82_FR_24506 82 FR 24405 - Submission for OMB Review; Comment Request

82 FR 24405 - Submission for OMB Review; Comment Request

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 101 (May 26, 2017)

Page Range24405-24405
FR Document2017-10893

Federal Register, Volume 82 Issue 101 (Friday, May 26, 2017)
[Federal Register Volume 82, Number 101 (Friday, May 26, 2017)]
[Notices]
[Page 24405]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-10893]


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SECURITIES AND EXCHANGE COMMISSION

[SEC File No. 270-456, OMB Control No. 3235-0515]


Submission for OMB Review; Comment Request

Upon Written Request Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE., Washington, DC 
20549-2736.

Extension:
    Schedule TO; SEC File No. 270-456, OMB Control No. 3235-0515.

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget the request for extension of the previously approved 
collection of information discussed below.
    Schedule TO (17 CFR 240.14d-100) must be filed by a reporting 
company that makes a tender offer for its own securities. Also, persons 
other than the reporting company making a tender offer for equity 
securities registered under Section 12 of the Exchange Act (15 U.S.C. 
78l) (which offer, if consummated, would cause that person to own over 
5% of that class of the securities) must file a Schedule TO. The 
purpose of Schedule TO is to improve communications between public 
companies and investors before companies file registration statements 
involving tender offer statements. This information is made available 
to the public. The information provided on Schedule TO is mandatory. 
Schedule TO takes approximately 43.5 hours per response and is filed by 
approximately 1,378 issuers annually. We estimate that 50% of the 43.5 
hours per response (21.75 hours) is prepared by the issuer for an 
annual reporting burden of 29,972 hours (21.75 hours per response x 
1,378 responses).
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid control number.
    The public may view the background documentation for this 
information collection at the following Web site, www.reginfo.gov. 
Comments should be directed to: (i) Desk Officer for the Securities and 
Exchange Commission, Office of Information and Regulatory Affairs, 
Office of Management and Budget, Room 10102, New Executive Office 
Building, Washington, DC 20503, or by sending an email to: 
[email protected]; and (ii) Pamela Dyson, Director/Chief 
Information Officer, Securities and Exchange Commission, c/o Remi 
Pavlik-Simon, 100 F Street NE., Washington, DC 20549 or send an email 
to: [email protected]. Comments must be submitted to OMB within 30 
days of this notice.

    Dated: May 23, 2017.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-10893 Filed 5-25-17; 8:45 am]
 BILLING CODE 8011-01-P



                                     Federal Register / Vol. 82, No. 101 / Friday, May 26, 2017 / Notices                                                  24405

