82 FR 23475 - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.27 of Bats BZX Exchange, Inc. To Modify the Date of Appendix B Web Site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 82, Issue 97 (May 22, 2017)
Federal Register Volume 82, Issue 97 (May 22, 2017)
| Page Range | 23475-23477 | |
| FR Document | 2017-10309 |
[Federal Register Volume 82, Number 97 (Monday, May 22, 2017)] [Notices] [Pages 23475-23477] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2017-10309] ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION [Release No. 34-80687; File No. SR-BatsBZX-2017-31] Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.27 of Bats BZX Exchange, Inc. To Modify the Date of Appendix B Web Site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program May 16, 2017. Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (the [[Page 23476]] ``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that on May 4, 2017, Bats BZX Exchange, Inc. (the ``Exchange'' or ``BZX'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I and II below, which Items have been prepared by the Exchange. The Exchange has designated this proposal as a ``non-controversial'' proposed rule change pursuant to section 19(b)(3)(A) of the Act \3\ and Rule 19b-4(f)(6)(iii) thereunder,\4\ which renders it effective upon filing with the Commission. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. --------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1). \2\ 17 CFR 240.19b-4. \3\ 15 U.S.C. 78s(b)(3)(A). \4\ 17 CFR 240.19b-4(f)(6)(iii). --------------------------------------------------------------------------- I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change The Exchange filed a proposal to amend Rule 11.27 to modify the date of Appendix B Web site data publication pursuant to the Regulation NMS Plan to Implement a Tick Size Pilot Program (``Plan''). The text of the proposed rule change is available at the Exchange's Web site at www.bats.com, at the principal office of the Exchange, and at the Commission's Public Reference Room. II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant parts of such statements. A. Self-Regulatory Organization's Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change 1. Purpose Rule 11.27(b) (Compliance with Data Collection Requirements) \5\ implements the data collection and Web site publication requirements of the Plan.\6\ Rule 11.27(b).08 provides, among other things, that the requirement that the Exchange or Designated Examining Authority (``DEA'') make certain data for the Pre-Pilot Period and Pilot Period \7\ publicly available on their Web site pursuant to Appendix B and C to the Plan shall commence on April 28, 2017.\8\ The Exchange is proposing to amend Rule 11.27.08 to delay the Appendix B data Web site publication date until August 31, 2017. The Exchange is proposing to further delay the Web site publication of Appendix B data until August 31, 2017 to permit additional time to consider a methodology to mitigate concerns raised in connection with the publication of Appendix B data. --------------------------------------------------------------------------- \5\ See Exchange Rule 11.27(b). See also Securities Exchange Act Release Nos. 77105 (February 10, 2016), 81 FR 8112 (February 17, 2016); and 77310 (March 7, 2016), 81 FR 13012 (March 11, 2016). \6\ The Participants filed the Plan to comply with an order issued by the Commission on June 24, 2014. See Letter from Brendon J. Weiss, Vice President, Intercontinental Exchange, Inc., to Secretary, Commission, dated August 25, 2014 (``SRO Tick Size Plan Proposal''). See Securities Exchange Act Release No 72460 (June 24, 2014), 79 FR 36840 (June 30, 2014); see also Securities Exchange Act Release No. 74892 (May 6, 2015), 80 FR 27513 (May 13, 2015). \7\ Unless otherwise defined herein, capitalized terms have the meaning ascribed to them in Exchange Rule 11.27. \8\ See Exchange Rule 11.27.08. See also Securities Exchange Act Release No. 80207 (March 10, 2017), 82 FR 14056 (March 16, 2017). See also Letter from David S. Shillman, Associate Director, Division of Trading and Markets, Commission, to Robert L.D. Colby, Executive Vice President and Chief Legal Officer, FINRA, dated February 28, 2017. --------------------------------------------------------------------------- Pursuant to this proposed amendment, the Exchange or DEA would publish the required Appendix B data for the Pre-Pilot Period through April 30, 2017, by August 31, 2017.\9\ Thereafter, Appendix B data for a given month would be published within 120 calendar days following month end.\10\ Thus, for example, Appendix B data for May 2017 would be made available on the Exchange or DEA's Web site by September 28, 2017, and data for the month of June 2017 would be made available on the Exchange or DEA's Web site by October 28, 2017. --------------------------------------------------------------------------- \9\ The Exchange initially submitted this proposed rule change on April 28, 2017. (SR-BatsBZX-2017-27). On May 4, 2017, the Exchange withdrew SR-BatsBZX-2017-27 and submitted this filing. \10\ FINRA, on behalf of the Exchange, also is submitting an exemptive request to the SEC in connection with the instant filing. --------------------------------------------------------------------------- 2. Statutory Basis The Exchange believes that its proposal is consistent with section 6(b) of the Act \11\ in general, and furthers the objectives of section 6(b)(5) of the Act \12\ in particular, in that it