82_FR_24315 82 FR 24214 - Energy Conservation Program: Energy Conservation Standards for Miscellaneous Refrigeration Products

82 FR 24214 - Energy Conservation Program: Energy Conservation Standards for Miscellaneous Refrigeration Products

DEPARTMENT OF ENERGY

Federal Register Volume 82, Issue 101 (May 26, 2017)

Page Range24214-24218
FR Document2017-10867

On October 28, 2016, the U.S. Department of Energy (``DOE'') published in the Federal Register a direct final rule to establish new energy conservation standards for miscellaneous refrigeration products. DOE has determined that the comments received in response to that direct final rule do not provide a reasonable basis for withdrawing it. Therefore, DOE is providing notice confirming the adoption of the energy conservation standards established in that direct final rule and announces the effective date of those standards.

Federal Register, Volume 82 Issue 101 (Friday, May 26, 2017)
[Federal Register Volume 82, Number 101 (Friday, May 26, 2017)]
[Rules and Regulations]
[Pages 24214-24218]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-10867]


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DEPARTMENT OF ENERGY

10 CFR Part 430

[EERE-2011-BT-STD-0043]
RIN 1904-AC51


Energy Conservation Program: Energy Conservation Standards for 
Miscellaneous Refrigeration Products

AGENCY: Office of Energy Efficiency and Renewable Energy, Department of 
Energy.

ACTION: Confirmation of effective date and compliance date for direct 
final rule.

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SUMMARY: On October 28, 2016, the U.S. Department of Energy (``DOE'') 
published in the Federal Register a direct final rule to establish new 
energy conservation standards for miscellaneous refrigeration products. 
DOE has determined that the comments received in response to that 
direct final rule do not provide a reasonable basis for withdrawing it. 
Therefore, DOE is providing notice confirming the adoption of the 
energy conservation standards established in that direct final rule and 
announces the effective date of those standards.

DATES: The direct final rule for miscellaneous refrigeration products 
published on October 28, 2016 (81 FR 75194) became effective on 
February 27, 2017. Compliance with the new standards in the direct 
final rule will be required on October 28, 2019, as set forth in Table 
II.1 and Table II.2 in section II of the Supplementary Information 
section of this document.

ADDRESSES: The docket for this rulemaking, which includes Federal 
Register notices, public meeting attendee lists and transcripts, 
comments, and other supporting documents/materials, is available for 
review at www.regulations.gov. All documents in the docket are listed 
in the www.regulations.gov index. However, not all documents listed in 
the index may be publicly available, such as information that is exempt 
from public disclosure.
    The docket Web page can be found at http://www.regulations.gov/#!docketDetail;D=EERE-2011-BT-STD-0043. The docket Web page contains 
simple instructions on how to access all documents, including public 
comments, in the docket.
    For further information on how to review the docket, contact the 
Appliance and Equipment Standards Program staff at (202) 586-6636 or by 
email: [email protected].

FOR FURTHER INFORMATION CONTACT: Joseph Hagerman, U.S. Department of 
Energy, Office of Energy Efficiency and Renewable Energy, Building 
Technologies Office, EE-5B, 1000 Independence Avenue SW., Washington, 
DC 20585-0121. Telephone: (202) 586-4549. Email: 
[email protected].

SUPPLEMENTARY INFORMATION:

I. Authority

    As amended by the Energy Efficiency Improvement Act of 2015, Public 
Law 114-11 (April 30, 2105), the Energy Policy and Conservation Act 
(``EPCA'' or, in context, ``the Act''), Public Law 94-163 (42 U.S.C. 
6291-6309, as codified), authorizes DOE to issue a direct final rule 
establishing an energy conservation standard for a product on

[[Page 24215]]

receipt of a statement submitted jointly by interested persons that are 
fairly representative of relevant points of view (including 
representatives of manufacturers of covered products, States, and 
efficiency advocates) as determined by the Secretary of Energy 
(``Secretary''). That statement must contain recommendations with 
respect to an energy or water conservation standard that are in 
accordance with the provisions of 42 U.S.C. 6295(o) or 42 U.S.C. 
6313(a)(6)(B), as applicable. A notice of proposed rulemaking 
(``NOPR'') that proposes an identical energy efficiency standard must 
be published simultaneously with the direct final rule and a public 
comment period of at least 110 days provided. 42 U.S.C. 6295(p)(4). Not 
later than 120 days after issuance of the direct final rule, if DOE 
receives one or more adverse comments or an alternative joint 
recommendation is received relating to the direct final rule, the 
Secretary must determine whether the comments or alternative 
recommendation may provide a reasonable basis for withdrawal under 42 
U.S.C. 6295(o) or other applicable law.
    When making a determination whether to withdraw a direct final 
rule, DOE considers the substance, rather than the quantity, of 
comments. To this end, DOE weighs the substance of any adverse 
comment(s) received against the anticipated benefits of the consensus 
recommendations and the likelihood that further consideration of the 
comment(s) would change the results of the rulemaking. DOE notes that 
to the extent an adverse comment had been previously raised and 
addressed in the rulemaking proceeding, such a submission will not 
typically provide a basis for withdrawal of a direct final rule. If the 
Secretary makes such a determination, DOE must withdraw the direct 
final rule and proceed with the simultaneously published NOPR. DOE must 
publish in the Federal Register the reasons why the direct final rule 
was withdrawn.
    DOE determined that it did not receive any adverse comments 
providing a basis for withdrawal as described above for the direct 
final rule that is the subject of this document--miscellaneous 
refrigeration products (``MREFs''). As such, DOE did not withdraw this 
direct final rule and allowed it to become effective. Although not 
required under EPCA, DOE customarily publishes a summary of the 
comments received during the 110-day comment period and its responses 
to those comments.\1\ This document contains such a summary, as well as 
DOE's responses to those comments.
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    \1\ See, e.g., Notice of effective date and compliance dates for 
direct final rule, 76 FR 67037 (Oct. 31, 2011).
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II. Miscellaneous Refrigeration Products Direct Final Rule

A. Background

    During the rulemaking proceeding to consider new energy 
conservation standards for MREFs, DOE received a statement submitted by 
an Appliance Standards and Rulemaking Federal Advisory Committee 
(``ASRAC'') negotiated rulemaking working group for MREFs (the ``MREF 
Working Group'' or, in context, the ``Working Group''). The MREF 
Working Group consisted of 15 members, including two members from ASRAC 
and one DOE representative, with the balance comprising representatives 
of manufacturers of the covered products at issue, efficiency 
advocates, and a utility representative. The MREF Working Group 
submitted to ASRAC two Term Sheets, one of which contained 
recommendations with respect to new energy conservation standards for 
MREFs that, in the commenters' view, would satisfy the EPCA 
requirements at 42 U.S.C. 6295(o), and ASRAC subsequently adopted these 
consensus recommendations. (See ``MREF Term Sheet'', EERE-2011-BT-STD-
0043-0011).
    Pursuant to 42 U.S.C. 6295(p)(4), the Secretary must determine 
whether a jointly submitted recommendation for an energy or water 
conservation standard is in accordance with 42 U.S.C. 6295(o) or 42 
U.S.C. 6313(a)(6)(B), as applicable. As stated in the direct final 
rule, this determination is exactly the type of analysis DOE conducts 
whenever it considers potential energy conservation standards pursuant 
to EPCA. DOE applies the same principles to any consensus 
recommendations it may receive to satisfy its statutory obligation to 
ensure that any energy conservation standard that it adopts achieves 
the maximum improvement in energy efficiency that is technologically 
feasible and economically justified and will result in significant 
conservation of energy. Upon review, the Secretary determined that the 
consensus recommendations submitted in the MREF Term Sheet comports 
with the standard-setting criteria set forth under 42 U.S.C. 6295(o). 
Accordingly, the consensus recommendation efficiency levels, included 
as trial standard level (``TSL'') 2 for coolers and TSL 1 for 
combination cooler refrigeration products, were adopted as the new 
standard levels in the direct final rule. 81 FR 75194, 75252-75256 
(Oct. 28, 2016).
    As the relevant statutory criteria were satisfied, the Secretary 
adopted the new energy conservation standards for MREFs set forth in 
the direct final rule. These standards, which are expressed in maximum 
allowable annual energy use (``AEU'') in kilowatt-hours per year 
(``kWh/yr'') as a function of the calculated adjusted volume (``AV'') 
in cubic feet (``ft\3\''), are set forth in Table II.1 and Table II.2. 
The standards will apply to all products listed in Table II.1 and Table 
II.2 that are manufactured in, or imported into, the United States 
starting on October 28, 2019. For a detailed discussion of DOE's 
analysis of the benefits and burdens of the new standards pursuant to 
the criteria set forth in EPCA, please see the direct final rule. 81 FR 
75194 (Oct. 28, 2016).
    As required by EPCA, DOE also simultaneously published a NOPR 
proposing the identical standard levels contained in the direct final 
rule. 81 FR 74950 (Oct. 28, 2016). DOE considered whether any comment 
received during the 110-day comment period following the direct final 
rule was sufficiently ``adverse'' as to provide a reasonable basis for 
withdrawal of the direct final rule and continuation of this rulemaking 
under the NOPR. DOE subsequently determined that it did not receive any 
adverse comments that would provide a reasonable basis for withdrawal.

