82_FR_20564 82 FR 20481 - Agency Information Collection Activities: Proposed Collection; Comment Request

82 FR 20481 - Agency Information Collection Activities: Proposed Collection; Comment Request

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Centers for Medicare & Medicaid Services

Federal Register Volume 82, Issue 83 (May 2, 2017)

Page Range20481-20482
FR Document2017-08848

The Centers for Medicare & Medicaid Services (CMS) is announcing an opportunity for the public to comment on CMS' intention to collect information from the public. Under the Paperwork Reduction Act of 1995 (the PRA), federal agencies are required to publish notice in the Federal Register concerning each proposed collection of information (including each proposed extension or reinstatement of an existing collection of information) and to allow 60 days for public comment on the proposed action. Interested persons are invited to send comments regarding our burden estimates or any other aspect of this collection of information, including any of the following subjects including the necessity and utility of the proposed information collection for the proper performance of the agency's functions, the accuracy of the estimated burden, ways to enhance the quality, utility, and clarity of the information to be collected and the use of automated collection techniques or other forms of information technology to minimize the information collection burden.

Federal Register, Volume 82 Issue 83 (Tuesday, May 2, 2017)
[Federal Register Volume 82, Number 83 (Tuesday, May 2, 2017)]
[Notices]
[Pages 20481-20482]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-08848]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Centers for Medicare & Medicaid Services

[Document Identifier CMS-10418]


Agency Information Collection Activities: Proposed Collection; 
Comment Request

AGENCY: Centers for Medicare & Medicaid Services, HHS.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: The Centers for Medicare & Medicaid Services (CMS) is 
announcing an opportunity for the public to comment on CMS' intention 
to collect information from the public. Under the Paperwork Reduction 
Act of 1995 (the PRA), federal agencies are required to publish notice 
in the Federal Register concerning each proposed collection of 
information (including each proposed extension or reinstatement of an 
existing collection of information) and to allow 60 days for public 
comment on the proposed action. Interested persons are invited to send 
comments regarding our burden estimates or any other aspect of this 
collection of information, including any of the following subjects 
including the necessity and utility of the proposed information 
collection for the proper performance of the agency's functions, the 
accuracy of the estimated burden, ways to enhance the quality, utility, 
and clarity of the information to be collected and the use of automated 
collection techniques or other forms of information technology to 
minimize the information collection burden.

DATES: Comments must be received by July 3, 2017.

ADDRESSES: When commenting, please reference the document identifier or 
OMB control number. To be assured consideration, comments and 
recommendations must be submitted in any one of the following ways:
    1. Electronically. You may send your comments electronically to 
http://www.regulations.gov. Follow the instructions for ``Comment or 
Submission'' or ``More Search Options'' to find the information 
collection document(s) that are accepting comments.
    2. By regular mail. You may mail written comments to the following 
address: CMS, Office of Strategic Operations and Regulatory Affairs, 
Division of Regulations Development, Attention: Document Identifier/OMB 
Control Number ____, Room C4-26-05, 7500 Security Boulevard, Baltimore, 
Maryland 21244-1850.
    To obtain copies of a supporting statement and any related forms 
for the proposed collection(s) summarized in this notice, you may make 
your request using one of following:
    1. Access CMS' Web site address at https://www.cms.gov/Regulations-and-Guidance/Legislation/PaperworkReductionActof1995/PRA-Listing.html.
    2. Email your request, including your address, phone number, OMB 
number, and CMS document identifier, to [email protected].
    3. Call the Reports Clearance Office at (410) 786-1326.

FOR FURTHER INFORMATION CONTACT: Reports Clearance Office at (410) 786-
1326.

SUPPLEMENTARY INFORMATION: 

Contents

    This notice sets out a summary of the use and burden associated 
with the following information collections. More detailed information 
can be found in each collection's supporting statement and associated 
materials (see ADDRESSES).

