82_FR_21222 82 FR 21136 - Updates To Comply With the FOIA Improvement Act of 2016 and Other Technical Amendments

82 FR 21136 - Updates To Comply With the FOIA Improvement Act of 2016 and Other Technical Amendments

DEPARTMENT OF TRANSPORTATION
Office of the Secretary

Federal Register Volume 82, Issue 86 (May 5, 2017)

Page Range21136-21140
FR Document2017-08925

This final rule updates the Department of Transportation's regulations prescribing procedures for the public availability of information to conform these procedures with amendments to the Freedom of Information Act enacted by the FOIA Improvement Act of 2016. This rule also removes a reference to the Surface Transportation Board, as it has been made a separate agency, outside of the Department, under the Surface Transportation Board Reauthorization Act of 2015. Finally, this rule makes a technical amendment to the Department's submitter notice process to include a reference to the Federal Motor Carrier Safety Administration's updated procedures related to the submission of confidential business information.

Federal Register, Volume 82 Issue 86 (Friday, May 5, 2017)
[Federal Register Volume 82, Number 86 (Friday, May 5, 2017)]
[Rules and Regulations]
[Pages 21136-21140]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-08925]


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DEPARTMENT OF TRANSPORTATION

Office of the Secretary

49 CFR Part 7

RIN 2105-AE62


Updates To Comply With the FOIA Improvement Act of 2016 and Other 
Technical Amendments

AGENCY: Office of the Secretary (OST), Department of Transportation 
(DOT).

ACTION: Final rule.

-----------------------------------------------------------------------

SUMMARY: This final rule updates the Department of Transportation's 
regulations prescribing procedures for the public availability of 
information to conform these procedures with amendments to the Freedom 
of Information Act enacted by the FOIA Improvement Act of 2016. This 
rule also removes a reference to the Surface Transportation Board, as 
it has been made a separate agency, outside of the Department, under 
the Surface Transportation Board Reauthorization Act of 2015. Finally, 
this rule makes a technical amendment to the Department's submitter 
notice process to include a reference to the Federal Motor Carrier 
Safety Administration's updated procedures related to the submission of 
confidential business information.

DATES: This final rule is effective June 5, 2017.

FOR FURTHER INFORMATION CONTACT: Claire McKenna, Senior Attorney, 
Office of the General Counsel, U.S. Department of Transportation, 
Washington, DC, at [email protected] or (202) 366-0365.

SUPPLEMENTARY INFORMATION:

Electronic Access and Filing

    This document may be viewed online through the Federal eRulemaking 
portal at https://www.regulations.gov. Retrieval help and guidelines 
are available on the Web site. It is available 24 hours each day, 365 
days a year. An electronic copy of this document may also be downloaded 
from the Office of the Federal Register home page at: https://www.ofr.gov and the Government Printing Office Web page at: https://www.thefederalregister.org.

I. Purpose of the Regulatory Action

    The United States Department of Transportation (Department or DOT) 
is issuing this final rule to update the Department's regulations 
prescribing procedures for the public availability of information to 
conform these procedures with recent amendments to the Freedom of 
Information Act (FOIA) enacted in the FOIA Improvement Act of 2016, 
Public Law 114-185. This rule also makes technical amendments to 49 CFR 
part 7.
    The rule revises the definition of ``reading room records'' in 
section 7.2 to remove the discussion of the locations of reading room 
records. The location of reading room records is already provided in 
section 7.12(b), therefore, this is not a substantive change. As 
required by the section 2 of the FOIA Improvement Act of 2016, this 
rule also revises the description of ``Frequently Requested Records'' 
in section 7.12(a)(4) to include records requested three or more times 
under FOIA. The FOIA Improvement Act of 2016 no longer requires that 
agencies maintain physical locations for the reading rooms. The rule 
revises the description of reading room locations in section 7.12(b) to 
indicate that DOT may continue to maintain physical reading rooms 
(although not required) and, if it does, those locations will be listed 
on the Department's FOIA Web site (www.transportation.gov/foia).
    In section 7.23, the rule amends subparagraph (c)(5) to state that 
Exemption 5's deliberative process privilege applies only to records 
created 25 years or more before the date on which the records are 
requested, and the rule adds a new paragraph (d) to

[[Page 21137]]

prohibit DOT from withholding information under this section unless DOT 
reasonably foresees that disclosure will harm an interest protected by 
a FOIA exemption, or the disclosure is prohibited by law. Both of these 
changes are required by the FOIA Improvement Act of 2016.
    Several additions have been made to section 7.31 in Subpart D, 
``Time Limits,'' to align with changes required by the FOIA Improvement 
Act of 2016, including requirements that DOT notify FOIA requesters of 
the availability of assistance or dispute resolution services from 
DOT's FOIA Public Liaisons or the Office of Government Information 
Services. This rule also extends the amount of time requesters have to 
file an administrative appeal from 45 days to 90 days from the date of 
DOT's initial determination. Finally, the rule amends section 7.34 in 
subpart D, ``Fees'', to prohibit the Department from charging 
requesters for the time spent searching for responsive records if the 
agency misses a deadline. The Department may continue to charge for 
search time if there are unusual circumstances and the Department 
responds within thirty days of the date of the request (and has 
notified the requester of the unusual circumstances). The Department 
may also continue to charge for search time if: (1) There are unusual 
circumstances, (2) the requester has been so notified, (3) more than 
5000 pages are necessary in the response, and (4) the agency 
communicates or makes at least three good faith attempts to address the 
scope with the requester in an attempt to narrow the request. If a 
court determines that exceptional circumstances exist, the agency's 
failure to comply with time limits shall be excused for the length of 
time provided by court order.
    In addition to the changes to the Department's regulations required 
by the FOIA Improvement Act of 2016, this final rule makes several 
other technical amendments needed as the result of legislative or 
regulatory action since the Department's last update to its regulations 
at 49 CFR part 7, in 2014. First, the Department is updating any 
reference to the Department's web address to replace ``dot'' with 
``transportation'' to reflect a change in the Department's web address. 
Next, this rule removes the reference to the Surface Transportation 
Board in Section 7.2, ``Definitions.'' The Surface Transportation Board 
was previously part of DOT, but was made a separate, independent 
agency, in December 2015, under the Surface Transportation Board 
Reauthorization Act of 2015 (Pub. L. 114-110). Finally, this rule 
amends Section 7.29 to include a reference to information submitted to 
the Federal Motor Carrier Safety Administration under 49 CFR 389.9. 
Section 7.29 sets forth the procedures the Department follows when it 
receives a request for information submitted to the Department that may 
contain confidential business information; however, these procedures do 
not apply when confidential business information is submitted to the 
Department through other regulatory procedures, such as 49 CFR 389.9, 
that include the opportunity for the submitter to identify the 
information as confidential and the Department to make a determination 
about the confidential nature of the information.

Final Rule

    Under the Administrative Procedure Act (5 U.S.C. 553(b)), the 
normal notice and comment procedure does not apply if the agency finds 
that it would be impracticable, unnecessary, or contrary to the public 
interest. This rule amends 49 CFR part 7 to make minor technical 
amendments, and revisions directly and expressly mandated by the FOIA 
Improvement Act of 2016. Additional changes are merely technical 
amendments that conform the Department's regulations with recent 
changes made by regulation or legislation. These changes to part 7 do 
not involve the exercise of agency discretion. Therefore, the 
Department finds that notice and comment for this rule is unnecessary 
due to the technical nature of the revisions and the lack of agency 
discretion. 5 U.S.C. 553(b)(3)(B).

Rulemaking Analyses and Notices

Executive Order 12866 (Regulatory Planning and Review), Executive Order 
13563 (Improving Regulation and Regulatory Review), and DOT Regulatory 
Policies and Procedures

    The Department has determined this action is not a significant 
regulatory action within the meaning of Executive Order 12866, and 
within the meaning of the Department of Transportation's regulatory 
policies and procedures. The Department anticipates that the economic 
impact of this rulemaking would be minimal.