          Table II.1--Energy Conservation Standards for Coolers
------------------------------------------------------------------------
                                             Maximum allowable AEU  (kWh/
               Product class                             yr)
------------------------------------------------------------------------
Built-in Compact...........................  7.88AV [dagger] + 155.8
Built-in.                                    ...........................

[[Page 24216]]

 
Freestanding Compact.                        ...........................
Freestanding.                                ...........................
------------------------------------------------------------------------
[dagger] AV = Adjusted volume, in ft\3\, as calculated according to
  title 10 of the Code of Federal Regulations (``CFR'') part 430,
  subpart B, appendix A (Appendix A).


             Table II.2--Energy Conservation Standards for Combination Cooler Refrigeration Products
----------------------------------------------------------------------------------------------------------------
        Product class description            Product class designation *       Maximum allowable AEU (kWh/yr)
----------------------------------------------------------------------------------------------------------------
Cooler with all-refrigerator--automatic   C-3A............................  4.57AV [dagger] + 130.4
 defrost.
Built-in cooler with all-refrigerator--   C-3A-BI.........................  5.19AV + 147.8
 automatic defrost.
Cooler with upright freezers with         C-9.............................  5.58AV + 147.7
 automatic defrost without an automatic
 icemaker.
Built-in cooler with upright freezer      C-9-BI..........................  6.38AV + 168.8
 with automatic defrost without an
 automatic icemaker.
Cooler with upright freezer with          C-9I............................  5.58AV + 231.7
 automatic defrost with an automatic
 icemaker.
Built-in cooler with upright freezer      C-9I-BI.........................  6.38AV + 252.8
 with automatic defrost with an
 automatic icemaker.
Compact cooler with all-refrigerator--    C-13A...........................  5.93AV + 193.7
 automatic defrost.
Built-in compact cooler with all-         C-13A-BI [dagger][dagger].......  6.52AV + 213.1
 refrigerator--automatic defrost.
----------------------------------------------------------------------------------------------------------------
* These product classes are consistent with the current product classes established for refrigerators,
  refrigerator-freezers, and freezers. 10 CFR 430.32.
[dagger] AV = Adjusted volume, in ft\3\, as calculated according to 10 CFR part 430, subpart B, appendix A.
[dagger][dagger] There is no current product class 13A-BI for refrigerators, refrigerator-freezers, or freezers.

B. Comments on the MREF Direct Final Rule

    As discussed in section I of this document, not later than 120 days 
after issuance of the direct final rule, if DOE receives either (1) one 
or more adverse comments or (2) an alternative joint recommendation 
relating to the direct final rule within the prescribed 110-day comment 
period, the Secretary must determine whether the comments or 
alternative recommendation may provide a reasonable basis for 
withdrawal under 42 U.S.C. 6295(o) or other applicable law.
    Of the five substantive comments received in response to the direct 
final rule, four were from interested parties supporting the standard 
levels specified in the direct final rule as well as the process used 
to develop those standards. (All comments are available for public 
viewing at https://www.regulations.gov/docket?D=EERE-2011-BT-STD-0043.) 
Among these commenters, three (two manufacturers and an industry trade 
group) stated that the direct final rule standards would support the 
industry's goal of achieving a national marketplace for MREFs, prevent 
a patchwork of State regulations, and allow for future harmonization 
with Canadian regulations.\2\
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    \2\ DOE also received one comment from an individual that asked 
which two rules DOE was withdrawing to implement the direct final 
rule. See Docket No. EERE-2011-BT-STD-0043-0127. This comment 
appears to refer to a recent Executive Order that instructs Federal 
agencies to withdraw two regulations for each new regulation they 
issue. See 82 FR 9339 (Feb. 3, 2017) (Executive Order 13771--
``Reducing Regulation and Controlling Regulatory Costs''). The 
comment seeks clarification as to which rules DOE will withdraw and 
generally notes the need to rein in ``regulatory overkill'' by the 
Federal government. Because this direct final rule had already been 
issued three months prior to the Executive Order's signing, this 
rule falls outside of its scope. This document serves solely to 
confirm the direct final rule's applicable compliance date.
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    Another interested party submitted comments questioning the product 
classes, standards, and analysis included in the direct final rule. The 
following sections discuss these specific comments and DOE's 
determination that the comments do not provide a reasonable basis for 
withdrawal of the direct final rule.
1. Product Classes
    The interested party who criticized the rule commented that the 
product class structure and corresponding standards for coolers as 
specified in the direct final rule are not reasonable. It stated that 
vapor-compression products (i.e. those products using a compressor/
condenser-based system) differ significantly from other non-compressor 
refrigeration products, such as thermoelectric (i.e. semiconductor-
based) or absorption refrigeration products, in terms of testing and 
energy efficiency. Accordingly, in its view, DOE's rule should have 
included additional product classes to account for these differences. 
As an example of this approach, the interested party noted that the 
European Union's Energy Efficiency Directive No. 643/2009 and testing 
standard EN 62552-2013 include separate energy efficiency requirements 
for vapor-compression and non-compressor refrigeration products.
    As discussed in the direct final rule, DOE considered whether 
separate product classes for non-compressor products were appropriate 
throughout this rulemaking. In the preliminary analysis, DOE did not 
identify any unique consumer utility associated with non-compressor 
refrigeration systems that would justify separate product classes for 
these products. The MREF Working Group discussed the topic of product 
classes, and agreed with DOE's determination from the preliminary 
analysis. Following the Working Group recommendation, DOE sought 
additional information regarding the consideration of non-compressor 
products in a notice of data availability (``NODA''). 80 FR 77589 (Dec. 
15, 2015). DOE did not receive any information in response to the NODA 
indicating that separate non-compressor product classes would be 
justified. Consequently, in the absence of any information supporting 
the creation of non-compressor-based classes, DOE adopted the approach 
recommended by the Working Group, which led to the creation of the 
specific product classes detailed in the direct final rule. See 81 FR 
75194, 75196 (Oct. 28, 2016). See also id. at 75209 (explaining the 
basis for the specific classes adopted by DOE).

