82 FR 23477 - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Options Rules 301, Just and Equitable Principles of Trade; Rule 308, Exemptions From Position Limits; Rule 404, Series of Option Contracts Open for Trading; Rule 514, Priority of Quotes and Orders; Rule 1325, Telemarketing; and Rule 1400, Definitions
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 82, Issue 97 (May 22, 2017)
Federal Register Volume 82, Issue 97 (May 22, 2017)
| Page Range | 23477-23479 | |
| FR Document | 2017-10312 |
[Federal Register Volume 82, Number 97 (Monday, May 22, 2017)] [Notices] [Pages 23477-23479] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2017-10312] ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION [Release No. 34-80690; File No. SR-MIAX-2017-21] Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Options Rules 301, Just and Equitable Principles of Trade; Rule 308, Exemptions From Position Limits; Rule 404, Series of Option Contracts Open for Trading; Rule 514, Priority of Quotes and Orders; Rule 1325, Telemarketing; and Rule 1400, Definitions May 16, 2017. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that, on May 15, 2017, Miami International Securities Exchange, LLC (``MIAX Options'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') a proposed rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. --------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1). \2\ 17 CFR 240.19b-4. --------------------------------------------------------------------------- I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change The Exchange is filing a proposal to amend Exchange Rule 301, Just and Equitable Principles of Trade; Rule 308, Exemptions from Position Limits; Rule 404, Series of Option Contracts Open for Trading; Rule 514, Priority of Quotes and Orders; Rule 1325, Telemarketing; and Rule 1400, Definitions. The text of the proposed rule change is available on the Exchange's Web site at http://www.miaxoptions.com/rule-filings, at MIAX's principal office, and at the Commission's Public Reference Room. [[Page 23478]] II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements. A. Self-Regulatory Organization's Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change 1. Purpose The Exchange proposes to amend Exchange Rules 301.02, 308(a)(7)(vi), 308(b)(6),404.02(d), 514(e)(2), 1325(n)(20), and 1400(l) to make minor non-substantive corrective changes. First, the Exchange propose to amend Exchange Rule 301, Just and Equitable Principles of Trade, Interpretations and Policies .02, to convert the numerical list item identifiers to alphabetical identifiers to properly conform to the hierarchical heading scheme used throughout the Exchange's rulebook. Additionally, there are two alphabetical identifiers, ``A'' and ``B'', located further in the paragraph which must be converted to numerical identifiers ``1'' and ``2'' respectively, to align to the hierarchical heading scheme of the Exchange's Rulebook. Therefore, the Exchange proposes to replace the numerical identifiers with alphabetical identifiers located in the beginning of the paragraph, and to then in turn replace the alphabetical identifiers with numerical identifiers for the references which occur later in the paragraph. Second, the Exchange proposes to amend Exchange Rule 308, Exemptions from Position Limits, to correct an incorrect cross reference. Exchange Rule 308(a)(7)(vi) states that a ``Member on its own behalf or on behalf of a designated aggregation unit pursuant to Rule 308(a)(iv) shall also report . . . ''. The reference to paragraph (a)(iv) of Rule 308 is incorrect as 308(a)(7)(iv) is the correct section, which is titled Effect on Aggregation of Account Positions. Therefore, the Exchange proposes to replace the reference to paragraph (a)(iv) with (a)(7)(iv). Additionally, the Exchange proposes to amend paragraph (b)(6) of Rule 308 to replace the alphabetical list identifiers (``A'' through ``D'') with romanette identifiers ``i'' through ``iv'' respectively, to align to the hierarchical heading scheme of the Exchange's Rulebook. Third, the Exchange proposes to amend Exchange Rule 404, Series of Option Contracts Open for Trading, Interpretations and Policies .02, Short Term Option Series Program, to correct a typographical error in paragraph (d). The fourth sentence in the paragraph begins, ``Market makers,'' whereas ``makers'' should be capitalized. Therefore, the Exchange proposes to amend the rule to replace the term ``Market makers'' with ``Market Makers.'' Fourth, the Exchange proposes to amend Exchange Rule 514, Priority of Quotes and Orders, to correct an invalid cross reference in paragraph (e)(2) of the Rule. Exchange Rule 514(e)(2) describes ``Market Maker non-priority quotes, (as described in Rule 517(b)(1)(ii)) and Market Maker orders in both assigned and non- assigned classes.'' The reference to paragraph 517(b)(1)(ii) is incorrect as 517(b)(1)(ii) describes the Priority Quote Width Standard, whereas 517(b)(1)(iii) describes Non-Priority Quotes. Therefore, the Exchange proposes to replace the reference to 517(b)(1)(ii) with 517(b)(1)(iii). Fifth, the Exchange proposes to amend Exchange Rule 1325, Telemarketing, to correct a typographical error in paragraph (n) subsection (20) where the word telemarketer is incorrectly spelled ``telelmarketer.'' Lastly, the Exchange proposes to amend Exchange Rule 1400, Definitions, to make a minor non-substantive correction to paragraph (l). Exchange Rule 1400(l) provides the definition of the OPRA Plan as, ``the plan filed with the SEC pursuant to Section 11Aa(1)(C)(iii) of the Exchange Act, approved by the SEC and declared effective as of January 22, 1976, as from time to time amended.'' The reference to 11Aa(1)(C)(iii) is incorrect as the correct citation format is 11A(a)(1)(C)(iii). Therefore, the Exchange propose to replace 11Aa(1)(C)(iii) with 11A(a)(1)(C)(iii). 