82_FR_24546 82 FR 24445 - Office of the Assistant Secretary for Research and Technology; University Transportation Centers (UTC) Program, Competition for Regions 1, 2, and 3

82 FR 24445 - Office of the Assistant Secretary for Research and Technology; University Transportation Centers (UTC) Program, Competition for Regions 1, 2, and 3

DEPARTMENT OF TRANSPORTATION

Federal Register Volume 82, Issue 101 (May 26, 2017)

Page Range24445-24447
FR Document2017-10927

The United States Department of Transportation (the Department) is publishing this notice to give eligible nonprofit institutions of higher learning in Standard Federal Regions 1, 2, and 3 advance notice that they will have an opportunity to submit, through a re-competition, grant applications as a Regional Center, for Standard Federal Regions 1, 2 and 3, in the University Transportation Centers (UTCs) program (Catalog of Federal Domestic Assistance number 20.701). Funds for this grant program were authorized beginning on October 1, 2015. In the near future, the Department, via the Office of the Assistant Secretary for Research and Technology (OST-R), will release a grant solicitation through Grants.gov, and the UTC Program's Web site, http://utc.dot.gov, describing the competition and deadlines for applications. Proposals will be evaluated through a competitive process on the basis of demonstrated ability, research, technology transfer and education resources, leadership, multimodal research capability, commitment to transportation workforce development programs, dissemination of results, and the use of peer review, cost effectiveness and partnerships to advance diversity.

Federal Register, Volume 82 Issue 101 (Friday, May 26, 2017)
[Federal Register Volume 82, Number 101 (Friday, May 26, 2017)]
[Notices]
[Pages 24445-24447]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-10927]


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DEPARTMENT OF TRANSPORTATION


Office of the Assistant Secretary for Research and Technology; 
University Transportation Centers (UTC) Program, Competition for 
Regions 1, 2, and 3

AGENCY: Office of the Assistant Secretary for Research and Technology 
(OST-R), DOT.

ACTION: Notice of Funding Availability.

-----------------------------------------------------------------------

SUMMARY: The United States Department of Transportation (the 
Department) is publishing this notice to give eligible nonprofit 
institutions of higher learning in Standard Federal Regions 1, 2, and 3 
advance notice that they will have an opportunity to submit, through a 
re-competition, grant applications as a Regional Center, for Standard 
Federal Regions 1, 2 and 3, in the University Transportation Centers 
(UTCs) program (Catalog of Federal Domestic Assistance number 20.701).
    Funds for this grant program were authorized beginning on October 
1, 2015. In the near future, the Department, via the Office of the 
Assistant Secretary for Research and Technology (OST-R), will release a 
grant solicitation through Grants.gov, and the UTC Program's Web site, 
http://utc.dot.gov, describing the competition and deadlines for 
applications. Proposals will be evaluated through a competitive process 
on the basis of demonstrated ability, research, technology transfer and 
education resources, leadership, multimodal research capability, 
commitment to transportation workforce development programs, 
dissemination of results, and the use of peer review, cost 
effectiveness and partnerships to advance diversity.

FOR FURTHER INFORMATION CONTACT: Dr. Kevin Womack, Director, Office of 
Research, Development and Technology, mail code RDT-10, OST-R, 1200 New 
Jersey Avenue SE., Washington, DC 20590. Telephone Number (405) 954-
7312 or Email: [email protected].

SUPPLEMENTARY INFORMATION:

Table of Contents

I. Background
II. Eligibility
III. Matching Requirements
IV. Application Process
V. Program Funding and Award
VI. Use of Grant Funds

I. Background

    The Fixing America's Surface Transportation Act (FAST Act; Pub. L. 
114-94, Sec. 6002(a)(5); December 4, 2015) authorizes $72.5 million for 
Federal fiscal year (FY) 2016, $75 million for FY 2017 and FY 2018, and 
$77.5 million for FY 2019 and FY 2020 for up to 35 competitive grants 
for UTCs. The FY 2016 through FY 2020 funds are subject to 
appropriations and to an annual obligation limitation. The amount of 
budget authority available in a given year may be less than the amount 
authorized for that fiscal year.
    The FAST Act authorizes the Secretary of Transportation to make 
grants to eligible nonprofit institutions of higher education to 
establish and operate UTCs. Nonprofit institutions of higher education 
may include qualifying two-year institutions (20 U.S.C. 1001(a)). OST-R 
will manage the UTC Program for the Department. The