Regulatory Flexibility Act

    The Department has found under 5 U.S.C. 553(b)(3)(B) that notice 
and opportunity for comment are unnecessary for this rule; therefore, 
the provisions of the Regulatory Flexibility Act (Pub. L. 96-354, 5 
U.S.C. 601-612) do not apply.

Assistance to Small Entities

    Section 213(a) of the Small Business Regulatory Enforcement 
Fairness Act of 1996 is applicable to assist small entities in 
understanding this final rule so that they can better evaluate its 
effects on themselves and participate in the rulemaking initiative. If 
the final rule would affect your small business, organization, or 
governmental jurisdiction and you have questions concerning its 
provisions or options for compliance, please consult Joe Solomey, 
Senior Counsel for Enforcement Programs, (202) 366-2934.

Unfunded Mandates Reform Act of 1995

    This final rule does not impose unfunded mandates as defined by the 
Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4, 109 Stat. 48, 
March 22, 1995) as it will not result in the expenditure by State, 
local, tribal governments, in the aggregate, or by the private sector, 
of $155 million or more in any one year (2 U.S.C. 1532).

Executive Order 13132 (Federalism Assessment)

    Executive Order 13132 requires agencies to assure meaningful and 
timely input by State and local officials in the development of 
regulatory policies that may have a substantial, direct effect on the 
States, on the relationship between the national government and the 
States, or on the distribution of power and responsibilities among the 
various levels of government. This action has been analyzed in 
accordance with the principles and criteria contained in Executive 
Order 13132 dated August 4, 1999, and the Department determined this 
action will not have a substantial direct effect or sufficient 
federalism implications on the States. The Department also determined 
this action will not preempt any State law or regulation or affect the 
States' ability to discharge traditional State governmental functions.

Executive Order 12372 (Intergovernmental Review)

    The regulations implementing Executive Order 12372 regarding 
intergovernmental consultation on Federal programs do not apply to this 
program.

Paperwork Reduction Act

    Under the Paperwork Reduction Act of 1995 (PRA) (44 U.S.C. 3501, et 
seq.), Federal agencies must obtain approval from the Office of 
Management and Budget for each collection of information they conduct, 
sponsor, or require through regulations. The

[[Page 21138]]

Department analyzed this final rule under the PRA and determined this 
rule does not contain collection of information requirements for the 
purposes of the PRA.

National Environmental Policy Act

    Agencies are required to adopt implementing procedures for NEPA 
that establish specific criteria for, and identification of, three 
classes of actions: Those that normally require preparation of an 
Environmental Impact Statement; those that normally require preparation 
of an Environmental Assessment; and those that are categorically 
excluded from further NEPA review (40 CFR 1507.3(b)). The changes in 
this rule are part of agency procedures, and therefore establishing the 
changes does not require preparation of a NEPA analysis or document. 
Agency NEPA procedures are generally procedural guidance to assist 
agencies in the fulfillment of agency responsibilities under NEPA, but 
are not the agency's final determination of what level of NEPA analysis 
is required for a particular proposed action. The requirements for 
establishing agency NEPA procedures are set forth at 40 CFR 1505.1 and 
1507.3.
    This action was also analyzed under the Clean Air Act, as amended 
(CAA), section 176(c) (42 U.S.C. 7401 et seq.), and implementing 
regulations promulgated by the Environmental Protection Agency. 
Approval of this action is exempt from the CAA's general conformity 
requirement because it does not affect direct or indirect emissions of 
criteria pollutants.

Executive Order 12898 (Environmental Justice)

    Executive Order 12898, Federal Actions to Address Environmental 
Justice in Minority Populations and Low-Income Populations, and DOT 
Order 5610.2(a), 91 FR 27534 (May 10, 2012) (available online at 
www.fhwa.dot.gov/environment/environmental_justice/ej_at_dot/order_56102a/index.cfm), require the Department to achieve 
environmental justice (EJ) as part of its mission by identifying and 
addressing, as appropriate, disproportionately high and adverse human 
health or environmental effects, including interrelated social and 
economic effects, of its programs, policies, and activities on minority 
populations and low-income populations in the United States. The DOT 
Order requires the Department to address compliance with the Executive 
Order and the DOT Order in all rulemaking activities. In addition, the 
Department has issued additional documents relating to administration 
of the Executive Order and the DOT Order.
    At the time the Department applies the NEPA implementing procedures 
in 23 CFR part 771, the Department would have an independent obligation 
to conduct an evaluation of the proposed action under the applicable EJ 
orders and guidance to determine whether the proposed action has the 
potential for EJ effects. The Department has evaluated the 
environmental justice effects of this rule in accordance with the E.O. 
and has determined that no environmental justice issue is associated 
with this rule, nor is there any collective environmental impact that 
would result from its promulgation.

Executive Order 12630 (Taking of Private Property)

    The Department has analyzed this final rule under Executive Order 
12630, Governmental Actions and Interference with Constitutionally 
Protected Property Rights, and found this final rule will not affect a 
taking of private property or otherwise have taking implications under 
Executive Order 12630.

Privacy

    The E-Government Act of 2002, Public Law 107-347, sec. 208, 116 
Stat. 2899, 2921 (Dec. 17, 2002), requires Federal agencies to conduct 
a privacy impact assessment for new or substantially changed technology 
that collects, maintains, or disseminates information in an 
identifiable form. No new or substantially changed technology would 
collect, maintain, or disseminate information as a result of this rule.

Executive Order 12988 (Civil Justice Reform)

    This action meets applicable standards in sections 3(a) and 3(b)(2) 
of Executive Order 12988, Civil Justice Reform, to minimize litigation, 
eliminate ambiguity, and reduce burden.

Executive Order 13045 (Protection of Children)

    The Department analyzed this rule under Executive Order 13045, 
Protection of Children from Environmental Health Risks and Safety 
Risks, which requires agencies issuing ``economically significant'' 
rules, if the regulation also concerns an environmental health or 
safety risk that an agency has reason to believe may disproportionately 
affect children, to include an evaluation of the regulation's 
environmental health and safety effects on children. It was determined 
this final rule is not economically significant, thus no analysis of 
the impacts on children is required. There is also no anticipation that 
this action could present an environmental or safety risk that could 
disproportionately affect children.

Executive Order 13175 (Tribal Consultation)

    The Department has analyzed this action under Executive Order 
13175, dated November 6, 2000, and determined the action will not have 
substantial direct effects on one or more Indian tribes, on the 
relationship between the Federal Government and Indian tribes, or on 
the distribution of power and responsibility between the Federal 
Government and Indian tribes.

National Technology Transfer and Advancement Act (Technical Standards)

    The National Technology Transfer and Advancement Act (NTTAA) (15 
U.S.C. 272 note) directs agencies to use voluntary consensus standards 
in their regulatory activities unless the agency provides Congress, 
through OMB, with an explanation of why using these standards would be 
inconsistent with applicable law or otherwise impractical. Voluntary 
consensus standards (e.g., specifications of materials, performance, 
design, or operation; test methods; sampling procedures; and related 
management systems practices) are standards that are developed or 
adopted by voluntary consensus standards bodies. This rule does not use 
technical standards. Therefore, we did not consider the use of 
voluntary consensus standards.

Executive Order 13211 (Energy Effects)

    The Department has analyzed this action under Executive Order 
13211, Actions Concerning Regulations That Significantly Affect Energy 
Supply, Distribution, or Use. The Department determined this rule is 
not a significant energy action under that order because it is not a 
significant regulatory action under Executive Order 12866 and is not 
likely to have a significant adverse effect on the supply, 
distribution, or use of energy. Therefore, a Statement of Energy 
Effects is not required.

Regulation Identification Number

    A regulation identification number (RIN) is assigned to each 
regulatory action listed in the Unified Agenda of Federal Regulations. 
The Regulatory Information Service Center publishes the Unified Agenda 
in April and October of each year. The RIN number contained in the 
heading of this

[[Page 21139]]

document can be used to cross-reference this action with the Unified 
Agenda.