[[Page 24217]]

    While DOE acknowledges that non-compressor products differ from 
vapor-compression refrigeration products, DOE was unable to determine 
any basis on which separate product classes for non-compressor products 
would be appropriate. Under 42 U.S.C. 6295(q), DOE may establish 
product classes for groups of products that either: (1) Consume a 
different kind of energy from that consumed by other covered products; 
or (2) have a capacity or other performance-related feature which other 
covered products do not have, and such feature justifies a higher or 
lower standard from that which applies to other covered products. Non-
compressor products consume electric energy input, as do vapor-
compression products. DOE is also not aware of any performance-related 
feature associated with non-compressor products that vapor-compression 
products do not also offer. Accordingly, DOE maintains its 
determination in the direct final rule that separate product classes 
for non-compressor products are not appropriate.
2. Cooler Standard
    The interested party also argued that the test methods for built-in 
and freestanding products should be different, with built-in products 
tested in an enclosure leading to higher energy consumption, and 
therefore a single maximum allowable AEU is not appropriate for both 
freestanding and built-in cooler product classes.
    The MREF test procedures in 10 CFR part 430, subpart B, Appendix A 
(``Appendix A'') require that both freestanding and built-in products 
be tested in a freestanding configuration. Accordingly, Appendix A does 
not specifically lead to higher energy consumption for built-in 
products compared to freestanding products. Further, the standard 
levels specified in the direct final rule are consistent with those 
recommended by the MREF Working Group. The Working Group included 
multiple manufacturers, including manufacturers of built-in products, 
who determined that the same maximum AEU was appropriate for both 
built-in and freestanding coolers. Therefore, DOE has determined that 
the single maximum allowable AEU is appropriate for both freestanding 
and built-in coolers. Should DOE receive information in the future 
demonstrating that the test procedure requires modification to better 
address built-in products, DOE may revisit the test procedure at that 
time.
    The interested party also commented that the cooler standard 
outlined in the direct final rule is too stringent. It compared the 
direct final rule standard level equation for coolers to the equation 
previously established by the California Energy Commission (``CEC'') 
for coolers sold in California, and concluded that the direct final 
rule standard is 50 percent more stringent than the CEC regulation. It 
further stated that the direct final rule standards would reduce the 
number of MREFs in the market.
    DOE notes that the standards specified in the direct final rule and 
those in the CEC regulations are not directly comparable because they 
are based on energy consumption measured by different test procedures. 
Most significantly, the DOE test procedure in Appendix A applies a 
correction factor of 0.55 to the measured energy consumption of coolers 
to account for typical household usage. The test procedure used for the 
CEC regulations applies a usage factor of 0.85. Accounting for this 
difference alone, the DOE standard level from the direct final rule is 
equivalent to approximately 70 percent of the maximum allowable energy 
use in the CEC regulations. DOE observed that many coolers already 
achieve this efficiency level, including a non-compressor cooler tested 
by a third party in support of DOE's analysis, and that manufacturer 
recommendations from the Working Group supported a cooler standard at 
this level. Therefore, DOE concludes that the cooler standard is not 
too stringent and not likely to limit consumer purchasing options.
3. Analysis Periods
    The interested party commented that for coolers at TSL 2, DOE 
forecasted results over the lifetime of products from 2019 to 2048, 
while the other TSLs considered the period from 2021 to 2050. 
Similarly, it noted that for combination cooler refrigeration products, 
DOE analyzed TSL 1 results over the lifetime of products from 2019 to 
2048, and all other TSLs over the period from 2021 to 2050. The 
commenter noted that due to the different analysis periods used by DOE, 
the economic analysis and data comparing the different TSLs are unjust 
and unequal, leading to inaccurate economic analysis conclusions.
    In the direct final rule, DOE analyzed TSLs other than TSL 2 for 
coolers and TSL 1 for combination cooler refrigeration products based 
on the 5-year compliance period typically provided when DOE establishes 
the first energy conservation standards for newly covered products. 
However, because TSL 2 for coolers and TSL 1 for combination cooler 
refrigeration products were based on the standard levels and compliance 
period recommended by the MREF Working Group, DOE analyzed a 3-year 
compliance period for these TSLs only. DOE's analysis for each TSL 
considered the 30-year period following the standards compliance date, 
so TSLs based on the Working Group recommendation considered the 
analysis period from 2019 to 2048, while the analysis period for the 
other TSLs was 2021 to 2050. In its analysis, DOE discounted future 
impacts to the year of the analysis, which allowed for a direct 
comparison of the projected impacts for each TSL despite the different 
compliance years and 30-year analysis periods. See chapter 10 of the 
direct final rule technical support document for a description of the 
national impact analysis. Therefore, DOE has determined that its 
conclusions are valid and provide sufficient support for the efficiency 
levels adopted in the direct final rule.
4. Product Lifetimes
    The interested party also requested clarification regarding the 
lifetimes of products assumed in the national impact analysis. It 
commented that a 30-year product lifetime would be too long, and 
suggested that DOE use a lifetime of approximately 12 years for 
products such as wine coolers.
    In the direct final rule analysis, DOE did not assume a 30-year 
product lifetime; rather, it analyzed products sold over a 30-year 
period with a distribution of lifetimes. For full-size products (both 
coolers and combination cooler refrigeration products), DOE estimated a 
17.4-year average lifetime, consistent with the average lifetime for 
full-size refrigerators and freezers. For compact products, DOE 
estimated a 10.3-year average lifetime based on manufacturer input. See 
81 FR at 75219 and chapter 8, section 8.2.2.5 of the direct final rule 
technical support document. DOE maintains that these lifetime estimates 
are appropriate because they were supported by manufacturer feedback in 
the MREF Working Group.

III. Department of Justice Analysis of Competitive Impacts

    EPCA directs DOE to consider any lessening of competition that is 
likely to result from new or amended standards. It also directs the 
Attorney General of the United States (``Attorney General'') to 
determine the impact, if any, of any lessening of competition likely to 
result from a proposed standard and to transmit such determination to 
the Secretary within 60 days of the publication of a proposed rule, 
together

[[Page 24218]]

with an analysis of the nature and extent of the impact. (42 U.S.C. 
6295(o)(2)(B)(i)(V) and (B)(ii)) For the direct final rule discussed in 
this document, DOE published a NOPR containing energy conservation 
standards identical to those set forth the direct final rule and 
transmitted a copy of the direct final rule and the accompanying 
technical support document (``TSD'') to the Attorney General, 
requesting that the U.S. Department of Justice (``DOJ'') provide its 
determination on this issue. DOE has published DOJ's comments at the 
end of this document.
    DOJ reviewed the new standards in the direct final rule and the 
direct final rule TSD discussed in this document. As a result of its 
analysis, DOJ concluded that the new standards issued in the direct 
final rule are unlikely to have a significant adverse impact on 
competition. DOJ further noted that the standards established in the 
direct final rule were the same as recommended standards submitted in 
the consensus recommendations signed by industry participants who 
believed they could meet the standards (as well as other interested 
parties).

IV. Social Cost of Carbon

    DOE notes that the direct final rule discussed in this document 
preceded Executive Order 16093's requirement to revise future analyses 
involving carbon monetization. See 82 FR 16093 (March 31, 2017). The 
direct final rule included an analysis that examined the impacts 
associated with the social cost of carbon. These values, which were 
ancillary to the primary analyses that DOE conducted to determine 
whether the standards adopted in the rule were justified under the 
statutory criteria prescribed under 42 U.S.C. 6295(o), did not change 
the results of DOE's analyses. Accordingly, while the inclusion of 
these values helped in providing additional detail regarding the 
impacts from the rule, those details played no role in determining the 
outcome of DOE's decision under EPCA.

V. National Environmental Policy Act

    Pursuant to the National Environmental Policy Act of 1969 
(``NEPA''), DOE has determined that this direct final rule fits within 
the category of actions included in Categorical Exclusion (``CX'') B5.1 
and otherwise meets the requirements for application of a CX. See 10 
CFR part 1021, App. B, B5.1(b); 1021.410(b) and Appendix B, B(1)-(5). 
This rule fits within the category of actions because it is a 
rulemaking establishing energy conservation standards for consumer 
products or industrial equipment, and for which none of the exceptions 
identified in CX B5.1(b) apply. Therefore, DOE has made a CX 
determination for this rulemaking, and DOE does not need to prepare an 
Environmental Assessment or Environmental Impact Statement for it. 
DOE's CX determination applying to this direct final rule is available 
at http://energy.gov/nepa/categorical-exclusion-cx-determinations-cx.

VI. Conclusion

    In summary, based on the discussion above, DOE has determined that 
the comments received in response to the direct final rule for new 
energy conservation standards for MREFs do not provide a reasonable 
basis for withdrawal of the direct final rule. As a result, the energy 
conservation standards set forth in that direct final rule became 
effective on February 27, 2017. Compliance with the standards 
articulated in that direct final rule is required on October 28, 2019.