CMS-10418 Medical Loss Ratio Annual Reports, MLR Notices, and 
Recordkeeping Requirements

    Under the PRA (44 U.S.C. 3501-3520), federal agencies must obtain 
approval from the Office of Management and Budget (OMB) for each 
collection of information they conduct or sponsor. The term 
``collection of information'' is defined in 44 U.S.C. 3502(3) and 5 CFR 
1320.3(c) and includes agency requests or requirements that members of 
the public submit reports, keep records, or provide information to a 
third party. Section 3506(c)(2)(A) of the PRA requires federal agencies 
to publish a 60-day notice in the Federal Register concerning each 
proposed collection of information, including each proposed extension 
or reinstatement of an existing collection of information, before 
submitting the collection to OMB for approval. To comply with this 
requirement, CMS is publishing this notice.
    1. Type of Information Collection Request: Revision of a currently 
approved collection; Title of Information Collection: Annual MLR and 
Rebate Calculation Report and MLR Rebate Notices; Use: Under Section 
2718 of the Affordable Care Act and implementing regulation at 45 CFR 
part 158, a health insurance issuer (issuer) offering group or 
individual health insurance coverage must submit a report to the 
Secretary concerning the amount the issuer spends each year on claims, 
quality improvement expenses, non-claims costs, Federal and State taxes 
and licensing and regulatory fees, the amount of earned premium, and 
beginning with the 2014 reporting year, the amounts related to the 
transitional reinsurance, risk corridors, and risk adjustment programs 
established under sections 1341, 1342, and 1343, respectively, of the 
Affordable Care Act. An issuer must provide an annual rebate if the 
amount it spends on certain costs compared to its premium revenue 
(excluding Federal and States taxes and licensing and regulatory fees) 
does not meet a certain ratio, referred to as the medical loss ratio 
(MLR). Each issuer is required to submit annually MLR data, including 
information about any rebates it must provide, on a form prescribed by 
CMS, for each State in which the issuer conducts business. Each issuer 
is also required to provide a rebate notice to each policyholder that 
is owed a rebate and each subscriber of policyholders that are owed a 
rebate for any given MLR reporting year. Additionally, each issuer is 
required to maintain for a period of seven years all documents, records 
and other evidence that support the data included in each issuer's 
annual report to the Secretary. Under Section 1342 of the Patient 
Protection and Affordable Care Act and implementing regulation at 45 
CFR part 153, issuers of qualified health plans (QHPs) must participate 
in a risk corridors program. A QHP issuer will pay risk corridors 
charges or be eligible to receive payments based on the ratio of the 
issuer's allowable costs to the target amount. Each QHP issuer is 
required to submit an annual report to CMS concerning the issuer's 
allowable costs, allowable administrative costs, premium, and 
proportion of market premium in QHPs. Risk corridors premium 
information that is specific to an issuer's QHPs is collected through a 
separate plan-level data form, which is included in this information 
collection. Additionally, each QHP issuer is required to maintain for a 
period of ten years all documents, records and other evidence 
sufficient to enable the evaluation of the issuer's compliance with 
applicable risk corridors standards.
    Based upon CMS' experience in the MLR data collection and 
evaluation process, CMS is updating its annual

[[Page 20482]]

burden hour estimates to reflect the actual numbers of submissions, 
rebates and rebate notices.
    The 2016 MLR Reporting Form and Instructions reflect changes for 
the 2016 reporting/benefit year and beyond. In 2017, it is expected 
that issuers will submit fewer reports and send fewer notices and 
rebate checks in the mail to policyholders and subscribers, which will 
reduce burden on issuers. It is estimated that there will be a net 
reduction in total burden from 235,148 to 200,597. Form Number: CMS-
10418 (OMB Control Number: 0938-1164); Frequency: Annually; Affected 
Public: Private Sector, Business or other for-profit and not-for-profit 
institutions; Number of Respondents: 545; Number of Responses: 2,532; 
Total Annual Hours: 200,597. (For policy questions regarding this 
collection contact Christina Whitefield at 301-492-4172.)