[[Page 24446]]

Department will solicit competitive grant applications for three 
Regional University Transportation Centers, one each in Standard 
Federal Regions 1, 2, and 3. Previously, the Department solicited 
competitive grant applications for these three regions; however, the 
Department did not select any of the submitted applications. UTCs will 
be selected by the Secretary, in consultation as appropriate with the 
Assistant Secretary for Research and Technology, and the Administrator 
of the Federal Highway Administration and other modal administrators as 
appropriate. (49 U.S.C. 5505(b)(4)(B) as amended by Pub. L. 114-94, 
Sec. 6016).
    The Department plans to competitively select three Regional UTCs, 
one in each Standard Federal Regions 1, 2, and 3, with an initial 
annual award ofup to $2,570,600 each.
    The role of each UTC is to advance transportation expertise and 
technology in the varied disciplines that comprise the field of 
transportation through education, research, and technology transfer 
activities; to provide for a critical transportation knowledge base 
outside of the Department of Transportation; and to address critical 
workforce needs and educate the next generation of transportation 
leaders.

II. Eligibility

    A UTC must be located in the United States or territories. A change 
in the UTC Program from prior authorizations is that each UTC must be a 
consortium of two or more nonprofit institutions of higher learning (49 
U.S.C. 5505(b)(1) as amended by Public Law 114-94, Sec.  6016). A 
Regional UTC must be located in the region for which the grant is 
sought. (49 U.S.C. 5505(c)(3)(B)(ii) as amended by Pub. L. 114-94, 
Sec.  6016). All members of a Regional UTC consortium must be located 
in the region for which the grant is sought.
    For Region 1, the eligible states are: Connecticut, Maine, 
Massachusetts, New Hampshire, Rhode Island and Vermont. For Region 2, 
the eligible states/territories are: New Jersey, New York, Puerto Rico, 
and the U.S. Virgin Islands. For Region 3, the eligible states are: 
Delaware, the District of Columbia, Maryland, Pennsylvania, Virginia 
and West Virginia.
    Institutions may collaborate with state and local departments of 
transportation, Metropolitan Planning Organizations, the private sector 
and non-governmental organizations; however, these organizations or 
others that are not U.S. nonprofit institutions of higher learning may 
not be considered members of a consortium. A change from previous UTC 
Program competitions is that two-year institutions may be members of a 
consortium if they meet the definition of ``institution of higher 
learning'' in 20 U.S.C. 1001(a). The grantee institution (lead 
institution of a consortium of institutions) will be the direct and 
primary recipient of UTC program funds. The grantee institution must 
perform a substantive role in carrying out UTC activities, and not 
serve merely as a conduit for awards to other parties.
    Applicants are reminded of the following restriction (49 U.S.C. 
5505(b)(2)(A) as amended by Public Law 114-94, Sec.  6016):
    A lead institution of a consortium of nonprofit institutions of 
higher education may only receive one grant per fiscal year for each 
type of Center. Thus, a lead institution may receive grants as a 
National Center, a Regional Center, and a Tier 1 Center, but not more 
than one grant in each category.

Ill. Matching Requirements

    Each UTC is required to obtain matching funds from non-federal 
sources. The amount of matching funds required for a Regional UTC is 
100 percent of the Federal award. The matching amounts may include the 
amounts made available to a grant recipient under 23 U.S.C. 504(b) or 
505.

IV. Application Process

    Full and Open Competition. The Department will conduct the UTC 
program selection based on principles of full and open competition. 
Three Regional Centers will be selected from the pool of applicants.
    Subject Matter Focus. A change to the UTC Program in this 
competition is that applicants must address the following selected 
research priorities taken from section 6503, Subtitle III of title 49 
as amended by Public Law 114-94, Sec.  6016:

    A. Improving mobility of people and goods; B. Reducing congestion;
    C. Promoting safety;
    D. Improving the durability and extending the life of 
transportation infrastructure; and
    E. Preserving the existing transportation system.

