82_FR_24512 82 FR 24411 - Submission for OMB Review; Comment Request

82 FR 24411 - Submission for OMB Review; Comment Request

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 101 (May 26, 2017)

Page Range24411-24411
FR Document2017-10891

Federal Register, Volume 82 Issue 101 (Friday, May 26, 2017)
[Federal Register Volume 82, Number 101 (Friday, May 26, 2017)]
[Notices]
[Page 24411]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-10891]


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SECURITIES AND EXCHANGE COMMISSION


Submission for OMB Review; Comment Request

Upon Written Request Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE., Washington, DC 
20549-2736.

Extension:
    Form 144, SEC File No. 270-112, OMB Control No. 3235-0101.

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget this request for extension of the previously approved 
collections of information discussed below.
    Form 144 (17 CFR 239.144) is used to report the sale of securities 
during any three-month period that exceeds 5,000 shares or other units 
and has an aggregate sales price that does not exceed $50,000. Under 
Sections 2(a)(11), 4(a)(1), 4(a)(2), 4(a)(4) and 19(a) of the 
Securities Act of 1933 (15 U.S.C. 77b(a)(11), 77d(a)(1), 77d(a)(2), 
77d(a)(4) and 77s (a)) and Rule 144 (17 CFR 230.144) there under, the 
Commission is authorized to solicit the information required to be 
supplied by Form 144. The objectives of the rule could not be met, if 
the information collection was not required. The information collected 
must be filed with the Commission and is publicly available. Form 144 
takes approximately one burden hour per response and is filed by 490 
respondents for a total of 490 total burden hours.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid control number.
    The public may view the background documentation for this 
information collection at the following Web site, www.reginfo.gov. 
Comments should be directed to: (i) Desk Officer for the Securities and 
Exchange Commission, Office of Information and Regulatory Affairs, 
Office of Management and Budget, Room 10102, New Executive Office 
Building, Washington, DC 20503, or by sending an email to: 
[email protected]; and (ii) Pamela Dyson, Director/Chief 
Information Officer, Securities and Exchange Commission, c/o Remi 
Pavlik-Simon, 100 F Street NE., Washington, DC 20549 or send an email 
to: [email protected]. Comments must be submitted to OMB within 30 
days of this notice.

    Dated: May 23, 2017.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-10891 Filed 5-25-17; 8:45 am]
 BILLING CODE 8011-01-P



                                     Federal Register / Vol. 82, No. 101 / Friday, May 26, 2017 / Notices                                                  24411

