82_FR_24382 82 FR 24281 - Notice of Solicitation of Applications (NOSA) for the Rural Community Development Initiative (RCDI) for Fiscal Year 2017

82 FR 24281 - Notice of Solicitation of Applications (NOSA) for the Rural Community Development Initiative (RCDI) for Fiscal Year 2017

DEPARTMENT OF AGRICULTURE
Rural Housing Service

Federal Register Volume 82, Issue 101 (May 26, 2017)

Page Range24281-24290
FR Document2017-10776

The Rural Housing Service (RHS), an agency within the USDA Rural Development (RD) mission area herein referred to as the Agency announces the acceptance of applications under the Rural Community Development Initiative (RCDI) program. Applicants must provide matching funds in an amount at least equal to the Federal grant. These grants will be made to qualified intermediary organizations that will provide financial and technical assistance to recipients to develop their capacity and ability to undertake projects related to housing, community facilities, or community and economic development that will support the community. This Notice lists the information needed to submit an application for these funds. This Notice announces that the Rural Housing Service (Agency) is accepting fiscal year (FY) 2017 applications for the RCDI program. The Agency will publish the program funding level on the Rural Development Web site https://www.rd.usda.gov/programs-services/rural- community-development-initiative-grants. This Notice contains revised evaluation criteria that are streamlined, in order to enhance program efficiency and delivery.

Federal Register, Volume 82 Issue 101 (Friday, May 26, 2017)
[Federal Register Volume 82, Number 101 (Friday, May 26, 2017)]
[Notices]
[Pages 24281-24290]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-10776]


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DEPARTMENT OF AGRICULTURE

Rural Housing Service


Notice of Solicitation of Applications (NOSA) for the Rural 
Community Development Initiative (RCDI) for Fiscal Year 2017

AGENCY: Rural Housing Service, USDA.

ACTION: Notice.

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SUMMARY: The Rural Housing Service (RHS), an agency within the USDA 
Rural Development (RD) mission area herein referred to as the Agency 
announces the acceptance of applications under the Rural Community 
Development Initiative (RCDI) program. Applicants must provide matching 
funds in an amount at least equal to the Federal grant. These grants 
will be made to qualified intermediary organizations that will provide 
financial and technical assistance to recipients to develop their 
capacity and ability to undertake projects related to housing, 
community facilities, or community and economic development that will 
support the community.
    This Notice lists the information needed to submit an application 
for these funds. This Notice announces that the Rural Housing Service 
(Agency) is accepting fiscal year (FY) 2017 applications for the RCDI 
program. The Agency will publish the program funding level on the Rural 
Development Web site https://www.rd.usda.gov/programs-services/rural-community-development-initiative-grants. This Notice contains revised 
evaluation criteria that are streamlined, in order to enhance program 
efficiency and delivery.

DATES: The deadline for receipt of an application is 4 p.m. local time, 
July 25, 2017. The application date and time are firm. The Agency will 
not consider any application received after the deadline. Applicants 
intending to mail applications must provide sufficient time to permit 
delivery on or before the closing deadline date and time. Acceptance by 
the United States Postal Service or private mailer does not constitute 
delivery. Facsimile (FAX), electronic mail, and postage due 
applications will not be accepted.

ADDRESSES: Entities wishing to apply for assistance may download the 
application documents and requirements delineated in this Notice from 
the RCDI Web site: http://www.rd.usda.gov/programs-services/rural-community-development-initiative-grants.

[[Page 24282]]

    Application information for electronic submissions may be found at 
http://www.grants.gov.
    Applicants may also request paper application packages from the 
Rural Development office in their state. A list of Rural Development 
State offices contacts can be found via https://www.rd.usda.gov/files/CF_State_Office_Contacts.pdf.

FOR FURTHER INFORMATION CONTACT: The Rural Development office for the 
state in which the applicant is located. A list of Rural Development 
State Office contacts is provided at the following link: https://www.rd.usda.gov/files/CF_State_Office_Contacts.pdf.

Paperwork Reduction Act

    The paperwork burden has been cleared by the Office of Management 
and Budget (OMB) under OMB Control Number 0575-0180.

SUPPLEMENTARY INFORMATION: 

Overview

    Federal Agency: Rural Housing Service.
    Funding Opportunity Title: Rural Community Development Initiative.
    Announcement Type: Initial Announcement.
    Catalog of Federal Domestic Assistance (CFDA) Number: 10.446.
    Dates: The deadline for receipt of an application is 4 p.m. local 
time, July 25, 2017. The application date and time are firm. The Agency 
will not consider any application received after the deadline. 
Applicants intending to mail applications must provide sufficient time 
to permit delivery on or before the closing deadline date and time. 
Acceptance by the United States Postal Service or private mailer does 
not constitute delivery. Facsimile (FAX), electronic mail and postage 
due applications will not be accepted.

A. Program Description

    Congress first authorized the RCDI in 1999 (Pub. L. 106-78, which 
was amended most recently by the Consolidated Appropriations Act, 2016 
(Pub. L. 114-113) to develop the capacity and ability of private, 
nonprofit community-based housing and community development 
organizations, low-income rural communities, and federally recognized 
Native American Tribes to undertake projects related to housing, 
community facilities, or community and economic development in rural 
areas. Strengthening the recipient's capacity in these areas will 
benefit the communities they serve. The RCDI structure requires the 
intermediary (grantee) to provide a program of financial and technical 
assistance to recipients. The recipients will, in turn, provide 
programs to their communities (beneficiaries).

B. Federal Award Information

    This Notice is being published prior to the Congressional enactment 
of a full-year appropriation for fiscal year 2017. The Agency will 
continue to process applications received under this announcement and 
should RCDI receive appropriated funds, these funds will be announced 
on the following Web site: http://www.rd.usda.gov/programs-services/rural-community-development-initiative-grants. Enactment of additional 
continuing resolutions or an appropriations act may affect the 
availability or level of funding for this program.
    Qualified private, nonprofit and public (including tribal) 
intermediary organizations proposing to carry out financial and 
technical assistance programs will be eligible to receive the grant 
funding.
    The intermediary will be required to provide matching funds in an 
amount at least equal to the RCDI grant.
    A grant will be the type of assistance instrument awarded to 
successful applications.
    The respective minimum and maximum grant amount per intermediary is 
$50,000 and $250,000.
    Grant funds must be utilized within 3 years from date of the award.
    A grantee that has an outstanding RCDI grant over 3 years old, as 
of the application due date in this Notice, is not eligible to apply 
for this round of funding.
    The intermediary must provide a program of financial and technical 
assistance to one or more of the following: A private, nonprofit 
community-based housing and development organization, a low-income 
rural community or a federally recognized tribe.
    (a) Sections 743, 744, 745, and 746 of the Consolidated 
Appropriations Act, 2016 (Pub. L. 114-113) apply. Any corporation (i) 
that has been convicted of a felony criminal violation under any 
Federal law within the past 24 months or (ii) that has any unpaid 
Federal tax liability that has been assessed, for which all judicial 
and administrative remedies have been exhausted or have lapsed, and 
that is not being paid in a timely manner pursuant to an agreement with 
the authority responsible for collecting the tax liability, is not 
eligible for financial assistance provided with funds, unless a Federal 
agency has considered suspension or debarment of the corporation and 
has made a determination that this further action is not necessary to 
protect the interests of the Government. In addition, none of the funds 
appropriated or otherwise made available by this or any other Act may 
be available for a contract, grant, or cooperative agreement with an 
entity that requires employees or contractors of such entity seeking to 
report fraud, waste, or abuse to sign internal confidentiality 
agreements or statements prohibiting or otherwise restricting such 
employees or contractors from lawfully reporting such waste, fraud, or 
abuse to a designated investigative or law enforcement representative 
of a Federal department or agency authorized to receive such 
information. Additionally, no funds appropriated in this or any other 
Act may be used to implement or enforce the agreements in Standard 
Forms 312 and 4414 of the Government or any other nondisclosure policy, 
form, or agreement if such policy, form, or agreement does not contain 
the following provisions: ``These provisions are consistent with and do 
not supersede, conflict with, or otherwise alter the employee 
obligations, rights, or liabilities created by existing statute or 
Executive order relating to (1) classified information, (2) 
communications to Congress, (3) the reporting to an Inspector General 
of a violation of any law, rule, or regulation, or mismanagement, a 
gross waste of funds, an abuse of authority, or a substantial and 
specific danger to public health or safety, or (4) any other 
whistleblower protection.
    (b) A nondisclosure agreement may continue to be implemented and 
enforced notwithstanding subsection (a) if it complies with the 
requirements for such agreement that were in effect when the agreement 
was entered into.
    (c) No funds appropriated in this or any other Act may be used to 
implement or enforce any agreement entered into during fiscal year 2014 
which does not contain substantially similar language to that required 
in subsection (a).''

C. Eligibility Information

    Applicants must meet all of the following eligibility requirements 
by the application deadline. Applications which fail to meet any of 
these requirements by the application deadline will be deemed 
ineligible and will not be evaluated further, and will not receive a 
Federal award.

1. Eligible Applicants

    (a) Qualified private, nonprofit, (including faith-based and 
community organizations and philanthropic foundations), in accordance 
with 7 CFR part 16, and public (including tribal)

[[Page 24283]]

intermediary organizations are eligible applicants. Definitions that 
describe eligible organizations and other key terms are listed below.
    (b) The recipient must be a nonprofit community-based housing and 
development organization, low-income rural community, or federally 
recognized tribe based on the RCDI definitions of these groups.
    (c) Private nonprofit, faith or community-based organizations must 
provide a certificate of incorporation and good standing from the 
Secretary of the State of incorporation, or other similar and valid 
documentation of current nonprofit status. For low-income rural 
community recipients, the Agency requires evidence that the entity is a 
public body and census data verifying that the median household income 
of the community where the office receiving the financial and technical 
assistance is located is at, or below, 80 percent of the State or 
national median household income, whichever is higher. For federally 
recognized tribes, the Agency needs the page listing their name from 
the current Federal Register list of tribal entities recognized and 
eligible for funding services (see the definition of federally 
recognized tribes in this Notice for details on this list).
    (d) Any corporation (1) that has been convicted of a felony 
criminal violation under any Federal law within the past 24 months or 
(2) that has any unpaid Federal tax liability that has been assessed, 
for which all judicial and administrative remedies have been exhausted 
or have lapsed, and that is not being paid in a timely manner pursuant 
to an agreement with the authority responsible for collecting the tax 
liability; is not eligible for financial assistance provided with full-
year appropriated funds for Fiscal Year 2017, unless a Federal agency 
has considered suspension or debarment of the corporation and has made 
a determination that this further action is not necessary to protect 
the interests of the Government.

2. Cost Sharing or Matching

    There is a matching requirement of at least equal to the amount of 
the grant. If this matching funds requirement is not met, the 
application will be deemed ineligible. See section D, Application and 
Submission Information, for required pre-award and post award matching 
funds documentation submission.
    The intermediary must provide matching funds at least equal to the 
amount of the grant. Verification of matching funds must be submitted 
with the application. Matching funds must be committed for a period 
equal to the grant performance period. The intermediary will be 
required to provide matching funds in an amount at least equal to the 
RCDI grant. In-kind contributions such as salaries, donated time and 
effort, real and nonexpendable personal property and goods and services 
cannot be used as matching funds.
    Matching funds are cash or confirmed funding commitments and must 
be at least equal to the grant amount and committed for a period of not 
less than the grant performance period. These funds can only be used 
for eligible RCDI activities. Matching funds must be used to support 
the overall purpose of the RCDI program.
    In-kind contributions such as salaries, donated time and effort, 
real and nonexpendable personal property and goods and services cannot 
be used as matching funds.
    Grant funds and matching funds must be used in equal proportions. 
This does not mean funds have to be used equally by line item.
    The request for advance or reimbursement and supporting 
documentation must show that RCDI fund usage does not exceed the 
cumulative amount of matching funds used.
    Grant funds will be disbursed pursuant to relevant provisions of 2 
CFR parts 200 and 400. Verification of matching funds must be submitted 
with the application. See Section D, other program requirements, for 
matching funds documentation and pre-award requirements.
    The intermediary is responsible for demonstrating that matching 
funds are available, and committed for a period of not less than the 
grant performance period to the RCDI proposal. Matching funds may be 
provided by the intermediary or a third party. Other Federal funds may 
be used as matching funds if authorized by statute and the purpose of 
the funds is an eligible RCDI purpose.
    RCDI funds will be disbursed on an advance or reimbursement basis. 
Matching funds cannot be expended prior to execution of the RCDI Grant 
Agreement.

3. Other Program Requirements

    (a) The recipient and beneficiary, but not the intermediary, must 
be located in an eligible rural area. The physical location of the 
recipient's office that will be receiving the financial and technical 
assistance must be in an eligible rural area. If the recipient is a 
low-income community, the median household income of the area where the 
office is located must be at or below 80 percent of the State or 
national median household income, whichever is higher. The applicable 
Rural Development State Office can assist in determining the 
eligibility of an area.
    A listing of Rural Development State Office contacts can be found 
at the following link: https://www.rd.usda.gov/files/CF_State_Office_Contacts.pdf. A map showing eligible rural areas can be 
found at the following link: http://eligibility.sc.egov.usda.gov/eligibility/welcomeAction.do?pageAction=RBSmenu&NavKey=property@13.
    (b) RCDI grantees that have an outstanding grant over 3 years old, 
as of the application due date in this Notice, will not be eligible to 
apply for this round of funding. Grant and matching funds must be 
utilized in a timely manner to ensure that the goals and objectives of 
the program are met.
    (c) Individuals cannot be recipients.
    (d) The intermediary must provide a program of financial and 
technical assistance to the recipient.
    (e) The intermediary organization must have been legally organized 
for a minimum of 3 years and have at least 3 years prior experience 
working with private nonprofit community-based housing and development 
organizations, low-income rural communities, or tribal organizations in 
the areas of housing, community facilities, or community and economic 
development.
    (f) Proposals must be structured to utilize the grant funds within 
3 years from the date of the award.
    (g) Each applicant, whether singularly or jointly, may only submit 
one application for RCDI funds under this Notice. This restriction does 
not preclude the applicant from providing matching funds for other 
applications.
    (h) Recipients can benefit from more than one RCDI application; 
however, after grant selections are made, the recipient can only 
benefit from multiple RCDI grants if the type of financial and 
technical assistance the recipient will receive is not duplicative. The 
services described in multiple RCDI grant applications must have 
separate and identifiable accounts for compliance purposes.
    (i) The intermediary and the recipient cannot be the same entity. 
The recipient can be a related entity to the intermediary, if it meets 
the definition of a recipient, provided the relationship does not 
create a Conflict of Interest that cannot be resolved to Rural 
Development's satisfaction.
    (j) If the recipient is a low-income rural community, identify the 
unit of

[[Page 24284]]

government to which the financial and technical assistance will be 
provided, e.g., town council or village board. The financial and 
technical assistance must be provided to the organized unit of 
government representing that community, not the community at large.

