82_FR_23379 82 FR 23282 - Assistance to Firefighters Grant Program; Fire Prevention and Safety Grants

82 FR 23282 - Assistance to Firefighters Grant Program; Fire Prevention and Safety Grants

DEPARTMENT OF HOMELAND SECURITY
Federal Emergency Management Agency

Federal Register Volume 82, Issue 97 (May 22, 2017)

Page Range23282-23287
FR Document2017-10364

This Notice provides guidelines that describe the application process for grants and the criteria the Federal Emergency management Agency (FEMA) will use for awarding Fire Prevention and Safety (FP&S) grants in the fiscal year (FY) 2016 Assistance to Firefighters Grant (AFG) Program year. It explains the differences, if any, between these guidelines and those recommended by representatives of the Nation's fire service leadership during the annual Criteria Development meeting, which was held November 9-10, 2015. The application period for the FY 2016 FP&S Grant Program year will be held April 17-May 19, 2017, and will be announced on the AFG Web site (www.fema.gov/firegrants), www.grants.gov, and U.S. Fire Administration Web site (www.usfa.fema.gov).

Federal Register, Volume 82 Issue 97 (Monday, May 22, 2017)
[Federal Register Volume 82, Number 97 (Monday, May 22, 2017)]
[Notices]
[Pages 23282-23287]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-10364]


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DEPARTMENT OF HOMELAND SECURITY

Federal Emergency Management Agency

[Docket ID FEMA-2017-0020]


Assistance to Firefighters Grant Program; Fire Prevention and 
Safety Grants

AGENCY: Federal Emergency Management Agency, DHS.

ACTION: Notice of guidance.

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SUMMARY: This Notice provides guidelines that describe the application 
process for grants and the criteria the Federal Emergency management 
Agency (FEMA) will use for awarding Fire Prevention and Safety (FP&S) 
grants in the fiscal year (FY) 2016 Assistance to Firefighters Grant 
(AFG) Program year. It explains the differences, if any, between these 
guidelines and those recommended by representatives of the Nation's 
fire service leadership during the annual Criteria Development meeting, 
which was held November 9-10, 2015. The application period for the FY 
2016 FP&S Grant Program year will be held April 17-May 19, 2017, and 
will be announced on the AFG Web site (www.fema.gov/firegrants), 
www.grants.gov, and U.S. Fire Administration Web site 
(www.usfa.fema.gov).

DATES: Grant applications for the FP&S Grant Program will be accepted 
electronically at https://portal.fema.gov, from April 17 at 8:00 a.m. 
EST--May 19 at 5:00 p.m. EST, 2017.

ADDRESSES: Assistance to Firefighters Grants Branch, DHS/FEMA, 400 C 
Street SW., 3N, Washington, DC 20472-3635.

FOR FURTHER INFORMATION CONTACT: Catherine Patterson, Chief, Assistance 
to Firefighters Grants Branch, 1-866-274-0960.

SUPPLEMENTARY INFORMATION: The purpose of the AFG Program is to enhance 
the safety of the public and firefighters with respect to fire and 
fire-related hazards. The FEMA Grant Programs Directorate administers 
the FP&S Grant Program as part of the AFG Program.
    FP&S Grants are offered to support projects in two activities:
    1. Activities designed to reach high-risk target groups and 
mitigate the incidence of death and injuries caused by fire and fire-
related hazards (``FP&S Activity'').
    2. Projects aimed at improving firefighter safety, health and 
wellness through research and development that reduces firefighter 
fatalities and injuries (``R&D Activity'').
    The grant program's authorizing statute requires that each year DHS 
publish in the Federal Register the guidelines that describe the 
application process and the criteria for grant awards. Approximately 
1,000 applications for FP&S Grant Program funding are anticipated to be 
submitted electronically, using the application submission form and 
process available at the AFG e-Grant application portal: https://portal.fema.gov. Specific information about the submission of grant 
applications can be found in the FY 2016 Fire Prevention and Safety 
Program Notice of Funding Opportunity (NOFO), which will be available 
for download at www.fema.gov/firegrants and at www.regulations.gov 
under Docket ID FEMA-2017-0020.

Appropriations

    Congress appropriated $345,000,000 for AFG in FY 2016 pursuant to 
the Department of Homeland Security Appropriations Act, 2016, Public 
Law 114-113. From this amount, $34,500,000 will be made available for 
FP&S Grant awards, pursuant to 15 U.S.C. 2229(h)(5), which states that 
not less than 10 percent of available grant funds each year are awarded 
under the FP&S Grant Program. Funds appropriated for all FY 2016 AFG 
awards, pursuant to Public Law 114-113 will be available for obligation 
and award until September 30, 2017.
    From the approximately 1,000 applications that will be requesting 
assistance, FEMA anticipates that it will award approximately 100 FP&S 
Grants from available grant funding.

Background of the AFG Program

    DHS awards grants on a competitive basis to the applicants that 
best address the FP&S Grant Program's priorities and provide the most 
compelling justification. Applications that best address the Program's 
priorities will be reviewed by a panel composed of fire service 
personnel.

Award Criteria

    All applications for grants will be prepared and submitted through 
the AFG e-Grant application portal (https://portal.fema.gov).
    The FP&S Grant Program panels will review the applications and 
score them using the following criteria areas:

 Vulnerability
 Implementation
 Evaluation Plan
 Cost Benefit
 Financial Need
 Funding Priorities
 Experience and Expertise

    The applications submitted under the R&D Activity will be reviewed 
first by a panel of fire service members to identify those applications 
most relevant to the fire service. The following evaluation criteria 
will be used for this review:

 Purpose
 Potential Impact
 Implementation by the fire service
 Partners
 Barriers

    The applications that are determined most likely to be implemented 
to enable improvement in firefighter safety, health, or wellness will 
be deemed to be in the ``competitive range'' and will be forwarded to 
the second level of application review, which is the scientific panel 
review process. This panel will be comprised of scientists and 
technology experts who have expertise pertaining to the subject matter 
of the proposal.
    The Scientific Technical Evaluation Panel for the R&D Activity will 
review the application and evaluate it using the following criteria:

 Project purpose(s), goals and objectives, and specific aims
 Literature Review
 Project Methods
 Project Measurements
 Project Analysis
 Dissemination and Implementation
 Cost vs. Benefit (additional consideration)
 Financial Need (additional consideration)

Eligible Applicants

    The following entities are eligible to apply directly to FEMA under 
this solicitation:
    1. Fire Prevention and Safety (FP&S) Activity: Eligible applicants 
for this activity include fire departments, national, regional, state, 
local, tribal, and nonprofit organizations that are recognized for 
their experience and expertise in fire prevention and safety programs 
and activities. Both private and public non-profit organizations are 
eligible to apply for funding in this activity. For-profit 
organizations, federal agencies, and individuals are not

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eligible to receive a FP&S Grant Award under the FP&S Activity.
    2. Firefighter Safety Research and Development (R&D) Activity: 
Eligible applicants for this activity include national, state, local, 
tribal, and nonprofit organizations, such as academic (e.g., 
universities), public health, occupational health, and injury 
prevention institutions. Both private and public non-profit 
organizations are eligible to apply for funding in this activity.
    The aforementioned entities are encouraged to apply, especially 
those that are recognized for their experience and expertise in 
firefighter safety, health, and wellness research and development 
activities. Fire departments are not eligible to apply for funding in 
the R&D activity. Additionally, for-profit organizations, federal 
agencies, and individuals are not eligible to receive a grant award 
under the R&D Activity.

Statutory Limits to Funding

    Applications and awards are limited to a maximum federal share of 
$1.5 million dollars, regardless of applicant type.

Cost Sharing

    Grant recipients must share in the costs of the projects funded 
under this grant program as required by 15 U.S.C. 2229(k)(1) and in 
accordance with 2 CFR 200.101(b)(1), but they are not required to have 
the cost-share at the time of application nor at the time of award. 
However, before a grant is awarded, FEMA will contact potential 
awardees to determine whether the grant recipient has the funding in 
hand or if the grant recipient has a viable plan to obtain the funding 
necessary to fulfill the cost-sharing requirement.
    In general, an eligible applicant seeking an FP&S grant to carry 
out an activity shall agree to make available non-federal funds to 
carry out such activity in an amount equal to, and not less than, five 
percent of the grant awarded. Cash match and in-kind matches are both 
allowable in the FP&S Grant Program. Cash (hard) matches include non-
federal cash spent for project-related costs. In-kind (soft) matches 
include, but are not limited to, the valuation of in-kind services. In-
kind is the value of something received or provided that does not have 
a cost associated with it. For example, where an in-kind match (other 
than cash payments) is permitted, then the value of donated services 
could be used to comply with the match requirement. Also, third party 
in-kind contributions may count toward satisfying match requirements 
provided the grant recipient receiving the contributions expends them 
as allowable costs in compliance with provisions listed above.
    Grant recipients under this grant program must also agree to a 
maintenance of effort requirement as required by 15 U.S.C. 2229(k)(3) 
(referred to as a ``maintenance of expenditure'' requirement in that 
statute). Per this requirement, a grant recipient shall agree to 
maintain during the term of the grant, the grant recipient's aggregate 
expenditures relating to the activities allowable under the FP&S NOFO 
at not less than 80 percent (80%) of the average amount of such 
expenditures in the two (2) fiscal years preceding the fiscal year in 
which the grant amounts are received.
    In cases of demonstrated economic hardship, and on the application 
of the grant recipient, the Administrator of FEMA may waive or reduce 
certain grant recipient's cost share or maintenance of expenditure 
requirements. This policy applies to FP&S per Sec.  33 of the Federal 
Fire Prevention and Control Act of 1974 (Pub. L. 93-498, as amended) 
(15 U.S.C Sec.  2229). For complete requirements concerning these 
waivers, including a description of how a grant recipient may 
demonstrate economic hardship and apply for a waiver, please refer to 
FEMA Policy FP 207-088-01, dated April 8, 2014, at: http://www.fema.gov/media-library-data/1398109239435-ec23997d8351382710896fa77d02bc7d/AFG+Economic+Hardship+Waiver+Policy.pdf. Per 15 U.S.C. 2229(k)(4)(C), 
FP&S grant recipients that are not fire departments are not eligible to 
receive a waiver of their cost share or economic hardship requirements.

