIONS CLAIMED FOR THE SYSTEM:
    Per 5 U.S.C. 552a(k)(5) and 45 CFR 1115.7, NEH has exempted from 
the Privacy Act's access and amendment provision (5 U.S.C. 552a(d)) any 
material that would disclose the identity of references for grant 
applications, including the identity of application review panelists 
selected to review a particular application.
NEH-2

SYSTEM NAME:
    Financial Management System.

SYSTEM CLASSIFICATION:
    Unclassified.

SYSTEM LOCATION:
    Authorized NEH staff may access NEH's financial management system 
electronically via an online web portal. The system is hosted by Oracle 
at its Managed Cloud Services' (MCS) facility in Austin, Texas. NEH 
stores certain supporting documents in hard-copy files within its 
Accounting Office, Office of Management and Budget and Administrative 
Services Office.

CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
    Individual grant recipients (e.g., fellows and independent 
scholars), individuals who have served as application review panelists, 
NEH employees and contractors, individual vendors and sole proprietors, 
individuals who donate funds to NEH, and other individuals involved in 
financial transactions with NEH.

CATEGORIES OF RECORDS IN THE SYSTEM:
    Names, home and/or work addresses, employee supplier numbers, 
Social Security numbers, bank name and banking account and routing 
numbers for electronic fund transfer payments, and information 
regarding transactions between NEH and the covered individual, 
including dates, amounts paid, purpose of the transaction, and payee 
type (e.g., grantee, vendor, application review panelist).
    In addition to the above records, NEH's financial management system 
may contain requisitions, payment request forms, invoices, receipts, 
credit card statements, travel vouchers, expense reimbursement request 
forms, contracts, automated clearing house (``ACH'') enrollment forms, 
wire transfer instructions, voided checks, fellowship acceptance forms, 
tax forms, demand letters, quotes, Internal Revenue Service 
confirmations of an individual payee's tax identification number, 
payment restriction notices, email and other communications between or 
about payments to or from covered individuals, and other documents as 
needed to substantiate the transaction.

AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
    National Foundation on the Arts and the Humanities Act of 1965, as 
amended (20 U.S.C. 951, et seq.).

ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES 
OF USERS AND PURPOSES OF SUCH USES:
Routine Use(s):
    NEH's financial management system supports agency-wide financial 
management by providing a standardized, automated capability for 
performing administrative control of funds, general accounting, billing 
and collecting, payments, management reporting, and regulatory 
reporting.
    NEH specifically uses the financial management system to manage and 
disburse awards to grant recipients, pay honoraria to and reimburse 
travel expenses incurred by NEH application review panelists, reimburse 
travel and other work-related expenses incurred by NEH employees, pay 
vendors and other contractors who provide goods to or perform services 
on behalf of the agency, accept cash donations, and generate financial 
reports.
    NEH staff from its Office of Accounting, Office of Planning and 
Budget, and Office of Information Resource Management have access to 
the financial management system for the reasons described above. 
Authorized members of NEH's Administrative Services Office may also 
access the financial management system to process requisition requests 
for payment to vendors and employees. In addition, staff from Oracle 
Corporation may access the financial management system, upon the 
request of NEH's Director of Accounting, to provide technical 
assistance as needed.
    With respect to payments made to individuals covered by the system, 
the financial management system interacts with and automatically draws 
contact information (name, address, and Social Security number) from 
NEH's electronic grants management system. (See NEH-1.)
    NEH also uses its financial management system for statistical 
research, congressional oversight and trend analysis
    In addition to the above uses and disclosures, as well as the 
disclosures generally permitted under 5 U.S.C. 552a(b) of the Privacy 
Act, all or a portion of the records or information contained in this 
system may be disclosed outside NEH as a routine use pursuant to 5 
U.S.C. 552a(b)(3) as follows:
    1. To the Department of Justice (DOJ), including Offices of the 
U.S. Attorneys, or other federal agencies conducting litigation in or 
in proceedings before any court, adjudicative, or administrative body, 
when it is relevant or necessary to the litigation and one of the 
following is a party to the litigation or has an interest in the 
litigation:
    a. NEH;
    b. Any employee or former employee of NEH in his or her official 
capacity;
    c. Any employee or former employee of NEH in his or her individual 
capacity when DOJ or NEH has agreed to represent the employee;
    d. The U.S. Government or any agency thereof.
    2. To a Member of Congress or his or her staff, or Committee of 
Congress, when the Member of Congress or his or her staff, or 
Committee, requests the information on behalf of and at the request of 
the individual who is the subject of the record.
    3. To an appropriate federal, state, tribal, territorial, local, 
international, or foreign law enforcement agency or other appropriate 
authority charged with

[[Page 19267]]

investigating or prosecuting a violation or enforcing or implementing a 
law, rule, regulation, or order, when a record, either on its face or 
in conjunction with other information, indicates a violation or 
potential violation of law, which includes criminal, civil, or 
regulatory violations and such disclosure is proper and consistent with 
the official duties of the person making the disclosure. This referral 
shall be deemed to authorize: (1) Any and all appropriate and necessary 
uses of such records in a court of law or before an administrative 
board or hearing; and (2) such other interagency referrals as may be 
necessary to carry out the receiving agencies' assigned law enforcement 
duties.
    4. To a court, magistrate, or administrative tribunal of 
appropriate jurisdiction in the course of presenting evidence, 
including disclosure to opposing counsel or witnesses in the course of 
civil discovery, litigation, or settlement negotiations or in 
connection with criminal law proceedings.
    5. To federal, state, tribal, territorial, or local agencies for 
use in locating individuals and verifying their income sources to 
enforce child support orders, to establish and modify orders of 
support, and for enforcement of related court orders.
    6. To contactors and their agents, grantees, experts, consultants, 
and others performing or working on a contract, service, grant, 
cooperative agreement, or other assignment for NEH, when necessary to 
accomplish an agency function related to this system of records. 
Individuals provided information under this routine use are subject to 
the same Privacy Act requirements and limitations on disclosure as are 
applicable to NEH personnel.
    7. To any source from which additional information is requested by 
NEH relevant to an NEH determination concerning an individual's pay, 
leave, or travel expenses, to the extent necessary to identify the 
individual, inform the source of the purpose(s) of the request, and to 
identify the type of information requested.
    8. To the Office of Management and Budget at any stage in the 
legislative coordination and clearance process in connection with 
private relief legislation as set forth in OMB Circular No. A-19.
    9. To another federal agency, contractor, expert, or consultant of 
NEH when for the purpose of performing a survey, audit, or other review 
of NEH's procedures and operations.
    10. To a contractor, grantee, or other recipient of Federal funds 
when the record to be released reflects serious inadequacies with the 
recipient's personnel, and disclosure of the record is for the purpose 
of permitting the recipient to effect corrective action in the 
government's best interests.
    11. To a contractor, grantee, or other recipient of Federal funds 
when the recipient has incurred an indebtedness to the government 
through its receipt of government funds, and release of the record is 
for the purpose of allowing the debtor to effect a collection against a 
third party.
    12. To the National Archives and Records Administration in records 
management inspections conducted under authority of 44 U.S.C. 2904 and 
2906.
    13. To the National Archives and Records Administration, Office of 
Government Information Services (OGIS), to the extent necessary to 
fulfill its responsibilities in 5 U.S.C. 552(b) to review 
administrative agency policies, procedures and compliance with the 
Freedom of Information Act (FOIA) and to facilitate OGIS's offering of 
mediation services to resolve disputes between persons making FOIA 
requests and administrative agencies.
    14. To the Treasury, other Federal agencies, ``consumer reporting 
agencies'' (as defined in the Fair Credit Reporting Act, 15 U.S.C. 
1681a(f)), or the Federal Claims Collection Act of 1966, 31 U.S.C. 
3701(a)(3)), or private collection contractors for the purpose of 
collecting a debt owed to the Federal government as provided in the 
regulations promulgated by NEH and published at 45 CFR 1150.
    15. To appropriate agencies, entities, and persons when (1) NEH 
suspects or has confirmed that the security or confidentiality of 
information in the system of records has been compromised; (2) NEH has 
determined that as a result of the suspected or confirmed compromise 
there is a risk of harm to individuals, NEH, (including its information 
systems, programs, and operations), the Federal Government, or national 
security; and (3) the disclosure made to such agencies, entities, and 
persons is reasonably necessary to assist in connection with NEH's 
efforts to respond to the suspected or confirmed compromise and 
prevent, minimize, or remedy such harm.
    16. To another Federal agency or Federal entity, when NEH 
determines that information from such system of records is reasonably 
necessary to assist the recipient agency or entity in (1) responding to 
a suspected or confirmed breach or (2) preventing, minimizing, or 
remedying the risk of harm to individuals, the recipient agency or 
entity (including its information systems, programs, and operations), 
the Federal Government, or national security, resulting from a 
suspected or confirmed breach.
    17. To the news media and the public, with the approval of the 
Senior Agency Official for Privacy, in consultation with counsel, when 
there exists a legitimate public interest in the disclosure of the 
information or when disclosure is necessary to preserve confidence in 
the integrity of NEH or is necessary to demonstrate the accountability 
of NEH's officers, employees, or individuals covered by the system, 
except to the extent it is determined that release of the specific 
information in the context of a particular case would constitute an 
unwarranted invasion of personal privacy.

Purpose(s):
    NEH established its financial management system to facilitate core 
accounting functions, including: (i) Supporting and documenting 
expenses incurred in the performance of official agency duties, (ii) 
tendering payment to grantees, vendors and contractors; (iii) 
accounting for goods and services rendered; (iv) accounting for funds 
paid and received; and (v) processing travel authorizations and claims.

Disclosure to Consumer Reporting Agencies:
    Pursuant to 5 U.S.C. 552a(b)(12), NEH may disclose information from 
its financial management system to a consumer reporting agency as 
defined in the Fair Credit Reporting Act (15 U.S.C. 1681a(f)) or the 
Federal Claims Collection Act of 1996 (31 U.S.C. 3701(a)(3)).

POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING, 
AND DISPOSING OF RECORDS IN THE SYSTEM:
Storage:
    NEH maintains records in this system in an electronic database. NEH 
maintains supporting documentation in paper format in file cabinets and 
stores retired paper records at Washington Federal Records Center.

Retrievability:
    NEH staff may retrieve electronic records by name, Social Security 
number, bank account number or an electronic identification number 
generated automatically by the financial management system and 
associated with each individual for which the system maintains a 
record. NEH may retrieve some supporting hard-copy documents by name.

[[Page 19268]]

Safeguards:
    NEH limits access to records within its financial management system 
to authorized personnel whose official duties require such access. NEH 
protects electronic records through user identification, passwords, 
database permissions, and software controls. The financial management 
system's underlying software application--Oracle Federal Financials--is 
compliant with the Federal Risk and Authorization Management Program. 
NEH staff employs Https protocol when accessing this application.
    NEH maintains paper records in locked file cabinets or locked file 
rooms accessible to authorized personnel only.

 Retention and Disposal:
    NEH maintains records in this system in accordance with the General 
Records Schedule (GRS), including GRS 1.1, which covers financial 
management records. Retention periods may vary according to the subject 
matter and NEH needs. For example, GRS 1.1 authorizes NEH to destroy 
certain financial transaction records related to its procurement of 
goods and services six years after final payment or cancellation, but 
also authorizes longer retention if NEH requires such records for a 
business use. By contrast, NEH may destroy contracts, requisition 
requests, and purchase orders immediately once they no longer serve a 
business purpose.

SYSTEMS MANAGER(S) AND ADDRESS:
    Accounting Director, National Endowment for the Humanities, 400 
Seventh Street SW., Washington, DC 20506.

NOTIFICATION PROCEDURE:
    See 45 CFR 1115.3.

RECORD ACCESS PROCEDURE:
    See 45 CFR 1115.4.

CONTESTING RECORD PROCEDURE:
    See 45 CFR 1115.5.

RECORD SOURCE CATEGORIES:
    NEH obtains records in this system from individuals covered by the 
system, as well as from NEH employees involved in NEH's fund control 
and financial management functions.

EXEMPTIONS CLAIMED FOR THE SYSTEM:
    None.
NEH-3

SYSTEM NAME:
    Requisition System.

SYSTEM CLASSIFICATION:
    Unclassified.

SYSTEM LOCATION:
    Authorized NEH staff may access NEH's Requisition System 
electronically via an online Web portal. NEH stores supporting 
documents in hard-copy files within its Administrative Services Office. 
These supporting documents are also part of NEH's financial management 
system.

CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
    Individuals requiring or requesting payment from NEH for goods and 
services rendered to the agency, including NEH employees and 
contractors, application review panelists, individual vendors and sole 
proprietors.

CATEGORIES OF RECORDS IN THE SYSTEM:
    Names, home and/or work addresses, Social Security numbers, email 
addresses, home and/or work phone numbers, and information regarding 
transactions between NEH and the covered individual, including date of 
the payment request, amount requested, purpose of the transaction, NEH 
division or office responsible for the request, and description of the 
request.
    In addition to the above records, NEH's requisition system may 
contain payment request forms, invoices, receipts, credit card 
statements, travel vouchers, expense reimbursement request forms, 
contracts, email and other communications between or about payments to 
or from covered individuals, and other documents as needed to 
substantiate the requisition.

AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
    National Foundation on the Arts and the Humanities Act of 1965, as 
amended (20 U.S.C. 951, et seq.).

ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES 
OF USERS AND PURPOSES OF SUCH USES:
Routine Use(s):
    NEH uses its requisition system to process requests from or on 
behalf of employees, individual contractors, individual vendors, and 
application review panelists for payment from the agency, including for 
travel and training expenses, honoraria, and goods and services 
provided to NEH, but not including employee payroll.
    In addition to the above uses and disclosures, as well as the 
disclosures generally permitted under 5 U.S.C. 552a(b) of the Privacy 
Act, all or a portion of the records or information contained in this 
system may be disclosed outside NEH as a routine use pursuant to 5 
U.S.C. 552a(b)(3) as follows:
    1. To the Department of Justice (DOJ), including Offices of the 
U.S. Attorneys, or other federal agencies conducting litigation in or 
in proceedings before any court, adjudicative, or administrative body, 
when it is relevant or necessary to the litigation and one of the 
following is a party to the litigation or has an interest in the 
litigation:
    a. NEH;
    b. Any employee or former employee of NEH in his or her official 
capacity;
    c. Any employee or former employee of NEH in his or her individual 
capacity when DOJ or NEH has agreed to represent the employee;
    d. The U.S. Government or any agency thereof.
    2. To a Member of Congress or his or her staff, or Committee of 
Congress, when the Member of Congress or his or her staff, or 
Committee, requests the information on behalf of and at the request of 
the individual who is the subject of the record.
    3. To an appropriate federal, state, tribal, territorial, local, 
international, or foreign law enforcement agency or other appropriate 
authority charged with investigating or prosecuting a violation or 
enforcing or implementing a law, rule, regulation, or order, when a 
record, either on its face or in conjunction with other information, 
indicates a violation or potential violation of law, which includes 
criminal, civil, or regulatory violations and such disclosure is proper 
and consistent with the official duties of the person making the 
disclosure. This referral shall be deemed to authorize: (1) Any and all 
appropriate and necessary uses of such records in a court of law or 
before an administrative board or hearing; and (2) such other 
interagency referrals as may be necessary to carry out the receiving 
agencies' assigned law enforcement duties.
    4. To a court, magistrate, or administrative tribunal of 
appropriate jurisdiction in the course of presenting evidence, 
including disclosure to opposing counsel or witnesses in the course of 
civil discovery, litigation, or settlement negotiations or in 
connection with criminal law proceedings.
    5. To federal, state, tribal, territorial, or local agencies for 
use in locating individuals and verifying their income sources to 
enforce child support orders, to establish and modify orders of 
support, and for enforcement of related court orders.
    6. To contactors and their agents, grantees, experts, consultants, 
and others performing or working on a contract, service, grant, 
cooperative agreement, or other assignment for NEH, when necessary to 
accomplish an agency function related to this system of

[[Page 19269]]

records. Individuals provided information under this routine use are 
subject to the same Privacy Act requirements and limitations on 
disclosure as are applicable to NEH personnel.
    7. To any source from which additional information is requested by 
NEH relevant to an NEH determination concerning an individual's pay, 
leave, or travel expenses, to the extent necessary to identify the 
individual, inform the source of the purpose(s) of the request, and to 
identify the type of information requested.
    8. To the Office of Management and Budget at any stage in the 
legislative coordination and clearance process in connection with 
private relief legislation as set forth in OMB Circular No. A-19.
    9. To another federal agency, contractor, expert, or consultant of 
NEH when for the purpose of performing a survey, audit, or other review 
of NEH's procedures and operations.
    10. To a contractor, grantee, or other recipient of Federal funds 
when the record to be released reflects serious inadequacies with the 
recipient's personnel, and disclosure of the record is for the purpose 
of permitting the recipient to effect corrective action in the 
government's best interests.
    11. To a contractor, grantee, or other recipient of Federal funds 
when the recipient has incurred an indebtedness to the government 
through its receipt of government funds, and release of the record is 
for the purpose of allowing the debtor to effect a collection against a 
third party.
    12. To the National Archives and Records Administration in records 
management inspections conducted under authority of 44 U.S.C. Sec. 2904 
and 2906.
    13. To the National Archives and Records Administration, Office of 
Government Information Services (OGIS), to the extent necessary to 
fulfill its responsibilities in 5 U.S.C. 552(b) to review 
administrative agency policies, procedures and compliance with the 
Freedom of Information Act (FOIA) and to facilitate OGIS's offering of 
mediation services to resolve disputes between persons making FOIA 
requests and administrative agencies.
    14. To the Treasury, other Federal agencies, ``consumer reporting 
agencies'' (as defined in the Fair Credit Reporting Act, 15 U.S.C. 
1681a(f)) or the Federal Claims Collection Act of 1966, 31 U.S.C. 
3701(a)(3)), or private collection contractors for the purpose of 
collecting a debt owed to the Federal government as provided in the 
regulations promulgated by NEH and published at 45 CFR 1150.
    15. To appropriate agencies, entities, and persons when (1) NEH 
suspects or has confirmed that the security or confidentiality of 
information in the system of records has been compromised; (2) NEH has 
determined that as a result of the suspected or confirmed compromise 
there is a risk of harm to individuals, NEH, (including its information 
systems, programs, and operations), the Federal Government, or national 
security; and (3) the disclosure made to such agencies, entities, and 
persons is reasonably necessary to assist in connection with NEH's 
efforts to respond to the suspected or confirmed compromise and 
prevent, minimize, or remedy such harm.
    16. To another Federal agency or Federal entity, when NEH 
determines that information from such system of records is reasonably 
necessary to assist the recipient agency or entity in (1) responding to 
a suspected or confirmed breach or (2) preventing, minimizing, or 
remedying the risk of harm to individuals, the recipient agency or 
entity (including its information systems, programs, and operations), 
the Federal Government, or national security, resulting from a 
suspected or confirmed breach.
    17. To the news media and the public, with the approval of the 
Senior Agency Official for Privacy, in consultation with counsel, when 
there exists a legitimate public interest in the disclosure of the 
information or when disclosure is necessary to preserve confidence in 
the integrity of NEH or is necessary to demonstrate the accountability 
of NEH's officers, employees, or individuals covered by the system, 
except to the extent it is determined that release of the specific 
information in the context of a particular case would constitute an 
unwarranted invasion of personal privacy.