4. Eligible Grant Purposes

    Fund uses must be consistent with the RCDI purpose. A nonexclusive 
list of eligible grant uses includes the following:
    (a) Provide technical assistance to develop recipients' capacity 
and ability to undertake projects related to housing, community 
facilities, or community and economic development, e.g., the 
intermediary hires a staff person to provide technical assistance to 
the recipient or the recipient hires a staff person, under the 
supervision of the intermediary, to carry out the technical assistance 
provided by the intermediary.
    (b) Develop the capacity of recipients to conduct community 
development programs, e.g., homeownership education or training for 
business entrepreneurs.
    (c) Develop the capacity of recipients to conduct development 
initiatives, e.g., programs that support micro-enterprise and 
sustainable development.
    (d) Develop the capacity of recipients to increase their leveraging 
ability and access to alternative funding sources by providing training 
and staffing.
    (e) Develop the capacity of recipients to provide the technical 
assistance component for essential community facilities projects.
    (f) Assist recipients in completing pre-development requirements 
for housing, community facilities, or community and economic 
development projects by providing resources for professional services, 
e.g., architectural, engineering, or legal.
    (g) Improve recipient's organizational capacity by providing 
training and resource material on developing strategic plans, board 
operations, management, financial systems, and information technology.
    (h) Purchase of computers, software, and printers, limited to 
$10,000 per award, at the recipient level when directly related to the 
technical assistance program being undertaken by the intermediary.
    (i) Provide funds to recipients for training-related travel costs 
and training expenses related to RCDI.

5. Ineligible Fund Uses

    The following is a list of ineligible grant uses:
    (a) Pass-through grants, and any funds provided to the recipient in 
a lump sum that are not reimbursements.
    (b) Funding a revolving loan fund (RLF).
    (c) Construction (in any form).
    (d) Salaries for positions involved in construction, renovations, 
rehabilitation, and any oversight of these types of activities.
    (e) Intermediary preparation of strategic plans for recipients.
    (f) Funding prostitution, gambling, or any illegal activities.
    (g) Grants to individuals.
    (h) Funding a grant where there may be a conflict of interest, or 
an appearance of a conflict of interest, involving any action by the 
Agency.
    (i) Paying obligations incurred before the beginning date without 
prior Agency approval or after the ending date of the grant agreement.
    (j) Purchasing real estate.
    (k) Improvement or renovation of the grantee's or recipient's 
office space or for the repair or maintenance of privately owned 
vehicles.
    (l) Any purpose prohibited in 2 CFR part 200 or 400.
    (m) Using funds for recipient's general operating costs.
    (n) Using grant or matching funds for Individual Development 
Accounts.
    (o) Purchasing vehicles.

6. Program Examples and Restrictions

    The following are examples of eligible and ineligible purposes 
under the RCDI program. (These examples are illustrative and are not 
meant to limit the activities proposed in the application. Activities 
that meet the objectives of the RCDI program and meet the criteria 
outlined in this Notice will be considered eligible.)
    (a) The intermediary must work directly with the recipient, not the 
ultimate beneficiaries. As an example:
    The intermediary provides training to the recipient on how to 
conduct homeownership education classes. The recipient then provides 
ongoing homeownership education to the residents of the community--the 
ultimate beneficiaries. This ``train the trainer'' concept fully meets 
the intent of this initiative. The intermediary is providing technical 
assistance that will build the recipient's capacity by enabling them to 
conduct homeownership education classes for the public.
    This is an eligible purpose. However, if the intermediary directly 
provided homeownership education classes to individuals in the 
recipient's service area, this would not be an eligible purpose because 
the recipient would be bypassed.
    (b) If the intermediary is working with a low-income community as 
the recipient, the intermediary must provide the technical assistance 
to the entity that represents the low-income community and is 
identified in the application. Examples of entities representing a low-
income community are a village board or a town council.
    If the intermediary provides technical assistance to the Board of 
the low-income community on how to establish a cooperative, this would 
be an eligible purpose. However, if the intermediary works directly 
with individuals from the community to establish the cooperative, this 
is not an eligible purpose.
    The recipient's capacity is built by learning skills that will 
enable them to support sustainable economic development in their 
communities on an ongoing basis.
    (c) The intermediary may provide technical assistance to the 
recipient on how to create and operate a revolving loan fund. The 
intermediary may not monitor or operate the revolving loan fund. RCDI 
funds, including matching funds, cannot be used to fund revolving loan 
funds.
    (d) The intermediary may work with recipients in building their 
capacity to provide planning and leadership development training. The 
recipients of this training would be expected to assume leadership 
roles in the development and execution of regional strategic plans. The 
intermediary would work with multiple recipients in helping communities 
recognize their connections to the greater regional and national 
economies.
    (e) The intermediary could provide training and technical 
assistance to the recipients on developing emergency shelter and 
feeding, short-term housing, search and rescue, and environmental 
accident, prevention, and cleanup program plans. For longer term 
disaster and economic crisis responses, the intermediary could work 
with the recipients to develop job placement and training programs, and 
develop coordinated transit systems for displaced workers.

D. Application and Submission Information

1. Address To Request Application Package

    Entities wishing to apply for assistance may download the 
application documents and requirements delineated in this Notice from 
the RCDI Web site: http://www.rd.usda.gov/programs-services/

[[Page 24285]]

rural-community-development-initiative-grants.
    Application information for electronic submissions may be found at 
http://www.grants.gov.
    Applicants may also request paper application packages from the 
Rural Development office in their state. A list of Rural Development 
State office contacts can be found via https://www.rd.usda.gov/files/CF_State_Office_Contacts.pdf. You may also obtain a copy by calling 
202-205-9685.

2. Content and Form of Application Submission

    If the applicant is ineligible or the application is incomplete, 
the Agency will inform the applicant in writing of the decision, 
reasons therefore, and its appeal rights and no further evaluation of 
the application will occur.
    A complete application for RCDI funds must include the following:
    (a) A summary page, double-spaced between items, listing the 
following: (This information should not be presented in narrative 
form.)
    (1) Applicant's name,
    (2) Applicant's address,
    (3) Applicant's telephone number,
    (4) Name of applicant's contact person, email address and telephone 
number,
    (5) Applicant's fax number,
    (6) County where applicant is located,
    (7) Congressional district number where applicant is located,
    (8) Amount of grant request, and
    (9) Number of recipients.
    (b) A detailed Table of Contents containing page numbers for each 
component of the application.
    (c) A project overview, no longer than one page, including the 
following items, which will also be addressed separately and in detail 
under ``Building Capacity and Expertise'' of the ``Evaluation 
Criteria.''
    (1) The type of technical assistance to be provided to the 
recipients and how it will be implemented.
    (2) How the capacity and ability of the recipients will be 
improved.
    (3) The overall goals to be accomplished.
    (4) The benchmarks to be used to measure the success of the 
program. Benchmarks should be specific and quantifiable.
    (d) Organizational documents, such as a certificate of 
incorporation and a current good standing certification from the 
Secretary of State where the applicant is incorporated and other 
similar and valid documentation of current non-profit status, from the 
intermediary that confirms it has been legally organized for a minimum 
of 3 years as the applicant entity.
    (e) Verification of source and amount of matching funds, e.g., a 
copy of a bank statement if matching funds are in cash or a copy of the 
confirmed funding commitment from the funding source.
    The verification must show that matching funds are available for 
the duration of the grant performance period. The verification of 
matching funds must be submitted with the application or the 
application will be considered incomplete.
    The applicant will be contacted by the Agency prior to grant award 
to verify that the matching funds provided with the application 
continue to be available. The applicant will have 15 days from the date 
contacted to submit verification that matching funds continue to be 
available.
    If the applicant is unable to provide the verification within that 
timeframe, the application will be considered ineligible. The applicant 
must maintain bank statements on file or other documentation for a 
period of at least 3 years after grant closing except that the records 
shall be retained beyond the 3-year period if audit findings have not 
been resolved.
    (f) The following information for each recipient:
    (1) Recipient's entity name,
    (2) Complete address (mailing and physical location, if different),
    (3) County where located,
    (4) Number of Congressional district where recipient is located,
    (5) Contact person's name, email address and telephone number and,
    (6) Form RD 400-4, ``Assurance Agreement.'' If the Form RD 400-4 is 
not submitted for the applicant and each recipient, the recipient will 
be considered ineligible. No information pertaining to that recipient 
will be included in the income or population scoring criteria and the 
requested funding may be adjusted due to the deletion of the recipient.
    (g) Submit evidence that each recipient entity is eligible. 
Documentation must be submitted to verify recipient eligibility. 
Acceptable documentation varies depending on the type of recipient:
    (1) Nonprofits--provide a current valid letter confirming non-
profit status from the Secretary of the State of incorporation, a 
current good standing certification from the Secretary of the State of 
incorporation, or other valid documentation of current nonprofit status 
of each recipient.
    A nonprofit recipient must provide evidence that it is a valid 
nonprofit when the intermediary applies for the RCDI grant. 
Organizations with pending requests for nonprofit designations are not 
eligible.
    (2) Low-income rural community--provide evidence the entity is a 
public body (copy of Charter, relevant Acts of Assembly, relevant court 
orders (if created judicially) or other valid documentation), a copy of 
the 2010 census data to verify the population, and 2010 American 
Community Survey (ACS) 5-year estimates (2006-2010 data set) data as 
evidence that the median household income is at, or below, 80 percent 
of either the State or national median household income. We will only 
accept data and printouts from http://www.census.gov.
    (3) Federally recognized tribes--provide the page listing their 
name from the Federal Register list of tribal entities published most 
recently by the Bureau of Indian Affairs. The 2016 list is available at 
81 FR 19 5019-5025 and https://www.thefederalregister.org/fdsys/pkg/FR-2016-01-29/pdf/2016-01769.pdf.
    (h) Each of the ``Evaluation Criteria'' must be addressed 
specifically and individually by category. Present these criteria in 
narrative form. Narrative (not including attachments) must be limited 
to five pages per criterion. The ``Population and Income'' criteria for 
recipient locations can be provided in the form of a list; however, the 
source of the data must be included on the page(s).
    (i) A timeline identifying specific activities and proposed dates 
for completion.
    (j) A detailed project budget that includes the RCDI grant amount 
and matching funds. This should be a line-item budget, by category. 
Categories such as salaries, administrative, other, and indirect costs 
that pertain to the proposed project must be clearly defined. 
Supporting documentation listing the components of these categories 
must be included. The budget should be dated: Year 1, year 2, and year 
3, as applicable.
    (k) The indirect cost category in the project budget should be used 
only when a grant applicant has a federally negotiated indirect cost 
rate. A copy of the current rate agreement must be provided with the 
application. Non-federal entities that have never received a negotiated 
indirect cost rate, except for those non-Federal entities described in 
Appendix VII to Part 200-States and Local Government and Indian Tribe 
Indirect Cost Proposals, paragraph (d)(1)(B), may use the de minimis 
rate of 10% of modified total direct costs (MTDC).
    (l) Form SF-424, ``Application for Federal Assistance.''

[[Page 24286]]

    (Do not complete Form SF-424A, ``Budget Information.'' A separate 
line-item budget should be presented as described in Letter (j) of this 
section.)
    (m) Form SF-424B, ``Assurances--Non-Construction Programs.''
    (n) Form AD-1047, ``Certification Regarding Debarment, Suspension, 
and Other Responsibility Matters--Primary Covered Transactions.''
    (o) Form AD-1048, ``Certification Regarding Debarment, Suspension, 
Ineligibility and Voluntary Exclusion--Lower Tier Covered 
Transactions.''
    (p) Form AD-1049, ``Certification Regarding Drug-Free Workplace 
Requirements.''
    (q) Certification of Non-Lobbying Activities.
    (r) Standard Form LLL, ``Disclosure of Lobbying Activities,'' if 
applicable.
    (s) Form RD 400-4, ``Assurance Agreement,'' for the applicant and 
each recipient.
    (t) Identify and report any association or relationship with Rural 
Development employees. (A statement acknowledging whether or not a 
relationship exists is required.)
    (u) Form AD-3030, ``Representations Regarding Felony Conviction and 
Tax Delinquent Status for Corporate Applicants,'' if you are a 
corporation. A corporation is any entity that has filed articles of 
incorporation in one of the 50 States, the District of Columbia, the 
Federated States of Micronesia, the Republic of Palau, and the Republic 
of the Marshall Islands, or the various territories of the United 
States including American Samoa, Guam, Midway Islands, Northern Mariana 
Islands, Puerto Rico, or the U.S. Virgin Islands. Corporations include 
both for profit and non-profit entities.

3. Dun and Bradstreet Data Universal Numbering System (DUNS) and System 
for Awards Management (SAM)

    Grant applicants must obtain a Dun and Bradstreet Data Universal 
Numbering System (DUNS) number and register in the System for Award 
Management (SAM) prior to submitting an application pursuant to 2 CFR 
25.200(b). In addition, an entity applicant must maintain registration 
in SAM at all times during which it has an active Federal award or an 
application or plan under consideration by the Agency. Similarly, all 
recipients of Federal financial assistance are required to report 
information about first-tier subawards and executive compensation in 
accordance to 2 CFR part 170. So long as an entity applicant does not 
have an exception under 2 CFR 170.110(b), the applicant must have the 
necessary processes and systems in place to comply with the reporting 
requirements should the applicant receive funding. See 2 CFR 
170.200(b).
    An applicant, unless excepted under 2 CFR 25.110(b), (c), or (d), 
is required to:
    (a) Be registered in SAM before submitting its application;
    (b) Provide a valid DUNS number in its application; and
    (c) Continue to maintain an active SAM registration with current 
information at all times during which it has an active Federal award or 
an application or plan under consideration by a Federal awarding 
agency.
    The Federal awarding agency may not make a federal award to an 
applicant until the applicant has complied with all applicable DUNS and 
SAM requirements and, if an applicant has not fully complied with the 
requirements by the time the Federal awarding agency is ready to make a 
Federal award, the Federal awarding agency may determine that the 
applicant is not qualified to receive a Federal award and use that 
determination as a basis for making a Federal award to another 
applicant.
    As required by the Office of Management and Budget (OMB), all grant 
applications must provide a DUNS number when applying for Federal 
grants, on or after October 1, 2003. Organizations can receive a DUNS 
number at no cost by calling the dedicated toll-free number at 1-866-
705-5711 or via Internet at http://fedgov.dnb.com/webform. Additional 
information concerning this requirement can be obtained on the 
Grants.gov Web site at http://www.grants.gov. Similarly, applicants may 
register for SAM at https://www.sam.gov or by calling 1-866-606-8220.
    The applicant must provide documentation that they are registered 
in SAM and their DUNS number. If the applicant does not provide 
documentation that they are registered in SAM and their DUNS number, 
the application will not be considered for funding. The required forms 
and certifications can be downloaded from the RCDI Web site at: http://www.rd.usda.gov/programs-services/rural-community-development-initiative-grants.