System for Award Management (SAM)

    On July 29, 2010, the Central Contractor Registration (CCR) was 
moved into the System for Award Management (SAM). The Office of 
Management and Budget (OMB) issued guidance to federal agencies 
requiring all prime recipients of federal grants to register in SAM. 
SAM is the primary vendor database for the Federal Government to 
collect, validate, store, and disseminate data from a secure 
centralized system. SAM consolidated the capabilities found in CCR and 
other federal procurement systems into one new system.
    There is no charge to register in SAM.gov. Registrations must be 
completed on-line at https://www.sam.gov/portal/public/SAM/. The 
applicant organization is responsibile for having a valid Dun and 
Bradstreet (DUNS) number at the time of registration. Organizations 
with an active record in CCR have an active record in SAM, but may need 
to validate their information. For registration, go to https://www.sam.gov/portal/public/SAM/.

Application Process

    Applicants may only submit one (1) application, but may submit for 
up to three (3) projects under each activity (FP&S and R&D). Any 
applicant that submits more than one (1) application may have all 
applications for any duplicated request(s) deemed ineligible.
    Under the FP&S Activity, applicants may apply under the following 
categories:

 Community Risk Reduction
 Fire & Arson Investigation
 Code Enforcement/Awareness
 National/State/Regional Programs and Studies

    Under the R&D Activity, applicants may apply under the following 
categories:

 Clinical Studies
 Technology and Product Development
 Database System Development
 Dissemination and Implementation Research
 Preliminary Studies

    Prior to the start of the FY 2016 FP&S Grant Program application 
period, FEMA will provide applicants with technical assistance tools 
(available at the AFG Web site: www.fema.gov/firegrants) and other 
online information to help them prepare quality grant applications. AFG 
will also staff a Help Desk throughout the application period to assist 
applicants with navigation through the automated application as well as 
assistance with any questions they have. Applicants can reach the AFG 
Help Desk through a toll-free telephone number (1-866-274-0960) or 
electronic mail ([email protected]).
    Applicants are advised to access the application electronically at 
https://portal.fema.gov. The application also will be accessible from 
the grants.gov Web site (http://www.grants.gov). New applicants are 
required to register and establish a username and password for secure 
access to their application. Applicants that applied to any previous 
AFG or Staffing for Adequate Fire and Emergency Response (SAFER) 
funding opportunities were required to use their previously established 
usernames and passwords.
    In completing an application under this funding opportunity, 
applicants will be asked to provide relevant information on their 
organization's characteristics and existing capabilities. Those 
applicants are asked to answer

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questions about their grant request that reflect the funding 
priorities, described below. In addition, each applicant will complete 
narratives for each project or grant activity requested.
    The following are the funding priorities for each category under 
the FP&S Activity:
     Community Risk Reduction--Under the Community Risk 
Reduction category there are two funding priorities:
    [cir] Priority will be given to programs that target high risk 
population to conduct both door-to-door smoke alarm installations and 
provide home safety inspections (including sprinkler awareness), as 
part of a comprehensive home fire safety campaign.
    [cir] Priority will also be given to programs that include 
sprinkler awareness that affect the entire community, such as educating 
the public about residential sprinklers, promoting residential 
sprinklers, and demonstrating working models of residential sprinklers.
     Code Enforcement/Awareness--projects that focus on first 
time or reinstatement of code adoption and code enforcement.
     Fire & Arson Investigation--projects that aim to 
aggressively investigate every fire.
     National/State/Regional Programs and Studies--projects 
that focus on residential fire issues and/or firefighter behavior and 
decision-making.
    Under the R&D Activity, in order to identify and address the most 
important elements of firefighter safety, FEMA looked to the fire 
service for its input and recommendations. In June 2005, the National 
Fallen Firefighters' Foundation (NFFF) hosted a working group to 
facilitate the development of an agenda for the nation's fire service, 
and in particular for firefighter safety. In November 2015, the NFFF 
hosted their third working group to update the agenda with current 
priorities. A copy of the research agenda is available on the NFFF Web 
site at http://www.everyonegoeshome.com/resources/research-symposium-reports/.
    Projects that meet the intent of this research agenda with respect 
to firefighter health and safety, as identified by the NFFF working 
group, will be given consideration under the R&D Activity. However, the 
applicant is not limited to these specific projects. All proposed 
projects, regardless of whether they have been identified by this 
working group, will be evaluated on their relevance to firefighter 
health and safety, and scientific rigor.
    The electronic application process will permit the applicant to 
enter and save the application data. The system does not permit the 
submission of incomplete applications. Except for the narrative 
textboxes, the application will use a ``point-and-click'' selection 
process or require the entry of data (e.g., name and address). 
Applicants will be encouraged to read the FP&S Funding Opportunity 
Announcement for more details.

Criteria Development Process

    Each year, DHS convenes a panel of fire service professionals to 
develop the funding priorities and other implementation criteria for 
AFG. The Criteria Development Panel is comprised of representatives 
from nine major fire service organizations who are charged with making 
recommendations to FEMA regarding the creation of new funding 
priorities, the modification of existing funding priorities, and the 
development of criteria for awarding grants. The nine major fire 
service organizations represented on the panel are:

 Congressional Fire Services Institute (CFSI)
 International Association of Arson Investigators (IAAI)
 International Association of Fire Chiefs (IAFC)
 International Association of Fire Fighters (IAFF)
 International Society of Fire Service Instructors (ISFSI)
 National Association of State Fire Marshals (NASFM)
 National Fire Protection Association (NFPA)
 National Volunteer Fire Council (NVFC)
 North American Fire Training Directors (NAFTD)

    The FY 2016 criteria development panel meeting occurred November 9-
10, 2015. The content of the FY 2016 FP&S Notice of Funding Oportunity 
reflects the implementation of the Criteria Development Panel's 
recommendations with respect to the priorities, direction, and criteria 
for awards. All of the funding priorities for the FY 2016 FP&S Grant 
Program are designed to address the following:

 First responder safety
 Enhancing national capabilities
 Risk
 Interoperability

Changes for FY 2016

FY 2016 FP&S Notice of Funding Opportunity Announcement

    (1) Under the Fire Prevention and Safety Activity, the General 
Education Awareness Category has been revised and is now called the 
Community Risk Reduction Category. The priorities and eligible 
activities remain the same.

Application Review Process and Considerations

    The program's authorizing statute requires that each year DHS 
publish in the Federal Register a description of the grant application 
process and the criteria for grant awards. This information is provided 
below.
    DHS will review and evaluate all FP&S applications submitted using 
the funding priorities and evaluation criteria described in this 
document, which are based on recommendations from the AFG Criteria 
Development Panel.

Peer Review Process

Technical Evaluation Process--Fire Prevention and Safety Activity

    All eligible applications will be evaluated by a Technical 
Evaluation Panel (TEP). The TEP is comprised of a panel of Peer 
Reviewers. The TEP will assess each application's merits with respect 
to the detail provided in the Narrative Statement on the activity, 
including the evaluation elements listed in the Evaluation Criteria 
identified above.
    The panel of Peer Reviewers will independently score each project 
within the application, discuss the merits and/or shortcomings of the 
application, and document the findings. A consensus is not required. 
The highest ranked applications will receive further technical review 
to assess strengths and weaknesses, how readily weaknesses may be 
resolved, and the likely impact of the proposed activities on the 
safety of the target audience.

Technical Evaluation Process--Research and Development Activity

    R&D applications will go through a two-phase review process. First, 
all applications will be reviewed by a panel of fire service experts to 
assess relevance, meaning the likely impact of the proposed R&D 
application to enable improvement in firefighter safety, health, or 
wellness. They will also assess the need for the research results and 
the likelihood that the results would be implemented by the fire 
service in the United States. Applications that are deemed likely to be 
implemented to enable improvement in firefighter safety, health, or 
wellness will then receive further consideration by a science review 
panel. This panel will be comprised of scientists and technology 
experts who have expertise pertaining to the subject matter of the 
proposal.
    Reviewers will independently score applications and, if necessary, 
discuss the merits or shortcomings of the

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application in order to reconcile any major discrepancies identified by 
the reviewers. A consensus is not required.
    With input from these panels, for the highest ranked applications, 
FEMA will review each application's strengths and weaknesses, how best 
the strengths fit the priorities of the FP&S Grant Program, and how 
readily the weaknesses may be resolved to support likely impact of the 
project to improve firefighter safety, heath, or wellness.