2. Statutory Basis MIAX believes that its proposed rule change is consistent with Section 6(b) of the Act \3\ in general, and furthers the objectives of Section 6(b)(5) of the Act \4\ in particular, in that it is designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to foster cooperation and coordination with persons engaged in facilitating transactions in securities, to remove impediments to and perfect the mechanisms of a free and open market and a national market system and, in general, to protect investors and the public interest. --------------------------------------------------------------------------- \3\ 15 U.S.C. 78f(b). \4\ 15 U.S.C. 78f(b)(5). --------------------------------------------------------------------------- The Exchange believes the proposed rule changes promote just and equitable principles of trade and removes impediments to and perfects the mechanism of a free and open market and a national market system because the proposed rule change corrects errors in the hierarchical heading scheme to provide uniformity in the Exchange's rulebook; corrects incorrect cross references; and corrects minor typographical errors. The Exchange notes that the proposed changes do not alter the application of each rule. As such, the proposed amendments would foster cooperation and coordination with persons engaged in facilitating transactions in securities and would remove impediments to and perfect the mechanism of a free and open market and national exchange system. In particular, the Exchange believes that the proposed rule changes will provide greater clarity to Members \5\ and the public regarding the Exchange's Rules. It is in the public interest for rules to be accurate and concise so as to eliminate the potential for confusion. --------------------------------------------------------------------------- \5\ The term ``Member'' means an individual or organization approved to exercise the trading rights associated with a Trading Permit. Members are deemed ``members'' under the Exchange Act. See Exchange Rule 100. --------------------------------------------------------------------------- B. Self-Regulatory Organization's Statement on Burden on Competition The Exchange does not believe that the proposed rule change will impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act. The proposed rule change will have no impact on competition as it is not designed to address any competitive issues but rather to add additional clarity to existing rules and to remedy minor non-substantive issues in the text of various rules identified in this proposal. The Exchange does not believe that the proposed rule changes will impose any burden on intermarket competition as the Rules apply equally to all Exchange Members. C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others Written comments were neither solicited nor received. [[Page 23479]] III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action Because the foregoing proposed rule change does not: (i) Significantly affect the protection of investors or the public interest; (ii) impose any significant burden on competition; and (iii) become operative for 30 days after the date of the filing, or such shorter time as the Commission may designate, it has become effective pursuant to 19(b)(3)(A) of the Act \6\ and Rule 19b-4(f)(6) \7\ thereunder. --------------------------------------------------------------------------- \6\ 15 U.S.C. 78s(b)(3)(A). \7\ 17 CFR 240.19b-4(f)(6). In addition, Rule 19b-4(f)(6) requires a self-regulatory organization to give the Commission written notice of its intent to file the proposed rule change at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission. The Exchange has satisfied this requirement. --------------------------------------------------------------------------- At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings to determine whether the proposed rule should be approved or disapproved. IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: Electronic CommentsUse the Commission's Internet comment form (http://www.sec.gov/rules/sro.shtml); or Send an email to [email protected]. Please include File Number SR-MIAX-2017-21 on the subject line. Paper Comments Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090. All submissions should refer to File Number SR-MIAX-2017-21. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (http://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission's Public Reference Room, 100 F Street NE., Washington, DC 20549 on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-MIAX-2017-21 and should be submitted on or before June 12, 2017. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.\8\ --------------------------------------------------------------------------- \8\ 17 CFR 200.30-3(a)(12). --------------------------------------------------------------------------- Eduardo A. Aleman, Assistant Secretary. [FR Doc. 2017-10312 Filed 5-19-17; 8:45 am] BILLING CODE 8011-01-P
![Federal Register / Vol. 82, No. 97 / Monday, May 22, 2017 / Notices 23477
has requested that the Commission to determine whether the proposed rule For the Commission, by the Division of
waive the requirement that the proposed should be approved or disapproved. Trading and Markets, pursuant to delegated
rule change not become operative for 30 authority.18
days after the date of the filing so that IV. Solicitation of Comments Eduardo A. Aleman,
it may become operative on the date of Interested persons are invited to Assistant Secretary.