List of Subjects in 49 CFR Part 7

    Freedom of information, Reporting and recordkeeping requirements.

    In consideration of the foregoing, the DOT amends 49 CFR part 7 as 
follows:

PART 7--PUBLIC AVAILABILITY OF INFORMATION

0
1. The authority citation for part 7 continues to read as follows:

    Authority:  5 U.S.C. 552; 31 U.S.C. 9701; 49 U.S.C. 322; E.O. 
12600; E.O. 13392


0
2. Amend Sec.  7.2 by revising the definitions of ``Department or DOT'' 
and ``Reading room records'' to read as follows:


Sec.  7.2  Definitions.

* * * * *
    Department or DOT means the Department of Transportation, including 
the Office of the Secretary, the Office of Inspector General, and all 
DOT Operating Administrations, any of which may be referred to as a DOT 
component.
* * * * *
    Reading room records are those records required to be made 
available to the public without a specific request under 5 U.S.C. 
552(a)(2), as described in Sec.  7.12.
* * * * *

0
3. Amend Sec.  7.12 by revising paragraphs (a)(4) and (b) to read as 
follows:


Sec.  7.12   What records are available in reading rooms, and how are 
they accessed?

    (a) * * *
    (4) Copies of all records, regardless of form or format, that have 
been released to any person under subpart C of this part and that:
    (i) Because of the nature of their subject matter, DOT determines 
have become or are likely to become the subject of subsequent requests 
for substantially the same records; or
    (ii) Have been requested three or more times.
* * * * *
    (b) Reading room locations. DOT makes its reading room records and 
indices (in the form of lists or links) available at https://www.transportation.gov/foia. To the extent that DOT continues to make 
reading rooms available at a physical location, those locations are 
listed on the DOT FOIA Web site at https://www.transportation.gov/foia.

0
4. Amend Sec.  7.23 as follows:
0
a. Revise paragraph (c)(5);
0
b. Redesignate paragraph (d) as (e);
0
c. Add new paragraph (d); and
0
d. Add paragraph (f).
    The revision and additions read as follows:


Sec.  7.23   What limitations apply to disclosure?

* * * * *
    (c) * * *
    (5) Inter-agency or intra-agency memorandums or letters that would 
not be available by law to a party other than an agency in litigation 
with the agency, provided that the deliberative process privilege shall 
not apply to records created 25 years or more before the date on which 
the records were requested;
* * * * *
    (d) Application of exemptions. DOT shall withhold information 
pursuant to a statutory exemption only if:
    (1) DOT reasonably foresees that disclosure would harm an interest 
protected by an exemption under paragraph (c) of this section; or
    (2) Disclosure is prohibited by law or otherwise exempted from 
disclosure under paragraph (c)(3) of this section.
* * * * *
    (f) Non-confidentiality of requests. DOT releases the names of FOIA 
requesters and descriptions of the records they have sought, as shown 
on DOT FOIA logs, except to the extent that an exemption authorizes or 
requires withholding of the log information.

0
5. Amend Sec.  7.27 to revise paragraphs (a) introductory text and (c) 
to read as follows:


Sec.  7.27   What are the designated DOT FOIA Requester Service 
Centers?

    (a) A request for a record under this subpart may be submitted via 
paper, facsimile, or electronic mail to the FOIA Requester Service 
Center designated for the DOT component where the records are located, 
at the electronic mail addresses or facsimile numbers identified at 
https://www.transportation.gov/foia or the mailing addresses indicated 
below (unless a more up-to-date mailing address has been designated at 
https://www.transportation.gov/foia):
* * * * *
    (c) Requests for records under this part, and FOIA inquiries 
generally, may be made by accessing the DOT Home Page on the Internet 
(https://www.transportation.gov) and clicking on the Freedom of 
Information Act link (https://www.transportation.gov/foia).

0
6. Add paragraph (d)(3) to Sec.  7.29 to read as follows:


Sec.  7.29   When and how does DOT consult with submitters of 
commercial information?

* * * * *
    (d) * * *
    (3) Information submitted to the Federal Motor Carrier Safety 
Administration and addressed in 49 CFR 389.9.
* * * * *

0
7. Revise paragraph Sec.  7.31(a)(3) to read as follows:


Sec.  7.31   What time limits apply to DOT with respect to initial 
determinations?

    (a) * * *
    (3) DOT notifies the requester of DOT's initial determination. If 
DOT decides to grant the request in full or in part, DOT makes the 
record (or the granted part) available as promptly as possible and 
provides the requester with written notification of DOT's 
determination, the reasons for the determination, and the right of the 
requester to seek assistance from the FOIA Public Liaison. If DOT 
denies the request in full or in part, because the record (or the 
denied part) is subject to an exemption, is not within DOT's custody 
and control, or was not located following a reasonable search, DOT 
notifies the requester of the denial in writing and includes in the 
notice the reason for the determination, the right of the requester to 
appeal the determination, the name and title of each individual 
responsible for the initial determination to deny the request, and the 
requester's right to seek dispute resolution services from the FOIA 
Public Liaison or the Office of Government Information Services. The 
denial letter includes an estimate of the volume of records or 
information withheld, in number of pages or other reasonable form of 
estimation. This estimate does not need to be provided if the volume is 
otherwise indicated through deletions on records disclosed in part, or 
if providing an estimate would harm an interest protected by an 
applicable exemption. DOT marks or annotates records disclosed in part 
to show both the amount and location of the information deleted 
whenever practicable (see Sec.  7.23(d)).
* * * * *

0
8. Amend Sec.  7.32 by revising paragraphs (a), (b), and (c) and (d)(1) 
to read as follows:


Sec.  7.32   What time limits apply to a requester when appealing DOT's 
initial or final determination?

    (a) Denial of records request. When the responsible DOT official 
determines that a record request will be denied, in whole or in part, 
because the record is subject to an exemption, is not in DOT's

[[Page 21140]]

custody and control, or was not located following a reasonable search, 
DOT provides the requester with the written statement described in 
Sec.  7.31(a)(3).
    (b) Denial of fee waiver. When the responsible DOT official denies, 
in whole or in part, a request for a waiver of fees made pursuant to 
Sec.  7.24(b) or Sec.  7.43(c), DOT provides the requester with written 
notification of that determination, the reasons for the determination, 
the right of the requester to appeal the determination within DOT, and 
the requester's right to seek assistance in resolution of disputes from 
the FOIA Public Liaison or Office of Government Information Services.
    (c) Denial of expedited processing. When the responsible DOT 
official denies a request for expedited processing made pursuant to 
Sec.  7.31(c), DOT provides the requester with written notice of that 
determination, the reasons for the determination, the right to appeal 
the determination within DOT, and the requester's right to seek dispute 
resolution services from the FOIA Public Liaison or Office of 
Government Information Services.
    (d) * * *
    (1) Each appeal must be made in writing to the appropriate DOT 
appeal official and postmarked or, in the case of electronic or 
facsimile transmissions transmitted, within ninety calendar days from 
the date the initial determination is signed and should include the DOT 
file or reference number assigned to the request and all information 
and arguments relied upon by the person making the request. The contact 
information for all DOT component appeal officials is identified in the 
DOT FOIA Reference Guide available at https://www.transportation.gov/foia. The envelope in which a mailed appeal is sent or the subject line 
of an appeal sent electronically or by facsimile should be prominently 
marked: ``FOIA Appeal.'' The twenty Federal working day limit described 
in Sec.  7.33(a) will not begin to run until the appeal has been 
received by the appropriate office and identified as an appeal under 
FOIA, or would have been so identified with the exercise of due 
diligence, by a DOT employee.
* * * * *

0
9. Amend Sec.  7.34 by revising paragraph (b) to read as follows:


Sec.  7.34   When and how are time limits applicable to DOT extended?