Technical Review Process

    Projects receiving the highest scores then will undergo a technical 
review by a subject matter specialist to assess the technical 
feasibility of the project and a programmatic review to assess 
eligibility and other factors.
    After the completion of the technical reviews, DHS will select a 
sufficient number of awardees from this application period to obligate 
all of the available grant funding. It will evaluate and act on 
applications within 90 days following the close of the application 
period. Award announcements will be made on a rolling basis until all 
available grant funds have been committed. Awards will not be made in 
any specified order. DHS will notify unsuccessful applicants as soon as 
it is feasible.

Evaluation Criteria for Projects--Fire Prevention and Safety Activity

    Funding decisions will be informed by an assessment of how well the 
application addresses the criteria and considerations listed below. 
Applications will be reviewed by the TEP using weighted evaluation 
criteria to score the project. These scores will impact the ranking of 
a project for funding.
    The relative weight of the evaluation criteria in the determination 
of the grant award is listed below.
     Financial Need (10%): Applicants should provide details on 
the need for financial assistance to carry out the proposed project(s). 
Included in the description might be other unsuccessful attempts to 
acquire financial assistance or specific examples of the applicant's 
operational budget.
     Vulnerability Statement (25%): The assessment of fire risk 
is essential in the development of an effective project goal, as well 
as meeting FEMA's goal to reduce risk by conducting a risk analysis as 
a basis for action. Vulnerability is a ``weak link'' demonstrating high 
risk behavior, living conditions or any type of high risk situation or 
behavior. The Vulnerability Statement should include a description of 
the steps taken to determine the vulnerability (weak link) and identify 
the target audience. The methodology for determination of vulnerability 
(how you found the weak link) should be discussed in-depth in the 
application's Narrative Statement.
    [cir] The specific vulnerability (weak link) that will be addressed 
with the proposed project can be established through a formal or 
informal risk assessment. FEMA encourages the use of local statistics, 
rather than national statistics, when discussing the vulnerability.
    [cir] The applicant should summarize the vulnerability (weakness) 
the project will address in a clear, to-the-point statement that 
addresses who is at risk, what the risks are, where the risks are, and 
how the risks can be prevented.
    [cir] For the purpose of the FY 2016 FP&S NOFO, formal risk 
assessments consist of the use of software programs or recognized 
expert analysis that assess risk trends.
    [cir] Informal risk assessments could include an in-house review of 
available data (e.g., National Fire Incident Reporting System) to 
determine fire loss, burn injuries or loss of life over a period of 
time, and the factors that are the cause and origin for each 
occurrence.
     Implementation Plan (25%): Projects should provide details 
on the implementation plan which discusses the proposed project's goals 
and objectives. The following information should be included to support 
the implementation plan:
    [cir] Goals and objectives.
    [cir] Details regarding the methods and specific steps that will be 
used to achieve the goals and objectives.
    [cir] Timelines.
    [cir] Where applicable, examples of marketing efforts to promote 
the project, who will deliver the project (e.g., effective 
partnerships), and the manner in which materials or deliverables will 
be distributed.
    [cir] Requests for props (i.e., tools used in educational or 
awareness demonstrations), including specific goals, measurable 
results, and details on the frequency for which the prop will be 
utilized as part of the implementation plan. Applicants should include 
information describing the efforts that will be used to reach the high 
risk audience and/or the number of people reached through the proposed 
project.
     Evaluation Plan (25%): Projects should include an 
evaluation of effectiveness and should identify measurable goals. 
Applicants seeking to carry out awareness and educational projects, for 
example, should identify how they intend to determine that there has 
been an increase in knowledge about fire hazards, or measure a change 
in the safety behaviors of the audience. Applicants should demonstrate 
how they will measure risk at the outset of the project in comparison 
to how much the risk decreased after the project is finished. There are 
various ways to measure the knowledge gained including the use of 
surveys, pre- and post-tests or documented observations.
     Cost-Benefit (10%): Projects will be evaluated based on 
how well the applicant addresses the fire prevention needs of the 
department or organization in an economic and efficient manner. It 
should show how to maximize the level of funding that goes directly 
into the delivery of the project. The costs associated with the project 
must also be reasonable for the target audience that will be reached, 
and a description of how the anticipated benefit(s) of their projects 
outweighs the cost(s) of the requested item(s) should be included. 
Providing justification for costs assists the Technical Evaluation 
Panel with this review.
     Funding Priorities (5%): Applicants will be evaluated on 
whether or not the proposed project meets the stated funding priority 
(listed below) for the applicable category.
    [cir] Community Risk Reduction Priority: Comprehensive home fire 
safety campaign with door-to-door smoke alarm installations or 
residential sprinkler awareness projects/activities.
    [cir] Fire/Arson Investigation Priority: Projects that aim to 
aggressively investigate every fire.
    [cir] Code Enforcement/Awareness Priority: Projects that focus on 
first time or reinstatement of code adoption and code enforcement.
    [cir] National/State/Regional Programs and Studies Priority: 
Projects that focus on residential fire issues, and/or firefighter 
safety projects or strategies that are designed to measureably change 
firefighter behavior and decision-making.
     Experience and Expertise (additional consideration): 
Applicants that demonstrate their experience and ability to conduct 
fire prevention and safety activities, and to execute the proposed or 
similar project(s), will receive additional consideration.

Evaluation Criteria--Firefighter Safety Research and Development 
Activity

    Funding decisions will be informed by an assessment of how well the 
application addresses the criteria and considerations listed below.
    All applications will reviewed by a fire service expert panel using 
weighted evaluation criteria, and those

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applications deemed to be in the ``competitive range'' will then be 
reviewed by a scientific peer review panel evaluation using weighted 
evaluation criteria to score the project. Scientific evaluations will 
impact the ranking of the project for funding.
    In addition, other Science Panel considerations are indicated in 
the list below:

Fire Service Evaluation Criteria

     Purpose (25%): Applicants should clearly identify the 
benefits of the proposed research project to improve firefighter 
safety, health, or wellness, and identify specific gaps in knowledge 
that will be addressed.
     Implementation by Fire Service (25%): Applicants should 
discuss how the outcomes/products of this research, if successful, are 
likely to be widely/nationally adopted and accepted by the fire service 
as changes that enhance firefighter safety, health, or wellness.
     Potential Impact (15%): Applicants should discuss the 
potential impact of the research outcome/product on firefighter safety 
by quantifying the possible reduction in the number of fatal or non-
fatal injuries, or on wellness by significantly improving the overall 
health of firefighters.
     Barriers (15%): Applicants should recognize that all 
research contains some level of risk and that the proposed outcomes may 
not be realized. The applicant needs to identify and discuss potential 
fire service and other barriers to successfully complete the study on 
schedule, including contingencies and strategies to deal with barriers 
if they materialize. This may include barriers that could inhibit the 
proposed fire service participation in the study or the adoption of 
successful results by the fire service when the project is completed.
     Partners (20%): Applicants should recognize that 
participation of the fire service as a partner in the research, from 
development to dissemination, is regarded as an essential part of all 
projects. Applicants should describe the fire service partners and 
contractors that will support the project to accomplish the objectives 
of the study. The specific roles and contributions of the partners 
should be described. Partnerships may be formed with local and regional 
fire departments, and also with national fire-related organizations. 
Letters of support and letters of commitment to actively participate in 
the project should be included in the appendix of the application. 
Generally, participants of a diverse population, including both career 
and volunteer firefighters, are expected to facilitate acceptance of 
results nationally. In cases where this is not practical, due to the 
nature of the study or other limitations, these circumstances should 
clearly be explained.