    Dated: April 27, 2017.
William N. Parham, III,
Director, Paperwork Reduction Staff, Office of Strategic Operations and 
Regulatory Affairs.
[FR Doc. 2017-08848 Filed 5-1-17; 8:45 am]
 BILLING CODE 4120-01-P



                                                                                Federal Register / Vol. 82, No. 83 / Tuesday, May 2, 2017 / Notices                                            20481

                                                PERSON TO CONTACT FOR INFORMATION:                        2. By regular mail. You may mail                    Rebate Notices; Use: Under Section
                                                Judith Ingram, Press Officer, Telephone:                written comments to the following                     2718 of the Affordable Care Act and
                                                (202) 694–1220.                                         address: CMS, Office of Strategic                     implementing regulation at 45 CFR part
                                                                                                        Operations and Regulatory Affairs,                    158, a health insurance issuer (issuer)
                                                Dayna C. Brown,
                                                                                                        Division of Regulations Development,                  offering group or individual health
                                                Secretary and Clerk of the Commission.
                                                                                                        Attention: Document Identifier/OMB                    insurance coverage must submit a report
                                                [FR Doc. 2017–08912 Filed 4–28–17; 11:15 am]
                                                                                                        Control Number llll, Room C4–26–                      to the Secretary concerning the amount
                                                BILLING CODE 6715–01–P                                  05, 7500 Security Boulevard, Baltimore,               the issuer spends each year on claims,
                                                                                                        Maryland 21244–1850.                                  quality improvement expenses, non-
                                                                                                          To obtain copies of a supporting                    claims costs, Federal and State taxes
                                                DEPARTMENT OF HEALTH AND                                statement and any related forms for the               and licensing and regulatory fees, the
                                                HUMAN SERVICES                                          proposed collection(s) summarized in                  amount of earned premium, and
                                                                                                        this notice, you may make your request                beginning with the 2014 reporting year,
                                                Centers for Medicare & Medicaid                         using one of following:                               the amounts related to the transitional
                                                Services                                                  1. Access CMS’ Web site address at                  reinsurance, risk corridors, and risk
                                                [Document Identifier CMS–10418]                         https://www.cms.gov/Regulations-and-                  adjustment programs established under
                                                                                                        Guidance/Legislation/Paperwork                        sections 1341, 1342, and 1343,
                                                Agency Information Collection                           ReductionActof1995/PRA-Listing.html.                  respectively, of the Affordable Care Act.
                                                Activities: Proposed Collection;                          2. Email your request, including your               An issuer must provide an annual rebate
                                                Comment Request                                         address, phone number, OMB number,                    if the amount it spends on certain costs
                                                AGENCY: Centers for Medicare &                          and CMS document identifier, to                       compared to its premium revenue
                                                Medicaid Services, HHS.                                 Paperwork@cms.hhs.gov.                                (excluding Federal and States taxes and
                                                                                                          3. Call the Reports Clearance Office at             licensing and regulatory fees) does not
                                                ACTION: Notice.
                                                                                                        (410) 786–1326.                                       meet a certain ratio, referred to as the
                                                SUMMARY:    The Centers for Medicare &                  FOR FURTHER INFORMATION CONTACT:                      medical loss ratio (MLR). Each issuer is
                                                Medicaid Services (CMS) is announcing                   Reports Clearance Office at (410) 786–                required to submit annually MLR data,
                                                an opportunity for the public to                        1326.                                                 including information about any rebates
                                                comment on CMS’ intention to collect                                                                          it must provide, on a form prescribed by
                                                                                                        SUPPLEMENTARY INFORMATION:
                                                information from the public. Under the                                                                        CMS, for each State in which the issuer
                                                Paperwork Reduction Act of 1995 (the                    Contents                                              conducts business. Each issuer is also
                                                PRA), federal agencies are required to                    This notice sets out a summary of the               required to provide a rebate notice to
                                                publish notice in the Federal Register                  use and burden associated with the                    each policyholder that is owed a rebate