filing. submit written data, views, and [FR Doc. 2017–10309 Filed 5–19–17; 8:45 am]
The Exchange notes that the proposed arguments concerning the foregoing, BILLING CODE 8011–01–P
rule change is intended to mitigate
including whether the proposed rule
confidentiality concerns raised in
change is consistent with the Act.
connection with section VII(A) of the SECURITIES AND EXCHANGE
Comments may be submitted by any of
Plan, which provides that the data made COMMISSION
publicly available will not identify the the following methods:
Trading Center that generated the data. Electronic Comments
The Exchange states that the additional [Release No. 34–80690; File No. SR–MIAX–
time would allow consideration of a • Use the Commission’s Internet 2017–21]
methodology to mitigate concerns comment form (http://www.sec.gov/
rules/sro.shtml); or Self-Regulatory Organizations; Miami
related to the publication of Appendix
B data.15 International Securities Exchange LLC;
• Send an email to rule-comments@ Notice of Filing and Immediate
The Commission believes that sec.gov. Please include File Number SR–
waiving the 30-day operative delay is Effectiveness of a Proposed Rule
BatsBZX–2017–31 on the subject line. Change To Amend MIAX Options Rules
consistent with the protection of
investors and the public interest Paper Comments 301, Just and Equitable Principles of
because it will synchronize the timing Trade; Rule 308, Exemptions From
for publication of Appendix B data for • Send paper comments in triplicate Position Limits; Rule 404, Series of
all Participants, which should enhance to Secretary, Securities and Exchange Option Contracts Open for Trading;
the consistency and usefulness of the Commission, 100 F Street NE., Rule 514, Priority of Quotes and
data.16 Therefore, the Commission Washington, DC 20549–1090. Orders; Rule 1325, Telemarketing; and
hereby waives the 30-day operative All submissions should refer to File Rule 1400, Definitions
delay and designates the proposed rule Number SR–BatsBZX–2017–31. This file May 16, 2017.
change to be operative on the date of number should be included on the
filing.17 Pursuant to Section 19(b)(1) of the
subject line if email is used. To help the
At any time within 60 days of the Securities Exchange Act of 1934
Commission process and review your
filing of the proposed rule change, the (‘‘Act’’) 1 and Rule 19b–4 thereunder,2
comments more efficiently, please use
Commission summarily may notice is hereby given that, on May 15,
only one method. The Commission will
temporarily suspend such rule change if 2017, Miami International Securities
it appears to the Commission that such post all comments on the Commission’s
Exchange, LLC (‘‘MIAX Options’’ or
action is necessary or appropriate in the Internet Web site (http://www.sec.gov/
‘‘Exchange’’) filed with the Securities
public interest, for the protection of rules/sro.shtml). Copies of the
and Exchange Commission
investors, or otherwise in furtherance of submission, all subsequent
(‘‘Commission’’) a proposed rule change
the purposes of the Act. If the amendments, all written statements
as described in Items I, II, and III below,
Commission takes such action, the with respect to the proposed rule
which Items have been prepared by the
Commission shall institute proceedings change that are filed with the
Exchange. The Commission is
Commission, and all written
publishing this notice to solicit
15 The Commission recently approved a FINRA communications relating to the comments on the proposed rule change
proposal to implement an aggregated, anonymous proposed rule change between the
grouped masking methodology for the publication from interested persons.
of Appendix B data related to OTC trading activity.