Purpose(s):
    NEH established its requisition system to process and track 
requests for payment to personnel and third-parties providing goods and 
services to the agency.

Disclosure to Consumer Reporting Agencies:
    Pursuant to 5 U.S.C. 552a(b)(12), NEH may disclose information from 
its requisition system to a consumer reporting agency as defined in the 
Fair Credit Reporting Act (15 U.S.C. 1681a(f)) or the Federal Claims 
Collection Act of 1996 (31 U.S.C. 3701(a)(3)).

POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING, 
AND DISPOSING OF RECORDS IN THE SYSTEM:
Storage:
    NEH maintains records in this system in an electronic database. NEH 
maintains supporting documentation in paper format in file cabinets and 
stores retired paper records at Washington Federal Records Center.

Retrievability:
    NEH staff may retrieve electronic and some supporting hard-copy 
documents by name.

Safeguards:
    NEH limits access to records within its electronic financial 
management system to authorized personnel whose official duties require 
such access. Certain authorized staff members from NEH's Administrative 
Services Office and Office of Information Resource Management have 
access to the entire requisition system, while staff members from other 
divisions and offices have limited system access for the purpose of 
submitting requests and viewing and tracking requests submitted by 
their assigned offices. NEH protects electronic records through user 
identification, passwords, database permissions, and software controls.
    NEH maintains paper records in locked file cabinets or locked file 
rooms accessible to authorized personnel only.

Retention and Disposal:
    NEH maintains records in this system in accordance with General 
Records Schedule (GRS) 1.1, which covers financial management records. 
Among other things, GRS 1.1 authorizes NEH to destroy requisitions 
immediately once they no longer serve a business purpose.

SYSTEMS MANAGER(S) AND ADDRESS:
    Director, Office of Administrative Services, National Endowment for 
the Humanities, 400 Seventh Street SW., Washington, DC 20506.
    Director of the Office of Information Resource Management, National 
Endowment for the Humanities, 400 Seventh Street SW., Washington, DC 
20506.

NOTIFICATION PROCEDURE:
    See 45 CFR 1115.3.

RECORD ACCESS PROCEDURE:
    See 45 CFR 1115.4.

CONTESTING RECORD PROCEDURE:
    See 45 CFR 1115.5.

RECORD SOURCE CATEGORIES:
    NEH obtains records in this system from individuals covered by the 
system,

[[Page 19270]]

as well as from NEH employees involved in agency operations related to 
the requisition.

EXEMPTIONS CLAIMED FOR THE SYSTEM:
    None.
NEH-4

SYSTEM NAME:
    Employee Payroll and Leave and Attendance Records.

SYSTEM LOCATION:
    National Endowment for the Humanities, Department of Human 
Resources, 400 Seventh Street SW., Washington, DC 20506.
    Pursuant to an Interagency Agreement between NEH and the National 
Finance Center (``NFC''), a component organization of the United States 
Department of Agriculture's Office of the Chief Financial Officer, NFC 
provides NEH with the following services: Payroll processing, payroll 
account processing, salary payment processing, receipt and processing 
of time and attendance data, and other functions necessary to perform 
these services. NFC provides these services using the Department of 
Agriculture's payroll systems, which are covered under Department of 
Agriculture System of Record Notice OP-1.

CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
    Current and former NEH employees.

CATEGORIES OF RECORDS IN THE SYSTEM:
    Employee name, address, phone number, Social Security number, and 
organizational code, pay rate and grade, salary, retirement, and 
location data, length of service, pay, leave, time and attendance, 
allowances, and cost distribution records, deductions for Medicare/
FICA, savings bonds, Federal Employee Group Life Insurance (FEGLI), 
Long Term Care Insurance, union dues, Federal, State, and city tax 
withholdings, allotments, designated charities, health benefits, Thrift 
Savings Plan contributions, Flexible Spending Account, awards, shift 
schedules, pay differentials, IRS tax lien data, commercial 
garnishments, child support and/or alimony wage assignments; 
information on debts owed to the government as a result of overpayment, 
refunds owed, or a debt referred for collection on a transferred 
employee.

AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
    National Foundation on the Arts and the Humanities Act of 1965, as 
amended (20 U.S.C. 951, et seq.).

ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES 
OF USERS AND PURPOSES OF SUCH USES:
Routine Use(s):
    NEH may disclose all or a portion of the records contained within 
this system as follows:
    1. To provide information to unions recognized as exclusive 
bargaining representatives under the Civil Service Reform Act of 1978, 
5 U.S.C. Sec. 7111 and 7114, including for the purpose of providing 
information as to the identity of NEH employees contributing union dues 
each pay period and the amount of dues withheld from each contributor.
    2. To the other federal agencies who provide payroll personnel 
processing services under a cross-servicing agreement for purposes 
relating to the conversion of NEH employee payroll and personnel 
processing services, the issuance of paychecks to employees and 
distribution of wages, and the distribution of allotments and 
deductions to financial and other institutions, including through 
electronic funds transfer.
    3. To provide wage and separation information to another federal 
agency as required by law for payroll purposes.
    4. To the Office of Personnel Management, the Merit System 
Protection Board, Federal Labor Relations Authority, Federal Thrift 
Retirement Investment Board or the Equal Employment Opportunity 
Commission when requested in the performance of their authorized 
duties.
    5. To the Department of Labor in connection with a claim filed by 
an employee for compensation due to a job-connected injury or illness.
    6. To the Department of the Treasury to issue checks.
    7. To appropriate Federal and State agencies to provide required 
reports including data on unemployment insurance.
    8. To Federal Employee's Group Life Insurance or Health Benefits 
carriers in connection with survivor annuity or health benefits claims 
or records reconciliations.
    9. To the Internal Revenue Service and State and local tax 
authorities for which an employee is or was subject to tax regardless 
of whether tax is or was withheld in accordance with Treasury Fiscal 
Requirements, as required.
    10. To any source from which additional information is requested by 
NEH relevant to an NEH determination concerning an individual's pay, 
leave, or travel expenses, to the extent necessary to identify the 
individual, inform the source of the purpose(s) of the request, and to 
identify the type of information requested.
    11. To the Social Security Administration and the Department of the 
Treasury to disclose pay data on an annual basis.
    12. To a federal agency or in response to a congressional inquiry 
when additional or statistical information is requested relevant to the 
NEH Transportation Fringe Benefit Program.
    13. To the Department of Health and Human Services for the purpose 
of providing information on new hires and quarterly wages as required 
under the Personal Responsibility and Work Opportunity Reconciliation 
Act of 1996.
    14. To the Department of Justice (DOJ), including Offices of the 
U.S. Attorneys, or other federal agencies conducting litigation in or 
in proceedings before any court, adjudicative, or administrative body, 
when it is relevant or necessary to the litigation and one of the 
following is a party to the litigation or has an interest in the 
litigation:
    (a) NEH;
    (b) Any employee or former employee of NEH in his or her official 
capacity;
    (c) Any employee or former employee of NEH in his or her individual 
capacity when DOJ or NEH has agreed to represent the employee;
    (d) The U.S. Government or any agency thereof.
    15. To a Member of Congress or his or her staff, or Committee of 
Congress, when the Member of Congress or his or her staff, or 
Committee, requests the information on behalf of and at the request of 
the individual who is the subject of the record.
    16. To an appropriate federal, state, tribal, territorial, local, 
international, or foreign law enforcement agency or other appropriate 
authority charged with investigating or prosecuting a violation or 
enforcing or implementing a law, rule, regulation, or order, when a 
record, either on its face or in conjunction with other information, 
indicates a violation or potential violation of law, which includes 
criminal, civil, or regulatory violations and such disclosure is proper 
and consistent with the official duties of the person making the 
disclosure. This referral shall be deemed to authorize: (1) Any and all 
appropriate and necessary uses of such records in a court of law or 
before an administrative board or hearing; and (2) such other 
interagency referrals as may be necessary to carry out the receiving 
agencies' assigned law enforcement duties.
    17. To a court, magistrate, or administrative tribunal of 
appropriate jurisdiction in the course of presenting evidence, 
including disclosure to opposing counsel or witnesses in the course of 
civil discovery, litigation, or

[[Page 19271]]

settlement negotiations or in connection with criminal law proceedings.
    18. To federal, state, tribal, territorial, or local agencies for 
use in locating individuals and verifying their income sources to 
enforce child support orders, to establish and modify orders of 
support, and for enforcement of related court orders.
    19. To contactors and their agents, grantees, experts, consultants, 
and others performing or working on a contract, service, grant, 
cooperative agreement, or other assignment for NEH, when necessary to 
accomplish an agency function related to this system of records. 
Individuals provided information under this routine use are subject to 
the same Privacy Act requirements and limitations on disclosure as are 
applicable to NEH personnel.
    20. To any source from which additional information is requested by 
NEH relevant to an NEH determination concerning an individual's pay, 
leave, or travel expenses, to the extent necessary to identify the 
individual, inform the source of the purpose(s) of the request, and to 
identify the type of information requested.
    21. To the Office of Management and Budget at any stage in the 
legislative coordination and clearance process in connection with 
private relief legislation as set forth in OMB Circular No. A-19.
    22. To another federal agency, contractor, expert, or consultant of 
NEH when for the purpose of performing a survey, audit, or other review 
of NEH's procedures and operations.
    23. To a contractor, grantee, or other recipient of Federal funds 
when the record to be released reflects serious inadequacies with the 
recipient's personnel, and disclosure of the record is for the purpose 
of permitting the recipient to effect corrective action in the 
government's best interests.
    24. To a contractor, grantee, or other recipient of Federal funds 
when the recipient has incurred an indebtedness to the government 
through its receipt of government funds, and release of the record is 
for the purpose of allowing the debtor to effect a collection against a 
third party.
    25. To the National Archives and Records Administration in records 
management inspections conducted under authority of 44 U.S.C. Sec. 2904 
and 2906.
    26. To the National Archives and Records Administration, Office of 
Government Information Services (OGIS), to the extent necessary to 
fulfill its responsibilities in 5 U.S.C. 552(b) to review 
administrative agency policies, procedures and compliance with the 
Freedom of Information Act (FOIA) and to facilitate OGIS's offering of 
mediation services to resolve disputes between persons making FOIA 
requests and administrative agencies.
    27. To the Department of the Treasury, other Federal agencies, 
``consumer reporting agencies'' (as defined in the Fair Credit 
Reporting Act, 15 U.S.C. 1681a(f)) or the Federal Claims Collection Act 
of 1966, 31 U.S.C. 3701(a)(3)), or private collection contractors for 
the purpose of collecting a debt owed to the Federal government as 
provided in the regulations promulgated by NEH and published at 45 CFR 
1150.
    28. To appropriate agencies, entities, and persons when (1) NEH 
suspects or has confirmed that the security or confidentiality of 
information in the system of records has been compromised; (2) NEH has 
determined that as a result of the suspected or confirmed compromise 
there is a risk of harm to individuals, NEH, (including its information 
systems, programs, and operations), the Federal Government, or national 
security; and (3) the disclosure made to such agencies, entities, and 
persons is reasonably necessary to assist in connection with NEH's 
efforts to respond to the suspected or confirmed compromise and 
prevent, minimize, or remedy such harm.
    29. To another Federal agency or Federal entity, when NEH 
determines that information from such system of records is reasonably 
necessary to assist the recipient agency or entity in (1) responding to 
a suspected or confirmed breach or (2) preventing, minimizing, or 
remedying the risk of harm to individuals, the recipient agency or 
entity (including its information systems, programs, and operations), 
the Federal Government, or national security, resulting from a 
suspected or confirmed breach.
    30. To the news media and the public, with the approval of the 
Senior Agency Official for Privacy, in consultation with counsel, when 
there exists a legitimate public interest in the disclosure of the 
information or when disclosure is necessary to preserve confidence in 
the integrity of NEH or is necessary to demonstrate the accountability 
of NEH's officers, employees, or individuals covered by the system, 
except to the extent it is determined that release of the specific 
information in the context of a particular case would constitute an 
unwarranted invasion of personal privacy.

Purpose(s):
    NEH established this system of records to ensure proper payment of 
salary and benefits to NEH personnel, and to track time worked, leave, 
or other absences for reporting and compliance purposes.

Disclosure to Consumer Reporting Agencies:
    Pursuant to 5 U.S.C. 552a(b)(12), NEH may disclose information from 
this system to a consumer reporting agency as defined in the Fair 
Credit Reporting Act (15 U.S.C. 1681a(f)) or the Federal Claims 
Collection Act of 1996 (31 U.S.C. 3701(a)(3)).

POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING, 
AND DISPOSING OF RECORDS IN THE SYSTEM:
Storage:
    NEH maintains paper records in filing cabinets.

Retrievability:
    NEH may retrieve records in this system by an individual's name.

Safeguards:
    NEH limits access to records within this system to authorized 
personnel whose official duties require such access: namely, Office of 
Human Resources personnel and senior staff. NEH keeps paper records in 
this system in locked file cabinets.

Retention and Disposal:
    NEH maintains records in this system in accordance with General 
Records Schedule (GRS) 2, which covers Payrolling and Pay 
Administration Records. For example, GRS 2, Item 1(b) requires that NEH 
transfer an employee's payroll records to the National Personnel 
Records Center, which NEH does 90 days after the employee separates 
from NEH, and requires that the National Personnel Records Center 
destroy these records when 56 years old.

SYSTEMS MANAGER(S) AND ADDRESS:
    Director of the Office of Human Resources, National Endowment for 
the Humanities, 400 Seventh Street SW., Washington, DC 20506.

NOTIFICATION PROCEDURE:
    See 45 CFR 1115.3.

RECORD ACCESS PROCEDURE:
    See 45 CFR 1115.4.

CONTESTING RECORD PROCEDURE:
    See 45 CFR 1115.5.

RECORD SOURCE CATEGORIES:
    NEH obtains records in this system from individuals covered by the 
system,

[[Page 19272]]

as well as from NEH employees involved in the administration of 
personnel and payroll processes.

EXEMPTIONS CLAIMED FOR THE SYSTEM:
    None.
NEH-5

SYSTEM NAME:
    Office of the Inspector General Investigative Files.

SYSTEM CLASSIFICATION:
    Unclassified.

SYSTEM LOCATION:
    Office of the Inspector General (OIG), 400 Seventh Street SW., 
Washington, DC 20506.

CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
    Individuals who are or have been the subject of investigations by 
the OIG. These individuals include (1) former and present NEH 
employees, (2) former and present individual grant recipients (e.g., 
fellows and public scholars), (3) grant administrators, project 
directors and employees of organizational grant recipients; (4) former 
and present contractors and vendors, and their employees, (5) former 
and present application review panelists; and (6) other individuals 
that had, have, or are seeking to obtain business or other 
relationships with NEH.

CATEGORIES OF RECORDS IN THE SYSTEM:
    Investigative reports and related materials pertaining to 
allegations of fraud, waste, abuse, mismanagement, danger to public 
health or safety, violations of law, misconduct and irregularities by 
individuals covered by the system. These records include: (1) 
Correspondence relevant to the investigation; (2) working papers of OIG 
staff; (3) OIG investigative notes, internal memoranda, and other 
documents and records relating to the investigation; (4) subpoenas 
issued by the Inspector General and documents submitted to OIG in 
response to subpoenas; (5) criminal, civil, or administrative 
referrals; (6) affidavits, statements, documentation and other 
information provided by subjects of the investigation, individuals with 
whom the subjects are associated, complainants, or witnesses; (7) 
information provided by Federal, State, or local governmental 
investigative or law enforcement agencies, or other organizations; and 
(8) opening reports, progress reports, and closing reports from OIG, 
with recommendations for corrective action.

AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
    Inspector General Act of 1978, 5 U.S.C. app. 1, sections 1-13; 
National Foundation on the Arts and the Humanities Act of 1965, as 
amended (20 U.S.C. 951, et seq.).

ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES 
OF USERS AND PURPOSES OF SUCH USES:
Routine Use(s):
    OIG staff uses records in this system to conduct and report 
investigations of fraud, waste, abuse of authority, research misconduct 
(fabrication, falsification, plagiarism), mismanagement and misconduct 
in or pertaining to NEH programs and activities, as well as the 
programs and activities of those receiving financial assistance from 
NEH, and by those who do business with NEH.
    OIG may disclose data in this system to any source, either private 
or governmental, to the extent necessary to secure from such source 
information relevant to, and sought in furtherance of, a legitimate OIG 
investigation. OIG may also disclose data in this system to NEH's legal 
representatives, including the United States Department of Justice and 
other outside legal counsel, when OIG or NEH is a party in actual or 
anticipated litigation or has an interest in such litigation.
    In addition to the above uses and disclosures, as well as the 
disclosures generally permitted under 5 U.S.C. 552a(b) of the Privacy 
Act, all or a portion of the records or information contained in this 
system may be disclosed outside NEH as a routine use pursuant to 5 
U.S.C. 552a(b)(3) as follows:
    1. To the Department of Justice (DOJ), including Offices of the 
U.S. Attorneys, other federal agencies or outside legal counsel 
conducting litigation in or in proceedings before any court, 
adjudicative, or administrative body, when it is relevant or necessary 
to the litigation and one of the following is a party to the litigation 
or has an interest in the litigation:
    a. NEH;
    b. Any employee or former employee of NEH in his or her official 
capacity;
    c. Any employee or former employee of NEH in his or her individual 
capacity when DOJ or NEH has agreed to represent the employee;
    d. The U.S. Government or any agency thereof.
    2. To a Member of Congress or his or her staff, or Committee of 
Congress, when the Member of Congress or his or her staff, or 
Committee, requests the information on behalf of and at the request of 
the individual who is the subject of the record.
    3. To an appropriate federal, state, tribal, territorial, local, 
international, or foreign law enforcement agency or other appropriate 
authority charged with investigating or prosecuting a violation or 
enforcing or implementing a law, rule, regulation, or order, when a 
record, either on its face or in conjunction with other information, 
indicates a violation or potential violation of law, which includes 
criminal, civil, or regulatory violations and such disclosure is proper 
and consistent with the official duties of the person making the 
disclosure. This referral shall be deemed to authorize: (1) Any and all 
appropriate and necessary uses of such records in a court of law or 
before an administrative board or hearing; and (2) such other 
interagency referrals as may be necessary to carry out the receiving 
agencies' assigned law enforcement duties.
    4. To a court, magistrate, or administrative tribunal of 
appropriate jurisdiction in the course of presenting evidence, 
including disclosure to opposing counsel or witnesses in the course of 
civil discovery, litigation, or settlement negotiations or in 
connection with criminal law proceedings.
    5. To federal, state, tribal, territorial, or local agencies for 
use in locating individuals and verifying their income sources to 
enforce child support orders, to establish and modify orders of 
support, and for enforcement of related court orders.
    6. To contactors and their agents, grantees, experts, consultants, 
and others performing or working on a contract, service, grant, 
cooperative agreement, or other assignment for NEH, when necessary to 
accomplish an agency function related to this system of records. 
Individuals provided information under this routine use are subject to 
the same Privacy Act requirements and limitations on disclosure as are 
applicable to NEH personnel.
    7. To another federal agency, contractor, expert, or consultant of 
NEH when for the purpose of performing a survey, audit, or other review 
of NEH's procedures and operations.
    8. To a contractor, grantee, or other recipient of Federal funds 
when the record to be released reflects serious inadequacies with the 
recipient's personnel, and disclosure of the record is for the purpose 
of permitting the recipient to effect corrective action in the 
government's best interests.
    9. To a contractor, grantee, or other recipient of Federal funds 
when the recipient has incurred an indebtedness to the government 
through its receipt of

[[Page 19273]]

government funds, and release of the record is for the purpose of 
allowing the debtor to effect a collection against a third party.
    10. To the National Archives and Records Administration in records 
management inspections conducted under authority of 44 U.S.C. Sec. 2904 
and 2906.
    11. To the National Archives and Records Administration, Office of 
Government Information Services (OGIS), to the extent necessary to 
fulfill its responsibilities in 5 U.S.C. 552(b) to review 
administrative agency policies, procedures and compliance with the 
Freedom of Information Act (FOIA) and to facilitate OGIS's offering of 
mediation services to resolve disputes between persons making FOIA 
requests and administrative agencies.
    12. To the Treasury, other Federal agencies, ``consumer reporting 
agencies'' (as defined in the Fair Credit Reporting Act, 15 U.S.C. 
1681a(f)), or the Federal Claims Collection Act of 1966, 31 U.S.C. 
3701(a)(3)), or private collection contractors for the purpose of 
collecting a debt owed to the Federal government as provided in the 
regulations promulgated by NEH and published at 45 CFR 1150.
    13. To appropriate agencies, entities, and persons when (1) NEH 
suspects or has confirmed that the security or confidentiality of 
information in the system of records has been compromised; (2) NEH has 
determined that as a result of the suspected or confirmed compromise 
there is a risk of harm to individuals, NEH, (including its information 
systems, programs, and operations), the Federal Government, or national 
security; and (3) the disclosure made to such agencies, entities, and 
persons is reasonably necessary to assist in connection with NEH's 
efforts to respond to the suspected or confirmed compromise and 
prevent, minimize, or remedy such harm.
    14. To another Federal agency or Federal entity, when NEH 
determines that information from such system of records is reasonably 
necessary to assist the recipient agency or entity in (1) responding to 
a suspected or confirmed breach or (2) preventing, minimizing, or 
remedying the risk of harm to individuals, the recipient agency or 
entity (including its information systems, programs, and operations), 
the Federal Government, or national security, resulting from a 
suspected or confirmed breach.
    15. To third parties during the course of a law enforcement 
investigation to the extent necessary to obtain information pertinent 
to the investigation, provided disclosure is appropriate to the proper 
performance of the official duties of the officer making the 
disclosure.
    16. To complainants and victims to the extent necessary to provide 
such persons with information and explanations concerning the progress 
or results of the investigation arising from the matters of which they 
complained or of which they were a victim.
    17. To the news media and the public, with the approval of the 
Senior Agency Official for Privacy, in consultation with counsel, when 
there exists a legitimate public interest in the disclosure of the 
information or when disclosure is necessary to preserve confidence in 
the integrity of NEH or is necessary to demonstrate the accountability 
of NEH's officers, employees, or individuals covered by the system, 
except to the extent it is determined that release of the specific 
information in the context of a particular case would constitute an 
unwarranted invasion of personal privacy.

Purpose(s):
    NEH created this system to maintain files of investigative 
activities carried out by OIG.

Disclosure to Consumer Reporting Agencies:
    Pursuant to 5 U.S.C. 552a(b)(12), NEH may disclose information from 
its financial management system to a consumer reporting agency as 
defined in the Fair Credit Reporting Act (15 U.S.C. 1681a(f)) or the 
Federal Claims Collection Act of 1996 (31 U.S.C. 3701(a)(3)).

POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING, 
AND DISPOSING OF RECORDS IN THE SYSTEM:
Storage:
    NEH maintains paper records in filing cabinets and retired records 
at the Washington Federal Records Center.

Retrievability:
    OIG retrieves records within this system by the name of the 
individual formerly or currently under investigation.

Safeguards:
    NEH limits access to records within this system to authorized 
personnel whose official duties require such access: Namely, OIG staff. 
NEH maintains records in locked file cabinets or locked file rooms 
accessible to authorized personnel only.

Retention and Disposal:
    NEH maintains records in this system according to records 
disposition schedules and requirements of the National Archives and 
Records Administration (NARA).

SYSTEMS MANAGER(S) AND ADDRESS:
    Inspector General, National Endowment for the Humanities, 400 
Seventh Street SW., Washington, DC 20506.

NOTIFICATION PROCEDURE:
    See 45 CFR 1115.3.

RECORD ACCESS PROCEDURE:
    Many of the records contained within this system are exempt from 
this requirement pursuant to 5 U.S.C. 552a(j)(2) or (k)(2). NEH shall 
make a determination as to an exemption at the time it receives a 
request. Requests for access must be sent to the Office of the General 
Counsel in accordance with the procedures set forth in 45 CFR 1115.4.

CONTESTING RECORD PROCEDURE:
    Many of the records contained within this system are exempt from 
this requirement pursuant to 5 U.S.C. 552a(j)(2) or (k)(2). NEH shall 
make a determination as to an exemption at the time it receives a 
request. Requests for correction must be sent to the Office of the 
General Counsel in accordance with the procedures set forth in 45 CFR 
1115.5.

RECORD SOURCE CATEGORIES:
    NEH obtains records in this system from individuals covered by the 
system, individuals or entities with whom such individuals are 
associated, complainants, witnesses, Federal, State, or local 
governmental investigative or law enforcement agencies, NEH staff, and 
from OIG employees authorized to conduct internal investigations.

EXEMPTIONS CLAIMED FOR THIS SYSTEM:
    This system of records, to the extent that it consists of 
information compiled for law enforcement purposes, may be exempt from 
the Privacy Act's access and correction provisions pursuant to 5 U.S.C. 
552a(j)(2) and/or (k)(2). In addition, this system of records, to the 
extent that it consists of investigatory material compiled for purposes 
of determining suitability, eligibility, or qualifications for federal 
financial assistance from NEH, or employment with NEH, the release of 
which would reveal the identity of references for such assistance or 
employment, is exempt from the Privacy Act's access and correction 
provisions pursuant to 5 U.S.C. 552a(k)(5) and 45 CFR 1115.7. Records 
in this system that originated in another system of records shall be 
governed by the exemptions claimed for this system as well as any 
additional

[[Page 19274]]

exemptions claimed for the other system.
NEH-6

SYSTEM NAME:
    Humanities Magazine Contact Database.

SYSTEM CLASSIFICATION:
    Unclassified.

SYSTEM LOCATION:
    Authorized NEH staff may access NEH's Humanities Magazine Contact 
Database via Microsoft Access.

CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
    Individuals who receive complimentary copies of Humanities 
Magazine, the Magazine of the National Endowment for the Humanities, 
including members of the National Council on the Humanities, 
application review panelists, donors, staff of state humanities 
councils, museum directors and college administrators, members of 
Congress and Congressional staff, members of the media, and officers 
and employees of other federal agencies.

CATEGORIES OF RECORDS IN THE SYSTEM:
    Names, home and/or work addresses, email addresses, home and/or 
work phone numbers and fax numbers, a database identification number 
unique to the individual, institutional affiliation, and category of 
subscriber (e.g., National Council member, member of Congress, etc.).

AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
    National Foundation on the Arts and the Humanities Act of 1965, as 
amended (20 U.S.C. 951, et seq.).

ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES 
OF USERS AND PURPOSES OF SUCH USES:
Routine Use(s):
    NEH uses this system to store address and other contact information 
of those who receive complimentary copies of Humanities Magazine so it 
may periodically mail copies of Humanities Magazine to those 
individuals.
    In addition to the above uses and disclosures, as well as the 
disclosures generally permitted under 5 U.S.C. 552a(b) of the Privacy 
Act, all or a portion of the records or information contained in this 
system may be disclosed outside NEH as a routine use pursuant to 5 
U.S.C. 552a(b)(3) as follows:
    1. To the Department of Justice (DOJ), including Offices of the 
U.S. Attorneys, or other federal agencies conducting litigation in or 
in proceedings before any court, adjudicative, or administrative body, 
when it is relevant or necessary to the litigation and one of the 
following is a party to the litigation or has an interest in the 
litigation:
    a. NEH;
    b. Any employee or former employee of NEH in his or her official 
capacity;
    c. Any employee or former employee of NEH in his or her individual 
capacity when DOJ or NEH has agreed to represent the employee;
    d. The U.S. Government or any agency thereof.
    2. To a Member of Congress or his or her staff, or Committee of 
Congress, when the Member of Congress or his or her staff, or 
Committee, requests the information on behalf of and at the request of 
the individual who is the subject of the record.
    3. To an appropriate federal, state, tribal, territorial, local, 
international, or foreign law enforcement agency or other appropriate 
authority charged with investigating or prosecuting a violation or 
enforcing or implementing a law, rule, regulation, or order, when a 
record, either on its face or in conjunction with other information, 
indicates a violation or potential violation of law, which includes 
criminal, civil, or regulatory violations and such disclosure is proper 
and consistent with the official duties of the person making the 
disclosure. This referral shall be deemed to authorize: (1) Any and all 
appropriate and necessary uses of such records in a court of law or 
before an administrative board or hearing; and (2) such other 
interagency referrals as may be necessary to carry out the receiving 
agencies' assigned law enforcement duties.
    4. To a court, magistrate, or administrative tribunal of 
appropriate jurisdiction in the course of presenting evidence, 
including disclosure to opposing counsel or witnesses in the course of 
civil discovery, litigation, or settlement negotiations or in 
connection with criminal law proceedings.
    5. To federal, state, tribal, territorial, or local agencies for 
use in locating individuals and verifying their income sources to 
enforce child support orders, to establish and modify orders of 
support, and for enforcement of related court orders
    6. To contactors and their agents, grantees, experts, consultants, 
and others performing or working on a contract, service, grant, 
cooperative agreement, or other assignment for NEH, when necessary to 
accomplish an agency function related to this system of records. 
Individuals provided information under this routine use are subject to 
the same Privacy Act requirements and limitations on disclosure as are 
applicable to NEH personnel.
    7. To another federal agency, contractor, expert, or consultant of 
NEH when for the purpose of performing a survey, audit, or other review 
of NEH's procedures and operations.
    8. To the National Archives and Records Administration in records 
management inspections conducted under authority of 44 U.S.C. 2904 and 
2906.
    9. To the National Archives and Records Administration, Office of 
Government Information Services (OGIS), to the extent necessary to 
fulfill its responsibilities in 5 U.S.C. 552(b) to review 
administrative agency policies, procedures and compliance with the 
Freedom of Information Act (FOIA) and to facilitate OGIS's offering of 
mediation services to resolve disputes between persons making FOIA 
requests and administrative agencies.
    10. To appropriate agencies, entities, and persons when (1) NEH 
suspects or has confirmed that the security or confidentiality of 
information in the system of records has been compromised; (2) NEH has 
determined that as a result of the suspected or confirmed compromise 
there is a risk of harm to individuals, NEH, (including its information 
systems, programs, and operations), the Federal Government, or national 
security; and (3) the disclosure made to such agencies, entities, and 
persons is reasonably necessary to assist in connection with NEH's 
efforts to respond to the suspected or confirmed compromise and 
prevent, minimize, or remedy such harm.
    11. To another Federal agency or Federal entity, when NEH 
determines that information from such system of records is reasonably 
necessary to assist the recipient agency or entity in (1) responding to 
a suspected or confirmed breach or (2) preventing, minimizing, or 
remedying the risk of harm to individuals, the recipient agency or 
entity (including its information systems, programs, and operations), 
the Federal Government, or national security, resulting from a 
suspected or confirmed breach.
    12. To the news media and the public, with the approval of the 
Senior Agency Official for Privacy, in consultation with counsel, when 
there exists a legitimate public interest in the disclosure of the 
information or when disclosure is necessary to preserve confidence in 
the integrity of NEH or is necessary to demonstrate the accountability 
of NEH's officers, employees, or individuals covered by the system, 
except to the extent it is determined that release of the specific 
information in the context

[[Page 19275]]

of a particular case would constitute an unwarranted invasion of 
personal privacy.

Purpose(s):
    NEH established its Humanities Magazine Contact Database to create 
a central database of contact information for those who receive 
complimentary copies of Humanities Magazine.

Disclosure to Consumer Reporting Agencies:
    None.

POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING, 
AND DISPOSING OF RECORDS IN THE SYSTEM:
Storage:
    NEH maintains records in this system in an electronic database 
accessible via Microsoft Access.

Retrievability:
    NEH staff may retrieve electronic records by name or database 
identification number.

Safeguards:
    NEH limits access to records within this system of records to 
personnel whose official duties require such access.

Retention and Disposal:
    NEH maintains records in this system indefinitely, but may remove 
records when NEH determines to stop providing a particular individual 
with a complimentary copy of Humanities Magazine or a particular 
individual asks to no longer receive a copy of Humanities Magazine.

SYSTEMS MANAGER(S) AND ADDRESS:
    Director, Office of Administrative Services, National Endowment for 
the Humanities, 400 Seventh Street SW., Washington, DC 20506.

NOTIFICATION PROCEDURE:
    See 45 CFR 1115.3.

RECORD ACCESS PROCEDURE:
    See 45 CFR 1115.4.

CONTESTING RECORD PROCEDURE:
    See 45 CFR 1115.5.

RECORD SOURCE CATEGORIES:
    NEH obtains records in this system from individuals covered by the 
system.

EXEMPTIONS CLAIMED FOR THE SYSTEM:
    None.

    Dated: April 21, 2017.
Adam M. Kress,
Senior Agency Official for Privacy.
[FR Doc. 2017-08410 Filed 4-25-17; 8:45 am]
 BILLING CODE 7536-01-P



                                                                               Federal Register / Vol. 82, No. 79 / Wednesday, April 26, 2017 / Notices                                          19263