is designed to promote just and equitable principles of trade, to foster cooperation and coordination with persons engaged in facilitating transactions in securities, to remove impediments to and perfect the mechanism of a free and open market and a national market system and, in general, to protect investors and the public interest. --------------------------------------------------------------------------- \11\ 15 U.S.C. 78f(b). \12\ 15 U.S.C. 78f(b)(5). --------------------------------------------------------------------------- The Plan is designed to allow the Commission, market participants, and the public to study and assess the impact of increment conventions on the liquidity and trading of the common stock of small- capitalization companies. The Exchange believes that this proposal is consistent with the Act because it is in furtherance of the objectives of section VII(A) of the Plan in that it is designed to provide the Exchange with additional time to consider a methodology to mitigate concerns raised in connection with the publication of Appendix B data. B. Self-Regulatory Organization's Statement on Burden on Competition The Exchange does not believe that the proposed rule change will result in any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act. The Exchange notes that the proposed rule change implements the provisions of the Plan. C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others The Exchange has neither solicited nor received written comments on the proposed rule change. III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action Because the foregoing proposed rule change does not: (i) Significantly affect the protection of investors or the public interest; (ii) impose any significant burden on competition; and (iii) become operative for 30 days from the date on which it was filed, or such shorter time as the Commission may designate, it has become effective pursuant to section 19(b)(3)(A) of the Act \13\ and Rule 19b- 4(f)(6) thereunder.\14\ --------------------------------------------------------------------------- \13\ 15 U.S.C. 78s(b)(3)(A). \14\ 17 CFR 240.19b-4(f)(6). --------------------------------------------------------------------------- A proposed rule change filed under Rule 19(b)-4(f)(6) normally does not become operative prior to 30 days after the date of the filing. However, pursuant to Rule 19b-4(f)(6)(iii), the Commission may designate a shorter time if such action is consistent with the protection of investors and the public interest. The Exchange has filed the proposed rule change for immediate effectiveness and [[Page 23477]] has requested that the Commission waive the requirement that the proposed rule change not become operative for 30 days after the date of the filing so that it may become operative on the date of filing. The Exchange notes that the proposed rule change is intended to mitigate confidentiality concerns raised in connection with section VII(A) of the Plan, which provides that the data made publicly available will not identify the Trading Center that generated the data. The Exchange states that the additional time would allow consideration of a methodology to mitigate concerns related to the publication of Appendix B data.\15\ --------------------------------------------------------------------------- \15\ The Commission recently approved a FINRA proposal to implement an aggregated, anonymous grouped masking methodology for the publication of Appendix B data related to OTC trading activity. See Securities Exchange Release No. 80551, (April 28, 2017), 82 FR 20948 (May 4, 2017). See also Letter from David S. Shillman, Associate Director, Division of Trading and Markets, Commission, to Marcia E. Asquith, Executive Vice President FINRA, dated April 28, 2017. --------------------------------------------------------------------------- The Commission believes that waiving the 30-day operative delay is consistent with the protection of investors and the public interest because it will synchronize the timing for publication of Appendix B data for all Participants, which should enhance the consistency and usefulness of the data.\16\ Therefore, the Commission hereby waives the 30-day operative delay and designates the proposed rule change to be operative on the date of filing.\17\ --------------------------------------------------------------------------- \16\ The Commission recently granted exemptive relief to the Participants delay the publication of their Appendix B data until August 31, 2017. See Letter from David S. Shillman, Associate Director, Division of Trading and Markets, Commission, to Jennifer Piorko Mitchell, Vice President and Deputy Corporate Secretary, FINRA, dated April 28, 2017. The Commission notes that other Participants have submitted proposed rule changes to delay the publication of Appendix B data until August 31, 2017. See e.g., SR- BatsBYX-2017-10; SR-BatsEDGA-2017-10; SR-BatsEDGX-2017-19; SR-BX- 2017-022; SR-CHX-2017-07; SR-FINRA-2017-010; SR-IEX-2017-12; SR- NASDAQ-2017-044; SR-Phlx-2017-33; SR-NYSE-2017-19; SR-NYSEArca-2017- 49; SR-NYSEMKT-2017-24. \17\ For purposes only of waiving the operative delay for this proposal, the Commission has considered the proposed rule's impact on efficiency, competition, and capital formation. See 15 U.S.C. 78c(f). --------------------------------------------------------------------------- At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings to determine whether the proposed rule should be approved or disapproved. IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: Electronic CommentsUse the Commission's Internet comment form (http://www.sec.gov/rules/sro.shtml); or Send an email to [email protected]. Please include File Number SR-BatsBZX-2017-31 on the subject line. Paper Comments Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090. All submissions should refer to File Number SR-BatsBZX-2017-31. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (http://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission's Public Reference Room, 100 F Street NE., Washington, DC 20549 on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-BatsBZX-2017-31 and should be submitted on or before June 12, 2017. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.\18\ --------------------------------------------------------------------------- \18\ 17 CFR 200.30-3(a)(12). --------------------------------------------------------------------------- Eduardo A. Aleman, Assistant Secretary. [FR Doc. 2017-10309 Filed 5-19-17; 8:45 am] BILLING CODE 8011-01-P
![Federal Register / Vol. 82, No. 97 / Monday, May 22, 2017 / Notices 23475
B. Self-Regulatory Organization’s Furthermore, the tiered, fixed fee All submissions should refer to File
Statement on Burden on Competition funding model limits the disincentives Number SR–NYSEARCA–2017–52. This
to providing liquidity to the market. file number should be included on the
Section 6(b)(8) of the Act 58 require Therefore, the proposed fees are subject line if email is used. To help the
[sic] that the Exchange’s rules not structured to limit burdens on Commission process and review your
impose any burden on competition that competitive quoting and other liquidity comments more efficiently, please use
is not necessary or appropriate. The provision in the market. only one method. The Commission will
Exchange does not believe that the post all comments on the Commission’s
proposed rule change will result in any C. Self-Regulatory Organization’s
Internet Web site (http://www.sec.gov/
burden on competition that is not Statement on Comments on the
rules/sro.shtml). Copies of the
necessary or appropriate in furtherance Proposed Rule Change Received From
submission, all subsequent
of the purposes of the Act. The Members, Participants, or Others
amendments, all written statements
Exchange notes that the proposed rule No written comments were solicited with respect to the proposed rule
change implements provisions of the or received with respect to the proposed change that are filed with the
CAT NMS Plan approved by the rule change. Commission, and all written
Commission, and is designed to assist communications relating to the
the Exchange in meeting its regulatory III. Date of Effectiveness of the
Proposed Rule Change and Timing for proposed rule change between the
obligations pursuant to the Plan. Commission and any person, other than
Similarly, all national securities Commission Action
those that may be withheld from the
exchanges and FINRA are proposing a The foregoing rule change is effective public in accordance with the
similar proposed fee change to upon filing pursuant to Section provisions of 5 U.S.C. 552, will be
implement the requirements of the CAT 19(b)(3)(A) 59 of the Act and available for Web site viewing and
NMS Plan. Therefore, this is not a subparagraph (f)(2) of Rule 19b–4 60 printing in the Commission’s Public
competitive fee filing and, therefore, it thereunder, because it establishes a due, Reference Room, 100 F Street NE.,
does not raise competition issues fee, or other charge imposed by the Washington, DC 20549 on official
between and among the exchanges and Exchange. business days between the hours of
FINRA. At any time within 60 days of the 10:00 a.m. and 3:00 p.m. Copies of the
Moreover, as previously described, filing of such proposed rule change, the filing also will be available for
the Exchange believes that the proposed Commission summarily may inspection and copying at the principal
rule change fairly and equitably temporarily suspend such rule change if office of the Exchange. All comments
allocates costs among CAT Reporters. In it appears to the Commission that such received will be posted without change;
particular, the proposed fee schedule is action is necessary or appropriate in the the Commission does not edit personal
structured to impose comparable fees on public interest, for the protection of identifying information from
similarly situated CAT Reporters, and investors, or otherwise in furtherance of submissions. You should submit only
lessen the impact on smaller CAT the purposes of the Act. If the information that you wish to make
Reporters. CAT Reporters with similar Commission takes such action, the available publicly. All submissions
levels of CAT activity will pay similar Commission shall institute proceedings should refer to File Number SR–
fees. For example, Industry Members under Section 19(b)(2)(B) 61 of the Act to NYSEARCA–2017–52 and should be
(other than Execution Venue ATSs) with determine whether the proposed rule submitted on or before June 12, 2017.
higher levels of message traffic will pay change should be approved or
For the Commission, by the Division of
higher fees, and those with lower levels disapproved. Trading and Markets, pursuant to delegated
of message traffic will pay lower fees. IV. Solicitation of Comments authority.62
Similarly, Execution Venue ATSs and Eduardo A. Aleman,
other Execution Venues with larger Interested persons are invited to
Assistant Secretary.