    The Secretary has selected nonexclusive candidate topic areas that 
will fall within these priority areas. Each UTC will be awarded a grant 
based on its ability to address one of the priorities and the topic 
areas that fall within the priority area selected.
    Regional UTCs: One UTC will be selected in each of Standard Federal 
Regions 1, 2, and 3. Regional UTCs are required to focus on 
transportation research and education (49 U.S.C. 5505(c)(3)(B) as 
amended by Pub. L. 114-94, Sec.  6016). Regional UTCs must be able to 
conduct research in an area of focus from among nonexclusive candidate 
topic areas established by the Secretary that address the research 
priorities identified in section 6503, Subtitle III of title 49 as 
amended by Public Law 114-94, Sec.  6016. An applicant for a Regional 
UTC must designate the region in which it is applying.
    Selection criteria. The Department will evaluate and select UTC 
applicants based on the nine selection criteria outlined in the FAST 
Act:

    ``(i) the demonstrated ability of the recipient to address each 
specific topic area described in the research and strategic plans of 
the recipient;
    ``(ii) the demonstrated research, technology transfer, and 
education resources available to the recipient to carry out this 
section;
    ``(iii) the ability of the recipient to provide leadership in 
solving immediate and long-range national and regional 
transportation problems;
    ``(iv) the ability of the recipient to carry out research, 
education, and technology transfer activities that are multimodal 
and multidisciplinary in scope;
    ``(v) the demonstrated commitment of the recipient to carry out 
transportation worliforce development programs through-
    ``(!) degree-granting programs or programs that provide other 
industry-recognized credentials; and
    ``(II) outreach activities to attract new entrants into the 
transportation field including women and underrepresented 
populations;
    ``(vi) the demonstrated ability of the recipient to disseminate 
results and spur the implementation of transportation research and 
education programs through national or statewide continuing 
education programs;
    ``(vii) the demonstrated commitment ofthe recipient to the use 
of peer review principles and other research best practices in the 
selection, management, and dissemination of research projects;
    ``(viii) the strategic plan submitted by the recipient 
describing the proposed research to be carried out by the recipient 
and the performance metrics to be used in assessing the performance 
of the recipient in meeting the stated research, technology 
transfer, education, and outreach goals; and
    ``(ix) the ability of the recipient to implement the proposed 
program in a cost-efficient manner, such as through cost sharing and 
overall reduced overhead, facilities, and administrative costs. ''

(49 U.S.C. 5505(b)(4)(B) as amended by Pub. L. 114-94, Sec.  6016).
    The following additional selection criteria also apply to Regional 
UTCs:
    Regional UTCs. The lead institution in a Regional consortium must 
have a well-established, nationally recognized program in research and 
education, as shown by:

    (i) recent expenditures by the institution in highway or public 
transportation research;

[[Page 24447]]

    (ii) a historical track record of awarding graduate degrees in 
professional fields closely related to highways and public 
transportation; and
    (iii) an experienced faculty who specialize in professional 
fields closely related to highways and public transportation.

(49 U.S.C. 5505(c)(3)(B) (iii) as amended by Pub. L. 114-94, Sec.  
6016).
    Past Performance. The Department is required by 2 CFR part 200, 
Uniform Administrative Requirements, Cost Principles, and Audit 
Requirements for Federal Awards, Section 205, to review risk posed by 
applicants. This may be done through such publicly available 
information collections as the System for Award Management (SAM.gov) 
and/or through specifically collected information about the applicant's 
record in managing Federal awards.
    External Stakeholders. The Department will consult with external 
stakeholders (including the Transportation Research Board ofthe 
National Academy of Sciences, among others), to the maximum extent 
practicable, to evaluate and review all proposals. (49 U.S.C. 
5505(b)(6) as amended by Pub. L. 114-94, Sec.  6016).

V. Program Funding and Award

    UTCs will be selected by the Secretary, in consultation as 
appropriate with the Assistant Secretary for Research and Technology, 
the Administrator of the Federal Highway Administration and other modal 
administrators as appropriate. Awards will be made no later than 
December 4, 2017, with Federal FY 2016 funds awarded at that time. 
Subsequent Federal FY 2017-FY 2020 funding will be awarded 
approximately annually after that date, subject to availability of 
funds and grantee compliance with grant terms and conditions.

VI. Use of Grant Funds

    Grantees will have until September 30, 2023 to expend all funds, 
assuming availability of annual appropriations.