4. Submission Dates and Times

    The deadline for receipt of an application is 4 p.m. local time, 
July 25, 2017. The application date and time are firm. The Agency will 
not consider any application received after the deadline. You may 
submit your application in paper form or electronically through 
Grants.gov. Applicants intending to mail applications must provide 
sufficient time to permit delivery on or before the closing deadline 
date and time. Acceptance by the United States Postal Service or 
private mailer does not constitute delivery. Facsimile (FAX), 
electronic mail and postage due applications will not be accepted.
    To submit a paper application, the original application package 
must be submitted to the Rural Development State Office where the 
applicant's headquarters is located.
    A listing of Rural Development State Offices contacts can be found 
via https://www.rd.usda.gov/files/CF_State_Office_Contacts.pdf.
    Applications will not be accepted via FAX or electronic mail.
    Applicants may file an electronic application at http://www.grants.gov. Grants.gov contains full instructions on all required 
passwords, credentialing, and software. Follow the instructions at 
Grants.gov for registering and submitting an electronic application. If 
a system problem or technical difficulty occurs with an electronic 
application, please use the customer support resources available at the 
Grants.gov Web site.
    Technical difficulties submitting an application through Grants.gov 
will not be a reason to extend the application deadline. If an 
application is unable to be submitted through Grants.gov, a paper 
application must be received in the appropriate Rural Development State 
Office by the deadline noted previously.
    First time Grants.gov users should carefully read and follow the 
registration steps listed on the Web site. These steps need to be 
initiated early in the application process to avoid delays in 
submitting your application online.
    In order to register with System for Award Management (SAM), your 
organization will need a DUNS number. Be sure to complete the Marketing 
Partner ID (MPID) and Electronic Business Primary Point of Contact 
fields during the SAM registration process.
    These are mandatory fields that are required when submitting grant 
applications through Grants.gov. Additional application instructions 
for submitting an electronic application can be found by selecting this 
funding opportunity on Grants.gov.

5. Funding Restrictions

    Meeting expenses. In accordance with 31 U.S.C. 1345, ``Expenses of 
Meetings,'' appropriations may not be used for travel, transportation, 
and subsistence expenses for a meeting. RCDI grant funds cannot be used 
for these meeting-

[[Page 24287]]

related expenses. Matching funds may, however, be used to pay for these 
expenses.
    RCDI funds may be used to pay for a speaker as part of a program, 
equipment to facilitate the program, and the actual room that will 
house the meeting.
    RCDI funds cannot be used for meetings; they can, however, be used 
for travel, transportation, or subsistence expenses for program-related 
training and technical assistance purposes. Any training not delineated 
in the application must be approved by the Agency to verify compliance 
with 31 U.S.C. 1345. Travel and per diem expenses (including meals and 
incidental expenses) will be allowed in accordance with 2 CFR parts 200 
and 400.

E. Application Review Information

1. Evaluation Criteria

    Applications will be evaluated using the following criteria and 
weights:
(a) Building Capacity and Expertise--Maximum 40 Points
    The applicant must demonstrate how they will improve the 
recipients' capacity, through a program of financial and technical 
assistance, as it relates to the RCDI purposes.
    Capacity-building financial and technical assistance should provide 
new functions to the recipients or expand existing functions that will 
enable the recipients to undertake projects in the areas of housing, 
community facilities, or community and economic development that will 
benefit the community. Capacity-building financial and technical 
assistance may include, but is not limited to: Training to conduct 
community development programs, e.g., homeownership education, or the 
establishment of minority business entrepreneurs, cooperatives, or 
micro-enterprises; organizational development, e.g., assistance to 
develop or improve board operations, management, and financial systems; 
instruction on how to develop and implement a strategic plan; 
instruction on how to access alternative funding sources to increase 
leveraging opportunities; staffing, e.g., hiring a person at 
intermediary or recipient level to provide technical assistance to 
recipients.
    The program of financial and technical assistance that is to be 
provided, its delivery, and the measurability of the program's 
effectiveness will determine the merit of the application.
    All applications will be competitively ranked with the applications 
providing the most improvement in capacity development and measurable 
activities being ranked the highest.
    The narrative response must contain the following items. This list 
also contains the points for each item.
    (1) Describe the nature of financial and technical assistance to be 
provided to the recipients and the activities that will be conducted to 
deliver the technical assistance; (10 Points)
    (2) Explain how financial and technical assistance will develop or 
increase the recipient's capacity. Indicate whether a new function is 
being developed or if existing functions are being expanded or 
performed more effectively; (7 Points)
    (3) Identify which RCDI purpose areas will be addressed with this 
assistance: housing, community facilities, or community and economic 
development; (3 Points)
    (4) Describe how the results of the technical assistance will be 
measured. What benchmarks will be used to measure effectiveness? 
Benchmarks should be specific and quantifiable; (5 Points)
    (5) Demonstrate that it has conducted programs of financial and 
technical assistance and achieved measurable results in the areas of 
housing, community facilities, or community and economic development in 
rural areas. (10 Points)
    (6) Provide in a chart or excel spreadsheet, the organization name, 
point of contact, address, phone number, email address, and the type 
and amount of the financial and technical assistance the applicant 
organization has provided to the following for the last 3 years: (5 
Points)
    (i) Nonprofit organizations in rural areas.
    (ii) Low-income communities in rural areas (also include the type 
of entity, e.g., city government, town council, or village board).
    (iii) Federally recognized tribes or any other culturally diverse 
organizations.
(b) Soundness of Approach--Maximum 15 Points
    The applicant can receive up to 15 points for soundness of 
approach. The overall proposal will be considered under this criterion.
    Applicants must list the page numbers in the application that 
address these factors.
    The maximum 15 points for this criterion will be based on the 
following:
    (1) The proposal fits the objectives for which applications were 
invited, is clearly stated, and the applicant has defined how this 
proposal will be implemented. (7 Points)
    (2) The ability to provide the proposed financial and technical 
assistance based on prior accomplishments. (6 Points)
    (3) Cost effectiveness will be evaluated based on the budget in the 
application. The proposed grant amount and matching funds should be 
utilized to maximize capacity building at the recipient level. (2 
Points)
(c) Population and Income--Maximum 15 Points
    Population is based on the average population from the 2010 census 
data for the communities in which the recipients are located. The 
physical address, not mailing address, for each recipient must be used 
for this criterion. Community is defined for scoring purposes as a 
city, town, village, county, parish, borough, or census-designated 
place where the recipient's office is physically located.
    The applicant must submit the census data from the following Web 
site in the form of a printout of the applicable ``Fact Sheet'' to 
verify the population figures used for each recipient. The data can be 
accessed on the Internet at http://www.census.gov; click on ``American 
FactFinder,'' fill in field and click ``Go''; the name and population 
data for each recipient location must be listed in this section.
    The average population of the recipient locations will be used and 
will be scored as follows:

------------------------------------------------------------------------
                                                              Scoring
                       Population                            (points)
------------------------------------------------------------------------
10,000 or less..........................................               5
10,001 to 20,000........................................               4
20,001 to 30,000........................................               3
30,001 to 40,000........................................               2
40,001 to 50,000........................................               1
------------------------------------------------------------------------

    The average of the median household income for the communities 
where the recipients are physically located will determine the points 
awarded. The physical address, not mailing address, for each recipient 
must be used for this criterion. Applicants may compare the average 
recipient median household income to the State median household income 
or the national median household income, whichever yields the most 
points. The national median household income to be used is $51,914.
    The applicant must submit the income data in the form of a printout 
of the applicable information from the following Web site to verify the 
income for each recipient. The data being used is from the 2010 
American Community Survey (ACS) 5-year estimates (2006-2010 data set). 
The data can be accessed on the Internet at http://

[[Page 24288]]

www.census.gov; click on ``American FactFinder,'' (under ``Find Data'' 
at bottom of page), ``Advanced Search,''(click on ``Show Me All'' tab), 
``Topics,'' ``Dataset,'' locate 2010 ACS 5 year estimates, close table, 
check the ``Median Income'' table (S1903 on page 2), fill in the 
``state, county or place'' field (at top of page), select ``Go'' and 
click ``View''; the name and income data for each recipient location 
must be listed in this section (use the Household and Median Income 
column). Points will be awarded as follows:

------------------------------------------------------------------------
                                                              Scoring
            Average recipient median  income                 (points)
------------------------------------------------------------------------
Less than or equal to 70 percent of state or national                 10
 median household income................................
Greater than 70, but less than or equal to 80 percent of               5
 state or national median household income..............
In excess of 80 percent of state or national median                    0
 household Income.......................................
------------------------------------------------------------------------

(d) State Director's Points Based on Project Merit--Maximum 10 Points
    (1) This criterion will be addressed by the Agency, not the 
applicant.
    (2) Up to 10 points may be awarded by the Rural Development State 
Director to any application(s) that benefits their State regardless of 
whether the applicant is headquartered in their State. The total points 
awarded under this criterion, to all applications, will not exceed 10.
    (3) When an intermediary submits an application that will benefit a 
State that is not the same as the State in which the intermediary is 
headquartered, it is the intermediary's responsibility to notify the 
State Director of the State which is receiving the benefit of their 
application. In such cases, State Directors awarding points to 
applications benefiting their state must notify the reviewing State in 
writing.
    (4) Assignment of any points under this criterion requires a 
written justification and must be tied to and awarded based on how 
closely the application aligns with the Rural Development State 
Office's strategic goals.
(e) Administrator Discretionary Points--Maximum 20 Points
    The Administrator may award up to 20 discretionary points for 
projects to address geographic distribution of funds, emergency 
conditions caused by economic problems, natural disasters and other 
initiatives identified by the Secretary.

2. Review and Selection Process

    (a) Rating and ranking.
    Applications will be rated and ranked on a national basis by a 
review panel based on the ``Evaluation Criteria'' contained in this 
Notice.
    If there is a tied score after the applications have been rated and 
ranked, the tie will be resolved by reviewing the scores for ''Building 
Capacity and Expertise'' and the applicant with the highest score in 
that category will receive a higher ranking. If the scores for 
``Building Capacity and Expertise'' are the same, the scores will be 
compared for the next criterion, in sequential order, until one highest 
score can be determined.
    (b) Initial screening.
    The Agency will screen each application to determine eligibility 
during the period immediately following the application deadline. 
Listed below are examples of reasons for rejection from previous 
funding rounds. The following reasons for rejection are not all 
inclusive; however, they represent the majority of the applications 
previously rejected.
    (1) Recipients were not located in eligible rural areas based on 
the definition in this Notice.
    (2) Applicants failed to provide evidence of recipient's status, 
i.e., documentation supporting nonprofit evidence of organization.
    (3) Applicants failed to provide evidence of committed matching 
funds or matching funds were not committed for a period at least equal 
to the grant performance period.
    (4) Application did not follow the RCDI structure with an 
intermediary and recipients.
    (5) Recipients were not identified in the application.
    (6) Intermediary did not provide evidence it had been incorporated 
for at least 3 years as the applicant entity.
    (7) Applicants failed to address the ``Evaluation Criteria.''
    (8) The purpose of the proposal did not qualify as an eligible RCDI 
purpose.
    (9) Inappropriate use of funds (e.g., construction or renovations).
    (10) The applicant proposed providing financial and technical 
assistance directly to individuals.
    (11) The application package was not received by closing date and 
time.

F. Federal Award Administration Information

1. Federal Award Notice

    Within the limit of funds available for such purpose, the awarding 
official of the Agency shall make grants in ranked order to eligible 
applicants under the procedures set forth in this Notice.
    Successful applicants will receive a selection letter by mail 
containing instructions on requirements necessary to proceed with 
execution and performance of the award.
    This letter is not an authorization to begin performance. In 
addition, selected applicants will be requested to verify that 
components of the application have not changed at the time of selection 
and on the award obligation date, if requested by the Agency.
    The award is not approved until all information has been verified, 
and the awarding official of the Agency has signed Form RD 1940-1, 
``Request for Obligation of Funds'' and the grant agreement.
    Unsuccessful applicants will receive notification including appeal 
rights by mail.

2. Administrative and National Policy Requirements

    Grantees will be required to do the following:
    (a) Execute a Rural Community Development Initiative Grant 
Agreement.
    (b) Execute Form RD 1940-1, ``Request for Obligation of Funds.''
    (c) Use Form SF 270, ``Request for Advance or Reimbursement,'' to 
request reimbursements. Provide receipts for expenditures, timesheets 
and any other documentation to support the request for reimbursement.
    (d) Provide financial status and project performance reports on a 
quarterly basis starting with the first full quarter after the grant 
award.
    (e) Maintain a financial management system that is acceptable to 
the Agency.
    (f) Ensure that records are maintained to document all activities 
and expenditures utilizing RCDI grant funds and matching funds. 
Receipts for expenditures will be included in this documentation.
    (g) Provide annual audits or management reports on Form RD 442-2, 
``Statement of Budget, Income and Equity,'' and Form RD 442-3, 
``Balance Sheet,'' depending on the amount of Federal funds expended 
and the outstanding balance.
    (h) Collect and maintain data provided by recipients on race, sex, 
and national origin and ensure recipients collect and maintain the same 
data on beneficiaries. Race and ethnicity data will be collected in 
accordance with OMB Federal Register notice, ``Revisions to the 
Standards for the Classification of Federal Data on Race and 
Ethnicity,'' (62 FR 58782), October 30, 1997. Sex data will be 
collected in accordance with Title IX of the Education Amendments of 
1972. These

[[Page 24289]]

items should not be submitted with the application but should be 
available upon request by the Agency.
    (i) Provide a final project performance report.
    (j) Identify and report any association or relationship with Rural 
Development employees.
    (k) The intermediary and recipient must comply with Title VI of the 
Civil Rights Act of 1964, Title IX of the Education Amendments of 1972, 
Section 504 of the Rehabilitation Act of 1973, Executive Order 12250, 
Age Act of 1975, Executive Order 13166 Limited English Proficiency, and 
7 CFR part 1901, subpart E.
    (l) The grantee must comply with policies, guidance, and 
requirements as described in the following applicable Code of Federal 
Regulations, and any successor regulations:
    (i) 2 CFR parts 200 and 400 (Uniform Administrative Requirements, 
Cost Principles, and Audit Requirements For Federal Awards).
    (ii) 2 CFR parts 417 and 180 (Government-wide Debarment and 
Suspension (Nonprocurement)).
    (m) Form AD-3031, ``Assurance Regarding Felony Conviction or Tax 
Delinquent Status for Corporate Applicants,'' Must be signed by 
corporate applicants who receive an award under this Notice.