* * * * *
    (b) When the extension is for more than ten Federal working days, 
the written notice provides the requester with an opportunity to either 
modify the request (e.g., by narrowing the record types or date ranges) 
so that it may be processed within the extended time limit, or arrange 
an alternative time period with the DOT component for processing the 
request (e.g., by prioritizing portions of the request). The written 
notice also will notify the requester of the right to seek dispute 
resolution services from the Office of Government Information Services.
* * * * *

0
10. Amend Sec.  7.43 by revising paragraph (f) to read as follows:


Sec.  7.43   When are fees waived or reduced for records requested 
under subpart C of this part?

* * * * *
    (f) Except as provided in paragraphs (f)(1) through (3) of this 
section, DOT does not assess search fees otherwise chargeable under 
Sec.  7.42(h) and (j) or duplication fees otherwise chargeable under 
Sec.  7.42(i) when DOT fails to comply with the time limits under Sec.  
7.31 or Sec.  7.33.
    (1) If DOT has determined that unusual circumstances apply (as 
defined in Sec.  7.34(a)), 5,000 pages or less are necessary to respond 
to the request, and DOT has provided a timely written notice to the 
requester in accordance with Sec.  7.34(a), a failure to comply with 
the time limits under Sec.  7.31 or Sec.  7.33 is excused for an 
additional 10 days. If DOT does not comply with the extended time 
limit, DOT does not assess search fees otherwise chargeable under Sec.  
7.42(h) and (j) or duplication fees otherwise chargeable under Sec.  
7.24(i);
    (2) If DOT has determined that unusual circumstances apply (as 
defined under Sec.  7.34(a)) and more than 5,000 pages are necessary to 
respond to the request, DOT may charge search fees under Sec.  7.42(h) 
and (j) or duplication fees under Sec.  7.42(j) if DOT has provided 
timely written notice to the requester in accordance with Sec.  7.34(a) 
and (b), and DOT has discussed with the requester via written mail, 
electronic mail, or telephone (or made not less than three good faith 
attempts to do so) how the requester could effectively limit the scope 
of the request.
    (3) If a court determines that exceptional circumstances exist (as 
that term is defined in 5 U.S.C. 552(a)(6)(C)), failure to comply with 
time limits under Sec.  7.31 or Sec.  7.33 shall be excused for the 
length of time provided by the court order.

    Issued on: April 25, 2017.
Judith S. Kaleta,
Deputy General Counsel.
[FR Doc. 2017-08925 Filed 5-4-17; 8:45 am]
 BILLING CODE 4910-9X-P



                                                21136                    Federal Register / Vol. 82, No. 86 / Friday, May 5, 2017 / Rules and Regulations

                                                141 (1981); the Memorandum Opinion and                     (14) Information on Third-Party                    DATES:  This final rule is effective June
                                                Order in Docket No. 21136, 90 FCC 2d 895                Fundraising. For noncommercial                        5, 2017.
                                                (1982); the Memorandum Opinion and Order                educational broadcast stations that                   FOR FURTHER INFORMATION CONTACT:
                                                in Docket 21136, 49 FR 13534, April 5, 1984;
                                                                                                        interrupt regular programming to                      Claire McKenna, Senior Attorney, Office
                                                and the Report and Order in Docket No. 12–
                                                106 (Noncommercial Educational Station                  conduct fundraising activities on behalf              of the General Counsel, U.S. Department
                                                Fundraising for Third-Party Non-Profit                  of a third-party non-profit organization              of Transportation, Washington, DC, at
                                                Organizations), FCC 17–41, April 20, 2017.              pursuant to § 73.503(e) (FM stations) or              claire.mckenna@dot.gov or (202) 366–
                                                                                                        § 73.621(f) (television stations), every              0365.
                                                   (f) A noncommercial educational
                                                                                                        three months, the following information
                                                television station may interrupt regular                                                                      SUPPLEMENTARY INFORMATION:
                                                                                                        for each third-party fundraising program
                                                programming to conduct fundraising
                                                                                                        or activity: The date, time, and duration             Electronic Access and Filing
                                                activities on behalf of a third-party non-
                                                                                                        of the fundraiser; the type of fundraising               This document may be viewed online
                                                profit organization, provided that all
                                                                                                        activity; the name of the non-profit                  through the Federal eRulemaking portal
                                                such fundraising activities conducted
                                                                                                        organization benefitted by the                        at https://www.regulations.gov.
                                                during any given year do not exceed one
                                                                                                        fundraiser; a brief description of the                Retrieval help and guidelines are
                                                percent of the station’s total annual
                                                                                                        specific cause or project, if any,                    available on the Web site. It is available
                                                airtime. A station may use the prior
                                                                                                        supported by the fundraiser; and, to the              24 hours each day, 365 days a year. An
                                                year’s total airtime for purposes of
                                                                                                        extent that the station participated in               electronic copy of this document may
                                                determining how many hours constitute
                                                                                                        tallying or receiving any funds for the               also be downloaded from the Office of
                                                one percent of its total annual airtime.
                                                                                                        non-profit group, an approximation of                 the Federal Register home page at:
                                                With respect to stations that multicast
                                                                                                        the total funds raised. The information               https://www.ofr.gov and the
                                                programming on two or more separate
                                                                                                        for each calendar quarter is to be filed              Government Printing Office Web page
                                                channels, the one-percent annual limit
                                                                                                        by the tenth day of the succeeding                    at: https://www.gpo.gov.
                                                will apply separately to each individual
                                                                                                        calendar quarter (e.g., January 10 for the
                                                programming stream. For purposes of                                                                           I. Purpose of the Regulatory Action
                                                                                                        quarter October–December, April 10 for
                                                this paragraph, a non-profit organization
                                                                                                        the quarter January–March, etc.).                        The United States Department of
                                                is an entity that qualifies as a non-profit
                                                organization under 26 U.S.C. 501(c)(3).                 *     *     *     *     *                             Transportation (Department or DOT) is
                                                   (1) Audience disclosure. A                           [FR Doc. 2017–09002 Filed 5–4–17; 8:45 am]            issuing this final rule to update the
                                                noncommercial educational television                    BILLING CODE 6712–01–P                                Department’s regulations prescribing
                                                station that interrupts regular                                                                               procedures for the public availability of
                                                programming to conduct fundraising                                                                            information to conform these
                                                activities on behalf of a third-party non-                                                                    procedures with recent amendments to
                                                                                                        DEPARTMENT OF TRANSPORTATION                          the Freedom of Information Act (FOIA)
                                                profit organization must air a disclosure
                                                during such activities clearly stating                                                                        enacted in the FOIA Improvement Act
                                                                                                        Office of the Secretary
                                                that the fundraiser is not for the benefit                                                                    of 2016, Public Law 114–185. This rule
                                                of the station itself and identifying the                                                                     also makes technical amendments to 49
                                                                                                        49 CFR Part 7
                                                entity for which it is fundraising. The                                                                       CFR part 7.
                                                station must air the audience disclosure                                                                         The rule revises the definition of
                                                                                                        RIN 2105–AE62                                         ‘‘reading room records’’ in section 7.2 to
                                                at the beginning and the end of each
                                                fundraising program and at least once                   Updates To Comply With the FOIA                       remove the discussion of the locations
                                                during each hour in which the program                   Improvement Act of 2016 and Other                     of reading room records. The location of
                                                is on the air.                                          Technical Amendments                                  reading room records is already
                                                   (2) Reimbursement. A noncommercial                                                                         provided in section 7.12(b), therefore,
                                                educational television station that                     AGENCY:  Office of the Secretary (OST),               this is not a substantive change. As
                                                interrupts regular programming to                       Department of Transportation (DOT).                   required by the section 2 of the FOIA
                                                conduct fundraising activities on behalf                ACTION: Final rule.                                   Improvement Act of 2016, this rule also
                                                of a third-party non-profit organization                                                                      revises the description of ‘‘Frequently
                                                may accept reimbursement of expenses                    SUMMARY:  This final rule updates the                 Requested Records’’ in section 7.12(a)(4)
                                                incurred in conducting third-party                      Department of Transportation’s                        to include records requested three or
                                                fundraising activities or airing third-                 regulations prescribing procedures for                more times under FOIA. The FOIA
                                                party fundraising programs.                             the public availability of information to             Improvement Act of 2016 no longer
                                                   (3) Exemption. No noncommercial                      conform these procedures with                         requires that agencies maintain physical
                                                educational television station that                     amendments to the Freedom of                          locations for the reading rooms. The
                                                receives funding from the Corporation                   Information Act enacted by the FOIA                   rule revises the description of reading
                                                for Public Broadcasting shall have the                  Improvement Act of 2016. This rule also               room locations in section 7.12(b) to
                                                authority to interrupt regular                          removes a reference to the Surface                    indicate that DOT may continue to
                                                programming to conduct fundraising                      Transportation Board, as it has been                  maintain physical reading rooms
                                                activities on behalf of a third-party non-              made a separate agency, outside of the                (although not required) and, if it does,
                                                profit organization.                                    Department, under the Surface                         those locations will be listed on the
                                                *      *    *      *    *                               Transportation Board Reauthorization                  Department’s FOIA Web site
                                                ■ 4. Section 73.3527 is amended by
                                                                                                        Act of 2015. Finally, this rule makes a               (www.transportation.gov/foia).
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                                                adding paragraph (e)(14) to read as                     technical amendment to the                               In section 7.23, the rule amends
                                                follows:                                                Department’s submitter notice process                 subparagraph (c)(5) to state that
                                                                                                        to include a reference to the Federal                 Exemption 5’s deliberative process
                                                § 73.3527 Local public inspection file of               Motor Carrier Safety Administration’s                 privilege applies only to records created
                                                noncommercial educational stations.                     updated procedures related to the                     25 years or more before the date on
                                                *       *    *       *      *                           submission of confidential business                   which the records are requested, and the
                                                    (e) * * *                                           information.                                          rule adds a new paragraph (d) to