Science Panel Evaluation Criteria

     Project goals, objectives, and specific aims (15%): 
Applicants should address how the purpose, goals, objectives, and aims 
of the proposal will lead to results that will improve firefighter 
safety, health, or wellness. For multi-year projects, greater detail 
should be given for the first year.
     Literature Review (10%): Applicants should provide a 
literature review that is relevant to the project's goals, objectives, 
and specific aims. The citations should be placed in the text of the 
narrative statement, with references listed at the end of the Narrative 
Statement (and not in the Appendix) of the application. The review 
should be in sufficient depth to make it clear that the proposed 
project is necessary, adds to an existing body of knowledge, is 
different from current and previous studies, and offers a unique 
contribution.
     Project Methods (20%): Applicants should provide a 
description of how the project will be carried out, including 
demonstration of the overall scientific and technical rigor and merit 
of the project. This includes the operations to accomplish the purpose, 
goals and objectives, and the specific aims of the project. Plans to 
recruit and retain human subjects, where applicable, should be 
described. Where human subjects are involved in the project, the 
applicant should describe plans for submission to the Institutional 
Review Board (IRB) (for further guidance and requirements, see Appendix 
B--Programmatic Information and Priorities, Section IV of the FY 2016 
FP&S NOFO. Other Eligible Project and Ineligible Projects and Costs, 
Section B. Research and Development Project Eligibility Information, 
Section i. Human Subject Research).
     Project Measurements (20%): Applicants should provide 
evidence of the technical rigor and merit of the project, such as data 
pertaining to validity, reliability, and sensitivity (where 
established) of the facilities, equipment, instruments, standards, and 
procedures that will be used to carry out the research. The applicant 
should discuss the data to be collected to evaluate the performance 
methods, technologies, and products proposed to enhance firefighter 
safety, health, or wellness. The applicant should demonstrate that the 
measurement methods and equipment selected for use are appropriate and 
sufficient to successfully deliver the proposed project objectives.
     Project Analysis (20%): The applicant should indicate the 
planned approach for analysis of the data obtained from measurements, 
questionnaires, or computations. The applicant should specify within 
the plan what will be analyzed, the statistical methods that will be 
used, the sequence of steps, and interactions as appropriate. It should 
be clear that the Principal Investigator (PI) and research team have 
the expertise to perform the planned analysis and defend the results in 
a peer review process.
     Dissemination and Implementation (15%): Applicants should 
indicate dissemination plans for scientific audiences (such as plans 
for submissions to specific peer review publications) and for 
firefighter audiences (such as Web sites, magazines, and conferences). 
Also, assuming positive results, the applicant should indicate future 
steps that would support dissemination and implementation throughout 
the fire service, where applicable. These steps are likely to be beyond 
the current study, so those features of the research activity that will 
facilitate future dissemination and implementation should be discussed. 
All applicants should specify how the results of the project, if 
successful, might be disseminated and implemented in the fire service 
to improve firefighter safety, health, or wellness. It is expected that 
successful R&D Activity Projects may give rise to future programs 
including FP&S Activity Projects.
     Cost vs. Benefit (additional consideration): Cost vs. 
benefit in this evaluation element refers to the costs of the grant for 
the research and development project as it relates to the benefits that 
are projected for firefighters who would have improved safety, health, 
or wellness. Applicants should demonstrate a high benefit for the cost 
incurred, and effective utilization of federal funds for research 
activities.
     Financial Need (additional consideration): In the 
Applicant Information section of the application, applicants should 
provide details on the need for federal financial assistance to carry 
out the proposed project(s). Applicants may include a description of 
unsuccessful attempts to acquire financial assistance. Applicants 
should provide detail about the organization's operating budget, 
including a high-level breakdown of the budget; describe the 
department's inability to address financial needs without federal 
assistance; and discuss other actions the

[[Page 23287]]

department has taken to meet their staffing needs (e.g., state 
assistance programs, other grant programs, etc.).

Other Selection Information

    Awards will be made using the results of peer-reviewed applications 
as the primary basis for decisions, regardless of activity. However, 
there are some exceptions to strictly using the peer review results. 
The applicant's prior AFG, SAFER, and FP&S grant management performance 
will also be taken into consideration when making recommendations for 
award. All final funding determinations will be made by the 
Administrator of FEMA, or the Administrator's designee.
    Fire departments and other eligible applicants that have received 
funding under the FP&S Grant Program in previous years are eligible to 
apply for funding in the current year. However, DHS may take into 
account an applicant's performance on prior grants when making funding 
decisions on current applications.
    Once every application in the competitive range has been through 
the technical evaluation phase, the applications will be ranked 
according to the average score awarded by the panel.
    The ranking will be summarized in a Technical Report prepared by 
the AFG Program Office. A Grants Management Specialist will contact the 
applicant to discuss and/or negotiate the content of the application 
and SAM.gov registration before making final award decisions.

    Authority: 15 U.S.C. 2229.

Robert J. Fenton, Jr.,
Acting Administrator, Federal Emergency Management Agency.
[FR Doc. 2017-10364 Filed 5-19-17; 8:45 am]
 BILLING CODE 9111-64-P



                                                  23282                           Federal Register / Vol. 82, No. 97 / Monday, May 22, 2017 / Notices

                                                   Estimated Total Annual Burden                             FP&S Grants are offered to support                 AFG e-Grant application portal (https://
                                                  Hours: 26,000.                                          projects in two activities:                           portal.fema.gov).
                                                    Dated: May 17, 2017.                                     1. Activities designed to reach high-                The FP&S Grant Program panels will
                                                  Seth Renkema,                                           risk target groups and mitigate the                   review the applications and score them
                                                                                                          incidence of death and injuries caused                using the following criteria areas:
                                                  Branch Chief, Economic Impact Analysis
                                                  Branch, U.S. Customs and Border Protection.             by fire and fire-related hazards (‘‘FP&S              • Vulnerability
                                                  [FR Doc. 2017–10327 Filed 5–19–17; 8:45 am]
                                                                                                          Activity’’).                                          • Implementation
                                                                                                             2. Projects aimed at improving                     • Evaluation Plan
                                                  BILLING CODE 9111–14–P
                                                                                                          firefighter safety, health and wellness               • Cost Benefit
                                                                                                          through research and development that                 • Financial Need
                                                  DEPARTMENT OF HOMELAND                                  reduces firefighter fatalities and injuries           • Funding Priorities
                                                                                                          (‘‘R&D Activity’’).                                   • Experience and Expertise
                                                  SECURITY
                                                                                                             The grant program’s authorizing                      The applications submitted under the
                                                  Federal Emergency Management                            statute requires that each year DHS                   R&D Activity will be reviewed first by
                                                  Agency                                                  publish in the Federal Register the                   a panel of fire service members to
                                                                                                          guidelines that describe the application              identify those applications most
                                                  [Docket ID FEMA–2017–0020]                              process and the criteria for grant                    relevant to the fire service. The
                                                                                                          awards. Approximately 1,000                           following evaluation criteria will be
                                                  Assistance to Firefighters Grant
                                                                                                          applications for FP&S Grant Program                   used for this review:
                                                  Program; Fire Prevention and Safety
                                                  Grants
                                                                                                          funding are anticipated to be submitted               • Purpose
                                                                                                          electronically, using the application                 • Potential Impact
                                                  AGENCY: Federal Emergency                               submission form and process available                 • Implementation by the fire service
                                                  Management Agency, DHS.                                 at the AFG e-Grant application portal:                • Partners
                                                  ACTION: Notice of guidance.                             https://portal.fema.gov. Specific                     • Barriers
                                                                                                          information about the submission of                     The applications that are determined
                                                  SUMMARY:    This Notice provides                        grant applications can be found in the                most likely to be implemented to enable
                                                  guidelines that describe the application                FY 2016 Fire Prevention and Safety                    improvement in firefighter safety,
                                                  process for grants and the criteria the                 Program Notice of Funding Opportunity                 health, or wellness will be deemed to be
                                                  Federal Emergency management Agency                     (NOFO), which will be available for                   in the ‘‘competitive range’’ and will be
                                                  (FEMA) will use for awarding Fire                       download at www.fema.gov/firegrants                   forwarded to the second level of
                                                  Prevention and Safety (FP&S) grants in                  and at www.regulations.gov under                      application review, which is the
                                                  the fiscal year (FY) 2016 Assistance to                 Docket ID FEMA–2017–0020.                             scientific panel review process. This
                                                  Firefighters Grant (AFG) Program year.                                                                        panel will be comprised of scientists
                                                                                                          Appropriations
                                                  It explains the differences, if any,                                                                          and technology experts who have
                                                  between these guidelines and those                         Congress appropriated $345,000,000                 expertise pertaining to the subject
                                                  recommended by representatives of the                   for AFG in FY 2016 pursuant to the                    matter of the proposal.
                                                  Nation’s fire service leadership during                 Department of Homeland Security                         The Scientific Technical Evaluation
                                                  the annual Criteria Development                         Appropriations Act, 2016, Public Law                  Panel for the R&D Activity will review
                                                  meeting, which was held November 9–                     114–113. From this amount,                            the application and evaluate it using the
                                                  10, 2015. The application period for the                $34,500,000 will be made available for                following criteria:
                                                  FY 2016 FP&S Grant Program year will                    FP&S Grant awards, pursuant to 15                     • Project purpose(s), goals and
                                                  be held April 17–May 19, 2017, and will                 U.S.C. 2229(h)(5), which states that not                objectives, and specific aims
                                                  be announced on the AFG Web site                        less than 10 percent of available grant               • Literature Review
                                                  (www.fema.gov/firegrants),                              funds each year are awarded under the                 • Project Methods
                                                  www.grants.gov, and U.S. Fire                           FP&S Grant Program. Funds                             • Project Measurements
                                                  Administration Web site                                 appropriated for all FY 2016 AFG                      • Project Analysis
                                                  (www.usfa.fema.gov).                                    awards, pursuant to Public Law 114–                   • Dissemination and Implementation
                                                  DATES:  Grant applications for the FP&S                 113 will be available for obligation and              • Cost vs. Benefit (additional
                                                  Grant Program will be accepted                          award until September 30, 2017.                         consideration)
                                                  electronically at https://portal.fema.gov,                 From the approximately 1,000                       • Financial Need (additional
                                                  from April 17 at 8:00 a.m. EST—May 19                   applications that will be requesting                    consideration)
                                                  at 5:00 p.m. EST, 2017.                                 assistance, FEMA anticipates that it will
                                                                                                          award approximately 100 FP&S Grants                   Eligible Applicants
                                                  ADDRESSES: Assistance to Firefighters
                                                                                                          from available grant funding.                            The following entities are eligible to
                                                  Grants Branch, DHS/FEMA, 400 C Street                                                                         apply directly to FEMA under this
                                                  SW., 3N, Washington, DC 20472–3635.                     Background of the AFG Program
                                                                                                                                                                solicitation:
                                                  FOR FURTHER INFORMATION CONTACT:                          DHS awards grants on a competitive                     1. Fire Prevention and Safety (FP&S)
                                                  Catherine Patterson, Chief, Assistance to               basis to the applicants that best address             Activity: Eligible applicants for this
                                                  Firefighters Grants Branch, 1–866–274–                  the FP&S Grant Program’s priorities and               activity include fire departments,
                                                  0960.                                                   provide the most compelling                           national, regional, state, local, tribal,
                                                  SUPPLEMENTARY INFORMATION: The                          justification. Applications that best                 and nonprofit organizations that are
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                                                  purpose of the AFG Program is to                        address the Program’s priorities will be              recognized for their experience and
                                                  enhance the safety of the public and                    reviewed by a panel composed of fire                  expertise in fire prevention and safety
                                                  firefighters with respect to fire and fire-             service personnel.                                    programs and activities. Both private
                                                  related hazards. The FEMA Grant                                                                               and public non-profit organizations are
                                                                                                          Award Criteria
                                                  Programs Directorate administers the                                                                          eligible to apply for funding in this
                                                  FP&S Grant Program as part of the AFG                     All applications for grants will be                 activity. For-profit organizations, federal
                                                  Program.                                                prepared and submitted through the                    agencies, and individuals are not