    Issued in Washington, DC, on May 23, 2017.
Elaine L. Chao,
Secretary.
[FR Doc. 2017-10927 Filed 5-25-17; 8:45 am]
 BILLING CODE 4910-9X-P



                                      Federal Register / Vol. 82, No. 101 / Friday, May 26, 2017 / Notices                                           24445

     III. Request for Comments                                these means. FMCSA recommends that                   opportunity to submit, through a re-
        In accordance with 49 U.S.C. 31136(e)                 you include your name and a mailing                  competition, grant applications as a
     and 31315, FMCSA requests public                         address, an email address, or a phone                Regional Center, for Standard Federal
     comment from all interested persons on                   number in the body of your document                  Regions 1, 2 and 3, in the University
     the exemption petitions described in                     so that FMCSA can contact you if there               Transportation Centers (UTCs) program
     this notice. We will consider all                        are questions regarding your                         (Catalog of Federal Domestic Assistance
     comments received before the close of                    submission.                                          number 20.701).
     business on the closing date indicated                      To submit your comment online, go to                 Funds for this grant program were
     in the date section of the notice.                       http://www.regulations.gov and in the                authorized beginning on October 1,
        FMCSA notes that section 4129 of the                  search box insert the docket number                  2015. In the near future, the
     Safe, Accountable, Flexible and                          FMCSA–2017–0036 and click the search                 Department, via the Office of the
     Efficient Transportation Equity Act: A                   button. When the new screen appears,                 Assistant Secretary for Research and
     Legacy for Users requires the Secretary                  click on the blue ‘‘Comment Now!’’                   Technology (OST–R), will release a
     to revise its diabetes exemption program                 button on the right hand side of the                 grant solicitation through Grants.gov,
     established on September 3, 2003 (68 FR                  page. On the new page, enter                         and the UTC Program’s Web site, http://
     52441).1 The revision must provide for                   information required including the                   utc.dot.gov, describing the competition
     individual assessment of drivers with                    specific section of this document to                 and deadlines for applications.
     diabetes mellitus, and be consistent                     which each comment applies, and                      Proposals will be evaluated through a
     with the criteria described in section                   provide a reason for each suggestion or              competitive process on the basis of
     4018 of the Transportation Equity Act                    recommendation. If you submit your                   demonstrated ability, research,
     for the 21st Century (49 U.S.C. 31305).                  comments by mail or hand delivery,                   technology transfer and education
        Section 4129 requires: (1) Elimination                submit them in an unbound format, no                 resources, leadership, multimodal
     of the requirement for 3 years of                        larger than 81⁄2 by 11 inches, suitable for          research capability, commitment to
     experience operating CMVs while being                    copying and electronic filing. If you                transportation workforce development
     treated with insulin; and (2)                            submit comments by mail and would                    programs, dissemination of results, and
     establishment of a specified minimum                     like to know that they reached the                   the use of peer review, cost effectiveness
     period of insulin use to demonstrate                     facility, please enclose a stamped, self-            and partnerships to advance diversity.
     stable control of diabetes before being                  addressed postcard or envelope.                      FOR FURTHER INFORMATION CONTACT: Dr.
     allowed to operate a CMV.                                   We will consider all comments and                 Kevin Womack, Director, Office of
        In response to section 4129, FMCSA                    material received during the comment                 Research, Development and
     made immediate revisions to the                          period. FMCSA may issue a final                      Technology, mail code RDT–10, OST–R,
     diabetes exemption program established                   determination at any time after the close            1200 New Jersey Avenue SE.,
     by the September 3, 2003 notice.                         of the comment period.                               Washington, DC 20590. Telephone
     FMCSA discontinued use of the 3-year                     V. Viewing Comments and Documents                    Number (405) 954–7312 or Email:
     driving experience and fulfilled the                                                                          Kevin.Womack@dot.gov.
                                                                To view comments, as well as any
     requirements of section 4129 while                                                                            SUPPLEMENTARY INFORMATION:
                                                              documents mentioned in this preamble,
     continuing to ensure that operation of                   go to http://www.regulations.gov and in              Table of Contents
     CMVs by drivers with ITDM will                           the search box insert the docket number
     achieve the requisite level of safety                                                                         I. Background
                                                              FMCSA–2017–0036 and click ‘‘Search.’’                II. Eligibility
     required of all exemptions granted                       Next, click ‘‘Open Docket Folder’’ and               III. Matching Requirements
     under 49 U.S.C. 31136 (e).                               you will find all documents and                      IV. Application Process
        Section 4129(d) also directed FMCSA                   comments related to this notice.                     V. Program Funding and Award
     to ensure that drivers of CMVs with                                                                           VI. Use of Grant Funds
     ITDM are not held to a higher standard                     Issued on: May 18, 2017.
     than other drivers, with the exception of                Larry W. Minor,                                      I. Background
     limited operating, monitoring and                        Associate Administrator for Policy.                     The Fixing America’s Surface
     medical requirements that are deemed                     [FR Doc. 2017–10764 Filed 5–25–17; 8:45 am]          Transportation Act (FAST Act; Pub. L.
     medically necessary.                                     BILLING CODE 4910–EX–P                               114–94, Sec. 6002(a)(5); December 4,
        The FMCSA concluded that all of the                                                                        2015) authorizes $72.5 million for
     operating, monitoring and medical                                                                             Federal fiscal year (FY) 2016, $75
     requirements set out in the September 3,                 DEPARTMENT OF TRANSPORTATION                         million for FY 2017 and FY 2018, and
     2003 notice, except as modified, were in                                                                      $77.5 million for FY 2019 and FY 2020
     compliance with section 4129(d).                         Office of the Assistant Secretary for                for up to 35 competitive grants for
     Therefore, all of the requirements set                   Research and Technology; University                  UTCs. The FY 2016 through FY 2020
     out in the September 3, 2003 notice,                     Transportation Centers (UTC)                         funds are subject to appropriations and
     except as modified by the notice in the                  Program, Competition for Regions 1, 2,               to an annual obligation limitation. The
     Federal Register on November 8, 2005                     and 3                                                amount of budget authority available in
     (70 FR 67777), remain in effect.                         AGENCY:  Office of the Assistant                     a given year may be less than the
     IV. Submitting Comments                                  Secretary for Research and Technology                amount authorized for that fiscal year.
                                                              (OST–R), DOT.                                           The FAST Act authorizes the
       You may submit your comments and                                                                            Secretary of Transportation to make
                                                              ACTION: Notice of Funding Availability.
     material online or by fax, mail, or hand                                                                      grants to eligible nonprofit institutions
     delivery, but please use only one of                     SUMMARY:  The United States Department               of higher education to establish and
                                                              of Transportation (the Department) is                operate UTCs. Nonprofit institutions of
        1 Section 4129(a) refers to the 2003 notice as a
                                                              publishing this notice to give eligible              higher education may include
     ‘‘final rule.’’ However, the 2003 notice did not issue
     a ‘‘final rule’’ but did establish the procedures and
                                                              nonprofit institutions of higher learning            qualifying two-year institutions (20
     standards for issuing exemptions for drivers with        in Standard Federal Regions 1, 2, and 3              U.S.C. 1001(a)). OST–R will manage the
     ITDM.                                                    advance notice that they will have an                UTC Program for the Department. The