3. Reporting

    After grant approval and through grant completion, you will be 
required to provide the following, as indicated in the Grant Agreement:
    (a) SF-425, ``Federal Financial Report'' and SF-PPR, ``Performance 
Progress Report'' will be required on a quarterly basis (due 30 working 
days after each calendar quarter). The Performance Progress Report 
shall include the elements described in the grant agreement.
    (b) Final financial and performance reports will be due 90 calendar 
days after the period of performance end date.
    (c) A summary at the end of the final report with elements as 
described in the grant agreement to assist in documenting the annual 
performance goals of the RCDI program for Congress.

G. Federal Awarding Agency Contact

    Contact the Rural Development office in the State where the 
applicant's headquarters is located. A list of Rural Development State 
Offices contacts can be found via https://www.rd.usda.gov/files/CF_State_Office_Contacts.pdf.

H. Other Information

    Survey on Ensuring Equal Opportunity for Applicants, OMB No. 1894-
0010 (applies to nonprofit applicants only--submission is optional).
    No reimbursement will be made for any funds expended prior to 
execution of the RCDI Grant Agreement unless the intermediary is a non-
profit or educational entity and has requested and received written 
Agency approval of the costs prior to the actual expenditure.
    This exception is applicable for up to 90 days prior to grant 
closing and only applies to grantees that have received written 
approval but have not executed the RCDI Grant Agreement.
    The Agency cannot retroactively approve reimbursement for 
expenditures prior to execution of the RCDI Grant Agreement.

Program Definitions

    Agency--The Rural Housing Service (RHS) or its successor.
    Beneficiary--Entities or individuals that receive benefits from 
assistance provided by the recipient.
    Capacity--The ability of a recipient to implement housing, 
community facilities, or community and economic development projects.
    Conflict of interest--A situation in which a person or entity has 
competing personal, professional, or financial interests that make it 
difficult for the person or business to act impartially. Regarding use 
of both grant and matching funds, Federal procurement standards 
prohibit transactions that involve a real or apparent conflict of 
interest for owners, employees, officers, agents, or their immediate 
family members having a financial or other interest in the outcome of 
the project; or that restrict open and free competition for 
unrestrained trade. Specifically, project funds may not be used for 
services or goods going to, or coming from, a person or entity with a 
real or apparent conflict of interest, including, but not limited to, 
owner(s) and their immediate family members. An example of conflict of 
interest occurs when the grantee's employees, board of directors, or 
the immediate family of either, have the appearance of a professional 
or personal financial interest in the recipients receiving the benefits 
or services of the grant.
    Federally recognized tribes--Tribal entities recognized and 
eligible for funding and services from the Bureau of Indian Affairs, 
based on the most recent notice in the Federal Register published by 
the Bureau of Indian Affairs. Tribally Designated Housing Entities are 
eligible RCDI recipients.
    Financial assistance--Funds, not to exceed $10,000 per award, used 
by the intermediary to purchase supplies and equipment to build the 
recipient's capacity.
    Funds--The RCDI grant and matching money.
    Intermediary--A qualified private, nonprofit (including faith-based 
and community organizations and philanthropic organizations), or public 
(including tribal) organization that provides financial and technical 
assistance to multiple recipients.
    Low-income rural community--An authority, district, economic 
development authority, regional council, or unit of government 
representing an incorporated city, town, village, county, township, 
parish, or borough whose income is at or below 80 percent of either the 
state or national Median Household Income as measured by the 2010 
Census.
    Matching funds--Cash or confirmed funding commitments. Matching 
funds must be at least equal to the grant amount and committed for a 
period of not less than the grant performance period.
    Recipient--The entity that receives the financial and technical 
assistance from the Intermediary. The recipient must be a nonprofit 
community-based housing and development organization, a low-income 
rural community or a federally recognized Tribe.
    Rural and rural area--Any area other than (i) a city or town that 
has a population of greater than 50,000 inhabitants; and (ii) the 
urbanized area contiguous and adjacent to such city or town.
    Technical assistance--Skilled help in improving the recipient's 
abilities in the areas of housing, community facilities, or community 
and economic development.

Non-Discrimination Statement

    In accordance with Federal civil rights law and U.S. Department of 
Agriculture (USDA) civil rights regulations and policies, the USDA, its 
Agencies, offices, and employees, and institutions participating in or 
administering USDA programs are prohibited from discriminating based on 
race, color, national origin, religion, sex, gender identity (including 
gender expression), sexual orientation, disability, age, marital 
status, family/parental status, income derived from a public assistance 
program, political beliefs, or reprisal or retaliation for prior civil 
rights activity, in any program or activity conducted or funded by USDA 
(not all bases apply to all programs). Remedies and complaint filing 
deadlines vary by program or incident.

[[Page 24290]]

    Persons with disabilities who require alternative means of 
communication for program information (e.g., Braille, large print, 
audiotape, American Sign Language, etc.) should contact the responsible 
Agency or USDA's TARGET Center at (202) 720-2600 (voice and TTY) or 
contact USDA through the Federal Relay Service at (800) 877-8339. 
Additionally, program information may be made available in languages 
other than English.
    To file a program discrimination complaint, complete the USDA 
Program Discrimination Complaint Form, AD-3027, found online at http://www.ascr.usda.gov/complaint_filing_cust.html and at any USDA office or 
write a letter addressed to USDA and provide in the letter all of the 
information requested in the form. To request a copy of the complaint 
form, call (866) 632-9992. Submit your completed form or letter to USDA 
by:
    (1) By mail: U.S. Department of Agriculture, Office of the 
Assistant Secretary for Civil Rights, 1400 Independence Avenue SW., 
Washington, DC 20250-9410;
    (2) Fax: (202) 690-7442; or
    (3) Email: [email protected].

Persons With Disabilities

    Individuals who are deaf, hard of hearing, or have speech 
disabilities and you wish to file either an EEO or program complaint 
please contact USDA through the Federal Relay Service at (800) 877-8339 
or (800) 845-6136 (in Spanish).
    Persons with disabilities who wish to file a program complaint, 
please see information above on how to contact us by mail directly or 
by email.
    If you require alternative means of communication for program 
information (e.g., Braille, large print, audiotape, etc.) please 
contact USDA's TARGET Center at (202) 720-2600 (voice and TDD).

Appeal Process

    All adverse determinations regarding applicant eligibility and the 
awarding of points as part of the selection process are appealable 
pursuant to 7 CFR part 11. Instructions on the appeal process will be 
provided at the time an applicant is notified of the adverse decision.
    In the event the applicant is awarded a grant that is less than the 
amount requested, the applicant will be required to modify its 
application to conform to the reduced amount before execution of the 
grant agreement. The Agency reserves the right to reduce or withdraw 
the award if acceptable modifications are not submitted by the awardee 
within 15 working days from the date the request for modification is 
made. Any modifications must be within the scope of the original 
application.

    Dated: May 19, 2017.
Richard A. Davis,
Acting Administrator, Rural Housing Service.
[FR Doc. 2017-10776 Filed 5-25-17; 8:45 am]
 BILLING CODE 3410-XV-P



                                     Federal Register / Vol. 82, No. 101 / Friday, May 26, 2017 / Notices                                            24281

     organized and operate within a State                    Evaluation and Notification Process                   DEPARTMENT OF AGRICULTURE
     and meet the requirements of their                         NIFA will screen proposed research
     authorizing statute; and commodity                      topics to ensure eligibility of the                   Rural Housing Service
     boards that are authorized by a State                   submitting commodity boards. NIFA
     and operate within the State for                                                                              Notice of Solicitation of Applications
                                                             will also consult with USDA’s                         (NOSA) for the Rural Community
     commodities that have no Federal                        Agricultural Marketing Service (AMS) to
     program or oversight.                                                                                         Development Initiative (RCDI) for
                                                             determine that submissions and                        Fiscal Year 2017
     Topic Submission Guidance and                           proposed financial contributions are
     Procedures                                              consistent with commodity promotion                   AGENCY:   Rural Housing Service, USDA.
                                                             laws and commodity boards’ charters, as               ACTION:   Notice.
        Topics may be submitted at any time                  applicable.
     and will be evaluated by NIFA on an                        Commodity board topics are reviewed                SUMMARY:    The Rural Housing Service
     annual basis. However, to be considered                 by an internal panel based on evaluation              (RHS), an agency within the USDA
     for the proposed fiscal year 2018 AFRI                  criteria developed using stakeholder                  Rural Development (RD) mission area
     RFAs, topics must be received by COB                    input from commodity boards and other                 herein referred to as the Agency
     (5 p.m. Eastern Daylight Time) on July                  stakeholders from government, industry,               announces the acceptance of
     25, 2017.                                               and academe. Each topic will be                       applications under the Rural
                                                             evaluated based on: Alignment with one                Community Development Initiative
        Each topic proposed must be                          or more of the statutory AFRI priority
     submitted using the online topic                                                                              (RCDI) program. Applicants must
                                                             areas (six AFRI priority areas authorized             provide matching funds in an amount at
     submission form provided at: https://                   in the Farm Bill and described in 7 CFR
     nifa.usda.gov/webform/commodity-                                                                              least equal to the Federal grant. These
                                                             3430.309); alignment with the                         grants will be made to qualified
     board-topic-submission/. Commodity                      President’s budget proposal for NIFA, as
     boards may propose support for                                                                                intermediary organizations that will
                                                             identified in the Department of                       provide financial and technical
     multiple awards for each topic                          Agriculture’s annual budget submission;
     proposed. For each topic the commodity                                                                        assistance to recipients to develop their
                                                             and alignment with the priority areas in              capacity and ability to undertake
     board proposes to support, the                          the AFRI RFAs to be released by NIFA
     minimum amount contributed by the                                                                             projects related to housing, community
                                                             during the fiscal year for which the                  facilities, or community and economic
     commodity board must align with                         commodity board is proposing a topic
     budget guidance for each AFRI area                                                                            development that will support the
                                                             for funding (for example, within the
     (http://nifa.usda.gov/commodity-                                                                              community.
                                                             AFRI Foundational Science RFA, the
     boards/) and comply with the maximum                                                                            This Notice lists the information
                                                             AFRI Animal Health and Production
     amount of $2.5 million allowed per                                                                            needed to submit an application for
                                                             and Animal Products’ ‘‘Animal
     topic. NIFA does not intend to match                                                                          these funds. This Notice announces that
                                                             Reproduction’’ priority area).
     funding from a single commodity board                      From those topics received by COB (5               the Rural Housing Service (Agency) is
     in excess of $10 million in any year.                   p.m. Eastern Daylight Time) on July 25,               accepting fiscal year (FY) 2017
     Commodity boards should only submit                     2017, NIFA will select the topic(s) that              applications for the RCDI program. The
     topics that have a strong economic                      were evaluated favorably for inclusion                Agency will publish the program
     impact on their industry and U.S.                       in the appropriate FY 2018 AFRI RFA.                  funding level on the Rural Development
     agriculture, as a whole. Examples of                    NIFA will notify commodity boards as                  Web site https://www.rd.usda.gov/
     topics typically supported by AFRI can                  to whether their topics will be included              programs-services/rural-community-
     be found at http://nifa.usda.gov/                       by August 24, 2017. Based on the                      development-initiative-grants. This
     commodity-boards/.                                      evaluation, NIFA reserves the right to                Notice contains revised evaluation
                                                             negotiate with commodity boards                       criteria that are streamlined, in order to
        If topics are accepted for funding,                                                                        enhance program efficiency and
     they will be incorporated into AFRI                     should changes be required to accept
                                                             topics and funding amounts. Any                       delivery.
     RFAs, and grants supporting the topic
     area may be awarded to AFRI eligible                    changes to topics and funding amounts                 DATES:  The deadline for receipt of an
     entities based on a competitive peer                    will be reviewed by USDA’s AMS to                     application is 4 p.m. local time, July 25,
     review process. As a condition of                       determine if such changes are consistent              2017. The application date and time are
     funding grants in a topic, NIFA will                    with applicable commodity promotion                   firm. The Agency will not consider any
     require an agreement by the commodity                   laws.                                                 application received after the deadline.
     board to provide funds in an amount                        NIFA will evaluate topics submitted                Applicants intending to mail
     equal to the amount NIFA is                             after the July 25, 2017 deadline on an                applications must provide sufficient
     contributing under the agreed upon                      annual basis and notify commodity                     time to permit delivery on or before the
     topic. If a topic is selected for inclusion             boards whether their topics will be                   closing deadline date and time.
     in an RFA, the commodity board                          included in subsequent RFAs within                    Acceptance by the United States Postal
     submitting the topic will be required to                two weeks following the meeting of the                Service or private mailer does not
     maintain the confidentiality of the topic               internal evaluation panel, the date of                constitute delivery. Facsimile (FAX),
     until the RFA is issued by NIFA. All                    which will be published on NIFA’s                     electronic mail, and postage due
     commodity board funds and NIFA funds                    Commodity Boards Web page at (http://                 applications will not be accepted.
     must be available at the time awards are                nifa.usda.gov/commodity-boards/).                     ADDRESSES: Entities wishing to apply for
     selected for funding; awards are fully                    Done at Washington, DC, this 19th day of            assistance may download the
     funded at the beginning of the award.                   May, 2017.                                            application documents and
     Applications submitted under topics                     Robert Holland,                                       requirements delineated in this Notice
     provided by commodity boards will be                    Associate Director, National Institute of Food        from the RCDI Web site: http://
     required to include a letter of support                 and Agriculture.                                      www.rd.usda.gov/programs-services/
     from the commodity board that                           [FR Doc. 2017–10782 Filed 5–25–17; 8:45 am]           rural-community-development-
     proposed the topic.                                     BILLING CODE 3410–22–P                                initiative-grants.