                                                concerning each proposed collection of                  following information collections. More               and each subscriber of policyholders
                                                information (including each proposed                    detailed information can be found in                  that are owed a rebate for any given
                                                extension or reinstatement of an existing               each collection’s supporting statement                MLR reporting year. Additionally, each
                                                collection of information) and to allow                 and associated materials (see                         issuer is required to maintain for a
                                                60 days for public comment on the                       ADDRESSES).                                           period of seven years all documents,
                                                proposed action. Interested persons are                                                                       records and other evidence that support
                                                invited to send comments regarding our                  CMS–10418 Medical Loss Ratio                          the data included in each issuer’s
                                                burden estimates or any other aspect of                 Annual Reports, MLR Notices, and                      annual report to the Secretary. Under
                                                this collection of information, including               Recordkeeping Requirements                            Section 1342 of the Patient Protection
                                                any of the following subjects including                   Under the PRA (44 U.S.C. 3501–                      and Affordable Care Act and
                                                the necessity and utility of the proposed               3520), federal agencies must obtain                   implementing regulation at 45 CFR part
                                                information collection for the proper                   approval from the Office of Management                153, issuers of qualified health plans
                                                performance of the agency’s functions,                  and Budget (OMB) for each collection of               (QHPs) must participate in a risk
                                                the accuracy of the estimated burden,                   information they conduct or sponsor.                  corridors program. A QHP issuer will
                                                ways to enhance the quality, utility, and               The term ‘‘collection of information’’ is             pay risk corridors charges or be eligible
                                                clarity of the information to be collected              defined in 44 U.S.C. 3502(3) and 5 CFR                to receive payments based on the ratio
                                                and the use of automated collection                     1320.3(c) and includes agency requests                of the issuer’s allowable costs to the
                                                techniques or other forms of information                or requirements that members of the                   target amount. Each QHP issuer is
                                                technology to minimize the information                  public submit reports, keep records, or               required to submit an annual report to
                                                collection burden.                                      provide information to a third party.                 CMS concerning the issuer’s allowable
                                                DATES: Comments must be received by                     Section 3506(c)(2)(A) of the PRA                      costs, allowable administrative costs,
                                                July 3, 2017.                                           requires federal agencies to publish a                premium, and proportion of market
                                                ADDRESSES: When commenting, please                      60-day notice in the Federal Register                 premium in QHPs. Risk corridors
                                                reference the document identifier or                    concerning each proposed collection of                premium information that is specific to
                                                OMB control number. To be assured                       information, including each proposed                  an issuer’s QHPs is collected through a
                                                consideration, comments and                             extension or reinstatement of an existing             separate plan-level data form, which is
                                                recommendations must be submitted in                    collection of information, before                     included in this information collection.
                                                any one of the following ways:                          submitting the collection to OMB for                  Additionally, each QHP issuer is
                                                  1. Electronically. You may send your                  approval. To comply with this                         required to maintain for a period of ten
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                                                comments electronically to http://                      requirement, CMS is publishing this                   years all documents, records and other
                                                www.regulations.gov. Follow the                         notice.                                               evidence sufficient to enable the
                                                instructions for ‘‘Comment or                             1. Type of Information Collection                   evaluation of the issuer’s compliance
                                                Submission’’ or ‘‘More Search Options’’                 Request: Revision of a currently                      with applicable risk corridors standards.
                                                to find the information collection                      approved collection; Title of                            Based upon CMS’ experience in the
                                                document(s) that are accepting                          Information Collection: Annual MLR                    MLR data collection and evaluation
                                                comments.                                               and Rebate Calculation Report and MLR                 process, CMS is updating its annual