                                                  parties may join the meeting in person                  provide comment in advance by sending                 notice of its systems of records with
                                                  at the meeting location or may join by                  an email to PublicComment@ncd.gov                     descriptions of the systems and the
                                                  phone in a listening-only capacity (other               with the subject line ‘‘Public Comment’’              ways in which they are maintained, as
                                                  than the period allotted for public                     with your name, organization, state, and              required by the Privacy Act of 1974.
                                                  comment noted below) using the                          topic of comment included in the body                    NEH’s mission has not changed since
                                                  following call-in information:                          of your email. Full-length written public             its inception in 1965: It extends federal
                                                  Teleconference number: 1–888–510–                       comments may also be sent to that email               financial assistance to support
                                                  1765; Conference ID: 8901617;                           address. All emails to register for public            humanities-related projects, conducted
                                                  Conference Title: NCD Meeting; Host                     comment at the quarterly meeting must                 by both individuals and organizations.
                                                  Name: Clyde Terry.                                      be received by Wednesday, May 10,                     In that endeavor, it employs staff and
                                                  MATTERS TO BE CONSIDERED: The Council                   2017. Priority will be given to those                 special government employees, and
                                                  will receive presentations on the                       individuals who are in-person to                      engages academic peer reviewers, to
                                                  connection between disability and                       provide their comments during the town                evaluate grant applications. NEH
                                                  poverty; progress on its 2017 disability                hall portions of the agenda. Those                    created several systems of records to
                                                  policy progress report to Congress and                  commenters on the phone will be called                maintain records concerning the
                                                  the President; charter schools and                      on per the list of those registered via               individuals with whom it regularly
                                                  vouchers in the context of IDEA; and on                 email. Due to time constraints, NCD                   interacts: e.g., grant applicants,
                                                  work on the agency updated strategic                    asks all commenters to limit their                    employees, peer reviewers, contractors
                                                  plan framework. The Council will also                   comments to three minutes. Comments                   and vendors. As with its mission, the
                                                  receive agency updates on finance,                      received at the May quarterly meeting                 categories of individuals with whom
                                                                                                          will be limited to those regarding                    NEH interacts and the systems it created
                                                  governance, and other business. The
                                                                                                          charter schools and vouchers in the                   to host records regarding such
                                                  Council will receive public comment on
                                                                                                          context of IDEA.                                      individuals have not changed
                                                  charter schools and vouchers in the
                                                                                                          CONTACT PERSON: Anne Sommers, NCD,                    significantly since NEH’s inception.
                                                  context of IDEA. Finally, the Council                                                                            This notice reflects administrative
                                                  will discuss its FY 2018 policy priorities              1331 F Street NW., Suite 850,
                                                                                                          Washington, DC 20004; 202–272–2004                    and operational changes that have been
                                                  for potential future projects.                                                                                made at NEH since it last published
                                                                                                          (V), 202–272–2074 (TTY).
                                                  AGENDA: The times provided below are                                                                          notice of its systems of records, such as
                                                                                                          ACCOMMODATIONS: A CART streamtext
                                                  approximations for when each agenda                                                                           agency restructuring and the increased
                                                  item is anticipated to be discussed (all                link has been arranged for this
                                                                                                          teleconference meeting. The web link to               use of electronic technology. This notice
                                                  times Central):                                                                                               will enable individuals who wish to
                                                                                                          access CART on both Thursday and on
                                                  Thursday, May 11                                        Friday, May 12–13, 2017 is: https://                  access information maintained in NEH
                                                                                                          www.streamtext.net/player?event=NCD.                  systems of records to make accurate and
                                                  9:00–9:30 a.m.—Welcome and                                                                                    specific requests for such information.
                                                      Introductions                                          Those who plan to attend the meeting
                                                                                                          in-person and require accommodations                  This notice does not reflect, nor has
                                                  9:30–10:15 a.m.—(Panel Presentation)                                                                          NEH undertaken, significant changes to
                                                      Connection between Disability and                   should notify NCD as soon as possible
                                                                                                          to allow time to make arrangements. To                the numbers or categories of individuals
                                                      Poverty in Louisiana                                                                                      about whom it maintains records in its
                                                  10:15–10:30 a.m.—Break                                  help reduce exposure to fragrances for
                                                                                                          those with multiple chemical                          systems of records, the categories of
                                                  10:30–11:15 a.m.—2017 Progress Report                                                                         records maintained in these systems, the
                                                      Presentation                                        sensitivities, NCD requests that all those
                                                                                                          attending the meeting in person refrain               purpose for which it maintains these
                                                  11:15–11:45 a.m.—Council Discussion                                                                           systems, or the availability of
                                                      on 2017 Progress Report                             from wearing scented personal care
                                                                                                          products such as perfumes, hairsprays,                information contained in these systems.
                                                  Recommendations                                         and deodorants.                                          This notice also reflects certain new
                                                                                                                                                                routine uses requested by the Office of
                                                  11:45 a.m.–1:15 p.m.—Lunch Break                          Dated: April 24, 2017.
                                                                                                                                                                Management and Budget and the Office
                                                  1:15–2:00 p.m.—(Panel Presentation)                     Rebecca Cokley,                                       of Government Information Services of
                                                      Charter Schools and Vouchers in                     Executive Director.                                   the National Archives and Records
                                                      the Context of the Individuals with                 [FR Doc. 2017–08542 Filed 4–24–17; 4:15 pm]           Administration, as well as routine uses
                                                      Disabilities Education Act (IDEA)                   BILLING CODE 8421–03–P                                that are standard within other federal
                                                  2:00–2:30 p.m.—Town hall to receive                                                                           agencies.
                                                      comments on charter schools and
                                                      vouchers in the context of IDEA                                                                           DATES: With the exception of new
                                                                                                          NATIONAL FOUNDATION ON THE                            routine uses, this System of Records
                                                  2:30–2:45 p.m.—Break                                    ARTS AND THE HUMANITIES
                                                  2:45–4:15 p.m.—Discussion of NCD’s                                                                            Notice is effective upon publication in
                                                      Updated Strategic Plan Framework                    National Endowment for the                            the Federal Register. Any new routine
                                                  4:15 p.m.—Adjournment                                   Humanities                                            use published in this System of Records
                                                                                                                                                                Notice shall be effective 30 days from
                                                  Friday, May 12                                          Privacy Act of 1974; System of                        the date of publication, pursuant to 5
                                                  9:00–11:15 a.m.—FY2018 Policy                           Records Notice                                        U.S.C. 552a(e)(11).
                                                       Priorities Discussion                                                                                    ADDRESSES: Adam M. Kress, Senior
                                                                                                          AGENCY: National Endowment for the
                                                  11:15–11:30 a.m.—Break                                                                                        Agency Official for Privacy, 400 7th
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                                                                                                          Humanities, National Foundation on the
                                                  11:30 a.m.–12:30 p.m.—NCD business                                                                            Street SW., Room 4060, Washington, DC
                                                                                                          Arts and the Humanities.
                                                       meeting                                                                                                  20506; (202) 606–8323; akress@neh.gov.
                                                                                                          ACTION: Notice of republication of
                                                  12:30 p.m.—Adjournment                                                                                        FOR FURTHER INFORMATION CONTACT:
                                                                                                          systems of records and new routine
                                                  PUBLIC COMMENT: To better facilitate                                                                          Adam M. Kress, (202) 606–8323;
                                                                                                          uses.
                                                  NCD’s public comment, any individual                                                                          akress@neh.gov.
                                                  interested in providing public comment                  SUMMARY:The National Endowment for                    SUPPLEMENTARY INFORMATION: In
                                                  is asked to register his or her intent to               the Humanities (‘‘NEH’’) is publishing a              accordance with 5 U.S.C. 552a(e)(4),


                                             VerDate Sep<11>2014   18:43 Apr 25, 2017   Jkt 241001   PO 00000   Frm 00067   Fmt 4703   Sfmt 4703   E:\FR\FM\26APN1.SGM   26APN1


                                                  19264                        Federal Register / Vol. 82, No. 79 / Wednesday, April 26, 2017 / Notices

                                                  NEH is today republishing a notice of                   and ethnicity (no longer actively                     successful grant applicants via press
                                                  the existence and character of its                      collected), email address, telephone and              release.
                                                  systems of records in order to make                     fax number, home and work address,                       NEH also uses eGMS for statistical
                                                  available in one place in the Federal                   current institutional affiliations,                   research, congressional oversight and
                                                  Register the most up-to-date                            categorical information on disciplines                trend analysis.
                                                  information regarding these systems.                    and expertise, and NEH subscriptions.                    In addition to the above uses and
                                                  This republication reflects                                In addition to the above records,                  disclosures, as well as the disclosures
                                                  administrative changes, such as agency                  eGMS contains grant applications,                     generally permitted under 5 U.S.C.
                                                  restructuring and the increased use of                  including résumés, samples of work and              552a(b) of the Privacy Act, all or a
                                                  electronic technology that NEH has                      proposed budgets, award notification                  portion of the records or information
                                                  implemented since it last published                     letters, notices of agency action, grantee            contained in this system may be
                                                  notice of its systems of records.                       performance reports, panelist and staff               disclosed outside NEH as a routine use
                                                                                                          evaluations and write-ups, funding                    pursuant to 5 U.S.C. 552a(b)(3) as
                                                  Table of Contents                                       decisions, written communications                     follows:
                                                     This document gives notice that the                  between NEH and grantees and other                       1. To the Department of Justice (DOJ),
                                                  following NEH systems of records are in                 background materials received from                    including Offices of the U.S. Attorneys,
                                                  effect:                                                 grantees.                                             or other federal agencies conducting
                                                  NEH–1 Grants and Cooperative                               eGMS also contains information                     litigation in or in proceedings before
                                                     Agreements: Electronic Grant                         pertaining to NEH peer review panels,                 any court, adjudicative, or
                                                     Management System                                    including the identity of panelists, date             administrative body, when it is relevant
                                                  NEH–2 Financial Management System                       of panel meetings, applications                       or necessary to the litigation and one of
                                                  NEH–3 Requisition System                                considered, notes and evaluations, as                 the following is a party to the litigation
                                                  NEH–4 Employee Payroll and Leave and                    well as travel reimbursement,                         or has an interest in the litigation:
                                                     Attendance Records                                   evaluation and other instructions that                   a. NEH;
                                                  NEH–5 Office of the Inspector General                                                                            b. Any employee or former employee
                                                     Investigative Files
                                                                                                          NEH sends to the panels to facilitate
                                                                                                          their review.                                         of NEH in his or her official capacity;
                                                  NEH–6 Humanities Magazine Contact                                                                                c. Any employee or former employee
                                                     Database                                             AUTHORITY FOR MAINTENANCE OF THE SYSTEM:              of NEH in his or her individual capacity
                                                                                                            National Foundation on the Arts and                 when DOJ or NEH has agreed to
                                                  NEH–1
                                                                                                          the Humanities Act of 1965, as amended                represent the employee;
                                                  SYSTEM NAME:                                            (20 U.S.C. 951, et seq.).                                d. The U.S. Government or any
                                                     Grants and Cooperative Agreements:                                                                         agency thereof.
                                                                                                          ROUTINE USES OF RECORDS MAINTAINED IN THE                2. To a Member of Congress or his or
                                                  Electronic Grant Management System                      SYSTEM, INCLUDING CATEGORIES OF USERS AND
                                                  (‘‘eGMS’’).                                                                                                   her staff, or Committee of Congress,
                                                                                                          PURPOSES OF SUCH USES:
                                                                                                                                                                when the Member of Congress or his or
                                                  SYSTEM CLASSIFICATION:                                  ROUTINE USE(S):                                       her staff, or Committee, requests the
                                                     Unclassified.                                           NEH program and grant                              information on behalf of and at the
                                                                                                          administration staff use eGMS to                      request of the individual who is the
                                                  SYSTEM LOCATION:
                                                                                                          evaluate applications to NEH for federal              subject of the record.
                                                    Authorized NEH staff may access                       financial assistance, manage active                      3. To an appropriate federal, state,
                                                  NEH’s electronic grant management                       grants and cooperative agreement                      tribal, territorial, local, international, or
                                                  system via an online web portal.                        awards, and communicate with                          foreign law enforcement agency or other
                                                  CATEGORIES OF INDIVIDUALS COVERED BY THE                grantees. NEH’s financial management                  appropriate authority charged with
                                                  SYSTEM:                                                 system draws upon contact and other                   investigating or prosecuting a violation
                                                    (1) Individuals who have applied to                   information within eGMS to process the                or enforcing or implementing a law,
                                                  NEH for financial assistance; (2) in the                disbursement of grant funds to grantees               rule, regulation, or order, when a record,
                                                  case of organizations who have applied                  as well as the payment of honoraria and               either on its face or in conjunction with
                                                  to NEH for financial assistance, the                    travel expense to panelists.                          other information, indicates a violation
                                                  organization’s designated grant                            NEH application review panelists                   or potential violation of law, which
                                                  administrator and/or project director, as               have limited access to eGMS. They may                 includes criminal, civil, or regulatory
                                                  well as other individuals affiliated with               only access eGMS to review grant                      violations and such disclosure is proper
                                                  the applicant; (3) individuals that have                applications assigned to the panels on                and consistent with the official duties of
                                                  applied to, or received financial                       which they have been asked to serve, as               the person making the disclosure. This
                                                  assistance, from NEH grantees,                          well as review panel instructions                     referral shall be deemed to authorize: (1)
                                                  including fellows and subgrantees; (4)                  uploaded to eGMS. NEH application                     Any and all appropriate and necessary
                                                  individuals who have attended NEH-                      review panelists use their limited access             uses of such records in a court of law
                                                  funded seminars; (5) individuals who                    to review grant applications, as well as              or before an administrative board or
                                                  have applied to or have served as                       prepare and submit grant evaluations.                 hearing; and (2) such other interagency
                                                  application review panelists; and (6)                      NEH publicly discloses on its Web                  referrals as may be necessary to carry
                                                  individuals who serve or have served as                 site information pertaining to funded                 out the receiving agencies’ assigned law
                                                  members of the National Council on the                  projects, including the grantee and/or                enforcement duties.
                                                                                                          project director’s name and institutional                4. To a court, magistrate, or
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                                                  Humanities.
                                                                                                          affiliation, dollar amount of the grant,              administrative tribunal of appropriate
                                                  CATEGORIES OF RECORDS IN THE SYSTEM:                    application identification number, title              jurisdiction in the course of presenting
                                                    Names of individuals, Social Security                 and summary of the project, field of                  evidence, including disclosure to
                                                  numbers (only for those grant applicants                study under which the project falls, and              opposing counsel or witnesses in the
                                                  and panelists receiving payment from                    NEH program and division responsible                  course of civil discovery, litigation, or
                                                  NEH), eGMS personal identification                      for administering the grant. In addition,             settlement negotiations or in connection
                                                  number, U.S. citizenship status, race                   NEH often discloses the identity of                   with criminal law proceedings.


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                                                                               Federal Register / Vol. 82, No. 79 / Wednesday, April 26, 2017 / Notices                                             19265

                                                     5. To federal, state, tribal, territorial,           to facilitate OGIS’s offering of mediation            applicants, award recipients and
                                                  or local agencies for use in locating                   services to resolve disputes between                  awards.
                                                  individuals and verifying their income                  persons making FOIA requests and
                                                                                                                                                                DISCLOSURE TO CONSUMER REPORTING
                                                  sources to enforce child support orders,                administrative agencies.                              AGENCIES:
                                                  to establish and modify orders of                         14. To the Treasury, other Federal
                                                  support, and for enforcement of related                                                                          Pursuant to 5 U.S.C. 552a(b)(12), NEH
                                                                                                          agencies, ‘‘consumer reporting
                                                  court orders.                                                                                                 may disclose information from its
                                                                                                          agencies’’ (as defined in the Fair Credit
                                                     6. To contactors and their agents,                                                                         financial management system to a
                                                                                                          Reporting Act, 15 U.S.C. 1681a(f)), or
                                                  grantees, experts, consultants, and                                                                           consumer reporting agency as defined in
                                                                                                          the Federal Claims Collection Act of
                                                  others performing or working on a                                                                             the Fair Credit Reporting Act (15 U.S.C.
                                                                                                          1966, 31 U.S.C. 3701(a)(3)), or private
                                                  contract, service, grant, cooperative                                                                         1681a(f)) or the Federal Claims
                                                                                                          collection contractors for the purpose of
                                                  agreement, or other assignment for NEH,                                                                       Collection Act of 1996 (31 U.S.C.
                                                                                                          collecting a debt owed to the Federal
                                                  when necessary to accomplish an                                                                               3701(a)(3)).
                                                                                                          government as provided in regulations
                                                  agency function related to this system of               promulgated by NEH and published at                   POLICIES AND PRACTICES FOR STORING,
                                                  records. Individuals provided                           45 CFR 1150.                                          RETRIEVING, ACCESSING, RETAINING, AND
                                                  information under this routine use are                    15. To appropriate agencies, entities,              DISPOSING OF RECORDS IN THE SYSTEM:
                                                  subject to the same Privacy Act                         and persons when (1) NEH suspects or                  STORAGE:
                                                  requirements and limitations on                         has confirmed that the security or
                                                  disclosure as are applicable to NEH                                                                              NEH maintains records in this system
                                                                                                          confidentiality of information in the                 in an electronic database and a digital
                                                  personnel.                                              system of records has been
                                                     7. To any source from which                                                                                file repository.
                                                                                                          compromised; (2) NEH has determined
                                                  additional information is requested by                                                                        RETRIEVABILITY:
                                                                                                          that as a result of the suspected or
                                                  NEH relevant to an NEH determination                                                                            NEH staff may retrieve records in this
                                                                                                          confirmed compromise there is a risk of
                                                  concerning an individual’s pay, leave,                                                                        system by name, email address, eGMS
                                                                                                          harm to individuals, NEH, (including its
                                                  or travel expenses, to the extent                                                                             personal identification number or by the
                                                                                                          information systems, programs, and
                                                  necessary to identify the individual,                                                                         identification number of any application
                                                                                                          operations), the Federal Government, or
                                                  inform the source of the purpose(s) of                                                                        associated with the individual in his or
                                                                                                          national security; and (3) the disclosure
                                                  the request, and to identify the type of                                                                      her capacity as an applicant, project
                                                                                                          made to such agencies, entities, and
                                                  information requested.                                                                                        director/grant administrator and/or peer
                                                                                                          persons is reasonably necessary to assist
                                                     8. To the Office of Management and                                                                         reviewer.
                                                                                                          in connection with NEH’s efforts to
                                                  Budget at any stage in the legislative
                                                                                                          respond to the suspected or confirmed
                                                  coordination and clearance process in                                                                         SAFEGUARDS:
                                                                                                          compromise and prevent, minimize, or
                                                  connection with private relief                                                                                   NEH limits access to records within
                                                                                                          remedy such harm.
                                                  legislation as set forth in OMB Circular                                                                      this system to authorized personnel
                                                  No. A–19.                                                 16. To another Federal agency or
                                                                                                                                                                whose official duties require such
                                                     9. To another federal agency,                        Federal entity, when NEH determines
                                                                                                                                                                access. For example, NEH limits access
                                                  contractor, expert, or consultant of NEH                that information from such system of
                                                                                                                                                                of its program staff to those functions
                                                  when for the purpose of performing a                    records is reasonably necessary to assist
                                                                                                                                                                necessary to processing and evaluation
                                                  survey, audit, or other review of NEH’s                 the recipient agency or entity in (1)
                                                                                                                                                                of applications. NEH limits the access of
                                                  procedures and operations.                              responding to a suspected or confirmed
                                                                                                                                                                its grant management staff to those
                                                     10. To a contractor, grantee, or other               breach or (2) preventing, minimizing, or
                                                                                                                                                                functions necessary to managing active
                                                  recipient of Federal funds when the                     remedying the risk of harm to
                                                                                                                                                                grants and disbursing funds.
                                                  record to be released reflects serious                  individuals, the recipient agency or                     NEH protects records in this system
                                                  inadequacies with the recipient’s                       entity (including its information                     through user identification, passwords,
                                                  personnel, and disclosure of the record                 systems, programs, and operations), the               database permissions, and software
                                                  is for the purpose of permitting the                    Federal Government, or national                       controls, and it encrypts all Social
                                                  recipient to effect corrective action in                security, resulting from a suspected or               Security numbers stored within eGMS.
                                                  the government’s best interests.                        confirmed breach.
                                                     11. To a contractor, grantee, or other                 17. To the news media and the public,               RETENTION AND DISPOSAL:
                                                  recipient of Federal funds when the                     with the approval of the Senior Agency                   NEH’s Comprehensive Records
                                                  recipient has incurred an indebtedness                  Official for Privacy, in consultation with            Control Schedule provides disposition
                                                  to the government through its receipt of                counsel, when there exists a legitimate               authority with respect to various records
                                                  government funds, and release of the                    public interest in the disclosure of the              stored within eGMS.
                                                  record is for the purpose of allowing the               information or when disclosure is                        NEH has authority to destroy
                                                  debtor to effect a collection against a                 necessary to preserve confidence in the               applications for projects not selected for
                                                  third party.                                            integrity of NEH or is necessary to                   funding, or withdrawn from NEH, when
                                                     12. To the National Archives and                     demonstrate the accountability of NEH’s               five years old.
                                                  Records Administration in records                       officers, employees, or individuals                      With respect to projects funded by
                                                  management inspections conducted                        covered by the system, except to the                  NEH, NEH has authority to retain the
                                                  under authority of 44 U.S.C. 2904 and                   extent it is determined that release of               official case file associated with such
                                                  2906.                                                   the specific information in the context               projects for twenty-five years. After the
                                                     13. To the National Archives and                     of a particular case would constitute an              retention period, NEH may destroy case
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                                                  Records Administration, Office of                       unwarranted invasion of personal                      file records or select unique case files
                                                  Government Information Services                         privacy.                                              for permanent retention at the National
                                                  (OGIS), to the extent necessary to fulfill                                                                    Archives and Records Administration.
                                                  its responsibilities in 5 U.S.C. 552(b) to              PURPOSE(S):                                           Official case files consist of the
                                                  review administrative agency policies,                     NEH established eGMS to provide a                  application, award notification letter,
                                                  procedures and compliance with the                      central repository for information about              notices of agency action, grantee
                                                  Freedom of Information Act (FOIA) and                   its application review panelists, grant               performance reports, reviewer and