    Issued in Washington, DC, on May 22, 2017.
Daniel R. Simmons,
Acting Assistant Secretary, Energy Efficiency and Renewable Energy.

Appendix

[The following letter from the Department of Justice will not appear 
in the Code of Federal Regulations.]

U.S. DEPARTMENT OF JUSTICE
Antitrust Division
Renata B. Hesse
Acting Assistant Attorney General
RFK Main Justice Building
950 Pennsylvania Avenue, N.W.
Washington, D.C. 20530-0001
(202)514-2401/(202)616-2645 (Fax)

December 27, 2016

Daniel Cohen
Assistant General Counsel for Legislation, Regulation and Energy 
Efficiency
Department of Energy
Washington, DC 20585

Re: Docket No. EERE-2011-BT-STD-0043

    Dear Assistant General Counsel Cohen:
    I am responding to your letter of October 28, 2016 seeking the 
views of the Attorney General about the potential impact on 
competition of proposed energy conservation standards for 
miscellaneous refrigeration products (MREFs).
    Your request was submitted under Section 325(o)(2)(B)(i)(V) of 
the Energy Policy and Conservation Act, as amended (EPCA), 42 U.S.C. 
Sec.  6295(o)(2)(B)(i)(V), which requires the Attorney General to 
make a determination of the impact of any lessening of competition 
that is likely to result from the imposition of proposed energy 
conservation standards. The Attorney General's responsibility for 
responding to requests from other departments about the effect of a 
program on competition has been delegated to the Assistant Attorney 
General for the Antitrust Division in 28 CFR Sec.  0.40(g).
    In conducting its analysis, the Antitrust Division examines 
whether a proposed standard may lessen competition, for example, by 
substantially limiting consumer choice or increasing industry 
concentration. A lessening of competition could result in higher 
prices to manufacturers and consumers.
    We have reviewed the proposed standards contained in the Notice 
of Proposed Rulemaking and the Direct Final Rule (81 Fed. Reg. 74950 
and 75194, Oct. 28, 2016), and the related Technical Support 
Document. We have also reviewed the transcript of the public meeting 
held on the proposed standards on January 9, 2015, and public 
comments filed with the Department of Energy, and conducted 
interviews with industry representatives.
    Based on the information currently available, we do not believe 
that the proposed energy conservation standards for MREFs are likely 
to have a significant adverse impact on competition.

Very truly yours,

Renata B. Hesse.

[FR Doc. 2017-10867 Filed 5-25-17; 8:45 am]
 BILLING CODE 6450-01-P



                                                24214                Federal Register / Vol. 82, No. 101 / Friday, May 26, 2017 / Rules and Regulations

                                                prescribed under 42 U.S.C. 6295(o), did                 Daniel Cohen                                          miscellaneous refrigeration products.
                                                not change the results of DOE’s                         Assistant General Counsel                             DOE has determined that the comments
                                                analyses. Accordingly, while the                        Department of Energy                                  received in response to that direct final
                                                                                                        Washington, DC 20585                                  rule do not provide a reasonable basis
                                                inclusion of these values helped in
                                                providing additional detail regarding                      Dear Assistant General Counsel Cohen:              for withdrawing it. Therefore, DOE is
                                                                                                           I am responding to your January 13, 2017,          providing notice confirming the
                                                the impacts from the rule, those details
                                                                                                        letter seeking the views of the Attorney
                                                played no role in determining the                                                                             adoption of the energy conservation
                                                                                                        General about the potential impact on
                                                outcome of DOE’s decision under EPCA.                   competition of proposed energy conservation           standards established in that direct final
                                                                                                        standards for residential central air                 rule and announces the effective date of
                                                VI. National Environmental Policy Act                                                                         those standards.
                                                                                                        conditioners and heat pumps. Your request
                                                   Pursuant to the National                             was submitted under Section                           DATES: The direct final rule for
                                                Environmental Policy Act of 1969                        325(o)(2)(B)(i)(V) of the Energy Policy and           miscellaneous refrigeration products
                                                (‘‘NEPA’’), DOE has determined that this                Conservation Act, as amended (ECPA), 42               published on October 28, 2016 (81 FR
                                                direct final rule fits within the category              U.S.C. 6295(o)(2)(B)(i)(V) and 43 U.S.C.              75194) became effective on February 27,
                                                of actions included in Categorical                      6316(a), which requires the Attorney General          2017. Compliance with the new
                                                Exclusion (‘‘CX’’) B5.1 and otherwise                   to make a determination of the impact of any
                                                                                                        lessening of competition that is likely to
                                                                                                                                                              standards in the direct final rule will be
                                                meets the requirements for application                                                                        required on October 28, 2019, as set
                                                                                                        result from the imposition of proposed
                                                of a CX. See 10 CFR part 1021, App. B,                  energy conservation standards. The Attorney           forth in Table II.1 and Table II.2 in
                                                B5.1(b); 1021.410(b) and Appendix B,                    General’s responsibility for responding to            section II of the Supplementary
                                                B(1)–(5). This rule fits within the                     requests from other departments about the             Information section of this document.
                                                category of actions because it is a                     effect of a program on competition has been           ADDRESSES: The docket for this
                                                rulemaking establishing energy                          delegated to the Assistant Attorney General           rulemaking, which includes Federal
                                                conservation standards for consumer                     for the Antitrust Division in 28 CFR § 0.40(g).       Register notices, public meeting
                                                products or industrial equipment, and                   In conducting its analysis, the Antitrust
                                                                                                                                                              attendee lists and transcripts,
                                                for which none of the exceptions                        Division examines whether a proposed
                                                                                                        standard may lessen competition, for                  comments, and other supporting
                                                identified in CX B5.1(b) apply.                                                                               documents/materials, is available for
                                                                                                        example, by substantially limiting consumer
                                                Therefore, DOE has made a CX                            choice or increasing industry concentration.          review at www.regulations.gov. All
                                                determination for this rulemaking, and                  A lessening of competition could result in            documents in the docket are listed in
                                                DOE does not need to prepare an                         higher prices to manufacturers and                    the www.regulations.gov index.
                                                Environmental Assessment or                             consumers.                                            However, not all documents listed in
                                                Environmental Impact Statement for                         We have reviewed the proposed standards            the index may be publicly available,
                                                them. DOE’s CX determination that                       contained in the Direct Final Rule (82 Fed.           such as information that is exempt from
                                                applies to this direct final rule is                    Reg. 1786, January 6, 2017). We have also             public disclosure.
                                                available at http://energy.gov/nepa/                    reviewed supplementary information                       The docket Web page can be found at
                                                                                                        submitted to the Attorney General by the
                                                categorical-exclusion-cx-                                                                                     http://www.regulations.gov/
                                                                                                        Department of Energy. Based on this review,
                                                determinations-cx.                                      our conclusion is that the proposed energy            #!docketDetail;D=EERE-2011-BT-STD-
                                                VII. Conclusion                                         conservation standards for residential central        0043. The docket Web page contains
                                                                                                        air conditioners and heat pumps are unlikely          simple instructions on how to access all
                                                   In summary, based on the discussion                  to have a significant adverse impact on               documents, including public comments,
                                                above, DOE has determined that the                      competition.                                          in the docket.
                                                comments received in response to the                    Sincerely,                                               For further information on how to
                                                direct final rule for new energy                        Brent Snyder.                                         review the docket, contact the
                                                conservation standards for CAC and HPs                                                                        Appliance and Equipment Standards
                                                                                                        [FR Doc. 2017–10869 Filed 5–25–17; 8:45 am]
                                                do not provide a reasonable basis for                                                                         Program staff at (202) 586–6636 or by
                                                withdrawal of the direct final rule. As                 BILLING CODE 6450–01–P
                                                                                                                                                              email: ApplianceStandardsQuestions@
                                                a result, the energy conservation                                                                             ee.doe.gov.
                                                standards set forth in this direct final
                                                                                                        DEPARTMENT OF ENERGY                                  FOR FURTHER INFORMATION CONTACT:
                                                rule became effective on May 8, 2017.
                                                                                                                                                              Joseph Hagerman, U.S. Department of
                                                Compliance with the standards                           10 CFR Part 430                                       Energy, Office of Energy Efficiency and
                                                articulated in this direct final rule will
                                                                                                        [EERE–2011–BT–STD–0043]                               Renewable Energy, Building
                                                be required on January 1, 2023.
                                                                                                                                                              Technologies Office, EE–5B, 1000
                                                  Issued in Washington, DC, on May 22,                  RIN 1904–AC51                                         Independence Avenue SW.,
                                                2017.                                                                                                         Washington, DC 20585–0121.
                                                Daniel R Simmons,                                       Energy Conservation Program: Energy                   Telephone: (202) 586–4549. Email:
                                                Acting Assistant Secretary, Energy Efficiency           Conservation Standards for                            ApplianceStandardsQuestions@
                                                and Renewable Energy.                                   Miscellaneous Refrigeration Products                  ee.doe.gov.
                                                Appendix                                                AGENCY:  Office of Energy Efficiency and              SUPPLEMENTARY INFORMATION:
                                                [The following letter will not appear in the
                                                                                                        Renewable Energy, Department of
                                                                                                        Energy.                                               I. Authority
                                                Code of Federal Regulations]
                                                                                                        ACTION: Confirmation of effective date                   As amended by the Energy Efficiency
                                                U.S. DEPARTMENT OF JUSTICE
                                                Antitrust Division                                      and compliance date for direct final                  Improvement Act of 2015, Public Law
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                                                                                                        rule.                                                 114–11 (April 30, 2105), the Energy
                                                BRENT SNYDER
                                                Acting Assistant Attorney General                                                                             Policy and Conservation Act (‘‘EPCA’’
                                                Main Justice Building                                   SUMMARY:   On October 28, 2016, the U.S.              or, in context, ‘‘the Act’’), Public Law
                                                950 Pennsylvania Avenue, N.W.                           Department of Energy (‘‘DOE’’)                        94–163 (42 U.S.C. 6291–6309, as
                                                Washington, D.C. 20530–0001                             published in the Federal Register a                   codified), authorizes DOE to issue a
                                                (202) 514–2401/(202) 616–2645 (Fax)                     direct final rule to establish new energy             direct final rule establishing an energy
                                                March 7, 2017                                           conservation standards for                            conservation standard for a product on