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     24282                           Federal Register / Vol. 82, No. 101 / Friday, May 26, 2017 / Notices

       Application information for electronic                program of financial and technical                    determination that this further action is
     submissions may be found at http://                     assistance to recipients. The recipients              not necessary to protect the interests of
     www.grants.gov.                                         will, in turn, provide programs to their              the Government. In addition, none of
       Applicants may also request paper                     communities (beneficiaries).                          the funds appropriated or otherwise
     application packages from the Rural                                                                           made available by this or any other Act
                                                             B. Federal Award Information                          may be available for a contract, grant, or
     Development office in their state. A list
     of Rural Development State offices                         This Notice is being published prior               cooperative agreement with an entity
     contacts can be found via https://                      to the Congressional enactment of a full-             that requires employees or contractors
     www.rd.usda.gov/files/                                  year appropriation for fiscal year 2017.              of such entity seeking to report fraud,
     CF_State_Office_Contacts.pdf.                           The Agency will continue to process                   waste, or abuse to sign internal
                                                             applications received under this                      confidentiality agreements or statements
     FOR FURTHER INFORMATION CONTACT:     The                announcement and should RCDI receive                  prohibiting or otherwise restricting such
     Rural Development office for the state in               appropriated funds, these funds will be               employees or contractors from lawfully
     which the applicant is located. A list of               announced on the following Web site:                  reporting such waste, fraud, or abuse to
     Rural Development State Office contacts                 http://www.rd.usda.gov/programs-                      a designated investigative or law
     is provided at the following link:                      services/rural-community-development-                 enforcement representative of a Federal
     https://www.rd.usda.gov/files/                          initiative-grants. Enactment of                       department or agency authorized to
     CF_State_Office_Contacts.pdf.                           additional continuing resolutions or an               receive such information. Additionally,
     Paperwork Reduction Act                                 appropriations act may affect the                     no funds appropriated in this or any
                                                             availability or level of funding for this             other Act may be used to implement or
       The paperwork burden has been
                                                             program.                                              enforce the agreements in Standard
     cleared by the Office of Management
                                                                Qualified private, nonprofit and                   Forms 312 and 4414 of the Government
     and Budget (OMB) under OMB Control
                                                             public (including tribal) intermediary                or any other nondisclosure policy, form,
     Number 0575–0180.
                                                             organizations proposing to carry out                  or agreement if such policy, form, or
     SUPPLEMENTARY INFORMATION:                              financial and technical assistance                    agreement does not contain the
     Overview                                                programs will be eligible to receive the              following provisions: ‘‘These provisions
                                                             grant funding.                                        are consistent with and do not
        Federal Agency: Rural Housing                           The intermediary will be required to               supersede, conflict with, or otherwise
     Service.                                                provide matching funds in an amount at                alter the employee obligations, rights, or
        Funding Opportunity Title: Rural                     least equal to the RCDI grant.                        liabilities created by existing statute or
     Community Development Initiative.                          A grant will be the type of assistance             Executive order relating to (1) classified
        Announcement Type: Initial                           instrument awarded to successful                      information, (2) communications to
     Announcement.                                           applications.                                         Congress, (3) the reporting to an
        Catalog of Federal Domestic                             The respective minimum and                         Inspector General of a violation of any
     Assistance (CFDA) Number: 10.446.                       maximum grant amount per                              law, rule, or regulation, or
        Dates: The deadline for receipt of an                intermediary is $50,000 and $250,000.                 mismanagement, a gross waste of funds,
     application is 4 p.m. local time, July 25,                 Grant funds must be utilized within 3              an abuse of authority, or a substantial
     2017. The application date and time are                 years from date of the award.                         and specific danger to public health or
     firm. The Agency will not consider any                     A grantee that has an outstanding                  safety, or (4) any other whistleblower
     application received after the deadline.                RCDI grant over 3 years old, as of the                protection.
     Applicants intending to mail                            application due date in this Notice, is                  (b) A nondisclosure agreement may
     applications must provide sufficient                    not eligible to apply for this round of               continue to be implemented and
     time to permit delivery on or before the                funding.                                              enforced notwithstanding subsection (a)
     closing deadline date and time.                            The intermediary must provide a                    if it complies with the requirements for
     Acceptance by the United States Postal                  program of financial and technical                    such agreement that were in effect when
     Service or private mailer does not                      assistance to one or more of the                      the agreement was entered into.
     constitute delivery. Facsimile (FAX),                   following: A private, nonprofit                          (c) No funds appropriated in this or
     electronic mail and postage due                         community-based housing and                           any other Act may be used to implement
     applications will not be accepted.                      development organization, a low-                      or enforce any agreement entered into
                                                             income rural community or a federally                 during fiscal year 2014 which does not
     A. Program Description
                                                             recognized tribe.                                     contain substantially similar language to
       Congress first authorized the RCDI in                    (a) Sections 743, 744, 745, and 746 of             that required in subsection (a).’’
     1999 (Pub. L. 106–78, which was                         the Consolidated Appropriations Act,
     amended most recently by the                            2016 (Pub. L. 114–113) apply. Any                     C. Eligibility Information
     Consolidated Appropriations Act, 2016                   corporation (i) that has been convicted                 Applicants must meet all of the
     (Pub. L. 114–113) to develop the                        of a felony criminal violation under any              following eligibility requirements by the
     capacity and ability of private, nonprofit              Federal law within the past 24 months                 application deadline. Applications
     community-based housing and                             or (ii) that has any unpaid Federal tax               which fail to meet any of these
     community development organizations,                    liability that has been assessed, for                 requirements by the application
     low-income rural communities, and                       which all judicial and administrative                 deadline will be deemed ineligible and
     federally recognized Native American                    remedies have been exhausted or have                  will not be evaluated further, and will
     Tribes to undertake projects related to                 lapsed, and that is not being paid in a               not receive a Federal award.
     housing, community facilities, or                       timely manner pursuant to an agreement
     community and economic development                      with the authority responsible for                    1. Eligible Applicants
     in rural areas. Strengthening the                       collecting the tax liability, is not eligible            (a) Qualified private, nonprofit,
     recipient’s capacity in these areas will                for financial assistance provided with                (including faith-based and community
     benefit the communities they serve. The                 funds, unless a Federal agency has                    organizations and philanthropic
     RCDI structure requires the                             considered suspension or debarment of                 foundations), in accordance with 7 CFR
     intermediary (grantee) to provide a                     the corporation and has made a                        part 16, and public (including tribal)


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                                     Federal Register / Vol. 82, No. 101 / Friday, May 26, 2017 / Notices                                             24283

     intermediary organizations are eligible                 the application. Matching funds must be               household income of the area where the
     applicants. Definitions that describe                   committed for a period equal to the                   office is located must be at or below 80
     eligible organizations and other key                    grant performance period. The                         percent of the State or national median
     terms are listed below.                                 intermediary will be required to provide              household income, whichever is higher.
        (b) The recipient must be a nonprofit                matching funds in an amount at least                  The applicable Rural Development State
     community-based housing and                             equal to the RCDI grant. In-kind                      Office can assist in determining the
     development organization, low-income                    contributions such as salaries, donated               eligibility of an area.
     rural community, or federally                           time and effort, real and nonexpendable                  A listing of Rural Development State
     recognized tribe based on the RCDI                      personal property and goods and                       Office contacts can be found at the
     definitions of these groups.                            services cannot be used as matching                   following link: https://
        (c) Private nonprofit, faith or                      funds.                                                www.rd.usda.gov/files/CF_State_Office_
     community-based organizations must                        Matching funds are cash or confirmed                Contacts.pdf. A map showing eligible
     provide a certificate of incorporation                  funding commitments and must be at                    rural areas can be found at the following
     and good standing from the Secretary of                 least equal to the grant amount and                   link: http://eligibility.sc.egov.usda.gov/
     the State of incorporation, or other                    committed for a period of not less than               eligibility/welcomeAction.do?page
     similar and valid documentation of                      the grant performance period. These                   Action=RBSmenu&
     current nonprofit status. For low-                      funds can only be used for eligible RCDI              NavKey=property@13.
     income rural community recipients, the                  activities. Matching funds must be used                  (b) RCDI grantees that have an
     Agency requires evidence that the entity                to support the overall purpose of the                 outstanding grant over 3 years old, as of
     is a public body and census data                        RCDI program.                                         the application due date in this Notice,
     verifying that the median household                       In-kind contributions such as salaries,             will not be eligible to apply for this
     income of the community where the                       donated time and effort, real and                     round of funding. Grant and matching
     office receiving the financial and                      nonexpendable personal property and                   funds must be utilized in a timely
     technical assistance is located is at, or               goods and services cannot be used as                  manner to ensure that the goals and
     below, 80 percent of the State or                       matching funds.                                       objectives of the program are met.
     national median household income,                         Grant funds and matching funds must                    (c) Individuals cannot be recipients.
     whichever is higher. For federally                      be used in equal proportions. This does                  (d) The intermediary must provide a
     recognized tribes, the Agency needs the                 not mean funds have to be used equally                program of financial and technical
     page listing their name from the current                by line item.                                         assistance to the recipient.
     Federal Register list of tribal entities                  The request for advance or                             (e) The intermediary organization
     recognized and eligible for funding                     reimbursement and supporting                          must have been legally organized for a
     services (see the definition of federally               documentation must show that RCDI                     minimum of 3 years and have at least
     recognized tribes in this Notice for                    fund usage does not exceed the                        3 years prior experience working with
     details on this list).                                  cumulative amount of matching funds                   private nonprofit community-based
        (d) Any corporation (1) that has been                used.                                                 housing and development organizations,
     convicted of a felony criminal violation                  Grant funds will be disbursed                       low-income rural communities, or tribal
     under any Federal law within the past                   pursuant to relevant provisions of 2 CFR              organizations in the areas of housing,
     24 months or (2) that has any unpaid                    parts 200 and 400. Verification of                    community facilities, or community and
     Federal tax liability that has been                     matching funds must be submitted with                 economic development.
     assessed, for which all judicial and                    the application. See Section D, other                    (f) Proposals must be structured to
     administrative remedies have been                       program requirements, for matching                    utilize the grant funds within 3 years
     exhausted or have lapsed, and that is                   funds documentation and pre-award                     from the date of the award.
     not being paid in a timely manner                       requirements.                                            (g) Each applicant, whether singularly
     pursuant to an agreement with the                         The intermediary is responsible for                 or jointly, may only submit one
     authority responsible for collecting the                demonstrating that matching funds are                 application for RCDI funds under this
     tax liability; is not eligible for financial            available, and committed for a period of              Notice. This restriction does not
     assistance provided with full-year                      not less than the grant performance                   preclude the applicant from providing
     appropriated funds for Fiscal Year 2017,                period to the RCDI proposal. Matching                 matching funds for other applications.
     unless a Federal agency has considered                  funds may be provided by the                             (h) Recipients can benefit from more
     suspension or debarment of the                          intermediary or a third party. Other                  than one RCDI application; however,
     corporation and has made a                              Federal funds may be used as matching                 after grant selections are made, the
     determination that this further action is               funds if authorized by statute and the                recipient can only benefit from multiple
     not necessary to protect the interests of               purpose of the funds is an eligible RCDI              RCDI grants if the type of financial and
     the Government.                                         purpose.                                              technical assistance the recipient will
                                                               RCDI funds will be disbursed on an                  receive is not duplicative. The services
     2. Cost Sharing or Matching                             advance or reimbursement basis.                       described in multiple RCDI grant
        There is a matching requirement of at                Matching funds cannot be expended                     applications must have separate and
     least equal to the amount of the grant.                 prior to execution of the RCDI Grant                  identifiable accounts for compliance
     If this matching funds requirement is                   Agreement.                                            purposes.
     not met, the application will be deemed                                                                          (i) The intermediary and the recipient
     ineligible. See section D, Application                  3. Other Program Requirements                         cannot be the same entity. The recipient
     and Submission Information, for                            (a) The recipient and beneficiary, but             can be a related entity to the
     required pre-award and post award                       not the intermediary, must be located in              intermediary, if it meets the definition
     matching funds documentation                            an eligible rural area. The physical                  of a recipient, provided the relationship
     submission.                                             location of the recipient’s office that               does not create a Conflict of Interest that
        The intermediary must provide                        will be receiving the financial and                   cannot be resolved to Rural
     matching funds at least equal to the                    technical assistance must be in an                    Development’s satisfaction.
     amount of the grant. Verification of                    eligible rural area. If the recipient is a               (j) If the recipient is a low-income
     matching funds must be submitted with                   low-income community, the median                      rural community, identify the unit of