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                                                  19266                        Federal Register / Vol. 82, No. 79 / Wednesday, April 26, 2017 / Notices

                                                  panelist comments and summaries, staff                  CATEGORIES OF INDIVIDUALS COVERED BY THE              perform services on behalf of the
                                                  comments and recommendations,                           SYSTEM:                                               agency, accept cash donations, and
                                                  written communications between NEH                         Individual grant recipients (e.g.,                 generate financial reports.
                                                  and grantees and other background                       fellows and independent scholars),                       NEH staff from its Office of
                                                  materials received from the grantee.                    individuals who have served as                        Accounting, Office of Planning and
                                                    With respect to reference files on peer               application review panelists, NEH                     Budget, and Office of Information
                                                  review panels and panelists, such as                    employees and contractors, individual                 Resource Management have access to
                                                  meeting minutes and evaluative                          vendors and sole proprietors,                         the financial management system for the
                                                  material for unfunded applications, lists               individuals who donate funds to NEH,                  reasons described above. Authorized
                                                  of panelists and applications to be                     and other individuals involved in                     members of NEH’s Administrative
                                                  reviewed, and correspondence between                    financial transactions with NEH.                      Services Office may also access the
                                                  NEH and panelists, NEH has authority                                                                          financial management system to process
                                                                                                          CATEGORIES OF RECORDS IN THE SYSTEM:
                                                  to destroy such records when three                                                                            requisition requests for payment to
                                                  years old.                                                 Names, home and/or work addresses,                 vendors and employees. In addition,
                                                    NEH otherwise maintains records in                    employee supplier numbers, Social                     staff from Oracle Corporation may
                                                  eGMS on an indefinite basis for                         Security numbers, bank name and                       access the financial management
                                                  reference purposes.                                     banking account and routing numbers                   system, upon the request of NEH’s
                                                                                                          for electronic fund transfer payments,                Director of Accounting, to provide
                                                  SYSTEMS MANAGER(S) AND ADDRESS:                         and information regarding transactions                technical assistance as needed.
                                                    Director of the Office of Information                 between NEH and the covered                              With respect to payments made to
                                                  Resource Management, National                           individual, including dates, amounts                  individuals covered by the system, the
                                                  Endowment for the Humanities, 400                       paid, purpose of the transaction, and                 financial management system interacts
                                                  Seventh Street SW., Washington, DC                      payee type (e.g., grantee, vendor,                    with and automatically draws contact
                                                  20506.                                                  application review panelist).                         information (name, address, and Social
                                                  NOTIFICATION PROCEDURE:
                                                                                                             In addition to the above records,                  Security number) from NEH’s electronic
                                                                                                          NEH’s financial management system                     grants management system. (See NEH–
                                                     See 45 CFR 1115.3.
                                                                                                          may contain requisitions, payment                     1.)
                                                  RECORD ACCESS PROCEDURE:                                request forms, invoices, receipts, credit                NEH also uses its financial
                                                     See 45 CFR 1115.4.                                   card statements, travel vouchers,                     management system for statistical
                                                                                                          expense reimbursement request forms,                  research, congressional oversight and
                                                  CONTESTING RECORD PROCEDURE:
                                                                                                          contracts, automated clearing house                   trend analysis
                                                     See 45 CFR 1115.5.                                   (‘‘ACH’’) enrollment forms, wire transfer                In addition to the above uses and
                                                  RECORD SOURCE CATEGORIES:                               instructions, voided checks, fellowship               disclosures, as well as the disclosures
                                                     NEH obtains records in this system                   acceptance forms, tax forms, demand                   generally permitted under 5 U.S.C.
                                                  from individuals covered by the system,                 letters, quotes, Internal Revenue Service             552a(b) of the Privacy Act, all or a
                                                  as well as from NEH program officers,                   confirmations of an individual payee’s                portion of the records or information
                                                  application review panelists, grant                     tax identification number, payment                    contained in this system may be
                                                  management personnel and accounting                     restriction notices, email and other                  disclosed outside NEH as a routine use
                                                  personnel.                                              communications between or about                       pursuant to 5 U.S.C. 552a(b)(3) as
                                                                                                          payments to or from covered                           follows:
                                                  EXEMPTIONS CLAIMED FOR THE SYSTEM:                      individuals, and other documents as                      1. To the Department of Justice (DOJ),
                                                    Per 5 U.S.C. 552a(k)(5) and 45 CFR                    needed to substantiate the transaction.               including Offices of the U.S. Attorneys,
                                                  1115.7, NEH has exempted from the                                                                             or other federal agencies conducting
                                                                                                          AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
                                                  Privacy Act’s access and amendment                                                                            litigation in or in proceedings before
                                                  provision (5 U.S.C. 552a(d)) any                          National Foundation on the Arts and                 any court, adjudicative, or
                                                  material that would disclose the identity               the Humanities Act of 1965, as amended                administrative body, when it is relevant
                                                  of references for grant applications,                   (20 U.S.C. 951, et seq.).                             or necessary to the litigation and one of
                                                  including the identity of application                   ROUTINE USES OF RECORDS MAINTAINED IN THE             the following is a party to the litigation
                                                  review panelists selected to review a                   SYSTEM, INCLUDING CATEGORIES OF USERS AND             or has an interest in the litigation:
                                                  particular application.                                 PURPOSES OF SUCH USES:                                   a. NEH;
                                                                                                                                                                   b. Any employee or former employee
                                                  NEH–2                                                   ROUTINE USE(S):
                                                                                                                                                                of NEH in his or her official capacity;
                                                                                                            NEH’s financial management system                      c. Any employee or former employee
                                                  SYSTEM NAME:
                                                                                                          supports agency-wide financial                        of NEH in his or her individual capacity
                                                     Financial Management System.                         management by providing a                             when DOJ or NEH has agreed to
                                                  SYSTEM CLASSIFICATION:                                  standardized, automated capability for                represent the employee;
                                                     Unclassified.                                        performing administrative control of                     d. The U.S. Government or any
                                                                                                          funds, general accounting, billing and                agency thereof.
                                                  SYSTEM LOCATION:                                        collecting, payments, management                         2. To a Member of Congress or his or
                                                     Authorized NEH staff may access                      reporting, and regulatory reporting.                  her staff, or Committee of Congress,
                                                  NEH’s financial management system                         NEH specifically uses the financial                 when the Member of Congress or his or
                                                  electronically via an online web portal.                management system to manage and                       her staff, or Committee, requests the
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                                                  The system is hosted by Oracle at its                   disburse awards to grant recipients, pay              information on behalf of and at the
                                                  Managed Cloud Services’ (MCS) facility                  honoraria to and reimburse travel                     request of the individual who is the
                                                  in Austin, Texas. NEH stores certain                    expenses incurred by NEH application                  subject of the record.
                                                  supporting documents in hard-copy                       review panelists, reimburse travel and                   3. To an appropriate federal, state,
                                                  files within its Accounting Office, Office              other work-related expenses incurred by               tribal, territorial, local, international, or
                                                  of Management and Budget and                            NEH employees, pay vendors and other                  foreign law enforcement agency or other
                                                  Administrative Services Office.                         contractors who provide goods to or                   appropriate authority charged with


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                                                                               Federal Register / Vol. 82, No. 79 / Wednesday, April 26, 2017 / Notices                                             19267

                                                  investigating or prosecuting a violation                inadequacies with the recipient’s                     systems, programs, and operations), the
                                                  or enforcing or implementing a law,                     personnel, and disclosure of the record               Federal Government, or national
                                                  rule, regulation, or order, when a record,              is for the purpose of permitting the                  security, resulting from a suspected or
                                                  either on its face or in conjunction with               recipient to effect corrective action in              confirmed breach.
                                                  other information, indicates a violation                the government’s best interests.                        17. To the news media and the public,
                                                  or potential violation of law, which                       11. To a contractor, grantee, or other             with the approval of the Senior Agency
                                                  includes criminal, civil, or regulatory                 recipient of Federal funds when the                   Official for Privacy, in consultation with
                                                  violations and such disclosure is proper                recipient has incurred an indebtedness                counsel, when there exists a legitimate
                                                  and consistent with the official duties of              to the government through its receipt of              public interest in the disclosure of the
                                                  the person making the disclosure. This                  government funds, and release of the                  information or when disclosure is
                                                  referral shall be deemed to authorize: (1)              record is for the purpose of allowing the             necessary to preserve confidence in the
                                                  Any and all appropriate and necessary                   debtor to effect a collection against a               integrity of NEH or is necessary to
                                                  uses of such records in a court of law                  third party.                                          demonstrate the accountability of NEH’s
                                                  or before an administrative board or                       12. To the National Archives and
                                                                                                                                                                officers, employees, or individuals
                                                  hearing; and (2) such other interagency                 Records Administration in records
                                                                                                                                                                covered by the system, except to the
                                                  referrals as may be necessary to carry                  management inspections conducted
                                                                                                                                                                extent it is determined that release of
                                                  out the receiving agencies’ assigned law                under authority of 44 U.S.C. 2904 and
                                                                                                                                                                the specific information in the context
                                                  enforcement duties.                                     2906.
                                                                                                             13. To the National Archives and                   of a particular case would constitute an
                                                     4. To a court, magistrate, or                                                                              unwarranted invasion of personal
                                                  administrative tribunal of appropriate                  Records Administration, Office of
                                                                                                          Government Information Services                       privacy.
                                                  jurisdiction in the course of presenting
                                                  evidence, including disclosure to                       (OGIS), to the extent necessary to fulfill            PURPOSE(S):
                                                  opposing counsel or witnesses in the                    its responsibilities in 5 U.S.C. 552(b) to
                                                  course of civil discovery, litigation, or               review administrative agency policies,                  NEH established its financial
                                                  settlement negotiations or in connection                procedures and compliance with the                    management system to facilitate core
                                                  with criminal law proceedings.                          Freedom of Information Act (FOIA) and                 accounting functions, including: (i)
                                                     5. To federal, state, tribal, territorial,           to facilitate OGIS’s offering of mediation            Supporting and documenting expenses
                                                  or local agencies for use in locating                   services to resolve disputes between                  incurred in the performance of official
                                                  individuals and verifying their income                  persons making FOIA requests and                      agency duties, (ii) tendering payment to
                                                  sources to enforce child support orders,                administrative agencies.                              grantees, vendors and contractors; (iii)
                                                  to establish and modify orders of                          14. To the Treasury, other Federal                 accounting for goods and services
                                                  support, and for enforcement of related                 agencies, ‘‘consumer reporting                        rendered; (iv) accounting for funds paid
                                                  court orders.                                           agencies’’ (as defined in the Fair Credit             and received; and (v) processing travel
                                                     6. To contactors and their agents,                   Reporting Act, 15 U.S.C. 1681a(f)), or                authorizations and claims.
                                                  grantees, experts, consultants, and                     the Federal Claims Collection Act of
                                                                                                          1966, 31 U.S.C. 3701(a)(3)), or private               DISCLOSURE TO CONSUMER REPORTING
                                                  others performing or working on a
                                                                                                          collection contractors for the purpose of             AGENCIES:
                                                  contract, service, grant, cooperative
                                                  agreement, or other assignment for NEH,                 collecting a debt owed to the Federal                    Pursuant to 5 U.S.C. 552a(b)(12), NEH
                                                  when necessary to accomplish an                         government as provided in the                         may disclose information from its
                                                  agency function related to this system of               regulations promulgated by NEH and                    financial management system to a
                                                  records. Individuals provided                           published at 45 CFR 1150.                             consumer reporting agency as defined in
                                                  information under this routine use are                     15. To appropriate agencies, entities,             the Fair Credit Reporting Act (15 U.S.C.
                                                  subject to the same Privacy Act                         and persons when (1) NEH suspects or                  1681a(f)) or the Federal Claims
                                                  requirements and limitations on                         has confirmed that the security or                    Collection Act of 1996 (31 U.S.C.
                                                  disclosure as are applicable to NEH                     confidentiality of information in the                 3701(a)(3)).
                                                  personnel.                                              system of records has been
                                                     7. To any source from which                          compromised; (2) NEH has determined                   POLICIES AND PRACTICES FOR STORING,
                                                  additional information is requested by                  that as a result of the suspected or                  RETRIEVING, ACCESSING, RETAINING, AND
                                                                                                          confirmed compromise there is a risk of               DISPOSING OF RECORDS IN THE SYSTEM:
                                                  NEH relevant to an NEH determination
                                                  concerning an individual’s pay, leave,                  harm to individuals, NEH, (including its              STORAGE:
                                                  or travel expenses, to the extent                       information systems, programs, and
                                                  necessary to identify the individual,                   operations), the Federal Government, or                 NEH maintains records in this system
                                                  inform the source of the purpose(s) of                  national security; and (3) the disclosure             in an electronic database. NEH
                                                  the request, and to identify the type of                made to such agencies, entities, and                  maintains supporting documentation in
                                                  information requested.                                  persons is reasonably necessary to assist             paper format in file cabinets and stores
                                                     8. To the Office of Management and                   in connection with NEH’s efforts to                   retired paper records at Washington
                                                  Budget at any stage in the legislative                  respond to the suspected or confirmed                 Federal Records Center.
                                                  coordination and clearance process in                   compromise and prevent, minimize, or
                                                                                                                                                                RETRIEVABILITY:
                                                  connection with private relief                          remedy such harm.
                                                  legislation as set forth in OMB Circular                   16. To another Federal agency or                     NEH staff may retrieve electronic
                                                  No. A–19.                                               Federal entity, when NEH determines                   records by name, Social Security
                                                     9. To another federal agency,                        that information from such system of                  number, bank account number or an
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                                                  contractor, expert, or consultant of NEH                records is reasonably necessary to assist             electronic identification number
                                                  when for the purpose of performing a                    the recipient agency or entity in (1)                 generated automatically by the financial
                                                  survey, audit, or other review of NEH’s                 responding to a suspected or confirmed                management system and associated with
                                                  procedures and operations.                              breach or (2) preventing, minimizing, or              each individual for which the system
                                                     10. To a contractor, grantee, or other               remedying the risk of harm to                         maintains a record. NEH may retrieve
                                                  recipient of Federal funds when the                     individuals, the recipient agency or                  some supporting hard-copy documents
                                                  record to be released reflects serious                  entity (including its information                     by name.


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                                                  19268                        Federal Register / Vol. 82, No. 79 / Wednesday, April 26, 2017 / Notices