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                                                                             Federal Register / Vol. 82, No. 101 / Friday, May 26, 2017 / Rules and Regulations                                                                                         24215

                                                receipt of a statement submitted jointly                                  that is the subject of this document—                                       may receive to satisfy its statutory
                                                by interested persons that are fairly                                     miscellaneous refrigeration products                                        obligation to ensure that any energy
                                                representative of relevant points of view                                 (‘‘MREFs’’). As such, DOE did not                                           conservation standard that it adopts
                                                (including representatives of                                             withdraw this direct final rule and                                         achieves the maximum improvement in
                                                manufacturers of covered products,                                        allowed it to become effective. Although                                    energy efficiency that is technologically
                                                States, and efficiency advocates) as                                      not required under EPCA, DOE                                                feasible and economically justified and
                                                determined by the Secretary of Energy                                     customarily publishes a summary of the                                      will result in significant conservation of
                                                (‘‘Secretary’’). That statement must                                      comments received during the 110-day                                        energy. Upon review, the Secretary
                                                contain recommendations with respect                                      comment period and its responses to                                         determined that the consensus
                                                to an energy or water conservation                                        those comments.1 This document                                              recommendations submitted in the
                                                standard that are in accordance with the                                  contains such a summary, as well as                                         MREF Term Sheet comports with the
                                                provisions of 42 U.S.C. 6295(o) or 42                                     DOE’s responses to those comments.                                          standard-setting criteria set forth under
                                                U.S.C. 6313(a)(6)(B), as applicable. A                                    II. Miscellaneous Refrigeration                                             42 U.S.C. 6295(o). Accordingly, the
                                                notice of proposed rulemaking                                             Products Direct Final Rule                                                  consensus recommendation efficiency
                                                (‘‘NOPR’’) that proposes an identical                                                                                                                 levels, included as trial standard level
                                                energy efficiency standard must be                                        A. Background                                                               (‘‘TSL’’) 2 for coolers and TSL 1 for
                                                published simultaneously with the                                            During the rulemaking proceeding to                                      combination cooler refrigeration
                                                direct final rule and a public comment                                    consider new energy conservation                                            products, were adopted as the new
                                                period of at least 110 days provided. 42                                  standards for MREFs, DOE received a                                         standard levels in the direct final rule.
                                                U.S.C. 6295(p)(4). Not later than 120                                     statement submitted by an Appliance                                         81 FR 75194, 75252–75256 (Oct. 28,
                                                days after issuance of the direct final                                   Standards and Rulemaking Federal                                            2016).
                                                rule, if DOE receives one or more                                         Advisory Committee (‘‘ASRAC’’)                                                 As the relevant statutory criteria were
                                                adverse comments or an alternative joint                                  negotiated rulemaking working group                                         satisfied, the Secretary adopted the new
                                                recommendation is received relating to                                    for MREFs (the ‘‘MREF Working Group’’                                       energy conservation standards for
                                                the direct final rule, the Secretary must                                 or, in context, the ‘‘Working Group’’).                                     MREFs set forth in the direct final rule.
                                                determine whether the comments or                                         The MREF Working Group consisted of                                         These standards, which are expressed in
                                                alternative recommendation may                                            15 members, including two members                                           maximum allowable annual energy use
                                                provide a reasonable basis for                                            from ASRAC and one DOE                                                      (‘‘AEU’’) in kilowatt-hours per year
                                                withdrawal under 42 U.S.C. 6295(o) or                                     representative, with the balance                                            (‘‘kWh/yr’’) as a function of the
                                                other applicable law.                                                     comprising representatives of
                                                   When making a determination                                                                                                                        calculated adjusted volume (‘‘AV’’) in
                                                                                                                          manufacturers of the covered products
                                                whether to withdraw a direct final rule,                                                                                                              cubic feet (‘‘ft3’’), are set forth in Table
                                                                                                                          at issue, efficiency advocates, and a
                                                DOE considers the substance, rather                                                                                                                   II.1 and Table II.2. The standards will
                                                                                                                          utility representative. The MREF
                                                than the quantity, of comments. To this                                                                                                               apply to all products listed in Table II.1
                                                                                                                          Working Group submitted to ASRAC
                                                end, DOE weighs the substance of any                                                                                                                  and Table II.2 that are manufactured in,
                                                                                                                          two Term Sheets, one of which
                                                adverse comment(s) received against the                                                                                                               or imported into, the United States
                                                                                                                          contained recommendations with
                                                anticipated benefits of the consensus                                                                                                                 starting on October 28, 2019. For a
                                                                                                                          respect to new energy conservation
                                                recommendations and the likelihood                                                                                                                    detailed discussion of DOE’s analysis of
                                                                                                                          standards for MREFs that, in the
                                                that further consideration of the                                                                                                                     the benefits and burdens of the new
                                                                                                                          commenters’ view, would satisfy the
                                                comment(s) would change the results of                                                                                                                standards pursuant to the criteria set
                                                                                                                          EPCA requirements at 42 U.S.C. 6295(o),
                                                the rulemaking. DOE notes that to the                                     and ASRAC subsequently adopted these                                        forth in EPCA, please see the direct final
                                                extent an adverse comment had been                                        consensus recommendations. (See                                             rule. 81 FR 75194 (Oct. 28, 2016).
                                                previously raised and addressed in the                                    ‘‘MREF Term Sheet’’, EERE–2011–BT–                                             As required by EPCA, DOE also
                                                rulemaking proceeding, such a                                             STD–0043–0011).                                                             simultaneously published a NOPR
                                                submission will not typically provide a                                      Pursuant to 42 U.S.C. 6295(p)(4), the                                    proposing the identical standard levels
                                                basis for withdrawal of a direct final                                    Secretary must determine whether a                                          contained in the direct final rule. 81 FR
                                                rule. If the Secretary makes such a                                       jointly submitted recommendation for                                        74950 (Oct. 28, 2016). DOE considered
                                                determination, DOE must withdraw the                                      an energy or water conservation                                             whether any comment received during
                                                direct final rule and proceed with the                                    standard is in accordance with 42 U.S.C.                                    the 110-day comment period following
                                                simultaneously published NOPR. DOE                                        6295(o) or 42 U.S.C. 6313(a)(6)(B), as                                      the direct final rule was sufficiently
                                                must publish in the Federal Register the                                  applicable. As stated in the direct final                                   ‘‘adverse’’ as to provide a reasonable
                                                reasons why the direct final rule was                                     rule, this determination is exactly the                                     basis for withdrawal of the direct final
                                                withdrawn.                                                                type of analysis DOE conducts                                               rule and continuation of this rulemaking
                                                   DOE determined that it did not                                         whenever it considers potential energy                                      under the NOPR. DOE subsequently
                                                receive any adverse comments                                              conservation standards pursuant to                                          determined that it did not receive any
                                                providing a basis for withdrawal as                                       EPCA. DOE applies the same principles                                       adverse comments that would provide a
                                                described above for the direct final rule                                 to any consensus recommendations it                                         reasonable basis for withdrawal.