Commission and any person, other than
See Securities Exchange Release No. 80551, (April those that may be withheld from the I. Self-Regulatory Organization’s
28, 2017), 82 FR 20948 (May 4, 2017). See also public in accordance with the Statement of the Terms of Substance of
Letter from David S. Shillman, Associate Director, provisions of 5 U.S.C. 552, will be the Proposed Rule Change
Division of Trading and Markets, Commission, to
Marcia E. Asquith, Executive Vice President FINRA, available for Web site viewing and
The Exchange is filing a proposal to
dated April 28, 2017. printing in the Commission’s Public
amend Exchange Rule 301, Just and
16 The Commission recently granted exemptive
Reference Room, 100 F Street NE.,
relief to the Participants delay the publication of Equitable Principles of Trade; Rule 308,
Washington, DC 20549 on official
their Appendix B data until August 31, 2017. See Exemptions from Position Limits; Rule
Letter from David S. Shillman, Associate Director, business days between the hours of
404, Series of Option Contracts Open for
Division of Trading and Markets, Commission, to 10:00 a.m. and 3:00 p.m. Copies of the
Jennifer Piorko Mitchell, Vice President and Deputy Trading; Rule 514, Priority of Quotes
filing also will be available for
Corporate Secretary, FINRA, dated April 28, 2017. and Orders; Rule 1325, Telemarketing;
The Commission notes that other Participants have inspection and copying at the principal and Rule 1400, Definitions.
submitted proposed rule changes to delay the office of the Exchange. All comments
publication of Appendix B data until August 31, received will be posted without change; The text of the proposed rule change
2017. See e.g., SR–BatsBYX–2017–10; SR–
the Commission does not edit personal is available on the Exchange’s Web site
BatsEDGA–2017–10; SR–BatsEDGX–2017–19; SR– at http://www.miaxoptions.com/rule-
mstockstill on DSK30JT082PROD with NOTICES
BX–2017–022; SR–CHX–2017–07; SR–FINRA– identifying information from
2017–010; SR–IEX–2017–12; SR–NASDAQ–2017– submissions. You should submit only filings, at MIAX’s principal office, and
044; SR–Phlx–2017–33; SR–NYSE–2017–19; SR–
information that you wish to make at the Commission’s Public Reference
NYSEArca-2017–49; SR–NYSEMKT–2017–24. Room.
17 For purposes only of waiving the operative available publicly. All submissions
delay for this proposal, the Commission has should refer to File Number SR– 18 17
considered the proposed rule’s impact on CFR 200.30–3(a)(12).
BatsBZX–2017–31 and should be 1 15
efficiency, competition, and capital formation. See U.S.C. 78s(b)(1).
15 U.S.C. 78c(f). submitted on or before June 12, 2017. 2 17 CFR 240.19b–4.
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![Federal Register / Vol. 82, No. 97 / Monday, May 22, 2017 / Notices 23479
III. Date of Effectiveness of the submission, all subsequent designated this proposal as a ‘‘non-
Proposed Rule Change and Timing for amendments, all written statements controversial’’ proposed rule change
Commission Action with respect to the proposed rule pursuant to Section 19(b)(3)(A) of the
Because the foregoing proposed rule change that are filed with the Act 3 and Rule 19b–4(f)(6)(iii)
change does not: (i) Significantly affect Commission, and all written thereunder,4 which renders it effective
the protection of investors or the public communications relating to the upon filing with the Commission. The
interest; (ii) impose any significant proposed rule change between the Commission is publishing this notice to
burden on competition; and (iii) become Commission and any person, other than solicit comments on the proposed rule
operative for 30 days after the date of those that may be withheld from the change from interested persons.
the filing, or such shorter time as the public in accordance with the
provisions of 5 U.S.C. 552, will be I. Self-Regulatory Organization’s
Commission may designate, it has Statement of the Terms of Substance of
become effective pursuant to 19(b)(3)(A) available for Web site viewing and
printing in the Commission’s Public the Proposed Rule Change
of the Act 6 and Rule 19b–4(f)(6) 7
Reference Room, 100 F Street NE., The Exchange filed a proposal to
thereunder.
At any time within 60 days of the Washington, DC 20549 on official amend Rule 11.22 to modify the date of
filing of the proposed rule change, the business days between the hours of Appendix B Web site data publication
Commission summarily may 10:00 a.m. and 3:00 p.m. Copies of the pursuant to the Regulation NMS Plan to
temporarily suspend such rule change if filing also will be available for Implement a Tick Size Pilot Program
it appears to the Commission that such inspection and copying at the principal (‘‘Plan’’).
action is necessary or appropriate in the office of the Exchange. All comments The text of the proposed rule change
public interest, for the protection of received will be posted without change; is available at the Exchange’s Web site
the Commission does not edit personal at www.bats.com, at the principal office
investors, or otherwise in furtherance of
identifying information from of the Exchange, and at the
the purposes of the Act. If the
submissions. You should submit only Commission’s Public Reference Room.