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                                                                                  Federal Register / Vol. 82, No. 97 / Monday, May 22, 2017 / Notices                                             23283

                                                  eligible to receive a FP&S Grant Award                  requirements provided the grant                       number at the time of registration.
                                                  under the FP&S Activity.                                recipient receiving the contributions                 Organizations with an active record in
                                                     2. Firefighter Safety Research and                   expends them as allowable costs in                    CCR have an active record in SAM, but
                                                  Development (R&D) Activity: Eligible                    compliance with provisions listed                     may need to validate their information.
                                                  applicants for this activity include                    above.                                                For registration, go to https://www.
                                                  national, state, local, tribal, and                        Grant recipients under this grant                  sam.gov/portal/public/SAM/.
                                                  nonprofit organizations, such as                        program must also agree to a
                                                  academic (e.g., universities), public                   maintenance of effort requirement as                  Application Process
                                                  health, occupational health, and injury                 required by 15 U.S.C. 2229(k)(3)                         Applicants may only submit one (1)
                                                  prevention institutions. Both private                   (referred to as a ‘‘maintenance of                    application, but may submit for up to
                                                  and public non-profit organizations are                 expenditure’’ requirement in that                     three (3) projects under each activity
                                                  eligible to apply for funding in this                   statute). Per this requirement, a grant               (FP&S and R&D). Any applicant that
                                                  activity.                                               recipient shall agree to maintain during              submits more than one (1) application
                                                     The aforementioned entities are                      the term of the grant, the grant                      may have all applications for any
                                                  encouraged to apply, especially those                   recipient’s aggregate expenditures                    duplicated request(s) deemed ineligible.
                                                  that are recognized for their experience                relating to the activities allowable under               Under the FP&S Activity, applicants
                                                  and expertise in firefighter safety,                    the FP&S NOFO at not less than 80                     may apply under the following
                                                  health, and wellness research and                       percent (80%) of the average amount of                categories:
                                                  development activities. Fire                            such expenditures in the two (2) fiscal               • Community Risk Reduction
                                                  departments are not eligible to apply for               years preceding the fiscal year in which              • Fire & Arson Investigation
                                                  funding in the R&D activity.                            the grant amounts are received.                       • Code Enforcement/Awareness
                                                  Additionally, for-profit organizations,                    In cases of demonstrated economic                  • National/State/Regional Programs and
                                                  federal agencies, and individuals are not               hardship, and on the application of the                  Studies
                                                  eligible to receive a grant award under                 grant recipient, the Administrator of                    Under the R&D Activity, applicants
                                                  the R&D Activity.                                       FEMA may waive or reduce certain                      may apply under the following
                                                                                                          grant recipient’s cost share or                       categories:
                                                  Statutory Limits to Funding                             maintenance of expenditure
                                                    Applications and awards are limited                   requirements. This policy applies to                  • Clinical Studies
                                                  to a maximum federal share of $1.5                      FP&S per § 33 of the Federal Fire                     • Technology and Product Development
                                                  million dollars, regardless of applicant                Prevention and Control Act of 1974                    • Database System Development
                                                  type.                                                   (Pub. L. 93–498, as amended) (15 U.S.C                • Dissemination and Implementation
                                                                                                          § 2229). For complete requirements                       Research
                                                  Cost Sharing                                                                                                  • Preliminary Studies
                                                                                                          concerning these waivers, including a
                                                    Grant recipients must share in the                    description of how a grant recipient may                 Prior to the start of the FY 2016 FP&S
                                                  costs of the projects funded under this                 demonstrate economic hardship and                     Grant Program application period,
                                                  grant program as required by 15 U.S.C.                  apply for a waiver, please refer to FEMA              FEMA will provide applicants with
                                                  2229(k)(1) and in accordance with 2                     Policy FP 207–088–01, dated April 8,                  technical assistance tools (available at
                                                  CFR 200.101(b)(1), but they are not                     2014, at: http://www.fema.gov/media-                  the AFG Web site: www.fema.gov/
                                                  required to have the cost-share at the                  library-data/1398109239435-                           firegrants) and other online information
                                                  time of application nor at the time of                  ec23997d8351382710896fa77d02bc7d/                     to help them prepare quality grant
                                                  award. However, before a grant is                       AFG+Economic+Hardship+Waiver+                         applications. AFG will also staff a Help
                                                  awarded, FEMA will contact potential                    Policy.pdf. Per 15 U.S.C. 2229(k)(4)(C),              Desk throughout the application period
                                                  awardees to determine whether the                       FP&S grant recipients that are not fire               to assist applicants with navigation
                                                  grant recipient has the funding in hand                 departments are not eligible to receive a             through the automated application as
                                                  or if the grant recipient has a viable plan             waiver of their cost share or economic                well as assistance with any questions
                                                  to obtain the funding necessary to fulfill              hardship requirements.                                they have. Applicants can reach the
                                                  the cost-sharing requirement.                                                                                 AFG Help Desk through a toll-free
                                                    In general, an eligible applicant                     System for Award Management (SAM)                     telephone number (1–866–274–0960) or
                                                  seeking an FP&S grant to carry out an                      On July 29, 2010, the Central                      electronic mail (firegrants@dhs.gov).
                                                  activity shall agree to make available                  Contractor Registration (CCR) was                        Applicants are advised to access the
                                                  non-federal funds to carry out such                     moved into the System for Award                       application electronically at https://
                                                  activity in an amount equal to, and not                 Management (SAM). The Office of                       portal.fema.gov. The application also
                                                  less than, five percent of the grant                    Management and Budget (OMB) issued                    will be accessible from the grants.gov
                                                  awarded. Cash match and in-kind                         guidance to federal agencies requiring                Web site (http://www.grants.gov). New
                                                  matches are both allowable in the FP&S                  all prime recipients of federal grants to             applicants are required to register and
                                                  Grant Program. Cash (hard) matches                      register in SAM. SAM is the primary                   establish a username and password for
                                                  include non-federal cash spent for                      vendor database for the Federal                       secure access to their application.
                                                  project-related costs. In-kind (soft)                   Government to collect, validate, store,               Applicants that applied to any previous
                                                  matches include, but are not limited to,                and disseminate data from a secure                    AFG or Staffing for Adequate Fire and
                                                  the valuation of in-kind services. In-                  centralized system. SAM consolidated                  Emergency Response (SAFER) funding
                                                  kind is the value of something received                 the capabilities found in CCR and other               opportunities were required to use their
                                                  or provided that does not have a cost                   federal procurement systems into one                  previously established usernames and
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                                                  associated with it. For example, where                  new system.                                           passwords.
                                                  an in-kind match (other than cash                          There is no charge to register in                     In completing an application under
                                                  payments) is permitted, then the value                  SAM.gov. Registrations must be                        this funding opportunity, applicants
                                                  of donated services could be used to                    completed on-line at https://www.sam.                 will be asked to provide relevant
                                                  comply with the match requirement.                      gov/portal/public/SAM/. The applicant                 information on their organization’s
                                                  Also, third party in-kind contributions                 organization is responsibile for having a             characteristics and existing capabilities.
                                                  may count toward satisfying match                       valid Dun and Bradstreet (DUNS)                       Those applicants are asked to answer


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                                                  23284                           Federal Register / Vol. 82, No. 97 / Monday, May 22, 2017 / Notices