                                                                                                    TABLE II.1—ENERGY CONSERVATION STANDARDS FOR COOLERS
                                                                                                                                                                                                                                              Maximum allowable
                                                                                                                                   Product class                                                                                                     AEU
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                                                                                                                                                                                                                                                   (kWh/yr)

                                                Built-in Compact ..........................................................................................................................................................................   7.88AV † + 155.8
                                                Built-in.


                                                  1 See, e.g., Notice of effective date and

                                                compliance dates for direct final rule, 76 FR 67037
                                                (Oct. 31, 2011).


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                                                24216                    Federal Register / Vol. 82, No. 101 / Friday, May 26, 2017 / Rules and Regulations

                                                                                   TABLE II.1—ENERGY CONSERVATION STANDARDS FOR COOLERS—Continued
                                                                                                                                                                                                                        Maximum allowable
                                                                                                                         Product class                                                                                         AEU
                                                                                                                                                                                                                             (kWh/yr)

                                                Freestanding Compact.
                                                Freestanding.
                                                  † AV = Adjusted volume, in ft3, as calculated according to title 10 of the Code of Federal Regulations (‘‘CFR’’) part 430, subpart B, appendix A
                                                (Appendix A).

                                                            TABLE II.2—ENERGY CONSERVATION STANDARDS FOR COMBINATION COOLER REFRIGERATION PRODUCTS
                                                                                                                                                                                                                        Maximum allowable
                                                                                                                                                                                                Product class
                                                                                                    Product class description                                                                                                  AEU
                                                                                                                                                                                                designation *                (kWh/yr)

                                                Cooler with all-refrigerator—automatic defrost ............................................................................................   C–3A ................     4.57AV † + 130.4
                                                Built-in cooler with all-refrigerator—automatic defrost .................................................................................     C–3A–BI ...........       5.19AV + 147.8
                                                Cooler with upright freezers with automatic defrost without an automatic icemaker ..................................                          C–9 ...................   5.58AV + 147.7
                                                Built-in cooler with upright freezer with automatic defrost without an automatic icemaker ........................                            C–9–BI .............      6.38AV + 168.8
                                                Cooler with upright freezer with automatic defrost with an automatic icemaker .........................................                       C–9I ..................   5.58AV + 231.7
                                                Built-in cooler with upright freezer with automatic defrost with an automatic icemaker .............................                          C–9I–BI ............      6.38AV + 252.8
                                                Compact cooler with all-refrigerator—automatic defrost ..............................................................................         C–13A ..............      5.93AV + 193.7
                                                Built-in compact cooler with all-refrigerator—automatic defrost ..................................................................            C–13A–BI †† ....          6.52AV + 213.1
                                                 * These product classes are consistent with the current product classes established for refrigerators, refrigerator-freezers, and freezers. 10
                                                CFR 430.32.
                                                 † AV = Adjusted volume, in ft3, as calculated according to 10 CFR part 430, subpart B, appendix A.
                                                 †† There is no current product class 13A–BI for refrigerators, refrigerator-freezers, or freezers.


                                                B. Comments on the MREF Direct Final                                Another interested party submitted                              that the European Union’s Energy
                                                Rule                                                              comments questioning the product                                  Efficiency Directive No. 643/2009 and
                                                   As discussed in section I of this                              classes, standards, and analysis                                  testing standard EN 62552–2013 include
                                                document, not later than 120 days after                           included in the direct final rule. The                            separate energy efficiency requirements
                                                issuance of the direct final rule, if DOE                         following sections discuss these specific                         for vapor-compression and non-
                                                receives either (1) one or more adverse                           comments and DOE’s determination that                             compressor refrigeration products.
                                                comments or (2) an alternative joint                              the comments do not provide a                                        As discussed in the direct final rule,
                                                recommendation relating to the direct                             reasonable basis for withdrawal of the                            DOE considered whether separate
                                                final rule within the prescribed 110-day                          direct final rule.                                                product classes for non-compressor
                                                comment period, the Secretary must                                1. Product Classes                                                products were appropriate throughout
                                                determine whether the comments or                                    The interested party who criticized                            this rulemaking. In the preliminary
                                                alternative recommendation may                                    the rule commented that the product                               analysis, DOE did not identify any
                                                provide a reasonable basis for                                    class structure and corresponding                                 unique consumer utility associated with
                                                withdrawal under 42 U.S.C. 6295(o) or                             standards for coolers as specified in the                         non-compressor refrigeration systems
                                                other applicable law.                                             direct final rule are not reasonable. It                          that would justify separate product
                                                   Of the five substantive comments                               stated that vapor-compression products                            classes for these products. The MREF
                                                received in response to the direct final                          (i.e. those products using a compressor/                          Working Group discussed the topic of
                                                rule, four were from interested parties                           condenser-based system) differ                                    product classes, and agreed with DOE’s
                                                supporting the standard levels specified                          significantly from other non-compressor                           determination from the preliminary
                                                in the direct final rule as well as the                           refrigeration products, such as                                   analysis. Following the Working Group
                                                process used to develop those                                     thermoelectric (i.e. semiconductor-                               recommendation, DOE sought
                                                standards. (All comments are available                            based) or absorption refrigeration                                additional information regarding the
                                                for public viewing at https://                                    products, in terms of testing and energy                          consideration of non-compressor
                                                www.regulations.gov/docket?D=EERE-                                efficiency. Accordingly, in its view,                             products in a notice of data availability
                                                2011-BT-STD-0043.) Among these                                    DOE’s rule should have included                                   (‘‘NODA’’). 80 FR 77589 (Dec. 15, 2015).
                                                commenters, three (two manufacturers                              additional product classes to account for                         DOE did not receive any information in
                                                and an industry trade group) stated that                          these differences. As an example of this                          response to the NODA indicating that
                                                the direct final rule standards would                             approach, the interested party noted                              separate non-compressor product
                                                support the industry’s goal of achieving                                                                                            classes would be justified.
                                                a national marketplace for MREFs,                                 Order that instructs Federal agencies to withdraw                 Consequently, in the absence of any
                                                prevent a patchwork of State                                      two regulations for each new regulation they issue.               information supporting the creation of
                                                regulations, and allow for future                                 See 82 FR 9339 (Feb. 3, 2017) (Executive Order                    non-compressor-based classes, DOE
                                                                                                                  13771—‘‘Reducing Regulation and Controlling
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                                                harmonization with Canadian                                                                                                         adopted the approach recommended by
                                                                                                                  Regulatory Costs’’). The comment seeks clarification
                                                regulations.2                                                     as to which rules DOE will withdraw and generally                 the Working Group, which led to the
                                                                                                                  notes the need to rein in ‘‘regulatory overkill’’ by              creation of the specific product classes
                                                  2 DOE also received one comment from an                         the Federal government. Because this direct final                 detailed in the direct final rule. See 81
                                                individual that asked which two rules DOE was                     rule had already been issued three months prior to
                                                withdrawing to implement the direct final rule. See               the Executive Order’s signing, this rule falls outside
                                                                                                                                                                                    FR 75194, 75196 (Oct. 28, 2016). See
                                                Docket No. EERE–2011–BT–STD–0043–0127. This                       of its scope. This document serves solely to confirm              also id. at 75209 (explaining the basis
                                                comment appears to refer to a recent Executive                    the direct final rule’s applicable compliance date.               for the specific classes adopted by DOE).