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     24446                           Federal Register / Vol. 82, No. 101 / Friday, May 26, 2017 / Notices

     Department will solicit competitive                     year institutions may be members of a                 114–94, § 6016). Regional UTCs must be
     grant applications for three Regional                   consortium if they meet the definition of             able to conduct research in an area of
     University Transportation Centers, one                  ‘‘institution of higher learning’’ in 20              focus from among nonexclusive
     each in Standard Federal Regions 1, 2,                  U.S.C. 1001(a). The grantee institution               candidate topic areas established by the
     and 3. Previously, the Department                       (lead institution of a consortium of                  Secretary that address the research
     solicited competitive grant applications                institutions) will be the direct and                  priorities identified in section 6503,
     for these three regions; however, the                   primary recipient of UTC program                      Subtitle III of title 49 as amended by
     Department did not select any of the                    funds. The grantee institution must                   Public Law 114–94, § 6016. An
     submitted applications. UTCs will be                    perform a substantive role in carrying                applicant for a Regional UTC must
     selected by the Secretary, in                           out UTC activities, and not serve merely              designate the region in which it is
     consultation as appropriate with the                    as a conduit for awards to other parties.             applying.
     Assistant Secretary for Research and                       Applicants are reminded of the                       Selection criteria. The Department
     Technology, and the Administrator of                    following restriction (49 U.S.C.                      will evaluate and select UTC applicants
     the Federal Highway Administration                      5505(b)(2)(A) as amended by Public Law                based on the nine selection criteria
     and other modal administrators as                       114–94, § 6016):                                      outlined in the FAST Act:
     appropriate. (49 U.S.C. 5505(b)(4)(B) as                   A lead institution of a consortium of                 ‘‘(i) the demonstrated ability of the
     amended by Pub. L. 114–94, Sec. 6016).                  nonprofit institutions of higher                      recipient to address each specific topic area
        The Department plans to                              education may only receive one grant                  described in the research and strategic plans
     competitively select three Regional                     per fiscal year for each type of Center.              of the recipient;
     UTCs, one in each Standard Federal                      Thus, a lead institution may receive                     ‘‘(ii) the demonstrated research, technology
     Regions 1, 2, and 3, with an initial                    grants as a National Center, a Regional               transfer, and education resources available to
     annual award ofup to $2,570,600 each.                                                                         the recipient to carry out this section;
                                                             Center, and a Tier 1 Center, but not                     ‘‘(iii) the ability of the recipient to provide
        The role of each UTC is to advance                   more than one grant in each category.
     transportation expertise and technology                                                                       leadership in solving immediate and long-
                                                             Ill. Matching Requirements                            range national and regional transportation
     in the varied disciplines that comprise                                                                       problems;
     the field of transportation through                       Each UTC is required to obtain                         ‘‘(iv) the ability of the recipient to carry out
     education, research, and technology                     matching funds from non-federal                       research, education, and technology transfer
     transfer activities; to provide for a                   sources. The amount of matching funds                 activities that are multimodal and
     critical transportation knowledge base                  required for a Regional UTC is 100                    multidisciplinary in scope;
     outside of the Department of                                                                                     ‘‘(v) the demonstrated commitment of the
                                                             percent of the Federal award. The                     recipient to carry out transportation
     Transportation; and to address critical                 matching amounts may include the
     workforce needs and educate the next                                                                          worliforce development programs through-
                                                             amounts made available to a grant                        ‘‘(!) degree-granting programs or programs
     generation of transportation leaders.                   recipient under 23 U.S.C. 504(b) or 505.              that provide other industry-recognized
     II. Eligibility                                                                                               credentials; and
                                                             IV. Application Process                                  ‘‘(II) outreach activities to attract new