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     24284                           Federal Register / Vol. 82, No. 101 / Friday, May 26, 2017 / Notices

     government to which the financial and                      (a) Pass-through grants, and any funds                (b) If the intermediary is working with
     technical assistance will be provided,                  provided to the recipient in a lump sum               a low-income community as the
     e.g., town council or village board. The                that are not reimbursements.                          recipient, the intermediary must
     financial and technical assistance must                    (b) Funding a revolving loan fund                  provide the technical assistance to the
     be provided to the organized unit of                    (RLF).                                                entity that represents the low-income
     government representing that                               (c) Construction (in any form).                    community and is identified in the
     community, not the community at large.                     (d) Salaries for positions involved in             application. Examples of entities
                                                             construction, renovations,                            representing a low-income community
     4. Eligible Grant Purposes                              rehabilitation, and any oversight of                  are a village board or a town council.
        Fund uses must be consistent with the                these types of activities.                               If the intermediary provides technical
     RCDI purpose. A nonexclusive list of                       (e) Intermediary preparation of
                                                                                                                   assistance to the Board of the low-
     eligible grant uses includes the                        strategic plans for recipients.
                                                                (f) Funding prostitution, gambling, or             income community on how to establish
     following:                                                                                                    a cooperative, this would be an eligible
                                                             any illegal activities.
        (a) Provide technical assistance to                     (g) Grants to individuals.                         purpose. However, if the intermediary
     develop recipients’ capacity and ability                   (h) Funding a grant where there may                works directly with individuals from
     to undertake projects related to housing,               be a conflict of interest, or an                      the community to establish the
     community facilities, or community and                  appearance of a conflict of interest,                 cooperative, this is not an eligible
     economic development, e.g., the                         involving any action by the Agency.                   purpose.
     intermediary hires a staff person to                       (i) Paying obligations incurred before                The recipient’s capacity is built by
     provide technical assistance to the                     the beginning date without prior Agency               learning skills that will enable them to
     recipient or the recipient hires a staff                approval or after the ending date of the              support sustainable economic
     person, under the supervision of the                    grant agreement.                                      development in their communities on
     intermediary, to carry out the technical                   (j) Purchasing real estate.                        an ongoing basis.
     assistance provided by the intermediary.                   (k) Improvement or renovation of the                  (c) The intermediary may provide
        (b) Develop the capacity of recipients               grantee’s or recipient’s office space or              technical assistance to the recipient on
     to conduct community development                        for the repair or maintenance of                      how to create and operate a revolving
     programs, e.g., homeownership                           privately owned vehicles.                             loan fund. The intermediary may not
     education or training for business                         (l) Any purpose prohibited in 2 CFR
                                                                                                                   monitor or operate the revolving loan
     entrepreneurs.                                          part 200 or 400.
                                                                                                                   fund. RCDI funds, including matching
                                                                (m) Using funds for recipient’s general
        (c) Develop the capacity of recipients               operating costs.                                      funds, cannot be used to fund revolving
     to conduct development initiatives, e.g.,                  (n) Using grant or matching funds for              loan funds.
     programs that support micro-enterprise                  Individual Development Accounts.                         (d) The intermediary may work with
     and sustainable development.                               (o) Purchasing vehicles.                           recipients in building their capacity to
        (d) Develop the capacity of recipients                                                                     provide planning and leadership
     to increase their leveraging ability and                6. Program Examples and Restrictions                  development training. The recipients of
     access to alternative funding sources by                   The following are examples of eligible             this training would be expected to
     providing training and staffing.                        and ineligible purposes under the RCDI                assume leadership roles in the
        (e) Develop the capacity of recipients               program. (These examples are                          development and execution of regional
     to provide the technical assistance                     illustrative and are not meant to limit               strategic plans. The intermediary would
     component for essential community                       the activities proposed in the                        work with multiple recipients in
     facilities projects.                                    application. Activities that meet the                 helping communities recognize their
        (f) Assist recipients in completing pre-             objectives of the RCDI program and                    connections to the greater regional and
     development requirements for housing,                   meet the criteria outlined in this Notice             national economies.
     community facilities, or community and                  will be considered eligible.)                            (e) The intermediary could provide
                                                                (a) The intermediary must work                     training and technical assistance to the
     economic development projects by
                                                             directly with the recipient, not the                  recipients on developing emergency
     providing resources for professional
                                                             ultimate beneficiaries. As an example:                shelter and feeding, short-term housing,
     services, e.g., architectural, engineering,
                                                                The intermediary provides training to              search and rescue, and environmental
     or legal.
                                                             the recipient on how to conduct                       accident, prevention, and cleanup
        (g) Improve recipient’s organizational               homeownership education classes. The
     capacity by providing training and                                                                            program plans. For longer term disaster
                                                             recipient then provides ongoing                       and economic crisis responses, the
     resource material on developing                         homeownership education to the
     strategic plans, board operations,                                                                            intermediary could work with the
                                                             residents of the community—the                        recipients to develop job placement and
     management, financial systems, and                      ultimate beneficiaries. This ‘‘train the
     information technology.                                                                                       training programs, and develop
                                                             trainer’’ concept fully meets the intent              coordinated transit systems for
        (h) Purchase of computers, software,                 of this initiative. The intermediary is
     and printers, limited to $10,000 per                                                                          displaced workers.
                                                             providing technical assistance that will
     award, at the recipient level when                      build the recipient’s capacity by                     D. Application and Submission
     directly related to the technical                       enabling them to conduct                              Information
     assistance program being undertaken by                  homeownership education classes for
     the intermediary.                                                                                             1. Address To Request Application
                                                             the public.                                           Package
        (i) Provide funds to recipients for                     This is an eligible purpose. However,
     training-related travel costs and training              if the intermediary directly provided                    Entities wishing to apply for
     expenses related to RCDI.                               homeownership education classes to                    assistance may download the
                                                             individuals in the recipient’s service                application documents and
     5. Ineligible Fund Uses
                                                             area, this would not be an eligible                   requirements delineated in this Notice
       The following is a list of ineligible                 purpose because the recipient would be                from the RCDI Web site: http://
     grant uses:                                             bypassed.                                             www.rd.usda.gov/programs-services/


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                                     Federal Register / Vol. 82, No. 101 / Friday, May 26, 2017 / Notices                                              24285

     rural-community-development-                               (e) Verification of source and amount              requests for nonprofit designations are
     initiative-grants.                                      of matching funds, e.g., a copy of a bank             not eligible.
       Application information for electronic                statement if matching funds are in cash                  (2) Low-income rural community—
     submissions may be found at http://                     or a copy of the confirmed funding                    provide evidence the entity is a public
     www.grants.gov.                                         commitment from the funding source.                   body (copy of Charter, relevant Acts of
       Applicants may also request paper                        The verification must show that                    Assembly, relevant court orders (if
     application packages from the Rural                     matching funds are available for the                  created judicially) or other valid
     Development office in their state. A list               duration of the grant performance                     documentation), a copy of the 2010
     of Rural Development State office                       period. The verification of matching                  census data to verify the population,
     contacts can be found via https://                      funds must be submitted with the                      and 2010 American Community Survey
     www.rd.usda.gov/files/CF_State_Office_                  application or the application will be                (ACS) 5-year estimates (2006–2010 data
     Contacts.pdf. You may also obtain a                     considered incomplete.                                set) data as evidence that the median
     copy by calling 202–205–9685.                              The applicant will be contacted by the             household income is at, or below, 80
     2. Content and Form of Application                      Agency prior to grant award to verify                 percent of either the State or national
     Submission                                              that the matching funds provided with                 median household income. We will
                                                             the application continue to be available.             only accept data and printouts from
        If the applicant is ineligible or the                The applicant will have 15 days from                  http://www.census.gov.
     application is incomplete, the Agency                   the date contacted to submit verification                (3) Federally recognized tribes—
     will inform the applicant in writing of                 that matching funds continue to be                    provide the page listing their name from
     the decision, reasons therefore, and its                available.                                            the Federal Register list of tribal entities
     appeal rights and no further evaluation                    If the applicant is unable to provide              published most recently by the Bureau
     of the application will occur.                          the verification within that timeframe,               of Indian Affairs. The 2016 list is
        A complete application for RCDI
                                                             the application will be considered                    available at 81 FR 19 5019–5025 and
     funds must include the following:
        (a) A summary page, double-spaced                    ineligible. The applicant must maintain               https://www.gpo.gov/fdsys/pkg/FR-
     between items, listing the following:                   bank statements on file or other                      2016-01-29/pdf/2016-01769.pdf.
     (This information should not be                         documentation for a period of at least 3                 (h) Each of the ‘‘Evaluation Criteria’’
     presented in narrative form.)                           years after grant closing except that the             must be addressed specifically and
        (1) Applicant’s name,                                records shall be retained beyond the 3-               individually by category. Present these
        (2) Applicant’s address,                             year period if audit findings have not                criteria in narrative form. Narrative (not
        (3) Applicant’s telephone number,                    been resolved.                                        including attachments) must be limited
        (4) Name of applicant’s contact                         (f) The following information for each             to five pages per criterion. The
     person, email address and telephone                     recipient:                                            ‘‘Population and Income’’ criteria for
     number,                                                    (1) Recipient’s entity name,                       recipient locations can be provided in
        (5) Applicant’s fax number,                             (2) Complete address (mailing and                  the form of a list; however, the source
        (6) County where applicant is located,               physical location, if different),                     of the data must be included on the
        (7) Congressional district number                       (3) County where located,                          page(s).
     where applicant is located,                                (4) Number of Congressional district                  (i) A timeline identifying specific
        (8) Amount of grant request, and                     where recipient is located,                           activities and proposed dates for
        (9) Number of recipients.                               (5) Contact person’s name, email                   completion.
        (b) A detailed Table of Contents
                                                             address and telephone number and,                        (j) A detailed project budget that
     containing page numbers for each
                                                                (6) Form RD 400–4, ‘‘Assurance                     includes the RCDI grant amount and
     component of the application.
                                                             Agreement.’’ If the Form RD 400–4 is                  matching funds. This should be a line-
        (c) A project overview, no longer than
                                                             not submitted for the applicant and each              item budget, by category. Categories
     one page, including the following items,
                                                             recipient, the recipient will be                      such as salaries, administrative, other,
     which will also be addressed separately
                                                             considered ineligible. No information                 and indirect costs that pertain to the
     and in detail under ‘‘Building Capacity
                                                             pertaining to that recipient will be                  proposed project must be clearly
     and Expertise’’ of the ‘‘Evaluation
                                                             included in the income or population                  defined. Supporting documentation
     Criteria.’’
        (1) The type of technical assistance to              scoring criteria and the requested                    listing the components of these
     be provided to the recipients and how                   funding may be adjusted due to the                    categories must be included. The budget
     it will be implemented.                                 deletion of the recipient.                            should be dated: Year 1, year 2, and year
        (2) How the capacity and ability of the                 (g) Submit evidence that each                      3, as applicable.
     recipients will be improved.                            recipient entity is eligible.                            (k) The indirect cost category in the
        (3) The overall goals to be                          Documentation must be submitted to                    project budget should be used only
     accomplished.                                           verify recipient eligibility. Acceptable              when a grant applicant has a federally
        (4) The benchmarks to be used to                     documentation varies depending on the                 negotiated indirect cost rate. A copy of
     measure the success of the program.                     type of recipient:                                    the current rate agreement must be
     Benchmarks should be specific and                          (1) Nonprofits—provide a current                   provided with the application. Non-
     quantifiable.                                           valid letter confirming non-profit status             federal entities that have never received
        (d) Organizational documents, such as                from the Secretary of the State of                    a negotiated indirect cost rate, except for
     a certificate of incorporation and a                    incorporation, a current good standing                those non-Federal entities described in
     current good standing certification from                certification from the Secretary of the               Appendix VII to Part 200-States and
     the Secretary of State where the                        State of incorporation, or other valid                Local Government and Indian Tribe
     applicant is incorporated and other                     documentation of current nonprofit                    Indirect Cost Proposals, paragraph
     similar and valid documentation of                      status of each recipient.                             (d)(1)(B), may use the de minimis rate
     current non-profit status, from the                        A nonprofit recipient must provide                 of 10% of modified total direct costs
     intermediary that confirms it has been                  evidence that it is a valid nonprofit                 (MTDC).
     legally organized for a minimum of 3                    when the intermediary applies for the                    (l) Form SF–424, ‘‘Application for
     years as the applicant entity.                          RCDI grant. Organizations with pending                Federal Assistance.’’


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     24286                           Federal Register / Vol. 82, No. 101 / Friday, May 26, 2017 / Notices

        (Do not complete Form SF–424A,                       comply with the reporting requirements                Grants.gov. Applicants intending to
     ‘‘Budget Information.’’ A separate line-                should the applicant receive funding.                 mail applications must provide
     item budget should be presented as                      See 2 CFR 170.200(b).                                 sufficient time to permit delivery on or
     described in Letter (j) of this section.)                  An applicant, unless excepted under                before the closing deadline date and
        (m) Form SF–424B, ‘‘Assurances—                      2 CFR 25.110(b), (c), or (d), is required             time. Acceptance by the United States
     Non-Construction Programs.’’                            to:                                                   Postal Service or private mailer does not
        (n) Form AD–1047, ‘‘Certification                       (a) Be registered in SAM before                    constitute delivery. Facsimile (FAX),
     Regarding Debarment, Suspension, and                    submitting its application;                           electronic mail and postage due
     Other Responsibility Matters—Primary                       (b) Provide a valid DUNS number in                 applications will not be accepted.
     Covered Transactions.’’                                 its application; and                                     To submit a paper application, the
        (o) Form AD–1048, ‘‘Certification                       (c) Continue to maintain an active                 original application package must be
     Regarding Debarment, Suspension,                        SAM registration with current                         submitted to the Rural Development
     Ineligibility and Voluntary Exclusion—                  information at all times during which it              State Office where the applicant’s
     Lower Tier Covered Transactions.’’                      has an active Federal award or an                     headquarters is located.
        (p) Form AD–1049, ‘‘Certification                    application or plan under consideration                  A listing of Rural Development State
     Regarding Drug-Free Workplace                           by a Federal awarding agency.                         Offices contacts can be found via
     Requirements.’’                                            The Federal awarding agency may not                https://www.rd.usda.gov/files/CF_State_
        (q) Certification of Non-Lobbying                    make a federal award to an applicant                  Office_Contacts.pdf.
     Activities.                                             until the applicant has complied with                    Applications will not be accepted via
        (r) Standard Form LLL, ‘‘Disclosure of               all applicable DUNS and SAM                           FAX or electronic mail.
     Lobbying Activities,’’ if applicable.                   requirements and, if an applicant has                    Applicants may file an electronic
        (s) Form RD 400–4, ‘‘Assurance                       not fully complied with the                           application at http://www.grants.gov.
     Agreement,’’ for the applicant and each                 requirements by the time the Federal                  Grants.gov contains full instructions on
     recipient.                                              awarding agency is ready to make a                    all required passwords, credentialing,
        (t) Identify and report any association              Federal award, the Federal awarding                   and software. Follow the instructions at
     or relationship with Rural Development                  agency may determine that the                         Grants.gov for registering and
     employees. (A statement acknowledging                   applicant is not qualified to receive a               submitting an electronic application. If
     whether or not a relationship exists is                 Federal award and use that                            a system problem or technical difficulty
     required.)                                              determination as a basis for making a                 occurs with an electronic application,
        (u) Form AD–3030, ‘‘Representations                  Federal award to another applicant.                   please use the customer support
     Regarding Felony Conviction and Tax                        As required by the Office of                       resources available at the Grants.gov
     Delinquent Status for Corporate                         Management and Budget (OMB), all                      Web site.
     Applicants,’’ if you are a corporation. A               grant applications must provide a DUNS                   Technical difficulties submitting an
     corporation is any entity that has filed                number when applying for Federal                      application through Grants.gov will not
     articles of incorporation in one of the 50              grants, on or after October 1, 2003.                  be a reason to extend the application
     States, the District of Columbia, the                   Organizations can receive a DUNS                      deadline. If an application is unable to
     Federated States of Micronesia, the                     number at no cost by calling the                      be submitted through Grants.gov, a
     Republic of Palau, and the Republic of                  dedicated toll-free number at 1–866–                  paper application must be received in
     the Marshall Islands, or the various                    705–5711 or via Internet at http://                   the appropriate Rural Development
     territories of the United States including              fedgov.dnb.com/webform. Additional                    State Office by the deadline noted
     American Samoa, Guam, Midway                            information concerning this                           previously.
     Islands, Northern Mariana Islands,                      requirement can be obtained on the                       First time Grants.gov users should
     Puerto Rico, or the U.S. Virgin Islands.                Grants.gov Web site at http://                        carefully read and follow the
     Corporations include both for profit and                www.grants.gov. Similarly, applicants                 registration steps listed on the Web site.
     non-profit entities.                                    may register for SAM at https://                      These steps need to be initiated early in
     3. Dun and Bradstreet Data Universal                    www.sam.gov or by calling 1–866–606–                  the application process to avoid delays
     Numbering System (DUNS) and System                      8220.                                                 in submitting your application online.
                                                                The applicant must provide                            In order to register with System for
     for Awards Management (SAM)
                                                             documentation that they are registered                Award Management (SAM), your
        Grant applicants must obtain a Dun                   in SAM and their DUNS number. If the                  organization will need a DUNS number.
     and Bradstreet Data Universal                           applicant does not provide                            Be sure to complete the Marketing
     Numbering System (DUNS) number and                      documentation that they are registered                Partner ID (MPID) and Electronic
     register in the System for Award                        in SAM and their DUNS number, the                     Business Primary Point of Contact fields
     Management (SAM) prior to submitting                    application will not be considered for                during the SAM registration process.
     an application pursuant to 2 CFR                        funding. The required forms and                          These are mandatory fields that are
     25.200(b). In addition, an entity                       certifications can be downloaded from                 required when submitting grant
     applicant must maintain registration in                 the RCDI Web site at: http://                         applications through Grants.gov.
     SAM at all times during which it has an                 www.rd.usda.gov/programs-services/                    Additional application instructions for
     active Federal award or an application                  rural-community-development-                          submitting an electronic application can
     or plan under consideration by the                      initiative-grants.                                    be found by selecting this funding
     Agency. Similarly, all recipients of                                                                          opportunity on Grants.gov.
     Federal financial assistance are required               4. Submission Dates and Times
     to report information about first-tier                     The deadline for receipt of an                     5. Funding Restrictions
     subawards and executive compensation                    application is 4 p.m. local time, July 25,               Meeting expenses. In accordance with
     in accordance to 2 CFR part 170. So long                2017. The application date and time are               31 U.S.C. 1345, ‘‘Expenses of Meetings,’’
     as an entity applicant does not have an                 firm. The Agency will not consider any                appropriations may not be used for
     exception under 2 CFR 170.110(b), the                   application received after the deadline.              travel, transportation, and subsistence
     applicant must have the necessary                       You may submit your application in                    expenses for a meeting. RCDI grant
     processes and systems in place to                       paper form or electronically through                  funds cannot be used for these meeting-