Commission takes such action, the
information that you wish to make
Commission shall institute proceedings II. Self-Regulatory Organization’s
available publicly. All submissions
to determine whether the proposed rule Statement of the Purpose of, and
should refer to File Number SR–MIAX–
should be approved or disapproved. Statutory Basis for, the Proposed Rule
2017–21 and should be submitted on or
IV. Solicitation of Comments before June 12, 2017. Change
Interested persons are invited to For the Commission, by the Division of In its filing with the Commission, the
submit written data, views, and Trading and Markets, pursuant to delegated Exchange included statements
arguments concerning the foregoing, authority.8 concerning the purpose of and basis for
including whether the proposed rule Eduardo A. Aleman, the proposed rule change and discussed
change is consistent with the Act. Assistant Secretary. any comments it received on the
Comments may be submitted by any of [FR Doc. 2017–10312 Filed 5–19–17; 8:45 am] proposed rule change. The text of these
the following methods: BILLING CODE 8011–01–P
statements may be examined at the
places specified in Item IV below. The
Electronic Comments Exchange has prepared summaries, set
• Use the Commission’s Internet SECURITIES AND EXCHANGE forth in Sections A, B, and C below, of
comment form (http://www.sec.gov/ COMMISSION the most significant parts of such
rules/sro.shtml); or statements.
[Release No. 34–80689; File No. SR–
• Send an email to rule-comments@ BatsEDGX–2017–19] A. Self-Regulatory Organization’s
sec.gov. Please include File Number SR–
Statement of the Purpose of, and the
MIAX–2017–21 on the subject line. Self-Regulatory Organizations; Bats Statutory Basis for, the Proposed Rule
Paper Comments EDGX Exchange, Inc.; Notice of Filing Change
and Immediate Effectiveness of a
• Send paper comments in triplicate Proposed Rule Change to Rule 11.22 of 1. Purpose
to Secretary, Securities and Exchange Bats EDGX Exchange, Inc. To Modify
Commission, 100 F Street NE., Rule 11.22(b) (Compliance with Data
the Date of Appendix B Web Site Data Collection Requirements) 5 implements
Washington, DC 20549–1090. Publication Pursuant to the Regulation the data collection and Web site
All submissions should refer to File NMS Plan To Implement a Tick Size publication requirements of the Plan.6
Number SR–MIAX–2017–21. This file Pilot Program Rule 11.22(b).08 provides, among other
number should be included on the
May 16, 2017. things, that the requirement that the
subject line if email is used. To help the
Commission process and review your Pursuant to Section 19(b)(1) of the 3 15 U.S.C. 78s(b)(3)(A).
comments more efficiently, please use Securities Exchange Act of 1934 (the 4 17 CFR 240.19b–4(f)(6)(iii).
only one method. The Commission will ‘‘Act’’),1 and Rule 19b–4 thereunder,2 5 See Exchange Rule 11.22(b). See also Securities
post all comments on the Commission’s notice is hereby given that on May 4, Exchange Act Release Nos. 77416 (March 22, 2016),
Internet Web site (http://www.sec.gov/ 2017, Bats EDGX Exchange, Inc. (the 81 FR 17225 (March 28, 2016); and 78798
‘‘Exchange’’ or ‘‘EDGX’’) filed with the (September 9, 2016), 81 FR 63532 (September 15,
rules/sro.shtml). Copies of the 2016).
Securities and Exchange Commission 6 The Participants filed the Plan to comply with
mstockstill on DSK30JT082PROD with NOTICES
6 15 U.S.C. 78s(b)(3)(A). (‘‘Commission’’) the proposed rule an order issued by the Commission on June 24,
7 17 CFR 240.19b–4(f)(6). In addition, Rule 19b– change as described in Items I and II 2014. See Letter from Brendon J. Weiss, Vice
4(f)(6) requires a self-regulatory organization to give below, which Items have been prepared President, Intercontinental Exchange, Inc., to
the Commission written notice of its intent to file by the Exchange. The Exchange has Secretary, Commission, dated August 25, 2014
the proposed rule change at least five business days (‘‘SRO Tick Size Plan Proposal’’). See Securities
prior to the date of filing of the proposed rule Exchange Act Release No 72460 (June 24, 2014), 79
8 17 CFR 200.30–3(a)(12).
change, or such shorter time as designated by the FR 36840 (June 30, 2014); see also Securities
1 15 U.S.C. 78s(b)(1).
Commission. The Exchange has satisfied this Exchange Act Release No. 74892 (May 6, 2015), 80
requirement. 2 17 CFR 240.19b–4. FR 27513 (May 13, 2015).
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Document Created: 2018-11-08 08:51:22
Document Modified: 2018-11-08 08:51:22
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
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| Section | Notices | |
| FR Citation | 82 FR 23477 |
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