     vote such Shares as directed by an                      approximately one burden hour per                     condition. The information provided by
     independent third party when voting on                  response and is filed by 490                          Form 10 is intended to ensure the
     (1) the election of directors; (2) the                  respondents for a total of 490 total                  adequacy of information available to
     removal of one or more directors; or (3)                burden hours.                                         investors about a company. Form 10
     any other matter under either the Act or                  An agency may not conduct or                        takes approximately 215.21 hours per
     applicable state law affecting the                      sponsor, and a person is not required to              response to prepare and is filed by
     Board’s composition, size or manner of                  respond to, a collection of information               approximately 216 respondents. We
     election.                                               unless it displays a currently valid                  estimate that 25% of the 215.21 hours
       15. Each Regulated Fund’s chief                       control number.                                       per response (53.803 hours) is prepared
     compliance officer, as defined in rule                    The public may view the background                  by the company for an annual reporting
     38a–1(a)(4) under the Act, will prepare                 documentation for this information                    burden of 11,621 hours (53.803 hours
     an annual report for its Board each year                collection at the following Web site,                 per response x 216 responses).
     that evaluates (and documents the basis                 www.reginfo.gov. Comments should be                     An agency may not conduct or
     of that evaluation) the Regulated Fund’s                directed to: (i) Desk Officer for the                 sponsor, and a person is not required to
     compliance with the terms and                           Securities and Exchange Commission,                   respond to, a collection of information
     conditions of the application and the                   Office of Information and Regulatory                  unless it displays a currently valid
     procedures established to achieve such                  Affairs, Office of Management and                     control number.
     compliance.                                             Budget, Room 10102, New Executive                       The public may view the background
                                                             Office Building, Washington, DC 20503,                documentation for this information
       For the Commission, by the Division of                                                                      collection at the following Web site,
     Investment Management, under delegated                  or by sending an email to: Shagufta_
     authority.                                              Ahmed@omb.eop.gov; and (ii) Pamela                    www.reginfo.gov. Comments should be
                                                             Dyson, Director/Chief Information                     directed to: (i) Desk Officer for the
     Eduardo A. Aleman,
                                                             Officer, Securities and Exchange                      Securities and Exchange Commission,
     Assistant Secretary.                                                                                          Office of Information and Regulatory
                                                             Commission, c/o Remi Pavlik-Simon,
     [FR Doc. 2017–10830 Filed 5–25–17; 8:45 am]                                                                   Affairs, Office of Management and
                                                             100 F Street NE., Washington, DC 20549
     BILLING CODE 8011–01–P
                                                             or send an email to: PRA_Mailbox@                     Budget, Room 10102, New Executive
                                                             sec.gov. Comments must be submitted to                Office Building, Washington, DC 20503,
                                                             OMB within 30 days of this notice.                    or by sending an email to: Shagufta_
     SECURITIES AND EXCHANGE                                                                                       Ahmed@omb.eop.gov; and (ii) Pamela
     COMMISSION                                                Dated: May 23, 2017.
                                                                                                                   Dyson, Director/Chief Information
                                                             Eduardo A. Aleman,                                    Officer, Securities and Exchange
     Submission for OMB Review;                              Assistant Secretary.                                  Commission, c/o Remi Pavlik-Simon,
     Comment Request                                         [FR Doc. 2017–10891 Filed 5–25–17; 8:45 am]           100 F Street NE., Washington, DC 20549
     Upon Written Request Copies Available                   BILLING CODE 8011–01–P                                or send an email to: PRA_Mailbox@
      From: Securities and Exchange                                                                                sec.gov. Comments must be submitted to
      Commission, Office of FOIA Services,                                                                         OMB within 30 days of this notice.
      100 F Street NE., Washington, DC                       SECURITIES AND EXCHANGE
                                                                                                                     Dated: May 23, 2017.
      20549–2736.                                            COMMISSION
                                                                                                                   Eduardo A. Aleman,
     Extension:                                              Submission for OMB Review;                            Assistant Secretary.
       Form 144, SEC File No. 270–112, OMB                   Comment Request                                       [FR Doc. 2017–10890 Filed 5–25–17; 8:45 am]
         Control No. 3235–0101.
                                                                                                                   BILLING CODE 8011–01–P
        Notice is hereby given that, pursuant                Upon Written Request Copies Available
     to the Paperwork Reduction Act of 1995                   From: Securities and Exchange
     (44 U.S.C. 3501 et seq.), the Securities                 Commission, Office of FOIA Services,                 SECURITIES AND EXCHANGE
     and Exchange Commission                                  100 F Street NE., Washington, DC                     COMMISSION
     (‘‘Commission’’) has submitted to the                    20549–2736.
                                                                                                                   [SEC File No. 270–155, OMB Control No.
     Office of Management and Budget this                    Extension:                                            3235–0123]
     request for extension of the previously                   Form 10, SEC File No. 270–51, OMB
     approved collections of information                         Control No. 3235–0064.                            Submission for OMB Review;
     discussed below.                                           Notice is hereby given that, pursuant              Comment Request
        Form 144 (17 CFR 239.144) is used to                 to the Paperwork Reduction Act of 1995
                                                                                                                   Upon Written Request, Copies Available
     report the sale of securities during any                (44 U.S.C. 3501 et seq.), the Securities
                                                                                                                    From: Securities and Exchange
     three-month period that exceeds 5,000                   and Exchange Commission
                                                                                                                    Commission, Office of FOIA Services,
     shares or other units and has an                        (‘‘Commission’’) has submitted to the
                                                                                                                    100 F Street NE., Washington, DC
     aggregate sales price that does not                     Office of Management and Budget this
                                                                                                                    20549–2736.
     exceed $50,000. Under Sections                          request for extension of the previously
     2(a)(11), 4(a)(1), 4(a)(2), 4(a)(4) and 19(a)           approved collection of information                    Extension:
     of the Securities Act of 1933 (15 U.S.C.                discussed below.                                        Rule 17a–5
     77b(a)(11), 77d(a)(1), 77d(a)(2), 77d(a)(4)                Form 10 (17 CFR 249.210) is used by                   Notice is hereby given that pursuant
     and 77s (a)) and Rule 144 (17 CFR                       issuers to register a class of securities             to the Paperwork Reduction Act of 1995
     230.144) there under, the Commission is                 pursuant to Section 12(b) or Section                  (44 U.S.C. 3501 et seq.) (‘‘PRA’’), the
     authorized to solicit the information                   12(g) (15 U.S.C. 78l(b) and 78l(g)) of the            Securities and Exchange Commission
     required to be supplied by Form 144.                    Exchange Act of 1934. Form 10 requires                (‘‘Commission’’) has submitted to the
     The objectives of the rule could not be                 financial and other information about                 Office of Management and Budget
     met, if the information collection was                  such matters as the issuer’s business,                (‘‘OMB’’) a request for approval of
     not required. The information collected                 properties, identity and remuneration of              extension of the previously approved
     must be filed with the Commission and                   management, outstanding securities and                collection of information provided for in
     is publicly available. Form 144 takes                   securities to be registered and financial             Rule 17a–5 (17 CFR 240.17a–5), under


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Document Created: 2017-05-26 02:23:56
Document Modified: 2017-05-26 02:23:56
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
FR Citation82 FR 24411 

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