                                                  SAFEGUARDS:                                             SYSTEM LOCATION:                                         1. To the Department of Justice (DOJ),
                                                     NEH limits access to records within                     Authorized NEH staff may access                    including Offices of the U.S. Attorneys,
                                                  its financial management system to                      NEH’s Requisition System electronically               or other federal agencies conducting
                                                  authorized personnel whose official                     via an online Web portal. NEH stores                  litigation in or in proceedings before
                                                  duties require such access. NEH protects                supporting documents in hard-copy                     any court, adjudicative, or
                                                  electronic records through user                         files within its Administrative Services              administrative body, when it is relevant
                                                  identification, passwords, database                     Office. These supporting documents are                or necessary to the litigation and one of
                                                  permissions, and software controls. The                 also part of NEH’s financial                          the following is a party to the litigation
                                                  financial management system’s                           management system.                                    or has an interest in the litigation:
                                                  underlying software application—                                                                                 a. NEH;
                                                  Oracle Federal Financials—is compliant                  CATEGORIES OF INDIVIDUALS COVERED BY THE                 b. Any employee or former employee
                                                                                                          SYSTEM:                                               of NEH in his or her official capacity;
                                                  with the Federal Risk and Authorization
                                                  Management Program. NEH staff                             Individuals requiring or requesting                    c. Any employee or former employee
                                                  employs Https protocol when accessing                   payment from NEH for goods and                        of NEH in his or her individual capacity
                                                  this application.                                       services rendered to the agency,                      when DOJ or NEH has agreed to
                                                     NEH maintains paper records in                       including NEH employees and                           represent the employee;
                                                  locked file cabinets or locked file rooms               contractors, application review                          d. The U.S. Government or any
                                                  accessible to authorized personnel only.                panelists, individual vendors and sole                agency thereof.
                                                                                                          proprietors.                                             2. To a Member of Congress or his or
                                                  RETENTION AND DISPOSAL:                                                                                       her staff, or Committee of Congress,
                                                                                                          CATEGORIES OF RECORDS IN THE SYSTEM:                  when the Member of Congress or his or
                                                     NEH maintains records in this system
                                                  in accordance with the General Records                     Names, home and/or work addresses,                 her staff, or Committee, requests the
                                                  Schedule (GRS), including GRS 1.1,                      Social Security numbers, email                        information on behalf of and at the
                                                  which covers financial management                       addresses, home and/or work phone                     request of the individual who is the
                                                  records. Retention periods may vary                     numbers, and information regarding                    subject of the record.
                                                  according to the subject matter and NEH                 transactions between NEH and the                         3. To an appropriate federal, state,
                                                  needs. For example, GRS 1.1 authorizes                  covered individual, including date of                 tribal, territorial, local, international, or
                                                  NEH to destroy certain financial                        the payment request, amount requested,                foreign law enforcement agency or other
                                                  transaction records related to its                      purpose of the transaction, NEH                       appropriate authority charged with
                                                  procurement of goods and services six                   division or office responsible for the                investigating or prosecuting a violation
                                                  years after final payment or                            request, and description of the request.              or enforcing or implementing a law,
                                                  cancellation, but also authorizes longer                   In addition to the above records,                  rule, regulation, or order, when a record,
                                                  retention if NEH requires such records                  NEH’s requisition system may contain                  either on its face or in conjunction with
                                                  for a business use. By contrast, NEH                    payment request forms, invoices,                      other information, indicates a violation
                                                  may destroy contracts, requisition                      receipts, credit card statements, travel              or potential violation of law, which
                                                  requests, and purchase orders                           vouchers, expense reimbursement                       includes criminal, civil, or regulatory
                                                  immediately once they no longer serve                   request forms, contracts, email and                   violations and such disclosure is proper
                                                  a business purpose.                                     other communications between or about                 and consistent with the official duties of
                                                                                                          payments to or from covered                           the person making the disclosure. This
                                                  SYSTEMS MANAGER(S) AND ADDRESS:                         individuals, and other documents as                   referral shall be deemed to authorize: (1)
                                                    Accounting Director, National                         needed to substantiate the requisition.               Any and all appropriate and necessary
                                                  Endowment for the Humanities, 400                                                                             uses of such records in a court of law
                                                                                                          AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
                                                  Seventh Street SW., Washington, DC                                                                            or before an administrative board or
                                                  20506.                                                    National Foundation on the Arts and                 hearing; and (2) such other interagency
                                                                                                          the Humanities Act of 1965, as amended                referrals as may be necessary to carry
                                                  NOTIFICATION PROCEDURE:                                 (20 U.S.C. 951, et seq.).                             out the receiving agencies’ assigned law
                                                     See 45 CFR 1115.3.                                                                                         enforcement duties.
                                                                                                          ROUTINE USES OF RECORDS MAINTAINED IN THE
                                                  RECORD ACCESS PROCEDURE:                                SYSTEM, INCLUDING CATEGORIES OF USERS AND
                                                                                                                                                                   4. To a court, magistrate, or
                                                                                                          PURPOSES OF SUCH USES:                                administrative tribunal of appropriate
                                                     See 45 CFR 1115.4.
                                                                                                                                                                jurisdiction in the course of presenting
                                                                                                          ROUTINE USE(S):
                                                  CONTESTING RECORD PROCEDURE:                                                                                  evidence, including disclosure to
                                                     See 45 CFR 1115.5.                                     NEH uses its requisition system to                  opposing counsel or witnesses in the
                                                                                                          process requests from or on behalf of                 course of civil discovery, litigation, or
                                                  RECORD SOURCE CATEGORIES:                               employees, individual contractors,                    settlement negotiations or in connection
                                                     NEH obtains records in this system                   individual vendors, and application                   with criminal law proceedings.
                                                  from individuals covered by the system,                 review panelists for payment from the                    5. To federal, state, tribal, territorial,
                                                  as well as from NEH employees                           agency, including for travel and training             or local agencies for use in locating
                                                  involved in NEH’s fund control and                      expenses, honoraria, and goods and                    individuals and verifying their income
                                                  financial management functions.                         services provided to NEH, but not                     sources to enforce child support orders,
                                                                                                          including employee payroll.                           to establish and modify orders of
                                                  EXEMPTIONS CLAIMED FOR THE SYSTEM:                        In addition to the above uses and                   support, and for enforcement of related
                                                     None.                                                disclosures, as well as the disclosures               court orders.
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                                                                                                          generally permitted under 5 U.S.C.                       6. To contactors and their agents,
                                                  NEH–3
                                                                                                          552a(b) of the Privacy Act, all or a                  grantees, experts, consultants, and
                                                  SYSTEM NAME:                                            portion of the records or information                 others performing or working on a
                                                     Requisition System.                                  contained in this system may be                       contract, service, grant, cooperative
                                                                                                          disclosed outside NEH as a routine use                agreement, or other assignment for NEH,
                                                  SYSTEM CLASSIFICATION:                                  pursuant to 5 U.S.C. 552a(b)(3) as                    when necessary to accomplish an
                                                     Unclassified.                                        follows:                                              agency function related to this system of


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                                                                               Federal Register / Vol. 82, No. 79 / Wednesday, April 26, 2017 / Notices                                             19269

                                                  records. Individuals provided                           regulations promulgated by NEH and                    POLICIES AND PRACTICES FOR STORING,
                                                  information under this routine use are                  published at 45 CFR 1150.                             RETRIEVING, ACCESSING, RETAINING, AND
                                                  subject to the same Privacy Act                                                                               DISPOSING OF RECORDS IN THE SYSTEM:
                                                                                                            15. To appropriate agencies, entities,
                                                  requirements and limitations on                         and persons when (1) NEH suspects or                  STORAGE:
                                                  disclosure as are applicable to NEH                     has confirmed that the security or                      NEH maintains records in this system
                                                  personnel.                                              confidentiality of information in the                 in an electronic database. NEH
                                                     7. To any source from which                          system of records has been                            maintains supporting documentation in
                                                  additional information is requested by                  compromised; (2) NEH has determined                   paper format in file cabinets and stores
                                                  NEH relevant to an NEH determination                    that as a result of the suspected or                  retired paper records at Washington
                                                  concerning an individual’s pay, leave,                  confirmed compromise there is a risk of               Federal Records Center.
                                                  or travel expenses, to the extent                       harm to individuals, NEH, (including its
                                                  necessary to identify the individual,                   information systems, programs, and                    RETRIEVABILITY:
                                                  inform the source of the purpose(s) of                  operations), the Federal Government, or                 NEH staff may retrieve electronic and
                                                  the request, and to identify the type of                national security; and (3) the disclosure             some supporting hard-copy documents
                                                  information requested.                                  made to such agencies, entities, and                  by name.
                                                     8. To the Office of Management and                   persons is reasonably necessary to assist
                                                                                                                                                                SAFEGUARDS:
                                                  Budget at any stage in the legislative                  in connection with NEH’s efforts to
                                                  coordination and clearance process in                   respond to the suspected or confirmed                    NEH limits access to records within
                                                  connection with private relief                          compromise and prevent, minimize, or                  its electronic financial management
                                                  legislation as set forth in OMB Circular                remedy such harm.                                     system to authorized personnel whose
                                                  No. A–19.                                                                                                     official duties require such access.
                                                                                                            16. To another Federal agency or
                                                     9. To another federal agency,                                                                              Certain authorized staff members from
                                                                                                          Federal entity, when NEH determines
                                                  contractor, expert, or consultant of NEH                                                                      NEH’s Administrative Services Office
                                                                                                          that information from such system of
                                                  when for the purpose of performing a                                                                          and Office of Information Resource
                                                                                                          records is reasonably necessary to assist
                                                  survey, audit, or other review of NEH’s                                                                       Management have access to the entire
                                                                                                          the recipient agency or entity in (1)
                                                  procedures and operations.                                                                                    requisition system, while staff members
                                                                                                          responding to a suspected or confirmed
                                                     10. To a contractor, grantee, or other                                                                     from other divisions and offices have
                                                                                                          breach or (2) preventing, minimizing, or
                                                  recipient of Federal funds when the                                                                           limited system access for the purpose of
                                                                                                          remedying the risk of harm to
                                                  record to be released reflects serious                                                                        submitting requests and viewing and
                                                                                                          individuals, the recipient agency or
                                                  inadequacies with the recipient’s                                                                             tracking requests submitted by their
                                                                                                          entity (including its information
                                                  personnel, and disclosure of the record                                                                       assigned offices. NEH protects
                                                                                                          systems, programs, and operations), the
                                                  is for the purpose of permitting the                                                                          electronic records through user
                                                                                                          Federal Government, or national
                                                  recipient to effect corrective action in                                                                      identification, passwords, database
                                                                                                          security, resulting from a suspected or
                                                  the government’s best interests.                                                                              permissions, and software controls.
                                                                                                          confirmed breach.
                                                     11. To a contractor, grantee, or other                                                                        NEH maintains paper records in
                                                                                                            17. To the news media and the public,               locked file cabinets or locked file rooms
                                                  recipient of Federal funds when the                     with the approval of the Senior Agency
                                                  recipient has incurred an indebtedness                                                                        accessible to authorized personnel only.
                                                                                                          Official for Privacy, in consultation with
                                                  to the government through its receipt of                counsel, when there exists a legitimate               RETENTION AND DISPOSAL:
                                                  government funds, and release of the                    public interest in the disclosure of the                 NEH maintains records in this system
                                                  record is for the purpose of allowing the               information or when disclosure is                     in accordance with General Records
                                                  debtor to effect a collection against a                 necessary to preserve confidence in the               Schedule (GRS) 1.1, which covers
                                                  third party.                                            integrity of NEH or is necessary to                   financial management records. Among
                                                     12. To the National Archives and                     demonstrate the accountability of NEH’s               other things, GRS 1.1 authorizes NEH to
                                                  Records Administration in records                       officers, employees, or individuals                   destroy requisitions immediately once
                                                  management inspections conducted                        covered by the system, except to the                  they no longer serve a business purpose.
                                                  under authority of 44 U.S.C. Sec. 2904                  extent it is determined that release of
                                                  and 2906.                                               the specific information in the context               SYSTEMS MANAGER(S) AND ADDRESS:
                                                     13. To the National Archives and                     of a particular case would constitute an                Director, Office of Administrative
                                                  Records Administration, Office of                       unwarranted invasion of personal                      Services, National Endowment for the
                                                  Government Information Services                         privacy.                                              Humanities, 400 Seventh Street SW.,
                                                  (OGIS), to the extent necessary to fulfill                                                                    Washington, DC 20506.
                                                  its responsibilities in 5 U.S.C. 552(b) to              PURPOSE(S):                                             Director of the Office of Information
                                                  review administrative agency policies,                    NEH established its requisition                     Resource Management, National
                                                  procedures and compliance with the                      system to process and track requests for              Endowment for the Humanities, 400
                                                  Freedom of Information Act (FOIA) and                   payment to personnel and third-parties                Seventh Street SW., Washington, DC
                                                  to facilitate OGIS’s offering of mediation              providing goods and services to the                   20506.
                                                  services to resolve disputes between                    agency.                                               NOTIFICATION PROCEDURE:
                                                  persons making FOIA requests and
                                                  administrative agencies.                                DISCLOSURE TO CONSUMER REPORTING                         See 45 CFR 1115.3.
                                                     14. To the Treasury, other Federal                   AGENCIES:
                                                                                                                                                                RECORD ACCESS PROCEDURE:
                                                  agencies, ‘‘consumer reporting                            Pursuant to 5 U.S.C. 552a(b)(12), NEH
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                                                                                                                                                                   See 45 CFR 1115.4.
                                                  agencies’’ (as defined in the Fair Credit               may disclose information from its
                                                  Reporting Act, 15 U.S.C. 1681a(f)) or the               requisition system to a consumer                      CONTESTING RECORD PROCEDURE:
                                                  Federal Claims Collection Act of 1966,                  reporting agency as defined in the Fair                  See 45 CFR 1115.5.
                                                  31 U.S.C. 3701(a)(3)), or private                       Credit Reporting Act (15 U.S.C.
                                                  collection contractors for the purpose of               1681a(f)) or the Federal Claims                       RECORD SOURCE CATEGORIES:
                                                  collecting a debt owed to the Federal                   Collection Act of 1996 (31 U.S.C.                        NEH obtains records in this system
                                                  government as provided in the                           3701(a)(3)).                                          from individuals covered by the system,


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                                                  19270                        Federal Register / Vol. 82, No. 79 / Wednesday, April 26, 2017 / Notices

                                                  as well as from NEH employees                           ROUTINE USES OF RECORDS MAINTAINED IN THE                11. To the Social Security
                                                  involved in agency operations related to                SYSTEM, INCLUDING CATEGORIES OF USERS AND             Administration and the Department of
                                                                                                          PURPOSES OF SUCH USES:
                                                  the requisition.                                                                                              the Treasury to disclose pay data on an
                                                                                                          ROUTINE USE(S):                                       annual basis.
                                                  EXEMPTIONS CLAIMED FOR THE SYSTEM:                                                                               12. To a federal agency or in response
                                                                                                             NEH may disclose all or a portion of
                                                     None.                                                the records contained within this                     to a congressional inquiry when
                                                                                                          system as follows:                                    additional or statistical information is
                                                  NEH–4                                                      1. To provide information to unions                requested relevant to the NEH
                                                                                                          recognized as exclusive bargaining                    Transportation Fringe Benefit Program.
                                                  SYSTEM NAME:
                                                                                                          representatives under the Civil Service                  13. To the Department of Health and
                                                    Employee Payroll and Leave and                        Reform Act of 1978, 5 U.S.C. Sec. 7111                Human Services for the purpose of
                                                  Attendance Records.                                     and 7114, including for the purpose of                providing information on new hires and
                                                                                                          providing information as to the identity              quarterly wages as required under the
                                                  SYSTEM LOCATION:                                                                                              Personal Responsibility and Work
                                                                                                          of NEH employees contributing union
                                                    National Endowment for the                            dues each pay period and the amount of                Opportunity Reconciliation Act of 1996.
                                                  Humanities, Department of Human                         dues withheld from each contributor.                     14. To the Department of Justice
                                                  Resources, 400 Seventh Street SW.,                         2. To the other federal agencies who               (DOJ), including Offices of the U.S.
                                                  Washington, DC 20506.                                   provide payroll personnel processing                  Attorneys, or other federal agencies
                                                    Pursuant to an Interagency Agreement                  services under a cross-servicing                      conducting litigation in or in
                                                  between NEH and the National Finance                    agreement for purposes relating to the                proceedings before any court,
                                                  Center (‘‘NFC’’), a component                           conversion of NEH employee payroll                    adjudicative, or administrative body,
                                                  organization of the United States                       and personnel processing services, the                when it is relevant or necessary to the
                                                  Department of Agriculture’s Office of                   issuance of paychecks to employees and                litigation and one of the following is a
                                                  the Chief Financial Officer, NFC                        distribution of wages, and the                        party to the litigation or has an interest
                                                  provides NEH with the following                         distribution of allotments and                        in the litigation:
                                                  services: Payroll processing, payroll                   deductions to financial and other                        (a) NEH;
                                                                                                          institutions, including through                          (b) Any employee or former employee
                                                  account processing, salary payment
                                                                                                          electronic funds transfer.                            of NEH in his or her official capacity;
                                                  processing, receipt and processing of
                                                                                                             3. To provide wage and separation                     (c) Any employee or former employee
                                                  time and attendance data, and other
                                                                                                          information to another federal agency as              of NEH in his or her individual capacity
                                                  functions necessary to perform these
                                                                                                          required by law for payroll purposes.                 when DOJ or NEH has agreed to
                                                  services. NFC provides these services
                                                                                                             4. To the Office of Personnel                      represent the employee;
                                                  using the Department of Agriculture’s                                                                            (d) The U.S. Government or any
                                                  payroll systems, which are covered                      Management, the Merit System
                                                                                                          Protection Board, Federal Labor                       agency thereof.
                                                  under Department of Agriculture                                                                                  15. To a Member of Congress or his
                                                  System of Record Notice OP–1.                           Relations Authority, Federal Thrift
                                                                                                          Retirement Investment Board or the                    or her staff, or Committee of Congress,
                                                                                                          Equal Employment Opportunity                          when the Member of Congress or his or
                                                  CATEGORIES OF INDIVIDUALS COVERED BY THE
                                                  SYSTEM:                                                 Commission when requested in the                      her staff, or Committee, requests the
                                                                                                          performance of their authorized duties.               information on behalf of and at the
                                                     Current and former NEH employees.                                                                          request of the individual who is the
                                                                                                             5. To the Department of Labor in
                                                  CATEGORIES OF RECORDS IN THE SYSTEM:                    connection with a claim filed by an                   subject of the record.
                                                                                                          employee for compensation due to a job-                  16. To an appropriate federal, state,
                                                     Employee name, address, phone                                                                              tribal, territorial, local, international, or
                                                                                                          connected injury or illness.
                                                  number, Social Security number, and                        6. To the Department of the Treasury               foreign law enforcement agency or other
                                                  organizational code, pay rate and grade,                to issue checks.                                      appropriate authority charged with
                                                  salary, retirement, and location data,                     7. To appropriate Federal and State                investigating or prosecuting a violation
                                                  length of service, pay, leave, time and                 agencies to provide required reports                  or enforcing or implementing a law,
                                                  attendance, allowances, and cost                        including data on unemployment                        rule, regulation, or order, when a record,
                                                  distribution records, deductions for                    insurance.                                            either on its face or in conjunction with
                                                  Medicare/FICA, savings bonds, Federal                      8. To Federal Employee’s Group Life                other information, indicates a violation
                                                  Employee Group Life Insurance (FEGLI),                  Insurance or Health Benefits carriers in              or potential violation of law, which
                                                  Long Term Care Insurance, union dues,                   connection with survivor annuity or                   includes criminal, civil, or regulatory
                                                  Federal, State, and city tax                            health benefits claims or records                     violations and such disclosure is proper
                                                  withholdings, allotments, designated                    reconciliations.                                      and consistent with the official duties of
                                                  charities, health benefits, Thrift Savings                 9. To the Internal Revenue Service                 the person making the disclosure. This
                                                  Plan contributions, Flexible Spending                   and State and local tax authorities for               referral shall be deemed to authorize: (1)
                                                  Account, awards, shift schedules, pay                   which an employee is or was subject to                Any and all appropriate and necessary
                                                  differentials, IRS tax lien data,                       tax regardless of whether tax is or was               uses of such records in a court of law
                                                  commercial garnishments, child support                  withheld in accordance with Treasury                  or before an administrative board or
                                                  and/or alimony wage assignments;                        Fiscal Requirements, as required.                     hearing; and (2) such other interagency
                                                  information on debts owed to the                           10. To any source from which                       referrals as may be necessary to carry
                                                  government as a result of overpayment,                  additional information is requested by                out the receiving agencies’ assigned law
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                                                  refunds owed, or a debt referred for                    NEH relevant to an NEH determination                  enforcement duties.
                                                  collection on a transferred employee.                   concerning an individual’s pay, leave,                   17. To a court, magistrate, or
                                                                                                          or travel expenses, to the extent                     administrative tribunal of appropriate
                                                  AUTHORITY FOR MAINTENANCE OF THE SYSTEM:                                                                      jurisdiction in the course of presenting
                                                                                                          necessary to identify the individual,
                                                    National Foundation on the Arts and                   inform the source of the purpose(s) of                evidence, including disclosure to
                                                  the Humanities Act of 1965, as amended                  the request, and to identify the type of              opposing counsel or witnesses in the
                                                  (20 U.S.C. 951, et seq.).                               information requested.                                course of civil discovery, litigation, or