                                                  questions about their grant request that                does not permit the submission of                     Application Review Process and
                                                  reflect the funding priorities, described               incomplete applications. Except for the               Considerations
                                                  below. In addition, each applicant will                 narrative textboxes, the application will                The program’s authorizing statute
                                                  complete narratives for each project or                 use a ‘‘point-and-click’’ selection                   requires that each year DHS publish in
                                                  grant activity requested.                               process or require the entry of data (e.g.,           the Federal Register a description of the
                                                     The following are the funding                        name and address). Applicants will be                 grant application process and the
                                                  priorities for each category under the                  encouraged to read the FP&S Funding                   criteria for grant awards. This
                                                  FP&S Activity:                                          Opportunity Announcement for more                     information is provided below.
                                                     • Community Risk Reduction—Under                     details.                                                 DHS will review and evaluate all
                                                  the Community Risk Reduction category                                                                         FP&S applications submitted using the
                                                  there are two funding priorities:                       Criteria Development Process
                                                                                                                                                                funding priorities and evaluation
                                                     Æ Priority will be given to programs                    Each year, DHS convenes a panel of
                                                                                                                                                                criteria described in this document,
                                                  that target high risk population to                     fire service professionals to develop the
                                                                                                                                                                which are based on recommendations
                                                  conduct both door-to-door smoke alarm                   funding priorities and other
                                                                                                                                                                from the AFG Criteria Development
                                                  installations and provide home safety                   implementation criteria for AFG. The
                                                                                                          Criteria Development Panel is                         Panel.
                                                  inspections (including sprinkler
                                                  awareness), as part of a comprehensive                  comprised of representatives from nine                Peer Review Process
                                                  home fire safety campaign.                              major fire service organizations who are
                                                                                                          charged with making recommendations                   Technical Evaluation Process—Fire
                                                     Æ Priority will also be given to
                                                                                                          to FEMA regarding the creation of new                 Prevention and Safety Activity
                                                  programs that include sprinkler
                                                  awareness that affect the entire                        funding priorities, the modification of                 All eligible applications will be
                                                  community, such as educating the                        existing funding priorities, and the                  evaluated by a Technical Evaluation
                                                  public about residential sprinklers,                    development of criteria for awarding                  Panel (TEP). The TEP is comprised of a
                                                  promoting residential sprinklers, and                   grants. The nine major fire service                   panel of Peer Reviewers. The TEP will
                                                  demonstrating working models of                         organizations represented on the panel                assess each application’s merits with
                                                  residential sprinklers.                                 are:                                                  respect to the detail provided in the
                                                     • Code Enforcement/Awareness—                        • Congressional Fire Services Institute               Narrative Statement on the activity,
                                                  projects that focus on first time or                       (CFSI)                                             including the evaluation elements listed
                                                  reinstatement of code adoption and                      • International Association of Arson                  in the Evaluation Criteria identified
                                                  code enforcement.                                          Investigators (IAAI)                               above.
                                                     • Fire & Arson Investigation—projects                • International Association of Fire                     The panel of Peer Reviewers will
                                                  that aim to aggressively investigate                       Chiefs (IAFC)                                      independently score each project within
                                                  every fire.                                             • International Association of Fire                   the application, discuss the merits and/
                                                     • National/State/Regional Programs                      Fighters (IAFF)                                    or shortcomings of the application, and
                                                  and Studies—projects that focus on                      • International Society of Fire Service               document the findings. A consensus is
                                                  residential fire issues and/or firefighter                 Instructors (ISFSI)                                not required. The highest ranked
                                                  behavior and decision-making.                           • National Association of State Fire                  applications will receive further
                                                     Under the R&D Activity, in order to                     Marshals (NASFM)                                   technical review to assess strengths and
                                                  identify and address the most important                 • National Fire Protection Association                weaknesses, how readily weaknesses
                                                  elements of firefighter safety, FEMA                       (NFPA)                                             may be resolved, and the likely impact
                                                  looked to the fire service for its input                • National Volunteer Fire Council                     of the proposed activities on the safety
                                                  and recommendations. In June 2005, the                     (NVFC)                                             of the target audience.
                                                  National Fallen Firefighters’ Foundation                • North American Fire Training
                                                  (NFFF) hosted a working group to                           Directors (NAFTD)                                  Technical Evaluation Process—
                                                  facilitate the development of an agenda                    The FY 2016 criteria development                   Research and Development Activity
                                                  for the nation’s fire service, and in                   panel meeting occurred November 9–10,                   R&D applications will go through a
                                                  particular for firefighter safety. In                   2015. The content of the FY 2016 FP&S                 two-phase review process. First, all
                                                  November 2015, the NFFF hosted their                    Notice of Funding Oportunity reflects                 applications will be reviewed by a panel
                                                  third working group to update the                       the implementation of the Criteria                    of fire service experts to assess
                                                  agenda with current priorities. A copy                  Development Panel’s recommendations                   relevance, meaning the likely impact of
                                                  of the research agenda is available on                  with respect to the priorities, direction,            the proposed R&D application to enable
                                                  the NFFF Web site at http://                            and criteria for awards. All of the                   improvement in firefighter safety,
                                                  www.everyonegoeshome.com/resources/                     funding priorities for the FY 2016 FP&S               health, or wellness. They will also
                                                  research-symposium-reports/.                            Grant Program are designed to address                 assess the need for the research results
                                                     Projects that meet the intent of this                the following:                                        and the likelihood that the results
                                                  research agenda with respect to                         • First responder safety                              would be implemented by the fire
                                                  firefighter health and safety, as                       • Enhancing national capabilities                     service in the United States.
                                                  identified by the NFFF working group,                   • Risk                                                Applications that are deemed likely to
                                                  will be given consideration under the                   • Interoperability                                    be implemented to enable improvement
                                                  R&D Activity. However, the applicant is                 Changes for FY 2016                                   in firefighter safety, health, or wellness
                                                  not limited to these specific projects. All                                                                   will then receive further consideration
                                                  proposed projects, regardless of whether                FY 2016 FP&S Notice of Funding                        by a science review panel. This panel
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                                                  they have been identified by this                       Opportunity Announcement                              will be comprised of scientists and
                                                  working group, will be evaluated on                        (1) Under the Fire Prevention and                  technology experts who have expertise
                                                  their relevance to firefighter health and               Safety Activity, the General Education                pertaining to the subject matter of the
                                                  safety, and scientific rigor.                           Awareness Category has been revised                   proposal.
                                                     The electronic application process                   and is now called the Community Risk                    Reviewers will independently score
                                                  will permit the applicant to enter and                  Reduction Category. The priorities and                applications and, if necessary, discuss
                                                  save the application data. The system                   eligible activities remain the same.                  the merits or shortcomings of the


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                                                                                  Federal Register / Vol. 82, No. 97 / Monday, May 22, 2017 / Notices                                              23285