        A UTC must be located in the United                     Full and Open Competition. The                     entrants into the transportation field
     States or territories. A change in the                  Department will conduct the UTC                       including women and underrepresented
     UTC Program from prior authorizations                   program selection based on principles of
                                                                                                                   populations;
     is that each UTC must be a consortium                                                                            ‘‘(vi) the demonstrated ability of the
                                                             full and open competition. Three                      recipient to disseminate results and spur the
     of two or more nonprofit institutions of                Regional Centers will be selected from
     higher learning (49 U.S.C. 5505(b)(1) as                                                                      implementation of transportation research
                                                             the pool of applicants.                               and education programs through national or
     amended by Public Law 114–94,                              Subject Matter Focus. A change to the              statewide continuing education programs;
     § 6016). A Regional UTC must be                         UTC Program in this competition is that                  ‘‘(vii) the demonstrated commitment ofthe
     located in the region for which the grant               applicants must address the following                 recipient to the use of peer review principles
     is sought. (49 U.S.C. 5505(c)(3)(B)(ii) as              selected research priorities taken from               and other research best practices in the
     amended by Pub. L. 114–94, § 6016). All                 section 6503, Subtitle III of title 49 as
                                                                                                                   selection, management, and dissemination of
     members of a Regional UTC consortium                                                                          research projects;
                                                             amended by Public Law 114–94, § 6016:                    ‘‘(viii) the strategic plan submitted by the
     must be located in the region for which
     the grant is sought.                                       A. Improving mobility of people and                recipient describing the proposed research to
                                                             goods; B. Reducing congestion;                        be carried out by the recipient and the
        For Region 1, the eligible states are:
                                                                C. Promoting safety;                               performance metrics to be used in assessing
     Connecticut, Maine, Massachusetts,                                                                            the performance of the recipient in meeting
     New Hampshire, Rhode Island and                            D. Improving the durability and
                                                                                                                   the stated research, technology transfer,
     Vermont. For Region 2, the eligible                     extending the life of transportation                  education, and outreach goals; and
     states/territories are: New Jersey, New                 infrastructure; and                                      ‘‘(ix) the ability of the recipient to
     York, Puerto Rico, and the U.S. Virgin                     E. Preserving the existing                         implement the proposed program in a cost-
     Islands. For Region 3, the eligible states              transportation system.                                efficient manner, such as through cost
     are: Delaware, the District of Columbia,                   The Secretary has selected                         sharing and overall reduced overhead,
                                                             nonexclusive candidate topic areas that               facilities, and administrative costs. ’’
     Maryland, Pennsylvania, Virginia and
     West Virginia.                                          will fall within these priority areas.                (49 U.S.C. 5505(b)(4)(B) as amended by
        Institutions may collaborate with state              Each UTC will be awarded a grant based                Pub. L. 114–94, § 6016).
     and local departments of transportation,                on its ability to address one of the                    The following additional selection
     Metropolitan Planning Organizations,                    priorities and the topic areas that fall              criteria also apply to Regional UTCs:
     the private sector and non-governmental                 within the priority area selected.                      Regional UTCs. The lead institution
     organizations; however, these                              Regional UTCs: One UTC will be                     in a Regional consortium must have a
     organizations or others that are not U.S.               selected in each of Standard Federal                  well-established, nationally recognized
     nonprofit institutions of higher learning               Regions 1, 2, and 3. Regional UTCs are                program in research and education, as
     may not be considered members of a                      required to focus on transportation                   shown by:
     consortium. A change from previous                      research and education (49 U.S.C.                       (i) recent expenditures by the institution in
     UTC Program competitions is that two-                   5505(c)(3)(B) as amended by Pub. L.                   highway or public transportation research;