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                                                                     Federal Register / Vol. 82, No. 101 / Friday, May 26, 2017 / Rules and Regulations                                         24217

                                                  While DOE acknowledges that non-                      compared the direct final rule standard               levels and compliance period
                                                compressor products differ from vapor-                  level equation for coolers to the                     recommended by the MREF Working
                                                compression refrigeration products,                     equation previously established by the                Group, DOE analyzed a 3-year
                                                DOE was unable to determine any basis                   California Energy Commission (‘‘CEC’’)                compliance period for these TSLs only.
                                                on which separate product classes for                   for coolers sold in California, and                   DOE’s analysis for each TSL considered
                                                non-compressor products would be                        concluded that the direct final rule                  the 30-year period following the
                                                appropriate. Under 42 U.S.C. 6295(q),                   standard is 50 percent more stringent                 standards compliance date, so TSLs
                                                DOE may establish product classes for                   than the CEC regulation. It further stated            based on the Working Group
                                                groups of products that either: (1)                     that the direct final rule standards                  recommendation considered the
                                                Consume a different kind of energy from                 would reduce the number of MREFs in                   analysis period from 2019 to 2048,
                                                that consumed by other covered                          the market.                                           while the analysis period for the other
                                                products; or (2) have a capacity or other                  DOE notes that the standards                       TSLs was 2021 to 2050. In its analysis,
                                                performance-related feature which other                 specified in the direct final rule and                DOE discounted future impacts to the
                                                covered products do not have, and such                  those in the CEC regulations are not                  year of the analysis, which allowed for
                                                feature justifies a higher or lower                     directly comparable because they are                  a direct comparison of the projected
                                                standard from that which applies to                     based on energy consumption measured                  impacts for each TSL despite the
                                                other covered products. Non-                            by different test procedures. Most                    different compliance years and 30-year
                                                compressor products consume electric                    significantly, the DOE test procedure in              analysis periods. See chapter 10 of the
                                                energy input, as do vapor-compression                   Appendix A applies a correction factor                direct final rule technical support
                                                products. DOE is also not aware of any                  of 0.55 to the measured energy                        document for a description of the
                                                performance-related feature associated                  consumption of coolers to account for                 national impact analysis. Therefore,
                                                with non-compressor products that                       typical household usage. The test                     DOE has determined that its
                                                vapor-compression products do not also                  procedure used for the CEC regulations                conclusions are valid and provide
                                                offer. Accordingly, DOE maintains its                   applies a usage factor of 0.85.                       sufficient support for the efficiency
                                                determination in the direct final rule                  Accounting for this difference alone, the             levels adopted in the direct final rule.
                                                that separate product classes for non-                  DOE standard level from the direct final
                                                                                                        rule is equivalent to approximately 70                4. Product Lifetimes
                                                compressor products are not
                                                appropriate.                                            percent of the maximum allowable                         The interested party also requested
                                                                                                        energy use in the CEC regulations. DOE                clarification regarding the lifetimes of
                                                2. Cooler Standard                                      observed that many coolers already                    products assumed in the national
                                                   The interested party also argued that                achieve this efficiency level, including a            impact analysis. It commented that a 30-
                                                the test methods for built-in and                       non-compressor cooler tested by a third               year product lifetime would be too long,
                                                freestanding products should be                         party in support of DOE’s analysis, and               and suggested that DOE use a lifetime of
                                                different, with built-in products tested                that manufacturer recommendations                     approximately 12 years for products
                                                in an enclosure leading to higher energy                from the Working Group supported a                    such as wine coolers.
                                                consumption, and therefore a single                     cooler standard at this level. Therefore,                In the direct final rule analysis, DOE
                                                maximum allowable AEU is not                            DOE concludes that the cooler standard                did not assume a 30-year product
                                                appropriate for both freestanding and                   is not too stringent and not likely to                lifetime; rather, it analyzed products
                                                built-in cooler product classes.                        limit consumer purchasing options.                    sold over a 30-year period with a
                                                   The MREF test procedures in 10 CFR                                                                         distribution of lifetimes. For full-size
                                                part 430, subpart B, Appendix A                         3. Analysis Periods                                   products (both coolers and combination
                                                (‘‘Appendix A’’) require that both                         The interested party commented that                cooler refrigeration products), DOE
                                                freestanding and built-in products be                   for coolers at TSL 2, DOE forecasted                  estimated a 17.4-year average lifetime,
                                                tested in a freestanding configuration.                 results over the lifetime of products                 consistent with the average lifetime for
                                                Accordingly, Appendix A does not                        from 2019 to 2048, while the other TSLs               full-size refrigerators and freezers. For
                                                specifically lead to higher energy                      considered the period from 2021 to                    compact products, DOE estimated a
                                                consumption for built-in products                       2050. Similarly, it noted that for                    10.3-year average lifetime based on
                                                compared to freestanding products.                      combination cooler refrigeration                      manufacturer input. See 81 FR at 75219
                                                Further, the standard levels specified in               products, DOE analyzed TSL 1 results                  and chapter 8, section 8.2.2.5 of the
                                                the direct final rule are consistent with               over the lifetime of products from 2019               direct final rule technical support
                                                those recommended by the MREF                           to 2048, and all other TSLs over the                  document. DOE maintains that these
                                                Working Group. The Working Group                        period from 2021 to 2050. The                         lifetime estimates are appropriate
                                                included multiple manufacturers,                        commenter noted that due to the                       because they were supported by
                                                including manufacturers of built-in                     different analysis periods used by DOE,               manufacturer feedback in the MREF
                                                products, who determined that the same                  the economic analysis and data                        Working Group.
                                                maximum AEU was appropriate for both                    comparing the different TSLs are unjust
                                                built-in and freestanding coolers.                      and unequal, leading to inaccurate                    III. Department of Justice Analysis of
                                                Therefore, DOE has determined that the                  economic analysis conclusions.                        Competitive Impacts
                                                single maximum allowable AEU is                            In the direct final rule, DOE analyzed                EPCA directs DOE to consider any
                                                appropriate for both freestanding and                   TSLs other than TSL 2 for coolers and                 lessening of competition that is likely to
                                                built-in coolers. Should DOE receive                    TSL 1 for combination cooler                          result from new or amended standards.
                                                information in the future demonstrating                 refrigeration products based on the 5-                It also directs the Attorney General of
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                                                that the test procedure requires                        year compliance period typically                      the United States (‘‘Attorney General’’)
                                                modification to better address built-in                 provided when DOE establishes the first               to determine the impact, if any, of any
                                                products, DOE may revisit the test                      energy conservation standards for newly               lessening of competition likely to result
                                                procedure at that time.                                 covered products. However, because                    from a proposed standard and to
                                                   The interested party also commented                  TSL 2 for coolers and TSL 1 for                       transmit such determination to the
                                                that the cooler standard outlined in the                combination cooler refrigeration                      Secretary within 60 days of the
                                                direct final rule is too stringent. It                  products were based on the standard                   publication of a proposed rule, together


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                                                24218                Federal Register / Vol. 82, No. 101 / Friday, May 26, 2017 / Rules and Regulations