                                                  application in order to reconcile any                   vulnerability (weak link) and identify                has been an increase in knowledge
                                                  major discrepancies identified by the                   the target audience. The methodology                  about fire hazards, or measure a change
                                                  reviewers. A consensus is not required.                 for determination of vulnerability (how               in the safety behaviors of the audience.
                                                     With input from these panels, for the                you found the weak link) should be                    Applicants should demonstrate how
                                                  highest ranked applications, FEMA will                  discussed in-depth in the application’s               they will measure risk at the outset of
                                                  review each application’s strengths and                 Narrative Statement.                                  the project in comparison to how much
                                                  weaknesses, how best the strengths fit                     Æ The specific vulnerability (weak                 the risk decreased after the project is
                                                  the priorities of the FP&S Grant                        link) that will be addressed with the                 finished. There are various ways to
                                                  Program, and how readily the                            proposed project can be established                   measure the knowledge gained
                                                  weaknesses may be resolved to support                   through a formal or informal risk                     including the use of surveys, pre- and
                                                  likely impact of the project to improve                 assessment. FEMA encourages the use                   post-tests or documented observations.
                                                  firefighter safety, heath, or wellness.                 of local statistics, rather than national                • Cost-Benefit (10%): Projects will be
                                                                                                          statistics, when discussing the                       evaluated based on how well the
                                                  Technical Review Process
                                                                                                          vulnerability.                                        applicant addresses the fire prevention
                                                     Projects receiving the highest scores                   Æ The applicant should summarize                   needs of the department or organization
                                                  then will undergo a technical review by                 the vulnerability (weakness) the project              in an economic and efficient manner. It
                                                  a subject matter specialist to assess the               will address in a clear, to-the-point                 should show how to maximize the level
                                                  technical feasibility of the project and a              statement that addresses who is at risk,              of funding that goes directly into the
                                                  programmatic review to assess                           what the risks are, where the risks are,              delivery of the project. The costs
                                                  eligibility and other factors.                          and how the risks can be prevented.                   associated with the project must also be
                                                     After the completion of the technical                   Æ For the purpose of the FY 2016                   reasonable for the target audience that
                                                  reviews, DHS will select a sufficient                   FP&S NOFO, formal risk assessments                    will be reached, and a description of
                                                  number of awardees from this                            consist of the use of software programs               how the anticipated benefit(s) of their
                                                  application period to obligate all of the               or recognized expert analysis that assess             projects outweighs the cost(s) of the
                                                  available grant funding. It will evaluate               risk trends.                                          requested item(s) should be included.
                                                  and act on applications within 90 days                     Æ Informal risk assessments could                  Providing justification for costs assists
                                                  following the close of the application                  include an in-house review of available               the Technical Evaluation Panel with
                                                  period. Award announcements will be                     data (e.g., National Fire Incident                    this review.
                                                  made on a rolling basis until all                       Reporting System) to determine fire                      • Funding Priorities (5%): Applicants
                                                  available grant funds have been                         loss, burn injuries or loss of life over a            will be evaluated on whether or not the
                                                  committed. Awards will not be made in                   period of time, and the factors that are              proposed project meets the stated
                                                  any specified order. DHS will notify                    the cause and origin for each                         funding priority (listed below) for the
                                                  unsuccessful applicants as soon as it is                occurrence.                                           applicable category.
                                                  feasible.                                                  • Implementation Plan (25%):                          Æ Community Risk Reduction
                                                                                                          Projects should provide details on the                Priority: Comprehensive home fire
                                                  Evaluation Criteria for Projects—Fire
                                                                                                          implementation plan which discusses                   safety campaign with door-to-door
                                                  Prevention and Safety Activity
                                                                                                          the proposed project’s goals and                      smoke alarm installations or residential
                                                     Funding decisions will be informed                   objectives. The following information                 sprinkler awareness projects/activities.
                                                  by an assessment of how well the                        should be included to support the                        Æ Fire/Arson Investigation Priority:
                                                  application addresses the criteria and                  implementation plan:                                  Projects that aim to aggressively
                                                  considerations listed below.                               Æ Goals and objectives.                            investigate every fire.
                                                  Applications will be reviewed by the                       Æ Details regarding the methods and                   Æ Code Enforcement/Awareness
                                                  TEP using weighted evaluation criteria                  specific steps that will be used to                   Priority: Projects that focus on first time
                                                  to score the project. These scores will                 achieve the goals and objectives.                     or reinstatement of code adoption and
                                                  impact the ranking of a project for                        Æ Timelines.                                       code enforcement.
                                                  funding.                                                   Æ Where applicable, examples of                       Æ National/State/Regional Programs
                                                     The relative weight of the evaluation                marketing efforts to promote the project,             and Studies Priority: Projects that focus
                                                  criteria in the determination of the grant              who will deliver the project (e.g.,                   on residential fire issues, and/or
                                                  award is listed below.                                  effective partnerships), and the manner               firefighter safety projects or strategies
                                                     • Financial Need (10%): Applicants                   in which materials or deliverables will               that are designed to measureably change
                                                  should provide details on the need for                  be distributed.                                       firefighter behavior and decision-
                                                  financial assistance to carry out the                      Æ Requests for props (i.e., tools used             making.
                                                  proposed project(s). Included in the                    in educational or awareness                              • Experience and Expertise
                                                  description might be other unsuccessful                 demonstrations), including specific                   (additional consideration): Applicants
                                                  attempts to acquire financial assistance                goals, measurable results, and details on             that demonstrate their experience and
                                                  or specific examples of the applicant’s                 the frequency for which the prop will be              ability to conduct fire prevention and
                                                  operational budget.                                     utilized as part of the implementation                safety activities, and to execute the
                                                     • Vulnerability Statement (25%): The                 plan. Applicants should include                       proposed or similar project(s), will
                                                  assessment of fire risk is essential in the             information describing the efforts that               receive additional consideration.
                                                  development of an effective project goal,               will be used to reach the high risk
                                                  as well as meeting FEMA’s goal to                       audience and/or the number of people                  Evaluation Criteria—Firefighter Safety
                                                  reduce risk by conducting a risk                        reached through the proposed project.                 Research and Development Activity
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                                                  analysis as a basis for action.                            • Evaluation Plan (25%): Projects                     Funding decisions will be informed
                                                  Vulnerability is a ‘‘weak link’’                        should include an evaluation of                       by an assessment of how well the
                                                  demonstrating high risk behavior, living                effectiveness and should identify                     application addresses the criteria and
                                                  conditions or any type of high risk                     measurable goals. Applicants seeking to               considerations listed below.
                                                  situation or behavior. The Vulnerability                carry out awareness and educational                      All applications will reviewed by a
                                                  Statement should include a description                  projects, for example, should identify                fire service expert panel using weighted
                                                  of the steps taken to determine the                     how they intend to determine that there               evaluation criteria, and those


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                                                  23286                           Federal Register / Vol. 82, No. 97 / Monday, May 22, 2017 / Notices

                                                  applications deemed to be in the                        not practical, due to the nature of the               successfully deliver the proposed
                                                  ‘‘competitive range’’ will then be                      study or other limitations, these                     project objectives.
                                                  reviewed by a scientific peer review                    circumstances should clearly be                          • Project Analysis (20%): The
                                                  panel evaluation using weighted                         explained.                                            applicant should indicate the planned
                                                  evaluation criteria to score the project.                                                                     approach for analysis of the data
                                                                                                          Science Panel Evaluation Criteria                     obtained from measurements,
                                                  Scientific evaluations will impact the
                                                  ranking of the project for funding.                        • Project goals, objectives, and                   questionnaires, or computations. The
                                                     In addition, other Science Panel                     specific aims (15%): Applicants should                applicant should specify within the
                                                  considerations are indicated in the list                address how the purpose, goals,                       plan what will be analyzed, the
                                                  below:                                                  objectives, and aims of the proposal will             statistical methods that will be used, the
                                                                                                          lead to results that will improve                     sequence of steps, and interactions as
                                                  Fire Service Evaluation Criteria                        firefighter safety, health, or wellness.              appropriate. It should be clear that the
                                                     • Purpose (25%): Applicants should                   For multi-year projects, greater detail               Principal Investigator (PI) and research
                                                  clearly identify the benefits of the                    should be given for the first year.                   team have the expertise to perform the
                                                  proposed research project to improve                       • Literature Review (10%):                         planned analysis and defend the results
                                                  firefighter safety, health, or wellness,                Applicants should provide a literature                in a peer review process.
                                                  and identify specific gaps in knowledge                 review that is relevant to the project’s                 • Dissemination and Implementation
                                                  that will be addressed.                                 goals, objectives, and specific aims. The             (15%): Applicants should indicate
                                                     • Implementation by Fire Service                     citations should be placed in the text of             dissemination plans for scientific
                                                  (25%): Applicants should discuss how                    the narrative statement, with references              audiences (such as plans for
                                                  the outcomes/products of this research,                 listed at the end of the Narrative                    submissions to specific peer review
                                                  if successful, are likely to be widely/                 Statement (and not in the Appendix) of                publications) and for firefighter
                                                  nationally adopted and accepted by the                  the application. The review should be in              audiences (such as Web sites,
                                                  fire service as changes that enhance                    sufficient depth to make it clear that the            magazines, and conferences). Also,
                                                  firefighter safety, health, or wellness.                proposed project is necessary, adds to                assuming positive results, the applicant
                                                     • Potential Impact (15%): Applicants                 an existing body of knowledge, is                     should indicate future steps that would
                                                  should discuss the potential impact of                  different from current and previous                   support dissemination and
                                                  the research outcome/product on                         studies, and offers a unique                          implementation throughout the fire
                                                  firefighter safety by quantifying the                   contribution.                                         service, where applicable. These steps
                                                  possible reduction in the number of                        • Project Methods (20%): Applicants                are likely to be beyond the current
                                                  fatal or non-fatal injuries, or on wellness             should provide a description of how the               study, so those features of the research
                                                  by significantly improving the overall                  project will be carried out, including                activity that will facilitate future
                                                  health of firefighters.                                 demonstration of the overall scientific               dissemination and implementation
                                                     • Barriers (15%): Applicants should                  and technical rigor and merit of the                  should be discussed. All applicants
                                                  recognize that all research contains                    project. This includes the operations to              should specify how the results of the
                                                  some level of risk and that the proposed                accomplish the purpose, goals and                     project, if successful, might be
                                                  outcomes may not be realized. The                       objectives, and the specific aims of the              disseminated and implemented in the
                                                  applicant needs to identify and discuss                 project. Plans to recruit and retain                  fire service to improve firefighter safety,
                                                  potential fire service and other barriers               human subjects, where applicable,                     health, or wellness. It is expected that
                                                  to successfully complete the study on                   should be described. Where human                      successful R&D Activity Projects may
                                                  schedule, including contingencies and                   subjects are involved in the project, the             give rise to future programs including
                                                  strategies to deal with barriers if they                applicant should describe plans for                   FP&S Activity Projects.
                                                  materialize. This may include barriers                  submission to the Institutional Review                   • Cost vs. Benefit (additional
                                                  that could inhibit the proposed fire                    Board (IRB) (for further guidance and                 consideration): Cost vs. benefit in this
                                                  service participation in the study or the               requirements, see Appendix B—                         evaluation element refers to the costs of
                                                  adoption of successful results by the fire              Programmatic Information and                          the grant for the research and
                                                  service when the project is completed.                  Priorities, Section IV of the FY 2016                 development project as it relates to the
                                                     • Partners (20%): Applicants should                  FP&S NOFO. Other Eligible Project and                 benefits that are projected for
                                                  recognize that participation of the fire                Ineligible Projects and Costs, Section B.             firefighters who would have improved
                                                  service as a partner in the research, from              Research and Development Project                      safety, health, or wellness. Applicants
                                                  development to dissemination, is                        Eligibility Information, Section i.                   should demonstrate a high benefit for
                                                  regarded as an essential part of all                    Human Subject Research).                              the cost incurred, and effective
                                                  projects. Applicants should describe the                   • Project Measurements (20%):                      utilization of federal funds for research
                                                  fire service partners and contractors that              Applicants should provide evidence of                 activities.
                                                  will support the project to accomplish                  the technical rigor and merit of the                     • Financial Need (additional
                                                  the objectives of the study. The specific               project, such as data pertaining to                   consideration): In the Applicant
                                                  roles and contributions of the partners                 validity, reliability, and sensitivity                Information section of the application,
                                                  should be described. Partnerships may                   (where established) of the facilities,                applicants should provide details on the
                                                  be formed with local and regional fire                  equipment, instruments, standards, and                need for federal financial assistance to
                                                  departments, and also with national                     procedures that will be used to carry out             carry out the proposed project(s).
                                                  fire-related organizations. Letters of                  the research. The applicant should                    Applicants may include a description of
                                                  support and letters of commitment to                    discuss the data to be collected to                   unsuccessful attempts to acquire
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                                                  actively participate in the project should              evaluate the performance methods,                     financial assistance. Applicants should
                                                  be included in the appendix of the                      technologies, and products proposed to                provide detail about the organization’s
                                                  application. Generally, participants of a               enhance firefighter safety, health, or                operating budget, including a high-level
                                                  diverse population, including both                      wellness. The applicant should                        breakdown of the budget; describe the
                                                  career and volunteer firefighters, are                  demonstrate that the measurement                      department’s inability to address
                                                  expected to facilitate acceptance of                    methods and equipment selected for use                financial needs without federal
                                                  results nationally. In cases where this is              are appropriate and sufficient to                     assistance; and discuss other actions the