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                                                                       Federal Register / Vol. 82, No. 86 / Friday, May 5, 2017 / Rules and Regulations                                          21137

                                                prohibit DOT from withholding                           information submitted to the Federal                  Assistance to Small Entities
                                                information under this section unless                   Motor Carrier Safety Administration                      Section 213(a) of the Small Business
                                                DOT reasonably foresees that disclosure                 under 49 CFR 389.9. Section 7.29 sets                 Regulatory Enforcement Fairness Act of
                                                will harm an interest protected by a                    forth the procedures the Department                   1996 is applicable to assist small
                                                FOIA exemption, or the disclosure is                    follows when it receives a request for                entities in understanding this final rule
                                                prohibited by law. Both of these changes                information submitted to the                          so that they can better evaluate its
                                                are required by the FOIA Improvement                    Department that may contain                           effects on themselves and participate in
                                                Act of 2016.                                            confidential business information;                    the rulemaking initiative. If the final
                                                   Several additions have been made to                  however, these procedures do not apply                rule would affect your small business,
                                                section 7.31 in Subpart D, ‘‘Time                       when confidential business information                organization, or governmental
                                                Limits,’’ to align with changes required                is submitted to the Department through                jurisdiction and you have questions
                                                by the FOIA Improvement Act of 2016,                    other regulatory procedures, such as 49               concerning its provisions or options for
                                                including requirements that DOT notify                  CFR 389.9, that include the opportunity               compliance, please consult Joe Solomey,
                                                FOIA requesters of the availability of                                                                        Senior Counsel for Enforcement
                                                                                                        for the submitter to identify the
                                                assistance or dispute resolution services                                                                     Programs, (202) 366–2934.
                                                                                                        information as confidential and the
                                                from DOT’s FOIA Public Liaisons or the
                                                                                                        Department to make a determination                    Unfunded Mandates Reform Act of 1995
                                                Office of Government Information
                                                Services. This rule also extends the                    about the confidential nature of the
                                                                                                        information.                                            This final rule does not impose
                                                amount of time requesters have to file                                                                        unfunded mandates as defined by the
                                                an administrative appeal from 45 days                   Final Rule                                            Unfunded Mandates Reform Act of 1995
                                                to 90 days from the date of DOT’s initial                                                                     (Pub. L. 104–4, 109 Stat. 48, March 22,
                                                determination. Finally, the rule amends                    Under the Administrative Procedure                 1995) as it will not result in the
                                                section 7.34 in subpart D, ‘‘Fees’’, to                 Act (5 U.S.C. 553(b)), the normal notice              expenditure by State, local, tribal
                                                prohibit the Department from charging                   and comment procedure does not apply                  governments, in the aggregate, or by the
                                                requesters for the time spent searching                 if the agency finds that it would be                  private sector, of $155 million or more
                                                for responsive records if the agency                    impracticable, unnecessary, or contrary               in any one year (2 U.S.C. 1532).
                                                misses a deadline. The Department may                   to the public interest. This rule amends
                                                continue to charge for search time if                   49 CFR part 7 to make minor technical                 Executive Order 13132 (Federalism
                                                there are unusual circumstances and the                 amendments, and revisions directly and                Assessment)
                                                Department responds within thirty days                  expressly mandated by the FOIA                          Executive Order 13132 requires
                                                of the date of the request (and has                     Improvement Act of 2016. Additional                   agencies to assure meaningful and
                                                notified the requester of the unusual                   changes are merely technical                          timely input by State and local officials
                                                circumstances). The Department may                      amendments that conform the                           in the development of regulatory
                                                also continue to charge for search time                 Department’s regulations with recent                  policies that may have a substantial,
                                                if: (1) There are unusual circumstances,                changes made by regulation or                         direct effect on the States, on the
                                                (2) the requester has been so notified, (3)             legislation. These changes to part 7 do               relationship between the national
                                                more than 5000 pages are necessary in                   not involve the exercise of agency                    government and the States, or on the
                                                the response, and (4) the agency                        discretion. Therefore, the Department                 distribution of power and
                                                communicates or makes at least three                    finds that notice and comment for this                responsibilities among the various
                                                good faith attempts to address the scope                rule is unnecessary due to the technical              levels of government. This action has
                                                with the requester in an attempt to                     nature of the revisions and the lack of               been analyzed in accordance with the
                                                narrow the request. If a court determines               agency discretion. 5 U.S.C. 553(b)(3)(B).             principles and criteria contained in
                                                that exceptional circumstances exist, the                                                                     Executive Order 13132 dated August 4,
                                                agency’s failure to comply with time                    Rulemaking Analyses and Notices                       1999, and the Department determined
                                                limits shall be excused for the length of                                                                     this action will not have a substantial
                                                                                                        Executive Order 12866 (Regulatory
                                                time provided by court order.                                                                                 direct effect or sufficient federalism
                                                   In addition to the changes to the                    Planning and Review), Executive Order
                                                                                                        13563 (Improving Regulation and                       implications on the States. The
                                                Department’s regulations required by                                                                          Department also determined this action
                                                the FOIA Improvement Act of 2016, this                  Regulatory Review), and DOT
                                                                                                        Regulatory Policies and Procedures                    will not preempt any State law or
                                                final rule makes several other technical                                                                      regulation or affect the States’ ability to
                                                amendments needed as the result of                        The Department has determined this                  discharge traditional State governmental
                                                legislative or regulatory action since the              action is not a significant regulatory                functions.
                                                Department’s last update to its                         action within the meaning of Executive
                                                regulations at 49 CFR part 7, in 2014.                                                                        Executive Order 12372
                                                                                                        Order 12866, and within the meaning of                (Intergovernmental Review)
                                                First, the Department is updating any
                                                                                                        the Department of Transportation’s
                                                reference to the Department’s web                                                                                The regulations implementing
                                                                                                        regulatory policies and procedures. The
                                                address to replace ‘‘dot’’ with                                                                               Executive Order 12372 regarding
                                                                                                        Department anticipates that the
                                                ‘‘transportation’’ to reflect a change in                                                                     intergovernmental consultation on
                                                                                                        economic impact of this rulemaking
                                                the Department’s web address. Next,                                                                           Federal programs do not apply to this
                                                this rule removes the reference to the                  would be minimal.
                                                                                                                                                              program.
                                                Surface Transportation Board in Section                 Regulatory Flexibility Act
                                                7.2, ‘‘Definitions.’’ The Surface                                                                             Paperwork Reduction Act
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                                                Transportation Board was previously                       The Department has found under 5                       Under the Paperwork Reduction Act
                                                part of DOT, but was made a separate,                   U.S.C. 553(b)(3)(B) that notice and                   of 1995 (PRA) (44 U.S.C. 3501, et seq.),
                                                independent agency, in December 2015,                   opportunity for comment are                           Federal agencies must obtain approval
                                                under the Surface Transportation Board                  unnecessary for this rule; therefore, the             from the Office of Management and
                                                Reauthorization Act of 2015 (Pub. L.                    provisions of the Regulatory Flexibility              Budget for each collection of
                                                114–110). Finally, this rule amends                     Act (Pub. L. 96–354, 5 U.S.C. 601–612)                information they conduct, sponsor, or
                                                Section 7.29 to include a reference to                  do not apply.                                         require through regulations. The