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                                                20482                           Federal Register / Vol. 82, No. 83 / Tuesday, May 2, 2017 / Notices

                                                burden hour estimates to reflect the                    SUPPLEMENTARY INFORMATION:                              A confirmation email will be sent to
                                                actual numbers of submissions, rebates                                                                        the registrants shortly after completing
                                                                                                        I. Purpose
                                                and rebate notices.                                                                                           the registration process.
                                                  The 2016 MLR Reporting Form and                          The Physician-Focused Payment
                                                                                                                                                              IV. Special Accommodations
                                                Instructions reflect changes for the 2016               Model Technical Advisory Committee
                                                reporting/benefit year and beyond. In                   (‘‘the Committee’’) is required by                      If sign language interpretation or other
                                                2017, it is expected that issuers will                  Section 101(e) of the Medicare Access                 reasonable accommodation for a
                                                submit fewer reports and send fewer                     and CHIP Reauthorization Act of 2015                  disability is needed, please contact
                                                notices and rebate checks in the mail to                (MACRA). This Committee is also                       Angela Tejeda, no later than May 19,
                                                policyholders and subscribers, which                    governed by provisions of the Federal                 2017. Please submit your requests by
                                                will reduce burden on issuers. It is                    Advisory Committee Act, as amended (5                 email to Angela.Tejeda@hhs.gov or by
                                                estimated that there will be a net                      U.S.C. App.), which sets forth standards              calling 202–401–8297.
                                                reduction in total burden from 235,148                  for the formation and use of federal                  V. Copies of the PTAC Charter and
                                                to 200,597. Form Number: CMS–10418                      advisory committees. In accordance                    Meeting Material
                                                (OMB Control Number: 0938–1164);                        with its statutory mandate, the
                                                Frequency: Annually; Affected Public:                   Committee is to review physician-                        The Secretary’s Charter for the
                                                Private Sector, Business or other for-                  focused payment model proposals and                   Physician-Focused Payment Model
                                                profit and not-for-profit institutions;                 prepare recommendations regarding                     Technical Advisory Committee is
                                                Number of Respondents: 545; Number                      whether such models meet criteria that                available on the ASPE Web site at
                                                of Responses: 2,532; Total Annual                       were established through rulemaking by                https://aspe.hhs.gov/charter-physician-
                                                Hours: 200,597. (For policy questions                   the Secretary of Health and Human                     focused-payment-model-technical-
                                                regarding this collection contact                       Services (the Secretary). The Committee               advisory-committee.
                                                Christina Whitefield at 301–492–4172.)                                                                           Additional material for this meeting
                                                                                                        is composed of 11 members appointed
                                                                                                                                                              can be found on the PTAC Web site. For
                                                   Dated: April 27, 2017.                               by the Comptroller General.
                                                                                                                                                              updates and announcements, please use
                                                William N. Parham, III,                                 II. Agenda                                            the link to subscribe to the PTAC email
                                                Director, Paperwork Reduction Staff, Office
                                                                                                           At the June 5, 2017 meeting, the                   listserv.
                                                of Strategic Operations and Regulatory
                                                                                                        Committee will hear presentations by                    Dated: April 24, 2017.
                                                Affairs.
                                                [FR Doc. 2017–08848 Filed 5–1–17; 8:45 am]
                                                                                                        PTAC members on proposals for                         John R. Graham,
                                                                                                        Medicare physician-focused payment                    Acting Assistant Secretary for Planning and
                                                BILLING CODE 4120–01–P
                                                                                                        models submitted by members of the                    Evaluation.
                                                                                                        public. Presentations will be followed                [FR Doc. 2017–08846 Filed 5–1–17; 8:45 am]
                                                DEPARTMENT OF HEALTH AND                                by public comments and Committee                      BILLING CODE 4150–05–P