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                                                                                  Federal Register / Vol. 82, No. 97 / Monday, May 22, 2017 / Notices                                            23287

                                                  department has taken to meet their                      Paperwork Reduction Act. The purpose                  assess the impact of the program on: (1)
                                                  staffing needs (e.g., state assistance                  of this notice is to allow for an                     The preservation and improvement of
                                                  programs, other grant programs, etc.).                  additional 30 days of public comment.                 former Public Housing units, in
                                                                                                          DATES: Comments Due Date: June 21,                    particular their physical and financial
                                                  Other Selection Information
                                                                                                          2017.                                                 condition, (2) the amount of external
                                                    Awards will be made using the results                                                                       capital leveraged as a result of such
                                                                                                          ADDRESSES: Interested persons are
                                                  of peer-reviewed applications as the                                                                          conversions, and (3) the residents living
                                                                                                          invited to submit comments regarding
                                                  primary basis for decisions, regardless                                                                       in properties at the time of conversion.
                                                                                                          this proposal. Comments should refer to
                                                  of activity. However, there are some                                                                             To comply with this statutory
                                                                                                          the proposal by name and/or OMB
                                                  exceptions to strictly using the peer                                                                         requirement and examine whether the
                                                                                                          Control Number and should be sent to:
                                                  review results. The applicant’s prior                                                                         program’s objectives are being achieved,
                                                                                                          HUD Desk Officer, Office of
                                                  AFG, SAFER, and FP&S grant                                                                                    HUD will be collecting and analyzing
                                                                                                          Management and Budget, New
                                                  management performance will also be                                                                           quantitative and qualitative data from
                                                                                                          Executive Office Building, Washington,
                                                  taken into consideration when making                                                                          primary and secondary sources related
                                                                                                          DC 20503; fax: 202–395–5806. Email:
                                                  recommendations for award. All final                                                                          to the following: (1) The physical and
                                                                                                          OIRA_Submission@omb.eop.gov.
                                                  funding determinations will be made by                                                                        financial condition of 24 RAD
                                                  the Administrator of FEMA, or the                       FOR FURTHER INFORMATION CONTACT:
                                                                                                          Anna P. Guido, Reports Management                     properties selected for the study and 48
                                                  Administrator’s designee.                                                                                     non-RAD properties selected for
                                                    Fire departments and other eligible                   Officer, QDAM, Department of Housing
                                                                                                          and Urban Development, 451 7th Street,                comparison; (2) the implementation of
                                                  applicants that have received funding                                                                         the program, including the capital needs
                                                  under the FP&S Grant Program in                         SW., Washington, DC 20410; email
                                                                                                          Anna P. Guido at Anna.P.Guido@                        and amount of external funding
                                                  previous years are eligible to apply for                                                                      leveraged; and (3) the experience with,
                                                  funding in the current year. However,                   hud.gov or telephone 202–402–5535.
                                                                                                          This is not a toll-free number. Persons               and effect on, residents.
                                                  DHS may take into account an
                                                  applicant’s performance on prior grants                 with hearing or speech impairments                       The first phase of the evaluation has
                                                  when making funding decisions on                        may access this number through TTY by                 been completed, and relied on
                                                  current applications.                                   calling the toll-free Federal Relay                   information collected in accordance
                                                    Once every application in the                         Service at (800) 877–8339.                            with OMB control number 2528–0304.
                                                  competitive range has been through the                    Copies of available documents                       Under Phase 1, HUD surveyed PHAs
                                                  technical evaluation phase, the                         submitted to OMB may be obtained                      about their experiences with RAD and
                                                  applications will be ranked according to                from Ms. Guido.                                       began enrolling Public Housing
                                                  the average score awarded by the panel.                 SUPPLEMENTARY INFORMATION: This                       residents to track them for Phase 2 of
                                                    The ranking will be summarized in a                   notice informs the public that HUD is                 the study. The information collection
                                                  Technical Report prepared by the AFG                    seeking approval from OMB for the                     effort occurred early in the RAD
                                                  Program Office. A Grants Management                     information collection described in                   implementation process; while it
                                                  Specialist will contact the applicant to                Section A.                                            provided useful information about how
                                                  discuss and/or negotiate the content of                    The Federal Register notice that                   PHAs were approaching RAD, further
                                                  the application and SAM.gov                             solicited public comment on the                       information collection is necessary to
                                                  registration before making final award                  information collection for a period of 60             understand the results of RAD.
                                                  decisions.                                              days was published on September 8,                       The second phase of the evaluation is
                                                                                                          2016 at 81 FR 62167.                                  now under way to answer questions
                                                     Authority: 15 U.S.C. 2229.
                                                                                                          A. Overview of Information Collection                 about effects of RAD three to four years
                                                  Robert J. Fenton, Jr.,                                                                                        after its launch. This notice announces
                                                                                                             Title of Information Collection:                   HUD’s intent to collect additional
                                                  Acting Administrator, Federal Emergency
                                                  Management Agency.                                      Evaluation of the Rental Assistance                   information: (1) A survey of residents of
                                                                                                          Demonstration, Phase 2.                               RAD properties and (2) follow-up
                                                  [FR Doc. 2017–10364 Filed 5–19–17; 8:45 am]
                                                                                                             OMB Approval Number: Pending.
                                                  BILLING CODE 9111–64–P                                     Type of Request: 2528-New.                         interviews with PHA staff. This
                                                                                                             Form Number: No forms.                             information will inform HUD, Congress,
                                                                                                             Description of the need for the                    and other interested parties about how
                                                  DEPARTMENT OF HOUSING AND                               information and proposed use: The                     PHAs and residents are experiencing
                                                  URBAN DEVELOPMENT                                       Rental Assistance Demonstration                       RAD now that projects have been
                                                                                                          program (RAD) was established in 2012                 converted, and whether or not it is
                                                  [Docket No. FR–5997–N–18]                               to stem the loss of Public Housing units              achieving its intended objectives.
                                                                                                          and other subsidized housing arising                     Respondents (i.e. affected public):
                                                  30-Day Notice of Proposed Information
                                                                                                          from a backlog of capital needs. The                  This information collection will affect
                                                  Collection: Evaluation of the Rental
                                                                                                          program helps to convert at-risk Public               approximately 400 households that have
                                                  Assistance Demonstration Program,
                                                                                                          Housing properties to two different                   been enrolled in the RAD tenant study
                                                  Phase 2
                                                                                                          forms of Project-Based Section 8                      (enrollment was approved under OMB
                                                  AGENCY:  Office of the Chief Information                Housing Assistance Payments (HAP)                     control number 2528–0304) and
                                                  Officer, HUD.                                           contracts—either Project-Based Voucher                approximately 100 PHA staff, including
                                                  ACTION: Notice.                                         (PBV) or Project-Based Rental                         Executive Directors and other high-level
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                                                                                                          Assistance (PBRA)—giving Public                       staff at PHAs participating in RAD. The
                                                  SUMMARY:  HUD submitted the proposed                    Housing Authorities (PHAs) more                       tenant survey is expected to take 1 hour
                                                  information collection requirement                      flexibility to access private and public              and will be conducted once for each
                                                  described below to the Office of                        funding sources, reducing their reliance              household. The PHA interviews are
                                                  Management and Budget (OMB) for                         on limited appropriations. The RAD                    expected to take 1 hour and will be
                                                  review, in accordance with the                          authorizing statute requires HUD to                   conducted one time.




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Document Created: 2018-11-08 08:49:46
Document Modified: 2018-11-08 08:49:46
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice of guidance.
DatesGrant applications for the FP&S Grant Program will be accepted electronically at https://portal.fema.gov, from April 17 at 8:00 a.m. EST--May 19 at 5:00 p.m. EST, 2017.
ContactCatherine Patterson, Chief, Assistance to Firefighters Grants Branch, 1-866-274-0960.
FR Citation82 FR 23282 

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