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                                                21138                  Federal Register / Vol. 82, No. 86 / Friday, May 5, 2017 / Rules and Regulations

                                                Department analyzed this final rule                     the Department has issued additional                  rule is not economically significant,
                                                under the PRA and determined this rule                  documents relating to administration of               thus no analysis of the impacts on
                                                does not contain collection of                          the Executive Order and the DOT Order.                children is required. There is also no
                                                information requirements for the                           At the time the Department applies                 anticipation that this action could
                                                purposes of the PRA.                                    the NEPA implementing procedures in                   present an environmental or safety risk
                                                                                                        23 CFR part 771, the Department would                 that could disproportionately affect
                                                National Environmental Policy Act
                                                                                                        have an independent obligation to                     children.
                                                  Agencies are required to adopt                        conduct an evaluation of the proposed
                                                implementing procedures for NEPA that                   action under the applicable EJ orders                 Executive Order 13175 (Tribal
                                                establish specific criteria for, and                    and guidance to determine whether the                 Consultation)
                                                identification of, three classes of                     proposed action has the potential for EJ                The Department has analyzed this
                                                actions: Those that normally require                    effects. The Department has evaluated                 action under Executive Order 13175,
                                                preparation of an Environmental Impact                  the environmental justice effects of this             dated November 6, 2000, and
                                                Statement; those that normally require                  rule in accordance with the E.O. and has              determined the action will not have
                                                preparation of an Environmental                         determined that no environmental                      substantial direct effects on one or more
                                                Assessment; and those that are                          justice issue is associated with this rule,           Indian tribes, on the relationship
                                                categorically excluded from further                     nor is there any collective                           between the Federal Government and
                                                NEPA review (40 CFR 1507.3(b)). The                     environmental impact that would result                Indian tribes, or on the distribution of
                                                changes in this rule are part of agency                 from its promulgation.                                power and responsibility between the
                                                procedures, and therefore establishing                                                                        Federal Government and Indian tribes.
                                                the changes does not require                            Executive Order 12630 (Taking of
                                                preparation of a NEPA analysis or                       Private Property)                                     National Technology Transfer and
                                                document. Agency NEPA procedures                                                                              Advancement Act (Technical
                                                                                                           The Department has analyzed this
                                                are generally procedural guidance to                                                                          Standards)
                                                                                                        final rule under Executive Order 12630,
                                                assist agencies in the fulfillment of                   Governmental Actions and Interference                   The National Technology Transfer
                                                agency responsibilities under NEPA, but                 with Constitutionally Protected Property              and Advancement Act (NTTAA) (15
                                                are not the agency’s final determination                Rights, and found this final rule will not            U.S.C. 272 note) directs agencies to use
                                                of what level of NEPA analysis is                       affect a taking of private property or                voluntary consensus standards in their
                                                required for a particular proposed                      otherwise have taking implications                    regulatory activities unless the agency
                                                action. The requirements for                            under Executive Order 12630.                          provides Congress, through OMB, with
                                                establishing agency NEPA procedures                                                                           an explanation of why using these
                                                are set forth at 40 CFR 1505.1 and                      Privacy                                               standards would be inconsistent with
                                                1507.3.                                                   The E-Government Act of 2002,                       applicable law or otherwise impractical.
                                                  This action was also analyzed under                   Public Law 107–347, sec. 208, 116 Stat.               Voluntary consensus standards (e.g.,
                                                the Clean Air Act, as amended (CAA),                    2899, 2921 (Dec. 17, 2002), requires                  specifications of materials, performance,
                                                section 176(c) (42 U.S.C. 7401 et seq.),                Federal agencies to conduct a privacy                 design, or operation; test methods;
                                                and implementing regulations                            impact assessment for new or                          sampling procedures; and related
                                                promulgated by the Environmental                        substantially changed technology that                 management systems practices) are
                                                Protection Agency. Approval of this                     collects, maintains, or disseminates                  standards that are developed or adopted
                                                action is exempt from the CAA’s general                 information in an identifiable form. No               by voluntary consensus standards
                                                conformity requirement because it does                  new or substantially changed                          bodies. This rule does not use technical
                                                not affect direct or indirect emissions of              technology would collect, maintain, or                standards. Therefore, we did not
                                                criteria pollutants.                                    disseminate information as a result of                consider the use of voluntary consensus
                                                Executive Order 12898 (Environmental                    this rule.                                            standards.
                                                Justice)                                                Executive Order 12988 (Civil Justice                  Executive Order 13211 (Energy Effects)
                                                  Executive Order 12898, Federal                        Reform)                                                  The Department has analyzed this
                                                Actions to Address Environmental                           This action meets applicable                       action under Executive Order 13211,
                                                Justice in Minority Populations and                     standards in sections 3(a) and 3(b)(2) of             Actions Concerning Regulations That
                                                Low-Income Populations, and DOT                         Executive Order 12988, Civil Justice                  Significantly Affect Energy Supply,
                                                Order 5610.2(a), 91 FR 27534 (May 10,                   Reform, to minimize litigation,                       Distribution, or Use. The Department
                                                2012) (available online at                              eliminate ambiguity, and reduce                       determined this rule is not a significant
                                                www.fhwa.dot.gov/environment/                           burden.                                               energy action under that order because
                                                environmental_justice/ej_at_dot/order_                                                                        it is not a significant regulatory action
                                                56102a/index.cfm), require the                          Executive Order 13045 (Protection of
                                                                                                                                                              under Executive Order 12866 and is not
                                                Department to achieve environmental                     Children)
                                                                                                                                                              likely to have a significant adverse effect
                                                justice (EJ) as part of its mission by                     The Department analyzed this rule                  on the supply, distribution, or use of
                                                identifying and addressing, as                          under Executive Order 13045,                          energy. Therefore, a Statement of Energy
                                                appropriate, disproportionately high                    Protection of Children from                           Effects is not required.
                                                and adverse human health or                             Environmental Health Risks and Safety
                                                environmental effects, including                        Risks, which requires agencies issuing                Regulation Identification Number
                                                interrelated social and economic effects,               ‘‘economically significant’’ rules, if the              A regulation identification number
jstallworth on DSK7TPTVN1PROD with RULES




                                                of its programs, policies, and activities               regulation also concerns an                           (RIN) is assigned to each regulatory
                                                on minority populations and low-                        environmental health or safety risk that              action listed in the Unified Agenda of
                                                income populations in the United                        an agency has reason to believe may                   Federal Regulations. The Regulatory
                                                States. The DOT Order requires the                      disproportionately affect children, to                Information Service Center publishes
                                                Department to address compliance with                   include an evaluation of the regulation’s             the Unified Agenda in April and
                                                the Executive Order and the DOT Order                   environmental health and safety effects               October of each year. The RIN number
                                                in all rulemaking activities. In addition,              on children. It was determined this final             contained in the heading of this


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                                                                       Federal Register / Vol. 82, No. 86 / Friday, May 5, 2017 / Rules and Regulations                                          21139