                                                HUMAN SERVICES                                          deliberation and voting on
                                                                                                        recommendations to the Secretary of
                                                Meeting Announcement for the                            HHS. There will be time allocated for                 DEPARTMENT OF HEALTH AND
                                                Physician-Focused Payment Model                         public comment on these agenda items                  HUMAN SERVICES
                                                Technical Advisory Committee                            as well as other issues the public would
                                                                                                        like to raise. Documents will be posted               National Institutes of Health
                                                Required by the Medicare Access and
                                                CHIP Reauthorization Act (MACRA) of                     on the PTAC Web site prior to the
                                                                                                                                                              National Institute on Minority Health
                                                2015                                                    public meeting. The agenda is subject to
                                                                                                                                                              and Health Disparities; Notice of
                                                                                                        change. If the agenda does change, we
                                                ACTION:   Notice of public meeting.                                                                           Closed Meeting
                                                                                                        will inform registrants and update our
                                                                                                        Web site to reflect any changes.                        Pursuant to section 10(d) of the
                                                SUMMARY:    This notice announces the                                                                         Federal Advisory Committee Act, as
                                                next meeting date for the Physician-                    III. Meeting Attendance
                                                                                                                                                              amended (5 U.S.C. App.), notice is
                                                Focused Payment Model Technical                           The June 5, 2017 meeting is open to                 hereby given of the following meeting.
                                                Advisory Committee (hereafter referred                  the public. The public may also attend                  The meeting will be closed to the
                                                to as ‘‘the Committee’’) which will be                  via conference call or livestream at                  public in accordance with the
                                                held in Washington, DC and will be                      www.hhs.gov/live. The conference call                 provisions set forth in sections
                                                open to the public.                                     dial-in information will be sent to                   552b(c)(4) and 552b(c)(6), Title 5 U.S.C.,
                                                DATES: The PTAC meeting will occur on                   registrants prior to the meeting.                     as amended. The grant applications and
                                                the following dates:                                                                                          the discussions could disclose
                                                • Monday, June 5, 2017 from 9:00 a.m.                   Meeting Registration                                  confidential trade secrets or commercial
                                                  to 4:00 p.m. ET                                          The public may attend the meeting in-              property such as patentable materials,
                                                  Please note that times are subject to                 person or listen by phone via audio                   and personal information concerning
                                                change. If the times change, registrants                teleconference. Space is limited and                  individuals associated with the grant
                                                will be notified directly via email.                    registration is preferred in order to                 applications, the disclosure of which
                                                ADDRESSES: The Hubert H. Humphrey                       attend in-person or by phone.                         would constitute a clearly unwarranted
                                                Building Great Hall, 200 Independence                   Registration may be completed online at               invasion of personal privacy.
                                                Ave. SW., Washington, DC 20201.                         www.regonline.com/PTACMeetings                          Name of Committee: National Institute on
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                                                FOR FURTHER INFORMATION CONTACT: Ann                    Registration.                                         Minority Health and Health Disparities
                                                Page, Designated Federal Officer, at the                   The following information is                       Special Emphasis Panel; NIMHD Research
                                                                                                        submitted when registering:                           Centers in Minority Institutions (RCMI)
                                                Office of Health Policy, Assistant
                                                                                                           Name:                                              (U54).
                                                Secretary for Planning and Evaluation,                                                                          Date: June 21–23, 2017.
                                                U.S. Department of Health and Human                        Company/organization name:                           Time: 8:00 a.m. to 5:00 p.m.
                                                Services, 200 Independence Ave. SW.,                       Postal address:                                      Agenda: To review and evaluate grant
                                                Washington, DC 20201 (202) 690–6870.                       Email address:                                     applications.



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Document Created: 2017-05-02 00:05:00
Document Modified: 2017-05-02 00:05:00
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
DatesComments must be received by July 3, 2017.
ContactReports Clearance Office at (410) 786- 1326.
FR Citation82 FR 20481 

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