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                                     Federal Register / Vol. 82, No. 101 / Friday, May 26, 2017 / Notices                                            24447

        (ii) a historical track record of awarding           DEPARTMENT OF THE TREASURY                            approvals for business forms,
     graduate degrees in professional fields                                                                       recordkeeping requirements, and third-
     closely related to highways and public                  Internal Revenue Service                              party reporting requirements or to
     transportation; and                                                                                           combine any number of forms,
        (iii) an experienced faculty who specialize          Proposed Collection; Comment                          recordkeeping requirements, and/or
     in professional fields closely related to               Request for Forms 1065, 1065–B, 1066,                 third-party disclosure requirements
     highways and public transportation.                     1120, 1120–C, 1120–F, 1120–FSC,                       (usually related in subject matter) under
                                                             1120–H, 1120–L, 1120–ND, 1120–PC,                     one OMB Control Number. Agency
     (49 U.S.C. 5505(c)(3)(B) (iii) as amended               1120–POL, 1120–S, 1120–SF, 1120–                      decisions on whether to group
     by Pub. L. 114–94, § 6016).                             REIT, 1120–RIC, and Related                           individual requirements under a single
        Past Performance. The Department is                  Attachments                                           OMB Control Number or to disaggregate
     required by 2 CFR part 200, Uniform                     AGENCY: Internal Revenue Service (IRS),               them and request separate OMB Control
     Administrative Requirements, Cost                       Treasury.                                             Numbers are based largely on
     Principles, and Audit Requirements for                                                                        considerations of administrative
                                                             ACTION: Notice and request for
     Federal Awards, Section 205, to review                                                                        practicality.
                                                             comments.                                                The PRA also requires agencies to
     risk posed by applicants. This may be
     done through such publicly available                    SUMMARY:    The Internal Revenue Service,             estimate the burden for each collection
     information collections as the System                   as part of its continuing effort to reduce            of information. Accordingly, each OMB
     for Award Management (SAM.gov) and/                     paperwork and respondent burden,                      Control Number has an associated
                                                             invites the general public and other                  burden estimate. The burden estimates
     or through specifically collected
                                                             Federal agencies to take this                         for each control number are displayed
     information about the applicant’s record
                                                             opportunity to comment on proposed                    in (1) the PRA notices that accompany
     in managing Federal awards.                                                                                   collections of information, (2) Federal
                                                             and continuing information collections,
        External Stakeholders. The                           as required by the Paperwork Reduction                Register notices such as this one, and
     Department will consult with external                   Act of 1995 (PRA). This notice requests               (3) in OMB’s database of approved
     stakeholders (including the                             comments on all forms used by business                information collections. If more than
     Transportation Research Board ofthe                     entity taxpayers:                                     one form, recordkeeping requirement,
     National Academy of Sciences, among                       Forms 1065, 1065–B, 1066, 1120,                     and/or third-party disclosure
     others), to the maximum extent                          1120–C, 1120–F, 1120–FSC, 1120–H,                     requirement is approved under a single
     practicable, to evaluate and review all                 1120–L, 1120–ND, 1120–PC, 1120–POL,                   control number, then the burden
     proposals. (49 U.S.C. 5505(b)(6) as                     1120–S, 1120–SF, 1120–REIT, 1120–                     estimate for that control number reflects
     amended by Pub. L. 114–94, § 6016).                     RIC; and all attachments to these forms               the burden associated with all of the
                                                             (see the Appendix to this notice). With               approved forms, recordkeeping
     V. Program Funding and Award                                                                                  requirements, and/or third-party
                                                             this notice, the IRS is also announcing
                                                             significant changes to (1) the manner in              disclosure requirements.
        UTCs will be selected by the                                                                                  As described below under the heading
     Secretary, in consultation as appropriate               which tax forms used by business