                                                document can be used to cross-reference                 ■ a. Revise paragraph (c)(5);                         § 7.29 When and how does DOT consult
                                                this action with the Unified Agenda.                    ■ b. Redesignate paragraph (d) as (e);                with submitters of commercial information?
                                                                                                        ■ c. Add new paragraph (d); and                       *     *     *    *    *
                                                List of Subjects in 49 CFR Part 7                                                                               (d) * * *
                                                                                                        ■ d. Add paragraph (f).
                                                  Freedom of information, Reporting                       The revision and additions read as                    (3) Information submitted to the
                                                and recordkeeping requirements.                         follows:                                              Federal Motor Carrier Safety
                                                  In consideration of the foregoing, the                                                                      Administration and addressed in 49
                                                DOT amends 49 CFR part 7 as follows:                    § 7.23 What limitations apply to                      CFR 389.9.
                                                                                                        disclosure?                                           *     *     *    *    *
                                                PART 7—PUBLIC AVAILABILITY OF                           *      *     *    *     *                             ■ 7. Revise paragraph § 7.31(a)(3) to
                                                INFORMATION                                                (c) * * *                                          read as follows:
                                                                                                           (5) Inter-agency or intra-agency
                                                ■ 1. The authority citation for part 7                                                                        § 7.31 What time limits apply to DOT with
                                                                                                        memorandums or letters that would not
                                                continues to read as follows:                                                                                 respect to initial determinations?
                                                                                                        be available by law to a party other than
                                                  Authority: 5 U.S.C. 552; 31 U.S.C. 9701;              an agency in litigation with the agency,                 (a) * * *
                                                49 U.S.C. 322; E.O. 12600; E.O. 13392                                                                            (3) DOT notifies the requester of
                                                                                                        provided that the deliberative process
                                                                                                                                                              DOT’s initial determination. If DOT
                                                ■  2. Amend § 7.2 by revising the                       privilege shall not apply to records
                                                                                                                                                              decides to grant the request in full or in
                                                definitions of ‘‘Department or DOT’’ and                created 25 years or more before the date
                                                                                                                                                              part, DOT makes the record (or the
                                                ‘‘Reading room records’’ to read as                     on which the records were requested;
                                                                                                                                                              granted part) available as promptly as
                                                follows:                                                *      *     *    *     *                             possible and provides the requester with
                                                § 7.2   Definitions.
                                                                                                           (d) Application of exemptions. DOT                 written notification of DOT’s
                                                                                                        shall withhold information pursuant to                determination, the reasons for the
                                                *     *     *     *    *                                a statutory exemption only if:
                                                  Department or DOT means the                                                                                 determination, and the right of the
                                                                                                           (1) DOT reasonably foresees that                   requester to seek assistance from the
                                                Department of Transportation, including
                                                                                                        disclosure would harm an interest                     FOIA Public Liaison. If DOT denies the
                                                the Office of the Secretary, the Office of
                                                                                                        protected by an exemption under                       request in full or in part, because the
                                                Inspector General, and all DOT
                                                                                                        paragraph (c) of this section; or                     record (or the denied part) is subject to
                                                Operating Administrations, any of
                                                                                                           (2) Disclosure is prohibited by law or             an exemption, is not within DOT’s
                                                which may be referred to as a DOT
                                                                                                        otherwise exempted from disclosure                    custody and control, or was not located
                                                component.
                                                                                                        under paragraph (c)(3) of this section.               following a reasonable search, DOT
                                                *     *     *     *    *                                                                                      notifies the requester of the denial in
                                                  Reading room records are those                        *      *     *    *     *
                                                                                                           (f) Non-confidentiality of requests.               writing and includes in the notice the
                                                records required to be made available to                                                                      reason for the determination, the right of
                                                the public without a specific request                   DOT releases the names of FOIA
                                                                                                        requesters and descriptions of the                    the requester to appeal the
                                                under 5 U.S.C. 552(a)(2), as described in                                                                     determination, the name and title of
                                                § 7.12.                                                 records they have sought, as shown on
                                                                                                        DOT FOIA logs, except to the extent that              each individual responsible for the
                                                *     *     *     *    *                                an exemption authorizes or requires                   initial determination to deny the
                                                ■ 3. Amend § 7.12 by revising                           withholding of the log information.                   request, and the requester’s right to seek
                                                paragraphs (a)(4) and (b) to read as                                                                          dispute resolution services from the
                                                                                                        ■ 5. Amend § 7.27 to revise paragraphs
                                                follows:                                                                                                      FOIA Public Liaison or the Office of
                                                                                                        (a) introductory text and (c) to read as              Government Information Services. The
                                                § 7.12 What records are available in                    follows:                                              denial letter includes an estimate of the
                                                reading rooms, and how are they
                                                accessed?                                               § 7.27 What are the designated DOT FOIA               volume of records or information
                                                                                                        Requester Service Centers?                            withheld, in number of pages or other
                                                  (a) * * *                                                                                                   reasonable form of estimation. This
                                                  (4) Copies of all records, regardless of                (a) A request for a record under this
                                                                                                        subpart may be submitted via paper,                   estimate does not need to be provided
                                                form or format, that have been released
                                                                                                        facsimile, or electronic mail to the FOIA             if the volume is otherwise indicated
                                                to any person under subpart C of this
                                                                                                        Requester Service Center designated for               through deletions on records disclosed
                                                part and that:
                                                                                                        the DOT component where the records                   in part, or if providing an estimate
                                                  (i) Because of the nature of their
                                                                                                        are located, at the electronic mail                   would harm an interest protected by an
                                                subject matter, DOT determines have
                                                                                                        addresses or facsimile numbers                        applicable exemption. DOT marks or
                                                become or are likely to become the
                                                                                                        identified at https://                                annotates records disclosed in part to
                                                subject of subsequent requests for
                                                                                                        www.transportation.gov/foia or the                    show both the amount and location of
                                                substantially the same records; or
                                                                                                        mailing addresses indicated below                     the information deleted whenever
                                                  (ii) Have been requested three or more
                                                                                                        (unless a more up-to-date mailing                     practicable (see § 7.23(d)).
                                                times.
                                                                                                        address has been designated at https://               *      *     *     *    *
                                                *      *    *     *    *
                                                  (b) Reading room locations. DOT                       www.transportation.gov/foia):                         ■ 8. Amend § 7.32 by revising
                                                makes its reading room records and                      *     *     *     *     *                             paragraphs (a), (b), and (c) and (d)(1) to
                                                indices (in the form of lists or links)                   (c) Requests for records under this                 read as follows:
                                                available at https://                                   part, and FOIA inquiries generally, may               § 7.32 What time limits apply to a
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                                                www.transportation.gov/foia. To the                     be made by accessing the DOT Home                     requester when appealing DOT’s initial or
                                                extent that DOT continues to make                       Page on the Internet (https://                        final determination?
                                                reading rooms available at a physical                   www.transportation.gov) and clicking                    (a) Denial of records request. When
                                                location, those locations are listed on                 on the Freedom of Information Act link                the responsible DOT official determines
                                                the DOT FOIA Web site at https://                       (https://www.transportation.gov/foia).                that a record request will be denied, in
                                                www.transportation.gov/foia.                            ■ 6. Add paragraph (d)(3) to § 7.29 to                whole or in part, because the record is
                                                ■ 4. Amend § 7.23 as follows:                           read as follows:                                      subject to an exemption, is not in DOT’s


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                                                21140                  Federal Register / Vol. 82, No. 86 / Friday, May 5, 2017 / Rules and Regulations