     SECURITIES AND EXCHANGE                                   Dated: May 23, 2017.                                directed to: (i) Desk Officer for the
     COMMISSION                                              Eduard A. Aleman,                                     Securities and Exchange Commission,
                                                             Assistant Secretary.                                  Office of Information and Regulatory
     Submission for OMB Review;                              [FR Doc. 2017–10892 Filed 5–25–17; 8:45 am]           Affairs, Office of Management and
     Comment Request                                         BILLING CODE 8011–01–P
                                                                                                                   Budget, Room 10102, New Executive
                                                                                                                   Office Building, Washington, DC 20503,
     Upon Written Request Copies Available                                                                         or by sending an email to:
        From: Securities and Exchange                        SECURITIES AND EXCHANGE                               Shagufta_Ahmed@omb.eop.gov; and (ii)
        Commission Office of FOIA                            COMMISSION                                            Pamela Dyson, Director/Chief
        Services, 100 F Street NE.,                                                                                Information Officer, Securities and
        Washington, DC 20549–2736.                           [SEC File No. 270–456, OMB Control No.
                                                                                                                   Exchange Commission, c/o Remi Pavlik-
                                                             3235–0515]
     Extension:                                                                                                    Simon, 100 F Street NE., Washington,
       Form S–4. SEC File No. 270–287, OMB                   Submission for OMB Review;                            DC 20549 or send an email to:
         Control No. 3235–0324.                                                                                    PRA_Mailbox@sec.gov. Comments must
                                                             Comment Request
                                                                                                                   be submitted to OMB within 30 days of
        Notice is hereby given that, pursuant                Upon Written Request Copies Available                 this notice.
     to the Paperwork Reduction Act of 1995                   From: Securities and Exchange
     (44 U.S.C. 3501 et seq.), the Securities                                                                        Dated: May 23, 2017.
                                                              Commission, Office of FOIA Services,
     and Exchange Commission                                                                                       Eduardo A. Aleman,
                                                              100 F Street NE., Washington, DC
     (‘‘Commission’’) has submitted to the                    20549–2736.                                          Assistant Secretary.
     Office of Management and Budget a                                                                             [FR Doc. 2017–10893 Filed 5–25–17; 8:45 am]
     request for extension of the previously                 Extension:
                                                                                                                   BILLING CODE 8011–01–P
                                                               Schedule TO; SEC File No. 270–456, OMB
     approved collection of information
                                                                 Control No. 3235–0515.
     discussed below.
        Form S–4 (17 CFR 239.25) is the form                    Notice is hereby given that, pursuant              SECURITIES AND EXCHANGE
     used for registration under the                         to the Paperwork Reduction Act of 1995                COMMISSION
     Securities Act of 1933 (15 U.S.C. 77a et                (44 U.S.C. 3501 et seq.), the Securities
                                                             and Exchange Commission                               Submission for OMB Review;
     seq.) of securities issued in business
                                                             (‘‘Commission’’) has submitted to the                 Comment Request
     combination transactions. The
     information collected is intended to                    Office of Management and Budget the
                                                                                                                   Upon Written Request, Copies Available
     ensure the adequacy of information                      request for extension of the previously
                                                                                                                    From: Securities and Exchange
     available to investors in connection                    approved collection of information
                                                                                                                    Commission, Office of FOIA Services,
     with business combination transactions.                 discussed below.
                                                                                                                    100 F Street NE., Washington, DC
                                                                Schedule TO (17 CFR 240.14d–100)
     Form S–4 is a public document and all                                                                          20549–2736.
                                                             must be filed by a reporting company
     information provided is mandatory.                                                                            Extension:
                                                             that makes a tender offer for its own
     Form S–4 takes approximately 4,099.68                                                                           Rule 482; SEC File No. 270–508, OMB
                                                             securities. Also, persons other than the
     hours per response to prepare and is                                                                              Control No. 3235–0565
                                                             reporting company making a tender
     filed by 551 registrants annually. We                                                                            Notice is hereby given that, pursuant
                                                             offer for equity securities registered
     estimate that 25% of the 4,099.68 hours                                                                       to the Paperwork Reduction Act of 1995
                                                             under Section 12 of the Exchange Act
     per response (1,024.92 hours) is                                                                              (44 U.S.C. 3501 et seq.) (‘‘Paperwork
                                                             (15 U.S.C. 78l) (which offer, if
     prepared by the registrant for an annual                                                                      Reduction Act’’), the Securities and
                                                             consummated, would cause that person
     reporting burden of 564,731 hours                                                                             Exchange Commission (‘‘Commission’’)
                                                             to own over 5% of that class of the
     (1,024.92 hours per response × 551                                                                            has submitted to the Office of
                                                             securities) must file a Schedule TO. The
     responses).                                                                                                   Management and Budget (‘‘OMB’’) a
                                                             purpose of Schedule TO is to improve
        An agency may not conduct or                         communications between public                         request for extension of the previously
     sponsor, and a person is not required to                companies and investors before                        approved collection of information
     respond to, a collection of information                 companies file registration statements                discussed below.
     unless it displays a currently valid                    involving tender offer statements. This                  Like most issuers of securities, when
     control number.                                         information is made available to the                  an investment company (‘‘fund’’) 1 offers
        The public may view the background                   public. The information provided on                   its shares to the public, its promotional
     documentation for this information                      Schedule TO is mandatory. Schedule                    efforts become subject to the advertising
     collection at the following Web site,                   TO takes approximately 43.5 hours per                 restrictions of the Securities Act of 1933
     www.reginfo.gov. Comments should be                     response and is filed by approximately                (15 U.S.C. 77) (the ‘‘Securities Act’’). In
     directed to: (i) Desk Officer for the                   1,378 issuers annually. We estimate that              recognition of the particular problems
     Securities and Exchange Commission,                     50% of the 43.5 hours per response                    faced by funds that continually offer
     Office of Information and Regulatory                    (21.75 hours) is prepared by the issuer               securities and wish to advertise their
     Affairs, Office of Management and                       for an annual reporting burden of 29,972              securities, the Commission has
     Budget, Room 10102, New Executive                       hours (21.75 hours per response × 1,378               previously adopted advertising safe
     Office Building, Washington, DC 20503,                  responses).                                           harbor rules. The most important of
     or by sending an email to: Shagufta_                       An agency may not conduct or                       these is rule 482 (17 CFR 230.482) under
     Ahmed@omb.eop.gov; and (ii) Pamela                      sponsor, and a person is not required to              the Securities Act, which, under certain
     Dyson, Director/Chief Information                       respond to, a collection of information               circumstances, permits funds to
     Officer, Securities and Exchange                        unless it displays a currently valid                  advertise investment performance data,
     Commission, c/o Remi Pavlik-Simon,                      control number.
                                                                                                                     1 ‘‘Investment company’’ refers to both
     100 F Street NE., Washington, DC 20549                     The public may view the background
                                                                                                                   investment companies registered under the
     or send an email to: PRA_Mailbox@                       documentation for this information                    Investment Company Act of 1940 (‘‘Investment
     sec.gov. Comments must be submitted to                  collection at the following Web site,                 Company Act’’) (15 U.S.C. 80a–1 et seq.) and
     OMB within 30 days of this notice.                      www.reginfo.gov. Comments should be                   business development companies.



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Document Created: 2017-05-26 02:24:30
Document Modified: 2017-05-26 02:24:30
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
FR Citation82 FR 24405 

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