                                                                                                                   ‘‘New Burden Model,’’ the IRS’s new
     with the Assistant Secretary for                        taxpayers will be approved under the
                                                                                                                   Business Taxpayer Burden Model
     Research and Technology, the                            PRA and (2) its method of estimating the
                                                                                                                   (BTBM) estimates of taxpayer burden
     Administrator of the Federal Highway                    paperwork burden imposed on all
                                                                                                                   are based on taxpayer characteristics
                                                             business taxpayers.
     Administration and other modal                                                                                and activities, taking into account,
     administrators as appropriate. Awards                   DATES: Written comments should be                     among other things, the forms and
     will be made no later than December 4,                  received on or before July 25, 2017 to be             schedules generally used by those
     2017, with Federal FY 2016 funds                        assured of consideration.                             groups of business taxpayers and the
     awarded at that time. Subsequent                        ADDRESSES: Direct all written comments                recordkeeping and other activities
     Federal FY 2017–FY 2020 funding will                    to Laurie Brimmer, Internal Revenue                   needed to complete those forms. The
     be awarded approximately annually                       Service, Room 6526, 1111 Constitution                 BTBM represents the second phase of a
     after that date, subject to availability of             Avenue NW., Washington, DC 20224.                     long-term effort to improve the ability of
                                                               Requests for additional information or              IRS to measure the burden imposed on
     funds and grantee compliance with
                                                             copies of the form and instructions                   various groups of taxpayers by the
     grant terms and conditions.                             should be directed to Sara Covington, at              federal tax system. While the new
     VI. Use of Grant Funds                                  Internal Revenue Service, Room 6526,                  methodology provides a more accurate
                                                             1111 Constitution Avenue NW.,                         and comprehensive description of
       Grantees will have until September                    Washington, DC 20224, or through the                  business taxpayer burden, it will not
     30, 2023 to expend all funds, assuming                  internet, at Sara.L.Covington@irs.gov.                provide burden estimates on a form-by-
     availability of annual appropriations.                  SUPPLEMENTARY INFORMATION:                            form basis, as has been done under the
       Issued in Washington, DC, on May 23,                                                                        previous methodology. When the prior
                                                             Change in PRA Approval of Forms                       model was developed in the mid-1980s,
     2017.                                                   Used by Business Taxpayers
     Elaine L. Chao,
                                                                                                                   almost all tax returns were prepared
                                                               Under the PRA, OMB assigns a                        manually, either by the taxpayer or a
     Secretary.                                              control number to each ‘‘collection of                paid provider. In this context, it was
     [FR Doc. 2017–10927 Filed 5–25–17; 8:45 am]             information’’ that it reviews and                     determined that estimating burden on a
     BILLING CODE 4910–9X–P                                  approves for use by an agency. A single               form-by-form basis was an appropriate
                                                             information collection may consist of                 methodology. Today, over 90 percent of
                                                             one or more forms, recordkeeping                      all business entity tax returns are
                                                             requirements, and/or third-party                      prepared using software or with
                                                             disclosure requirements. Under the PRA                preparer assistance. In this
                                                             and OMB regulations, agencies have the                environment, in which many taxpayers’
                                                             discretion to seek separate OMB                       activities are no longer as directly


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Document Created: 2017-05-26 02:24:01
Document Modified: 2017-05-26 02:24:01
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice of Funding Availability.
ContactDr. Kevin Womack, Director, Office of Research, Development and Technology, mail code RDT-10, OST-R, 1200 New Jersey Avenue SE., Washington, DC 20590. Telephone Number (405) 954- 7312 or Email: [email protected]
FR Citation82 FR 24445 

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