market share will pay higher fees, and submit written data, views, and
arguments concerning the foregoing, [FR Doc. 2017–10302 Filed 5–19–17; 8:45 am]
those with lower levels of market share
will pay lower fees. Therefore, given including whether the proposed rule BILLING CODE 8011–01–P
that there is generally a relationship change is consistent with the Act.
between message traffic and market Comments may be submitted by any of
the following methods: SECURITIES AND EXCHANGE
share to the CAT Reporter’s size, smaller COMMISSION
CAT Reporters generally pay less than Electronic Comments
larger CAT Reporters. Accordingly, the [Release No. 34–80687; File No. SR–
• Use the Commission’s Internet BatsBZX–2017–31]
Exchange does not believe that the CAT
comment form (http://www.sec.gov/
Fees would have a disproportionate
rules/sro.shtml); or Self-Regulatory Organizations; Bats
effect on smaller or larger CAT
• Send an email to rule-comments@ BZX Exchange, Inc.; Notice of Filing
Reporters. In addition, ATSs and
sec.gov. Please include File Number SR– and Immediate Effectiveness of a
exchanges will pay the same fees based
NYSEARCA–2017–52 on the subject Proposed Rule Change to Rule 11.27 of
on market share. Therefore, the
line. Bats BZX Exchange, Inc. To Modify the
Exchange does not believe that the fees
Date of Appendix B Web Site Data
will impose any burden on the Paper Comments Publication Pursuant to the Regulation
competition between ATSs and • Send paper comments in triplicate
mstockstill on DSK30JT082PROD with NOTICES
NMS Plan To Implement a Tick Size
exchanges. Accordingly, the Exchange to Secretary, Securities and Exchange Pilot Program
believes that the proposed fees will Commission, 100 F Street NE.,
minimize the potential for adverse Washington, DC 20549–1090. May 16, 2017.
effects on competition between CAT Pursuant to section 19(b)(1) of the
Reporters in the market. 59 15 U.S.C. 78s(b)(3)(A). Securities Exchange Act of 1934 (the
60 17 CFR 240.19b–4(f)(2).
58 15 U.S.C. 78f(b)(8). 61 15 U.S.C. 78s(b)(2)(B). 62 17 CFR 200.30–3(a)(12).
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![Federal Register / Vol. 82, No. 97 / Monday, May 22, 2017 / Notices 23477
has requested that the Commission to determine whether the proposed rule For the Commission, by the Division of
waive the requirement that the proposed should be approved or disapproved. Trading and Markets, pursuant to delegated
rule change not become operative for 30 authority.18
days after the date of the filing so that IV. Solicitation of Comments Eduardo A. Aleman,
it may become operative on the date of Interested persons are invited to Assistant Secretary.
filing. submit written data, views, and [FR Doc. 2017–10309 Filed 5–19–17; 8:45 am]
The Exchange notes that the proposed arguments concerning the foregoing, BILLING CODE 8011–01–P
rule change is intended to mitigate
including whether the proposed rule
confidentiality concerns raised in
change is consistent with the Act.
connection with section VII(A) of the SECURITIES AND EXCHANGE
Comments may be submitted by any of
Plan, which provides that the data made COMMISSION
publicly available will not identify the the following methods:
Trading Center that generated the data. Electronic Comments
The Exchange states that the additional [Release No. 34–80690; File No. SR–MIAX–
time would allow consideration of a • Use the Commission’s Internet 2017–21]
methodology to mitigate concerns comment form (http://www.sec.gov/
rules/sro.shtml); or Self-Regulatory Organizations; Miami
related to the publication of Appendix
B data.15 International Securities Exchange LLC;
• Send an email to rule-comments@ Notice of Filing and Immediate
The Commission believes that sec.gov. Please include File Number SR–
waiving the 30-day operative delay is Effectiveness of a Proposed Rule
BatsBZX–2017–31 on the subject line. Change To Amend MIAX Options Rules
consistent with the protection of
investors and the public interest Paper Comments 301, Just and Equitable Principles of
because it will synchronize the timing Trade; Rule 308, Exemptions From
for publication of Appendix B data for • Send paper comments in triplicate Position Limits; Rule 404, Series of
all Participants, which should enhance to Secretary, Securities and Exchange Option Contracts Open for Trading;
the consistency and usefulness of the Commission, 100 F Street NE., Rule 514, Priority of Quotes and
data.16 Therefore, the Commission Washington, DC 20549–1090. Orders; Rule 1325, Telemarketing; and
hereby waives the 30-day operative All submissions should refer to File Rule 1400, Definitions
delay and designates the proposed rule Number SR–BatsBZX–2017–31. This file May 16, 2017.