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                                                                               Federal Register / Vol. 82, No. 79 / Wednesday, April 26, 2017 / Notices                                             19271

                                                  settlement negotiations or in connection                procedures and compliance with the                    PURPOSE(S):
                                                  with criminal law proceedings.                          Freedom of Information Act (FOIA) and                   NEH established this system of
                                                     18. To federal, state, tribal, territorial,          to facilitate OGIS’s offering of mediation            records to ensure proper payment of
                                                  or local agencies for use in locating                   services to resolve disputes between                  salary and benefits to NEH personnel,
                                                  individuals and verifying their income                  persons making FOIA requests and                      and to track time worked, leave, or other
                                                  sources to enforce child support orders,                administrative agencies.                              absences for reporting and compliance
                                                  to establish and modify orders of                                                                             purposes.
                                                  support, and for enforcement of related                    27. To the Department of the
                                                  court orders.                                           Treasury, other Federal agencies,                     DISCLOSURE TO CONSUMER REPORTING
                                                     19. To contactors and their agents,                  ‘‘consumer reporting agencies’’ (as                   AGENCIES:
                                                  grantees, experts, consultants, and                     defined in the Fair Credit Reporting Act,               Pursuant to 5 U.S.C. 552a(b)(12), NEH
                                                  others performing or working on a                       15 U.S.C. 1681a(f)) or the Federal                    may disclose information from this
                                                  contract, service, grant, cooperative                   Claims Collection Act of 1966, 31 U.S.C.              system to a consumer reporting agency
                                                  agreement, or other assignment for NEH,                 3701(a)(3)), or private collection                    as defined in the Fair Credit Reporting
                                                  when necessary to accomplish an                         contractors for the purpose of collecting             Act (15 U.S.C. 1681a(f)) or the Federal
                                                  agency function related to this system of               a debt owed to the Federal government                 Claims Collection Act of 1996 (31 U.S.C.
                                                  records. Individuals provided                           as provided in the regulations                        3701(a)(3)).
                                                  information under this routine use are                  promulgated by NEH and published at
                                                                                                                                                                POLICIES AND PRACTICES FOR STORING,
                                                  subject to the same Privacy Act                         45 CFR 1150.
                                                                                                                                                                RETRIEVING, ACCESSING, RETAINING, AND
                                                  requirements and limitations on                            28. To appropriate agencies, entities,             DISPOSING OF RECORDS IN THE SYSTEM:
                                                  disclosure as are applicable to NEH                     and persons when (1) NEH suspects or                  STORAGE:
                                                  personnel.                                              has confirmed that the security or
                                                     20. To any source from which                                                                                 NEH maintains paper records in filing
                                                                                                          confidentiality of information in the
                                                  additional information is requested by                                                                        cabinets.
                                                                                                          system of records has been
                                                  NEH relevant to an NEH determination                    compromised; (2) NEH has determined                   RETRIEVABILITY:
                                                  concerning an individual’s pay, leave,                  that as a result of the suspected or                    NEH may retrieve records in this
                                                  or travel expenses, to the extent                       confirmed compromise there is a risk of               system by an individual’s name.
                                                  necessary to identify the individual,                   harm to individuals, NEH, (including its
                                                  inform the source of the purpose(s) of                  information systems, programs, and                    SAFEGUARDS:
                                                  the request, and to identify the type of                                                                        NEH limits access to records within
                                                                                                          operations), the Federal Government, or
                                                  information requested.                                                                                        this system to authorized personnel
                                                     21. To the Office of Management and                  national security; and (3) the disclosure
                                                                                                          made to such agencies, entities, and                  whose official duties require such
                                                  Budget at any stage in the legislative                                                                        access: namely, Office of Human
                                                  coordination and clearance process in                   persons is reasonably necessary to assist
                                                                                                          in connection with NEH’s efforts to                   Resources personnel and senior staff.
                                                  connection with private relief                                                                                NEH keeps paper records in this system
                                                  legislation as set forth in OMB Circular                respond to the suspected or confirmed
                                                                                                          compromise and prevent, minimize, or                  in locked file cabinets.
                                                  No. A–19.
                                                     22. To another federal agency,                       remedy such harm.                                     RETENTION AND DISPOSAL:
                                                  contractor, expert, or consultant of NEH                   29. To another Federal agency or                     NEH maintains records in this system
                                                  when for the purpose of performing a                    Federal entity, when NEH determines                   in accordance with General Records
                                                  survey, audit, or other review of NEH’s                 that information from such system of                  Schedule (GRS) 2, which covers
                                                  procedures and operations.                              records is reasonably necessary to assist             Payrolling and Pay Administration
                                                     23. To a contractor, grantee, or other               the recipient agency or entity in (1)                 Records. For example, GRS 2, Item 1(b)
                                                  recipient of Federal funds when the                     responding to a suspected or confirmed                requires that NEH transfer an
                                                  record to be released reflects serious                  breach or (2) preventing, minimizing, or              employee’s payroll records to the
                                                  inadequacies with the recipient’s                       remedying the risk of harm to                         National Personnel Records Center,
                                                  personnel, and disclosure of the record                 individuals, the recipient agency or                  which NEH does 90 days after the
                                                  is for the purpose of permitting the                    entity (including its information                     employee separates from NEH, and
                                                  recipient to effect corrective action in                systems, programs, and operations), the               requires that the National Personnel
                                                  the government’s best interests.                        Federal Government, or national                       Records Center destroy these records
                                                     24. To a contractor, grantee, or other               security, resulting from a suspected or               when 56 years old.
                                                  recipient of Federal funds when the                     confirmed breach.
                                                  recipient has incurred an indebtedness                                                                        SYSTEMS MANAGER(S) AND ADDRESS:
                                                  to the government through its receipt of                   30. To the news media and the public,                Director of the Office of Human
                                                  government funds, and release of the                    with the approval of the Senior Agency                Resources, National Endowment for the
                                                  record is for the purpose of allowing the               Official for Privacy, in consultation with            Humanities, 400 Seventh Street SW.,
                                                  debtor to effect a collection against a                 counsel, when there exists a legitimate               Washington, DC 20506.
                                                  third party.                                            public interest in the disclosure of the
                                                                                                          information or when disclosure is                     NOTIFICATION PROCEDURE:
                                                     25. To the National Archives and
                                                  Records Administration in records                       necessary to preserve confidence in the                  See 45 CFR 1115.3.
                                                  management inspections conducted                        integrity of NEH or is necessary to
                                                                                                                                                                RECORD ACCESS PROCEDURE:
                                                  under authority of 44 U.S.C. Sec. 2904                  demonstrate the accountability of NEH’s
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                                                                                                          officers, employees, or individuals                      See 45 CFR 1115.4.
                                                  and 2906.
                                                     26. To the National Archives and                     covered by the system, except to the                  CONTESTING RECORD PROCEDURE:
                                                  Records Administration, Office of                       extent it is determined that release of                  See 45 CFR 1115.5.
                                                  Government Information Services                         the specific information in the context
                                                  (OGIS), to the extent necessary to fulfill              of a particular case would constitute an              RECORD SOURCE CATEGORIES:
                                                  its responsibilities in 5 U.S.C. 552(b) to              unwarranted invasion of personal                         NEH obtains records in this system
                                                  review administrative agency policies,                  privacy.                                              from individuals covered by the system,


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                                                  19272                        Federal Register / Vol. 82, No. 79 / Wednesday, April 26, 2017 / Notices

                                                  as well as from NEH employees                           AUTHORITY FOR MAINTENANCE OF THE SYSTEM:              request of the individual who is the
                                                  involved in the administration of                         Inspector General Act of 1978, 5                    subject of the record.
                                                  personnel and payroll processes.                        U.S.C. app. 1, sections 1–13; National                   3. To an appropriate federal, state,
                                                                                                          Foundation on the Arts and the                        tribal, territorial, local, international, or
                                                  EXEMPTIONS CLAIMED FOR THE SYSTEM:                                                                            foreign law enforcement agency or other
                                                                                                          Humanities Act of 1965, as amended (20
                                                     None.                                                U.S.C. 951, et seq.).                                 appropriate authority charged with
                                                                                                                                                                investigating or prosecuting a violation
                                                  NEH–5                                                   ROUTINE USES OF RECORDS MAINTAINED IN THE             or enforcing or implementing a law,
                                                                                                          SYSTEM, INCLUDING CATEGORIES OF USERS AND             rule, regulation, or order, when a record,
                                                  SYSTEM NAME:                                            PURPOSES OF SUCH USES:                                either on its face or in conjunction with
                                                    Office of the Inspector General                       ROUTINE USE(S):                                       other information, indicates a violation
                                                  Investigative Files.                                                                                          or potential violation of law, which
                                                                                                             OIG staff uses records in this system
                                                  SYSTEM CLASSIFICATION:                                  to conduct and report investigations of               includes criminal, civil, or regulatory
                                                                                                          fraud, waste, abuse of authority,                     violations and such disclosure is proper
                                                     Unclassified.                                                                                              and consistent with the official duties of
                                                                                                          research misconduct (fabrication,
                                                  SYSTEM LOCATION:                                        falsification, plagiarism),                           the person making the disclosure. This
                                                                                                          mismanagement and misconduct in or                    referral shall be deemed to authorize: (1)
                                                    Office of the Inspector General (OIG),                                                                      Any and all appropriate and necessary
                                                  400 Seventh Street SW., Washington,                     pertaining to NEH programs and
                                                                                                          activities, as well as the programs and               uses of such records in a court of law
                                                  DC 20506.                                                                                                     or before an administrative board or
                                                                                                          activities of those receiving financial
                                                  CATEGORIES OF INDIVIDUALS COVERED BY THE                assistance from NEH, and by those who                 hearing; and (2) such other interagency
                                                  SYSTEM:                                                 do business with NEH.                                 referrals as may be necessary to carry
                                                                                                             OIG may disclose data in this system               out the receiving agencies’ assigned law
                                                     Individuals who are or have been the                                                                       enforcement duties.
                                                  subject of investigations by the OIG.                   to any source, either private or
                                                                                                                                                                   4. To a court, magistrate, or
                                                  These individuals include (1) former                    governmental, to the extent necessary to
                                                                                                                                                                administrative tribunal of appropriate
                                                  and present NEH employees, (2) former                   secure from such source information                   jurisdiction in the course of presenting
                                                  and present individual grant recipients                 relevant to, and sought in furtherance                evidence, including disclosure to
                                                  (e.g., fellows and public scholars), (3)                of, a legitimate OIG investigation. OIG               opposing counsel or witnesses in the
                                                  grant administrators, project directors                 may also disclose data in this system to              course of civil discovery, litigation, or
                                                  and employees of organizational grant                   NEH’s legal representatives, including                settlement negotiations or in connection
                                                  recipients; (4) former and present                      the United States Department of Justice               with criminal law proceedings.
                                                  contractors and vendors, and their                      and other outside legal counsel, when                    5. To federal, state, tribal, territorial,
                                                  employees, (5) former and present                       OIG or NEH is a party in actual or                    or local agencies for use in locating
                                                  application review panelists; and (6)                   anticipated litigation or has an interest             individuals and verifying their income
                                                  other individuals that had, have, or are                in such litigation.                                   sources to enforce child support orders,
                                                  seeking to obtain business or other                        In addition to the above uses and                  to establish and modify orders of
                                                  relationships with NEH.                                 disclosures, as well as the disclosures               support, and for enforcement of related
                                                                                                          generally permitted under 5 U.S.C.                    court orders.
                                                  CATEGORIES OF RECORDS IN THE SYSTEM:                    552a(b) of the Privacy Act, all or a                     6. To contactors and their agents,
                                                     Investigative reports and related                    portion of the records or information                 grantees, experts, consultants, and
                                                  materials pertaining to allegations of                  contained in this system may be                       others performing or working on a
                                                  fraud, waste, abuse, mismanagement,                     disclosed outside NEH as a routine use                contract, service, grant, cooperative
                                                  danger to public health or safety,                      pursuant to 5 U.S.C. 552a(b)(3) as                    agreement, or other assignment for NEH,
                                                  violations of law, misconduct and                       follows:                                              when necessary to accomplish an
                                                  irregularities by individuals covered by                   1. To the Department of Justice (DOJ),             agency function related to this system of
                                                  the system. These records include: (1)                  including Offices of the U.S. Attorneys,              records. Individuals provided
                                                  Correspondence relevant to the                          other federal agencies or outside legal               information under this routine use are
                                                  investigation; (2) working papers of OIG                counsel conducting litigation in or in                subject to the same Privacy Act
                                                  staff; (3) OIG investigative notes,                     proceedings before any court,                         requirements and limitations on
                                                  internal memoranda, and other                           adjudicative, or administrative body,                 disclosure as are applicable to NEH
                                                  documents and records relating to the                   when it is relevant or necessary to the               personnel.
                                                  investigation; (4) subpoenas issued by                  litigation and one of the following is a                 7. To another federal agency,
                                                  the Inspector General and documents                     party to the litigation or has an interest            contractor, expert, or consultant of NEH
                                                  submitted to OIG in response to                         in the litigation:                                    when for the purpose of performing a
                                                  subpoenas; (5) criminal, civil, or                         a. NEH;                                            survey, audit, or other review of NEH’s
                                                  administrative referrals; (6) affidavits,                  b. Any employee or former employee                 procedures and operations.
                                                  statements, documentation and other                     of NEH in his or her official capacity;                  8. To a contractor, grantee, or other
                                                  information provided by subjects of the                    c. Any employee or former employee                 recipient of Federal funds when the
                                                  investigation, individuals with whom                    of NEH in his or her individual capacity              record to be released reflects serious
                                                  the subjects are associated,                            when DOJ or NEH has agreed to                         inadequacies with the recipient’s
                                                  complainants, or witnesses; (7)                         represent the employee;                               personnel, and disclosure of the record
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                                                  information provided by Federal, State,                    d. The U.S. Government or any                      is for the purpose of permitting the
                                                  or local governmental investigative or                  agency thereof.                                       recipient to effect corrective action in
                                                  law enforcement agencies, or other                         2. To a Member of Congress or his or               the government’s best interests.
                                                  organizations; and (8) opening reports,                 her staff, or Committee of Congress,                     9. To a contractor, grantee, or other
                                                  progress reports, and closing reports                   when the Member of Congress or his or                 recipient of Federal funds when the
                                                  from OIG, with recommendations for                      her staff, or Committee, requests the                 recipient has incurred an indebtedness
                                                  corrective action.                                      information on behalf of and at the                   to the government through its receipt of


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                                                                               Federal Register / Vol. 82, No. 79 / Wednesday, April 26, 2017 / Notices                                               19273

                                                  government funds, and release of the                    appropriate to the proper performance                 National Archives and Records
                                                  record is for the purpose of allowing the               of the official duties of the officer                 Administration (NARA).
                                                  debtor to effect a collection against a                 making the disclosure.
                                                  third party.                                              16. To complainants and victims to                  SYSTEMS MANAGER(S) AND ADDRESS:
                                                     10. To the National Archives and                     the extent necessary to provide such                    Inspector General, National
                                                  Records Administration in records                       persons with information and                          Endowment for the Humanities, 400
                                                  management inspections conducted                        explanations concerning the progress or               Seventh Street SW., Washington, DC
                                                  under authority of 44 U.S.C. Sec. 2904                  results of the investigation arising from             20506.
                                                  and 2906.                                               the matters of which they complained or
                                                     11. To the National Archives and                                                                           NOTIFICATION PROCEDURE:
                                                                                                          of which they were a victim.
                                                  Records Administration, Office of                         17. To the news media and the public,                  See 45 CFR 1115.3.
                                                  Government Information Services                         with the approval of the Senior Agency
                                                                                                                                                                RECORD ACCESS PROCEDURE:
                                                  (OGIS), to the extent necessary to fulfill              Official for Privacy, in consultation with
                                                  its responsibilities in 5 U.S.C. 552(b) to              counsel, when there exists a legitimate                 Many of the records contained within
                                                  review administrative agency policies,                  public interest in the disclosure of the              this system are exempt from this
                                                  procedures and compliance with the                      information or when disclosure is                     requirement pursuant to 5 U.S.C.
                                                  Freedom of Information Act (FOIA) and                   necessary to preserve confidence in the               552a(j)(2) or (k)(2). NEH shall make a
                                                  to facilitate OGIS’s offering of mediation              integrity of NEH or is necessary to                   determination as to an exemption at the
                                                  services to resolve disputes between                    demonstrate the accountability of NEH’s               time it receives a request. Requests for
                                                  persons making FOIA requests and                        officers, employees, or individuals                   access must be sent to the Office of the
                                                  administrative agencies.                                covered by the system, except to the                  General Counsel in accordance with the
                                                     12. To the Treasury, other Federal                   extent it is determined that release of               procedures set forth in 45 CFR 1115.4.
                                                  agencies, ‘‘consumer reporting                          the specific information in the context
                                                  agencies’’ (as defined in the Fair Credit                                                                     CONTESTING RECORD PROCEDURE:
                                                                                                          of a particular case would constitute an
                                                  Reporting Act, 15 U.S.C. 1681a(f)), or                  unwarranted invasion of personal                        Many of the records contained within
                                                  the Federal Claims Collection Act of                    privacy.                                              this system are exempt from this
                                                  1966, 31 U.S.C. 3701(a)(3)), or private                                                                       requirement pursuant to 5 U.S.C.
                                                  collection contractors for the purpose of               PURPOSE(S):                                           552a(j)(2) or (k)(2). NEH shall make a
                                                  collecting a debt owed to the Federal                      NEH created this system to maintain                determination as to an exemption at the
                                                  government as provided in the                           files of investigative activities carried             time it receives a request. Requests for
                                                  regulations promulgated by NEH and                      out by OIG.                                           correction must be sent to the Office of
                                                  published at 45 CFR 1150.                                                                                     the General Counsel in accordance with
                                                     13. To appropriate agencies, entities,               DISCLOSURE TO CONSUMER REPORTING                      the procedures set forth in 45 CFR
                                                                                                          AGENCIES:
                                                  and persons when (1) NEH suspects or                                                                          1115.5.
                                                  has confirmed that the security or                         Pursuant to 5 U.S.C. 552a(b)(12), NEH
                                                  confidentiality of information in the                   may disclose information from its                     RECORD SOURCE CATEGORIES:
                                                  system of records has been                              financial management system to a                         NEH obtains records in this system
                                                  compromised; (2) NEH has determined                     consumer reporting agency as defined in               from individuals covered by the system,
                                                  that as a result of the suspected or                    the Fair Credit Reporting Act (15 U.S.C.              individuals or entities with whom such
                                                  confirmed compromise there is a risk of                 1681a(f)) or the Federal Claims                       individuals are associated,
                                                  harm to individuals, NEH, (including its                Collection Act of 1996 (31 U.S.C.                     complainants, witnesses, Federal, State,
                                                  information systems, programs, and                      3701(a)(3)).                                          or local governmental investigative or
                                                  operations), the Federal Government, or                 POLICIES AND PRACTICES FOR STORING,
                                                                                                                                                                law enforcement agencies, NEH staff,
                                                  national security; and (3) the disclosure               RETRIEVING, ACCESSING, RETAINING, AND                 and from OIG employees authorized to
                                                  made to such agencies, entities, and                    DISPOSING OF RECORDS IN THE SYSTEM:                   conduct internal investigations.
                                                  persons is reasonably necessary to assist
                                                                                                          STORAGE:                                              EXEMPTIONS CLAIMED FOR THIS SYSTEM:
                                                  in connection with NEH’s efforts to
                                                  respond to the suspected or confirmed                     NEH maintains paper records in filing                  This system of records, to the extent
                                                  compromise and prevent, minimize, or                    cabinets and retired records at the                   that it consists of information compiled
                                                  remedy such harm.                                       Washington Federal Records Center.                    for law enforcement purposes, may be
                                                     14. To another Federal agency or                     RETRIEVABILITY:
                                                                                                                                                                exempt from the Privacy Act’s access
                                                  Federal entity, when NEH determines                                                                           and correction provisions pursuant to 5
                                                                                                            OIG retrieves records within this                   U.S.C. 552a(j)(2) and/or (k)(2). In
                                                  that information from such system of
                                                                                                          system by the name of the individual                  addition, this system of records, to the
                                                  records is reasonably necessary to assist
                                                                                                          formerly or currently under                           extent that it consists of investigatory
                                                  the recipient agency or entity in (1)
                                                                                                          investigation.                                        material compiled for purposes of
                                                  responding to a suspected or confirmed
                                                  breach or (2) preventing, minimizing, or                SAFEGUARDS:                                           determining suitability, eligibility, or
                                                  remedying the risk of harm to                             NEH limits access to records within                 qualifications for federal financial
                                                  individuals, the recipient agency or                    this system to authorized personnel                   assistance from NEH, or employment
                                                  entity (including its information                       whose official duties require such                    with NEH, the release of which would
                                                  systems, programs, and operations), the                 access: Namely, OIG staff. NEH                        reveal the identity of references for such
                                                  Federal Government, or national                                                                               assistance or employment, is exempt
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                                                                                                          maintains records in locked file cabinets
                                                  security, resulting from a suspected or                 or locked file rooms accessible to                    from the Privacy Act’s access and
                                                  confirmed breach.                                       authorized personnel only.                            correction provisions pursuant to 5
                                                     15. To third parties during the course                                                                     U.S.C. 552a(k)(5) and 45 CFR 1115.7.
                                                  of a law enforcement investigation to                   RETENTION AND DISPOSAL:                               Records in this system that originated in
                                                  the extent necessary to obtain                            NEH maintains records in this system                another system of records shall be
                                                  information pertinent to the                            according to records disposition                      governed by the exemptions claimed for
                                                  investigation, provided disclosure is                   schedules and requirements of the                     this system as well as any additional