                                                custody and control, or was not located                 types or date ranges) so that it may be               DEPARTMENT OF COMMERCE
                                                following a reasonable search, DOT                      processed within the extended time
                                                provides the requester with the written                 limit, or arrange an alternative time                 National Oceanic and Atmospheric
                                                statement described in § 7.31(a)(3).                    period with the DOT component for                     Administration
                                                   (b) Denial of fee waiver. When the                   processing the request (e.g., by
                                                responsible DOT official denies, in                     prioritizing portions of the request). The            50 CFR Part 622
                                                whole or in part, a request for a waiver                written notice also will notify the                   [Docket No. 140818679–5356–02]
                                                of fees made pursuant to § 7.24(b) or                   requester of the right to seek dispute
                                                § 7.43(c), DOT provides the requester                   resolution services from the Office of                RIN 0648–XF369
                                                with written notification of that                       Government Information Services.
                                                determination, the reasons for the                                                                            Fisheries of the Caribbean, Gulf of
                                                                                                        *     *     *     *     *                             Mexico, and South Atlantic; Reef Fish
                                                determination, the right of the requester
                                                to appeal the determination within                      ■ 10. Amend § 7.43 by revising                        Fishery of the Gulf of Mexico; 2017
                                                DOT, and the requester’s right to seek                  paragraph (f) to read as follows:                     Recreational Fishing Seasons for Red
                                                assistance in resolution of disputes from                                                                     Snapper in the Gulf of Mexico
                                                                                                        § 7.43 When are fees waived or reduced
                                                the FOIA Public Liaison or Office of                    for records requested under subpart C of              AGENCY:  National Marine Fisheries
                                                Government Information Services.                        this part?                                            Service (NMFS), National Oceanic and
                                                   (c) Denial of expedited processing.                  *      *      *    *    *                             Atmospheric Administration (NOAA),
                                                When the responsible DOT official                                                                             Commerce.
                                                                                                           (f) Except as provided in paragraphs
                                                denies a request for expedited
                                                                                                        (f)(1) through (3) of this section, DOT               ACTION: Temporary rule; closures.
                                                processing made pursuant to § 7.31(c),
                                                                                                        does not assess search fees otherwise
                                                DOT provides the requester with written                                                                       SUMMARY:    NMFS announces the 2017
                                                notice of that determination, the reasons               chargeable under § 7.42(h) and (j) or
                                                                                                        duplication fees otherwise chargeable                 recreational fishing seasons for the
                                                for the determination, the right to                                                                           private angling and Federal charter
                                                appeal the determination within DOT,                    under § 7.42(i) when DOT fails to
                                                                                                        comply with the time limits under                     vessel/headboat (for-hire) components
                                                and the requester’s right to seek dispute                                                                     for red snapper in the exclusive
                                                resolution services from the FOIA                       § 7.31 or § 7.33.
                                                                                                                                                              economic zone (EEZ) of the Gulf of
                                                Public Liaison or Office of Government                     (1) If DOT has determined that
                                                                                                                                                              Mexico (Gulf) through this temporary
                                                Information Services.                                   unusual circumstances apply (as
                                                                                                                                                              rule. The Federal recreational season for
                                                   (d) * * *                                            defined in § 7.34(a)), 5,000 pages or less
                                                                                                                                                              red snapper in the Gulf EEZ begins at
                                                   (1) Each appeal must be made in                      are necessary to respond to the request,
                                                                                                                                                              12:01 a.m., local time, on June 1, 2017.
                                                writing to the appropriate DOT appeal                   and DOT has provided a timely written
                                                                                                                                                              For recreational harvest by the private
                                                official and postmarked or, in the case                 notice to the requester in accordance
                                                                                                                                                              angling component, the season closes at
                                                of electronic or facsimile transmissions                with § 7.34(a), a failure to comply with
                                                                                                                                                              12:01 a.m., local time, on June 4, 2017.
                                                transmitted, within ninety calendar                     the time limits under § 7.31 or § 7.33 is
                                                                                                                                                              For recreational harvest by the Federal
                                                days from the date the initial                          excused for an additional 10 days. If
                                                                                                                                                              for-hire component, the season closes at
                                                determination is signed and should                      DOT does not comply with the extended
                                                                                                                                                              12:01 a.m., local time, on July 20, 2017.
                                                include the DOT file or reference                       time limit, DOT does not assess search
                                                                                                                                                              These closures are necessary to prevent
                                                number assigned to the request and all                  fees otherwise chargeable under
                                                                                                                                                              the private angling and Federal for-hire
                                                information and arguments relied upon                   § 7.42(h) and (j) or duplication fees
                                                                                                                                                              components from exceeding their
                                                by the person making the request. The                   otherwise chargeable under § 7.24(i);
                                                                                                                                                              respective quotas (annual catch limits
                                                contact information for all DOT                            (2) If DOT has determined that                     (ACLs)) for the 2017 fishing year and to
                                                component appeal officials is identified                unusual circumstances apply (as                       prevent overfishing of the Gulf red
                                                in the DOT FOIA Reference Guide                         defined under § 7.34(a)) and more than                snapper resource.
                                                available at https://                                   5,000 pages are necessary to respond to
                                                www.transportation.gov/foia. The                                                                              DATES: The closure is effective at 12:01
                                                                                                        the request, DOT may charge search fees
                                                envelope in which a mailed appeal is                    under § 7.42(h) and (j) or duplication                a.m., local time, June 4, 2017, until
                                                sent or the subject line of an appeal sent              fees under § 7.42(j) if DOT has provided              12:01 a.m., local time, January 1, 2018,
                                                electronically or by facsimile should be                timely written notice to the requester in             for the private angling component. The
                                                prominently marked: ‘‘FOIA Appeal.’’                    accordance with § 7.34(a) and (b), and                closure is effective at 12:01 a.m., local
                                                The twenty Federal working day limit                    DOT has discussed with the requester                  time, July 20, 2017, until 12:01 a.m.,
                                                described in § 7.33(a) will not begin to                via written mail, electronic mail, or                 local time, January 1, 2018, for the
                                                run until the appeal has been received                  telephone (or made not less than three                Federal for-hire component. The 2018
                                                by the appropriate office and identified                good faith attempts to do so) how the                 Federal recreational fishing seasons for
                                                as an appeal under FOIA, or would have                  requester could effectively limit the                 the respective components will begin on
                                                been so identified with the exercise of                 scope of the request.                                 June 1, 2018.
                                                due diligence, by a DOT employee.                                                                             FOR FURTHER INFORMATION CONTACT:
                                                                                                           (3) If a court determines that
                                                *      *    *      *    *                               exceptional circumstances exist (as that              Kelli O’Donnell, NMFS Southeast
                                                                                                        term is defined in 5 U.S.C. 552(a)(6)(C)),            Regional Office, telephone: 727–824–
                                                ■ 9. Amend § 7.34 by revising paragraph
                                                                                                        failure to comply with time limits under              5305, email: kelli.odonnell@noaa.gov.
                                                (b) to read as follows:
                                                                                                        § 7.31 or § 7.33 shall be excused for the             SUPPLEMENTARY INFORMATION: The Gulf
                                                § 7.34 When and how are time limits                     length of time provided by the court                  reef fish fishery, which includes red
jstallworth on DSK7TPTVN1PROD with RULES




                                                applicable to DOT extended?                             order.                                                snapper, is managed under the Fishery
                                                *     *     *     *    *                                                                                      Management Plan for the Reef Fish
                                                  (b) When the extension is for more                      Issued on: April 25, 2017.                          Resources of the Gulf of Mexico (FMP).
                                                than ten Federal working days, the                      Judith S. Kaleta,                                     The FMP was prepared by the Gulf of
                                                written notice provides the requester                   Deputy General Counsel.                               Mexico Fishery Management Council
                                                with an opportunity to either modify the                [FR Doc. 2017–08925 Filed 5–4–17; 8:45 am]            and is implemented by NMFS under the
                                                request (e.g., by narrowing the record                  BILLING CODE 4910–9X–P                                authority of the Magnuson-Stevens


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Document Created: 2018-11-08 08:40:05
Document Modified: 2018-11-08 08:40:05
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesThis final rule is effective June 5, 2017.
ContactClaire McKenna, Senior Attorney, Office of the General Counsel, U.S. Department of Transportation, Washington, DC, at [email protected] or (202) 366-0365.
FR Citation82 FR 21136 
RIN Number2105-AE62
CFR AssociatedFreedom of Information and Reporting and Recordkeeping Requirements

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