                                                with an analysis of the nature and                      products or industrial equipment, and                 to the Assistant Attorney General for the
                                                extent of the impact. (42 U.S.C.                        for which none of the exceptions                      Antitrust Division in 28 CFR § 0.40(g).
                                                6295(o)(2)(B)(i)(V) and (B)(ii)) For the                identified in CX B5.1(b) apply.                         In conducting its analysis, the Antitrust
                                                                                                                                                              Division examines whether a proposed
                                                direct final rule discussed in this                     Therefore, DOE has made a CX                          standard may lessen competition, for
                                                document, DOE published a NOPR                          determination for this rulemaking, and                example, by substantially limiting consumer
                                                containing energy conservation                          DOE does not need to prepare an                       choice or increasing industry concentration.
                                                standards identical to those set forth the              Environmental Assessment or                           A lessening of competition could result in
                                                direct final rule and transmitted a copy                Environmental Impact Statement for it.                higher prices to manufacturers and
                                                of the direct final rule and the                        DOE’s CX determination applying to                    consumers.
                                                accompanying technical support                          this direct final rule is available at                  We have reviewed the proposed standards
                                                document (‘‘TSD’’) to the Attorney                                                                            contained in the Notice of Proposed
                                                                                                        http://energy.gov/nepa/categorical-
                                                                                                                                                              Rulemaking and the Direct Final Rule (81
                                                General, requesting that the U.S.                       exclusion-cx-determinations-cx.                       Fed. Reg. 74950 and 75194, Oct. 28, 2016),
                                                Department of Justice (‘‘DOJ’’) provide                                                                       and the related Technical Support Document.
                                                its determination on this issue. DOE has                VI. Conclusion
                                                                                                                                                              We have also reviewed the transcript of the
                                                published DOJ’s comments at the end of                     In summary, based on the discussion                public meeting held on the proposed
                                                this document.                                          above, DOE has determined that the                    standards on January 9, 2015, and public
                                                   DOJ reviewed the new standards in                    comments received in response to the                  comments filed with the Department of
                                                the direct final rule and the direct final              direct final rule for new energy                      Energy, and conducted interviews with
                                                rule TSD discussed in this document.                    conservation standards for MREFs do                   industry representatives.
                                                As a result of its analysis, DOJ                        not provide a reasonable basis for                      Based on the information currently
                                                concluded that the new standards                                                                              available, we do not believe that the
                                                                                                        withdrawal of the direct final rule. As
                                                                                                                                                              proposed energy conservation standards for
                                                issued in the direct final rule are                     a result, the energy conservation                     MREFs are likely to have a significant
                                                unlikely to have a significant adverse                  standards set forth in that direct final              adverse impact on competition.
                                                impact on competition. DOJ further                      rule became effective on February 27,                 Very truly yours,
                                                noted that the standards established in                 2017. Compliance with the standards                   Renata B. Hesse.
                                                the direct final rule were the same as                  articulated in that direct final rule is
                                                recommended standards submitted in                                                                            [FR Doc. 2017–10867 Filed 5–25–17; 8:45 am]
                                                                                                        required on October 28, 2019.
                                                the consensus recommendations signed                      Issued in Washington, DC, on May 22,
                                                                                                                                                              BILLING CODE 6450–01–P
                                                by industry participants who believed                   2017.
                                                they could meet the standards (as well                  Daniel R. Simmons,
                                                as other interested parties).                                                                                 DEPARTMENT OF ENERGY
                                                                                                        Acting Assistant Secretary, Energy Efficiency
                                                IV. Social Cost of Carbon                               and Renewable Energy.                                 10 CFR Part 431
                                                  DOE notes that the direct final rule                  Appendix                                              [EERE–2015–BT–STD–0008]
                                                discussed in this document preceded
                                                                                                        [The following letter from the Department of          RIN 1904–AD52
                                                Executive Order 16093’s requirement to                  Justice will not appear in the Code of Federal
                                                revise future analyses involving carbon                 Regulations.]                                         Energy Conservation Program: Energy
                                                monetization. See 82 FR 16093 (March                    U.S. DEPARTMENT OF JUSTICE                            Conservation Standards for Dedicated-
                                                31, 2017). The direct final rule included               Antitrust Division                                    Purpose Pool Pumps
                                                an analysis that examined the impacts                   Renata B. Hesse
                                                associated with the social cost of                      Acting Assistant Attorney General                     AGENCY:  Office of Energy Efficiency and
                                                carbon. These values, which were                        RFK Main Justice Building                             Renewable Energy, Department of
                                                ancillary to the primary analyses that                  950 Pennsylvania Avenue, N.W.                         Energy.
                                                DOE conducted to determine whether                      Washington, D.C. 20530–0001                           ACTION: Confirmation of effective date
                                                the standards adopted in the rule were                  (202)514–2401/(202)616–2645 (Fax)                     and compliance date for direct final
                                                justified under the statutory criteria                  December 27, 2016                                     rule.
                                                prescribed under 42 U.S.C. 6295(o), did                 Daniel Cohen
                                                not change the results of DOE’s                         Assistant General Counsel for Legislation,            SUMMARY:   On January 18, 2017, the U.S.
                                                analyses. Accordingly, while the                          Regulation and Energy Efficiency                    Department of Energy (‘‘DOE’’)
                                                                                                        Department of Energy                                  published in the Federal Register a
                                                inclusion of these values helped in                     Washington, DC 20585
                                                providing additional detail regarding                                                                         direct final rule to establish new energy
                                                                                                        Re: Docket No. EERE–2011–BT–STD–0043                  conservation standards for dedicated
                                                the impacts from the rule, those details
                                                                                                          Dear Assistant General Counsel Cohen:               purpose pool pumps. DOE has
                                                played no role in determining the
                                                                                                          I am responding to your letter of October           determined that the comments received
                                                outcome of DOE’s decision under EPCA.                   28, 2016 seeking the views of the Attorney            in response to that direct final rule do
                                                V. National Environmental Policy Act                    General about the potential impact on                 not provide a reasonable basis for
                                                                                                        competition of proposed energy conservation
                                                   Pursuant to the National                             standards for miscellaneous refrigeration
                                                                                                                                                              withdrawing it. Therefore, DOE is
                                                Environmental Policy Act of 1969                        products (MREFs).                                     providing notice confirming the
                                                (‘‘NEPA’’), DOE has determined that this                  Your request was submitted under Section            adoption of the energy conservation
                                                direct final rule fits within the category              325(o)(2)(B)(i)(V) of the Energy Policy and           standards established in that direct final
                                                of actions included in Categorical                      Conservation Act, as amended (EPCA), 42               rule and announces the effective date of
                                                Exclusion (‘‘CX’’) B5.1 and otherwise                   U.S.C. § 6295(o)(2)(B)(i)(V), which requires          those standards.
                                                                                                        the Attorney General to make a
mstockstill on DSK30JT082PROD with RULES




                                                meets the requirements for application                                                                        DATES: The direct final rule for
                                                                                                        determination of the impact of any lessening
                                                of a CX. See 10 CFR part 1021, App. B,                                                                        dedicated-purpose pool pumps
                                                                                                        of competition that is likely to result from the
                                                B5.1(b); 1021.410(b) and Appendix B,                    imposition of proposed energy conservation            published on January 18, 2017 (82 FR
                                                B(1)–(5). This rule fits within the                     standards. The Attorney General’s                     5650) became effective on May 18, 2017.
                                                category of actions because it is a                     responsibility for responding to requests from        Compliance with the dedicated-purpose
                                                rulemaking establishing energy                          other departments about the effect of a               pool pumps standards in the direct final
                                                conservation standards for consumer                     program on competition has been delegated             rule will be required on July 19, 2021.


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Document Created: 2017-05-26 02:24:38
Document Modified: 2017-05-26 02:24:38
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionConfirmation of effective date and compliance date for direct final rule.
DatesThe direct final rule for miscellaneous refrigeration products published on October 28, 2016 (81 FR 75194) became effective on February 27, 2017. Compliance with the new standards in the direct final rule will be required on October 28, 2019, as set forth in Table II.1 and Table II.2 in section II of the Supplementary Information section of this document.
ContactJoseph Hagerman, U.S. Department of Energy, Office of Energy Efficiency and Renewable Energy, Building Technologies Office, EE-5B, 1000 Independence Avenue SW., Washington, DC 20585-0121. Telephone: (202) 586-4549. Email: [email protected]
FR Citation82 FR 24214 
RIN Number1904-AC51

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