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                                                  19274                        Federal Register / Vol. 82, No. 79 / Wednesday, April 26, 2017 / Notices

                                                  exemptions claimed for the other                        any court, adjudicative, or                           disclosure as are applicable to NEH
                                                  system.                                                 administrative body, when it is relevant              personnel.
                                                                                                          or necessary to the litigation and one of                7. To another federal agency,
                                                  NEH–6                                                   the following is a party to the litigation            contractor, expert, or consultant of NEH
                                                  SYSTEM NAME:                                            or has an interest in the litigation:                 when for the purpose of performing a
                                                                                                             a. NEH;                                            survey, audit, or other review of NEH’s
                                                    Humanities Magazine Contact                              b. Any employee or former employee                 procedures and operations.
                                                  Database.                                               of NEH in his or her official capacity;                  8. To the National Archives and
                                                  SYSTEM CLASSIFICATION:                                     c. Any employee or former employee                 Records Administration in records
                                                                                                          of NEH in his or her individual capacity              management inspections conducted
                                                     Unclassified.
                                                                                                          when DOJ or NEH has agreed to                         under authority of 44 U.S.C. 2904 and
                                                  SYSTEM LOCATION:                                        represent the employee;                               2906.
                                                    Authorized NEH staff may access                          d. The U.S. Government or any                         9. To the National Archives and
                                                  NEH’s Humanities Magazine Contact                       agency thereof.                                       Records Administration, Office of
                                                  Database via Microsoft Access.                             2. To a Member of Congress or his or               Government Information Services
                                                                                                          her staff, or Committee of Congress,                  (OGIS), to the extent necessary to fulfill
                                                  CATEGORIES OF INDIVIDUALS COVERED BY THE                when the Member of Congress or his or                 its responsibilities in 5 U.S.C. 552(b) to
                                                  SYSTEM:                                                 her staff, or Committee, requests the                 review administrative agency policies,
                                                    Individuals who receive                               information on behalf of and at the                   procedures and compliance with the
                                                  complimentary copies of Humanities                      request of the individual who is the                  Freedom of Information Act (FOIA) and
                                                  Magazine, the Magazine of the National                  subject of the record.                                to facilitate OGIS’s offering of mediation
                                                  Endowment for the Humanities,                              3. To an appropriate federal, state,               services to resolve disputes between
                                                  including members of the National                       tribal, territorial, local, international, or         persons making FOIA requests and
                                                  Council on the Humanities, application                  foreign law enforcement agency or other               administrative agencies.
                                                  review panelists, donors, staff of state                appropriate authority charged with                       10. To appropriate agencies, entities,
                                                  humanities councils, museum directors                   investigating or prosecuting a violation              and persons when (1) NEH suspects or
                                                  and college administrators, members of                  or enforcing or implementing a law,                   has confirmed that the security or
                                                  Congress and Congressional staff,                       rule, regulation, or order, when a record,            confidentiality of information in the
                                                  members of the media, and officers and                  either on its face or in conjunction with             system of records has been
                                                  employees of other federal agencies.                    other information, indicates a violation              compromised; (2) NEH has determined
                                                                                                          or potential violation of law, which                  that as a result of the suspected or
                                                  CATEGORIES OF RECORDS IN THE SYSTEM:                    includes criminal, civil, or regulatory               confirmed compromise there is a risk of
                                                     Names, home and/or work addresses,                   violations and such disclosure is proper              harm to individuals, NEH, (including its
                                                  email addresses, home and/or work                       and consistent with the official duties of            information systems, programs, and
                                                  phone numbers and fax numbers, a                        the person making the disclosure. This                operations), the Federal Government, or
                                                  database identification number unique                   referral shall be deemed to authorize: (1)            national security; and (3) the disclosure
                                                  to the individual, institutional                        Any and all appropriate and necessary                 made to such agencies, entities, and
                                                  affiliation, and category of subscriber                 uses of such records in a court of law                persons is reasonably necessary to assist
                                                  (e.g., National Council member, member                  or before an administrative board or                  in connection with NEH’s efforts to
                                                  of Congress, etc.).                                     hearing; and (2) such other interagency               respond to the suspected or confirmed
                                                                                                          referrals as may be necessary to carry                compromise and prevent, minimize, or
                                                  AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
                                                                                                          out the receiving agencies’ assigned law              remedy such harm.
                                                    National Foundation on the Arts and                   enforcement duties.                                      11. To another Federal agency or
                                                  the Humanities Act of 1965, as amended                     4. To a court, magistrate, or                      Federal entity, when NEH determines
                                                  (20 U.S.C. 951, et seq.).                               administrative tribunal of appropriate                that information from such system of
                                                                                                          jurisdiction in the course of presenting              records is reasonably necessary to assist
                                                  ROUTINE USES OF RECORDS MAINTAINED IN THE
                                                  SYSTEM, INCLUDING CATEGORIES OF USERS AND
                                                                                                          evidence, including disclosure to                     the recipient agency or entity in (1)
                                                  PURPOSES OF SUCH USES:                                  opposing counsel or witnesses in the                  responding to a suspected or confirmed
                                                                                                          course of civil discovery, litigation, or             breach or (2) preventing, minimizing, or
                                                  ROUTINE USE(S):                                                                                               remedying the risk of harm to
                                                                                                          settlement negotiations or in connection
                                                     NEH uses this system to store address                with criminal law proceedings.                        individuals, the recipient agency or
                                                  and other contact information of those                     5. To federal, state, tribal, territorial,         entity (including its information
                                                  who receive complimentary copies of                     or local agencies for use in locating                 systems, programs, and operations), the
                                                  Humanities Magazine so it may                           individuals and verifying their income                Federal Government, or national
                                                  periodically mail copies of Humanities                  sources to enforce child support orders,              security, resulting from a suspected or
                                                  Magazine to those individuals.                          to establish and modify orders of                     confirmed breach.
                                                     In addition to the above uses and                    support, and for enforcement of related                  12. To the news media and the public,
                                                  disclosures, as well as the disclosures                 court orders                                          with the approval of the Senior Agency
                                                  generally permitted under 5 U.S.C.                         6. To contactors and their agents,                 Official for Privacy, in consultation with
                                                  552a(b) of the Privacy Act, all or a                    grantees, experts, consultants, and                   counsel, when there exists a legitimate
                                                  portion of the records or information                   others performing or working on a                     public interest in the disclosure of the
                                                  contained in this system may be                         contract, service, grant, cooperative                 information or when disclosure is
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                                                  disclosed outside NEH as a routine use                  agreement, or other assignment for NEH,               necessary to preserve confidence in the
                                                  pursuant to 5 U.S.C. 552a(b)(3) as                      when necessary to accomplish an                       integrity of NEH or is necessary to
                                                  follows:                                                agency function related to this system of             demonstrate the accountability of NEH’s
                                                     1. To the Department of Justice (DOJ),               records. Individuals provided                         officers, employees, or individuals
                                                  including Offices of the U.S. Attorneys,                information under this routine use are                covered by the system, except to the
                                                  or other federal agencies conducting                    subject to the same Privacy Act                       extent it is determined that release of
                                                  litigation in or in proceedings before                  requirements and limitations on                       the specific information in the context


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                                                                                Federal Register / Vol. 82, No. 79 / Wednesday, April 26, 2017 / Notices                                          19275

                                                  of a particular case would constitute an                 NATIONAL SCIENCE FOUNDATION                              Abstract: Established within the NSF
                                                  unwarranted invasion of personal                                                                               by the America COMPETES
                                                  privacy.                                                 Notice of Intent To Renew a Current                   Reauthorization Act of 2010 § 505,
                                                                                                           Information Collection                                codified in the National Science
                                                  PURPOSE(S):
                                                                                                                                                                 Foundation Act of 1950, as amended,
                                                    NEH established its Humanities                               National Science Foundation.
                                                                                                           AGENCY:
                                                                                                                                                                 the National Center for Science and
                                                  Magazine Contact Database to create a                          Notice and request for
                                                                                                           ACTION:                                               Engineering Statistics (NCSES) serves as
                                                  central database of contact information                  comments.                                             a central Federal clearinghouse for the
                                                  for those who receive complimentary                                                                            collection, interpretation, analysis, and
                                                  copies of Humanities Magazine.                           SUMMARY:    The National Science                      dissemination of objective data on
                                                                                                           Foundation (NSF) is announcing plans                  science, engineering, technology, and
                                                  DISCLOSURE TO CONSUMER REPORTING                         to request renewal of the Survey of                   research and development for use by
                                                  AGENCIES:                                                Graduate Students and Postdoctorates in               practitioners, researchers, policymakers,
                                                     None.                                                 Science and Engineering (OMB Control                  and the public.
                                                                                                           Number 3145–0062). In accordance with                    The Survey of Graduate Students and
                                                  POLICIES AND PRACTICES FOR STORING,
                                                                                                           the requirement of the Paperwork                      Postdoctorates in Science and
                                                  RETRIEVING, ACCESSING, RETAINING, AND
                                                  DISPOSING OF RECORDS IN THE SYSTEM:
                                                                                                           Reduction Act of 1995, NSF is providing               Engineering (GSS), sponsored by the
                                                                                                           opportunity for public comment on this                NCSES within the NSF and the National
                                                  STORAGE:                                                 action. After obtaining and considering               Institutes of Health, is designed to
                                                    NEH maintains records in this system                   public comments, NSF will prepare the                 comply with legislative mandates by
                                                  in an electronic database accessible via                 submission requesting that OMB                        providing information on the
                                                  Microsoft Access.                                        approve clearance of this collection for              characteristics of academic graduate
                                                                                                           three years.                                          components in science, engineering and
                                                  RETRIEVABILITY:
                                                                                                           DATES: Written comments on this notice                health fields. The GSS, which originated
                                                    NEH staff may retrieve electronic
                                                                                                           must be received by June 26, 2017 to be               in 1966 and has been conducted
                                                  records by name or database
                                                                                                           assured consideration. Comments                       annually since 1972, is a census of all
                                                  identification number.
                                                                                                           received after that date will be                      departments in science, engineering and
                                                  SAFEGUARDS:                                              considered to the extent practicable.                 health (SEH) fields within academic
                                                    NEH limits access to records within                    Send comments to the address below.                   institutions with graduate programs in
                                                  this system of records to personnel                      FOR FURTHER INFORMATION CONTACT: Ms.                  the United States. The GSS data are
                                                  whose official duties require such                       Suzanne H. Plimpton, Reports Clearance                solicited under the authority of the
                                                  access.                                                  Officer, National Science Foundation,                 National Science Foundation Act of
                                                                                                           4201 Wilson Boulevard, Suite 1265,                    1950, as amended. Data collection starts
                                                  RETENTION AND DISPOSAL:
                                                                                                           Arlington, Virginia 22230; telephone                  each fall in October and data are
                                                    NEH maintains records in this system                   (703) 292–7556; or send email to                      obtained primarily through a Web
                                                  indefinitely, but may remove records                     splimpto@nsf.gov. Individuals who use                 survey. All information will be used for
                                                  when NEH determines to stop providing                    a telecommunications device for the                   statistical purposes only. Participation
                                                  a particular individual with a                           deaf (TDD) may call the Federal                       in the survey is voluntary.
                                                  complimentary copy of Humanities                         Information Relay Service (FIRS) at 1–                   The total number of respondents
                                                  Magazine or a particular individual asks                 800–877–8339, which is accessible 24                  surveyed in the 2017 survey is
                                                  to no longer receive a copy of                           hours a day, 7 days a week, 365 days a                estimated to be 15,970 departments
                                                  Humanities Magazine.                                     year (including Federal holidays).                    (reporting units) located in about 700
                                                                                                                                                                 SEH graduate degree-granting
                                                  SYSTEMS MANAGER(S) AND ADDRESS:                          SUPPLEMENTARY INFORMATION:                            institutions. The GSS is the only
                                                    Director, Office of Administrative                        Comments: Comments are invited on:                 national survey that collects information
                                                  Services, National Endowment for the                     (a) Whether the proposed collection of                on the characteristics of graduate
                                                  Humanities, 400 Seventh Street SW.,                      information is necessary for the proper               enrollment and postdoctoral appointees
                                                  Washington, DC 20506.                                    performance of the functions of the                   (postdocs) for specific SEH disciplines
                                                                                                           NSF, including whether the information                at the department level. It collects
                                                  NOTIFICATION PROCEDURE:                                  will have practical utility; (b) the                  information on:
                                                     See 45 CFR 1115.3.                                    accuracy of the NSF’s estimate of the                    (1) Graduate students’ ethnicity and
                                                                                                           burden of the proposed collection of                  race, citizenship, gender, source of
                                                  RECORD ACCESS PROCEDURE:                                 information; (c) ways to enhance the                  support, mechanisms of support, and
                                                     See 45 CFR 1115.4.                                    quality, use, and clarity of the                      enrollment status;
                                                                                                           information to be collected; and (d)                     (2) Postdocs’ ethnicity and race,
                                                  CONTESTING RECORD PROCEDURE:
                                                                                                           ways to minimize the burden of the                    citizenship, gender, source of support,
                                                     See 45 CFR 1115.5.                                    collection of information on those who                mechanism of support, type of doctoral
                                                  RECORD SOURCE CATEGORIES:
                                                                                                           are to respond, including through the                 degree, and degree origin (U.S. or
                                                                                                           use of automated, mechanical, or other                foreign); and
                                                     NEH obtains records in this system
                                                                                                           technological collection techniques or                   (3) Other doctorate-holding non-
                                                  from individuals covered by the system.
                                                                                                           other forms of information technology.                faculty researchers’ gender and type of
                                                  EXEMPTIONS CLAIMED FOR THE SYSTEM:                          Title of Collection: Survey of Graduate            doctoral degree.
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                                                     None.                                                 Students and Postdoctorates in Science                   To improve coverage of postdocs, the
                                                                                                           and Engineering.                                      GSS periodically collects information
                                                    Dated: April 21, 2017.                                    OMB Approval Number: 3145–0062.                    on postdocs employed in Federally
                                                  Adam M. Kress,                                              Expiration Date: November 30, 2017.                Funded Research and Development
                                                  Senior Agency Official for Privacy.                         Type of Request: Intent to seek                    Centers (FFRDCs) by ethnicity and race,
                                                  [FR Doc. 2017–08410 Filed 4–25–17; 8:45 am]              approval to renew an information                      gender, citizenship, source and
                                                  BILLING CODE 7536–01–P                                   collection for three years.                           mechanism of support, and field of


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Document Created: 2017-04-26 03:15:39
Document Modified: 2017-04-26 03:15:39
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice of republication of systems of records and new routine uses.
DatesWith the exception of new routine uses, this System of Records Notice is effective upon publication in the Federal Register. Any new routine use published in this System of Records Notice shall be effective 30 days from the date of publication, pursuant to 5 U.S.C. 552a(e)(11).
ContactAdam M. Kress, (202) 606-8323; [email protected]
FR Citation82 FR 19263 

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