change to be operative on the date of number should be included on the
filing.17 Pursuant to Section 19(b)(1) of the
subject line if email is used. To help the
At any time within 60 days of the Securities Exchange Act of 1934
Commission process and review your
filing of the proposed rule change, the (‘‘Act’’) 1 and Rule 19b–4 thereunder,2
comments more efficiently, please use
Commission summarily may notice is hereby given that, on May 15,
only one method. The Commission will
temporarily suspend such rule change if 2017, Miami International Securities
it appears to the Commission that such post all comments on the Commission’s
Exchange, LLC (‘‘MIAX Options’’ or
action is necessary or appropriate in the Internet Web site (http://www.sec.gov/
‘‘Exchange’’) filed with the Securities
public interest, for the protection of rules/sro.shtml). Copies of the
and Exchange Commission
investors, or otherwise in furtherance of submission, all subsequent
(‘‘Commission’’) a proposed rule change
the purposes of the Act. If the amendments, all written statements
as described in Items I, II, and III below,
Commission takes such action, the with respect to the proposed rule
which Items have been prepared by the
Commission shall institute proceedings change that are filed with the
Exchange. The Commission is
Commission, and all written
publishing this notice to solicit
15 The Commission recently approved a FINRA communications relating to the comments on the proposed rule change
proposal to implement an aggregated, anonymous proposed rule change between the
grouped masking methodology for the publication from interested persons.
of Appendix B data related to OTC trading activity.
Commission and any person, other than
See Securities Exchange Release No. 80551, (April those that may be withheld from the I. Self-Regulatory Organization’s
28, 2017), 82 FR 20948 (May 4, 2017). See also public in accordance with the Statement of the Terms of Substance of
Letter from David S. Shillman, Associate Director, provisions of 5 U.S.C. 552, will be the Proposed Rule Change
Division of Trading and Markets, Commission, to
Marcia E. Asquith, Executive Vice President FINRA, available for Web site viewing and
The Exchange is filing a proposal to
dated April 28, 2017. printing in the Commission’s Public
amend Exchange Rule 301, Just and
16 The Commission recently granted exemptive
Reference Room, 100 F Street NE.,
relief to the Participants delay the publication of Equitable Principles of Trade; Rule 308,
Washington, DC 20549 on official
their Appendix B data until August 31, 2017. See Exemptions from Position Limits; Rule
Letter from David S. Shillman, Associate Director, business days between the hours of
404, Series of Option Contracts Open for
Division of Trading and Markets, Commission, to 10:00 a.m. and 3:00 p.m. Copies of the
Jennifer Piorko Mitchell, Vice President and Deputy Trading; Rule 514, Priority of Quotes
filing also will be available for
Corporate Secretary, FINRA, dated April 28, 2017. and Orders; Rule 1325, Telemarketing;
The Commission notes that other Participants have inspection and copying at the principal and Rule 1400, Definitions.
submitted proposed rule changes to delay the office of the Exchange. All comments
publication of Appendix B data until August 31, received will be posted without change; The text of the proposed rule change
2017. See e.g., SR–BatsBYX–2017–10; SR–
the Commission does not edit personal is available on the Exchange’s Web site
BatsEDGA–2017–10; SR–BatsEDGX–2017–19; SR– at http://www.miaxoptions.com/rule-
mstockstill on DSK30JT082PROD with NOTICES
BX–2017–022; SR–CHX–2017–07; SR–FINRA– identifying information from
2017–010; SR–IEX–2017–12; SR–NASDAQ–2017– submissions. You should submit only filings, at MIAX’s principal office, and
044; SR–Phlx–2017–33; SR–NYSE–2017–19; SR–
information that you wish to make at the Commission’s Public Reference
NYSEArca-2017–49; SR–NYSEMKT–2017–24. Room.
17 For purposes only of waiving the operative available publicly. All submissions
delay for this proposal, the Commission has should refer to File Number SR– 18 17
considered the proposed rule’s impact on CFR 200.30–3(a)(12).
BatsBZX–2017–31 and should be 1 15
efficiency, competition, and capital formation. See U.S.C. 78s(b)(1).
15 U.S.C. 78c(f). submitted on or before June 12, 2017. 2 17 CFR 240.19b–4.
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Document Created: 2018-11-08 08:49:55
Document Modified: 2018-11-08 08:49:55
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
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| Section | Notices | |
| FR Citation | 82 FR 23475 |
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