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                                     Federal Register / Vol. 82, No. 101 / Friday, May 26, 2017 / Notices                                                       24287

     related expenses. Matching funds may,                   the most improvement in capacity                        (2) The ability to provide the
     however, be used to pay for these                       development and measurable activities                 proposed financial and technical
     expenses.                                               being ranked the highest.                             assistance based on prior
        RCDI funds may be used to pay for a                     The narrative response must contain                accomplishments. (6 Points)
     speaker as part of a program, equipment                 the following items. This list also                     (3) Cost effectiveness will be
     to facilitate the program, and the actual               contains the points for each item.                    evaluated based on the budget in the
     room that will house the meeting.                          (1) Describe the nature of financial               application. The proposed grant amount
        RCDI funds cannot be used for                        and technical assistance to be provided               and matching funds should be utilized
     meetings; they can, however, be used for                to the recipients and the activities that             to maximize capacity building at the
     travel, transportation, or subsistence                  will be conducted to deliver the                      recipient level. (2 Points)
     expenses for program-related training                   technical assistance; (10 Points)                     (c) Population and Income—Maximum
     and technical assistance purposes. Any                     (2) Explain how financial and
                                                                                                                   15 Points
     training not delineated in the                          technical assistance will develop or
     application must be approved by the                     increase the recipient’s capacity.                       Population is based on the average
     Agency to verify compliance with 31                     Indicate whether a new function is                    population from the 2010 census data
     U.S.C. 1345. Travel and per diem                        being developed or if existing functions              for the communities in which the
     expenses (including meals and                           are being expanded or performed more                  recipients are located. The physical
     incidental expenses) will be allowed in                 effectively; (7 Points)                               address, not mailing address, for each
     accordance with 2 CFR parts 200 and                        (3) Identify which RCDI purpose areas              recipient must be used for this criterion.
     400.                                                    will be addressed with this assistance:               Community is defined for scoring
                                                             housing, community facilities, or                     purposes as a city, town, village, county,
     E. Application Review Information                       community and economic development;                   parish, borough, or census-designated
     1. Evaluation Criteria                                  (3 Points)                                            place where the recipient’s office is
                                                                (4) Describe how the results of the                physically located.
       Applications will be evaluated using                  technical assistance will be measured.                   The applicant must submit the census
     the following criteria and weights:                     What benchmarks will be used to                       data from the following Web site in the
     (a) Building Capacity and Expertise—                    measure effectiveness? Benchmarks                     form of a printout of the applicable
     Maximum 40 Points                                       should be specific and quantifiable; (5               ‘‘Fact Sheet’’ to verify the population
                                                             Points)                                               figures used for each recipient. The data
       The applicant must demonstrate how                                                                          can be accessed on the Internet at http://
                                                                (5) Demonstrate that it has conducted
     they will improve the recipients’                                                                             www.census.gov; click on ‘‘American
                                                             programs of financial and technical
     capacity, through a program of financial                                                                      FactFinder,’’ fill in field and click ‘‘Go’’;
                                                             assistance and achieved measurable
     and technical assistance, as it relates to                                                                    the name and population data for each
                                                             results in the areas of housing,
     the RCDI purposes.                                                                                            recipient location must be listed in this
                                                             community facilities, or community and
       Capacity-building financial and                                                                             section.
                                                             economic development in rural areas.
     technical assistance should provide new                                                                          The average population of the
                                                             (10 Points)
     functions to the recipients or expand                      (6) Provide in a chart or excel                    recipient locations will be used and will
     existing functions that will enable the                 spreadsheet, the organization name,                   be scored as follows:
     recipients to undertake projects in the                 point of contact, address, phone
     areas of housing, community facilities,                 number, email address, and the type                                                              Scoring
                                                                                                                              Population
     or community and economic                                                                                                                                (points)
                                                             and amount of the financial and
     development that will benefit the                       technical assistance the applicant
     community. Capacity-building financial                                                                        10,000   or less .......................              5
                                                             organization has provided to the                      10,001   to 20,000 ..................                 4
     and technical assistance may include,                   following for the last 3 years: (5 Points)            20,001   to 30,000 ..................                 3
     but is not limited to: Training to                         (i) Nonprofit organizations in rural               30,001   to 40,000 ..................                 2
     conduct community development                           areas.                                                40,001   to 50,000 ..................                 1
     programs, e.g., homeownership                              (ii) Low-income communities in rural
     education, or the establishment of                      areas (also include the type of entity,                  The average of the median household
     minority business entrepreneurs,                        e.g., city government, town council, or               income for the communities where the
     cooperatives, or micro-enterprises;                     village board).                                       recipients are physically located will
     organizational development, e.g.,                          (iii) Federally recognized tribes or any           determine the points awarded. The
     assistance to develop or improve board                  other culturally diverse organizations.               physical address, not mailing address,
     operations, management, and financial                                                                         for each recipient must be used for this
     systems; instruction on how to develop                  (b) Soundness of Approach—Maximum                     criterion. Applicants may compare the
     and implement a strategic plan;                         15 Points                                             average recipient median household
     instruction on how to access alternative                  The applicant can receive up to 15                  income to the State median household
     funding sources to increase leveraging                  points for soundness of approach. The                 income or the national median
     opportunities; staffing, e.g., hiring a                 overall proposal will be considered                   household income, whichever yields the
     person at intermediary or recipient level               under this criterion.                                 most points. The national median
     to provide technical assistance to                        Applicants must list the page                       household income to be used is $51,914.
     recipients.                                             numbers in the application that address                  The applicant must submit the
        The program of financial and                         these factors.                                        income data in the form of a printout of
     technical assistance that is to be                        The maximum 15 points for this                      the applicable information from the
     provided, its delivery, and the                         criterion will be based on the following:             following Web site to verify the income
     measurability of the program’s                            (1) The proposal fits the objectives for            for each recipient. The data being used
     effectiveness will determine the merit of               which applications were invited, is                   is from the 2010 American Community
     the application.                                        clearly stated, and the applicant has                 Survey (ACS) 5-year estimates (2006–
        All applications will be competitively               defined how this proposal will be                     2010 data set). The data can be accessed
     ranked with the applications providing                  implemented. (7 Points)                               on the Internet at http://


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     24288                           Federal Register / Vol. 82, No. 101 / Friday, May 26, 2017 / Notices

     www.census.gov; click on ‘‘American                     2. Review and Selection Process                         Successful applicants will receive a
     FactFinder,’’ (under ‘‘Find Data’’ at                      (a) Rating and ranking.                            selection letter by mail containing
     bottom of page), ‘‘Advanced                                Applications will be rated and ranked              instructions on requirements necessary
     Search,’’(click on ‘‘Show Me All’’ tab),                on a national basis by a review panel                 to proceed with execution and
     ‘‘Topics,’’ ‘‘Dataset,’’ locate 2010 ACS 5              based on the ‘‘Evaluation Criteria’’                  performance of the award.
     year estimates, close table, check the                  contained in this Notice.                               This letter is not an authorization to
     ‘‘Median Income’’ table (S1903 on page                     If there is a tied score after the                 begin performance. In addition, selected
     2), fill in the ‘‘state, county or place’’              applications have been rated and                      applicants will be requested to verify
     field (at top of page), select ‘‘Go’’ and               ranked, the tie will be resolved by                   that components of the application have
     click ‘‘View’’; the name and income data                reviewing the scores for ’’Building                   not changed at the time of selection and
     for each recipient location must be                     Capacity and Expertise’’ and the                      on the award obligation date, if
     listed in this section (use the Household               applicant with the highest score in that              requested by the Agency.
     and Median Income column). Points                       category will receive a higher ranking. If              The award is not approved until all
     will be awarded as follows:                             the scores for ‘‘Building Capacity and                information has been verified, and the
                                                             Expertise’’ are the same, the scores will             awarding official of the Agency has
       Average recipient median              Scoring         be compared for the next criterion, in                signed Form RD 1940–1, ‘‘Request for
               income                        (points)        sequential order, until one highest score             Obligation of Funds’’ and the grant
                                                             can be determined.                                    agreement.
     Less than or equal to 70 per-                                                                                   Unsuccessful applicants will receive
       cent of state or national                                (b) Initial screening.
       median household income                          10      The Agency will screen each                        notification including appeal rights by
     Greater than 70, but less                               application to determine eligibility                  mail.
       than or equal to 80 per-                              during the period immediately
                                                                                                                   2. Administrative and National Policy
       cent of state or national                             following the application deadline.
                                                                                                                   Requirements
       median household income                           5   Listed below are examples of reasons for
     In excess of 80 percent of                              rejection from previous funding rounds.                  Grantees will be required to do the
       state or national median                              The following reasons for rejection are               following:
       household Income .............                    0   not all inclusive; however, they                         (a) Execute a Rural Community
                                                             represent the majority of the                         Development Initiative Grant
     (d) State Director’s Points Based on                    applications previously rejected.                     Agreement.
     Project Merit—Maximum 10 Points                            (1) Recipients were not located in                    (b) Execute Form RD 1940–1,
                                                             eligible rural areas based on the                     ‘‘Request for Obligation of Funds.’’
        (1) This criterion will be addressed by                                                                       (c) Use Form SF 270, ‘‘Request for
     the Agency, not the applicant.                          definition in this Notice.
                                                                (2) Applicants failed to provide                   Advance or Reimbursement,’’ to request
        (2) Up to 10 points may be awarded                                                                         reimbursements. Provide receipts for
                                                             evidence of recipient’s status, i.e.,
     by the Rural Development State Director                                                                       expenditures, timesheets and any other
                                                             documentation supporting nonprofit
     to any application(s) that benefits their                                                                     documentation to support the request
                                                             evidence of organization.
     State regardless of whether the                                                                               for reimbursement.
                                                                (3) Applicants failed to provide
     applicant is headquartered in their                                                                              (d) Provide financial status and
                                                             evidence of committed matching funds
     State. The total points awarded under                                                                         project performance reports on a
                                                             or matching funds were not committed
     this criterion, to all applications, will                                                                     quarterly basis starting with the first full
                                                             for a period at least equal to the grant
     not exceed 10.                                                                                                quarter after the grant award.
                                                             performance period.
        (3) When an intermediary submits an                     (4) Application did not follow the                    (e) Maintain a financial management
     application that will benefit a State that              RCDI structure with an intermediary                   system that is acceptable to the Agency.
     is not the same as the State in which the               and recipients.                                          (f) Ensure that records are maintained
     intermediary is headquartered, it is the                   (5) Recipients were not identified in              to document all activities and
     intermediary’s responsibility to notify                 the application.                                      expenditures utilizing RCDI grant funds
     the State Director of the State which is                   (6) Intermediary did not provide                   and matching funds. Receipts for
     receiving the benefit of their                          evidence it had been incorporated for at              expenditures will be included in this
     application. In such cases, State                       least 3 years as the applicant entity.                documentation.
     Directors awarding points to                               (7) Applicants failed to address the                  (g) Provide annual audits or
     applications benefiting their state must                ‘‘Evaluation Criteria.’’                              management reports on Form RD 442–
     notify the reviewing State in writing.                     (8) The purpose of the proposal did                2, ‘‘Statement of Budget, Income and
        (4) Assignment of any points under                   not qualify as an eligible RCDI purpose.              Equity,’’ and Form RD 442–3, ‘‘Balance
     this criterion requires a written                          (9) Inappropriate use of funds (e.g.,              Sheet,’’ depending on the amount of
     justification and must be tied to and                   construction or renovations).                         Federal funds expended and the
     awarded based on how closely the                           (10) The applicant proposed                        outstanding balance.
     application aligns with the Rural                       providing financial and technical                        (h) Collect and maintain data
     Development State Office’s strategic                    assistance directly to individuals.                   provided by recipients on race, sex, and
     goals.                                                     (11) The application package was not               national origin and ensure recipients
                                                             received by closing date and time.                    collect and maintain the same data on
     (e) Administrator Discretionary Points—
                                                             F. Federal Award Administration                       beneficiaries. Race and ethnicity data
     Maximum 20 Points
                                                             Information                                           will be collected in accordance with
       The Administrator may award up to                                                                           OMB Federal Register notice,
     20 discretionary points for projects to                 1. Federal Award Notice                               ‘‘Revisions to the Standards for the
     address geographic distribution of                         Within the limit of funds available for            Classification of Federal Data on Race
     funds, emergency conditions caused by                   such purpose, the awarding official of                and Ethnicity,’’ (62 FR 58782), October
     economic problems, natural disasters                    the Agency shall make grants in ranked                30, 1997. Sex data will be collected in
     and other initiatives identified by the                 order to eligible applicants under the                accordance with Title IX of the
     Secretary.                                              procedures set forth in this Notice.                  Education Amendments of 1972. These


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                                     Federal Register / Vol. 82, No. 101 / Friday, May 26, 2017 / Notices                                              24289

     items should not be submitted with the                  1894–0010 (applies to nonprofit                       intermediary to purchase supplies and
     application but should be available                     applicants only—submission is                         equipment to build the recipient’s
     upon request by the Agency.                             optional).                                            capacity.
        (i) Provide a final project performance                No reimbursement will be made for                      Funds—The RCDI grant and matching
     report.                                                 any funds expended prior to execution                 money.
        (j) Identify and report any association              of the RCDI Grant Agreement unless the                   Intermediary—A qualified private,
     or relationship with Rural Development                  intermediary is a non-profit or                       nonprofit (including faith-based and
     employees.                                              educational entity and has requested                  community organizations and
        (k) The intermediary and recipient                   and received written Agency approval                  philanthropic organizations), or public
     must comply with Title VI of the Civil                  of the costs prior to the actual                      (including tribal) organization that
     Rights Act of 1964, Title IX of the                     expenditure.                                          provides financial and technical
     Education Amendments of 1972,                             This exception is applicable for up to              assistance to multiple recipients.
     Section 504 of the Rehabilitation Act of                90 days prior to grant closing and only                  Low-income rural community—An
     1973, Executive Order 12250, Age Act of                 applies to grantees that have received                authority, district, economic
     1975, Executive Order 13166 Limited                     written approval but have not executed                development authority, regional
     English Proficiency, and 7 CFR part                     the RCDI Grant Agreement.                             council, or unit of government
     1901, subpart E.                                          The Agency cannot retroactively
        (l) The grantee must comply with                                                                           representing an incorporated city, town,
                                                             approve reimbursement for                             village, county, township, parish, or
     policies, guidance, and requirements as                 expenditures prior to execution of the
     described in the following applicable                                                                         borough whose income is at or below 80
                                                             RCDI Grant Agreement.                                 percent of either the state or national
     Code of Federal Regulations, and any
     successor regulations:                                  Program Definitions                                   Median Household Income as measured
        (i) 2 CFR parts 200 and 400 (Uniform                                                                       by the 2010 Census.
                                                               Agency—The Rural Housing Service
     Administrative Requirements, Cost                       (RHS) or its successor.                                  Matching funds—Cash or confirmed
     Principles, and Audit Requirements For                    Beneficiary—Entities or individuals                 funding commitments. Matching funds
     Federal Awards).                                        that receive benefits from assistance                 must be at least equal to the grant
        (ii) 2 CFR parts 417 and 180                         provided by the recipient.                            amount and committed for a period of
     (Government-wide Debarment and                            Capacity—The ability of a recipient to              not less than the grant performance
     Suspension (Nonprocurement)).                           implement housing, community                          period.
        (m) Form AD–3031, ‘‘Assurance                        facilities, or community and economic                    Recipient—The entity that receives
     Regarding Felony Conviction or Tax                      development projects.                                 the financial and technical assistance
     Delinquent Status for Corporate                           Conflict of interest—A situation in                 from the Intermediary. The recipient
     Applicants,’’ Must be signed by                         which a person or entity has competing                must be a nonprofit community-based
     corporate applicants who receive an                     personal, professional, or financial                  housing and development organization,
     award under this Notice.                                interests that make it difficult for the              a low-income rural community or a
                                                             person or business to act impartially.                federally recognized Tribe.
     3. Reporting
                                                             Regarding use of both grant and                          Rural and rural area—Any area other
        After grant approval and through                     matching funds, Federal procurement                   than (i) a city or town that has a
     grant completion, you will be required                  standards prohibit transactions that                  population of greater than 50,000
     to provide the following, as indicated in               involve a real or apparent conflict of                inhabitants; and (ii) the urbanized area
     the Grant Agreement:                                    interest for owners, employees, officers,             contiguous and adjacent to such city or
        (a) SF–425, ‘‘Federal Financial                                                                            town.
                                                             agents, or their immediate family
     Report’’ and SF–PPR, ‘‘Performance                                                                               Technical assistance—Skilled help in
                                                             members having a financial or other
     Progress Report’’ will be required on a                                                                       improving the recipient’s abilities in the
                                                             interest in the outcome of the project; or
     quarterly basis (due 30 working days                                                                          areas of housing, community facilities,
                                                             that restrict open and free competition
     after each calendar quarter). The                                                                             or community and economic
                                                             for unrestrained trade. Specifically,
     Performance Progress Report shall                                                                             development.
                                                             project funds may not be used for
     include the elements described in the
                                                             services or goods going to, or coming                 Non-Discrimination Statement
     grant agreement.
        (b) Final financial and performance                  from, a person or entity with a real or
                                                             apparent conflict of interest, including,                In accordance with Federal civil
     reports will be due 90 calendar days
                                                             but not limited to, owner(s) and their                rights law and U.S. Department of
     after the period of performance end
                                                             immediate family members. An example                  Agriculture (USDA) civil rights
     date.
        (c) A summary at the end of the final                of conflict of interest occurs when the               regulations and policies, the USDA, its
     report with elements as described in the                grantee’s employees, board of directors,              Agencies, offices, and employees, and
     grant agreement to assist in                            or the immediate family of either, have               institutions participating in or
     documenting the annual performance                      the appearance of a professional or                   administering USDA programs are
     goals of the RCDI program for Congress.                 personal financial interest in the                    prohibited from discriminating based on
                                                             recipients receiving the benefits or                  race, color, national origin, religion, sex,
     G. Federal Awarding Agency Contact                      services of the grant.                                gender identity (including gender
        Contact the Rural Development office                   Federally recognized tribes—Tribal                  expression), sexual orientation,
     in the State where the applicant’s                      entities recognized and eligible for                  disability, age, marital status, family/
     headquarters is located. A list of Rural                funding and services from the Bureau of               parental status, income derived from a
     Development State Offices contacts can                  Indian Affairs, based on the most recent              public assistance program, political
     be found via https://www.rd.usda.gov/                   notice in the Federal Register published              beliefs, or reprisal or retaliation for prior
     files/CF_State_Office_Contacts.pdf.                     by the Bureau of Indian Affairs. Tribally             civil rights activity, in any program or
                                                             Designated Housing Entities are eligible              activity conducted or funded by USDA
     H. Other Information                                    RCDI recipients.                                      (not all bases apply to all programs).
       Survey on Ensuring Equal                                Financial assistance—Funds, not to                  Remedies and complaint filing
     Opportunity for Applicants, OMB No.                     exceed $10,000 per award, used by the                 deadlines vary by program or incident.


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     24290                           Federal Register / Vol. 82, No. 101 / Friday, May 26, 2017 / Notices

        Persons with disabilities who require                request for modification is made. Any                 be used to generate the Biomedical
     alternative means of communication for                  modifications must be within the scope                Research and Development Price Index
     program information (e.g., Braille, large               of the original application.                          (BRDPI). The Bureau of Economic
     print, audiotape, American Sign                           Dated: May 19, 2017.                                Analysis (BEA) develops this index for
     Language, etc.) should contact the                      Richard A. Davis,
                                                                                                                   NIH under a reimbursable contract. The
     responsible Agency or USDA’s TARGET                                                                           BRDPI is an index of prices paid for the
                                                             Acting Administrator, Rural Housing Service.
     Center at (202) 720–2600 (voice and                                                                           labor, supplies, equipment, and other
                                                             [FR Doc. 2017–10776 Filed 5–25–17; 8:45 am]           inputs required to perform the
     TTY) or contact USDA through the
     Federal Relay Service at (800) 877–8339.                BILLING CODE 3410–XV–P                                biomedical research the NIH supports in
     Additionally, program information may                                                                         its intramural laboratories and through
     be made available in languages other                                                                          its awards to extramural organizations.
     than English.                                           DEPARTMENT OF COMMERCE                                The BRDPI is a vital tool for planning
        To file a program discrimination                                                                           the NIH research budget and analyzing
     complaint, complete the USDA Program                    Bureau of Economic Analysis                           future NIH programs. A survey of award
     Discrimination Complaint Form, AD–                      [Docket No. 179323306–7306–01]                        recipients is currently the only means
     3027, found online at http://                                                                                 for updating the expenditure category
                                                             RIN 0691–XC067                                        weights that are used to prepare the
     www.ascr.usda.gov/complaint_filing_
     cust.html and at any USDA office or                     Proposed Information Collection;                      BRDPI.
     write a letter addressed to USDA and                    Request for Comments; Survey:                         II. Authority
     provide in the letter all of the                        Expenditures Incurred by Recipients of
     information requested in the form. To                                                                            The Department of Commerce, as part
                                                             Biomedical Research and                               of its continuing effort to reduce
     request a copy of the complaint form,                   Development Awards From the
     call (866) 632–9992. Submit your                                                                              paperwork and respondent burden
                                                             National Institutes of Health (NIH)                   pursuant to the requirements of the
     completed form or letter to USDA by:
        (1) By mail: U.S. Department of                      AGENCY: Bureau of Economic Analysis,                  Paperwork Reduction Act of 1995 (44
     Agriculture, Office of the Assistant                    Department of Commerce.                               U.S.C. 3506(c)(2)(A)), invites the general
     Secretary for Civil Rights, 1400                        ACTION: Notice; request for comments.
                                                                                                                   public and other Federal agencies to
     Independence Avenue SW.,                                                                                      comment on this survey of expenditures
     Washington, DC 20250–9410;                              SUMMARY:    The Department of                         incurred by recipients of biomedical
        (2) Fax: (202) 690–7442; or                          Commerce, as part of its continuing                   research and development awards from
        (3) Email: program.intake@usda.gov.                  effort to reduce paperwork and                        the NIH. This survey will be voluntary.
                                                             respondent burden, as required by the                 The authority for NIH to collect
     Persons With Disabilities                                                                                     information for the BRDPI is provided
                                                             Paperwork Reduction Act of 1995,
        Individuals who are deaf, hard of                    invites the general public and other                  in 45 CFR, part 74, subpart C (Post-
     hearing, or have speech disabilities and                Federal agencies to comment on this                   Award Requirements), in which section
     you wish to file either an EEO or                       survey of expenditures incurred by                    74.21 sets forth explicit standards for
     program complaint please contact                        recipients of biomedical research and                 grantees in establishing and maintaining
     USDA through the Federal Relay                          development awards from the NIH.                      financial management systems and
     Service at (800) 877–8339 or (800) 845–                 DATES: Written comments must be
                                                                                                                   records, and section 74.53 provides for
     6136 (in Spanish).                                      submitted on or before July 25, 2017.                 the retention of such records, as well as
        Persons with disabilities who wish to                                                                      NIH access to such records.
                                                             ADDRESSES: Direct all written comments                   BEA will administer the survey and
     file a program complaint, please see
                                                             to Jennifer Jessup, Departmental                      analyze the survey results on behalf of
     information above on how to contact us
                                                             Paperwork Clearance Officer,                          NIH, through an interagency agreement
     by mail directly or by email.
        If you require alternative means of                  Department of Commerce, Room 6616,                    between the two agencies. The authority
     communication for program information                   14th and Constitution Avenue NW.,                     for the NIH to contract with the
     (e.g., Braille, large print, audiotape, etc.)           Washington, DC 20230, or via email at                 Department of Commerce (DOC) to
     please contact USDA’s TARGET Center                     PRAcomments@doc.gov.                                  make this collection is the Economy Act
     at (202) 720–2600 (voice and TDD).                      FOR FURTHER INFORMATION CONTACT:                      (31 U.S.C. 1535 and 1536).
                                                             Jennifer A. Bennett, Chief, Government                   The special studies authority, 15
     Appeal Process                                          Fixed Assets Branch, Government                       U.S.C. 1525, permits DOC to provide,
       All adverse determinations regarding                  Division (BE–57), Bureau of Economic                  upon the request of any person, firm, or
     applicant eligibility and the awarding of               Analysis, U.S. Department of                          public or private organization special
     points as part of the selection process                 Commerce, 4600 Silver Hill Rd.,                       studies on matters within DOC’s
     are appealable pursuant to 7 CFR part                   Washington, DC 20233 via phone at                     authority, including preparing from its
     11. Instructions on the appeal process                  (301) 278–9769, or via email at                       records special compilations, lists,
     will be provided at the time an                         jennifer.bennett@bea.gov.                             bulletins, or reports, and furnishing
     applicant is notified of the adverse                    SUPPLEMENTARY INFORMATION:                            transcripts or copies of its studies,
     decision.                                                                                                     compilations and other records. NIH’s
       In the event the applicant is awarded                 I. Abstract                                           support for this research is consistent
     a grant that is less than the amount                      The survey obtains the distribution of              with its duties and authority under 42
     requested, the applicant will be required               expenditures incurred by recipients of                U.S.C. 282.
     to modify its application to conform to                 biomedical research awards from the                      The information provided by the
     the reduced amount before execution of                  National Institutes of Health (NIH) in                respondents will be kept confidential
     the grant agreement. The Agency                         order to provide information on how the               and be used for exclusively statistical
     reserves the right to reduce or withdraw                NIH award amounts are expended                        purposes. This pledge of confidentiality
     the award if acceptable modifications                   across several major categories. This                 is made under the confidential
     are not submitted by the awardee within                 information, along with wage and price                information protection provisions of
     15 working days from the date the                       data from other published sources, will               title V, subtitle A of Public Law 107–


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Document Created: 2017-05-26 02:24:22
Document Modified: 2017-05-26 02:24:22
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
DatesThe deadline for receipt of an application is 4 p.m. local time, July 25, 2017. The application date and time are firm. The Agency will not consider any application received after the deadline. Applicants intending to mail applications must provide sufficient time to permit delivery on or before the closing deadline date and time. Acceptance by the United States Postal Service or private mailer does not constitute delivery. Facsimile (FAX), electronic mail, and postage due applications will not be accepted.
ContactThe Rural Development office for the state in which the applicant is located. A list of Rural Development State Office contacts is provided at the following link: https:// www.rd.usda.gov/files/CF_State_Office_Contacts.pdf.
FR Citation82 FR 24281 

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